# Appendix — American Pipe & Constr. Co. v. Utah

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1974
- **Citation:** 414 U.S. 538

## Text

viii.

Affidavit in Support of Motion to Intervene—

David. B. Brinton

Affidavit in Support of Motion to Interveno—
Randall J. Heaps

405
406
Affidavit in Support of on to Intervene—Don
C.. Pierce 407
408
409

Affidavit in Support of Motion to Intervene—Ed-
ward H. Southwick

ARSE SRR ei TID Se SE Ne
Bracken. Lee

Affidavit in Support of Motion to Intervene—
Arnold Anderson 410
Affidavit in Support of Motion to Intervene—
Henry Beckstead 411
Affidavit in Support of Motion to Intervene—
Jack A. Richards 412

Affidavit in Support of Motion to Intervenc—
David B, Brinton 413

Affidavit in Support of Motion to Intervene—
Doren B. Boyce 414

- Affidavit in Support of Motion to Intervene—
Richard A. Chambers 415

Affidavit in Support of Motion to Intervene—
Jack L. Crellin 416

Kilsiaans Wi tapealt oh ectbali ts Wlgreeba-bid
F. Wilson 417

Affidavit in Support of Motion to Intervene—
Gordon B. Christenson 418

Affidavit in Support of Motion to Intervene—
Glenn W. Adams 419

ix.

Page
‘Affidavit in Support of Motion to Intervene—

Glenn A. Wright 420
‘Affidavit in Support of Motion to Intervene—
Buell Bennett | 421
Affidavit in Support of Motion to Intervene—

J. C. Linford 422
Affidavit in Support of Motion to Intervene—

T. John Labrum 423

Affidavit in Support of Motion to Intervene—
Roscoe W. Godfrey 424

Affidavit in Support of Motion to Intervene—
William C. Hague 425

Affidavit in Support. of Motion to Intervene—
John Jorgensen 427
Affidavit in Support of Motion to Intervene—
Walter W. Brock 428
Request for Admission. Dated: January 22, 1970... 429
Points and Authorities of Defendants in Opposi-
tion to Motions to Intervene and to Amend ...... 435
Affidavit of Oliver F. Green, Jr., in Opposition
to Motion to Intervene as Plaintiffs or in the
Alternative, to Amend the Complaint to Add

Additional Parties 464
Affidavit of Haldor T. Benson 468
Supplemental Memorandum of Utah Concrete

Pipe Company in Opposition to Motions to

Intervene and to Amend 475
Affidavit of Amos Clements 478
Affidavit of Dominic B. King 480

Decision on Motions to Intervene, Amend, Etc.
dated March 26, 1970 482

>

Intervenors’ Amended Complaint [Proposed]
Findings of Fact, Conclusions of Law, and Order

on Motions to Intervene and to Amend ............ 505
Notice of Appeal dated July 31, 1970 .................. 509
Motion to Extend Time for Appeal 511
Notice of Appeal dated August 25, 1970 ................ 520

Order Extending Time Within Which to Appeal .. 521

Agreed Statement on Appeal Pursuant to Rule
10(d) of the Federal Rules of Appellate Pro-
cedure 522

Summary of Dates 530

Order of United States Court of Appeals. Appears
in Petition for Writ of Certiorari, Appendix A,
page 1 535
Opinion of United States Court of Appeals. Ap-
pears in Petition for Writ of Certiorari, Ap-
pendix D, pages 33-39 535

4

_IN THE

Supreme Court of the United States

October Term, 1972
No. 72-1195

AMERICAN PIPE AND CONSTRUCTION Co., et al.,
Petitioners,
vs.

STATE OF UTAH, et al.,
Respondents.

ON WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT.

ee

APPENDIX.
In Two Volumes.

Volume II.
(Pages 313 to 535).

—313—

ea Complaint.
ms (Jury Demanded).

United. Statee District Couet, District of Utah, Ces
tral Division.

“hide of thak ca, bokolt of aa cal i ben he
ilarly situated, Plaintiffs, vs. American Pipe and Con-
struction Company; United Concrete Pipe Corporation;
Utah Concrete Pipe Company; W. R. White Company;
United States Steel Corporation; Kaiser Steel Corpora-
tion; Smith-Scott, Inc.; U.S. Industries, Inc., Defend-
ants. Civil No, C-177-69.

The State of Utah, plaintiff by its attorneys, acting
under the direction of the Attorney General of Utah,
brings this civil action on its own behalf and on behalf
of all other public bodies, agencies, political subdi-
visions and districts of the State of Utah similarly situ-
ated and on behalf of other states and their public
bodies, agencies, and subdivisions for treble the amount
of damages suffered by it and by each other member
of the class due to the defendants’ violations of the
antitrust laws of the United States. Plaintiff demands a
trial by jury and alleges as follows:

FIRST CAUSE OF ACTION

I
CLASS ACTION
1. Plaintiff brings this action for itself separately
and as a representative of a class on behalf of all of
the members thereof. The class represented by plaintiff
is composed of those public bodies and agencies of state
and local government in the State of Utah who are
end users of pipe acquired from: defendants, co-con-

—314—

2. The class also includes all other states in the
Western Area, as hereinafter defined, which have not
previously filed a similar action including the states of
Wyoming, Nevada and Idaho and includes those pub-
lic bodies and agencies of state and local government
in said states who are end users of pipe acquired from
defendants, co-conspirators and others.

3. The class is so numerous that joinder of all
members is impractical and there are questions of law
or fact common to the class. The claims of plaintiff as
representative are typical of the claims of the class,
and plaintiff as representative acting through its At-
torney General, will fairly and adequately protect the
interests of the class.

I
JURISDICTION AND VENUE

4. This complaint is filed and the jurisdiction of
this Court is invoked under the provisions of Section 4
of the Act of Congress of October 15, 1914, c. 323, 38
Stat. 731, as amended (15 U.S.C. § 15), entitled “An
Act‘ to supplement existing laws against unlawful re-
straints and monopolies, and for other purposes,” com-
monly known as the Clayton Act, to recover damages
for injuries to its business or property which the
State of Utah and each member of the class has sus-
tained due to violations by the defendants of Section 1
of the Act of Congress of July 2, 1890, c. 647, 26
Stat. 209, as amended (15 U.S.C. § 1), entitled “An
Act to protect trade and commerce against unlawful re-
straints and monopolies,” commonly known as the Sher-
man Act. E

5. Each corporate defendant maintains an office,
transacts business, is found, resides, or has an agent

—315—

4n the District of Utah, and each of said corporate de-
fendants is within the jurisdiction of this Court for the
purpose of service.

_ 6. The interstate radio: ands eeceiaaediaaial
herein is carried on in part within the District of Utah.
Many of the unlawful acts done pursuant to the com-
bination and conspiracy hereafter alleged have been per-
formed within the District of Utah.

Ill
DEFINITIONS

7. As used herein the term:

(a) “Steel small diameter pressure pipe” (herein re-
ferred to as “steel SDP pipe”) means thin-walled welded
steel pipe which is manufactured in diameters of 4
inches to 48 inches and sold for the conveyance of
water or sewage under internal pressure exceeding
115 feet of head or 50 pounds per square inch,

(b) “Alternate small diameter pressure pipe” (here-
in referred to as “alternate SDP pipe”) means small
diameter pressure pipe (herein referred to as “SDP
pipe”) which is manufactured and sold or offered for
sale on jobs where the specifications permit the use of
either concrete SDP pipe or steel SDP pipe.

(c) “Steel large diameter pressure pipe” (herein re-
ferred to as “steel LDP pipe”) means heavy-walled
welded steel pipe which is manufactured in diameters
of over 24 inches and sold for the conveyance of water
and sewage under internal pressures exceeding 115 feet
of head or 50 pounds per square inch.

(d) “Alternate large diameter pressure pipe” (here-
in referred to as “alternate LDP pipe”) refers to large

diameter pressure pipe (herein referred to as “LDP

—3—

pepe”) which is manufactured and sold or offered for
sale on jobs where the specifications permit the use
of either concrete LDP pipe or steel LDP pipe. The
specifications for alternate LDP pipe customarily re-
quire that the pipe be lined and/or coated with con-
crete.

(e) “Concrete pipe” means pipe constructed of con-
crete either with or without metal components as here-
inafter defined to convey water and sewage and in-
cludes both pressure and non-pressure pipe.

(f) “Metal components” refers to the steel plates,
sheets, skelp, rods, wire and/or mesh used in the
manufacture of concrete pipe and to the steel plate
and sheets used in the manufacture of steel SDP and
LDP pipe.

(g) “Western Area” refers to the states of Califor-
nia, Oregon, Washington, Arizona, New Mexico, Utah,
Wyoming, Nevada, Idaho and Hawaii.

(h) “End users” means consumers who purchase
and install or have installed any of the types of pipe
above defined in systems primarily for the conveyance
of drinking water and sewage under pressure and for
dramage, irrigation, flood control and similar purposes.

IV
DESCRIPTION OF THE PARTIES

8. Plaintiff, the State of Utah, through its depart-
ments, divisions, agencies, institytions, universities and
colleges, is an end user of the types of pipe herein
defined acquired from defendants, co-conspirators and
others directly or indirectly.

—317—

» 9, The class represented by plaintiff is composed of
all of the political subdivisions of the State, including
counties, cities, and municipalities. It also includes dis-
tricts comprising public entities organized under the
laws of Utah, including, but not limited to irrigation,
flood control, sewer and water districts. Many of these
political subdivisions and districts are end users of the
pipe herein defined acquired from defendants, co-con-
spirators and others directly or indirectly.

10. The class also includes all other states in the
Western Area which have not previously filed a similar
action including the states of Wyoming, Nevada and
Idaho and their departments, divisions, agencies, in-
stitutions, universities and colleges. The class includes
all of the political subdivisions of said states, including
counties, cities, and municipalities. It further includes
districts comprising public entities organized under the

Jaws of said states. Said states and many of their public
bodies, agencies, political subdivisions, and districts are
end users of the pipe herein defined acquired from
defendants, co-conspirators and others directly or in-
directly.

11. The State of Utah and its political subdivisions
and districts and the other states in the Western Area
including the states of Wyoming, Nevada and Idaho,
together with their political subdivisions and districts
are a class of persons herein called “public and users.”
42. The State of Utah and the other public end
users own, construct, alter, maintain and operate water
and sewage projects, highways and other facilities for

—318—

the rendering of public services and, by means of
awarding public construction contracts, acquire materi-
als and services, including pipe as defined herein.

13. Defendants:

(a) Defendant American Pipe and Construction
Company (hereinafter called “American”) is a corpo
ration existing under the laws of the State of California
with its principal place of business in Monterey Park,
California. American is engaged, among other things,
in the business of manufacturing or furnishing and
selling and offering for sale of some one or more of the
types of pipe defined herein to customers within the
Western Area.

(b) Defendant United Concrete Pipe Corporation
(hereinafter called “United”) is a corporation organ-
ee te as) veces ee le

its principal place of business in Baldwin
Park, ornia. United is engaged, among other things,
in the business of manufacturing or furnishing and
selling and offering for sale of some one or more of
the types of pipe defined herein to customers within
the Western Area.

(c) Defendant Utah Concrete Pipe Company (here-
inafter called “Utah Pipe”) is a corporation organized
and existing under the laws of the State of Utah with its
principal place of business in Ogden, Utah. Utah Pipe
is engaged, among other things, in the business of man-
ufacturing or furnishing and selling and offering for
sale of some one or more of the types of pipe defined
herein to customers within the Western Area.

(d) Defendant W. R. White Company (hereinafter

called “White”) is a corporation organized and existing
under the laws of the State of Utah with its principal

19

place of business in Ogden, Utah. White is engaged,
among other things, in the business of manufacturing
or furnishing and selling and offering for sale of some
one or more of the types of pipe defined herein to
customers within the Western Area.

(e) Defendant United States Steel Corporation
(hereinafter called “U.S. Steel”) is a New Jersey cor-
poration which in 1948 acquired the Consolidated
Western Steel Corporation, which during the period of
the conspiracy herein alleged it operated as a division
of U.S. Steel. During this time U.S. Steel, among other
things, engaged in the business of manufacturing or
furnishing and selling and offering for sale of some one
or more of the types of pipe defined herein to customers
within the Western Area.

(f) Defendant Kaiser Steel Corporation (hereinafter
called “Kaiser” ) is a corporation organized and existing
under the laws of the State of Nevada with its prin-
cipal place of business in Oakland, California. Kaiser
was, during the period of time covered by this com-
plaint, engaged, among other things, in the business of
manufacturing or furnishing and selling and offering
for sale of some one or more of the types of pipe
defined herein to customers within the Western Area.

(g) Defendant Smith-Scott, Inc. (hereinafter called
“Smith-Scott”) is a corporation organized and existing
under the laws of the State of California, with its prin-
cipal place of business in Riverside, California. Smith-
Scott, among other things, is engaged in the business
of manufacturing or furnishing and selling and offer-
ing for sale of some one or more of the types of pipe
defined herein to customers within the Western Area.

(h) Defendant U.S. Industries, Inc. (hereinafter
called “U.S.I.”) is a Delaware corporation which in

——320—

1955 purchased the assets of Southern Pipe and Cas
ing, which during the period of the conspiracy herein
alleged, it operated as the Tubular Products Division
of U.S.I. with offices in Azusa, California. During the
period of the conspiracy herein alleged, U.S.1., through
its Tubular Products Division, engaged in the business
of manufacturing or furnishing and selling and offering
for sale of some one or more of the types of pipe
defined herein to customers within the Western Area.
14. Martin-Marietta Corporation (hereinafter
called “Martin-Marietta”) and various other corpora-
tions, partnerships and individuals engaged in the busi-
ness of manufacturing or furnishing and selling and of-
fering for sale of some one or more of the types of
pipe defined herein to customers within the Western
Area, are named as co-conspirators herein. Each of
them participated with defendants and with other co-
conspirators in the offense charged and performed acts
and made statements in furtherance thereof.

Vv
NATURE OF TRADE AND COMMERCE

15. The defendants Smith-Scott, U.S.I. and US.
Steel are the principal manufacturers of steel SDP pipe
in the Western Area. Total sales of steel SDP pipe
by these defendants during the period May, 1958
through January, 1962 averaged at least $13,500,000
annually.

16. Defendants American, Smith-Scott, U.S.I., US.
Steel and United are the principal manufacturers of
alternate SDP pipe in the Western Area. Total sales
of alternate SDP pipe by these defendants during the
period 1957 through 1961 inclusive averaged approxi-
mately $18,000,000 annually.

—321—

~ 17. The defendants American, Kaiser, United and
‘US. Steel are the principal manufacturers of alternate
“LDP pipe in the Western Area. Total sales of alternate
LDP pipe by these defendants during the period 1958
through 1961 inclusive averaged at least $15,000,000
annually.

~ 18. The defendants Kaiser and U.S. Steel are the
principal manufacturers of steel LDP pipe in the West-
am Area. Total sales of steel LDP pipe by these de-
fendants during the period 1958 through 1961 inclu-
five, averaged at least $7,000,000 annually.

19. The defendants American and United are the
principal manufacturers of concrete pipe in the West-
ern Area. Total sales of concrete pipe by these de-
fendants during the period 1958 through 1961 inclu-
sive averaged at least $41,500,000 annually.

20. The defendants Utah Pipe and White are man-
ufacturers and vendors of some of the types of concrete
pipe defined in this complaint. During the period of the
conspiracy alleged herein said defendants were signifi-
cant market factors in at least Utah, a part of the
Western Area.

21. The co-conspirator Martin-Marietta is a manu-
facturer and vendor of concrete pipe of the types de-
fined in this complaint. During the period of the con-
spiracy alleged herein Martin-Marietta was a significant
market factor in the Western Area.

22. The construction of systems utilizing the types
of pipe herein defined is customarily contracted for by
the public end user with general contractors on the
basis of competitive bids. Where it is appropriate and
desired by the end user, the end user drafts or has
drafted specifications allowing the use of steel LDP

—322—

or SDP, concrete or either ‘steel or concrete LDP or
SDP pipe in the alternative.

23. Prior to submitting bids to the end user, the
general contractor usually solicits quotations from pipe
manufacturers for the purchase price of the pipe de
livered to the site where it is to be installed. The
award winning contractor usually contracts for ‘the
purchase of the pipe from the low quoting pipe manv-
facturer at the price quoted by the latter. Occasionally
the end user contracts directly with the pipe manv-
facturer for the purchase of said pipe and usually on
the basis of competitive bidding.

24. The specifications for alternate LDP pipe cus
tomarily require that the pipe be lined and/or coated
with concrete. When the steel LDP pipe manufacturers
plan to submit bids or quotations on an alternate LDP
pipe job, they in turn solicit quotations or bids from
the concrete LDP pipe manufacturers for the perform-
ance of this service. The cost of this service is then in-
corporated in the quotation or bid submitted to the
general contractors or end users by the steel LDP pipe
manufacturer.

25. Because of the relatively limited number of
manufacturers of the types of pipe defined in this com-
plaint, general contractors and end users frequently
solicit quotations and bids from manufacturers outside
the state where said pipe is to be installed. Manu-
facturers of said pipe usually manufacture the pipe for
a particular job only after receiving an order for it.
Said manufacturers customarily identify each section
of pipe so as to designate its position in the pipeline
and deliver or have delivered said pipe directly to the
trench site or as near as possible to the place where it
will be installed. During the period of the conspiracies

owen

herein alleged, the defendants herein have manufactured
substantial quantities of the types of pipe herein de-
fined at their plants within the Western Area and else-
where, and in response to solicitations calling for bids
on the types of pipe herein defined have sold, shipped
and delivered said pipe to job sites outside the state
where it was manufactured. Numerous of these job
sites were and are situated within the State of Utah,
thus the types of pipe herein defined move in a con
tinuous and uninterrupted flow from the place of man-
ufacture, including the plants of the defendants herein
to points of installation outside the state where said
pipe was manufactured.

26. Steel SDP pipe and steel LDP pipe are fabri-
cated largely from steel sheet and plate. Most concrete
pipe is manufactured with metal components to
strengthen the pipe, and particularly with respect to
concrete pressure pipe to make it water-tight. The de-
fendarit manufacturers purchase or produce said steel
plate or metal components in anticipation of orders
for or to enable them to fill existing orders for the
types of pipe herein defined, except non-reinforcd
concrete pipe. Substantial quantities of the steel plate
or metal components which the defendants use in manu-
facturing the types of pipe herein defined, except non-
reinforced concrete pipe, are produced outside the state
where said ‘pipe is manufactured. The movement in
interstate commerce of the steel plate and metal com-
ponents is necessary to the manufacture and sale of
said pipe by the defendants in the Western Area, and
the defendants and co-conspirators are conduits through
which said steel plate and metal components flow in
a continuous and uninterrupted stream in interstate
commerce from the place where said steel plate or metal

mer | ee
components are produced to the place within the West-
ern Area where they afe fabricated into the types of
pipe herein defined and on to the installation site.

27. Any restraint upon free competition in the pro-
duction or sale of the types of pipe herein defined in
the Western Area necessarily and directly affects the
interstate flow of said pipe and the interstate flow of
the sheet and steel plate and the metal components
utilized in the manufacture of all of said types of pipe,
except non-reinforced concrete pipe.

VI
OFFENSES CHARGED

28. Beginning prior to the year 1954 in the case of
concrete pipe and prior to the year 1958 in the case of
steel pipe and probably as far back as 1946 in both
cases and continuing so far as plaintiff and the other
public end users know to the date of the filing of this
complaint, the defendants and co-conspirators engaged
in an unlawful combination and conspiracy to eliminate
competition and stabilize and maintain the prices of
the herein defined types of pipe, thereby restraining the
hereinabove described interstate trade and commerce
in violation of Section 1 of the Act of Congress of
July 2, 1890, as amended, 15 U.S.C. § 1, commonly
known as the Sherman Act.

29. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among and between the defendants

—325—
and co-conspirators, the substantial terms of which
were:
(a) To submit collusive and rigged bids and quota-
tions in response to solicitations calling for bids and
quotes for the herein defined types of pipe.

(b) To allocate and divide orders for the purchase
of the herein defined types of pipe among themselves.

(c) To refrain from competing in the manufacture
of certain sizes and types of pipe in certain areas
where those sizes and types were manufactured by an-
other defendant or co-conspirator.

30. For the purpose of forming and effectuating
the aforesaid combination and conspiracy, the defend-
ants and co-conspirators did those things which, as
hereinabove alleged, they combined and conspired to
do, including, but not limited to the following:

(a) Defendafits and co-conspirators held periodic
meetings to tally past orders and to discuss prospective
orders for the purpose of allocating prospective orders
among themselves according to agreed upon percent-
ages.

(b) At such meetings and in subsequent communi-
cations by telephone and other interstate communica-
tion media, the defendants and co-conspirators agreed
between and among themselves as to which manufactur-
ers would submit the low bid and what that bid would
be and which manufacturers would refrain from bid-
ding or would submit higher complementary bids not
intended to win awards and what those bids would be.

ae

(c) At such meetings and at subsequent meetings,
defendants and co-conspirators would agree in certain
instances as to the types and sizes of pipe each would
manufacture and market in certain geographical areas
included in the Western Area.

VII
EFFECTS OF THE CONSPIRACY
31. The aforesaid combination and conspiracy had,
among others, the following effects:

(a) Competition between and among defendants
and co-conspirators has been restricted and suppressed.

(b) General contractors and end users were de-
prived of the right to receive competitive bids and
quotes for the types of pipe herein defined and were
deceived into believing that collusive and non-competi-
tive bids and quotes were competitive.

(c) Public end users and others engaged in the
conveyance and distribution of water and sewage have
been denied the right to receive competitive sealed bids
as required by law or practice or have been denied a
competitive market in connection with their purchases
and have been forced to pay high, artificially fixed
prices for the type of pipe herein defined.

(d) The cost of the types of pipe herein defined
has been arbitrarily increased, fixed and maintained.

(e) The business and property of the plaintiff and
the other public end users, as intended by the defendants
and co-conspirators, were injured in that they were com-
pelled to pay higher prices for the types of pipe herein
defined than they would have had to pay had it not
been for the aforementioned combination and con-

spiracy.

—

vill

TOLLING OF THE STATUTE
OF LIMITATIONS

32. Plaintiff and the other public end users did
not discover said combination and conspiracy until the
year 1968. Plaintiff and the other public end users had
no knowledge of the said combination and conspiracy
or of any facts which might have led to the discovery
thereof until after March 10, 1964, when a United
States Grand Jury sitting in the Southern District of
California, Central Division, returned indictments num-
pered 33338-42 inclusive, setting out in large part the
combinations and conspiracies herein alleged. Plaintiff
and the other public end users could not have uncovered
the conspiracy at an earlier date by the exercise of due
diligence inasmuch as the unlawful conspiracy had been
fraudulently concealed by defendants and co-conspira-
tors through their adoption of elaborate schemes for
submitting sham and collusive bids which misrepresent-
ed the independence and competitiveness thereof and
their resort to secrecy to.avoid detection as hereinabove
alleged.

33, Since March 10, 1964 and continuing through
and one year from the date of the entering of a Con-
sent Decree against the last remaining defendant in a
government case, said Consent Decree having been en—
tered on May 24, 1968, the running of the Statute of
limitations has been suspended by reason of 15 U.S.C.
§ 16 (b), commonly referred to as § 5 (b) of the Clay-
ton Act because of the pendency of actions instituted by
the United States of America. This complaint is based
in part upon matters alleged in those government
actions.

a

34, The defendants Utah Pipe and White were nei-
ther defendants in the government actions nor named
co-conspirators. As to those defendants, plaintiff and
the other public end users had no knowledge of the said
combination and conspiracy or any facts which might
have led to the discovery thereof prior to at least the
year 1968. Plaintiff and the other public end users
could not have uncovered the conspiracy as to these de-
fendants at an earlier date by the exercise of due dili-
gence inasmuch as said defendants and other co-con-
spirators acted together and individually by agreement

lusive bids and quotations which misreprésetited: the
independence and competitiveness thereof is but one
manifestation of their resort to secrecy.

Ix

INJURY TO PLAINTIFF AND.
MEMBERS OF THE CLASS

35. Since at least 1946 plaintiff and the other pub-
lic end users have acquired substantial quantities of the
types of pipe herein defined which have been manufac-
tured by defendants, co-conspirators and others. In ac-
quiring said pipe plaintiff and the other public end
users have usually invited formal sealed competitive
bids from manufacturers directly or from prime contrac-
tors, and they have generally accepted the price of-
fered by the lowest responsible bidder.

36. When acquiring said pipe directly from manu-
facturers, plaintiff and the other public end users have
been led and induced by the defendants and co-con-
spirators, as a result of the illegal combination and cont-

—~$29—

spiracy alleged herein, to make contract awards at prices
fixed by and influenced by said illegal combination and
conspiracy, and plaintiff and the other public end users
have been denied the benefit of free and unrestricted
competition in their acquisition of said pipe. By the
operation of defendants’ and co-conspirators’ agreements
and concert of action herein alleged, plaintiff and the
other public end users have been compelled to pay
substantially higher prices than would have been the
case but for the violation of the antitrust laws herein al-
leged.

37. When acquiring said pipe through prime con-
tractors, plaintiff and the other public end users have
been forced to make contract awards on bids or quotes
incorporating prices fixed by and influenced by the
defendants’ and co-conspirators’ illegal combination and
conspiracy, and plaintiff and the other public end users
have been denied the benefit of free and unrestricted
competition in their acquisition of said pipe. By the
operation of defendants’ and co-conspirators’ agree-
ments and concert of action herein alleged, the plaintiff
and the other public end users have been compelled
to pay substantially higher prices than would have been
the case but for the violation of the antitrust laws herein
alleged. P

38. As a result of the alleged illegal combination
and conspiracy, plaintiff and the other public end users
have been injured and financially damaged by the de-
fendants in an amount which is presently undetermined.
Plaintiff and the other public end users specifically re-
serve the right to determine the exact amount of their
injury and upon such determination or at such other
time as the court directs to amend this complaint and
set forth in said amendment or whatever other means
the court may direct, the exact amount of their injury.

—330—

x

ADDITIONAL CAUSES OF ACTION ALTERNA-
TIVE TO THE ABOVE FIRST CAUSE OF AC-
TION

39. As additional causes of action alternative to the
above first cause of action plaintiff alleges that com-
mencing at least as early as the year 1954 and continu-
ing until at least 1962, the exact dates being unknown

to plaintiff, the defendants and co-conspirators engaged
in a continuing course of conduct which consisted of a
series of combinations, conspiracies and agreements in
restraint of the aforesaid interstate trade and commerce
in the types of pipe herein defined. These combina-
tions, conspiracies and agreements are described in the
following alternative causes of action. Plaintiff herein
alleges and incorporates by reference in each of the
alternative causes of action as fully as though there
separately set out, Paragraphs I through V, Paragraph
VII and Paragraph VIII.

XI
SECOND CAUSE OF ACTION

(Combination and Conspiracy Involving
Steel Small Diameter Pressure Pipe)

40. -Beginning at least as early as May, 1958 and
continuing thereafter until at least January, 1962, the
exact dates being unknown to plaintiff and the other
public end users, the defendants US. Steel, U.S.I.
and Smith-Scott and co-conspirators engaged in an un-
lawful combination and conspiracy in restraint of the
hereinabove described interstate trade and commerce
in steel SDP pipe in violation of Section 1 of the Act
of Congress of July 2, 1890, c. 647, 26 Stat. 209, as

—331—

amended, entitled “An Act to protect trade and com-
merce against restraints and monopolies,” commonly
known as the Sherman Act.

41. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among said defendants and co-con-
spirators, the substantial terms of which were:

(a) To submit collusive and rigged bids and quota-
tions for the sale of steel SDP pipe; and

(b) To allocate and divide orders for the purchase
of SDP pipe among themselves.

42. For the purpose of forming and effectuating
and as a part of the aforesaid combination and con-
spiracy, said defendants did those things which, as
hereinabove alleged, they combined and conspired to
do, including, but not limited to the following things:

(a) Said Defendants and eoseonspirators held period-
ic meetings to tally past orders and to discuss prospec-
tive orders for the purpose of allocating prospective ~
orders among said defendants and co-conspirators.

(b) At such meetings and in subsequent telephone
conversations said defendants and co-conspirators agreed
between and among themselves as to which manufacturer
would make the low bid, and what that bid would be,
and which manufacturers would submit higher comple-
mentary bids not intended to win awards on such
jobs.

43. The aforesaid combination and conspiracy in re-
straint of the interstate trade and commerce in the types
of pipe covered by this paragraph of the complaint was
carried out in the manner and with the effects described
in Paragraphs VII and VIII.

—332—

44. Since at least 1946 plaintiff and the other pub-
lic end users have acquired substantial quantities of the
type of pipe covered in this paragraph of the complaint
which have been manufactured by defendants, co-
conspirators and others. In acquiring said pipe, plaintiff
and the other public end users have usually invited for-

mal sealed competitive bids from manufacturers direct. ~~

ly or from prime contractors, and they have generally

accepted the price offered by the lowest responsible
bidder.

45. When acquiring said pipe directly from man-
facturers plaintiff and the other public end users have
been led and induced by the defendants and co-conspira-
tors as a result of the illegal combination and conspir-
acy alleged herein, to make contract awards at prices
fixed by and influenced by said illegal combination and
conspiracy, and plaintiff and the other public end
users have been denied the benefit of free and unrestrict-
ed competition in their acquisition of said pipe. By the
operation of defendants’ and co-conspirators’ agreements
and concert of action herein alleged, plaintiff and the
other public end users have been compelled to pay sub-
stantially higher prices than would have been the case
but for the violation of the antitrust laws herein alleged.

46. When acquiring said pipe through prime con-
tractors, plaintiff and the other public end users have
been forced to make contract awards on bids or quotes
incorporating prices fixed by and influenced by said
defendants’ and co-conspirators’ illegal combination and
conspiracy, and plaintiff and the other public end users
have been denied the benefit of free and unrestricted
competition in their acquisition of said pipe. By the
operation of defendants’ and co-conspirators’ agreements
and concert of action herein alleged, the plaintiff and

—333—

"ae other public end users have been compelled to pay
(substantially higher prices than would have been the
igase but for the violation of the antitrust laws herein
- alleged.

47. As a result of the alleged illegal combination
and conspiracy, plaintiff and the other public end users
fave been injured and financially damaged by the de-
fendants in an amount which is presently undetermined.
‘Plaintiff and the other public end users specifically re-
serve the right to determine the exact amount of their
injury and upon such determination or at such other
time as the court directs to amend this complaint and
set forth in said amendment or whatever other means
the court may direct, the exact amount of their injury.

XII
THIRD CAUSE OF ACTION

(Combination and Conspiracy Involving
Alternate Small Diameter Pressure Pipe)

48. Beginning sometime prior to 1955 and continu-
ing thereafter until at least January, 1962, the exact
dates being unknown to plaintiff and the other public
end users, the defendants U.S. Steel, Smith-Scott, U.S.L.,
American and United and co-conspirators engaged in
an unlawful combination and conspiracy in restraint
of the hereinbefore described interstate trade and com-
merce in alternate SDP pipe in violation of Section 1 of
the Act of Congress of July 2, 1890, as amended,
15 U.S.C. § 1, commonly known as the Sherman Act.

49. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and con-
cert of action among ‘said defendants and co-con-
spirators to allocate and divide alternate SDP pipe jobs

a

so that the manufacturers of steel SDP pipe considered
as a group on the one hand and the manufacturers of
concrete SDP pipe considered together on the other hand
would each obtain an agreed upon percent of all alter-
nate SDP pipe jobs.

50. For the purpose of forming and effectuating the
aforesaid combination and conspiracy and as a part
thereof, said defendants and co-conspirators did those
things, which, as hereinbefore alleged, they combined
and conspired to do, including, but not limited to the
following:

(a) Tallies were maintained by representatives of
each defendant for the purpose of keeping a record of
whether a steel SDP pipe manufacturer or a concrete
SDP pipe manufacturer obtained each job. Information _
needed for such tallies was often obtained at meetings
or by telephone conversations between said defendants
or co-conspirators.

51. Plaintiff here re-alleges as fully as though here
set out Subparagraphs 43 through 47 of Paragraph XI.

XIII
FOURTH CAUSE OF ACTION

(Combination and Conspiracy Involving
Alternate Large Diameter Pressure Pipe)

52. Beginning sometime prior to 1955 and continu-
ing thereafter until at least August, 1962, the exact
dates being unknown to plaintiff and the other public
end users, the defendants American, Kaiser, United
and U.S. Steel and co-conspirators engaged in an un-
lawful combination and conspiracy in restraint of the
hereinbefore described interstate trade and commerce
in alternate LDP pipe in violation of Section 1 of the

ii—-

Act of Congress of July 2, 1890, as amended, 15 U.S.C.
§ 1, commonly known as the Sherman Act.

_ 53. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among said defendants and co-con-
spirators to allocate and divide solicitations for alter-
nate LDP pipe so that the manufacturers of steel LDP
pipe would obtain approximately 50 percent of the or-
ders resulting from said solicitations and the manufac-
_ turers of concrete LDP pipe would obtain approximately
50 percent of the orders resulting from said solicitations,
the amount of business involved in the lining and coat-
ing of the steel LDP pipe by the concrete LDP pipe
manufacturers being included in the share to be
obtained by the concrete LDP pipe manufacturets.

54. For the purpose of forming and effectuating the
aforesaid combination and conspiracy and as a part
thereof, said defendants and co-conspirators did those
things which, as hereinbefore alleged, they combined
and conspired to do, including, but not limited to the
following:

(a) Tallies were maintained by representatives of
each defendant for the purpose of keeping a record of
whether a steel LDP pipe manufacturer or a concrete
LDP pipe manufacturer obtained each job. Information
needed for such tallies was often obtained at meetings
or by telephone conversations between said defendants

or co-conspirators.

55. Plaintiff here re-alleges as fully as though here
set out Subparagraphs 43 through 47 of Paragraph XI.

S23 —336—

XIV
FIFTH CAUSE OF ACTION

(Combination and Conspiracy Involving
Steel Large Diameter Pressure Pipe)

56. Beginning sometime prior to 1955 and continu-
ing thereafter until at least August, 1962, the exact
dates being unknown to plaintiff and the other public
end users, the defendants Kaiser and U.S. Steel and co-
conspirators engaged in an unlawful combination and
conspiracy in restraint of the hereinbefore described
interstate trade and commerce in steel LDP pipe in vio-
lation of Section 1 of the Act of Congress of July 2,
1890, as amended, 15 U.S.C. $ 1, commonly known as
the Sherman Act.

57. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and con-
cert of action among said defendants ahd co-conspira-
tors, the substantial terms of which were:

(a) To submit collusive and rigged bids for the sale
of steel LDP pipe; and

(b) To allocate and divide orders for the purchase
of steel LDP pipe among themselves.

58. For the purpose of forming and effectuating
the aforesaid combination and conspiracy and as a part
thereof, said defendants and co-conspirators did those
things which, as hereinbefore alleged, they combined
and conspired to do, including, but not limited to the
following things:

(a) Said defendants and co-conspirators held pe-
riodic meetings to tally orders and to discuss prospective
orders for the purpose of allocating prospective orders
among said defendants and co-conspirators.

os

=

(b) At such meetings and in subsequent telephone
conversations said defendants and co-conspirators
agreed between and among themselves as to which man-
ufacturer would make the low bid, and what that bid
would be, and which manufacturers would submit
higher complementary bids not intended to win awards
on such jobs.

59. Plaintiff here re-alleges as fully as though here
set out Subparagraphs 43 through 47 of Paragraph XI.

XV
SIXTH CAUSE OF ACTION
(Combination and Conspiracy Involving
Concrete Pipe)

60. Beginning in or prior to the year 1954 and con-
tinuing thereafter until at least August, 1962 and con-
tinuing so far as plaintiff and the other public end
users know to the date of the filing of this complaint
the defendants American, United, Utah Pipe and White
and co-conspirators engaged in an unlawful combina-
tion and conspiracy in restraint of the hereinbefore
described interstate trade and commerce in concrete
pipe in violation of Section 1 of the Act of Congress of
July 2, 1890, as amended, 15 U.S.C. § 1, commonly
known as the Sherman Act.

61. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among said defendants and co-conspir-
ators, the substantial terms of which were:

(a) To submit collusive and rigged bids for t
sale of concrete pipe;

a

(b) To allocate and divide orders for the purchase
of concrete pipe among themselves; and

(c) To refrain from competing in the manufacture
of certain sizes and types of concrete pipe in certain
areas where those"sizes and types were manufactured
by another defendant or co-conspirator.

62. For the purpose of forming and effectuating the
aforesaid combination and conspiracy and as a part
thereof, said defendants and co-conspirators did those
things which, as hereinbefore alleged, they combined and
conspired to do, including, among others, the following
things:

(a) Said defendants and co-conspirators held pe
riodic meetings to tally past orders and to discuss pro-
spective orders for the purpose of allocating prospec-
tive orders among said defendants and co-conspirators.

(b) At such meetings and in subsequent telephone
conversations defendants and co-conspirators agreed be-
tween and among themselves as to which manufacturer
would. make the low bid, and what that bid would be,
and which manufacturers would submit higher com-
plementary bids not intended to win awards on such
jobs.

63. Plaintiff here re-alleges as fully as though here
set out Subparagraphs 43 through 47 of Paragraph XI.

"on

XVI
PRAYER FOR RELIEF

WHEREFORE, plaintiff prays as follows:

(1) That the alleged combination and conspiracy
among the defendants be adjudged and decreed to be
an unreasonable restraint of interstate trade and com-
merce in violation of Section 1 of the Sherman Act;
and

(2) That the plaintiff have and recover from the de-
fendants a judgment for treble the amount of the dam-
ages as will be shown by proof under its first cause of
action; or

(3) That plaintiff have and recover from defendants
judgments for treble the amount of its damages as will
be shown by proof under each of its alternative causes
of action; and

(4) That plaintiff have an injunctive decree forbid-
ding the further employment against its interests of
those conspiratorial tactics hereinabove set forth; and

(5) That each member of the class being composed
of those public end users who have purchased the
hereinabove defined types of pipe from the defendants,
co-conspirators and others directly or indirectly be al-
lowed to intervene in this action either before or after
judgment for the purpose of proving the amount of
damages suffered by it and recovering three-fold the
same, together with its litigation expenses and a rea-
sonable attorney’s fee; and

(6) That the plaintiff be awarded its litigation ex-
penses and a reasonable attorney’s fee as required by
Section 4 of the Clayton Act (15 U.S.C. § 15); and

(7) That plaintiff have such other and further relief
as the court shall deem just and proper.

Dated this 13th day of May, 1969.

VERNON B. ROMNEY
Attorney General State of Utah
/s/ Vernon B. Romney

MULLINGER, PRINCE & MANGUM
Gerald R. Miller
Denis R. Morrill
NESLEN & MOCK

Kent Shearer

By /s/ Gerald R. Miller

Special Assistant Attorneys
General State of Utah
Attorneys for Plaintiff

206 El Paso Natural Gas Building
Salt Lake City, Utah

Plaintiff herein respectfully demands a jury, pur-
suant to Rule 38 (b) of the Federal Rules of Civil

Filed May 13, 1969.

—341—

Motion for Order That This Action Shall Not Be
Maintained as a Class Action.

United States District Court, Central District of Cali-
fornia.

State of Utah, on behalf of itself and all others sim-
ilarly situated, Plaintiffs, vs. American Pipe and Con-
struction Company; United Concrete Pipe Corporation;
Utah Concrete Pipe Company; W. R. White Company;
United States Steel Corporation; Kaiser Steel Corpora-
tion; Smith-Scott, Inc.; U.S. Industries, Inc., Defendants.
Civil No. 69-1964-HP.

Pursuant to Rule 23 of the Federal Rules of Civil
Procedure and the Order of this Court dated July 17,
1969, the undersigned defendants move the Court for
its order determining that this action shall not be main-
tained as a class action.

This motion is made upon the grounds that the
action is not a class action within the meaning of Rule
23, Federal Rules of Civil Procedure, that the pre-
requisites to a class action prescribed by Rule 23(a)
and (b) are not present in the action and that a class
action is inferior to other available methods for the fair
and efficient adjudication of the action. This motion is
based upon the Affidavit of Jesse R. O’Malley, and
Memorandum of Points and Authorities attached here-
to, and all pleadings, papers, documents and other Ex-
hibits which are on file in this cause of action at the
time this motion comes on for hearing.

DATED: November 14, 1969.

THELEN, MARRIN, JOHNSON
& BRIDGES

Gordon Johnson, Esq.

One Eleven Sutter Street

San Francisco, California 94104
Attorneys for Defendant

—342—

KAISER STEEL CORPORATION
PAUL, HASTINGS, JANOFSKY &
WALKER
Oliver F. Green, Jr., Esq.
510 South Spring Street .
Los Angeles, California 90013
Attorneys for Defendant
U.S. INDUSTRIES, INC.
GEORGE W. JANSEN, Esq.
110 Laurel Street
San Diego, California 92101
and

SULLIVAN, JONES & MITCHELL
James O. Sullivan, Esq.
2140 Fourth Avenue
San Diego, California 92101
Attorneys for Defendant
AMERICAN PIPE AND CONSTRUC-
TION CO.
GIBSON, DUNN & CRUTCHER
Robert E. Cooper, Esq.
634 South Spring Street
Los Angeles, California 90014
Attorneys for Defendants
SMITH-SCOTT CO., INC. and
UNITED CONCRETE PIPE CORPORA-

TION
PARSONS, BEHLE, EVANS & LATIMER
Calvin A. Behle, Esq.
Kearns Building
Salt Lake City, Utah 84101

: a

—34d—

and
DOMINIC B. KING, Esq.
Law Department,
United States Steel Corporation
525 William Penn Place
Pittsburgh, Pennsylvania 15230
and
MUSICK, PEELER & GARRETT
John M. Robinson, Esq.
Jesse R. O'Malley, Esq.
One Wilshire Boulevard
Los Angeles, California 90017
Attorneys for Defendant
UNITED STATES STEEL CORPORATION
By /s/ Jesse R. O’Malley
JESSE R. O"MALLEY

snililias

Findings of Fact and Order Respecting Class Action,

United States District Court, Central District of
California.

State of Utah, on behalf of itself and all others sim-
ilarly situated, Plaintiffs, vs. American Pipe and Con-
struction Company; United Concrete Pipe Corporation;
Utah Concrete Pipe Company; W. R. White Com.
_pany; United States Steel Corporation; Kaiser Steel
Corporation; Smith-Scott, Inc.; U.S. Industries, Inc.,
Defendants. Civil No. 69-1964-MP.

Defendants herein having moved for an order of
this Court determining this action shall not be main-
tained as a class action, and the same having come on
for hearing on December 1, 1969, and plaintiffs and
defendants having adduced evidence with respect there-
to and the Court being fully advised in the premises,
finds as follows:

1. Numerous other parties, who would clearly qual-
ify as members of the general class alleged by plaintiffs,
have heretofore commenced actions on their own be-
half. Between August 1964 and April 1966, over 100
separate actions allegedly arising out of this same
“Western Pipe Conspiracy” were filed in eight different
United States District Courts of the Ninth Circuit. In
three actions members of an alleged class in those ac-
tions purported to represent the same broad class of
“public end-users” which plaintiffs herein claim to rep-
resent, and in another action, the State of California
claimed to represent all of the public end-users within
said State. All the aforesaid actions and resulting settle-
ments were widely publicized and potential plaintiffs,
throughout the “Western Area,” should have had notice
thereof prior to the termination, during 1967, 1968
and 1969, of said actions.

—

—

2. The entities alleged by plaintiff to be members
of the class described in the Complaint, in fact, are
not so numerous that joinder of all such entities is
impracticable.

3. A class action has heretofore been shown to be
inferior to other available methods for the fair and
efficient adjudication of the instant controversy, and
the Court so finds in accordance therewith.

NOW, THEREFORE, IT IS ORDERED, that the
action herein may not be maintained as a class action
and, no parties having joined therein, the class action,
alleged in the Complaint herein, in all respects stands
terminated as of May 13, 1969, the date of the filing
of the Complaint herein.

DATED: Dec. 3, 1969.

/s/ Martin Pence
United States District Court Judge

Filed December 4, 1969.
[Endorsement omitted in printing]

Entered December 4, 1969.
[Endorsement omitted in printing]
[Certification omitted in printing]

-—346—

Decision on Defendants’ Motion Opposing Class Action,

United States District Court, Central District of Cali-
fornia.

State of Utah, on behalf of itself and all others
similarly situated, Plaintiffs, vs. American Pipe and
Construction Company; United Concrete Pipe Corpo-
ration; Utah Concrete Pipe Company; W. R. White
Company; United States Steel Corporation; Kaiser
Steel Corporation; Smith-Scott, Inc.; U.S. Industries,
Inc., Civil No. 69-1964-MP.

On May 13, 1969, the State of Utah filed this “west-
ern pipe” Sherman § 1 antitrust action against certain
concrete and steel pipe manufacturing companies, seek-
ing treble damages and injunctive relief on its own be-
half and in addition, claimed to represent a class de-
scribed as (1) “those public bodies and agencies of
state and local government in the State of Utah who
are end users of pipe acquired from the defendants, co-
conspirators and others” and (2) those states in the
Western Area which have not previously filed a similar
action.’

Defendants have moved for an order that the action
not be maintained as a class action.

Plaintiff denominated “those states in the Western
Area” as being the states of “Wyoming, Nevada and
Idaho”, and includes along with them the public bodies
and agencies of the states and local governments in
those several states and Utah who are end users of
pipe acquired from the defendants, etc. Appended to
plaintiffs memorandum in support of its class action
allegations is a list of what this court can only deter-

1Complaint, para. 1, pp. 1-2.
*Complaint, para. 2, p. 2.

—34]—~

mine to be every incorporated whistle-stop, hamlet, vil-
lage, town, city, county, and water and sewer improve-
ment district in Utah, Nevada, Wyoming and Idaho.
The several collections of whistle-stops, etc., total some
300 for Utah, 240 for Idaho, 270 for Wyoming, and
31 for Nevada.’ Plaintiff did not represent that each
was actually an end user of pipe—plaintiff just made
a list.

As indicated in the chronological history of the west-
ern pipe cases set forth in this court’s decision of Au-
gust 1, 1969, in Maricopa County v. American Pipe
and Construction Co., et al., 303 F.Supp. 77 (D. Ariz.
1969), the government’s criminal complaint against
some of the defendants named in the instant action

‘was filed on March 10, 1964, and on June 23, 1964,

the government's civil actions were started.

As this court held in Maricopa, the government’s
criminal and civil actions tolled the statute of limita-
tions until May 24, 1969. Beginning in August 1964,
Clayton § 4 treble damage antitrust actions were there-
after filed by the states of Hawaii, California, Oregon,
Washington and Arizona against American Pipe and
Construction Company, United Concrete Pipe Corp.,
U.S. Steel, Kaiser Steel, Smith-Scott, Inc., and U.S.
Industries, all defendants herein, as well as other de-
fendants, charging exactly the same general antitrust
conspiracies, etc., as set forth in the Utah complaint.
In each of the complaints of the states of Hawaii,
California, Oregon and Washington, and of the United

*The Nevada list includes the City of Las Vegas, which on

western antitrust

January 9, 1968, filed its own private
civil action in No. 1107-LV, District of Nevada, against Amer-
Construction Martin-Marietta

—348—

States, as well as in three other of the 100 separate
end user actions filed “in the Western Area”, these
actions were denominated “class actions” under the
old (pre 1966) Rule 23, F. R. Civ. P. This court,
treating them as spurious class actions, permitted inter-
vention by all aggrieved public bodies of those several
states and gave ample time for joinder. The sum total
of the actual parties joining in the class actions, in
those four states, plus the state and other public bodies
in Arizona, as well as the City of Las Vegas, Nevada,
and other private end user actions, totaled some 350
plaintiffs. All of the parties involved in the “class ac-
tions” have settled their claims and the actions have
been dismissed. The United States Government has also
settled its end user claims arising out of the “western
pipe” conspiracy, as have all other but some one-half
dozen late, late filing individual claimants.

Massive discovery, with depositions in depth of the
knowledgeable employees of the major conspirators, to-
gether with centralized deposit of thousands of docu-
ments relative to the underlying alleged conspiracy,
is long since ended. The publicity regarding the suits
—covering interim rulings by this court over the past
five years, published in CCH Trade Regulation Reports,
BNA Law Week, and West’s Federal Supplement, to-
gether with newspaper publicity anent filing of suits
and settlement sums received by public bodies, has
been spread throughout the western states during the
past five years.

The court will take judicial notice that in November
of 1968 at the conference of the National Association
of State Purchasing Agents, held in Honolulu, repre-
sentatives of the State Purchasing Agents of Nevada
and Utah were present when this judge delivered an

—$49—

address covering in depth some of the problems of
antitrust litigation in the western pipe cases. This court
will also take judicial notice that Lewis Markus, Chief,
Economic Section, Antitrust Division, United States De-
partment of Justice, has been, as he himself admits,
“somewhat of a fixture on the program of each of the
Association’s annual meetings since about 1961,” and
has reported to the state purchasing agents on problems
of identical bidding and significant antitrust cases
brought in each preceding year. The court will also
take judicial notice that there is a National Association
of Attorneys General which holds annual conventions.
The court will also take judicial notice that each of
the public bodies who joined in the western pipe liti-
gation actions above indicated, had its own private at-

—350—

in all Rule 23(b)(3), F. R. Civ. P., problems, viz,;
“As soon as practicable after the commencement of an
action brought as a class action, the court shall de
termine by order whether it is to be so maintained.”
F. R. Civ. P., Rule 23(c)(1).

The complaint, on its face (even though its allega-
tions but barely escape violating the minimum require-
ments of Rule 23(b), in that it barely goes beyond
repetition of the language of the Rule, see Gillibeay
v. City of Richmond, et al., Ninth Circuit No. 23,026
(decided October 13, 1969)), when considered with
the list of some 800 inferentially potential plaintiffs
referred to above, would appear, superficially, to meet
the first prerequisite under Rule 23(a), viz., that the
class is so numerous that joinder of all members is
impracticable—but more of that hereafter. The allega-
tions that there are questions of law and fact common
to the claims, likewise would appear to have some
merit even though, as this court would judicially notice,
from its five-year experience dealing with this same
western pipe problem, that some threads of a common
“western pipe” conspiracy involving some of here
named defendants have been found in each of the
states and localities involved in the actions heretofore
filed. Also the court would notice that the parties in-
volved in the alleged conspiracy shifted from not only
state to state but locality to locality, as did the effect
of the conspiratorial acts upon prices. The court notes,
for example, that the Utah Concrete Pipe Company
and the W. R. White Company, defendants herein,
have never been named in. any other complaint here
tofore filed in the western pipe end user cases and
that in their moving papers in the instant class action
problem they allege that they have not operated outside

—351—

of the state of Utah. An inference to be drawn from
the above, of course, would be that other parties de-
fendants might well have to be joined in the other
three states “affected by the alleged class action. Even
if this occurred, however, the court would recognize that
there would probably be questions of law and fact
common to the “class” claims insofar as the underlying
alleged conspiracy of the defendants named herein
other than White and Utah Concrete. Thus, on its face,
the complaint would apparently meet the second pre-
requisite of Rule 23(a).

Moreover, the claims of the state of Utah for injury
and damages resulting from the alleged conspiracy
would probably be generally typical of the claims of
the states of Idaho, Wyoming and Nevada, but this
court’s past experience in the “western pipe” cases has
shown that the percentage of artificial price increase,
resulting from absence of meaningful competition and
stemming from the alleged conspiracy, has varied from
locality to locality, not only between states but between
localities within the several states. While this might
nevertheless meet the prerequisites of Rule 23(a)(3),
it would create a question as to whether or not the
representative party could adequately protect the inter-
est of the several members of the class. This inner
conflict was heretofore illustrated by the difference be-
tween Washington Public Power Supply System claims,
as contrasted with those of the State of Washington,"
wherein the State of Washington settled out and the
Washington Public Power went to trial on its separate

SWashington Public Power Supply System v. American Pipe
and Construction Co., et al., Civil No. 6568, W.D.Wash.; State
of Washington, et al. v. American Pipe and Construction Co.,
et al, Civil No. 3157, W.D.Wash.

»—352—

and independent theory of damages. But perhaps this
too might not be fatal to the plaintiffs’ class action.

What is fatal to plaintiffs’ class action allegations
are the raw facts of the past five years litigation on
almost precisely the same facts and problems of law
set forth in plaintiffs’ complaint, and this prior litiga-
- tion is a criteria which this court must consider in
resolving the “threshold problem.” Eisen v. Carlisle &
Jacquelin, 391 F.2d 555 (2 Cir., 1968).

At the time the various “class actions” were hereto-
fore filed in the various states, as previously indicated
they were “spurious class actions”, thereby necessitat-
ing joinder. Suit and complaint notice was given to
public bodies throughout the states of Hawaii, Cali-
fornia, Oregon and Washington by the several attor-
neys general to all potential plaintiffs in those several
states. The end result of such notices was that there-
after there was a joinder of all public bodies which
had claims against the several “western pipe” defend-
ants. This court had no difficulty. whatsoever in han-
dling the conjoined problems of members of the so
called classes.

Therefore, although here plaintiffs have alleged that
the class is so numerous that joinder of all the 800
listed potential members is impracticable, this court can-
not accept that numerical list as in any way truly rep-
resentative of the number of public bodies in the sev-
eral states who were actually affected by the alleged
conspiracy—nor is it so alleged! Based upon popula-
tion and population expansion in those states over the
past twenty years, the court could take judicial notice
that the number of end users in Hawaii, Arizona, Cali-
fornia, Washington and Oregon should at least be

—353—

more than seven times as many as the total number of
end users in the four states named in the present “class.”
In any event, the court can but conclude that the num-
ber of public entities in Utah, Wyoming, Nevada and
Idaho who might have been injured by the alleged
conspiracy could not possibly exceed the 350 cases here-
tofore filed by end users in the other states of the “West-
ern Area.” From prior actual experience in like cases
involving the same alleged conspiracy, this court could
not find that number so numerous that joinder of all
members was impracticable, nor can it conclude that a
class action here would achieve economies of time, ef-
fort and expenses or promote any more uniformity of de-
cision than the joinder method heretofore proved suc-
cessful.*° To the contrary, the fact of joinder and inter-
vention has made the determination of actual parties
plaintiffs and defendants, as well as the percentage of ©
damage determination, much simpler, easier and more
practicable than would have been any class action pro-
cedure under the present Rule 23(b) (3).

The court therefore finds that the first prerequisites
to a class action have not and cannot here be met. De-
fendants’ motion that this action not be maintained as
a class action is GRANTED.

This court cannot pass. by, without commenting
thereon, the statement of Gerald R. Miller, counsel
for plaintiffs, set forth in his affidavit in support of
class action, page 2:

“If they had thought the law to be otherwise,
the Attorney General in his official capacity
would certainly have urged each of these govern-

casey” of the Advisory Committee, 39 FRD 75, 102-03

- —— ay

—=3 54

mental entities to file an individual action. It was
determined, however, that such a procedure would

- do little more than complicate this action with a
multitude of individual plaintiffs, each seeking a
similar relief based upon a common violation of
the law.” (Emphasis added.)

The court notes from plaintiff's affidavits that the At-
torney General of the State of Utah and Attorney Miller
sometime in October 1968—over six months before
the statute of limitations ran—started a study of the
western pipe conspiracy. Any detailed study of the liti-
gation then and theretofore pending in the western pipe
cases would have disclosed the facts which this court
has above recited. A study of the law on the applica-
tion of a class action to pipe cases as reflected in City
of New York v. International Pipe & Ceramics Corp.
(44 FRD 584, S.D.N.Y., April 16, 1968) reported in
Trade Regulation Reports shortly thereafter, and in Fed-
eral Rules Decisions in November 1968, should also
have raised a caveat in Utah’s determination of the law
which might be applied to the present litigation. It
should have been unquestioned on the part of the plain-
tiffs’ attorneys that individual action by affected parties,
particularly the states, large cities and other large public
entities in the Western Area, should have been taken
long before any class action was belatedly filed in this
case, if in fact any of them believed the alleged con-
spiracy had injured them.

Plaintiffs’ attention is also called to Dolgow v. Ander-
son, 43 FRD 472, 484, E.D.N.Y. January 3, 1968
(Weinstein, J.): Alternative devices of “joinder, inter-
vention, consolidation, and the test case”—“presuppose
‘a group of economically powerful parties who are ob-
viously able and willing to take care of their own in-

—355—

terests individually through identical suits or individ-
ual decisions about joinder or intervention’ [quoting
from Frankel in 32 Antitrust L.J. 295, 298 (1966)].”
The court feels sure that plaintiffs’ counsel would
agree that his client, as well as most, if not all, mem-
bers of the so-called class would properly fall into the
group described by Judges Weinstein and Frankel.

DATED: Honolulu, Hawaii, this 11 day of Decem-
ber, 1969.

/s/ Martin Pence
' United States District Judge

Filed December 17, 1969.

Motion to Intervene as Plaintiffs.

United States District Court, Central District of Cali-
fornia.

State of Utah, et al., Plaintiffé, vs. American Pipe
and Construction Company, et al. Defendants, Weber
Basin Water Conservancy District, et al. Applicants
for Intervention. Civil No. 69-1964-MP.

Pursuant to Rule 24(a)(2) or in the alternative
Rule 24(b)(2) of the Federal Rules of Civil Procedure,
Weber Basin Water Conservancy District, Salt Lake
County Water Conservancy District, Salt Lake City

. Suburban Sanitary District No. 1, Salt Lake City
Suburban Sanitary District No. 2, Bountiful Water Sub-
conservancy District, Bona Vista Water Improvement
District, Central Weber Sewer Improvement District,
Granger-Hunter Improvement District, Metoropolitan
Water District of Salt Lake City, Central Davis County
Sewer District, North Davis County Sewer District,
Ogden River Water Users Association, Sandy Suburban
Improvement District, South Davis County Sewer Im-
provement District, South Davis County Water Improve-

—356—

ment District, South Ogden Conservation District, Tay.
lorsville-Bennion Improvement District, Weber-Box Elder
Conservation District, Salt Lake County, Box Elder
County, Cache County, Emery County, San Juan Coun-
ty, Wasatch County, Salt Lake City, Ogden City, Provo
City, City of South Ogden, City of Logan, Cedar City,
City of Kaysville, City of Layton, City of Washington
Terrace, City of West Jordan, City of Vernal, City of
Salem, City of Roy, City of Springville, City of Price,
City of Pleasant Grove, City of Payson, City of Oak
City, City of North Salt Lake, City of Myton, City of
Murray, City of Mt. Pleasant, City of Monticello,
Town of Minersville, City of Midvale, City of Manti,
City of Lehi, Town of Levan, Town of Huntsville,
City of Helper, City of Garland, City of Fillmore, Town
of Elwood, Town of East Layton, City of Clearfield,
City of Castledale, City of Beaver, City of Nephi,
Town of West Point, and City of Blanding, and each
of them, jointly and severally, move for leave to inter-
vene as plaintiffs in this action in order to assert the
claims set forth in the proposed complaint, of which
a copy is hereto attached, on the following grounds:

1, The applicants claim interests relating to the
transaction which is the subject of the above-entitled
action, and they are so situated that the disposition of
the action may, as a practical matter, impair or im-
pede their ability to protect their intersts.

2. Applicants’ claims as set forth in their proposed
complaint arise out of the main action in the above-
entitled case and have questions of law and fact in
common.

3. Granting this motion for intervention will not
unduly delay or prejudice the adjudication of the
rights of the original parties.

—357—

4. Applicants are end users of the pipe described
in the complaint of plaintiff State of Utah and have
purchased substantial amounts of said pipe during the
periods described in said complaint. The amount of
said pipe purchased by applicants aggregates in ex-
cess of $20,000,000. Applicants are members of the
class which the State of Utah has sought to represent in
the above-entitled action and which was defined in the
complaint of the State of Utah to include public
bodies, political subdivisions and districts of the State
of Utah who are end users of pipe acquired from the
defendants, co-conspirators and others. As members of
said class, applicants would have relied upon the State
of Utah to represent their interests in this action; how-
ever, the Court’s Findings of Fact and Order Respecting
Class Action which was entered on December 4, 1969

makes it mandatory for applicants to seek to intervene
in order to protect their interests.

5. As members of the class alleged by the State of
Utah in its complaint, applicants have inchoate interests
in this action.

6. Unless applicants are allowed to intervene in
this action, they may have no other means available
by which to present their claims to a court.

Dated this 11th day of December, 1969.

David K. Holther, Esq.
Counsel for Weber Basin
Water Conservancy District,
Ogden River Water Users

Joseph Novak, ~~
Counsel for etropolitan
Water District of Salt Lake

City
Milton J. Hess, Esq.
Counsel for Central Davis
County Sewer District
Felshaw King,
Counsel for North Davis
County

Dave McMullin, Esq.
City Attorney for Payson

Allen Tibbals, Esq.
City Attorney for West Jordan
Whitney D. Hammond, Esq.
City Attorney for Voruat
Paul Merrill, Esq.
City Attorney for Salem
Robert J, Sumsion, Esq.
City Attorney for Springville
L. Robert Esq.
oe ee ee
= City Attorney for Bland-

Ben G. Bagley, Esq.

City Adin tt Midvale
Dilworth W: , Esq.
Harvard I. Hinton, Esq.

City Attorney for Lehi

V. Litizzette, Esq.

City Attorney for Helper

MULLINER, PRINCE & MANGUM
Gerald R. Miller
Denis R. Morrill
NESLEN & MOCK
Kent Shearer
By /s/ Gerald R. Miller
Special Assistant Attorneys
General State of Utah
Attorneys for Applicants
for Intervention
206 El Paso Natural Gas Bldg.
Salt Lake City, Utah 84111

tlc

Attachment to Motion to Intervene as Plaintiff
Intervenors’ Complaint [Proposed].
(Jury Demanded).

United States District Court, Central District of Cali-
fornia, Civil No. 69-1964-MP.

[Title omitted in printing]

Intervenors, and each of them, by their attorneys,
intervene in this civil action on their own behalf to
secure treble the amount of damages suffered by each
of them due to the defendants’ violations of the anti-
trust laws of the United States. Intervenors demand a
trial by jury and allege as follows:

FIRST CAUSE OF ACTION

I
JURISDICTION AND VENUE

1. This complaint is filed and the jurisdiction of
this Court is invoked under the provisions of Section 4
of the Act of Congress of October 15, 1914, c. 323, 38
Stat. 731, as amended, (15 U.S.C. § 15), entitled “An
Act to supplement existing laws against unlawful re-
straints and monopolies, and for other purposes,” com-
monly known as the Clayton Act, to recover damages
for injuries to their business or property which the in-
tervenors have sustained due to violations by the de
fendants of Section 1 of the Act of Congress of July 2,
1890, c. 647, 26 Stat. 209, as amended, (15 U.S.C.
§ entitled “An Act to protect trade and commerce
ag unlawful restraints and monopolies,” commonly
known as the Sherman Act.

2. The complaint of the plaintiff State of Utah was
filed on May 13, 1969 in the District of Utah. Each
corporate defendant maintains an office, transacts busi-

—361—

ness, is found, resides, or has an agent in the District
of Utah, and each of said corporate defendants was
within the jurisdiction of that court for the purpose of
service. Each of the defendants in this case was served
and has entered appearance through counsel.

3. The interstate trade and commerce described
herein is carried on in part within the District of Utah.
Many of the unlawful acts done pursuant to the com-
bination and conspiracy herafter alleged have been per-
formed within the District’of Utah.

4. This Court has jurisdiction of the above-entitled
matter for coordinated or consolidated pretrial pro-
ceedings pursuant to the order of the Judicial Panel on
Multidistrict Litigation which was entered on August
28, 1969.

I
| DEFINITIONS

5. As used herein the term:

(a) “Steel small diameter pressure pipe” (herein re-
ferred to as “steel SDP pipe”) means thin-walled welded
steel pipe which is manufactured in diameters of 4
inches to 48 inches and sold for the conveyance of
water or sewage under internal pressure exceeding 115
feet of head or 50 pounds per square inch.

(b) “Alternate small diameter pressure pipe” (here-
in referred to as “alternate SDP pipe) means small
diameter pressure pipe (herein referred to as “SDP
pipe”) which is manufactured and sold or offered for
sale on jobs where the specifications permit the use of
either concrete SDP or steel SDP pipe.

(c) “Steel large diameter pressure pipe” (herein
referred to as “steel LDP pipe”) means heavy-walled

36a

welded steel pipe which is manufactured in diameters
of over 24 inches and sold for the conveyance of
water and sewage under internal pressures exceeding
115 feet of head or 50 pounds per square inch.

(d) “Alternate large diameter pressure pipe” (here-
in referred to as “alternate LDP pipe”) refers to large
diameter pressure pipe (herein referred to as “LDP
pipe”) which is manufactured and sold or offered for
sale on jobs where the specifications permit the use of
either concrete LDP pipe or steel LDP pipe. The speci-
fications for alternate LDP pipe customarily require that
the pipe be lined and/or coated with concrete.

(e) “Concrete pipe” means pipe constructed of con-
crete either with or without metal components as here-
inafter defined to convey water and sewage and in-
cludes both pressure and nonpressure pipe.

(f) “Metal components” refers to the steel plates,
sheets, skelp, rods, wire and/or mesh used in the manv-
facture of concrete pipe and to the steel plate and sheets
used in the manufacture of steel SDP and LDP pipe.

(g) “Western Area” refers to the states of Cali-
fornia, Oregon, Washington, Arizona, New Mexico,
Utah, Wyoming, Nevada, Idaho and Hawaii.

(h) “Public end users” means the State of Utah
and its political subdivisions and districts who, as con-
sumers, purchase and install or have installed any of
the types of pipe above defined in systems primarily for
the conveyance of drinking water and sewage under
pressure and for drainage, irrigation, flood control and
similar purposes.

-—

—363—

Ii
DESCRIPTION OF THE PARTIES

6. Plaintiff, the State of Utah, through its depart-
ments, divisions, agencies, institutions, universities and
colleges, is an end user of the types of pipe herein de-
fined acquired from defendants, co-conspirators and
others directly or indirectly.

7, Intervenors are political subdivisions of the State
of Utah, including counties, cities and municipalities,
and also including districts comprising public entities
organized under the laws of Utah, including sewer and
water districts. Each of the intervenors are end users
of the pipe herein defined acquired from defendants, co-
conspirators and others directly or indirectly.

8. The intervenors own, construct, alter, maintain
and operate water and sewage projects, highways and
other facilities for the rendering of public services and
by means of awarding public construction contracts,
acquire materials and services including pipe as de-
fined herein.

9. Defendants:

(a) Defendant American Pipe and Construction
Company (hereinafter called “American”) is a corpora-
tion existing under the laws of the State of California
with its principal place of business in Monterey Park,
California. American is engaged, among other things,
in the business of manufacturing or furnishing and sell-
ing and offering for sale of some one or more of the
types of pipe defined herein to customers within the
Western Area.

(b) Defendant United Concrete Pipe Corporation
(hereinafter called “United”) is a corporation organ-

=

ized and existing under the laws of the State of Califor.
nia with its principal place of business in Baldwin Park,
California. United is engaged, among other things, in the
business of manufacturing or furnishing and selling and
offering for sale of some one or more of the types of
pipe defined herein to customers within the Westem
Area,

(c) Defendant Utah Concrete Pipe Company (here-
inafter called “Utah Pipe”) is a corporation organized
and existing under the laws of the State of Utah with
its principal place of business in Ogden, Utah. Utah
Pipe is engaged, among other things, in the business
of manufacturing or furnishing and selling and offering
for sale of some one or more of the types of pipe defined
herein to customers within the Western Area.

(d) Defendant W. R. White Company (hereinafter

called “White”) is a corporation organized and existing
under the laws of the State of Utah with its principal
place of business in Ogden, Utah. White is engaged, ©
among other things, in the business of manufacturing
or furnishing and selling and offering for sale of some
one or more of the types of pipe defined herein to
customers within the Western Area.

(e) Defendant United States Steel Corporation (here-
inafter called “U.S. Steel”) is a New Jersey corporation
which in 1948 acquired the Consolidated Western Steel
Corporation, which during the period of the conspiracy
herein alleged it operated as a division of U.S. Steel.
During this time U.S. Steel, among other things, en-
gaged in the business of manufacturing or furnishing and
selling and offering for sale of some one or more of the
types of pipe defined herein to customers within the
Western Area.

—365—

‘(f) Defendant Kaiser Steel Corporation (hereinafter
called “Kaiser”) is a corporation organized and existing
under the laws of the State of Nevada with its princi-
pal place of business in Oakland, California. Kaiser was,
during the period of time covered by this complaint,
engaged, among other things, in the business of manu-
facturing or furnishing and selling and offering for sale
of some one or more of the types of pipe defined
herein to customers within the Western Area.

(g) Defendant Smith-Scott, Inc. (hereinafter called
“Smith-Scott”) is a corporation organized and existing
under the laws of the State of California, with its princi-
pal place of business in Riverside, California. Smith-
Scott, among other things, is engaged in the business of
manufacturing or furnishing and selling and offering
for sale of some one or more of the types of pipe de-
fined herein to customers within the Western Area.

(h) Defendant U.S. Industries, Inc. (hereinafter
called “U.S.I.”) is a Delaware corporation which in
1955 purchased the assets of Southern Pipe and Casing,
which during the period of the conspiracy herein alleged,
it operated as the Tubular Products Division of U.S.I.
with offices in Azusa, California. During the period of
the conspiracy herein alleged, U.S.I, through its Tubu-
lar Products Division, engaged in the business of
manufacturing or furnishing and selling and offering
for sale of some one or more of the types of pipe
defined herein to customers within the Western Area.

10. Martin-Marietta Corporation (hereinafter called
“Martin-Marietta”) and various other corporations,
partnerships and individuals engaged in the business of
manufacturing or furnishing and selling and offering for
sale of some one or more of the types of pipe defined

—366—

herein to customers within the Western Area, are named
as co-conspirators herein. Each of them participated with
defendants and with other co-conspirators in the offense
charged and performed acts and made statements in fur-
therance thereof.

IV
NATURE OF TRADE AND COMMERCE

11. The defendants Smith-Scott, U.S.I. and US.
Steel are the principal manufacturers of steel SDP
pipe in the Western Area. Total sales of steel SDP
pipe by these defendants during the period May, 1958
through January, 1962 averaged at least $13,500,000
annually.

12. Defendants American, Smith-Scott, U.S.L, US.
Steel and United are the principal manufacturers of
alternate SDP pipe in the Western Area. Total sales of
alternate SDP pipe by these defendants during the peri-
od 1957 through 1961 inclusive averaged approximately
$18,000,000 annually.

13. The defendants American, Kaiser, United and
U.S. Steel are the principal manufacturers of alternate
LDP pipe in the Western Area. Total sales of alternate
LDP pipe by these defendants during the period 1958
through 1961 inclusive averaged at least $15,000,000
annually.

14. The defendants Kaiser and U.S. Steel are the
principal manufacturers of steel LDP pipe in the West-
ern Area. Total sales of steel LDP pipe by these defend-
ants during the period 1958 through 1961 inclusive,
averaged at least $7,000,000 annually.

15. The defendants American and United are the
principal manufacturers of concrete pipe in the Western
Area. Total sales of concrete pipe by these defendants

-—

—367—

during the period 1958 through 1961 inclusive averaged
at least $41,500,000 annually.

16. The defendants Utah Pipe and White are manu-
facturers and vendors of some of the types of con-
crete pipe defined in this complaint. During the period of
the conspiracy alleged herein said defendants were sig-
nificant market factors in at least Utah, a part of the
Western Area.

17. The co-conspirator Martin-Marietta is a manu-
facturer and vendor of concrete pipe of the types defined
in this complaint. During the period of the conspiracy
alleged herein Martin-Marietta was a significant market
factor in the Western Area.

18. The construction of systems utilizing the types
of pipe herein defined is customarily contracted for by
the public end user with general contractors on the
basis of competitive bids. Where it is appropriate and de-
sired by the end user, the end user drafts or has drafted
specifications allowing the use of steel LDP or SDP,
concrete or either steel or concrete LDP or SDP pipe in
the alternative.

19. Prior to submitting bids to the end user, the
general contractor usually solicits quotations from pipe
manufacturers for the purchase price of the pipe deliv-
ered to the site where it is to be installed. The award
winning contractor usually contracts for the purchase
of the pipe from the low quoting pipe manufacturer at
the price quoted by the latter. Occasionally the end
user contracts directly with the pipe manufacturer for
the purchase of said pipe and usually on the basis of
competitive bidding.

20. The specifications for alternate LDP pipe cus-
tomarily require that the pipe be lined and/or coated

—368—

with concrete. When the steel LDP pipe manufacturers
plan to submit bids or quotations or an alternate LDP
pipe job, they in turn solicit quotations or bids from
the concrete LDP pipe manufacturers for the perform-
ance of this service. The cost of this service is then in-
corporated in the quotation or bid submitted to the gen-
eral contractors or end users by the steel LDP pipe
manufacturer.

21. Because of the relatively limited number of
manufacturers of the type of pipe defined in this com-
plaint, general contractors and end users frequently so-
licit quotations and bids from manufacturers outside
the state where said pipe is to be installed. Manufactur-
ers of said pipe usually manufacture the pipe for a par-
ticular job only after receiving an order for it. Said man-
ufacturers customarily identify each section of pipe so
as to designate its position in the pipeline and deliver
or have delivered said pipe directly te the trench site
or as near as possible to the place where it will be in-
stalled. During the period of the conspiracies herein
alleged, the defendants herein have manufactured sub-
stantial quantities of the types of pipe herein defined
at their plants within the Western Area and elsewhere,
and in response to solicitations calling for bids on the
types of pipe herein defined have sold, shipped and
delivered said pipe to job sites outside the state where
it was manufactured. Numerous of these job sites were
and are situated within the State of Utah, thus the types
of pipe herein defined move in a continuous and un-
interrupted flow from the place of manufacture, includ-
ing the plants of the defendants herein to points of in-
stallation outside the state where said pipe was manu
factured.

—369—

22. Steel SDP pipe and steel LDP pipe are fabri-
cated largely from steel sheet and plate. Most
pipe is manufactured with metal components to strength-
en the pipe, and particularly with respect to concrete
pressure pipe to make it watertight. The defendant man-
ufacturers purchase or produce said steel plate or metal
components in anticipation of orders for or to enable
them to fill existing orders for the types of pipe herein
defined, except nonreinforced concrete pipe. Substan-
tial quantities of the steel plate or metal components
which the defendants use in manufacturing the types of
pipe herein defined, except nonreinforced concrete pipe,
are produced outside the state where said pipe is man-
ufactured. The movement in interstate commerce of the
steel plate and metal components is necessary to the
manufacture and sale of said pipe by the defendants
in the Western Area, and the defendants and co-con-
spirators are conduits through which said steel plate
and metal components flow in a continuous and unin-
terrupted stream in interstate commerce from the place
where said steel plate or metal components are pro-
duced to the place within the Western Area where
they are fabricated into the types of pipe herein de-
fined and on to the installation site.

23. Any restraint upon free competition in the
production or sale of the types of pipe herein defined
in the Western Area necessarily and directly affects the
interstate flow of said pipe and the interstate flow
of the sheet and steel plate and the metal components
utilized in the manufacture of all of said types of pipe,
except nonreinforced concrete pipe.

=

id
OFFENSES CHARGED

24. Beginning prior to the year 1954 in the case of
concrete pipe and prior to the year 1958 in the case
of steel pipe and probably as far back as 1946 in both
cases and continuing so far as intervenors know to
the date of the filing of this complaint, the defendants
and co-conspirators engaged in an unlawful combina-
tion and conspiracy to eliminate competition and stabi-
lize and maintain the prices of the herein defined types
of pipe, thereby restraining the hereinabove described
interstate trade and commerce in violation of Section 1
of the Act of Congress of July 2, 1890, as amended,
15 U.S.C. § 1, commonly known as the Sherman Act.

25. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among and between the defendants
and co-conspirators, the substantial terms of which
were:

(a) To submit collusive and rigged bids and quota-
tions in response to solicitations calling for bids and
quotes for the herein defined types of pipe.

(b) To allocate and divide orders for the purchase
of the herein defined types of pipe among themselves.

(c) To refrain from competing in the manufacture
of certain sizes and types of pipe in certain areas where
those sizes and types were manufactured by another de-
fendant or co-conspirator.

26. For the purpose of forming and effectuating
the aforesaid combination and conspiracy, the defend-
ants and co-conspirators did those things which, as here-
inabove alleged, they combined and conspired to do,
including, but not limited to the following:

—371—

(a) Defendants and co-conspirators held periodic
meetings to tally past orders and to discuss prospec-
tive orders for the purpose of allocating prospective
orders among themselves according to agreed upon per-
centages.

(b) At such meetings and in subsequent communica-
tions by telephone and other interstate communication
media, the defendants and co-conspirators agreed be-
tween and among themselves as to which manufacturer
would submit the low bid and what that bid would be
and which manufacturers would refrain from bidding or
would submit higher complementary bids not intended
to win awards and what those bids would be.

(c) At such meetings and at subsequent meetings,
defendants and co-conspirators would agree in certain
instances as to the types and sizes of pipe each would
manufacture and market in certain geographical areas
included in the Western Area.

VI
EFFECTS OF THE CONSPIRACY

27. The aforesaid combination and conspiracy
had, among others, the following effects:

(a) Competition between and among defendants and
co-conspirators has been restricted and suppressed.

(b) General contractors and end users were deprived
of the right to receive competitive bids and quotes for
the types of pipe herein defined and were deceived into
believing that collusive and noncompetitive bids and
quotes were competitive.

(c) Public end users and others engaged in the con-
veyance and distribution of water and sewage have
been denied the right to receive competitive sealed bids

~372-—

as required by law or practice or have been denied a
competitive market in connection with their purchases
and have been forced to pay high, artificially fixed
prices for the types of pipe herein defined.

(d) The cost of the types of pipe herein defined has
been arbitrarily increased, fixed and maintained.

(e) The business and property of intervenors, as in-
tended by the defendants and co-conspirators, were in-
jured in that they were compelled to pay higher prices
for the types of pipe herein defined than they would
have had to pay had it not been for the aforementioned
combination and conspiracy.

VII

TOLLING OF THE STATUTE OF
LIMITATIONS

28. Intervenors did not discover said combination
and conspiracy until the year 1969. Intervenors had no
knowledge of the said combination and conspiracy or
of any facts which might have led to the discovery
thereof until after March 10, 1964, when a United States
Grand Jury sitting in the Southern District of Cali-
fornia, Central Division, returned indictments num-
bered 33338-42 inclusive, setting out in large part the
combinations and conspiracies herein alleged. Inter-
venors could not have uncovered the conspiracy at an
earlier date by the exercise of due diligence inasmuch
as the unlawful conspiracy had been fraudulently
concealed by defendants and co-conspirators through
their adoption of elaborate schemes for submitting
sham and collusive bids which misrepresented the inde-
pendence and competitiveness thereof and their resort
to secrecy to avoid detection as hereinabove alleged.

—373—

29. Since March 10, 1964 and continuing through
and one year from the date of the entering of a Consent
Decree against the last re ining defendant in a govern-
ment case, said Consent Decree having been entered
on May 24, 1968, the running of the statute of limita-
tions has been suspended by reason of 15 U.S.C. § 16
(b), commonly referred to as § 5 (b) of the Clayton
Act because of the pendency of actions instituted by
the United States of America. This complaint is based
in part upon matters alleged in those government ac-
tions.

30. The defendants Utah Pipe and White were
neither defendants in the government actions nor named
co-conspirators. As to those defendants, intervenors have
no knowledge of the said combination and conspiracy
or any facts which might have led to the discovery
thereof prior to at least the year 1969. Intervenors could
not have uncovered the conspiracy as to, these defend-
ants at an earlier date by the exercise of due diligence
inasmuch as said defendants and other co-conspirators
acted together and individually by agteement to conceal
the existence of said combination and conspiracy and
the acts performed in furtherance thereof. Their adop-
tion of schemes for submitting sham and collusive bids
and quotations which misrepresented the independence
and competitiveness thereof is but one manifestation of
their resort to secrecy. 7

31. Intervenors are members of the class which the
State of Utah seeks to represent in the above entitled
action and which was defined in the complaint of the
State of Utah to include public bodies and agencies of
state and local government in the state of Utah who are
end users of pipe acquired from the defendants, co-
conspirators and others. As members of said class In-

; FF

—374—

tervenors would have relied upon the State of Utah to
represent their interests in this action, however, the
Court’s order entered on December 4, 1969 terminat-
ing the class action makes it mandatory for intervenors
to intervene in this matter in order to protect their in
terests.

VIII

INJURY TO INTERVENORS

32. Since at least 1946 intervenors have acquired
substantial quantities of the types of pipe herein de-
fined which have been manufactured by defendants,
co-conspirators and others. In acquiring said pipe inter-
venors have usually invited formal sealed competitive
bids from manufacturers directly or from prime contrac-
tors, and they have generally accepted the price offered
by the lowest responsible bidder. _

33. When acquiring said pipe directly from manv-
facturers intervenors have been led and induced by the
defendants and co-conspirators, as a result of the illegal
combination and conspiracy alleged herein, to make con-
tract awards at prices fixed by and influenced by said
illegal combination and conspiracy, and intervenors
have been denied the benefit of free and unrestricted
competition in their acquisition of said pipe. By the op-
eration of defendants’ and co-conspirators’ agreements
and concert of action herein alleged, intervenors have
been compelled to pay substantially higher prices than
would have been the case but for the violation of the
antitrust laws herein alleged.

34. When acquiring said pipe through prime con-
tractors, intervenors have been forced to make contract
awards on bids or quotes incorporating prices fixed by
and influenced by the defendants’ and co-conspirators’ il-

if TSan

legal combination and conspiracy, and intervenors have
been denied the benefit of free and unrestricted competi-
tion in their acquisition of said pipe. By the operation
of defendants’ and co-conspirators’ agreements and con-
cert of action herein alleged, intervenors have been com-
pelled to pay substantially higher prices than would
have been the case but for the violation of the antitrust
laws herein alleged.

35. As a result of the alleged illegal combination
and conspiracy, intervenors have been injured and
financially damaged by the defendants in an amount
which is presently undetermined. Intervenors specifical-
ly reserve the right to determine the exact amount of |
their injury and upon such determination or at such
other time as the court directs to amend this complaint
and set forth in said amendment or whatever other
means the court may direct, the exact amount of their
injury.

IX
ADDITIONAL CAUSES OF ACTION
ALTERNATIVE TO THE ABOVE
FIRST CAUSE OF ACTION

36. As additional causes of action alternative to the
above first cause of action intervenors allege that com-
mencing at least as early as the year 1954 and continu-
ing until at least 1962, the exact dates being unknown
to intervenors, the defendants and co-conspirators en-
gaged in a continuing course of conduct which consisted
of a series of combinations, conspiracies and agreements
in restraint of the aforesaid interstate trade amd com-
merce in the types of pipe herein defined. These com-
binations, conspiracies and agreements are described in
the following alternative causes of action. Intervenors

iS

herein allege and incorporate by reference in each of
the alternative causes of action as fully as though there
separately set out, Paragraphs I through IV, Paragraph
VI and Paragraph VII.

X
SECOND CAUSE OF ACTION

(Combination and Conspiracy Involving
Steel Small Diameter Pressure Pipe)

37. Beginning at least as early as May, 1958 and
continuing thereafter until at least January, 1962, the
exact dates being unknown to intervenors, the defend-
ants U.S. Steel, U.S.I. and Smith-Scott and co-conspira-
tors engaged in an unlawful combination and conspiracy
in restraint of the hereinabove described interstate trade
and commerce in steel SDP pipe in violation of Section
1 of the Act of Congress of July 2, 1890, c. 647, 26
Stat. 209, as amended, entitled “An Act to protect trade
and commerce against unlawful restraints and monop-
olies,” commonly known as the Sherman Act.

38. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among said defendants and co-con-
spirators, the substantial terms of which were:

(a) To submit collusive and rigged bids and quota-
tions for the sale of steel SDP pipe; and

(b) To allocate and divide orders for the purchase
of SDP pipe among themselves.

39. For the purpose of forming and effectuating
and as a part of the aforesaid combination and con-
spiracy, said defendants did those things which, as
hereinabove alleged, they combined and conspired to
do, including, but not limited to the following things:

—377—

(a) Said defendants and co-conspirators held peri-
odic meetings to tally past orders and to discuss prospec-
tive orders for the purpose of allocating prospective
orders among said defendants and co-conspirators.

(b) At such meeting and in subsequent telephone
conversations said defendants and co-conspirators
agreed between and among themselves as to which
manufacturer would make the low bid, and what that
bid would be, and which manufacturers would submit
higher complementary bids not intended to win awards
on such jobs.

40. The aforesaid combination and conspiracy in
restraint of the interstate trade and commerce in the
types of pipe covered by this paragraph of the complaint
was carried out in the manner and with the effects de-
scribed in Paragraphs VI and VII.

41. Since at least 1946 intervenors have acquired
substantial quantities of the type of pipe covered in
this paragraph of the complaint which have been man-
ufactured by defendants, co-conspirators and others.
In acquiring said pipe, intervenors have usually invited
formal sealed competitive bids from manufacturers di-
rectly or from prime contractors, and they have gen-
erally accepted the price offered by the lowest respon-
sible bidder.

42. When acquiring said pipe directly from manu-
facturers, intervenors have been led and induced by the
defendants and co-conspirators as a result of the illegal
combination and conspiracy alleged herein, to make
contract awards at prices fixed by and influenced by
said illegal combination and conspiracy and intervenors
have been denied the benefit of free and unrestricted
competition in their acquisition of said pipe. By the

—378—

operation of defendants’ and co-conspirators’ agree.
ments and concert of action herein alleged, intervenors
have been compelled to pay substantially higher prices
than would have been the case but for the violation
of the antitrust laws herein alleged.

43. When acquiring said pipe through prime con-
tractors, intervenors have been forced to make contract
awards on bids or quotes incorporating prices fixed by
and influenced by said defendants’ and co-conspirators’
illegal combination and conspiracy, and intervenors
have been denied the benefit of free and unrestricted
competition in their acquisition of said pipe. By the
operation of defendants’ and co-conspirators’ agree-
ments and concert of action herein alleged, intervenors
have been compelled to pay substantially higher prices
than would have been the case but for the violation of
the antitrust laws herein alleged.

44. As a result of the alleged illegal combination
and conspiracy, intervenors have been injured and
financially damaged by the defendants in an amount
which is presently undetermined. Intervenors specifical-
ly reserve the right to determine the exact amount of
their injury and upon such determination or at such
other time as the court directs to amend this complaint
and set forth in said amendment or whatever other
means the court may direct, the exact amount of their

injury.

—379—

XI
THIRD CAUSE OF ACTION

(Combination and Conspiracy Involving
Alternate Small Diameter Pressure Pipe)

45. Beginning sometime prior to 1955 and con-
tinuing thereafter until at least January, 1962, the ex-
act dates being unknown to intervenors, the defendants
US. Steel, Smith-Scott, U.S.I., American and United
and co-conspirators engaged in an unlawful combina-
tion and conspiracy in restraint of the hereinbefore
described interstate trade and commerce in alternate
SDP pipe in violation of Section 1 of the Act of Con-
gress of July 2, 1890, as amended, 15 U.S.C. § i
commonly known as the Sherman Act.

46. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among said defendants and co-con-
spirators to allocate and divide alternate SDP pipe
jobs so that the manufacturers of steel SDP pipe con-
sidered as a group on the one hand and the manu-
facturers of concrete SDP pipe considered together on
the other hand would each obtain an agreed upon per-
cent of all alternate SDP pipe jobs.

47. For the purpose of forming and effectuating
the aforesaid combination and conspiracy and as a
part thereof, said defendants and co-conspirators did
those things, which, as hereinbefore alleged, they com-
bined and conspired to do, including, but not limited
to the following:

(a) Tallies were maintained by representatives of
each defendant for the purpose of keeping a record of
whether a steel SDP pipe manufacturer or a concrete
SDP pipe manufacturer obtained each job. Information

900.

needed for such tallies was often obtained at ‘meetings
or by telephone conversations between said defendants
or co-conspirators.

48. Intervenors here reallege as fully as though
here set out Subparagraphs 40 through 44 of Para-
graph X.

XII
FOURTH CAUSE OF ACTION

(Combination and Conspiracy Involving
Alternate Large Diameter Pressure Pipe)

49. Beginning sometime prior to 1955 and con-
tinuing thereafter until at least August, 1962, the ex-
act dates being unknown to intervenors, the defendants
American, Kaiser, United and U.S. Steel and co-con-
spirators engaged in an unlawful combination and con-
spiracy in restraint of the hereinbefore described inter-
state trade and commerce in alternate LDP pipe in
‘violation of Section 1 of the Act of Congress of July
2, 1890, as arfiended, 15 U.S.C. § 1, commonly known
as the Sherman Act.

50. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among said defendants and co-con-
spirators to allocate and divide solicitations for alternate
LDP pipe so that the manufacturers of steel LDP pipe
would obtain approximately 50 percent of the orders
resulting from said solicitations and the manufacturers
of concrete LDP pipe would obtain approximately 50
percent of the orders resulting from said solicitations,
the_amount of business involved in the lining and coat-
ing of the steel LDP pipe by the concrete LDP pipe
manufacturers being included in the share to be ob
tained by the concrete LDP pipe manufacturers.

we

—381—

51. For the purpose of forming and effectuating
the aforesaid combination and conspiracy and as a part
thereof, said defendants and co-conspirators did those
things which, as hereinbefore alleged, they combined
and conspired to do, including, but not limited to the
following:

(a) Tallies were maintained by representatives of
each defendant for the purpose of keeping a record of
whether a steel LDP pipe manufacturer or a concrete
LDP pipe manufacturer obtained each job. Informa-
tion needed for such tallies was often obtained at meet-
ings or by telephone conversations between said de-
fendants or co-conspirators.

52. Intervenors here reallege as fully as though
here set out Subparagraphs 40 through 44 of Paragraph
X.

XI

FIFTH CAUSE OF ACTION

- (Combination and Conspiracy Involving
Steel Large Diameter Pressure Pipe)

53. Beginning sometime prior to 1955 and con-
tinuing thereafter until at least August, 1962, the exact
dates being unknown to intervenors, the defendants
Kaiser and U.S. Steel and co-conspirators engaged in an
unlawful combination and conspiracy in restraint of the
hereinbefore described interstate trade and commerce
in steel LDP pipe in violation of Section 1 of the Act

of Congress of July 2, 1890, as amended, 15 U.S.C.
§ 1, commonly known as the Sherman Act.

—382—

54. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among said defendants and co-con-
spirators, the substantial terms of which were:

(a) To submit collusive and rigged bids for the sale
of steel LDP pipe; and

(b) To allocate and divide orders for the purchase
of steel LDP pipe among themselves.

55. For the purpose of forming and effectuating
the aforesaid combination and conspiracy and as a part
thereof, said defendants and co-conspirators did those
things which, as hereinbefore alleged, they combined
and conspired to do, including, but not limited to the
following things:

(a) Said defendants and co-conspirators held pe-
riodic meetings to tally orders and to discuss prospective
orders for the purpose of allocating prospective orders
among said defendants and co-conspirators.

(b) At such meetings and in subsequent telephone
conversations said defendants and co-conspirators agreed
between and among themselves as to which manv-
facturer would make the low bid, and what that bid
would be, and which manufacturers would submit
higher complementary bids not intended to win
awards on such jobs.

56. Intervenors here reallege as fully as though here
set out Subparagraphs 40 through 44 of Paragraph X.

—383—

XIV
SIXTH CAUSE OF ACTION

(Combination and Conspiracy Involving
Concrete Pipe)

57. Beginning in or prior to the year 1954 and con-
tinuing thereafter until at least August, 1962 and con-
tinuing so far as intervenors know to the date of the fil-
ing of this complaint the defendants American, United,
Utah Pipe and White and co-conspirators engaged in
an unlawful combination and conspiracy in restraint of
the hereinbefore described interstate trade and com-
merce in concrete pipe in violation of Section 1 of the
Act of Congress of July 2, 1890, as amended, 15 U.S.C.
§ 1, commonly known as the Sherman Act.

58. The aforesaid combination and conspiracy con-
sisted of a continuing agreement, understanding and
concert of action among said defendants and co-conspir-
ators, the substantial terms of which were:

(a) To submit collusive and rigged bids for the sale
of concrete pipe;

(b) To allocate and divide orders for the purchase
of concrete pipe among themselves; and

(c) To refrain from competing in the manufacture
of certain sizes and types of concrete pipe in certain
areas where those sizes and types were manufactured by
another defendant or co-conspirator.

59. For the purpose of forming and effectuating the
aforesaid combination and conspiracy and as a part
thereof, said defendants and co-conspirators did those
things which, as hereinbefore alleged, they combined
and conspired to do, including, among others, the fol-
lowing things:

| Yo

(a) Said defendants and co-conspirators held peri-
odic meetings to tally past orders and to discuss pro.
spective orders for the purpose of allocating prospective
orders among said defendants and co-conspirators.

(b) At such meetings and in subsequent telephone
conversations defendants and co-conspirators agreed be-
tween and among themselves as to which manufacturer
would make the low bid, and what that bid would be,
and which manufacturers would submit higher comple
mentary bids not intended to win awards on such jobs.

60. Intervenors here reallege as fully as though here
set out Subparagraphs 40 through 44 of Paragraph X.

XV
PRAYER FOR RELIEF

WHEREFORE, intervenors pray as follows:

(1) That the alleged combination and conspiracy
among the defendants be adjudged and decreed to be
an unreasonable restraint of interstate trade and com-
merce in violation of Section 1 of the Sherman Act; and

(2) That each of the intervenors have and recov-
er from the defendants judgment for treble the amount
of the damages as will be shown by proof under their
first cause of action; or

(3) That each of the intervenors have and recover
from defendants judgments for treble the amount of
their damages as will be shown by proof under each
of their alternative causes of action; and

(4) That intervenors havé an injunctive decree for-
bidding the further employment against their interests
of those conspiratorial tactics hereinabove set forth; and

—335—

(5) That intervenors be awarded their litigation ex-
penses and a reasonable attorneys’ fee as required by
Section 4 of the Clayton Act (15 U.S.C. § 15); and

(6) That intervenors have such other and further
relief as the Court shall deem just and proper.

Dated this 11th day of December, 1969.

VERNON B. ROMNEY
Attorney General State of Utah

MULLINER, PRINCE & MANGUM
Gerald R. Miller

Denis R. Morrill

NESLEN & MOCK

Kent Shearer

/s/ Gerald R. Miller

Special Assistant Attorneys
General State of Utah
Attorneys for Intervenors

206 El Paso Natural Gas Bldg.
Salt Lake City, Utah 84111

Filed: December 12, 1969.

—$85—

Motion to Intervene as Plaintiffs.

United States District Court, Central District of Cali-
fornia.

State of Utah, et al., Plaintiffs, vs. American Pipe
and Construction Company, et al., Defendants, City of
Grantsville, et al., Applicants for Intervention. Civil No.
69-1964-MP.

Pursuant to Rule 24(a) (2); or in the alternative Rule
24(b)(2) of the Federal Rules of Civil Procedure,
the City of Grantsville, City of Sandy, City of Riverton,
Town of Perry, Town of Annabella and Salt Lake
County Cottonwood Sanitary District move to intervene
in the above-entitled action and hereby adopt and incor-
porate by reference herein the Motion heretofore filed
on December 12, 1969, on behalf of Weber Basin
Water Conservancy District; Salt Lake County Water
Conservancy District; Salt Lake City Suburban Sani-
tary District No. 1 and others, together with the plead-
ings in support of that Motion.

DATED this 29th day of December, 1969.
Richard Fox, Esq.
Counsel for City of Grantsville

Glenn C. Hanni, Esq.
Counsel for City of Riverton

O. Dee Lund, Esq.
Counsel for Town of Perry

Tex Olsen, Esq.
Counsel for Town of Annabella

—387—

Fred L. Finlinson, Esq.

Counsel for Salt Lake County Cottonwood
Sanitary District

John B. Anderson, Esq.

Counsel for Sandy City

VERNON B. ROMNEY
Attorney General State of Utah

MULLINER, PRINCE & MANGUM
Gerald R. Miller

Denis R. Morrill

NESLEN & MOCK

Kent Shearer

/s/ Denis R. Morrill

Special Assistant Attorneys

General State of Utah

Attorneys for Applicants for
Intervention

206 El Paso Natural Gas Building
Salt Lake City, Utah 84111

Filed December 29, 1969.
[Certificate of Mailing omitted in printing]

—388—
Affidavit in Support of Motion to Intervene.

United States District Court, Central District of Cali-
fornia.

State of Utah, et al., Plaintiffs, vs. American Pipe
and Construction Company, et al., Defendants. Civil
No. 69-1964-MP.

{Jurat omitted in printing]

FRED L. MONTMORENCY, being first duly
sworn, states that he is the Mayor of the City of South
Ogden, Utah, a municipal corporation of the State of
Utah. From approximately September of 1958 until the
year 1968, the City of South Ogden has purchased
significant amounts of concrete pipe from one or more
of the defendants in the above-entitled action, their
co-conspirators or others at a cost including installation
of approximately $531,000.00. Affiant estimates the
cost of said pipe, exclusive of installation cost, at ap-
proximately $235,000.00.

DATED this 9th day of December, 1969.

/s/ Fred L. Montmorency
FRED L. MONTMORENCY

Executed December 9, 1969.
[Notarial Acknowledgment omitted in printing].

~-389-—
Affidavit in Support of Motion to Intervene.

United States District Court, Central District of Cali-
fornia.

State of Utah, et al., Plaintiffs, vs. American Pipe
and Construction Company, et al., Defendants. Civil
No. 69-1964-MP.

[Jurat omitted in printing].

ROBERT B. HILBERT, being first duly sworn,
states that he is Secretary-General Manager of Salt
Lake County Water Conservancy District, a public
water district organized under the laws of the State of
Utah. During the period 1955 through 1964, Salt Lake
County Water Conservancy District has purchased ap-
proximately 219,000 lineal feet of concrete and steel
pipe from one or more of the defendants in the action
now pending, State of Utah versus American Pipe and
Construction Company; United Concrete Pipe Corpora-
tion; Utah Concrete Pipe Company; W. R. White Com-
pany; United States Steel Corporation; Kaiser Steel Cor-
poration; Smith-Scott, Inc.; U.S. Industries, Inc., at a
cost, exclusive of installation costs, of approximately
$1,600,000. During the period 1965 through 1969 Salt
Lake County Water Conservancy District has purchased
approximately 22,000 lineal feet of pipe at an approxi-
mate cost, exclusive of installation cost, of $350,000.

DATED this 9th day of December, 1969.
‘/s/ Robert B. Hilbert

Executed December 10, 1969.
[Notarial Acknowledgment omitted in printing].

— =
Affidavit in Support of Motion to Intervene.
United States District Court, Central District of Cali-
fornia.
State of Utah, et al., Plaintiffs, vs. American Pipe
and Construction Company, et al., Defendants. Civil
No. 69-1964-MP.

[Jurat omitted in printing].
JOHN J. WHEELWRIGHT, being first duly

pipe of the type described in the complaint
entitled action from one or more of the defendants in
the above-entitled action, co-conspirators or others at a
cost, including installation, of approximately $2,-
500,000.

/s/ John J. Wheelwright

Executed December 10, 1969.
[Notarial Acknowledgment omitted in printing].

—391—
Affidavit in Support of Motion to Intervene.

United States District Court, Central District of Cali-
fornia.

State of Utah, et al., Plaintiffs, vs. American Pipe
and Construction Company, et al., Defendants. Civil
No. 69-1964-MP.

[Jurat omitted in printing].

JESSE W. HESS, being first duly sworn, deposes
and says:

I am the Secretary-Treasurer of the South Davis
County Water Improvement District, a body politic
organized and existing under the laws of the State of
Utah and have held this position since 1955.

That during the period from 1954 through 1962 the
South Davis County Water Improvement District pur-
chased pipe as described in the Complaint on file here-
in from the above named defendants, co-conspirators, or
others at a cost of approximately $392,000.00 ex-
clusive of installation charges.

/s/ Jesse W. Hess
Jesse W. Hess, Secretary-Treasurer
South Davis County Water Improvement
District
Executed December 11, 1969.
[Notarial Acknowledgment omitted in printing]

tlle Ref
ot he

— wo

Affidavit in Support of Motion to Intervene.

United States District Court, Central District of Cali-
fornia.

State of Utah, et al., Plaintiffs, vs. American Pipe
and Construction Company, et al., Defendants. Civil
No. 69-1964-MP.

{Jurat omitted in printing]

GOLDEN W. STEWART, being first duly sworn,
states that he is Manager of Bountiful Water Sub
conservancy District, a public water district created
under the laws of the State of Utah. During the period
1958 through 1963, Bountiful Water Subconservancy
District has purchased approximately 416,156 lineal
feet of concrete and steel pipe from one or more of
the defendants in the action now pending, entitled
State of Utah versus American Pipe and Construction
Company; United Concrete Pipe Corporation; Utah
Concrete Pipe Company; W. R. White Company; United
States Steel Corporation; Kaiser Steel Corporation;
Smith-Scott, Inc.; U.S. Industries, Inc. For that pipe
Bountiful Water Subconservancy District has paid ap-
proximately $1,105,521.00, exclusive of installation
costs.

DATED this 15th day of December, 1969
-/s/ Golden W. Stewart

Executed December 15, 1969.
[Notarial Acknowledgment omitted in printing]

= =
Affidavit in Support of Motion to Intervene.

United States District Court, Central District. of Cali-
fornia. ,
State of Utah, et al., Plaintiffs, vs. American Pipe
and Construction Company, et al., Defendants. Civil
No. 69-1964-MP.

[Jurat omitted in printing]

WAYNE M. WINEGAR being first duly
states that he is Secretary-Manager of the Wet
Water Conservancy District. During the
through 1964, Weber Basin Water Conservancy
-trict has purchased approximately $1,800,000.00 worth
of concrete and steel pipe from one or more of the
defendants in the action now pending, State of Utah
versus American Pipe and Construction ‘Company;
United Concrete Pipe Corporation; Utah Concrete Pipe
Company; W. R. White Company; United States Steel
Corporation; Kaiser Steel Corporation: Smith-Scott,
Inc.; U.S. Industries, Inc. for non-Bureau of Recla-
mation projects. Approximately $9,000,000.00 ‘worth
of pipe has been purchased for Bureau of Reclamation
projects.

Wayne M. Winegar

Executed December 15, 1969.
[Notarial Acknowledgment omitted in printing]

—

Affidavit in Support of Motion to Intervene.

United States District Court, Central District of
California.

State of Utah, et al., Plaintiffs, vs. American Pipe
and Construction Company, et al., Defendants. Civil
No. 69-1964-MP.

[Jurat omitted in printing]

THERON PALMER, being first duly sworn, states
that he is General Manager of the Bona Vista Water
District, a water district organized under the laws of
the State of Utah. During the period 1957 through
1959, Bona Vista Water District purchased pipe of
the type described in the complaint in the above
entitled action from one or more of the defendants in
the above-entitled action, co-conspirators or others at
a cost of approximately $450,000, exclusive of installa-
tion.

/s/ Theron Palmer

Executed December 16, 1969.
[Notarial Acknowledgment omitted in printing]

=

Affidavit in Support of Motion to Intervene.
United States District Court, Central District of Cali-
fornia.
State of Utah, et al., Plaintiffs, vs. American Pipe

and Construction Company, et al., Defendants. Civil
No. 69-1964-MP.

[Jurat omitted in printing]

J. ALBERT SMITH being first duly sworn, states
he is General Manager of Salt Lake City Suburban
Sanitary District No. 2, a sewer district organized un-
der laws of the State of Utah. During the period of
1954 through 1964, said Sewer District purchased pipe
of the type described in the complaint in abo

[Text truncated at 120,000 characters. The full text is on the page linked above.]

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386414_0227%3A02. Public record. Not legal advice.
