# Appendix — Air Pollution Variance Bd. of Colo. v. Western Alfalfa Corp.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1974
- **Citation:** 416 U.S. 861

## Text

al ATO RS. OOS

LIBRARY.
SUPREME COURT, U.APPENDIX

IN THE

Supreme Court of the United States

OcTOBER TERM, 1973

No. 73-690

AIR POLLUTION VARIANCE BOARD
OF THE STATE OF COLORADO,
Petitioner,
Vv.

WESTERN ALFALFA CORPORATION,

Respondent.

On Petition for a Writ of Certiorari
to the Supreme Court of Colorado

PETITION FOR CERTIORARI FILED OCTOBER 24, 1973
CERTIORARI GRANTED JANUARY 21, 1974

OO

IN THE

Supreme Court of the United States

OCTOBER TERM, 1973

No. 73-690

AIR POLLUTION VARIANCE BOARD
OF THE STATE OF COLORADO,
Petitioner,
Vv.

WESTERN ALFALFA CORPORATION,

Respondent.

On Petition for a Writ of Certiorari
to the Supreme Court of Colorado

INDEX

Page

Reporter’s Transcript in regard to Hearing Before the
Air Pollution Variance Board on September 11, 1969
and the Following Exhibits which are attached to
said Transcript

Cease and Desist Order dated June 16, 1969

Request for Hearing on Cease and Desist Order
(Letter dated June 23, 1969)... ana

Notice of Hearing dated August 15, 1969 _.............
Area Designation Order dated August 4, 1967

Photograph of Respondent’s plant located in Wind-
sor, Colorado, taken on June 27, 1969 (omitted
from printed record)

ii INDEX—Continued

Page

Photograph of Respondent’s plant located in Ber-
thoud, Colorado, taken on June 27, 1969 (omitted
from printed record)

Photograph of Respondent’s plant located in Ber-
thoud, Colorado, taken on June 28, 1969 (omitted
from printed record)

Photograph of Respondent’s plant located in Eaton,
Colorado, taken on June 4, 1969 (omitted from
printed record)

Photograph of Respondent’s plant located in Eaton,
Colorado, taken on June 4, 1969 (omitted from
printed record)

Photograph of Respondent’s plant located in Wind-
sor, Colorado, taken on June 4, 1969 (omitted
from printed record)

Letter to Respondent dated October 16, 1968 __..... 10

Diagram of Respondent’s Dryer Production Flow 13
Letter from Mayor of Windsor, Colorado, dated

September 11, 1969.2... 15
Department’s witness James R. Taylor—

Direct Examination _....22.0202022202222..occceee cece ceeeeeeeeeeeeee ee 20

Cross Examination .......................2.22..222202---c0eeeeeeeeeeeeees 28

Department’s witness A. C. Bishard—

Direct Examination —....22200...20.2.....0222222..c2eeeeeeeeeeeeneeeee 40
Cross Examination .....-...020020....-o....0222cceceeeeeeeeeeeeeeeee eee 43

Respondent’s witness Carrol Syverson—
Direct Examination _...........0.00..2222----.2----seeee--eeeee-- 51

Respondent’s witness Carmel Lavinci—
Direct Examination ....................---2-----.2------------------- 63

MR iat 308 Nach ee Li 40! wa

INDEX—Continued iii

sf Page

Reporter’s Transcript in regard to Hearing Before the
Air Pollution Variance Board on October 16, 1969 .... 70

Findings of Fact, Conclusions of Law, and Decision of
the Air Pollution Variance Board dated January 31,
1970 (Pet. App. E) (om tted from printed record)

Chronological List of Relevant Docket Entries _............. 84

Complaint for Review Pursuant to 1963 C.R.S.,
69-29-13, and Rule 106, R.C.P. Lauieeia from
printed record)

Cost Bond (omitted from printed record)

Order and Citation to Show Cause (omitted from
printed record)

Order dated March 20, 1970 (omitted from printed
record)

Answer filed on April 17, 1970 (omitted from
printed record)

Order of Court dated July 27, 1970 (omitted from
printed record)

Amended Complaint for Review Pursuant to 1963
C.R.S., 66-29-13, and Rule 106 R.C.P. and for
Declaratory Relief filed on November 20, 1970... 87

Order of Court dated December 7, 1970 (omitted
from printed record)

Answer to Amended Complaint filed on March 22,
|) See ae 92

Reporter’s Transcript of Trial:

Testimony of Dr. J. Louis York, Witness on
Behalf of Petitioner—

Direct Examination __.......-....000---.o-2- ooo 96
Cross Examination ............ maflcdcseececceccecccceece 112

lv INDEX—Continued

Testimony of James R. Taylor, Witness on
Behalf of Petitioner—

Direct Examination .........0000.00000.0-.00--
Cross Examination _...............0000000----..-.---..-.
Re-Direct Examination ............0.0.0---00--......

Testimony of Joseph Palomba, Jr., Witness on
Behalf of Respondent—

Direct Examination ..........-22000000.22000 ne
Cross Examination .....................2-222200.0-02....

Order of Court dated April 23, 1971 (omitted from
printed record)

Order of Court dated May 3, 1971 (omitted from
printed record)

Findings and Judgment dated July 28, 1971...

Motion for Amendment of Findings and Judgment
filed on August 5, 1971 (attached court decision
omitted from printed record) ....................--------

Order of Court dated August 31, 1971 (omitted
from printed record)

Order of Court dated November 11, 1971 (omitted
from printed record)

Amended Findings and Judgment dated November
18, 1971 (omitted from printed record)

_ Notice of Appeal filed on December 22, 1971
(omitted from printed record)

Designation of Record on Appeal (omitted from
printed record)

Designation of Parties filed December 22, 1971
(omitted from printed record)

Page

138

INDEX—Continued

Designation of Additional Part of Record filed on
December 30, 1971 (omitted from printed rec-
ord)

Order dated January 20, 1972 (omitted from
printed record)

Certification of Record dated February 22, 1972
(omitted from printed record)

Notice of Filing of Record mailed February 23,
1972 (omitted from printed record)

Motion for Extension of Time filed April 12, 1972
(omitted from printed record)

Motion for Extension of Time filed May 31, 1972
(omitted from printed record)

Motion for Extension of Time filed August 8, 1972
(omitted from printed record)

Motion for Extension of Time filed September 29,
1972 (omitted from printed record)

Motion for Advancement on Docket filed Novem-
ber 2, 1972 (omitted from printed record)

Notice of Oral Argument filed November 14, 1972
(omitted from printed record)

Continuance for Oral Argument filed November 17,
1972 (omitted from printed record)

Oral Argument Vacated filed November 17, 1972
(omitted from printed record)

Notice of Oral Argument filed January 5, 1973
(omitted from printed record)

Vv

Page

Opinion of the Colorado Court of Appeals an-

nounced April 3, 1973 (Pet. App. A) (omitted
from printed record)

Petition for Rehearing filed April 19, 1973 (omitted
from printed record) ©

*

INDEX—Continued

Petition for Rehearing denied April 24, 1973
(omitted from printed record)

Motion for Stay of Mandate filed April 30, 1973
(omitted from printed record)

Order for Stay of Mandate issued April 30, 1973
(omitted from printed record)

Petition for Writ of Certiorari denied June 25,
1973 (Pet. App. B) (omitted from printed
record)

Mandate Issued June 26, 1973 (Pet. App. C)
(omitted from printed record)

Docket Sheet in the Above-Entitled Case (omitted
from printed record)

Page

Ph ihe Sion

1

DEPARTMENT’S EXHIBIT E
[SEAL]

STATE OF COLORADO DEPARTMENT OF HEALTH
4210 East 11th Avenue, Denver, Colorado 80220
Phone 388-6111

R. L. Cleere, M.D., M.P.H., Director
CEASE AND DESIST ORDER

CERTIFIED MAIL

Western Alfalfa Corporation
Mr. Carrol Syverson, Vice-President ‘
Suite 300—Kansas City Board of Trade Building
4800 Main Street
Kansas City,. Missouri 64112

Mr. Francis Osburn, District Mand4ger
District Office
Windsor, Colorado 80550

j

Gentlemen:

Reports of investigation and site visits to the alfalfa
dehydrating plants located at or near the towns of Eaton,
Windsor, and Berthoud, Colorado, establish that these
operations have been in violation of the Air Pollution
Control Act since October 19, 1967 and that this was
made known to the Western Alfalfa Corporation man-
agement following its acquisition of these plants in Feb-
ruary 1968; that since that time some air pollution con-
trol equipment has been installed and changes in operat-
ing procedures initiated with a view of bringing these
plants into compliance; that personnel from this depart-
ment and the Larimer County Health Department have
since made nurherous visits to these plants, met with rep-
resentatives of your company and have endeavored
through conference, conciliation and persuasion to reduce

2

air contaminants emanating therefrom to within legal
limits; that the emissions from each of these three plants
were again evaluated on June 4, 1969 and the following
Ringlemann standard readings were made:

Windsor plant—The dryer stack emissions were 90%
opacity; the grinder stack emissions, 70% opacity
and the pelletizer emissions, 50% opacity for a
period of 10 minutes.

Eaton plant—The dryer stack emissions were 85%
opacity; the grinder emissions 70% opacity and the
pelletizer emissions 50% opacity for a period of 10
minutes.

Berthoud plant—The dryer emissions were 90%
opacity; the grinder emissions 50% opacity and the
pelletizer emissions 40% opacity for a period of 10
minutés.

Emissions in excess of Ringlemann No. 2 or an opacity
of 40% for a period aggregating more than three (3)
minutes during any hour is in violation of Sections 66-
29-5 (1) and (2), Colorado Revised Statutes 1963 (Vol.
10, 1967 Perm. Cum. Supp.) and fnay not lawfully be
permitted to continue except under such terms and con-
ditions as may be found to be appropriate by the Air
Pollution Variance Board; that under the facts and cir-
cumstances appearing, it has been determined that the
Western Alfalfa Corporation has been given ample time
and opportunity to bring its three plants into compliance
with the law and that 10 days from and the date of re-
ceipt of this order is hereby determined to be a reason-
able time within which said company shall be required
to cease and desist from such violations; i

NOW THEREFORE, pursuant to the provisions of
Section 66-29-10 (3), Colorado Revised Statutes 1963
(Vol. 10, 1967 Perm. Cum. Supp.), you are hereby é
ORDERED and DIRECTED to CEASE and DESIST

{ BA

es

‘from any further violations of the Air Pollution Control
Act specifically referred to herein at your alfalfa dehy-
drating plants at or near the towns of Windsor, Eaton
and Berthoud, Colorado, on or before 10 days from and
after receipt of this order.

Dated June 16, 1969.

DIVISION OF ADMINISTRATION
COLORADO DEPARTMENT OF
HEALTH

/s/ By Roy L. Cleere

Roy L. Cleere, M.D., M.P.H.
Executive Director

ec: Mr. George D. Blackwood Jr., Attorney
Weld County Health Department
Larimer County Health Department

4
DEPARTMENT’S EXHIBIT D
June 23, 1969

Air Pollution Variance Board
State of Colorado
Department of Health

4210 East 11th Avenue
Denver, Colorado 80220

REQUEST. FOR HEARING ON CEASE AND DESIST
ORDER; WESTERN ALFALFA CORPORATION

Gentlemen:

Reference is made to the Cease and Desist Order ad-
dressed to the undersigned corporatian dated June 16,
1969 from the Division of Administration, Colorado De-
partment of Health, respecting the three alfalfa dehydrat-
ing plants located near the towns of Eaton, Windsor and
Berthoud, Colorado.

The undersigned corporation specifically denies that its
operations referred to in the Cease and Desist Order are
in violation of the Air Pollution Control Act of the State
of Colorado and the hearing requested hereby shall per-
tain to the question of whether or not such violation
exists. :

~‘
At the subject hearing Western Alfalfa Corporation will
be represented by the following attorneys:

Linde, Thomson, Van Dyke, Fairchild & Langworthy
Attention: George D. Blackwood, Jr.
Union Natioral Bank Building
Kansas City, Missouri 64106

Lee, Bryans, Kelly and Stansfield
Attention: Donald D. Cawelti

990 Public Service Company Building
Denver, Colorado 80202

We request that copies of any correspondence pertaining
to this matter be sent to the above-named attorneys.

ec: Weld County Health Department

fs

5

/

Respectfully submitted—

WESTERN ALFALFA CORPORATION

/s/ Jack Patterson
Jack Patterson
Secretary-Treasurer

Weld County Court House
Greeley, Colorado

Larimer County Health Department
Larimer County Court House
Ft. Collins, Colorado

[THIS COPY FOR]

Roy L. Cleere, Executive Director
Colorado Department of Health
4210 East 11th Avenue -.

Denver, Colorado 80220

Or

6

DEPARTMENT’S EXHIBIT A
[SEAL ]

STATE OF COLORADO DEPARTMENT OF HEALTH
4210 East 11th Avenue, Denver, Colorado 80220
Phone 388-6111

R. L. Cleere, M.D., M.P.H., Director

NOTICE OF HEARINGS RESCHEDULED
BEFORE
THE AIR POLLUTION VARIANCE BOARD

CERTIFIED MAIL

Mr. C. M. Harmon, President
Colorado Alfalfa Products Company
Milliken, Colorado 80543

Mr. Jack Patterson, Secretary-Treasurer
Western Alfalfa Corporation

Suite 300—Kansas City Board of Trade Building
4800 Main Street

Kansas City, Missouri 64112

NOTICE is hereby given that the Air Pollution Vari-
ance Board will hold separate public hearings on Septem-
ber 11, 1969, in Room 412, Colorado Department of
Health Building, 4210 East 11th Avenue, City and County
of Denver, Colorado, to hear and determine the, respec-
tive requests of the above named addressees for hearings
pursuant to the original notice of hearing heretofore
given, dated July 28, 1969, and which said scheduled
hearings were continued at respondents’ requests and are

7

now hereby rescheduled in accordance with the following
time schedule:

Colorado Alfalfa Products 10:00 a.m.
Company September 11, 1969

Western Alfalfa Corporation 2:00 p.m.
September 11, 1969

Dated August 15, 1969.

/s/ George J. Dwire,
George J. Dwire, D.D.S.
Chairman
Colorado Air Pollution Variance
Board

8

DEPARTMENT’S EXHIBIT C
[SEAL ]

STATE OF COLORADO DEPARTMENT OF HEALTH
4210 East 11th Avenue, Denver, Colorado 80220
Phone 388-6111

R. L. Cleere, M.D., M.P.H., Director
NOTICE

In compliance with the provisions of the “Air Pollu-
tion Control Act’? Section 8 (1) (C), Session Laws of
Colorado, Second Regular Session 1966, NOTICE is here-
by given Department of Public Health has designated the
following legally described area in Larimer and Weld
Counties, State of Colorado, in which the ambient air
standards set forth in Section 4 of the above cited Act
are not being met, and in which the emission standards
set forth in Section 5 and the penalties prescribed in Sec-
tion 15 of said Act, as amended by Senate Bill No. 380,
46th General Assembly (1967), shall be in effect as
provided therein, to wit:

Commencing at the Northwest corner of Section 6,
Township 9 North, Range 70 West; thence East along
the section lines approximately 18 miles to the
Northeast corner of Section 1, Township 9 North,
Range 68 West; thence South along the section lines
approximately 6 miles to the Southeast corner of Sec-
tion 36, Township 9 North, Range 68 West; thence
East along the section lines approximately 24 miles
to the Northeast corner of Section 1, Township 8
North, Range 64 West; thence South along the sec-
tion lines approximately 48 miles to the Southeast
corner of Section 36, Township 1 North, Range 64
West; thence West along the section lines approxi-
mately 30 miles to the Southwest corner of Section

9

31, Township 1 North, Range 68 West; thence North
along the section lines approximately 18 miles to the
Northwest corner of Section 6, Township 3 North,
Range 68 West; thence West along the section lines
approximately 12 miles to the Southwest corner of
Section 31, Township 4 North, Range 70 West;
thence North along the section lines approximately
36 miles to the point of beginning;

/s/ Dr. George J. Dwire,
George J. Dwire, D.D.S.
Chairman
Air Pollution Variance Board

/s/ Roy L. Cleere
Roy L. Cleere, M.D., M.P.H.
Director
Colorado State Department of
Public Health

Dated August 4, 1967

10
DEFENDANT’S EXHIBIT #4

RONNING ENGINEERING COMPANY, INC.
7009 West 81st Street
Overland Park, Kansas 66204
913 649-3543

October 16, 1968
Mr. Carrol Syverson
Western Alfalfa Corporation
4800 Main—Suite 300
Kansas City, Missouri 64112

Dear Carrol:

The following is a report of the procedures and results
of air pollution tests performed at the Windsor, Eaton,
and Berthoud, Colorado Dehy plants owned and operated
by Western Alfalfa Corporation. _

The tests were performed according to Section 5. (2),
(a), (b) and (c) of the Colorado State Air Pollution
Control Act with the following results.

Windsor Plant: Test periods 4:00 P.M. to 5:30 P.M.,
October 9, 1968, and 8:00 P.M. to 11:00
P.M., October 10, 1968.

Twelve sightings were made with the Ringlemann
Smoke Chart throuhout this period. The dehydration sys-
tem and pellet mill system were started and stopped two
times during this test period for the purpose of evaluat-
ing air pollution during its worst condition.

Throughout the periods of normal operation, all tests
showed smoke density and dust density to be less than a
No. 1 on the Ringlemann Chart. Two sightings were
made during shutdown proceedings which showed an ap-
parent smoke density between 1 and 2 on the Ringlemann
Chart.

eee

ll

Eaton Plant: Test period 5:40 P.M. to 6:40 P.M., Octo-
ber 9, 1968.

Four sightings were made with the Ringlemann Smoke
Chart and none was in excess of No. 1. ,

Berthoud Plant: Test period 11:30 A.M. to 1:00 P.M.,
October 10, 1968.

Six sightings were made with the Ringlemann Smoke
Chart and all were less than No. 2 and 3 sightings were
less than No. 1.

The Ringlemann type test is difficult to use effectively
on discharges of high specific humidity because of the
complete opacity of water vapor condensate. Due to
this problem, the Ringlemann Sightings must be made
after the water vapor has dissipated except during start
and stop proceedings.

In general I find the Windsor and Eaton Plants to be
in the top 10% of dehy plants across the nation from a
standpoint of Air Pollution Control. The Berthoud Plant
is at about the 40% point of Air Pollution Control com-
pared with other dehy plants. That is, it is cleaner than
60% of the dehy plants.

I also performed combustion analysis of the stack
gases at the Windsor Plant. During normal operation,
there were no measurable combustibles with an oxygen
level of 14%.

Please call for any further details concerning these
tests.

Sincerely yours,

Richard L. Ronning

RLR:FW
Enc.

12

I hereby certify that this plan, specification, or
report was prepared by me or under my direct
supervision and that I am a duly Registered
Professional Engineer under the laws of the
State of Minnesota.

. /s/ Richard L. Ronning
Date 10/16/68 Reg. No. 7223

ihc des

sen:

TYPICAL WESTERN ALFA

OF COLORADO . WINDS
RECIRCULATION SYSTE

v
PRIMARY
CYCLONE

I. =
|

CONVEYING COLORS :
DRYER SYSTEN
SECONDARY CHO?S ==
PELLETS S@@2@e=

TYPICAL WESTERN ALFALFA CO. DRYER PRODUCTION FLOW D/AGRAM_: WELD ¢ LARIMER COUNTIES
OF COLORADO . WINDSOR SHOWN , BERTHOUD ¢ EATON HAVE TWO HAMMERMILES WITH TWo
RECIRCULATION SYSTEMS SAME AS THE ONE SHOWN (N RED FOR WINDSOR.

_—?

ecatietesieaianiaetaion aera

» G)

[
\ f
r

| PRIMARY
CYCLONE

SECONDARY

4
‘ i
®
CYCLONE

|
| 7

wer
Comer
1
'
!

MEAL AVEER

sn? Fy enee omens mee eet came eed cmey’ mee Bnet eae ws Re Sh SE OD Bee Se ie

HAMMERMICE Peccer

TION FLOW D/AGRAM : WELD € LARIMER COUNTIES 18

D¢ EATON HAVE TWO HAMMERMILES WITH TWO
E€ SHOWN (N RED FOR WINDSOR. DEFENDANT'S EXHIBIT =5

tu RONNING ENGINEERING CO. , INC.
Dd... 9/4/69

15
DEFENDANT’S EXHIBIT #6
TU and End

Writers DNVR
Mr. George Blackwell
Letter from Dr. Wayne Miller, Mayor of Windsor

September 11, 1969

To whom it may concern:

I am sorry that I am unable to be at the hearing to-
day, so I take this means of commenting on the hay mill
located at Windsor.

First, let me identify myself. I have lived in Windsor
most of my life, having gone to Junior and Senior High
School and graduating in 1945. After completing service
in the Navy and obtaining my degree in Veterinary Med-
icine from CSU, I returned to Windsor in 1954 and have
been in practice here since that time.

I have served in many civic and church activities and
am now in my sixth year (third term as Mayor) in
City Government. During by business and civic activi-
ties, I have never received a complaint about the opera-
tions at the hay mill. Most people are glad that they are
here to provide jobs and provide a market for the alfalfa
products.

It has been our observation that they have always been
very interested in improving the plant as new develop-
ments occur. This includes matters concerning air pollu-
tion.

Frankly, as a casual observer who passes the opera-
tion at least two or three times daily during the course
of my work, all I can see is white steam, and this
dissipates very quickly.

16

It is the sincere desire of this community that the hay
mill be allowed to continue to operate in our community.
We realize that they must operate under certain regula-
tions, and we are confident that they can do so.

Respectfully,

Wayne Miller, D.V.M.
Mayor

WWM:PM
Western Alfalfa Corporation, Windsor
11:30 A.M.

17

STATE OF COLORADO
DEPARTMENT OF PUBLIC HEALTH
AIR POLLUTION VARIANCE BOARD

In the matter of:
WESTERN ALFALFA CORPORATION

TRANSCRIPT OF PROCEEDINGS

APPEARANCES:

DAVID FOSTER
Legal Counsel
Department of Public Health.

LEE, BRYANS, KELLY and STANSFIELD
by
DONALD D. CAWELTI,
and
LINDE, THOMAS, VAN DYKE, FAIRCHILD and
LANGWORTHY
by
GEORGE D. BLACKWOOD, JR.,
Counsel for Western Alfalfa Corporation.

AIR POLLUTION VARIANCE BOARD:

Clair H. Iverson, Chairman; E. McDonald Chenault,
Dr. Louis C. Gibbons, Dr. Harvey W. Phelps, Arthur
M. Krill, Thomas R. Heaton and A. George Setter.

Proceedings had before the Air Pollution Variance
Board of the State of Colorado, at the Department of
Health, 4210 E. 11th Ave., City and County of Denver,
State of Colorado on September 11, 1969, commencing at
approximately 2:30 p.m.

(AND THEREUPON, the following proceedings
were had:)

[3] THE CHAIRMAN: The meeting will come to
order, please.

7 '

18 ,

wee

This is a meeting of the Colorado Air Pollution Vari-
ance Board to hear the matter of Western Alfalfa Cor-
poration of Kansas City, Missouri.
Members of the Board present: Mr. Krill, Mr. Setter,
Mr. Heaton, Mr. Chenault, Dr. Phelps and I am Mr. Iver-
son.
The Board is represented, and the Department of |
Health is represented by Mr. Dave Foster who is counsel )
for the Department of Health.
Western Alfalfa is represented by Mr. Donald D.
Cawelti and Mr. George Blackwood from Kansas City.
MR. CAWELTI: Do I understand, Mr. Foster, you
are acting as counsel for both the Board and for the
Staff.
MR. FOSTER: I am attempting to, sir.

(WHEREUPON, documents were marked Depart-
ment’s Exhibits A, B, C, and D attached hereto.)

MR. FOSTER: The Board is requested to take ju-
dicial notice of the Air Pollution Control Act, Chapter
66 Article 29 of the Colorado Revised Statutes 1963,
1967 permanent cumulative supplement Volume 10, and
Senate Bill 179, 47th Colorado General Assembly as
amended.

The Board is also requested to take judicial [4] no-
tice of the official orders of the Colorado Department of
Health designating the specific areas where the standards
are in effect in both Larimer and Weld Counties of Colo-
rado.

I offer in evidence that’s been marked.

MR. CAWELTI: I have no objection to any of your
exhibits so far.

MR. FOSTER: Those are Department’s Exhibits A,
C and D. I won’t offer Exhibit B. Those are the desig-
nation of the area, copy of the request for variance by
Western Alfalfa and notice of hearing.

MR. CAWELTI: That’s not a request.

Pine SGOd Das Aiea SE! OV EFA PEO Ot OF EE TE TD ne ee

a

19

MR. FOSTER: I will read the first and second para-
graphs of this letter:

“Re: Request for hearing on cease and desist order,
Western Alfalfa Corporation. Gentlemen: Reference is
made to the cease and desist order addressed to the
undersigned corporation dated June 16, 1969 from the
Division of Administration, Colorado Department of
Health, respecting the three alfalfa dehydrating plants
located near the towns of Eaton, Windsor and Berthoud,
Colorado.

“The undersigned corporation specifically denies that
its operations referred to in the cease and desist order
are in violation of the Air Pollution Control Act of the
State of Colorado and the hearing requested hereby shall
pertain to the question of whether or not such violation
exists.”

[5] (WHEREUPON, a document was marked Depart-
ment’s Exhibit E attached hereto.)

MR. FOSTER: We offer in evidence what has been
marked Department’s Exhibit E, being a copy of the
cease and desist order.

If the Board has no objection, I have additional
copies of the order and will pass it around.

MR. CAWELTI: I have no objection.

MR. FOSTER: Call Mr. Taylor as our first witness.

First, I don’t believe any opening statement is neces-
sary.

MR. CAWELTI: No, that’s all right.

MR. FOSTER: Mr. Taylor.

MR. CAWELTI: Well, perhaps while you are sort-
ing your papers, I’ll just make a brief comment. We
were all here during this morning’s proceedings, and in
one respect at least, this is similar to this morning’s
case. We deny that we are violating the air pollution con-
trol standards. This is a hearing then on the denial of
the existence of the violation, unlike, I think, most of

20

the hearings that you have. This is not a request for a
variance. We stand here as accused and we deny we
are guilty.

THE CHAIRMAN: Might I ask if the Stearns-Roger
report is to be introduced as evidence here in the [6]
hearing?

MR. CAWELTI: We found out yesterday afternoon
Stearns-Roger also made an examination for this other
company. It is not our intention to introduce the report.
It is our intention, however, to have Mr. Weimer testify
as a witness, as this morning, to state to the Board the
study which he made and the conclusions which he came
to. I think that if we proceed in this way, we will be
able to clarify perhaps little bit what, if any, objections
there may be to his testimony. Questions to him will
be pointed and when he is asked to state the result of
any test that he made or describe what he saw, I think
we will pinpoint in this way whether he is qualified to
make that observation or make that test or state the
results of it.

I think we can avoid some of the problems we ran
into this morning by proceeding in this manner.

MR. HEATON: Mr. Weimer then will confine him-
self to the engineering findings only.

MR. CAWELTI: Yes, he is an engineer, and he
will leave the law to me and I will leave the engineering
to him.

THE CHAIRMAN: Mr. Foster, will you object to
this procedure?

MR. FOSTER: I will have to see what questions are
asked, what is presented. I can’t prejudge at this point.

[7] JAMES R. TAYLOR,

first being duly sworn to state the truth, the whole truth
and nothing but the truth, testified on his oath as fol-
lows:

Le BAD th a EAN SF ROPE I Birr APOE oe

Mtns A RPMS 9 Cet Lind

Ree ey

21
DIRECT-EXAMINATION

BY MR. FOSTER:

Q. State your name and occupation.

A. James R. Taylor, air pollution specialist, Depart-
ment of Public Health.

Q. How long have you been so employed?

A. Something over two years.

Q. What is your formal education and qualifications?

A. I have a B.S. Degree in chemistry and biology.

Q. Have you attended the smoke school that was con-
ducted by the Department with.reference to evaluation of
particulates under the Ringelmann standards?

A. I have.

Q. How many of the schools have you attended?

A. Probably ten or twelve.

Q. Are you a certified observer by the Department
and so certified by them?

A. Yes.

Q. Are you familiar with the several plants of the
respondent corporation at Eaton, Colorado, Windsor,
Colorado and Berthoud, Colorado?

A. Yes.

[8] Q. Have you from time to time visited these
plants in connection with your official duties with the
Department?

A. I have.

Q. Did you visit the Eaton plant in October of 1967?

A. I did.

Q. What, if anything, did you observe with reference
to the operation of the plant?

A. The Eaton plant, on the 19th of October, I no-
ticed that the time density relationship for the pelletizer
was 314 Ringlemann and they were sent a notice of
violation at that time.

Q. You speak of the plant at Eaton. Would you
describe what kind and the type of operation it is and

22

what the particular emissions were that you observed
from it.

A. The Eaton plant is an alfalfa dehydrating plant.

Q. Were there emissions coming from a stack or
from dehydrating units, or where were the emissions
coming from?

A. From the dryer and from the grinder.

Q. Did you talk to anyone while you were at the
plant at that time? Did you have any conversations with
anyone concerning it?

[9] A. Yes. I talked with the plant manager. I don’t
have his name.

Q. Did you visit the Windsor plant that belongs to
this respondent company?

I did.

When was that?

September 11, 1967.

What kind of a plant is that?

It’s an alfalfa dehydrating plant.

They have dryers.

Yes.

What did you notice, if anything, as to viola-
tions of the law at that place?

A. Their’s was 80 percent opacity. And from the
ball mill or the grinder, 214 Ringlemann from the dryer.

Q. Did you talk to the operator there?

A. Yes, sir.

Q. What was the nature of that conversation?

A. It was Mr. Hudson. At that time I think we
asked them for a schedule for proposed controls for this
plant.

Q. Did you visit the Berthoud plant that belongs to
this respondent company?

A. Yes, sir.

[10] Q. When was that and what did you notice at
that time?

A. October 30, 1967 and noticed them for violation.

‘OPOPepeop

23

MR. CAWELTI: Objection, your honor. That’s the
point of this hearing, to determine whether there is a
violation. I will object to the witness’ statement in that
regard and move that it be stricken, him saying that
there is a violation. His duty is to describe what he
saw and it is this Board’s job to determine whether
there was a violation or not.

MR. FOSTER: I will accede to that.

Q. What did you notice with reference to the den-
sity of the emissions in reference to the Ringlemann
standards at the Berthoud plant.

A. I’m looking—

Q. Well let that go for the moment then. Let me
ask you this, Mr. Taylor, did you in 1967, and 1968,
and up to and including June 1969 make periodic visits
to these various plants that belong to the respondent
company?

A. Yes, I did.

Q. And you made Ringlemann observations, did you,
of the particulates?

A. Yes, sir, I did.

Q. Did you or did you not confer with and counsel
[11] with the operating management of these plants
from time to time in an effort to improve the emissions
that were coming from their plant?

A. Yes, sir.

Q. Were any improvements made in the plants?

A. Yes, sir.

Q. Can you tell us briefly what was done to improve
these plants along the way? -

A. Shall we take it plant by plant?

Q. Anyway you like.

A. This past year the plant at Berthoud installed a
new dryer and triple pass dryer and they revented, re-
circulated the grinder emissions back through the grinder
collector, I mean the dryer collector.

24

They have done this, basically, on all three of the
plants. :

They were planning on the installation of spray kind

thing, water scrubber part to the grinder from the

er. We discussed the feasibility of it and whether
it would work. They have done some work, considerable
work in controlling the emissions from all three of the
plants.

The other plants, two plants at Easton and Windsor

had already had the triple pass drums in them installed.
But the one at Berthoud wag, a single pass which emitted
considerable amount more of ‘the emissions.
[12] I might add here that they probably have done
as much or progressed far along in this field as anyone
and I know, or our staff knows of but they are still
in violation from the dryer—

MR. CAWELTI: This is a bad word.

A. From the emissions from the dryer and from the
grinder.

But they have controlled them. They have made
some efforts and they have made considerable amount
of progress in controlling of the particulates.

Q. Go on to the next plant.

A. I think I covered, or I thought, covered all three
of them at the same time.

Q. Did you make any stack emission evaluations of
the Windsor plant on or about June 4, 1969?

A. Yes, sir, I did.

Q. What was the result of your observations?

A. On the 4th of June ’69 Windsor plant dryer stack
emissions were 90 percent opacity; grinder stack 70 per-
cent opacity; and the pelletizing stack 50 percent opacity
for a period of 10 minutes.

Q. Did you make similar observations at the Eaton
plant on June 4, 19697

A. Yes, sir.

Q. Can you state what they were?

—

25

{13] A. Dryer stack emissions, 85 percent; grinder
emissions, 70 percent; and the pelletizing stack 50 percent
for a period of 10 minutes.

Q. Did you make any similar observations at the
Berthoud plant on June 4, 1969?

A.. I did.

Q. Will you state what they were.

A. Dryer emissions, 90 percent opacity; the grinder
emissions, 50 percent opacity; the pelletizing stack emis-
sions 40 percent opacity, for a period of 10 minutes.

Q. Where were you when you made these observa-
tions?

A. On the premises.

Q. Did you make them from one point, or a single
point or more than one point on the permises?

A. Well, they were from more than one point. You
couldn’t see all of it from one spot, no.

Q. That was the last evaluation that you made of
this plant? Is that right?

A. Yes, sir. .

Q. Has the Department worked with the management
of Western Alfalfa in an effort to bring them into
compliance? Have you furnished them with literature
and information and engineering services?

A. Yes, sir. We have had several conferences with
their management and with their legal counsel and with
(14] their consulting engineering firm.

Q. Was there anyone with you when you made the
observations on June 4, 19697

A. No, sir, just myself.

Q. Do you know of your own knowledge whether or
not other personnel of the Department have visited the
plant and made similar observations from time to time?

A. Yes, sir.

Q. Who was that party or parties?

A. Mr. Bishard, the engineer from the air pollution

. section.

26

Q. Was there anyone from the local enforcement area
with you when you visited these plants?

A. Yes. It has been the habit and the practice to
work with the local agencies.

Q. Whenever there was any stack analysis or any
particulate analysis made of the emissions on these
plants by the Department of Health, have you made any
attempt to make correlations of the Ringlemann with the
particular emissions?

A. No, sir.

Q. Were you asked to participate in any particulate
emissions test of theirs?

A. No, sir.

MR. FOSTER: I believe that’s all.

[15] MR. HEATON: Could you ask Mr. Taylor, little
more detail on the 10 minutes observation? Was that
observed periodically or total time in violation?

A. That was the total time of the observation.

MR. HEATON: Is that the total time -that you
observed on all of the stacks? I mean, did you watch
this stack for 10 minutes, and this stack for 10 minutes
or did you just stand there and watch all three of them
for a total of 10 minutes?

A. That depends on where you are standing. You
ean’t see all three of them. You have to vary your spot
of your location, where you are standing. Because in
several instances they put out a terrific amount of steam
plume and the steam plume obscures the rest of them
until you get on the other side of it. And sometimes you
have to wait until the wind changes. So it would be
from each stack. Sometimes it would be at the same
time and other times, each individually. I never broken
it down to each one.

DR. PHELPS: You record your readings in your
notes from the individual stacks then that are emitting
their emissions. You record them separately?

27

A. I take them as a rule from the dryer, and from
the grinder, and from the pelletizer.

DR. PHELPS: You record each one of those [16]
observations separately then.

A. Yes, sir. As a matter of fact, I think the one
I gave you on June 4 were made from the dryer stacks
and from the grinder stack and the pelletizer stack.

MR. HEATON: Is it stack or stacks for each one?
Are there a total of three stacks involved for this
Berthoud plant?

A. Three separate stacks, yes, sir. A stack for the
dryer, stack for the grinder, and a stack for the pelletizer.

MR. HEATON: And is this the same for the other ~
two plants involved here?

A. Yes, sir.

BY MR. CHENAULT:

Q. In your testimony, I believe you stated there was
a representative from the local authorities with you at
the time these observations were made. Is this correct,
‘sir?

A. Yes. On most of the visits. Yes, it is the prac-
tice of the Department to work in conjunction with the
local agency. Sometimes it has not been possible to work
this out because they were not available.

Q. Was the representative who was with you at
the timé, is he here, do they have a representative here
today?

{17} A. They have changed their personnel so that,
particularly the one in Weld County. We are talking
about two different counties here that’s involved. The
Berthoud plant is in Larimer County and they didn’t
have any organized health department or any personnel
working there on this. So the state did the total serv-
ice there. In Weld County, we worked with the Weld
County Health Department at the beginning, the onset
and we worked with one individual who is now not

28

working there any more since. But sometimes they
had other activities to do and they went their way and
we went on with our work. But we tried to work to-
gether on the things much as possible.

DR. PHELPS: In Weld County, did you do this at
the request of Weld County or did you hear any com-
plaints, or what was it?

A. On this, originally?

DR. PHELPS: Yes.

A. Weld County was made or designated as a basin,

I think in July of ’67. And then immediately after that,
that’s when we started doing a wm sate inventory of
the county.

DR. PHELPS: But had you heard any complaints?

A. No, sir.

MR. FOSTER: I have nothing further of this wit-
ness.

[18] CROSS-EXAMINATION

BY MR. CAWELTI:

Q. I would like to talk with you, Mr. Taylor, if I
could for just a minute, about one of the plants in par-
ticular.

All three of the plants are pretty much the same in
the type of operation, are they not?

A. Yes, they are now. The one in Berthoud, I think,
was a single pass drum until lately.

Q. But when you made your first inspection in 1967,
and when you made your inspection in June of this year,
at both times, all three were operating substantially the
same.

A. Not at the beginning, they weren’t. Not in ’67.
The Berthoud plant was considerably worse than the
other two plants, by the fact it was just a single pass
drum.

Q. Weil, in 1967, were not all three plants single
pass drum in September of 19677

‘ate Apalisi Sp habe db ant Py

29

A. I can’s recall. But I do remember that the a
Berthoud plant was.

Q. You can’t recall the others?

A. Eaton or Windsor plant was— No, I can’t recall,
sir.

Q. Your first notice on the Windsor plant [19] in-
dicated a Ringelmann reading, I take it by you, of 2 to
21% at the Windsor plant, did it not?

A. In September of ’67?

Q. Yes.

A. Let me look—yes, sir. Mr. Connors and I both,
were there at that time.

Q. I take it then that that was your joint reading
and you both came out about that reading.

A. Yeah.
Q. And translating that, that would be 48, 50 percent
opacity?

A. Forty to 50 percent.

Q. Little bit over the minimal of 40.

A. Yes.

Q. Did you examine this plant and the others again
in their operating season of 1968, did you not?

A. Yes.

Q. And Mr. Bishard was with you?

A. On several occasions, yes.

Q. And Mr. Bishard sent to the company a letter
dated July 12.

A. What year?

Q. July 12, 1968. He stated in that letter “We
note with interest you have made marked progress in the
control of dust and smoke emission in the two plants ih
Weld [20] County.”

That would be the Windsor plant and the Eaton plant?

A. Yes.

Q. Do you agree with that at the time?

AS I can’t recall this one particular— They had
made marked improvement on their operations and I
think this was after the recirculating.

30

Q. That was put in on the Windsor plant.

A. Yes.

Q. Do I understand correctly that in the fall of 1967
when this all started, they were kind of lined up at 40
or 50 percent opacity at the Windsor plant?

A. At that particular time of the reading, yes.

Q. And by July of next year, they had made marked
progress?

A. What date?

Q. July 1968, sir. You don’t indicate in here the
date of your inspection in July.

I take it it was within a week or two prior to July
12, the letter.

Do you have the July 12 letter in front of you?

Now I don’t remember what the last question [21] was,
but I should go on here.

I take it by “marked progress,” you are referring to
the progress since the examination you made of the
previous fall in September?

A. Yes, sir, I would assume this is what Mr. Bishard
was referring to.

Q. And I think that it also makes the comment that
you noted with dismay that the Berthoud plant had not
made equal progress?

A. Yes, sir.

Q. You indicated that since the date of that letter,
the Berthoud plant has made the same changes earlier
made at the Eaton and Windsor plants, the triple pass
drums circulation?

A. Yes, sir.

Q. Can you explain to me how, in view of the exami-
nations you made there time after time, your careful
observations that you have made, that these plants that
were at 40 or 50 percent opacity, the Windsor plant in
1967, they made marked progress in 1968, what in the
world happened to give your reading in June of this year
worse yet?

ve a ee Pe en

31

A. I believe you are aware of the fact that there are
several things that can change the operation and the
emission of the plant. I think that any of of the alfalfa
boys in the business will tell you their first [22] cutting
is usually rougher, a rougher cutting with grass and
weeds and this type of thing.

I would venture to say that this June 4 reading was
probably one of their first cuttings. I think they start
somewhere in the latter part of May to the first part of
June sometime. I think this varies with the seasons.

Q. Are you saying then that the reading you made
in June may not have been typical of the plant’s opera-
tions?

A. I think it would certainly be different readings
as you get rid of the chaff out of the field and you begin
to get better hay. I'll agree with you, yes, the first
cuttings are usually little rougher.

Q. Did you make pictures of any of these plants
when you examined them in June of this year?

A. Oh, I made a couple of them here. I don’t know
that they will really show anything. I don’t know
whether the attorney wants to submit them as any evi-
dence.

Q. I take it you decided not to submit them on your
direct evidence of your case.

A. No, I wouldn’t say that, no.

MR. CAWELTI: Do you mind if I take a look at
them?

MR. FOSTER: Go ahead.

MR. CAWELTI: May we have these marked, please.

[23] (WHEREUPON, photographs were marked De-
partment’s Exhibits F, G and H attached hereto.)

Q. Could you state where those pictures were taken
and on what date? .

A. This was taken June 4, Exhibit H was taken
June 4, 1969 at 3:35 p.m., Western Alfalfa, Windsor,

taken by me, dryer 90 percent opacity, approximately
85 degrees Fahrenheit.

Q. What is the next one?

A. Western Alfalfa, Eaton, 6-4-69, 3:10 by J. R.
Taylor, temperature 85 degrees Fahrenheit, Exhibit G.

Western Alfalfa, Eaton, 6-4-69 3:15, taken by J. R.
Taylor, Exhibit F, temperature 85 degrees.

MR. CAWELTI: I offer these in evidence.

Q. Mr. Taylor, are these photographs true and ac-
curate representations of what you saw at the time?

A. One of them I can’t agree, it doesn’t really tell
you too much.

Q. This Exhibit G, taken so far away?

A. Taken from the highway at considerable distance.

Q. The only thing you can see is the steam. Is that
it?

A. I don’t even know that it’s steam.

MR. CAWELTI: With that reservation, I offer [24]
these three exhibits.

MR. FOSTER: We'll leave it go in the way they are.

Q. Holding here what is marked as Department’s
Exhibit F, this was taken of the Eaton plant.

A. Yes.

Q Just so we have some idea of what this Ringle-
mann test means, can you refer back to your notes and
say what the Ringelmann reading was that you found
from this plume? This is at Eaton, June 4, reading from
the main dryer stack.

A. June 4, Eaton, dryer stack, 85 percent.

MR. CAWELTI: If the Board will examine this,
this is what he testifies to as 85 percent. I think you
can see quite clearly, you can see quite clearly through
the plume and what is behind.

Q. Now I would like to talk little bit about these
emission source, Mr. Taylor, if we could.

I believe you testified this morning concerning the
case that was held then, the Colorado Alfalfa Products

33

plant, that they had trouble with their emissions at the
grinder source.

Am I correct that that is the one they admitted vio-
lation? Do you recall?

A. I can’t remember which one now.

[25] Q. Do you remember any special arrangements
that this respondent, or this defendant had made with
regard to any dust problems concerning its grinders on
all three plants?

A. Are you talking about recycling it back through—
Yes, they have installed.

Q. Could you describe what that improvement is that
avoids the problem we talked about this morning? What
is this recycling?

A. I think what it’s doing is venting the stack from
the grinder instead of going into the atmosphere, it re-
circulates it back through the dryer and then back into
the grinder.

Q. And that source of emission is entirely eliminated
through the recirculation?

A. I wouldn’t say totally eliminated, I don’t think
totally.

Q. In order to do this, the recycling, this vent is
closed entirely, is it not?

A. I can’t recall that it’s been closed 100 percent. I
can’t state that.

I think Mr. Bishard of our engineering staff would
know more about this. He’s the one that worked on this.

Q. Do I understand that these dryers of Western
[26] Alfalfa are also the dryers you discussed this morn-
ing, which is different from the ones of this morning?

A. I think the ones this morning are triple pass.

Q. Mr. Taylor, when you are making these observa-
tions, and I am thinking particularly of opacity, there is
quite a bit of difference between the three types of emis-
sions, three sources of emissions from each of the plant,

is there not? What I am thinking of is one of them is
intermingled with steam, the other two are not.

A. Right.

Q. Which of that has steam?

A. Ones from the dryer.

(WHEREUPON, a photograph was marked Defend-
ant’s Exhibit No. 1 attached hereto.)

Q. Mr. Taylor, the reporter has marked here, Defend-
ant’s Exhibit No. 1 and I will hand this to you. Do you
recognize that as the Windsor plant?

A. I think it’s the Windsor plant.

Q. Would you take my word for it?

A. Certainly, if you say so, sir.

Q. By turning the picture so the Board could see it,
could you kind of identify the emission source that we
are talking about here. There are three different places
that you are talking about at this plant. What are those
as [27] you look at that picture?

A. This is the dryer, this is the drum, this is the re-
circulating pipe going back from that to the grinder,
those are the cyclones on the grinder.

Q. Sometimes called the chop collector cyclone.

A. Yes. |

And I believe that these two here, one of them is off the
pelletizer.

Q. Now, you and I visited that plant in July of this
year.

A. I think the first of July or thereabouts.

Q. Is that picture fairly typical of what you are seeing
there, as you look at the plant?

A. I would say, on some occasions probably looks
similar.

Q. And you do have a problem here of the dryer
stack, don’t you, of intermingling of steam or whatever
might come out?

A. Particulate matter, you mean blue haze at the end.

Se ae eee re is

TE TOS Te

68 "

he identifies himself, states his connection with the city
and the type of work he’s been doing, and incidentally he
is a public health official. He states “It has been our
observation that they have always been very interested
in improving the plant as new ‘developments occur. This
includes matters concerning air pollution. Frankly, as
a casual observer who passes the operation at least two
or three times daily during the course Of my work, all
I can see is white steam, and this dissipates quickly.”

I just want to offer this for what is is worth.

We might handle this next matter by stipulation. And
I would like to get everything before the quorum of
this Board so that we won’t have to return.

I intend ‘to call Mr. Weimer who is the engineer,
project engineer for Stearns-Roger who had the responsi-
bility for the study made by them in July of this year,
after the cease and desist order was received, and very
soon after Stearns-Roger people had gone out to look at
[76] the plants. He made a particulate study of the emis-
sions from this plant and he made it in accordance with
the ASME standards for making grain loadings. And
of course, we would expect in his testimony to describe in
detail hOw the method of testing conformed with the
ASME standards, and announce the results of that par-
ticulate study, and the results of that particulate study.
I don’t have the exact figures here, but in summary it’s
less than the .40 pounds per 1,000 pounds of emission |
gases as set up in the spams being under the limit of
violation.

MR. HEATON: Is this technical report to be sub-
mitted?

MR. CAWELTI: No, no.

MR. FOSTER: On behalf of the Department, I will
stipulate that if this gentleman were to testify, he would
testify essentially as counsel has stated.

However, I would object to the testimony as not being
competent in this hearing, or relevant and furthermore,
the law did not make any provision for grain loading

or any provision whereby the respondent could at his own
expense set forth— If he could show himself home-free
on grain loading why he would not be in violation of
the Ringelmann standards. That’s the only legal question
that there is with reference to this. I do not feel, that
it is competent or pertinent to even consider grain loading
in this at all.

[77] Now, if the Board sees fit to admit that stipulation
on that basis, on the basis that it is competent evidence,
the Board will have to receive it and consider it. If it’s
the Board’s opinion that it should not consider that evi-
dence, then they will have to consider only the evidence
that has been offered in reference to the Ringelmann
standards.

THE CHAIRMAN: I would have to say at this point
that grain loading is not at issue here, and without ques-
tion is not relevant to the testimony presented.

MR. CAWELTI: Mr. Chairman, I will be brief. I
think we have to face fairly this question of whether
grain loading is going to be an appropriate test of this
type of operation. We think it is. I think the Board is
going to have to ask guidance of its staff, as to whether
grain loading is or will be a defense.

MR. FOSTER: It will be if it goes under the July—

THE CHAIRMAN: Gentlemen, I think we should
either close the hearing now or reconvene later.

Mr. CAWELTI: I would suggest, Mr. Chairman, in
view of the fact that the question is pending in the other
case, frankly, I don’t know that we have further testi-
mony to be given. But I think we are pretty well finished
with our testimony. But I don’t see any reason why, so
[78] far as our case is concerned, the matter shouldn’t be
continued until the next meeting.

THE CHAIRMAN: All right, we will adjourn this
meeting then.

(WHEREUPON, the proceedings were adjourned.)

[Certificate Omitted in Printing]

70

BEFORE THE AIR POLLUTION VARIANCE BOARD
STATE OF COLORADO

In the Matter of:

WESTERN ALFALFA,
(Continued hearing from September 11, 1969.)

TRANSCRIPT OF PROCEEDINGS

The above-entitled matter came on for hearing, on
Thursday, October 16, 1969 at approximately the hour
of 1:30 o’clock P.M., in the Conference Room 412, Colo-
rado Department of Health Building, City and County
of Denver; this matter having been recessed, and now
proceeds.

APPEARANCES:

Mr. CLAIR H. IVERSON, Chairman
Mr. E. MCDONALD CHENAULT
Mr. GEORGE SETTER
Dr. ARTHUR M. KRILL
Mr. THOMAS R. HEATON
On behalf of the Board:
> JAMES KREUTZ, Esq.

On behalf of the Colorado State Board:
DAVE FOSTER, Esq.

On behalf of the Applicant, Western Alfalfa:
DONALD CAWELTI, Esq.

PROCEEDINGS

MR. CLAIR IVERSON: I declare the Variance Board
hearing on Western Alfalfa, which began on September
11, 1969 and adjourned that same day to be continued at
this time.

SO ae

71

The members of* the Board present, who were present
at the previous meetting, are Mr. Chenault, Mr. Setter, Dr.
Krill, Mr. Heaton

87

IN THE DISTRICT COURT IN AND FOR THE
COUNTY OF WELD AND
STATE OF COLORADO

Civil Action No. 19974
[Title Omitted]

AMENDED COMPLAINT FOR REVIEW PURSUANT TO
1963 C.R.S., 66-29-13 (1967 PERM. CUM. SUPP.) AND
RULE 106 R.C.P. AND FOR DECLARATORY RELIEF

COMES NOW the above named Petitioner by its at-
torneys and for its complaint and petition for review
against Respondent, alleges and avers as follows:

First Claim for Relief

1. Western Alfalfa Corporation, a Kansas corpora-
tion, and with its principal office and place of business
located in Kansas City, Missouri, is engaged in the manu-
facture, storage and marketing of dehydrated alfalfa in
a four state area, including two locations in Weld County,
Colorado at Windsor and Eaton.

2. Respondent, Air Pollution Variance Board, is a
regulatory commission created by the statutes of the
State of Colorado as a Division of the State Department
of Public Health. \

3. On June 16, 1969, Petitioner was issued a Cease
and Desist Order with respect to its operations in the
within County, based on the allegation that petitioner
was operating in violation of the emission standards of
the Air Pollution Control Act of 1966, as set out in
Section 66-29-5, CRS 1963 (1967 Perm. Cum. Supp.).

4. Thereafter, within the time established by law,
Petitioner requested a hearing before the Air Pollution
Variance Board of the State of Colorado to determine

88

the question of whether or not there was, in fact, viola-
tion of the applicable Colorado statutes.

5. Thereafter, on September 11, 1969, and October
16, 1969, a hearing was conducted before the said Air
Pollution Variance Board at which. evidence was pre-
sented by Respondent and Petitioner only as to the ques-
tion of the alleged violation. In opening statements by
counsel for petitioner it was reiterated that Petitioner
was specifically not asking for a variance in accord with
Section 66-29-11, CRS 1963 (1967 Perm. Cum. Supp.).

6. Thereafter, on January 31, 1970, the said Air Pol-
lution Variance Board issued its decision holding that
Petitioner’s operations are in violation of the emission
standards of the Air Pollution Control Act of 1966, as
amended, and further denying Petitioner a variance from
said emission standards as outlined in Section 66-29-11,
CRS 1963 (1967 Perm. Sum. Supp.).

7. Said decision of the Air Pollution Variance Board,
together with purported findings of fact and conclusions
of law contained therein, is unjust, unlawful, unreasona-
ble, exceeds the jurisdiction of the Variance Board, con-
stitutes an abuse of the discretion of the Variance Board,
and is contrary to the law and the evidence.

8. Petitioner has no plain, speedy and adequate remedy
other than as provided by this proceeding.

WHEREFORE, Petitioner prays that this Court:

1. Enter an order directing Respondent to show cause,
if any it has, within thirty days, why the heretofore re-
ferred to decision herein alleged to be unlawful, should
not be set aside.

2. Enter an order directing the Air Pollution Vari-
ance Board of the State of Colorado to certify within
thirty days to this Court a complete transcript of the
record, exhibits, orders incorporated by reference in

iG ia a Ha 1 Seni ha. lp €

RE aS On

89

said record, and all proceedings in connection with or
related to the hearings held by Respondent Variance
Board in connection with Petitioner.

3. Review the records of the aforesaid hearing before
the Air Pollution Variance Beard of the State of Colo-
rado, and set aside the purported decision heretofore
referred.

4. Issue forthwith an order staying the enforcement
of the aforesaid Cease and Desist Order pursuant to
Section 66-29-13 and 66-29-15, CRS 1963 (1967 Perm.
Cum. Supp.).

5. Upon compliance by Respondent with Order of this
Court within thirty days by answering or otherwise
pleading to this Complaint, and by the Air Pollution Vari-
ance Board of the State of Colorado certifying to this
Court its record as aforesaid, that this matter be set
for hearing upon notice to the parties hereto.

6. For such other and further relief as to the Court
may seem proper.

Second Claim for Relief

1. Petitioner incorporates herein the allegations set
forth in its First Claim for Relief.

2. The business conducted by Petitioner, referred to
in the First Claim for Relief, is a valuable property and
Petitioner has invested in it a substantial amount of
money; Petitioner‘s said--business and investment will be
taken from it if the Cease and Desist Order against it
should be sustained as to its validity.

3. The provisions of 66-29-5(2), Colorado Revised
Statutes, 1963, as amended (1967 Perm. Cum. Supp.) and
presently effective as law in Colorado by virtue of 66-
31-24(1) of Section 1, Chapter 64 Session Laws of
Colorado 1970, applied to Petitioner have no reasonable

EERO LE RETO TRA

90

relation to the maintenance of public health, welfare,
convenience or comfort of the public, or to the objectives
of the Air Pollution Control Act of achieving air purity,
and thus deprive Petitioner of its property without due
process of law and deny Petitioner the equal protection
of the law contrary to the Fourteenth Amendment to the
Constitution of the United States and Sections 25 and 6
of Article II of the Constitution of the State of Colorado.

WHEREFORE, Petitioner prays for a declaratory
judgment under Rule 57 Colorado Rules of Civil Pro-
cedure that the provisions of Section 66-29-5(2) CRS
1968, as amended aforesaid, are void, unconstitutional,
ineffective and without force of law as applied to Peti-
tioner.

Third Claim for Relief

1. Petitioner incorporates herein the allegations set
forth in its First Claim for Relief and paragraph 2 of
its Second Claim for Relief.

2. The action of Respondent Variance Board in de-
termining that Petitioner’s operations are in violation
of the emission standards of the Air Pollution Control
Act 1966 was without authority because Petitioner was
not accorded due process of law and was denied the
equal protection of the law contrary to the Fourteenth
Amendment to the Constitution of the United States and
Sections 25 and 6 of Article II of the Constitution of the
State of Colorado.

WHEREFORE, Petitionér prays that the determina-
tion’ and decision of the Respondent Variance Board be
declared void, unconstitutional, ineffective and without
force of law for the failure of said Board to afford Peti-

91

tioner due process of law and the equal protection of
the law in its proceedings before the Board.

HOUTCHENS, HOUTCHENS & DOOLEY

By /s/ S. Robert Houtchens

By:

1007 9th Avenue
Greeley, Colorado 80631

LINDE, THOMAS, VAN DYKE,
FAIRCHILD & LANGWORTHY

George D. Blackwood

Floor 3, Columbia Union National
Bank Building

900 Walnut Street

Kansas City, Missouri 64106

LEE, BRYANS, KELLY & STANSFIELD

: Donald D. Cawelti

990 Public Service Company
Building
Denver, Colorado 80202

Address of Petitioner:

Western Alfalfa Corporation
Suite 300, 4800 Main
Kansas City, Missouri 64112

92

IN THE DISTRICT COURT IN AND FOR THE
COUNTY OF WELD AND
STATE OF COLORADO

[Title Omitted]
ANSWER TO AMENDED COMPLAINT

COMES NOW the respondent by and through its at-
torneys Duke W. Dunbar, Attorney General of the State
of Colorado, and William Tucker, Assistant Attorney
General of the State of Colorado, and answers the Peti-
tioner’s Amended Complaint as follows:

1. Respondent admits the allegations set out in para-
graphs numbered 1, 2, 3, 4 and 6 of petitioner’s first
claim for relief (amended complaint).

2. Respondent admits that a hearing was held before
the Air Pollution Variance Board on September 11, 1969
and October 16, 1969, but denies each and every other
allegation set out in paragraph numbered 5 of petitioner’s
first claim for relief (amended complaint).

3. Respondent denies each and every allegation set
out in paragraphs numbered 7 and 8 of petitioner’s first
claim for relief (amended complaint).

_ 4, Respondent incorporates the admissions and de-

nials set out above in regard to paragraph numbered 1
of petitioner’s second claim for relief (amended com-
plaint).

5. Respondent denies each and every allegation set
out. in paragraphs numbered 2 and 3 of petitioner’s sec-
ond claim for relief (amended complaint).

6. Respondent incorporates the admissions and denials
set out above in regard to paragraph numbered 1 of
petitioner’s third claim for relief (amended complaint).

93

7. Respondent denies each and every allegation set |
out in paragraph numbered 2 of petitioner’s third claim
for relief (amended complaint).

WHEREFORE, respondent requests that this Honor-
able Court dismiss petitioner’s complaint and affirm the
decision of respondent and for such other and further
relief as the Court may deem just and proper.

Duke W. Dunbar
Attorney General

John P. Moore
Deputy Attorney General \

/s/ William Tucker
William Tucker
Assistant Attorney General

¢
Attorneys for Respondent.

. 104 State Capitol
Denver, Colorado 80203
892-2351

[Certificate of Mailing Omitted in Printing]

94

ke Ch

IN THE DISTRICT COURT IN AND FOR THE
COUNTY OF WELD AND

STATE OF COLORADO F

Civil Action 19974

[Title Omitted]

REPORTER’S TRANSCRIPT OF TRIAL
(APRIL 23, 1971)
APPEARANCES:

HOUTCHENS, HOUTCHENS & DOOLEY, 1007 Ninth Ave-
nue, Greeley, Colorado,

By Mr. S. ROBERT HOUTCHENS;
LINDE, THOMSON, VAN DYKE, FAIRCHILD & LANG-

WorRTHY, Columbia Union National Bank Building,
900 Walnut Street, Kansas City, Missouri,

By Mr. GeEorGE D. BLACKWOOD;

Sat MES 5 pee 5 . ecacibi ”

LEE, BRYANS, KELLY & STANSFIELD, Suite 990, 550 15th
Street, Denver, Colorado,
By Mr. DONALD D. CAWELTI,
Attorneys for Petitioner;

Mr. DuKE W. DuNBAR, Attorney General, State of
Colorado, 104 State Capitol Building, Denver,
Colorado,

By Mr. WILLIAM TUCKER, Assistant Attorney
General,

Attorney for Respondent.

Also present: MR. DAVID FOSTER,
Attorney for Public Health
Department, State of Colorado.

A

95

[3] This matter came on regularly for trial before the
Honorable Donald A. Carpenter, District Judge, 19th
Judicial District, Weld County, Greeley, Colorado, at
the hour of 10:00 o’clock a.m., April 23, 1971.

WHEREUPON the following proceedings were had,
to wit:

THE COURT: Case Number 19974, Western Alfalfa
Corporation, a Kansas Corporation, versus Air Pollution
Variance Board of the State of Colorado.

Is the plaintiff ready?

MR. HOUTCHENS: We are ready, your honor.

THE COURT: Is the defense ready?

MR. TUCKER: Yes, your honor.

THE COURT: You may proceed, Mr. Houtchens.

MR. HOUTCHENS: I would like to introduce counsel
for Western Alfalfa, George D. Blackwood, Jr., from
Kansas City, and Donald Cawelti from Denver.

MR. TUCKER: I would like to introduce Dave Fos-
ter, counsel for the Public Health Department, and I
as William Tucker, assistant Attorney General, State of
Colorado.

MR. CAWELTI: I would like to make brief opening
remarks as to the nature of the proceedings and what I
expect to ensue in the hearing.

(Whereupon opening statements by Mr. Cawelti and
Mr. Tucker were taken, in part, but are not here
transcribed. )

THE COURT: It is my understanding—correct me—
so that I will know the direction of this case, that the
attack will be on the matters set forth in 66-29-4, 66-
29-5, [4] as a proper basis for the evaluation; is that
correct?

MR. CAWELTI: That is essentially correct, and the
general procedures used in administering this, not as
applied to this petitioner.

96

THE COURT: I can’t go into general administrative
things. It has to be specific as related to this case of
application of these sections. But there is no desire on
the part of the plaintiff, is there, to alter, amend or
superimpose the decision of the court over the adminis-
trative activity of the fact-finding body; is that right?

MR. CAWELTI: No, your honor. The only thing is,
I don’t think it proper for the plaintiff to ask to do that.
If there is evidence in the record on which the variance
board acted, I don’t think that I can ask this court to
substitute his judgment for the variance board.

What I can do, and what we are asking, is that this
court consider the constitutional basis, if there is a
constitutional basis, and the statute, for the board to act.

THE COURT: Using these tests as, the basis for,
their act; is that correct? &

MR. CAWELTI: Exactly.

THE COURT: The court understands. You may pro-
ceed.

MR. CAWELTI: I would like to call the first wit-
ness, Dr. Lou York.

DR. LOUIS YORK,

called as a witness and on behalf of the Petitioner,
having been first d sworn, was examined and testi-
fied as follows: ~

[5] DIRECT EXAMINATION
BY MR. CAWELTI:

Q. Please state your name and your business ad-
dress.

A. The name is J. Louis York. I am employed as an
environmental scientist by the Stearns-Roger Corpora-
tion in Denver.

Q. What is the address there?

cee my a

97

A. 700 South Ash Street.

Q. Doctor, would you describe your educational back-
ground?

A. I received a bachelor of science in engineering
from the University of New Mexico in 1938. Then I at-
tended the University of Michigan and received a Mas-
ter’s degree in chemiical engineering from that institution
in 1940, and after sometime which involved teaching
and other activities, I received a doctor’s degree, doctor
of philosophy in chemical engineering at the University of
Michigan in 1950.

Q. Have you been associated with university or teach-
ing activities since that time?

A. I became a member of the faculty of the depart-
ment of chemical and metallurgical engineering at the
University of Michigan in 1942 in February. I had
actually been a teaching fellow prior to that time, and I
remained a member of that faculty, directing research,
teaching courses, writing textbooks, doing consulting
work, until June, 1970, at which time I moved to Denver
and joined the Stearns-Roger Corporation.

Q Have you had during this period of time an area of
special interest or special work in chemical engineering,
mechanical engineering?

A. Ihave worked in several areas, but they would be
generally classified as being inthe field of multiple-phase
[6] systems; that is, suspensions of solids or liquids in
gases or of solids or other liquids within liquids in-
volving research and teaching on their properties and the
way they can be handled. As a major aspect of that I
have been working 15 to 20 years, approximately, in the
field of environmental activities, primarily pollution con-
trol with special emphasis on air pollution control.

Q. Outside of university life, have you been engaged
as a consultant or supervisor to persons, public or pri-
vate, in air pollution matters?

98

A. Yes. I served as a consultant to several corpora-
tions on various types of applications, both in the de-
termination of air pollution problems and in the correc-
tion of such problems; working with firms that designed,
built and installed equipment for this purpose.

Q. And have you written any published works on air
pollution matters?

A. I have written some technical articles that are
related to basic scientific aspects of this work. I was a
co-author of a principle textbook in chemical engineering
operations which dealt with all the principles involved in
this, and touched on the problems of pollution control, to
some extent.

Q. Have you lectured on pollution matters to bodies,
public or private? .

A. Yes, I have taught courses. I developed a course
in the air pollution control equipment about 7 years ago
which I taught exclusively until I left the university. I
have given talks and lectures before public groups, vari-
ous conventions and gatherings.

{7] Q. And what are your duties and responsibilities
presently with Stearns-Roger Corporation as an environ-
mental scientist?

A. The environmental sciences department of which I
am a part—I am the staff assistant, basically, to the
manager of that department, is charged with assisting
the customers of the corporation in analyzing their prob-
lems in all forms of environmental problems and solu-
tions thereto, air and water; other areas. And we work in
the design and construction and installation of control
equipment for this purpose. I have a rather large re-
sponsibility in the area of air pollution because of the
background experience I have had.

Q. Doctor, are you familiar with the term Ringel-
mann as described in U.S. Bureau of Mines Information
Circular 7718, dated August, 1955?

7

99

A. I am. There is a later circular which includes
the same material as that one, plus some additional
instructions on how to use it.

Q. Well, I was referring to the definition as given in
our Colorado statutes. What is basically meant by the
Ringelmann, as referred to in the statutes I just men-
tioned in this information circular?

A. Would it be all right to show such a chart?

Q. It certainly would.

(Whereupon a document was marked for identifica-
tion Petitioner’s Exhibit A.)

Q. Dr. York( I hand you what has been marked as
Petitioner’s Exhibit A. Would you first identify that
exhibit?

A. This is an information circular Number 8333, pub-
lished by the United States Department of Interior, Bu-
reau of Mines, [8] which is stated to be a revision of the
one you mentioned, 7718, which is no longer in print, and
in the introduction to this and the abstract, it states that
it incorporates the same material, but adds more detail
regarding the use of the chart. |

Q. You intend to use that exhibit only to refer to
the Ringelmann chart that is in the exhibit?

A. Yes, which is identical with that in the previous
chart.

MR. CAWELTI: I belive I shold offer this into evi-
dence at this time if we are going to refer to it further.

MR. TUCKER: No objection, your honor.

THE COURT: Let it be received.

Q. (By Mr. Cawelti) Dr. York, I hand you back Ex-
hibit A. You were going to proceed with an explantion
of what the Ringelmann test refers to. You may do so.

A. The Ringelmann test is named after a man named
Maximilian Ringelmann who was a professor in Paris,
and in 1898 he published the first known information
about it. He might have developed it earlier, but we

100

know nothing about it before that time. His objective
was simply to attempt to establish a means by which
the amount of smoke leaving a chimney could be evaluated
particularly in regard to the efficiency of the combustion,
recognizing that if the combustion is inefficient, there
will be more carbon monoxide and therefore black smoke.
His concept was to develop a chart which was printed in
a pattern involving differing areas of black and white,
and this chart shows such a patern. This, in connection
with the two others which are not bothered to be print-
ed here because one of them is a perfectly white sheet
of paper and the other is a perfectly black sheet of
paper, constitute the so-called [9] Ringelmann numbers
which is the white one, (1) which is the one to your
left, which shows a 20 percent black space and 80 percent
white space; the Ringelmann 2 is 40 percent black space,
60 percent white space, and so on in 20 percent incre-
ments. The last one on the right is Ringelmann 4, which
is 80 percent black and 20 percent white, and, of course,
100 percent black would be Ringelmann 5 by the scale
which he developed. The purpose of this chart was to
have it set at a distance from the observer such that the
black and white lines could merge into a shade of gray.
It requires it be located perhaps 50 feet away, depending
on the observer and environmental conditions. Then the
observer would look at this chart and look at a stream
of smoke from a chimney; attempt to compare them with
which one of these shades of gray matched that smoke
most precisely. By so doing, he then had some kind of
measure of the smoke leaving the chimney. This chart
was developed only for that purpose for combusion,
carbon smoke, black smoke, and neither Mr. Ringelmann
nor the Bureau of Mines’ report indicates any reason to
consider that it should be applied to anything other than
a carbon smoke.

Q. The statute also refers to equivalent opacity with
regard to Ringelmann. Would you discuss what equiva-

101

lent opacity could or would mean with regard to this
chart? .

A. As I understand the intent of equivalent opacity,
it was to attempt to say that the comparison of smoke
from a chimney with this chart was a little bit cumber-
some to use, because it required setting up the chart at
some distance and comparing the smoke with it. There
was a desire to try to evaluate emissions that were not
black. There was a feeling [10] that the smoke could be
basically estimated in terms of amount of light which
would be transmitted through it and the obvious phrase
“opacity” relates to the opaquesness or the amount of
light which can be transmitted through it, as a percentage
of the light which is impinging upon it, so there has been
an attempt to establish some kind of an equivalent value.

Now, the numbers which are most often used are that
if the Ringelmann chart requires 40 percent black and
60 percent white to match the particular smoke, then
the assumption is that light transmitted through that
particular cloud of smoke would be only 60 percent trans-
mitted and 40 percent would be rejected. This has some
severe difficulties in that a reflected light from a surface
such as the Ringelmann chart, is totally different from
a transmitted light, and certainly when you change
colors, you now have no way to compare the black and
white mixing to form gray, which is the action of the
Ringelmann on black smoke.

Q. Dr. York, in your experience with air pollution
matters, and in handling particulates in streams, can you
give your opinion as to whether the Ringelmann chart
constitutes a reliable means of determining emission
quantities in a given stream?

A. The Ringelmann chart as used, as the Bureau of
Mines proposed it, does form an approximate basis for
evaluating black smoke, particularly carbon smoke. In
terms of how it can be applied to white smoke or smoke
which is mixed with steam, any of these problems, that

|

is almost impossible, and I don’t think that anyone really
attempts to use the Ringelmann chart itself for that
purpose. i
[11] Q. What are the factors that affect the Ringle- Ff
mann observations, opacity observations, that may have
no relationship at all to the amount of the actual emis-
sions involved? Will you discuss those factors? i

A. Since the usual objective of air pollution control
requirements is to control the amount of emissions, the
defect is in attempting to relate such a visual observa-
tion to the actual amount of these emissions. If the
Ringelmann chart is used, then obviously the colors affect
the performance; a steam of white smoke is clearly going
to be Ringelmann zero, regardless of how much material
it may have in it, and, therefore, it cannot be compared :
against such a chart. If, however, the concept is used ;
or at least attempted to be used, that you can relate the
actual Ringelmann number to an opacity in terms of
the amount of light which is transmitted or, conversely,
which is not transmitted by the cloud, you then find that
there are many, many variables involved. One of the
largest, one of the most important of these is the actual
particle size because for the same amount of material
emitted at the stack, the particle size is crucial in de-
termining whether or not light can be transmitted
through it. The spacing between the particles is very
important. The further apart these particles are, the
more light will be transmitted through the cloud in any
case. The wavelength of the light is a significant factor.
The environment, if you please, around it—that is wheth-
er the attempt to measure it is based upon comparing it
with a blue sky in the background or a cloudy sky in
the background or a mixture, or perhaps a stormy day—
it makes a great deal of difference whether or not the
smoke is rising in a stagnant atmosphere [12] and form-
ing a rather undispersed cloud, or whether it is mixed
by the wind.

102

eae IES HN SSE PF SIS"

103

Q. Are you saying by this, that these factors could
determine whether the visual observation was in compli-
ance or not in compliance with the law, and may have
nothing to do with the actual amount of emissions going
up?

A. That’s right; for an emission of the some total
which would be consistent and steady through the day, if
all of these things varied, you would get a totally differ-
ent estimate of the apparent Ringelmann or opacity.

Q. Have you prepared a demonstration of these mat-
ters you are talking about, speaking particularly with
reference to the particle size affecting the appearance?

A. Because it is rather difficult to use smoke in the
courtroom without causing, I think, undue problems,
I chose to suspend some solid materials in water to give
us a similar result.

(Whereupon exhibits were marked for identification
as Plaintiff’s Exhibits B and B-1.)

Q. I hand you what the reporter has marked for
identification as Plaintiff’s Exhibit B and B-1. Would
you first tell us for the record what these are?

A. Exhibit B happens to be simply a small, square
glass bottle which contains water in which I suspended a
small amount of fly ash taken from the residue from
burning coal. B-1 is a bottle of the same size containing
the same amount of water in which I introduced the
same amount of material, in this case, sand, which is of
considerably larger particle size.

Q. From these two bottles, then, what conclusion
do you [13] derive as to the effect, the visual effect, as
related to particle size?

A. Since these contain the same amount of solids,
and the one with the fly ash in it contains thousands,
perhaps millions of particles which are less than a mi-
cron, or in the order of size, that is, a millionth of a
meter, we have that same amount distributed widely

104

throughout the suspension and it is difficult to see through
it. It does not give a very large amount of light trans-
mission. The identical amount in a larger particle size in
this case of the sand, gives essentially little effect upon
the transmission of light through that bottle.

Q. Exhibit B you have just referred to with the fly
ash in it, would that be over 40 percent opaque, judging
from you experience in air pollution work?

A. Now you ask me for a personal judgment since I
am not and cannot be qualified to make an official judg-
ment, but this is more than 40 percent.

Q. Which is the standard in the statute on a violation,
is it not?

A. Right.

MR. TUCKER: I would object to this testimony in
regard to these two exhibits. The witness is testifying
in regard to particulate matter, which is a fly ash in
the one bottle and sand particles in the other bottle,
and the whole purpose of the air pollution law is to pro-
hibit the emission of particulate matter that is fine enough
to go into the atmosphere. I can bring a boulder in here
and give the same example, but that boulder is never
going to get in the atmosphere because it is not of the
weight and density that [14] is going to be emitting into
the atmosphere, so this testimony is completely irrele-
vant to air pollution control, plus he has them in a bottle
of water, and we are talking about smoke.

THE COURT: Isn’t this more or less foundation testi-
mony in the area of demonstrative evidence to illustrate
to the court that the fineness of particles have to do with
the transmissibility of light through it? I think that is
the sole reason for the exhibit, is it not?

MR. CAWELTI: Yes.

THE COURT: I will overrule the objection.

Q. (By Mr. Cawelti) You also refer, Dr. York, to,
I believe, the effect of the diameter of the emission that
is being valued under the Ringelmann test, and how that

ER ee

105

might influence the Ringelmann observation or opacity
observation, did you not?

A. I referred to the problems of the space between
the particles, which is a function of whether or not the
cloud expands and has a larger diameter at one point
than another, and the effect of diameter is important
because the distance through which we look at a—we
look at this cloud, makes quite a difference in the im-
pression of the smoke on the actual observer.

Q. A cloud of the same density, if you look through
twice as much, will look darker or more opaque?

A. That’s right.

Q. Have you prepared any demonstrations of that
effect you just described?

(Whereupon exhibits were marked for identification
as Plaintiff’s Exhibits C and C-l1.)

[15] Q. Referring, Dr. York, to what the reporter
has marked as Exhibit C and C-1, they look identical to
me. Will you describe what they are?

A. They are intended to be identical. Each of these
bottles contain some water and one drop of India ink,
the black drawing ink which basically is a suspension of
carbon vary finely divided soot in liquid, which is ad-
mixable with water. Therefore, these two each have soot
present in them as a fine suspension. I used this simply
because it shows a little more clearly the effect, and
they should be essentially alike. You have to have the
same background. I have a point of interest here in order
to make sure that they are alike. If you look at one
against a light background and one against a dark, there
is quite a difference. If you look through two of them
' together, both of them, the light is obscured much more.
Therefore, the concern here is that if we had a large stack
with a certain concentration of solids in it, in the gas
this would appear to be much darker than several small
stacks with the very same concentration operating at the
same number of pounds of emission, per thousand pounds

106

of gas. Therefore, the size of the stack is important in
determining what the actual emission, Ringelmann read-
ing, might be.

Q. In other words, looking through those, you will
have a: higher Ringelmann number than you would
through any one of them by themselves.

A. Based on simply the fact of the light opacity, a
larger amount of the light is bound to be obscured by
twice the thickness, even though the concentrations are
the same.

Q. Referring back to your exhibit B, I believe it ‘was,
[16] the bottle with the fly ash in it, could you demon-
strate with that exhibit the effect of the background
against which emission may be read in determining the
Ringelmann reading?

A. I indicated earlier that the background light
is important in determining what we have, and I just
showed a moment ago that the background makes quite
a difference. I have here a show card which is simply
an off-white color which corresponds, roughly, to a lightly
clouded sky. You can get one effect there. If you have
a blue sky, which this card is intended to represent,
you will get a different effect, so that you can get some
contrast in the way this is read, depending upon the .
background light. If you actually went to a black card,
it appears to be much whiter than it would have been,
and therefore, might well acquire a much lower Ringel-
mann number. Fortunately, we don’t have many black
skies, but sometimes we have black hillsides.or back-
ground, depending on the local situation.

Q. This will affect the Ringelmann reading, even
though the same densities may be involved?

A. Well, it probably will. This depends a great deal
on the observer whose judgment is necessarily used here.

MR. CAWELTI: I wonder if we ought to offer those
three colored charts.

(Whereupon exhibits were marked for identification
as Plaintiff’s Exhibits D-1, D-2 and D-3.)

107

Q. (By Mr. Cawelti) I hand you what the reporter
has marked as exhibits D-1, D-2 and D-3. Would you
please, by referring to your past testimony, tell which is
which?

A. D-1 is a card which is a bluish color. D-2 is [17]
a gray or off-white color, and D-3 is black.

MR. TUCKER: I have no objection, your honor.

THE COURT: Let them be received.

MR. CAWELTI: I am not sure I made the offer of
Exhibits C and C-1, and I would do so at this time.

THE COURT: Any objection?

MR. TUCKER: Same objections as were lodged be-
fore, your honor.

THE COURT: Objection overruled. Let them be
received, as demonstrative evidence only.

Q. (By Mr. Cawelti) Would you comment on the effect
of the presence of steam or uncombined water particles
and a path of emission in making these observations you
described, Ringelmann opacity?

A. Obviously, steam, or what most people call steam
is really condensed water vapor in fine particles, which
is often seen an an emission from cooling towers; oc-
casionally, from combustion sources. Nearly always on
days of reasonably high humidity from alfalfa dehydrat-
ing plants. Any source which involves combustion to in-
crease the amount of water will cause the emission of
water vapor which condenses as soon as the steam is
cooled to dew point. This creates a cloud of steam which
is pure white and which cannot be separated from any
other particles which may be suspended in it. There-
fore, it obviously affects the color and it affects the opaci-
ty of that plume to a considerable extent. In many cases
it may evaporate as the air mixes and it blows further
away. In some cases, such as this morning, when we had
a relatively high humidity, some of this often rises right
up into the clouds and it appears to vanish and perhaps it
[18] doesn’t vanish. It may actually become a part of the

108

cloud. That obviously must affect any measure of opacity
because it is opaque as anyone who has even driven
through a cloud of fog from a cooling tower realizes,
the visibility is greatly impaired by that. Since it is
white, it cannot give you a reasonable reading on the
Ringelmann number, and since it is opaque, it cannot
give you a reasonable number of opacity. Therefore, eval-
uation must be made either in the absence of such water
vapor, or at some point far down the stream after the
cloud is well mixed with air and the steam has evapor-
ated again into water vapor.

Q. Are you familiar with the nature of emissions
from alfalfa dehydrating operations?

A. Yes.

Q. Is there a quantity of steam present, a signi-
ficant quantity of steam present in these dehydrating
operations?

A. A large amount of steam, because the prime pur-
pose of alfalfa dehydration is to evaporate the water
from the alfalfa, so its primary emission is that of steam.

Q. We have discussed the frailties of the Ringelmann
test and equivaient opacity and so forth. Are there ac-
cepted means of measuring the amount of particulates
or emission in a given emission source?

A. Yes. There are some accepted means. These usu-
ally involve sampling of the actual emissions going
up the stack and removing the sample and collecting it,
analyzing it, determining its nature and its total quanti-
ty, calculating back to the total quantity of the emissions
in the stack.

Q. Are there publications describing these accepted
means of making samples?

{19} A. Yes. That method is actually described in
the Colorado law as referred to. The American Society
of Mechanical Engineers has a very active committee on
power test codes and this is one of the things they ac-

ea es

109

tually did develop as a method of determining dust con-
centration in a gas stream. It is know as P.T.C. 27
which stands for power test code 27 of the American So-
ciety of Mechanical Engineers.

Q. Dr. York, in your familiarity with matters con-
cerning air pollution testing for air pollution, are you
aware of any publications or studies, published studies
concering the accuracy of inspectors in making their read-
ings of opacity or Ringelmann?

A. There have been many publications which have
been based upon experimental tests. One of the more
obvious ones was published by Professor Mayers back
in 1937 in which he spotted some difficulties involved in
the use of the Ringelmann number. The most important
of these, however, was published as a document of the’
Department of Health, Education and Welfare through
the National Air Pollution Control Association, which
is now the Air Pollution Control organization of the
Environmental Protection Agency. This is what they
designate as A.P. 30 and is entitled “Optical Properties
_ and Visual Effects of Smoke-Stack Plumes.” It was pub-
lished in 1967.

Q. Did that study report the results of testing that
was done with experts, inspectors in Ringelmann and
opacity matters?

A. Among other things, it did involve the operation
of having several trained inspectors who, I believe, were
[20] employed by the Bay Area Pollution Control Dis-
trict.

Q. Is that San Francisco?

A. San Francisco area; present at a site where a spe-
cial form of smoke emission apparatus was established
that would produce smoke that was black by virtue of
incomplete combustion of oil, or that was white by
virtue of the high pressure atomization of oil, into the
stream of gas. These inspectors were qualified, trained
and experienced, although nothing is given of their indivd-

110

ual experience or their names. They were established
to the east and to the west of that site. Occasionally,
their results were combined. They were asked to de-
termine the apparent Ringelmann number of plumes
of both black and white smoke which had been gener-
ated, particularly in this apparatus, and measured by
a special light transmission device to determine the
amount of opacity of the stream in the stack prior to
the time it was emitted into the atmosphere.

MR. TUCKER: I will object to this testimony. This
witness is testifying to something that is in a booklet
which I would think would fall within the purview of
the hearsay rule. He is talking about something he knows
nothing about, except what he has read in this book. The
people who conducted the tests are not here for us to
cross-examine in regard to the conditions they were
conducted under, and the purpose for which they were
conducted or the people involved, and he is merely telling
us what he has read in a book. He doesn’t know about
these particular tests.

THE COURT: I agree with you that the best evi-
dence rule is involved, if there is an official. document.
Doesn’t this come within the purview of the statute of
official [21] documents being acceptable in evidence?
But your objection is tenable as far as being not within
the best evidence rule. The court will sustain the ob-
jection.

MR. CAWELTI: I would like to have marked for an
exhibit, your honor, this document that the witness has
been referring to.

(Whereupon an exhibit was marked for identification
as Petitioner’s Exhibit E.)

MR. TUCKER: Our understanding of the introduc-
tion of official documents is that they can only be intro-
duced if 1) the official is present, or 2) if the party has

lll

a certified document from the officials saying that that
is a true and correct copy.

THE COURT: Your understanding differs from
mine.

Q. (By Mr. Cawelti) Dr. York, I hand you what the
reporter has marked as Petitioner’s Exhibit E. Would
you please identify what this exhibit is?

A. This is the report AP-30 which I referred to
earlier, which is the publication of the Department of
Health, Education and Welfare, entitled “Optical Prop-
erties and Visual Effects of Smoke-stack Plumes.”

Q. This is an official governmental agency?

A. Yes. It is published by the National Air Pollu-
tion Control agency which was at that tim@.an arm of
the United States Department of Health, Education and
Welfare.

Q. Now it is part of the Environmental Protection
Agency?

A. Now it is part of the Environmental Protection
Agency.

[22] Q. The testimony you were engaged in before
the objection was made, is that from a particular por-
tion or page in that Exhibit E?

A. I think the most pertinent sections of it involve
the Tables 1 and 2 on page 28 which show the results
of the tests by the inspectors examing these plumes, both
black and white.

Q. Thank you, doctor.

MR. CAWELTI: I would offer in evidence Exhibit E.

MR. TUCKER: Our objection is the same.

THE COURT: Yes. Objection overruled. Let page
27 and 28 be received in evidence.

Q. (By Mr. Cawelti) Dr. York, have you been in-
volved as a consultant or otherwise in the manufacture
and design of equipment, design for air pollution mat-
ters to prevent air pollution?

A. To some extent I have. I have also been much
more deeply involved with the specification and evalu-

112

ation of bids and purchases and guarantees for such
equipment from the manufacturers who specialize in it.

Q. In your familiarity with specifications and guaran-
tees then, on air pollution, on air abatement equipment,
is it possible, or is it done that manufactures of this
equipment or designers of this equipment will design
to meet a Ringelmann number or capacity standard in
their eventual emission?

A. They will not. They will design to meet a mass
quantity emitted, or concentration. They will design
to a specification percentage removal, but no manu-
facturer will design any piece of equipment or guarantee
its performance at least, to meet a standard which is
as variable and as [23] dependent upon the observer’s
judgment as the Ringelmann number.

MR. CAWELTI: I have no further questions.

THE COURT: You may examine.

CROSS-EXAMINATION

BY MR. TUCKER:

Q. You have testified in regard to opacity as an
equivalent to the Ringelmann reading. Is an opacity
simply the amount of light that passes through material
or substance? .

A. Transmission is the amount of light which passes
through. Opacity is basically the amount which does
not pass through. It is the degree of opaqueness.

Q. And do you accept the Ringelmann as a valid
means of determining the opacity of black smoke?

A. It can be correlated with opacity by an experienced -
observer, but I think it is a very poor standard.

Q. But it can be correlated by a trained observer?

A. On black smoke it has worked reasonably well,
if the man is trained and is able to evaluate the differ-
ences in the lights and the visibility. However, you do
have the difficulty that it cannot give you a decent number

118

for different thicknesses of smoke, nor can it take into
acount the mixing and the concentration, adequately.
So the only real advantage of the Ringelmann number
as a measuring quantity is to have it correlated with
an actual measurement from a particular source, and
it can then be used to compare‘the performance of that
source on that material from time to time, but it is im-
possible to compare one source f one size stack burn-
ing one fuel or producing one kjnd of carbon [24] with
that of another, and expect it/to be perfectly reliable.

Q. But the Ringelmann has never been put forth to
determine quantity. We are worried about opacity, not
quantity, so it is a valid means of determining opacity
of black smoke is it not?

A. I don’t think that, in my judgment, it is a valid
means of determining opacity, because it depends upon
the angle of the light and the experience of the observer.
I think it has rather servere disadvantages in that the
possibilities of error are manifold in the system, and there
is no possible way for a so-called violator to check up
on the performance of his equipment.

Q. So you disagree with your exhibit, then, in regard
to the Ringelmann, that it is a means of reading the
opacity of black smoke?

A. Which exhibit, sir?

Q. The Exhibit A.

A. I don’t disagree with it in terms of being a com-
parison. This exhibit is not intended to be a law. It
is simply a service which the Bureau of Mines furnished
to the public at large. If a particular information agency
or legislative body wishes to establish the Ringelmann
number as a basis for legal enforcement, they have the
problems then of making it stand up.

Q. You have also testified that there are more prob-
lems in getting a Ringelmann reading on white smoke as
opposed to black smoke. It that a correct statement of
your testimony?

114

A. Very many problems, yes.

Q. Don’t you have the same variables in regard to
the background, the weather, the atmosphere, etc., with
black [25] smoke as you do with white smoke?

A. By and large, yes. In regard to the wave length
of light, which is absorbed, the effect of the thickness
and the forward scattering of the light, you get a dif-
ferent effect for different colors of smoke. Therefore,
it makes a different impression upon the observer.

Q. In regard to Exhibits C and C-1, You have testi-
fied that if an observer was looking through both of
those, he would probably get a higher Ringelmann read-
ing than he would if he was simply looking through
one of them; is that correct?

A. That’s correct.

Q. Don’t you think he probaby should, because the
emission would be twice the amount if he were looking
through both, as if he were looking through one?

A. From that standpoint, yes, but that does not
tell him what the concentration is.

Q. He would, though. Now, you also testified that
no one uses the Ringelmann for white smoke, or smoke
mixed with steam; is that correct?

A. The Ringelmann chart, I believe I said.

Q. Are you familiar with the air pollution laws in
the United States?

A. Most of them, yes.

Q. Is it not true that practically every air pollu-
tion law in the United States uses the Ringelmann chart
as a means of determining a violation of the law or not?

MR. CAWELTI: I would object to this question in
finding out what the laws of 48 adjoining states are.
I don’t know if we should get this from the mouth of an
[26] engineering witness qualified—

MR. TUCKER: He has testified no one uses it. I
want to see if he knows no one uses it or not.

115

THE COURT: Well, that isn’t quite the way I un-
derstood his testimony, but I will permit the question.

Q. (By Mr. Tucker) You may answer the question.

A. The way most of these laws are written is similar
to the one in Colorado which states the Ringelmann chart
of such and such a report number are an equivalent
opacity and to my knowledge at least no employee of
the State of Colorado or most of the other states I have
any familiarity with ever carries a Ringelmann chart
with him and sets it up and compares it to any white
smoke.

Q. But is it your testimony that no air pollution
control officials in the United States use the Ringelmann
on white smoke, or smoke mixed with steam, to cite a
violation?

A. That is my testimony because I believe the only
ones who do that are using an opacity term which they
believe is equivalent.

Q. Now, you have also testified that there are ac-
cepted means of measuring particulate emissions from
a stack, and that the recognized or accepted methods of
measuring these particulate emissions are set out in Col-
orado statutes; is that correct?

A. I believe the current law does specify that particu-
late emissions can be measured or must be measured ac-
cording to the Power Test Code 27 or an equivalent
approved standard method by the State Health Depart-
ment.

Q. Are you familiar with the Colorado air pollution
act?

[27] A. Reasonably so. I can’t quote it, of course.
I am talking about the one which is now in effect.

Q. I am going to hand you a copy of the 1970 air
pollution control act and ask you to point out to me the
statement you just made.

A. This is the enabling act. It provides a con-
trol emission be established which sets up rules and reg-

116

ulations and they are granted that authority in this act,
and obviously the statement is in the rules and regula-
tions, because this act was deliberately changed in or-
der to extract from it, from the previous act, specific
emission standards.

Q. So it is not in the law?

A. Not in the enabling act.

MR. CAWELTI: I think the question is unfair to
the witness. The law can well constitute lawfully adopted
rules and regulations as well as statutes themselves.
The witness has said it is in the rules and regulations
I think the question is a little unfair to this witness,
who is not a lawyer, to say what is in the law and what
is not, which maybe comes back to my original question.

THE COURT: Yes.

MR. TUCKER: I am asking about a question he made.
I didn’t bring it up. He did.

MR. CAWELTI: I think he has shown it is in the
law. He said it is in the lawfully adopted regulations.

THE COURT: It has been asked and answered,
gentlemen. I don’t sée any reason for ruling, not at this
point. If the court believes it is improper question,
the court will consider it at the time it makes its decision.
I think your objection was directed more to the line of
[28] questioning than to the specific question.

MR. CAWELTI: I think it was probably a little too
late, too, your honor.

Q. (By Mr. Tucker) In regard to Exhibit E, are
you familiar with the fact that the purpose of the charts
in there was to show the variation which trained ob-
servers would get when they were facing different direc-
tions and looking into or away from the sun?

A. As part of the problem, yes. The direction was
important. There was also the comparison of both black
and white plumes.

117

Q. The purpose of that pamphlet is to show variables
which a trained observer takes into consideration when
he is viewing a smoke plume; is that not correct?

A. That was one of its purposes. It also reports the
results obtained when such trained observers actually
are confronted with plumes, and shows their difficulties
in actually estimating these values as closely as the law
or the regulations or the public would desire.

Q. Do you know what the cost of setting up and samp-
ling a particulate emission from a stack would be?

MR. CAWELTI: I object to that question, your honor.
I fail to see its relevancy. If the state intends to justify
its standards used by means of expediency that it costs
too much to do it property, I think that is not a—

THE COURT: Objection sustained.

Q. (By Mr. Tucker) You have testified that you are
familiar with the Ringelmann chart and of the Ringel-
mann readings. Are you also familiar with the fact
that it is a necessarily recognized test?

[29] MR. CAWELTI: I object to that question, your
honor. What a necessarily recognized test may be is
anybody’s judgment. Necessarily recognized by whom?
Dr. York himself is a necessarily recognized expert.
Certainly he doesn’t recognize it. I think the question
could be rephrased, perhaps, to get a more factual answer.

MR. TUCKER: Your honor, he has testified he is
familiar with this.

THE COURT: The question isn’t a very good question
in that it “is necessarily recognized.” Necessarily rec-
ognized by whom? Experts in the field, or recognized by
persons that have not attended the fourth grade, or
which group is it that is recognizing, and what gives
it recognition?

Q. (By Mr. Tucker) Mr. York, is not the Ringel-
mann test necessarily recognized by experts in the field
of air pollution as a means of determining the capacity
of smoke emissions?

(118

A. It is incorporated in many laws and it is em-
ployed by many state enforcement agencies, but the
people who design equipment and who have to design
plants and who have to live under those regulations, do
not recognize it as being a fair and valid method of
measuring.

MR. TUCKER: No other questions, your honor.

THE COURT: Thank you.

MR. CAWELTI: I have no redirect, your honor.

THE COURT: You may step down. Thank you,
doctor.

MR. CAWELTI: I would like to call James R. Taylor,
please.

JAMES R. TAYLOR,

called as a witness by and on behalf of the Petitioner,
having [30] been first duly sworn, was examined and
testified as follows:

DIRECT EXAMINATION

BY MR. CAWELTI:

Q. Please state your name and your business address.

A. James Robert Taylor, 4210 East 11th Avenue,
Denver, Colorado.

Q. By whom are you employed and in what capacity?

A. Colorado Department of Health, Air Pollution
specialist.

Q. What are your duties and functions in that posi-
tion?

A. Right now I am working mostly in monitoring,
coordinator with the laboratory.

Q. By monitoring you mean making observations of
emission sources in Colorado?

A. No, sir.

Q. You have done that work in the past?

A. Yes, sir.

119

Q. You have been an inspector for the department?
A. Yes.

Q. You are not doing this any more?

A. No, sir.

Q.

In connection with the inspections you made for
the department, are you familiar with the Ringelmann
test chart? Let’s put it this way. Are you familiar
with the U.S. Bureau of Mines Circular 7718 dated
August 1 of 1955?

A. Yes, sir.

Q. In your training to make inspections, did you
train with the Ringelmann chart set forth in that Bureau
of Mines circular I have mentioned?

A. I think at one time we did use the chart, but I
think later on as the school progressed in its activities
we started using it more from observation from the stack
in [81] comparison with the meter.

Q. You did not train as such with the Ringelmann
chart?

A. No, sir.

Q. Did you ever train to determine equivalent opacity
from the Ringelmann chart as mentioned in this circular?

A. No, sir.

Q. Were you ever trained at this school you referred
to, or otherwise, in making opacity readings where steam
was also present in the source of emission?

A. No, sir. We don’t have that capability.

Q. From your knowledge of the smoke school con-
ducted by the state, is there any way a non-publicly
employed person can be graduated from or certified by
this school?

A. I think it is the decision of the division that they
not be.

Q. They are not?

A. Right, sir.

Q. You were the inspector that made the observa-
tions that led to the cease and desist order with regard
to the Western Alfalfa?

120

A. One of them, yes.’

MR. CAWELTI: I have nothing further.

THE COURT: Doesn’t this go into the matter per-
tajning to the administrative hearing, gentlemen? This
testimony?

MR. CAWELTI: I didn’t intend it would, your honor.
I intended only to show the method by which the Ringel-
mann chart was or was not used by the state generally.

THE COURT: Thank you.

CROSS-EXAMINATION

BY MR. TUCKER:

[82] Q. Did you attend a so-called smoke school to
learn to read opacity and Ringelmann readings?

A. Yes.

MR. CAWELTI: I object, your honor, being beyond
the scope of my direct examination.

THE COURT: Objection overruled. It is already
answered. You may proceed.

Q. (By Mr. Tucker) Would you explain to the
court what this school consists of and what you do there?

A. Well, we have a smoke generator at the camp
that produces both black and white smoke, and in vary-
ing degrees, to read by a meter, and the—

Q. May I interrupt you? What is the meter you are
referring to?

A. It is a meter that is with the light source with a
photo-electric cell that measures the stack and relates it
back through relays onto a meter which is graduated in
percent opacity or Ringelmann reading. We run pri-
marily—When the school starts, originally, we run a
series of black smoke. We tell the observer what this
reading is. Then we run this white smoke and tell the
observer what the opacity is. We do this several times,
and then we do what we consider an official run where
we make the densities of the smoke. We ring a bell. At

121

that time they make their observation. We change it,
ring another bell and we do this for 25 black readings
and 25 white readings. And then we are graded after
the series is run. Then we call off what the meter
readings were. They, in turn, make the relationship
between what they read and what the meter reading was.

Q. What percent of error do you have to have to
[83] graduate from the school?

A. Five percent.

Q. And are you required to attend this school on a
regular basis once you have graduated from the school?

A. Yes. I think the established time now is every
six months.

Q. Are you trained at the school to take into con-
sideration when you are making Ringelmann or opacity
readings, the background, the weather, the atmosphere,
the temperature, and the position of the sun and other
variables which can affect the reading which you get?

MR. CAWELTI: I object to this question. It is ob-
viously a leading question, and this is an employee of
the—

THE COURT: Objection sustained.

Q. (By Mr. Tucker) Are you taught at the school
to take into consideration variables when you are taking
your Ringelmann opacity readings, and if you are, what
are the variables?

A. Yes, we do. We have the background, the con-
ditions of the sky, whether it is cloudy, clear; we take
into consideration the temperature, the wind, direction,
the sun; in what position you are standing. We usually
pretty well travel completely about 360° around the gen-
erator during the course of the training period where
you get probably most of the variables in there.

MR. TUCKER: I have no other questions.

122
REDIRECT EXAMINATION

BY MR. CAWELTI:

Q. In this smoke school you have just described, is the
[84] Ringelmann chart described in U.S. Bureau of
Mines 7718 dated August 1, 1955, is that used at that
school in terms of training the personnel there?

A. No, sir.

Q. Can anyone graduate from that school other than
public employees in enforcement work?

MR. TUCKER: I object to that question. It has
nothing to do with whether the school is competent or
incompetent, and whether the people who graduate are
competent or incompetent.

MR. CAWELTI: I thigk it is a very material point.
A person charged ought to know whether or not he is
violating the law. If there is no way he can be trained
in the same way the enforcement people can be trained,
there is no way he can himself know in advance whether
or not he is violating the law.

THE COURT: Is this man in such an official position
that he could answer that question? There is no founda-
tion for the question at all.

MR. CAWELTI: I simply asked him if he knew. If
he doesn’t know, he can say so. I think he does know.

THE COURT: You can answer the question whether
you know or not.

Q. (By Mr. Cawelti) Do you know, Mr. Taylor,
whether persons who are not publicly employed in en-
forcement work can be graduated from the smoke school
you graduated from; do you know?

A. May I ask you what you mean by “graduated’’?

Q. Certified, or given a certificate as having passed.

A. Like I said before, it has been the policy of the
[35] division not to do this.

Q. And the practice of the division not to do it?

A. Pardon?

123

Q. And the practice of the division not to do it, the
policy and the practice of the division. They have not
certified anyone.

A. As far as I know. I don’t do the certifying.

MR. CAWELTI: Thank you.

RECROSS EXAMINATION

BY MR. TUCKER:

Q. Mr. Taylor, is anyone allowed to attend this so-
called smoke school?

A. Yes, sir.

MR. TUCKER: I have no other questions.

Q. (By the court) The certification is only that you
have attended; not certification one has developed ex-
pertise in the field; is that correct?

A. No, sir. I think the certification is the expertise.

THE COURT: All right. I understand now.

MR. CAWELTI: I believe that concludes the evidence
the plaintiff would like to put on. It might be an appro-
‘priate time for lunch break.

THE COURT: I think so. Court will be in recess
until 1:15 this afternoon. .

AFTERNOON SESSION, APRIL 23, 1971, 1:15 p.m.

THE .COURT: I understand you have rested.

MR. CAWELTI: That’s correct, your honor.

MR. TUCKER: I would like to call Mr. Joseph
Palombo as a rebuttal witness.

[36] JOSEPH PALOMBO, JR.,

called as a witness by and on behalf of Respondent, hav-
ing been first duly sworn, was examined and testified
as follows:

124
DIRECT EXAMINATION

BY MR. TUCKER:

Q. Would you state your name and address, please?

A. My name is Joseph Palombo, Jr., 4210 East 11th
Avenue, Denver.

Q. What is your occupation?

A. TI am presently assistant director, Division of Air
Pollution Control, State Department of Health. I form-
erly was a section chief when Air Pollution was in a
section, and acting director until March 1 of this year.

Q. How long were you the acting director of the Air
Pollution Control program in Colorado?

A. Since its inception. Since its inception as a state
program in 1963. ‘

Q. Through—

A. Through 1970.

Q. Are you familiar with the smoke school that is
put on and conducted by the Department of Health?

A. Yes, I am.

Q. And how does this school operate?

A. The school is set up to train smoke inspectors to
be able to determine various shades of smoke. We
actually divide the school into two separate issues, one
dealing with black smoke, and one dealing with white
smoke. Ringelmann numbers are applied to black smoke.
Equivalent opacity, which is another way of describing
the obstruction to which a smokestack has an effect, is the
other measure. In other [37] words, a Ringelmann Num-
ber 1 is equivalent to 20 percent opacity. These are not
synonymous terms, although there is a correlation be-
tween the two. We train our inspectors to visually get
a mental image of the stack emission as it is metered
against a smoke meter.

Now, in our school we do not use the edie
chart as the mental image that the inspector first gets,

EE, Se

125

but we rather use a meter, and the meter is, in fact,
calibrated, using Ringelmann numbers, so that when
we put an emission through the smokestack, ring the bell
and declare what number Ringelmann or equivalent
opacity that smoke happens to be, the inspector can get
a mental image of it. We will put s of a density
number 2 Ringelmann, or 40 perceyt, opatity, tell the
observer that what he is seeing is shade. It takes
the place of the chart. It is equally acceptable to plant
a mental image in the observer’s mind so that when he
“is in the field he can correlate that mental image to
what he sees. The smoke school is operated once a month
during the spring, summer and fall months. During the
winter we operate it a little less frequently, depending on
the weather. The inspectors are required to come out at
least once every six months. However, we encourage
them to come out as often as the school is given so that
they can continually refresh this mental image they have
of what a number 2 or number 3 Ringelmann looks like,
or its equivalent opacity.

We certify by certificate only those who are qualified,
who have passed the examination as was described by
Mr. Taylor earlier. The school, however, is open to all
people who want to come out and see how we measure the
smoke [38] and how we make our determinations. As a |
matter of fact, we have had a number of industrial people
come out and go through the same procedures that the
inspector goes through.

Q. Do some people fail to qualify and to be certified
after they have gone through the school?

A. Our experience has been that there are a number
of inspectors who can come back to the school time after
time, and have no difficulty in passing the examination.
There are others who have quite a bit of difficulty in
being able to relate this mental image back to the metered
amount of smoke going through the stack. Not all people
can qualify and not all people, therefore, are certified.

126

Q. Did you hear Dr. York’s testimony in regard to
methods other than the opacity equivalent and the Ringel-
mann readings to measure particulate emissions?

A. Yes, I did.

Q. Are you familiar with these other methods other
than the Ringelmann and opacity?

A. Yes, I am. I would assume that the method Dr.
York was referring to is the method where measurements
are made in the stack of the material going through the
stack and actually you collect the material and go through
several procedures to determine the weight of material
per volume of gas.

MR. CAWELTI: Your honor, I don’t think there is
any question pending right now. He asked him if he was
familiar with other methods and his answer is yes. I don’t
know what the witness is responding to now.

Q. (By Mr. Tucker) What are these other methods?

A. Okay. The method I attempted to describe, the
method [39] of going into the stack and actually metering
the particulate in the stack, a unit weight per unit
volume of gas going through the stack. This method is
recognized, as a matter of fact, the statute under which
our department operates uses both standards, both the
particulate measurement in the stack by the weight per
volume basis, as well as the Ringelmann opacity stand-
ard. As a matter of fact, the statute does not indicate
you have to pass one or the other, but indicates you have
to pass both; either one are applicable.

Q. What effect does moisture have on the appearance
of an emission from the stack?

A. Well, as Dr. York pointed out in his testimony,
there are frequent occasions when a stack contains not
only particulate emissions, but moisture. The moisture
usually comes out of the stack and after a period of time
depending on climatic conditions, will dissipate.

As was pointed out, a very heavy, humid day, the
moisture will be in the stack plume for a longer period

127

of time than it would be in a hot, dry day. Trained
inspectors on some days would not be able to read a
stack because of the moisture contént. The moisture
would continue to persist in the plume for a period of
time so that they could not make a reasonable deter-
mination of the visible emission. However, there are
days when the moisture dissipates quite rapidly and the
smoke plume, the particulate matter, continues on and
then the trained inspector can again look at that plume
and make a determination.

Obviously, moisture does have an effect but a person
qualified and trained to recognize this as a disadvantage
or shortcoming of the method can overcome this in his
field [40] inspection.

Q. Does the smoke school here in Colorado instruct
the instructors in regard to the effects of moisture on
stack emissions?

A. Yes. Most of our members have—most of the
people who attend the school have been given material of
the background of the Ringelmann standard and its ap-
plication and the subsequent application of equivalent
opacity as an enforcement tool.

Q. What degree of accuracy must a person attain in
reading the Ringelmann or the opacity, prior to being
certified by the school?

A. In order to be certified, he must not exceed 5%
of the 50 readings, 25 black, 25 white, in either direction.
In addition, if he has one reading in excess of one full
Ringelmann number, or 20 percent, his results are thrown
out. In other words, he can still fall within 5%, but if
he has one reading completely in error by one Ringelmann
number, or a 20 percent figure, his results are thro
out and he cannot be certified.

Q. Does this degree of accuracy have any effect on the
policy of the division in regard to the Ringelmann and
opacity citations by the inspectors?

128

A. It does in this regard: My inspectors and field
people have been instructed that we do not cite violators
who fail by the precise number as stated in the statute.
If I may explain that the statute says that no person shall
emit a shade of smoke as dark or darker than number 2.
We don’t normally cite a violator if he has a Ringel-
mann number [41] more than two. We don’t cite a
person if he has the 40% or Ringelmann 2. As a matter
of fact, in the case before us, the citations were for
equivalent opacities in the range of 10 to 40% above the
stated standard.

MR. TUCKER: I have no other questions.
CROSS-EXAMINATION

BY MR. CAWELTI:

Q. I think you may have simply misstated, or I may
have misunderstood you. You said that all that qualified
were certified at the smoke school. Now, did you mean by
that that I could go there, and if I sh

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386414_0286%3A01. Public record. Not legal advice.
