# Brief for the United States — Linden Lumber Division, Summer & Co. v. National Labor Relations Board

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Brief for the United States
- **Published:** January 1, 1974
- **Citation:** 416 U.S. 955

## Text

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INDEX
Page
- Opinions below. -_________- Tete Faeroe: pas 1
ew 2
ee 2
rn SN i 4
Statement:
A 2m Oba a bein... 5
tee 6 5
cog EES EE cease 9
B. The decision of the court of appeals_____- 11
eee Or Beit 12
Wa eb oe 15
The Board properly concluded that an
employer who has neither prejudiced the
holding of a fair election nor agreed to a
voluntary method of determining the
Union’s majority status need not bargain
with the Union until it has verified its card
or picket line showing of employee support
mea Deetd elotting.... 15
RR oR orca oa Soe EN ea 23
Citations
Cases: é
Aaron Bros. Co., 158 NLRB 1077_______- 18, 23, 27

Abinante & Nola Packing Co.,26 NLRB1288. 17
Acme-Evans Co., 24 NLRB 7], enforced,
Oa Oe Ol. oe a 17

(1)

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Cases—Continued

A. L. Gilbert Co., 110 NLRB 2067_____.___-
Amperex Electronic Corp., 109 NLRB 353___-
Artcraft Hosiery Co., 783 NLRB 333_________
Atlantic Tech. Servs. Corp., 202 NLRB No.

13, 82 LRRM 1467, enforced, 86 LRRM

Bowman Bldg. Prods. Div., 170 NLRB 312__-
Brooks v. National Labor Relations Board,

WO Bile Wea ok ee heen asdnenbuncun
Clermont’s, Inc., 1544 NLRB 1397__________-

Dayton Typographical Union No. 57 v. Na- -

tional Labor Relations Board, 326 F. 2d 634_
Department & Specialty Store Employees’
Union Local 1265 v. Brown, 284 IF’. 2d 619_ -
Economy Food Center, Inc., 142 NLRB 901,
eumoresG: Gee f. 0 408... ..
Excelsior Underwear Inc., 156 NLRB 1236___
Garment Workers’ Union vy. National Labor
Relations Board, 366 U.S. 731___.._._____-
Hammond. & Irving, Inc., 154 NLRB 1071__-
Hercules Packing Corp., 163 NLRB 264, en-
SPC, ee ©. Oe Po sk hc
Joy Silk Mills, Inc., 85 NURB 1263, enforced,
185 F. 2d 732, certiorart-denied, 341 U.S.

i 12, 16,

National iabor Relations Board v. Air Control
Prods. of St. Peterburg, Inc. 335 F. 2d 245__
National Labor Relations Board v. Erie Resistor
COPD, Ue Uk MR os sagen aeenusal on

18, 20

6

III

Cases—Continued Page
National Labor Relations Board vy. Gissel Pack-
sag Ca, RGU. GIB... ow nsec vie 9,

10, 12, 13,14, 15, 16, 18, 19, 20, 21, 23,
24, 25, 26, 27
National Labor Relations Board v. Harris-

Woodson Co., 170 F. 30 TWOo w= 2.5 occ sce 22
National Labor Relations Board v. Insurance
Agents’ Union, 361 US. 477_:.__.--..---- 26
National Labor Relations Beard v. Local 542,
Operating Engineers, 331 I. 2d 99, certiorari .
denied, 379 U.S. 889_ _-_- Ca ae oe as 25
National Labor Relations Board v. National
Seal Cote.g iti 2. MAT 8. Ak oe ew 22

National Labor Relations Board v. Remington
Rand, Inc., 94 I. 2d 862, certiorari denied,

EE ALM ILOLEL GIN CRIS PINT ESL MESS EAR NIRS a mE REN

Te 17
National Labor Relations Board v. River Togs,
De, BBS Pe ek ess Se es es ee 18
National Labor Relations Board v. Riese Mfg.
Co., 414 US. 270_-..--.-------+-------- 30
National Labor Relations Board y. Truck Driv-
oe Cais, 20 USO . 31
National Labor Relations Board v. Union Car- :
bide Corp., 440 F. 2d 54, certiorari denied, 5
UAB oc... SER ee ee 21 oa
National Labor Relations rare v. Virginia uf
Elec. & Power Co., 314 U.S. 469.-.------- 24 E
National Labor Relations Board vy. World é
Carpets of N.Y., Inc., 463 F. 2d 57___----- 22 f
Nation-W ide Plastics Co., 197 NLRB No. 136, ;
St Te PG so ee ee 22

PUI

bash & bee bey

Cases—Continued

Page
New York Tel. Co., 89 NLRB 383...._.__... 21
Pyne Moulding Corp., 110 NLRB 1700, en-

Wp; MBF PO 17
Roanoke Public Warehouse, 72 NURB 1281__- 17
Snow & Sons, 134 NLRB 709, enforced, 308

ee OE i ee 19, 22
Sullivan Elec. Co., 199 NLRB No. 97, 81

LRRM 13138, enforced, 479 F. 2d 1270___- 22
Thomas y. Collins, 323 U.S; 516... ......... 24
Trimfit of Cal., Inc., 101 NLRB 706, enforced,

Pee Oe ee ca oa can incumanwen 17
Wm. Wood Bakery, Inc., 97 NURB 122____- 29

Constitution and statutes: :

US. Constitution, First Amendment_-______- 24
National Labor Relations Acti, as amended (61

Stat. 136, 73 Stat. 519, 29 US.G.-151, et

Woe ee ae cede 2
SN ES canes haw 23 (e
Section Gla)th)... =... kone pee 3, Mg
TO ke eu ce 8
Section 8(a)(5)____- 3, 8, 11, 13, 15, 16, 22, 23, 26, 30
Section 8(b)(7)(C)_____-__- se ae 13, 24, 25
ORR Cs ie cn cwceeus 24
Becton Ota). thes wcuekowne 2, 3, 16
eee OS) a oe 2
CRN IG HS a eae 16, 23
Section 9(c)(1)(A)___--___- envelicnneuuwee 3
CON CCL ae gs oi a cc ae 4, 28, 29

Miscellaneous:
38th Annual Report of the National Labor

23

Relations Board 13 (1973)_------- cnaceae

Miscellaneous—Continned Page
Bok, The Regulation of Campaign Tactics in
Representation Election Under the National
Labor Relations Act, 78 Harv. L. Rev.
O60 (1008) oo aa ee 20
Carney & Florsheim, The Treatment of Refusals
to Cross Picket Lines: “By-Paths and Indirect
Crookt Ways,” 55 Corn. L. Rev. 940 (1970) - 21
Christensen & Christensen, Gissel Packing and
“Good Faith Doubt”: The Gestalt of Required
Recognition of Unions under the NLRA, 37
U. Obi. ti. Bow. 413 CGR ics 18
Comment, Employer “Good Faith Doubt,’ 116
U. Pa. Lc Bev. te Cee). ck. 18
Comment, Employer Recognition of Unions on
the Basis of Authorization Cards: The “In-
dependent Knowledge” Standard, 39 U. Chi.
L. Rew. Sis Ce) a ec 21 .
Comment,. Refusal-to-Recognize Charges Under f
Section S8(a)(5) of the NLRA: Card Checks =
and Employee Free Choice, 33 U. Chi. L.
Siew, BEr TOO) Bok oso oa ox eee eke
Comment, Union Authorization Cards, 75
Yale L. J. SOG OWS; okie es
O6d Coe: Boe. Ge... 28
Lesnick, Establishment of Bargaining Righis
Without an NLRB Election, 65 Mich. L.
Pee BEL CA) as cna ca 18
NLRB Statements of Procedure, Section
101.18(a); 28 CFS 101 IMA). ca ss 6
O'Connor, Respecting Picket Lines: A £

LSAT EP EOS RN MELE SS EE SND ER

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Union
View, N.Y.U. 7th Conf. on Lab. 235 (1954) - 21
S. Rep. No. 195, 80th Cong., Ist Sess., part 1- 28

PE PRAISE

In the Supreme Gourt of the United States

OcToBER TERM, 1973

No. 73-1231
LinpEN LumBer Division, SUMMER & Co., PETITIONER
v.

NATIONAL LABOR RELATIONS Boarb, ET AL.

No. 73-1254
NATIONAL LABOR RELATIONS BoarD, PETITIONER
v.
Truck Dryers Union Locat No. 413, Anp
TEXTILE WorRKERS UNION

ON WRITS OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT

BRIUF FOR THE NATIONAL LABOR RELATIONS BOARD

OPINIONS BELOW

The opinion of the court of appeals (Pet. App. A,
pp. 23-59)" is reported at 487 F. 2d 1099. The Board’s
'The opinion covers two cases consolidated in the court
of appeals—Zruck Drivers Union Local 413, International

Brotherhood of Teamsters, ete. y. National Labor Relations
Board, No. 71-1529 (hereafter Linden), and Jexrtile Workers

(1)

APT elt OES REE mV si

NEEDS ee tise

2

decision in Linden (Pet. App. C, pp. 54-118) is re-
ported at 190 NLRB 718. The Board’s initial decision
in Wilder (Pet. App. D, pp. 119-159) is reported at
173 NLRB 214, and the decision of the court of ap-
peals remanding for reconsideration (Pet. App. FE,
pp. 160-164) is reported at.420 F, 2d 635. The
Board’s two supplemental decisions in Wilder (Pet.
Apps. F and G, pp. 165-193) are reported at 185
NLRB 175 and 198 NLRB No. 123.
JURISDICTION

_ The judgment of the,court of appeals (Pet. App. B,
pp. 51-53) was entered on September 13, 1973, and
was amended on November 6, 1973. On December 6,
1973, and December 20, 1973, the Chief Justice ex-
tended the time of the Board and Linden, respectively,
for filing petitions for writs of certiorari to and
including Sunday, February 10, 1974. The petitions
were filed on February 11, 1974, and were granted on
April 22, 1974 (A. 53-54). The jurisdiction of this Court
rests on 28 U.S.C. 1254(1).

STATUTE INVOLVED

Sections 8(a), 9(a) and (c¢) of the National Labor
Relations Act, as amended (61 Stat. 136, 73 Stat. 519,
29 U.S.C. 158(a), 159(a) and (c)) provide in relevant
part as follows:

Union of America v. National Labor Relations Board, No. 7%4-
1794 (hereafter Wilder).

“Pet, App.” refers to the appendix to the petition for cer-
tiorari in National Labor Relations Board v. Truck Drivers
Union Local No. 413, and Tertite Workers Union, No. 73-1234,
“A.” refers to the separate appendix to the briefs.

. 3

See. 8(a) It shall be an unfair labor practice for
an employer—
(1) to interfere with, restrain, or coerce
employees in the exercise of the rights guar-
anteed in section 7;

ead

* * * * *
(5) to refuse to bargain collectively with

the representatives of his employees, subject
to the provisions of section 9(a).

* * * * *

Sec. 9(a) Representatives designated or selected for
the purposes of collective bargaining by the majority of
the employees in a unit appropriate for such purposes,
shall be the exclusive representatives of all the em-
| plovers in such unit for the purposes of collective bar-
. gaining in respect to rates of pay, wages, hours of em-

ployment, or other conditions of emptoyment: * *-*

—

* * * * * *

(c)(1) -Whenever a petition shall have been
filed, in accordance with such regulations as may
be prescribed by the Board—

(A) by an employee or group of émployees
or any indiv idual or labor organization acting
in their behalf alleging that a substantia!
number of employees (1) wish te be repre-
sented for collective bargaining and that their
employer declines to recognize their repre-
sentative as the representative defined in
section 9(a), or (11) assert that the individual
or laber organization, which has been certi-
fied or is being currently recognized by their

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employer as the bargaining representative, is
no longer a representative as defined in. see-
tion 9{a) ; or
(B) by an employer, alleging. that one or
more individuals or labor organizations have
presented to him a claim to be recognized as
the representative defined in section 9(a);
the Board shall investigate such petition and if it
has reasonable cause to believe that a question of
representation affecting commerce exists shall pro-
vide for an appropriate hearing upon due notice.
Such hearing thay be conducted by an officer or
employee of theé'réxional office, who shall not make
any recommendations with respect thereto. If the
Board finds upon the record of such hearing that
such a question of representation exists, it shall
direct an election by secret ballot and shall certify

the results thereof. . es

-

QUESTION PRESENTED eo

Whether an employer violates his bargaining obli=.
gation under the National Labor Relations Act by
declining to accept a union’s authorization card or
picket line indication of employee support and insist-
ing that the union establish its representative status
ima Board election, when the employer has not engaged
in conduct that would preclude the holding of a fair
election and has not agreed to a voluntary method of
determining the union’s majority status.

\
‘

(“the Union”), shtniaod ie twelve a te

f Linden Luriber Division of Summer & Co. (Ling:

| den’’) * signed cards authorizing the Union to repre-
sent open for collective gcd (Pet. og C,

6

Ou February 3, a Board hearing officer held a pre-
hearing confereuce on the Union's representation peti-
tion. During the meeting, the Union's attorney, Smed-
stad, asked the Company's @®sultant, Rector, about
the possibility of entering into a consent election agree-
ment. Rector said that he would not enter tnto suéh
an agreement because Local 418 had been organized
-by supervisors (Marsh and Shafer, see p. 5, supra,
n.3),and it would be unlawful for Linden “to recog-
nize any union that had heen organized by supervisors”
(Pet. App. Cy p. 56; A. 35-36). The hearing officer
noted that Linden’s’ claim of supervisory influence
in the organization of Loeal 413 related to the Union's
showing of interest required to obtain a Board election
and could not be litigated at a representation hearing
(Pet. App. C, p.56; A. 36).!

When Rector maintained his position, the Union
withdrew the representation petition (Pet. App. C,
p. 96; A. 37). Thereafter, Rector told) Smedstad
that, if the Union submitted a new petition supported
by a “fresh’? 30 percent showing of interest, Linden

*See Section LOLAS(a) of the Board's Statements of Pro-
cedure, 29 CLELR. WOLAS(a): Nationa? Labar Relations Board
v. Vr Control Prods. of St. Petershucg, Lit. 335 F.2d 245,
B02 (CAL 5). > ;

Pro-union conduct by a supervisor during an organizational
campaign may, however, be grounds for setting aside a repre-
sentation election or provide a defense to a refusal-to-bargain
charge. Afr Control Prods. supra, 335 F.2d at 250, Here, the
trial examiner ultimately found that Marsh was not a super-
visor (Pet. App. C, p. 86), and that. while Shafer was a super-
visor, “| t}here is no evidence * * * that he solicited employees
or otherwise enlisted their suppert of the Union” (id. at LIT). «

7 ae
would enter into a consent election agreement. Smied-
stad replied that the Union already had “all the
people lined up.’ Reetor repeated that, since super
visors had solicited these people, without a fresh show-
ing of interest Wo consent clecion conld be agreed upon
and no bargaining would take splace (Pet. App. ©,
pp. 56-57 ; A. O8-39. )

The next day, February 4, Union representative
Norman met with the employees and informed them
of what had occurred at the prehearing conference,
Nine employees then signed a statement distributed
by Norman reaffirming their desire to be represented
by the Union. Both Marsh and Shafer attended the
meeting but neither signed the statement (Pet. App.
C, p. 87; A. 17-19, 49). On February 6, Norman
presented the statement, togethe? with another request
for recognition, to Linden’s general manager, who
referred the matter to Rector (Pet. App. Cy p. 97;
A. 19-20, 50). On February 8, Rector wrote to
the Union denying its renewed request for recognition
because “your membership includes supervisors * * *
who influenced and dominated employees of the pro-
posed unit.”” The letter added that the Union had the
opportunity to prove its claim before the Board, but
had withdrawn its representation petition. (Pet. App.
(yp. 57; A. 20-21, 51.) :

/ The Union filed no new petition .for an election.
Instead, on February 15, all but one of the employees
who signed the reaffirmation statement struck in sup-

_ port of the Union’s demand for recognition and pick-
eted the Company's premises (Pet. App. C, p. 97;

‘ 8
A. 23-24). On February 23, the Uion filed a refusal-
to-bargain charge witlj,the Board. The strike termi-
nated on June 1 (Pet. App. C, p. 57). .

The Board (Members Brown and Fanning dissent-
ing) held that, absent independent unfair labor prac-
tices which would preclude a fair election, an em-
ployer ‘‘should not be found guilty of a violation of
Section 8(a)(5) [of the Act] solely upon the basis of
its refusal to accept evidence of majority status other
than the results of a Board election,” and accordingly
dismissed the complaint insofar as it alleged that the
Company had unlawfully refused to bargain with the
Union (Pet. App..C, pp. 63-64).° The Board noted
that the Company had never agreed to any Voluntary
means for resolving the Union’s claim of majority
status other than a Board election (7bid.). The Board
also rejected the Union’s contention that, because the
picket line showing gave the Company “independent
knowledge”? that the Union possessed majority sup-
port and the Company made no effort to secure a
Board election to resolve any doubt it may have had,
a finding of violation of Section 8(a) (5) was warranted.
The Board concluded that consideration of these factors
would require it to reenter the “thicket” of assessment
of the employer’s * good-faith,” an inquiry “which we an-

>The Board found, however, that the Company had violated
Section S(a)(8) of the Aet by failing to reinstate two of the
strikers. But the Board further found that, since these unfair
labor practices occurred well after the start of the organizing
campaign and under circumstances which would not lead other
employees to view them as retribution for such activity, they
did not preclude the conduct of a fair election (Pet. App. C, pp.
58-59).

if

9

nounced to the Supreme Coart in [National Labor
Relations Board v.. Gissel Packing Co., 399 U.s. 575]
* * * we had ‘cirtually abandoned * * * altogether’”
(Pet. App. C, p. 68). '

2. WILDER

On October 12, 1965, representatives of the Textile
Workers Union visited the plant of the Wilder Manu-
facturing Co. (“Wilder”), a manufacturer of cooking
utensils, They presented the Company with eleven
signed and two unsigned authorization cards,’ stated
that they represented a majority of Wilder’s produc-
tion and maintenance employees, and requested rec-
ognition.’ Wilder official Walter Derse commented
that some were unsigned. Union representative Cohen
stated that two unsigned cards were included because
the eniployees involved had indicated that they wanted
to sign but the Union had not yet obtained their
signatures. Cohen again requested recognition, but
Derse replied that he had no authority to make that
decision and that it could not be made until his brother,
vice president Arthur F. Derse, Jr., returned to town
(Pet. App. D, p.120; A. 144-147, 160-162).

6 The card was en application for membership in the Union
and designated the Union as the employee's representative for
purposes of collective bargaining (Pet. App. D. p. 128, n. re
A. 187).

7 There were 30 employees at Wilder's plant. eighteen of

whom were included in the production and maintenance unit

ultimately found appropriate by the trial examiner. The ex-
aminer rejected the Company's contention that seven technical
employees also should be included in the unit (Pet. App. D,

pp. 130-140).

Paspiniss ee
iain ae ep Me

10

Shortly after Coheiu left, the eleven employees who
- had signed authorization cards left the plant and estab-
lished vw picket line® (Pet. App. D, p. 121). The next
day Cohen telephoned Walter Derse, repeated his
request: for recognition, and stated that he had = ob-
tained employee signatures on additional authorization
cards.” Derse reiterated that he could not answer the
request until after he met with the other officers later
that evening (7d. at 143-144, n. 34; A. 153-154, 165).
Wilder’s officers met during the evening of Octo-
ber 13. Walter Derse stated that only ten or eleven
employees were on strike, adding that, since there
were 30 employees at the plant, the Union could not
possibly represent a majority. The officers decided not
to recognize the Union (Pet. App. D, p. 121; A. 166-
167). When the Union’s further requests for recogni-
tion were denied, it filed unfair labor practices charges
with the Board (Pet. App. D, p. 121).
The Board (Member Fanning dissenting), relying
on its-decision in Linden,’ dismissed the complaint

‘The picketing continued for approximately five months
(Pet. App. D, p. 146).

° Two more employees signed cards that day and one of them
joined the picket line (Pet. App. D. p. 129).

Tn its initial decision in Wilder, issued prior to National
Labor Relations Board vy. Gissel Packing Co. 395 U.S. 575,
the Board dismissed the complaint on the ground that there
was no evidence that the Company's refusal to bargain had
been in bad faith (Pet. App. D, p. 122). The court of appeals
remanded the case to the Board for reconsideration in light
of (issel (Pet. App. E, pp. 160-164). In its first supplemental
decision, the Board found an unlawful refusal to bargain on
the ground that the Company knew that the Union possessed

om

11

(Pet. App. Gy pp. 178-193). It reiterated that, “ab-
sent employer unfair labor practices, the objectives
of our statute are best served: hy eneouragimg the
parties to utilize our orderly election procedures: to

establish a reHable majority-support foundation for

«4 bargaining relationship’ (id. at 182; scmphasis

c

omitted ).
. B. THE DECISION. OF THEE COURT Ob APPEALS

The court of appeals reversed the Board’s rulings
that, by re-auiring that the unions establish their ma-
jority stetus im an election. the employers lad not
unlawfully refused to bargain. It held that, **[w [hile
* * * oards alone, or recognitional strikes and ambig-
yous utterances of the employer, do not necessarily
provide such ‘epnvineing evidence Gf majority. sup
port? so as to require a. bargaining order, they cer-
tainly create ‘a sufficient probability of Majority sup-
port as to require an employer asserting a doubt of
majority status to resolve the possibility through a
petition for an election, ifheis te avoid both any duty te
bargain and any inquiry inte the actuality of his
doubt” (Pet. App. A, p. #7). The court vemanded the

———ae
majority support and had no “genuine willingness * * * to
resolve any, lingering doubts * * * [through] the Board's elee-
tion procedures” (Pet. App. F, pp. 169-190). After its decision
in Linden, the Board ‘ested a second suppleniental decision in
Wilder, reversing its earlier finding of an unlawful refusal
to bargain (Pet. App. G, pp- 178-193). fv

"The complaint alleged a refysal to bargain, in violation
of Section S(2)(5) of the Act, and also alleged restraint and
coercion, in Violation of Section 8(a) (1). The Board's dismissal
of the latter allegations (Pet. App. D. pp. 119, 125-128) is
not in issue here. Le

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cases to the Board “to reconsider what option, consist-
ent with the statute, it wishes to follow’ Cid. at 50).°

SUMMARY OF ARGUMENT /

Under the doctrine of Joy Silke Mills, Mne., 89
NLRB 1263, enforeed, 185 BF. 2d 732 CLALD.C.), cer-
tiorart denied, 541 Uss. 914, wich the Board. fol-
lowed) for many. years, an employer could) lawfully
refuse to bargain with a union that claimed represent-
ative status on the basis of either auth®rization vards
or some other means jess reliable than a Board elee-
tien, if he had a “good faith doubt whether the union
represented a majority of the employees in an appro-
phiate unit. In National Labor Relations Board y..
Gissel Packing Co., 399 US. 575, this Court sustained

eos the good faith doubt test
In situations where the employer has committed seri-

the Board's abandomme

ous unfair labor practices that impeded the election

process. In the preset cases, the Board has also abol-

ished that test in situations where the employer has

not Miterfered with the election process.

An employer may have many valid objections to rec-
The court indicated that (Pet. App. Ap. 47, mn. 47):

Fhe Board might, in order to reduce litigation and delay

: ; ; ;

in these matters, adopt the rule that an employer must.

When presented with an authorization card majority, either
recognize the union or, within a reasonable time, petition
for, a certification election, * * * Without such ai per se
rule, * * * the Board would have to use some version of *
the “independent knowledge” test | discussed 7+ fsa. pp. 19 21]
it considers workable, in order to define those conditions
where a failure of an employer to petition for an election
would be a predicate for an S(a) (5) bargaining order.

13
a

egnizing a union on the basis of cards. An iiquiry inte
his subjective motivation for refusing recognition is not
hikely to vield a reliable answer, Similar difficulties are
encountered i attempting co ascertain whether the em-
ployer had knowledge “independently” of the cards that
would confirm the union's majority states. As the court
of appeals acknowledged, the fact that a majority ef the
employees strike and picket does not necessarily es-
tablish that they desire the union as their representa-
tive. For these reasons, the Board properly conclided
that it should no longer inquire into an employer's
good faith doubt of majority status, but sheuld adopt
a cleareut rules de. Uf he has not prejudiced the con-
duct of a fair election by unfair labor‘ practices and
has not agreed to be bound by a voluntary method of
determining the union's representative status, an em-
plover does not Violate Section S¢a)(5) of the Act
merely by insisting that the union verify its majowty
ina Board election.

The Board's position harmonizes Section 8(a) (9)
with the other provisions of the Act and effectuates
its policies. In Gissel, this Court acknowledged the
superiority of the election process and recognized that

it is the preferred method of determining majority |

status. The Board's position encourages resolution of
representation cases by this salutary means,

The issuance of bargaining erders based on card or
picket line indications of majority suppert would tend
to encourage picketing for recognition, contrary to
the congressional objective reflected in Section 8())
(7)(C) of the Act. This provision seeks to encourage

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resort to the Board's clection machinery, and corres-
pondingly to limit resort to tie coercive pressures of
picketing, as the method for resolying questions of
representation, Similarly, the Board’s position encour
aves use of its election machinery to determine repre-
sentation questions.

Finally, the Board& position is conic nt with this
Conrt’s recognition in-Gissel that there was a “eate-
vory of minor or less extensive unfair labor practices,
whieh, because of their minimal impact on the election
machinery, will not support a bargaining order.” 395
Us. at 615. Tf a bargaining order based on eards is
not warranted even im some cases where the employer
has ‘committed independent unfair labor practices, It
would be anomalous to hold that an order i is nonethe-
less required where the employer has cormitted no
unfair labor practices.

Tn directing the Board to ndunt some version of the
unwerkable good faith or independent knowledge
tests, and in suggesting that it promulgate a per se
rule 1 requiring the employer to file a petition for an
election In every case in which he is confronted with a
card or picket line showing of majority, the court of
appeals impermissibly imtruded upon ‘the -Board’s
special function of applying the general provisions of:
the Aet to the complexities of industrial life.” Na-
tional Labor Relations Board v. nid Resistor Corp.
373 U.S, 221, 236. Neither the language of the Act nor
its legislative history reflects any congressional inten-
tion to impose a requirement that the employer file a
petition for an election in order to avoid violation of

1

Section 8(a) (5). Moreover, contrary to the view of the *

eourt of appeals, to require the employer to petition
for an election will not preclude litigation of signifi-
eant differences between the parties, or prevent an
employer fron: delaying resolution of the representa-

tion question, if he so desires,

‘ARGUMENT Fe

THE BOARD PROPECLY CONCLUDED THAT AN EMPLOYER |

WHO HAS NEITHER PRU DICED THE HOLDING OF A FAIR
ELECTION NOR AGREED TO’ A VOLUNSARY METHOD OF
DETERMINING THE Ul.ION’S MAJORITY STATUS NEED
NOT BARGAIN WITH THE UNION UNTIL IP HAS VERIFIED
IVS CARD OR PICKET LINE SHOWING-OF EMPLOYEE SUP-
PORT IN A BOARD- ELECTION

Tn National Labor Relations Board vy. Gissel Pack-
ing Co., 395 U.S. 575, the Court sustained the Board's
authority to require an employer to recognize and bar-
gain with a union that based its claim to representa-

* tive status solely on the possession of union authoriza-
tion cards, where the employer had engaged im
independent unfair labor practices that tended to pre-
clude the holding of a fair election. The Court found
it unnecessary to decide whether a bargaining order
based on cards or some other showing of employee
support other than certification in a Board election “is
ever appropriate in eases where there is no interfer-
ence with the election processes.’ Id. at 595; see also
id. at 601, n. 18. That question is presented here.

The Board -coneluded on the basis of its,past éxpe-
rience that, irrespective of whether he establishes a
“rood faith doubt” abont the union's majority status,

5 i aie eae ea aR CUS

id

FES ey RS ee

EMA ey

16
an employer who Jhas neither prejudiced the holding
of a fair election by unfair labor practices nor agreed
tK
jority status should not be obliged to bargain with a

~

a voluntary method of determining the union's ma-

union until it has verified its card or picket Hine indi-

‘ation of employee support in a Board election, We
show below that this conclusion constitutes a reason-
able and proper interpretation of the statute.

1. Section 8(a)(5) of the Act makes it an unfair
labor practice for an employer “to refuse to bargain
collectively with the representatives of -his employees,
subject to the provisions of section 9(a)." Section 9
(a) provides, in pertinent part, that “[r]epresenta-
tives designated or selected for the purposes of collec-
tive bargaining by the majority of the employees in a
unit appropriate for such purposes, shall be the exclu-
sive representatives of all the eniployees in-sueh unit
** * Section 9(¢)(1) permits the employees, the *
union, or the employer to petition the Board for an
election by a secret ballot to determine whether any
individual or labor organization is the majority repre-
sentative of a particular group of employees.

While a Board election is not the only means by
Which a anion may establish its representative status
(Gissel, supra, 395 US. at 596-597), under the Joy ~
Sik doctrine,” which the Board followed for many
years, an employer could lawfully refuse to bargain
With a union claiming representative status on the
basis of authorization cards, or some means other
than a Board election, if le had a “good faith doubt”

" Joy Ni/h Mills. lne.. Se) NLRB 1265, enforced, ISD | Oe Pa
732 (CLALD.C.), certiorari denied, 341 ULS. 914.

ly

Whether the union represented a majerity of the em-
plovees in an appropriate unit. A good faith doubt
would ordinarily be imputed to the employer if he
insisted that the union verify its majority claim in
a Board election, «ad refrained from committing iInde-.
pendent unfair labor practices that tended to under-
mine the union.” On the other-hand, the Board would
tind a leek of good faith doubt and would enter a
hargaiiing order where the enplover had committed
such unfair labor practices, or had rejected without
any reason the union's reeegnition demand.”

The good faith doubt test was frequently eriticized,’

however, and the Board experienced cousiderable dif-

-MSee AbJinanie & Nola Puc hing {Gis 26 NLRB Ivss.. 1522
IBL3: Rorwohke Public Warehouse, 72 NURB 1281. 1282-1283:
Avterctt Hosiery Co. 78 NLRB 333, 3542 0. 2. Gi hert Co. M0
NLRB 2067, 2069-2070,

The considerations prompting this conelusion were that the
determination whether the union represents a majority of the
employees in in appropriate unit freauently presents complex
factual and legal issues: the election procedures of the Act
provide a quick and dependable means of resolving those issues
(see pp. 28-24. pa fra) and the emplover would commit an inde-
pendent violation ofthe Act if he recognized a minority union.
See Garment Workers’ Union vy. National Laber Relations
Board, 366 US. 731.

& Vational Lahor Relations Roand v. Be mington Rand. Ine...
MOR. 2d sé2. 868 (CLA. 2). certiorari denied, 304 U.S. 576;
Aeme-BKireums Co. 24 NLRB 71. 115-114, enforced, 130° F. 2d
WT (CLA. 7): Peimat of Cal. lune. WA NLRB Jo8, Tos, en-
forced. 211 F. 2d 206 (CLA. 9; Pyne Moulding Corp., 110
NLRB 1700, 1707-1708. enforced, 226 F. 2d SiS f@®A. 2):
Heonomy Food Cinti ve Tne. 142 NLRB 1, 915 O14, enforced;
B38 Blvd des (CLA T). .

“One of the criticisms was that an employer's unfair labor
practices did not necessarily show that he did not have a good
faith doubt of majority, in that “[t}he fact of employer coer-

SEERA RYT INT TOS EAR

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ficudty in its practical appheation. According dy, in
Aaron Brothers Co., US NLRB 1077, the Board an-
nounced that an employer “will not be held to have
violated his bargaining obligation under the daw sim-
ply beeause he refuses to rely apen envds, rather than
an election. as the method for determining the tion's
majority.’ Jd. at loTs. The Board added that it was
the General Counsel who had to establish affirmatively
the existences of bad faith on the part of the emptover.
Id. at 1079. Thus, the ermployer no longer had te pre-
sent reasons for rejecting a bargaining demand and
he would not be deemed to have acted in bad faith
merely beeause he insisted on an election. Further-
more, the Board noted that not every unfair labor
practice would result ta oa finde of bad faith and
the issuance of a bargaining order.”

The Board stated during the , oral argument
in Gissel, that by then it *had virtually abandoned the
Joy Silk doctyine altogether.” 399 Cas. at 594. The
Court observed in Gissel (tord.) :
cion may be as consistent with a desire to prevent the acquisi-
tion of majority status as with a purpose to destroy an existing
majority.” Lesnick, Lt hlishinen:t of Bargaining Rerahts With-
outian NER Election. 6h Mich. Lo Reve S51. 855 (1967). The
test was also criticized for being unworkable, necessitating
inquiry into the employer's state of mind. See National Laho:
Relations Boad ve River Togs, Tne, 382 Fe 2d) 198, 206-208

On a

(CLA. 2): Christensen & Christensen. Gisse? Packing aud “Good
Falth Doubt’: The Gestalt of Required Recognition of Uniouws
auder the NERA BT UL Chi. Le Rev HE (1987): Comment. Av
ployer “Good Faith Doubt” W6 UL Pa. Ta Rev. 709) (1968).

soe Menninond & Treing, Lac. Lat NERB 1001: Clermouls
Tuc. Yok NLRB sot: Mercwtes Puchoog Corp. WS NERD
264. enforced, 386 F.2d 790 (CLA, 2).

19

Under the Board’s current: practice, an em-
plover’s good faith doubt is largely irrele-
vant, and the key to the issuance of a bargain-
ing order is the commission of serious unfair
labor practices that interfere with the election
processes and tend to preclude the holding of a
fair election, Thus, an-emplover can imsist that
a union go to an election, regardless of his sub-
jective motivation, so long as lie Is net guilty
of misconduct: he need give no. affirmative
reasons for rejecting a recom@uition request, and
he can demand an election with a simple “ne
comment” to the union.”*
This) principle was qualified by the “imdependent
knowledge”? exception, &e., “an employer could not
refuse to bargain if he kiew, through a persenal poll
for instance, that a majority of his employees sup-
ported the union.”? Jbid. (emphasis in original): see
Snow d& Sons, 134 NLRB 709, enforced, 308 F. 2d
eles Y 19
O87 (C.zA. 9).

In Gissel, this Court accepted the Board's aban-
donment of the good faith doubt test in situations
where the employer committed serious unfair labor
practices ‘that impeded the election process. In. the
present cases, we submit, the Board has also properly

The Court also noted that “by no longer reaniring an
employer to show affirmative reasons for insisting on an clec-
tion * * * the Board had climinated some First Amendment
“problem areas.” 395 ULS. at 617.

"In Snow, the employer, upon being presented with can
apparent card majority. agreed to submit: the cards to an
impartial third party for authentteation, but. after authenti-
cation, still refused recognition, claiming that) he never cone
sidered the agreement binding.

20

ended relianée upon such subjective te-ts in situations
where the employer has refrained from interfering
with the election process.

2. An employer may have many valid objections to
recognizing a union on the basis of cards.” An inquiry
into whether an employer has declined card-based recog-
nition because he does not trust cards or because he op-
poses unions is unlikely to yield a reliable answer,* for
“{nleither the Board nor the courts can-read the minds
of men.” Joy Silk Mills, Ine. v. National Labor Rela-
tions Board, 185 F. 2d 732, 742 (CLA.D.C.), certiorari
denied, 341 U.S. 914.

*’'The employer may believe that cards “cannot accurately
reflect. an employee's wishes, either because [he] * * * has not
had a chance to present his views and thus a chance to insure
that the employee choice was an informed one, or because the
choice was the result of group pressures and not. individual
decision made in the privaey of a voting béoth™: moreover,
“cards are too often obtained through misrepresentation and
coercion * * *.° Gissel, supra, 395 U.S. at 602. See also Bok,
The Regulation of Campaign Tactics in Representation Elec-
tions Under the National Labor Relations Act, 78 Marv. L. Rev.
38, 122 (1964): Comment, Refusal-to-Recognize Charges Under
Nection 8¢a)(5) of the NERA: Card Checks and Employee
Free Choice, 33 U. Chi, Ta Reve SST. 389-392 (1966) : Comment.
Vuion Authorization Cards, 75 Yale 13. 805, 823-831 (1966) ;
Gissel, Supra, 5D U.S. at 602, n. 19. ,

21 For example, under the Joy S‘/k approach, an employer
opposed to unions could mask his true motive merely by stating
that he believes the cards are unreliable, while an employer

ewho rejected the union’s request without comment could be
found “guilty” of a refusal to bargain even though he had in
fact been motivated by a distrust of the cards.

21

Similar difficulties are encountered in attempting to
ascertain whether the emplover has knowedge “inde-
pendently’? of. the cards that would confirm the
union’s majority status. As the court of appeals rec-
ognized, for example, the fact that a majority of the
employees strike and picket does not necessarily estab-
lish that they desire the union as their representative.”
Further probing of this question would require the
Board to enter the “tangled thicket’? (Pet. App. G, -
p. 182) of subjective motivation, which, as this Court
observed in’ Gissel, involves “an endless and unre-
hable inquiry.’’ 395 U.S. at 608.°° Accordingly, as the
Board here stated (Pet. App. C, p. 63);

Unless, as in Snow & Sons [see p. 19, supra,
n. 19], the emplover has agreed to let its
“knowledge” of majority status be established
through a means other than a Board election,
how are we to evaluate whether it “knows”
or whether it ‘‘doubts’? majority status? * * *

"Refusal to cross a picket line may reflect mere fear * * *
[o]r it may reflect a respect. for what the individual supposes is
the will of the majority even though he (and in fact a major-
ity) does not wish the union to act a8 a bargaining represent-
ative” (Pet. App. A, p. 44, n. 44ySte Notional Labor Relations
Board vy. Union Carbide Corp. 440 F.2d 54, 56 (C.A. 4),
certiorart denied, 404 U.S. 826,

Seé also A. 129-131, 133-136. 140-141, 159-160, 168-169, 170-
175: O'Connor, Respecting Picket Lines: XY Union View NYU,
Tth Conf. on Lab, 255, 257-258 (4954): Carney & Florsheim, 7/.
Treatment of Refusals to Cross Picket Lines: “By-Paths and
Tudivect Crookt Ways. dD Corn. Ta. Rev. 940, 940-941 (1970) sef.
New York Tel. Co. 89 NLRB 883.

See Comment, Hmployer Recognition of Unions on the
Basis of Authorization Cards: The “Independent Knowl dge”
Standard, 39 U. Chi, Ta Rev. 814, 319-325 (1972).

Oy
—

For these reasons, the Board was warranted in con-
eluding that it should no longer inquire whether an
employer was motivated by a good faith doubt in
rejecting a union's card or picket line indication of
majority suppert,’ and in adopting, instead, the clear-
cut principle that an employer does not violate See-
tion S(a)(5) of the Act merely by insisting that the
union verify its majority ina Board election, if he has
neither prejudiced the conduct of a fair election by
unfair labor praétices nor agreed to be bound by a
voluntary method of determining the union's repre-
sentative status.”

**The court below correctly noted that the court decisions
indicating that a strike supported by a majority of the
employees in a unit undermines a good faith doubt of majority
are distinguishable. See National Labor Relations Board v.
Harvris-Woodson Co. V9 FB. 2d 720 (CLA. 4) (recognitional
strike in the context of a refusal to negotiate with a union al-
ready certified after a Board election); Mational Labor Rela-
tions Board vy. National Neal Corp. 127 F.2d T7686 (CLA. 2)
(recognitional strike accompanied by independent unfair labor
practices and anti-union animus of officers of predecessor cor-
poration who were still in control). “There is no case holding
that the statute requires the Board to use recognitional strikes
as conclusive evidence” of majority support (Pet. App. A.
p. 43). See also Vational Labor Relations Board y. World Car-
pets of N.Y... Tne.. 463 FL 2d 57, 61, nm. 4 (CLA. 2).

In order to encourage the parties to adhere to their volun-
tary agreements, the Board will continue to find a refusal to
bargain in the situation presented in Snow & Nons, supra (see
p. I. supra, ne 19). That is. if an employer agrees to have
majority status determined by a means other than a Board elec-
tion, he may not disclaim that determination, and insist on a
Board election, simply because he disagrees with the results of
that determination (Pet. App. C, pp. 64-65). Vation-Wide Plastics
Co, 197 NLRB No. 136, 81 LRRM._ 1036; Sudliran Elec. Co.,
199 NLRB No. 97, 81 LRRM 1315, enforced, 479 F. 2d 1270
(CLA, 6): Atlantic Tech, Servs. Corp. 202 NLRB No. 13, 82
LRRM H67, enforced. 86 LRRM 2tse (CLALD.C.).

bag

23

3. This position harmonizes Section 8(a)(5) with
the other provisions of the Act and effectuates its
policies. In Gissel, the Court recognized the superior-
ity of the election process: “[S]eeret elections are
generally the most satisfactory—indeed the pre-
ferred—method of ascertaining whether a union has
majority support.’? 395 U.S. at 602. The Board, too,
has consistently. maintained that its election proce-
dures provide a better means of testing majority sup-
port than does a check of authorization cards. As the
Board stated in Aaron Brothers Co., supra, 158
NLRB at 1079, n. 10, its objective has always been the
utilization of
the most reliable means available to ascertain
the true desires of employees with respect to
the selection of a collective bargaining repre-
sentative. Where an employer has engaged in
unfair labor practices, the results of a Board-
conducted election are a less reliable indication
of the true desires of employees than author-
ization cards, whereas in a situation free of
such unlawful interference the converse is true.
As noted above (p. 16, supra) Section 9(¢) (1) of
the Act permits either the union or the employer to
petition for an election, and, where no interference
has occurred, an election can be held expeditiously.”
The Board’s present position encourages the resolu-
tion of representation questions by this” salutary

26 In contested representation cases, the median time between
the filing of the petition and the decision of the regional direc-
tor directing an election is about 45 days. Thirty-Eighth Annual
Report of the National Labor Relations Board V3 (AI).

,

LMS AEM ONES RAINE SINS ARN a

pany.

24

means.” On the other hand, where a fair election could
be held, issuance of bargaining orders based on a eard
or picket line indication of majority support is likely
to delay resolution of the representation questien for
a considerable period of time. Unfair labor practice
proceedings, particularly where the validity of each
ecard is contested, are generally far more protracted
than representation proceedings.” |

Moreover, the issuance of such bargaining orders
would tend toe encourage picketing for recognition,
contrary to the congressional objective reflected in
the restriction of such picketing im Section 8(b) (7)

= An election provides an opportunity for the employer to
exercise his protected right (under Section S(¢} ef the Act, 29
Us.C. 158(c), and the First Amendment) to influence the vote
of his employees through non-coercive speech. See Gisse/. supris
395 TLs. at 616-619; Thomas v. Collins, 323 U.S. 516. 587-538;
Vational Labor Relations Board v. Virginia Elec. & Power Co.
B14 US. 469; Pet. App. A. p. 8% n. 82. "[A]n employee who
has had an effective opportunity to hear the arguments con-
cerning representation is in a better position to make a more
fully informed and reasonable choice.” Lrce/sior Underncear Lie.
156 NLRB 1236, 1240. Moreover, “an election is a solemn * * *
occasion, conducted under safeguards to voluntary choice
* * *) A petition or a public meeting—in which those voting fer
and against unionism are disclosed to management, and in
which the influences of mass psychology are present—is net
comparable to the privacy and independence of the voting
booth.” Brooks v. National Labor Relations Board, 348 Us. 96.
99-100,

** The Board's records show that in fiseal 1973 the median
time between the filing of an unfair labor practice charge and
a Board decision in a contested case was 356 days, Cf. Gésxe/,
supra, 39 US. at G11 n. 30. In Z/aden, the time .between the
tiling of the charge and the Board’s decision was about. four
and one-half years (AL 1-2). and in Wider it was about six
and one-half vears (.AL55-56).

95

(C), 29 U.S.C. 158(b) (7) (C). This section efiectuates
the federal policy of ensuring employees free choice
in the selection or rejection of a bargaining repre-
sentative (see National Labor Relations Board vy.
Loeal 542, Operating Engineers, 331 FB. 2d 99, 107
(CLA. 3), certiorari denied, 879 US. 889) by encour-
aging prompt use of the Board’s election machinery,
and, consequently, limiting resort to the coercive pres-
sures of picketing, as the method for resolying questions
of representation, See Department & Specialty Stove
Employees’ Union, Local 1265 vy, Brown, 284 Kf. 2d O19,
626 (CLA. 9), certiorari denied, 366 U.S, 934: Dayton
Typographical Union No, a7 Vv. National Labor Re-
lations Board, 326 F. 2d 634, 646 (C.AD.C.). The
Board's position in the instant cases similarly en-
courages use of the Board's election machinery to de-
termine representi ition quesfions, and seeks to avoid
the need to determine them in the context of ongoing

29

industrial strife.

2° Contrary to the Unions’ contention (Br. in Opp. pp. 4-1).
the Board's position does not ignore Congress’ rejection, in
1947. of an amendment that would have permitted “the Board
to find a refusal-to-bargain violation only where an employer
had failed to bargain with a union ‘currently recognized by
the employer or certified as suc ‘h [through an election] under
section 9. Gissel, supra, 895 U.S. at 598. Where the employer
has engaged in conduct which precludes the holding of a fair
election or where he reneges on an agreement to have the
union’s status determined by another method (p. 22. supre.
n. 25). the Board will find a bargaining obligation based on
a showing of majority status other than through a Board

election.

Indeed. the Unions concede (Br. in Opp.. pp. ie 3) that
Congress did not answer the question whether employers have a
duty to recognize a union which presents “authorization cards

SARTRE LSE R PARC LRH OS Fe ee Se Rat in it ihe ead bah

26

4. In Gissel, while sustaining the Board’s authority
to issue a bargaining order where the union had shown
Majority status through cards and the employer had
engaged in independent unfair laber vractices which
precluded a fair election, the Court recognized that
there was a “eategory of minor or less extensive un-
fair labor practices, which, because of their minimal
Impact on the election machinery, will not sustain a
hargaining order.” 395 U.S. at 615. If a bargaining
order based on cards is not warranted even in some
cases Where the employer has committed independent
unfair labor practices, it would be anomalous to hold
that one is nonetheless required where the employer
has committed no unfair labor practices.’ The Board’s
present interpretation of Section 8(a)(5) avoids this
anomaty.'

backed by reeognitional strikes by the card signers,” and they add
that this “question is intensely practical and has not been dealt
with in terms by Congress” (/d. at 8-9). Accordingly, the area is
one “{wlhere Congress has in the statute given the Board a
question to answer, fand] the courts wil! give respect to that
answer * * *." National Labor Relations Board vy. Insurance
Aagents’ Union, 361 U.S. 477, 499.

° Indeed, in Linden, the employer committed an independent
unfair labor practice which the Board found was insufficient to
warrant 2 bargaining order under the Gisse/ standards (p. 8.
supra, n.d). Yet. under the decision of the court of appeals, a
bargaining order might nonetheless be required.

“Tt is also consistent with the Court’s answer in @/ss-7 to the
emplovers” contention that predicating a bargaining order on
eards gives them a Hobson's choice. The employers contended
that. “if they do not make an immediate, personal investigation
into possible solicitation irregularities * * *, they will have un-
lawfully refused to bargain for failure to have a good faith
doubt of the union’s majority: and if they do make such an
investigation, their efforts at polling and interrogation will con-

woe

27

5. The court of appeals recognized that “[i]t is cer-
tainly permissible for the Board to avoid encouraging
recognitional striking and picketing by refusing to
regard them as an independent and conclusive method
of demonstrating a majority * * *” (Pet. App. A, p.
44), and that, because of the “difficulties in determin-
ing the state of past employer knowledge * * *” (id.
at 45), it is ‘teonceivable that a restriction of ‘inde-
pendent knowledge’ to an agreement to abide by an
authentication would be acceptable * * *” (id. at 47).
The court concluded, however, that the Board could
not so restrict the ‘tindependent knowledge” test with-
out substituting the requirement that the employer
“evidence his good faith doubt as to majority status
* * * by petitioning for an election” (id. at 47) or by
voicing ‘‘consent to abide by an election ordered on
union petition” (id. at 46, n. 46). The court’s reasons
for this conclusion do not withstand analysis,

stitute an unfair labor practice in violation of § 8(a) (1) and
they will again be ordered to bargain.” 395 U.S. at 609. The
Court responded: “As we have pointed out, however, an em-
ployer is not obligated to accept. a card check as proof of ma-
jority status, under the Board's current practice, and he ig not
required to justify his insistence on an election by making his
own ‘investigation of employee sentiment and showing affirina-
tive reasons for doubting the majority status [citing Aaron
Brothers Co., supral* **. [bid. See also fd. at 600, "(We agree
that the policies reflected in $9(c) (1) (B) [pp. 3-4. supra] fully
support the Board’s present administration of the Act * * *: for
an employer can insist on a secret ballot election, unless. in the
words of the Board, he engages ‘in contemporaneous unfair labor
practices likely to destroy the union’s majority and seriously
impede the election.” ~

manearesrs sinner att §

ATMS

é. 28

¥

Kirst, noting that Congress in 1947 authorized
employers to file their own representation petitions
(Section 9(¢)(1)(B), pp. 3-4, 16, supra), the court
inferred that the premise of this provision was that
“employers could ‘test out their doubts as to a union's
majority status’ by petitioning for an election” (Pet.
App. A, p. 47). ‘The legislative history of Section
9(¢)(1)(B) shows, however, that this provision was
intended merel:: to eliminate the “discrimination”’
against employers which had existed under the prior
Board rules, which permitted a union to petition for
an election even though it alone was seeking recog-
nition but permitted an employer to do so only when
confronted with claims by two or more unions.”
There is no indication that this provision was intended
to go further and require an employer who had doubts
as to a union’s majority status to petition for an elec-
tion, in order to avoid a refusal-to-bargain finding.

Second, the court asserted that, “[w]hen an em-
ployer petitions for or consents to [an] election, the
election process is expedited’? (Pet. App. A, p. 48),
since the employer “would be required to define the
appropriate unit and therefore would not be entitled,
as an objecting party, to request a hearing’ or to
“object to a sufficient (80%) showing of majority
support”? (Pet. App. A, p. 48, n. 48). But, as there
may be more than one appropriate unit for bargaming
purposes, the employer and the union may have legiti-
mate differences of ‘opinion over the unit in which
an election should be held.

ee ©
* See S. Rep. No. 105, 80th Cong., Ist Sess., Part 1, pp. 10-11 5.93
Cong. Ree: 3838,

29

For example, the union may have requested recog-
nition in a small unit, whereas the employer may
prefer a larger, but still appropriate, unit. Should the
employer be forced to file a petition, he would doubt-
less pick the larger unit. It-is unlikely that the union
would accept that unit, in which case, the employer's
petition would be dismissed.” Accordingly, the union,
if it desired an election in the smaller unit, would
still have to file its own petition, and the employer
would remain free to contest the appropriateness of
the unit sought by the union. Moreover, even if the
disparity between the units sought by the employer
and the union was not sufficient to require dismissal
of the employer petition, the time saving envisioned
by the court of appeals would occur only if the union
were willing to resolve in the employer's favor all
questions concerning whether or not particular indi-
viduals or jobs fell within the unit.”

“Section 9(¢)(1)(B) of the Act states that an employer
petition must allege that “one or more individuals or labor
organizations have presented to him a claim to be recognized
as the representative defined in’ section 9(a)." Since the
“question of representation © * * is raised only by an affirmative
claim of a Jabor organization that it represents a majority
of emplovees ino an appropriate unit.” the Board will dismiss
the employer's petition if there is a significant diserepaney
between the unit set forth therein and the unit for which the
union has requested recognition, Amperca Llectronic Corp.
lOO NLRB S55. 354, Necord, Win. Wood Bakery. Tne. 07 NLRB
22: Bowman Bldg. Prods. Ditw VO NURB: Aerojet-General
Corp. A NLRB TOA,

“For example, in W//der, the employer contended that seven
technical employees should be included in the unit) (p. 9,
supra, n. 7). It is unlikely that the Union, without a contest,
would) have accepted those seven employees, for they could
have spelled the difference between victory and defeat.

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Sa a a

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30

Thus, contrary to the view of the court of appeals,
to require the employer to petition for a Board elee-
tion would not preclude litigation of significant difer-
ences between the parties, nor prevent an employer
who sought to delay resolution of the representation
question from drawing his petition so as to elicit ob-
jections from the union.” Moreover, if Congress had
intended to impose the requirement that the employer
must file a petition for an election in order to avoid
violation of Section 8(a)(5), it seems reasonable to
suppose that it would have said so. Neither the lan-
guage of the Act nor its history reflects any such
intention. |

‘In sum, the Board properly concluded that an
employer who, like Linden and Wilder here, has not
impeded the conduct of a fair election and has not
agree? to a voluntary method of resolving the union’s
majority status does not violate Section 8(a)(5) of
the Act merely by insisting that the union verify its
majority in a Board electioti. The Board’s position
‘‘encourage[s] the principle of voluntarism but at the
same time insure[s] that when voluntarism fails the
‘preferred route’ of secret ballot elections is available

* The court erred in suggesting that an employer petition
would obviate litigation over the sufliciency of the union's show-
ing of interest. While a union petition, unlike an employer peti-
tion, must be backed by a 30 percent showing of employee inter-
est (p. 6. supra, n. 4). the sufficiency of such a showing is not
litigable by the parties. National Labor Relations Board vy.
Savair Mfg. Co., 414 U.S. 270, 287, n. 6 (White, J., dissenting).

~ 31

to those who do not find any alternative route accept-
able” (Pet. App. C, p. 64). The Board is entrusted
with primary responsibility for balancing the conflict-
ing rights and obligations of the parties under the
statute,” and the aecommodation it taade here is rea-
sonable. In directing the Board either te adopt a per
se rule requiriig the employer to file a petition for an
election in every case in which he is confronted with a
card or picket line showing of majority, or to apply
some version ef the concededly unworkable good faith
or independent knowledge tests (p. 12, supra, n. 12),
the court of appeals impermissibly intruded upon **the
Board’s special function of applying the general pro-~
visions of the Act to the complexities of industrial
life.”’ National Labor Relations Board v. Erie Resistor
Corp., 373 "JS, 221, 236.

*°“The fun-tion of striking that balance to effectuate national
labor policy is often a difficult and delicate responsibility,
which the Congress committed primarily to the National Labor
Relations Board, subject to limited judicial review.” National
Labor Relations Board vy. Truck Drivers Union, 353 US. 87, 96.

32
CONCLUSION

The judgment of the court of appeals should be
reversed and the cases should be remanded to that
court with directions to affirm the Board’s orders dis-
missing the refusal to bargain allegations of the
complaints.

Respectfully submitted.

Rosert H. Bork,
Solicitor General.

Perer G. NASH,

General Counsel,
JOHN S. IrvING,

Deputy General Counsel,
Patrick Harbin,

Associate General Counsel,

Norton J. Come,

Deputy Associate General Counsel,

Prrer M. BERNSTEIN,

Attorney,
National Labor Relations Board.

Jcuny 1974.

US, GOVERNMENT PRINTING OFFICE 1976

ree Vk SEM NARS. Dai Wa TESS a RRR Ya RE ART TONE Cia Minch a ame
:

*

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386414_0352%3A10. Public record. Not legal advice.
