# Amicus Curiae Brief — United States v. Pennsylvania Industrial Chemical Corp.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1973
- **Citation:** 411 U.S. 655

## Text

a FILE COPY is .

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—

Supreme Court of the Anited States

Ocrosger Tzrm, 1972.

No. 72-624

UNITED STATES OF AMERICA,

Petitioner,
v8.

PENNSYLVANIA INDUSTRIAL CHEMICAL
CORPORATION,
\ Respondent.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE THIRD CIRCUIT.

BRIEF AMICUS CURIAE ON BEHALF OF THE
CHAMBER OF COMMERCE OF THE UNITED STATES
OF AMERICA.

Mitton A. Suita,
1615 H Street, N. W.,
Washington, D. C. 20006,
Henry L. Prrrs,
208 South La Salle Street,
Chicago, Illinois 60604,
Coumsel for the Chamber of
Commerce of the United
States of America.

THE GUNTHORP. WARREN PRINTING COMPANY, ONICAGO

Ne ee

INDEX.

ae PaGE
Interest of the Amicus Curiae ...............00+0. 1
Question Presented ...........cccccccccccccasccsees 3
ee OF BONO oii i ccccnavesiccdsdcciocs 3

Argument
L Section 13 of the Rivers and Harbors Act of

1899 (33 U. 8S. C. § 407) doss not apply te the
dchiigis of On tegen ee :
case eeereeeeeet Pee eeeeee eeeeeeveaee errereceere *?.

A. Legislative history and contemporancous |
construction of Section 13 of the 1899 Act
when and after it was enacted show it was
not intended to apply to discharges having
no effect upon navigation .............. 6
B. The express language of Section 13 and its
long history of administration by the execu-
' tive department demonstrates that it is a
MOVIGNGEE SUNIEIN (5... 55s... 11
C. The judicial construction of Section 13 con-
firms this administrative interpretation.. 16
1. Decisions of this Court do not support
the government’s present contention .. 16
2. Decisions of the Courts below are in-
conclusive on the navigation question... 19

IL. Section 13 of the 1899 Act and theeFederal
Water Pollution Control Act must be construed
together so as to give the fullest possible effect

to the central purposes of both .............. 21
A. History of the Federal Water Pollution
weestestices a Co ET oe re 23

B. If the Control Act and Section 13 are not

ti

C. Adoption of Point I of the Government's
brief would emasculate the Control Act, as
amended by Congress in 1972

III. If Section 13 and the Control Act are not ac
commodated, their application violates the Dae
Process Clause

Conclusion

CrraTions.

Cases.
Baggett v. Bullitt, 377 U. S. 360 (1964)
Belden v. Chase, 150 U. S. 674 (1893)

Chambers-Liberty Counties Navigation District v. Par-
ker Brothers & Co., 263 F. Supp. 602 (S. D. Tex.

Cramp v. Board of Public Instruction, 368 U. S. 278
(1961) ?

Guthrie v. Alabama By-Products Co., 328 F. Supp. 1140
(N. D. Ala. 1971), aff’d 456 F. 2d 1294 (5th Cir.
1972), cert. den., 41 U. S. L. W. 3442 (Feb. 20,

Jordan v. De George, 341 U. S. 223 (1951)

La Merced, 84 F. 2d 444 (9th Cir. 1936)
Mastro Plastics Corp. v. NLRB, 350 U. S. 270 (1956) 27
McGuire Shaft and Tunnel Corp. v. Local Union No.

1791, United Mine Workers of America, ©... F. 2d

.4 20 WH Cases 1147 (T. E. C. A. Feb. 1, 1973).. 3

Nebbia v. New York, 291 U. 8. 502 (1934)
Nicroli v. Den Norske Afrika-Og Australielinie, etc.,
. 832 F. 2d 651 (2d Cir. 1964)

iii

Papachristou v. City of Jacksonville, 92 S. Ct. 839

DE Soe shh eb kie dines be cece receeeccceeeeecees 36
Richards v. United States, 369 U. S. 1 (1962) ........ 27
Shell Petroleum Co. v. Peschken, 290 F. 2d 685 (3d

TSE RASS Slee ste 6 15
Sinclair Refinery Co. v. Atkinson, 370 U. 8. 195
Rg Ee ie Sir og Eg 27, 29, 30
The Boys Markets, Inc. v. Retail Clerks’ Union Local

BO WO ie ee CPN ois hobo svc cs divest 2, 27, 29
Gee ¥. cee, Gee CU; © 1 (1008)... oS voc oe 15
United States v. Ballard Oil Co. of Hartford, 195 F.

TE I os ns circ ivecdcccchescscce 19

United States v. Bigan, 274 F. 2d 729 (3d Cir. 1960).. 21
United States v. Esso Standard Oil Co. of Puerto

Rico, 375 F. 2d 621 (3d Cir. 1967) .......... : an 20
United States v. Granite State Packing Co., 470 F. 2d
ee (iat Cir, F078) oo oss ce uee. Lessee okie bions xs 21

United States v. Hutcheson, 312 U. S. 219 (1941) .... 27

United States v. Interlake Steel Corp., 297 F. Supp.
edb IR oe BE at i RR en ed 20

United States v. Reese, 92 U. S. 214 (1875) .......... 36

United States v. Republic Steel Corp., 362 U. S. 482
ee ane rer Bones 6, 7, 12, 14, 16, 17, 29

United States v. Standard Oil Co., 384 U. S. 224
SNE elrksacueeeies Atel 7, 16, 17, 18, 19, 29

‘United States v. United States Steel Corporation, Civil
eae Oe Oe Oe ee OO) oko isis asses 5

West Coast Hotel Co. v. Parrish, 300 U. S. 379 (1937) 35
Willamette Iron Bridge Co. v. Hatch, 125 U. 8S. 1

iv

Statutes and Regulations.
Exec, Order 11574, 35 F. R. 19627, Dec. 23, 1970 . .12, 18, 3
Federal Water Pollution Control Act of 1948 ...... 23, 25
Federal Water Pollution Control Act, 33 U. S. ©,
C5 TIGA, OC WOR. svc iiasic icine 2, 3, 20, 21, 24, 38
Federal Water Pollution Control Act, 33 U. S. ©,
CAME Abas kinwa ks baneekcaeeeses as 22, 23, 24, 25, %

BERG cece cea so fin bake tkebandben scotia 28, 29
Federal Water Pollution Control Act Amendments of
1972, Pub. L. 92-500, 86 Stat. 816 ..4, 31, 32, 33, 34, 35, 37

Federal Water Quality Act of 1965, Pub. L. 89-234,
WME OE... 3k. 3, 17, 22, 24, 29

Bt RSS py re Pe ree ere 27
New York Harbor Act of 1888, 33 U. S. C. §441 ...... 8, 20
Norris-La Guardia Act, 29 U. S. C. §104 ...... 27, 28, 29
Reorganization Plan No. 2 of 1966 (31 F. R. 6857) .... 2
Reorganization Plan No. 3 of 1970 (35 F. R. 15623) .. 2
Rivers and Harbors Act of 1890 .............000.. 7, 8,9
Rivers and Harbors Act of 1894 ................ 7, 8, 10

SE ei ee 14, 17, 25, 33

OR is ici ncc cs oN weenwes ou esceekas cs beeen Passim
Rivers and Harbors Act of 1899, 33 U. S. C. §408 ..... 2
Rivers and Harbors Act of 1899, 33 U. S.C. § 409 .... 8
Rivers and Harbors Act of 1899, 33 U. 8. C. §411.... 8

Vv

Rivers and Harbors Act of 1899, 33 U. S.C. § 412 .... 28
Rivers and Harbors Act of 1899, 33 U. S.C. § 413 .... 28
Rivers and Harbors Act of 1905, 33 U.S.C. §419.... 13

Water Quality Improvement. Act of 1970, Pub. L.
Oe | ere eT reece 25

eS ergs yee r Teer 7
OG. BF. Th. BRE | cv a Rx cde wccatsvecaccenns 13

Miscellaneous.

Comment, ‘‘ Discharging of New Wine into Old Wine-
skins; the Metamorphosis of the Rivers and Har-
bors Act of 1899,’’ 33 U. Pitt. L. Rev. 483 (1972) .. 7

8 Comm. Tee. GUGG CRBBR). onc nnn ccc cccccccssccess 9
$3 Cong. Bec. 2306 (1GBB) . 2... cnc cccccwcceesece 9°
1 Environment Reporter, Current Developments, 567.. 13
2 Environment Reporter, Current Developments, 1487 33
3 Environment Reporter, Current Developments, 793

eS Bee ee er rere eee ome 32, 38
Hearings on Water Pollution Control Legislation—
1971 (Oversight of Existing Programs) before the
House Committee on Public Works, 92d Cong., Ist
RS eee te ee me re rp ea oer pe 11, 14, 15
H. Doc. No. 293, 54th Cong. 2d Sess. .............. 9
H. Doc. No. 392, 77th Cong., Ist Sess. .............. 37
National Water Commission, Review Draft of Report
Bt et: | rere yr ree 16
21 Opinions of the Attorney General 305 ............ 10
Rodgers, Industrial Water Pollution and the Refuse
Act: A Second Chance for Water Quality, 119 U.
ee ei ee er ere eee 12, 26, 30

vi

Sandler, The Refuse Act of 1899: Key to Clean Water,
58 A. B. A. Journal 468 (1972) ................ 26, %
U. S. Department of Justice, Guidelines for Litigation
Under the Refuse Act (1970), 1 Environment Re-
porter, Current Developments, 288 (1970) ........ 7

_

IN THE

Supreme Court of the Anited States

Ocroser Term, 1972.

No. 72-624

UNITED STATES OF AMERICA,
Petitioner,
vs.

PENNSYLVANIA INDUSTRIAL CHEMICAL —

CORPORATION,
Respondent.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE THIRD CIRCUIT.
~,

—

BRIEF AMICUS CURIAE ON BEHALF OF THE
CHAMBER OF COMMERCE OF THE UNITED STATES
OF AMERICA.

INTEREST OF THE AMICUS CURIAE.*

The Chamber of Commerce of the United States is a
national association of more than 3,600 state and local
chambers of commerce and trade associations with an
underlying membership of over five million business firms
and individuals, in both metropolitan and rural areas.

* Pursuant to Supreme Court Rule 42(1), this brief is filed with

the written consents of all parties, which have been lodged with
the Clerk of the Court.

ee

2

Direct business memberships number in excess of 44,00)
with activities ranging from raw material extraction to
production of finished goods, as well as many types of
services.

The Government contends in this case that, notwith.
standing the federal water control program developed
under the Federal Water Pollution Control Act, Section
13 of the Rivers and Harbors Act of 1899 established an
absolute ban on all industrial discharges that would intro.
duce into the receiving waters any chemical, biological or
other change whatever, unless a discharge permit is first
obtained from the Secretary of the Army. As noted in the
opening paragraph of the Argument, infra, this sweeping,
all-encompassing interpretation of Section 13 would re.
quire the Court to find that every agricultural, industrial
or other private water user discharging into the nation’s
waterways has been operating in violation of federal crimi-
nal law throughout the 20th century.

Many members of the Chamber have made expenditures
of substantial time, technical effort, and financial resources
to comply with the nationwide program for water pollt-
tion abatement and control developed during the past dee-
ade pursuant to the Federal Water Pollution Control Act.
That program could be destroyed if the Government's
contentions in this case were adopted. In order to present
its views on questions of vital public concern of this char-
acter and magnityde, the Chamber has participated as
amicus curiae in“ number of instances in both this Court
and the lower federal courts, including one of the principal
cases relied upon by the Chamber in the case at bar, namely,
The Boys Markets, Inc. v. Retail Clerks’ Union Local 770,
398 U. S. 235 (1970).

-

QUESTION PRESENTED.

Does Section 13 of the Rivers and Harbors Act of 1899
(33 U. S. C. § 407) provide an absolute prohibition against
the discharge of all process, cooling or drainage water into
navigable waters or tributaries (except that flowing from
public streets and sewers), unless a discharge permit is
first obtained from the Secretary of the Army?

SUMMARY OF ARGUMENT.

It is the position of amicus, Chamber of Commerce of
the United States of America, that, for the reasons men-
tioned below and more fully developed in the Argument
following, the discharges of all process, cooling and drain-
age water into the nation’s waterways are regulated under
the Federal Water Pollution Control Act, not Section 13 of
the 1899 Act, and this construction does not impair the
authority of the Secretary of the Army to maintain naviga-
tion under the latter Act.

The legislative history of Section 13, which was one
section of a compilation of prior statutes adopted to pro-
tect the navigational interests of the federal government,
supported by its interpretation and administration by
the executive branch of the government for 70 years, shows
that Section 13 was intended to be a navigation, and not
a pollution control, statute.

Moreover, commencing with the adoption of the Federal
Water Quality Act of 1965 and the subsequent amendments
of the Federal Water Pollution Control Act, Congress

4

made it clear beyond doubt that discharges relating to
the control and abatement of water pollution were to be
regulated under those statutes, and not under the Rivers
and Harbors Act of 1899. Construing the older navigation
law with the later pollution law in this fashion gives the
fullest possible effect to the central purposes of both,
thereby avoiding the irreconcilable conflict which would
result from the Government’s suggested construction of
the 1899 enactment. (See pages 24 through 30, infra.)
Of even greater portent for the future is the fact that
the Govertiment’s interpretation of the 1899 law would
emasculate the massive water control program now being
implemented throughout the country, as mandated by
Congress in the Federal Water Pollution Control Aet
Amendments of 1972.

Finally, if the 1899 law and the later control law are
not construed together in the foregoing manner, they are
so vague, arbitrary and conflicting, as applied, to be a
violation of the Fifth Amendment.

It follows, therefore, that in the case at bar, which un-
deniably involves a discharge of industrial process water,
the judgment of the District Court was in error; the order
of the Court of Appeals, to the extent that it reversed the
judgment of conviction, should be affirmed; and the case
should be dismissed.

ARGUMENT.

The Government asserts in its Brief that Section 13 of
the Rivers and Harbors Act of 1899 (hereinafter ‘‘the
1899 Act’’) provides an absolute prohibition against in-
dustrial discharges, absent a prior permit from the Sec-
retary of the Army, describing it variously as a ‘‘flat ban’’
(p. 16), a declaration of ‘‘simple absolutes’’ (p. 15), and
a “general prohibition’’ (p. 27).’ In this case the ‘‘flat
ban’’ is only sought to be invoked against industrial water
users, but there is nothing in Section 13 that limits its
application to industries. By its terms the section applies
to discharges ‘‘. .. from the shore, wharf, manufacturing
establishment, or mill of any kind . . .’”’ (Emphasis added.)
The words ‘‘industry’’ or ‘‘industrial’’ appear no place
in the section, and the legislative history of the 1899 Act
and its statutory antecedents clearly shows that the prac-
tices and abuses intended to be proscribed were not limited
to the activities of those engaged in industry. Indeed, it
would be absurd to determine the lawfulness of a discharge
by the vocation of the party making it.

1. This ‘‘no discharge’’ argument has been used by the Depart-
ment of Justice in other so-called Refuse Act suits. In a pending
ease in the Northern District of Indiana, United States v. United
States Steel Corporation, Civil No. 71 H 52, in answering de-
fendant’s interrogatories the Government has defined ‘‘refuse
matter’’ as including: ‘‘all substances and pollutants (including
heat or the absence thereof) which when introduced into water or
a solution in which water is the solvent, are (1) totally foreign to
that water or solution, or (2) increase the amount or concentra-
tion of such substances or pollutants (other than water) in that
water or solution, or (3) cause a significant ecological disturbance
in the receiving water or solution.’’

#

SECTION 13 OF THE RIVERS AND HARBORS AOT OF ign
(33 U. 8. 0. § 407) DOES NOT APPLY TO THE DISCHARGES
OF THE RESPONDENT CHALLENGED IN THIS Cage

The 1899 Act was enacted to protect the navigable capac.
ity of the nation’s waterways and not as a pollution con.
trol measure in the modern context. It would be ludicrons
to attribute to a 19th century Congress, as Mr. Justice
Harlan once observed, an intent to establish forthwith
‘fan absolute standard of purity which not only bore no
relation to the prevailing practice of sewage disposal’ at
the time, but also is impossible to achieve even under
present day technology.’’ United States v. Republic Steel
Corp., 362 U. S. 482, 506 (1960). We shall not burden the
Court by inclusion of quotations from respected scientific
experts to support the self-evident fact that the extent
and complexity of the ecological problems of the 1970's
about which all of us must be concerned were not even
suspected in the 1890’s and are not fully understood by
some even today.

A. Legislative History and Contemporaneous Construc-
tion of Section 13 of the 1899 Act When and After It
Was Enacted Show It Was Not Intended to Apply to

Discharges Having No Effect Upon Navigation.

The 1899 Act was enacted as a compilation of earlier
statutes for the protection of the navigability of the
nation’s rivers, harbors, and other interstate water-
ways. Its legislative history clearly establishes that
the purpose of the Act was the furtherance of navigation
and the avoidance of considerable expense then being im-
posed upon the federal government in dredging the rivers
and harbors of the United States which were becoming

_ ——

7

obstructed by intentional dumping of garbage, dredgings,
and other kinds of solid wastes. Much of this history was
set forth in Justice Harlan’s dissenting opinion in United
States v. Republic Steel Corporation, 362 U. S. 482, 493
(1960) and was touched upon by Justice Douglas in United
States v. Standard Oil Company, 384 U. S. 224, 230 (1966).
A thorough treatment of the legislative history of the
relevant acts is found in Comment, ‘‘Discharging of New
Wine into Old Wimeskins; The Metamorphosis of the
Rivers and Harbors Act of 1899,’’ 33 U. Pitt. L. Rev., 483,
494-508 (1972).

The series of enactments which resulted in the Rivers
and Harbors Act of 1899 were prompted by the decision
in Willamette Iron Bridge Co. v. Hatch, 125 U. 8. 1 (1888),
which held that there is no federal common law protect-
ing the navigability of the nation’s waterways.

The first congressional enactment concerning discharges
in navigable waters was designed to protect New York
Harbor and was adopted in 1886, the relevant section of
which appears as a historical note, 33 U. S. C. A. § 441
p. 170 (1970). This statute was superseded by the Act
of June 29, 1888, now appearing as Title 33 U.S. C. § 441,
which prohibits the discharge into the harbor of New
York (and into other harbors later added), of ‘‘refuse,
dirt, ashes, cinders, mud, sand, dredgings, sludge, acid
or any other matter of any kind, other than that flowing
from streets and sewers, and passing therefrom in liquid
state.’?

Legislation of general application to all of the nation’s
waters was first enacted in 1890. Section 13 of the 1899
Act (now § 407 of Title 33 U. S. C.) was preceded by § 6
of the Rivers and Harbors Act of September 19, 1890 (26
Stat. 453) and §6 of the River and Harbors Act of Sep-
tember 18, 1894 (28 Stat. 363). The former provision, some-

8

times referred to as the ‘‘Dolph’’ bill, enacted ‘in 189,

provided :
‘‘that it shall not be lawful to cast, throw, i or
unload ... from or out of any ship,...or.
facturing establishments, or mills of any kind pre;
ever, any ballast, stone, slate, gravel, earth, rubbish,
wreck, filth, sludge, edgings, sawdust, slag, cinders,
ashes, refuse, or other waste of any kind, into any
port, road, roadstead, harbor, haven, navigable river,
or navigable waters of the United States which shall
tend to impede or obstruct navigation, or to deposit or
place, or cause, suffer or procure to be deposited or
placed, any ballast, stone, slate, gravel, earth, rubbish,
wreck, filth, sludge, edgings, sawdust, or other waste
in any place or situation on the bank of any navigable
waters where the same shall be liable to be washed
into such navigable waters either by ordinary or high
tides, or by storms or floods, or otherwise, whereby
navigation shall or may be impeded or obstructed,”
(Emphasis added.) 26 Stat. 453.

It further provided that such discharges might be allowed

in places where they did not interfere with navigation.

The purpose of the 1894 Act was to aid in the enforce-
ment of the 1890 statute quoted in part above, by provid.
ing for im rem actions against vessels discharging in viola-
tion of its terms, borrowing from the provisions in the
New York Harbor Act of 1888. During debates preceding
passage of the 1894 Act, one of the members of the House
Rivers and Harbors Committee, who was also the floor
manager of the bill, in response to a contention that his
committee had no business adding regulatory provisions
to an: appropriation bill, said the committee’s jurisdiction
covered protection of navigation channels and protection
against shore erosion, and concluded by asserting:

‘‘and certainly it covers the questions of the filling up

of the navigable waters by deposits made in harbors
or in rivers, and of the establishment of harbor lines,

cap SP Ug aia ta iu na nn as esearch

9

matters which relate strictly to the improvement and
maintenance of navigation.’’ (Emphasis added.) See

26 Cong. Rec. 4358 (1894).

These precursors of Section 13 of the 1899 Act were
compiled and codified by the Secretary of the Army and
the Corps of Engineers by direction of Congress in H. Doc.
No. 293, 54th Cong., 2d Sess. (Feb. 15, 1897). Section 5 of
the draft legislation proposed in that report became Sec-
tion 13 of the 1899 Act, the section under which the prose-
cution of PICCO was undertaken. The notable change of
the redraft was the deletion of the long lists of substances
specified in the 1890 version in favor of the general term
“refuse matter of any kind or description’’. The phrase,
“which shall tend to impede or obstruct navigation’’ which
appeared in the 1890 act quoted above was omitted in the
first portion of the codification, though navigation and
anchorage were repeatedly referred to throughout the new
section. For the reasons set forth below, the phrase was
either considered unnecessary or was inadvertently omitted,
unless it is concluded that the compilers intended to per-
petrate a fraud upon the Congress. In the debates before
the Senate, Senator Frye, the Chairman of the Senate
Rivers and Harbors) Committee, offered the bill as an
amendment to the annual Rivers and Harbors Appropria-
tion Act. It was suggested that the Clerk dispense with
the reading of it because:

“Tt was referred to a subcommittee of the Committee
on Commerce, and they examined it very carefully and
found it to be entirely correct and in accord with the
statutes now in existence, only scattered, as I said

before, from the beginning of the statutes down
through to the end .. .’’ 32 Cong. Rec. 2296 (1899).

When one of his colleagues asked Senator Frye ‘‘whether
there is any change made in the existing law by the amend-
ments?’’, Senator Frye assured his colleagues that no
changes were made, and said: ‘‘It is a compilation.’’ 32
Cong. Rec. 2296 (1899).

10

In passing this Act, Congress could only have intended to
exercise those powers it deemed itself to possess. In inter.
preting §6 of the 1894 Act (which later became the first
clause of what is now Section 13) the Attorney General
of the United States stated unequivocally that the power
of Congress was limited to the protection of navigation,
In this opinion, 21 Opinions of the Attorney General 305,
the Attorney General was asked by the Secretary of War
whether the War Department was required to act on a
request for permission to dump mine tailings into a nayi-
gable water when, in the Secretary’s opinion, such dumping
would not affect navigation but could adversely affect fish,
wildlife, and scenery. The Attorney General responded
that it was the duty of the Secretary of War to act upon
the permit, and when in his opinion navigation would not
be adversely affected, the permit was to be granted re.
gardless of other effects, since the latter were not within
the power of the Secretary to consider.

An examination of the legislative history and back.
ground of the Rivers and Harbors Act of 1899 compels the
conclusion that it was limited strictly to the protection
of navigation, the works of navigation, and navigable ca-
pacity. As stated in Guthrie v. Alabama By-Products (Co.,
328 F. Supp. 1140, 1145 (N. D. Ala. 1971), aff’d. 456 F. 2d
1294 (5th Cir. 1972), cert. den., 41 U.S. L.W. 3442 (Feb. 20,
1973), a civil action by private parties seeking damages
and injunctive relief under the 1899 Act for alleged water
pollution :

‘‘This court concludes that the purposes and extent
of the Rivers and Harbors Act was to assist the fed-
eral government in insuring that our navigable water-
ways remain free of obstructions and to protect the
special interest in freedom from such obstructions of
those who use the nation’s waterways for purposes
of navigation.’”

2. In Guthrie the plaintiffs-appellants in the courts below filed
& petition in this Court for a writ of certiorari (No. 71-1672).
Responding to the Court’s request to express the Government's

lr cg gr ke ee eal

“ E

11

In support of its contention that Section 13 was in-
tended to deal with pollution as well as navigation the
Government in reply may allude to statements made by
one of the compilers of the 1899 Act, Judge G. W. Koonce.
(Lecture by Judge G. W. Koonce, O. C. E., before the
Company Officers Class of the Engineer School, Fort
Humphreys, Virginia, April 23, 1926, as reported in ‘‘ Water
Pollution Control Legislation—1971 (Oversight of Exist-
ing Programs),’’ Hearings before the H. Comm. on Pub.
Works, 92d Cong., 1st Sess., 284 (hereinafter cited as ‘‘the
Oversight Hearings’’.) This amicus has no disagreement
with Judge Koonce’s assertion that the Government need
not stay its hand until actual injury to navigation has
occurred. It is potential as well as past injury to or inter-
ference with the navigational interest that is proscribed.
But that is a far cry from the present contention that dis-
charges of industrial process and cooling water having no
conceivable adverse effect upon navigable capacity were
intended to be covered by the Act. Judge Koonce did not
suggest that he considered the thousands of such dis-
charges, then going on continuously without any permits,
were in violation of the Act.

B. The Express Language of Section 13 and Its Long
History of Administration by the Executive Depart-
ment Demonstrate That It Is a Navigation Statute.

A careful reading of the entire text of Section 13 makes
it apparent that all portions of it are directly concerned
with navigation, as distinguished from pollution control.
The first portion of the section deals with material ‘‘other
than that flowing from streets and sewers and passing
therefrom in a liquid state’’ discharged directly into any
views about the case, it is interesting to note that the Department
of Justice filed a brief earlier this year recommending denial of

y writ. The petition was later denied by the Court on February
, 1973.

, &

12

navigable water or into any tributary from whence it shal]
float or be washed into such navigable waters. This clause:
clearly refers to that type of material which may haye
an effect on navigation. The second portion which deals
with indirect discharges concludes with the words ‘‘ where.
by navigation shall or may be impeded or obst ”,
The third portion excepts improvements in navigation from
the operation of the section. In the fourth: portion, the
Corps of Engineers is given authority to grant permits for
dumping but only when the Chief of Engineers finds that
‘‘anchorage and navigation will not be injured thereby”,
The only criterion to be applied to the granting of permits
for discharges is that the discharge is not to interfere with
‘‘anchorage and navigation.’? The purpose, scope, and
structure of this statute are geared to the protection of
navigation and not to the problem of pollution.*

Throughout its history up to the issuance of Executive
Order 11574 by the President directing the establistiment
of the ‘‘Refuse Act Permit Program’’ in December of
1970, Section 13 was not applied by the executive branch
to discharges of the type here involved, i.e., industrial
process water discharges resulting from the use of water
and consequent chemical and other changes effected by
that use. The Government concedes that only four permits
were ever issued for such discharges, and three of those
were a part of the settlement of the litigation in United
States v. Republic Steel Corporation, 362 U. S. 482 (1960).

3. The ‘‘semi-colon argument,’’ namely, that direct —
prohibited are not limited to those affecting navigation

the words ‘‘whereby navigation shall or may be impeded or ob-
structed’’ appear following the references to indirect discharges,
would require treatment of the first portion of the section as
though it were a separate section, rather hon he of four portions
of a whole. Moreover, even Professor Rodgers, a leading spokes-
man for judicial expansion of the section and frequently referred
to in the Government’s Brief, is candid enough to admit that such
a distinction is ‘‘scientifically indefensible.’’ Rodgers, Industrial
Water Pollution and the Refuse Act: A Second Chance for Water
Quality, 119 U. Pa. L. Rev. 761, 779 (1971).

13

(Government Brief, page 28, footnote 30) It is signifi-
cant that these permits deal primarily with the allocation
of costs of dredging flue dust from a river among the
three defendants and the Government, because of their
impairment of navigation, and do not purport to prohibit
such discharges.

Indeed, the Government admits that the Corps of Engi-
neers in its published regulations and administration of
Section 13 treated it as a navigation statute for nearly 70
years. (Government Brief, pp. 11, 29) When the regula-
tions were amended in 1968, they again made clear that
the administrative interpretation of the Act was that it
did not apply to the discharge of industrial process and
cooling water. The new regulations noted that while Sec-
‘tion 18 authorizes the Secretary of the Army to issue
permits for discharges to navigable waters, and that it
had been so used from time to time, ‘‘it is considered pref-
erable to act under Section 4 of the Rivers and Harbors
Act of 1905 (33 Stat. 1147, 33 U. S. C. § 419).’’ (33 C. F. RB.
§ 209.200(c)(2)) Thus the 1899 Act was interpreted to
provide for the establishment of dumping grounds for solid
wastes, making no mention of discharges of industrial
process water which was obviously not covered by the
“dumping ground’’ provision.

It was only after the issuance on December 23, 1970 of
Executive Order 11574 (35 F. R. 19627), directing the
establishment of the ‘‘Refuse Act Permit Program’’, with
out any change whatsoever in the statute itself by Con-
gness, that the Corps dutifully discovered that Section 13
applies to industrial process and cooling water. Robert E.
Jordan, IIT, General Counsel of the Army and Special
Assistant to the Secretary of the Army for Civil Func-
tions, in a statement before the Conservation and Natural
Resources Subcommittee on Government Operations on
September 17, 1970 (1 Environment Reporter, Current
Developments, 567) said:

14

_ “Earlier this year, in testimony before the Subcom
mittee on Energy, Natural Resources and Environ.
ment of the Senate Commerce Committee, I announead
a policy of the Department of the Army to
33 U. 8. C. 407—the so-called Refuse Act—against
‘those discharging into navigable waters, by
permits for such activity. I noted then that De-

partment of the Army’s current permit program was
an implementation of Section 10 of the Rivers and
Harbors Act of 1899 (33 U. S. C. 403) and that, his.
torically, we have not had a formal permit program
implementing Section 13 of the 1899 Act.’’ (Emphasis
added.)

Further corroboration is provided by the statement of
Brig. Gen. Richard H. Groves, Deputy Director of Civil
Works, Office of the Chief of Engineers, Department of
the Army, on Thursday, June 3, 1971, in the Oversight
Hearings at 263-264. He stated:
‘“*‘The Refuse Act contained provisions allowing the
issuance of permits for the discharge or deposit of
refuse matter under conditions prescribed by the See-
retary of the Army. This particular permit authority
had never been used, since other sections of the 1899
Act provided adequate authority for controlling activi-
ties which might adversely affect navigation and the
navigable capacity of our waterways.’’ (Emphasis
added.)

In other words, prior to December of 1970 there had never

been a program applicable to the discharges which are

the subject of the appeal now before the Court.

The foregoing interpretation, which is consistent with
the complete absence of a permit program for the dis-
charge of process water from industrial outfalls prior and
subsequent to the Republic Steel case, clearly establishes
that the officials charged with the interpretation of the
section did' not believe’ that it applied to the discharges
which are the subject of this prosecution.

15

It is established that regulations have the force of law
(Belden v. Chase, 150 U. S. 674, 698 (1893) ; Shell Petro-
leum Co. v. Peschken, 290 F. 2d 685 (3rd Cir. 1961)) and
that courts should give great weight to long-standing and
consistent formal administrative interpretation by the
agency charged with administering legislation (Udall v.
Tallman, 380 U. S. 1, 15 (1965)). Therefore, the adminis-
trative interpretation of Section 13 of the 1899 Act, which
was never challenged or corrected by Congress, should be
considered determinative of its true meaning. It estab-
lishes that Section 13 does not apply to discharges of the
Respondent involved in this appeal.

Indeed, the fact that there had never been a permit pro-
gram, formal or otherwise, administered by the Corps of
Engineers or the Secretary of the Army seems to have
been known to everyone but the Department of Justice.
as observed in PICCO’s brief opposing the petition for a
writ of certiorari. Attempting to explain away Mr. Ruckel-
shaus’ admission that there was no permit program prior
to 1971 (see pages 3 and 4 of PICCO’s brief in opposi-
tion to the petition), as being attributable to unfamiliarity
with past practice displays a surprising lack of candor on
the part of the Government.‘ The disingenuous suggestion
that there had been some kind of informal regulatory
permit program during the 70 years following passage of
the 1899 Act reappears in the Government’s Brief on the
merits. (See p. 10)

The inference is that the Corps of Engineers and the
Department of the Army and, in later years, the Environ-
mental Protection Agency, were misinformed in concluding
that Section 13 was intended to apply only to discharges

4. Mr. Ruckelshaus has distinguished company if he was unin-
formed on this matter. John R. Quarles, Jr., General Counsel of
the EPA, on June 2, 1971, explained why there was no such pro-
gram, saying: ‘‘The Refuse Act was enacted in 1899, and was
never regarded as applying to water quality discharges until quite
recently.’’ (Oversight Hearings, 208)

16

tending to affect navigation, and, further, that water users
should have known of this error and requested permits
from the Corps and the Secretary of the Army. In fair.
ness to those officials it should be pointed out that no other
agency in the executive branch of the federal gov
including the Department of Justice itself, appears to have
taken any steps to prosecute the thousands of water users
who have been violating federal criminal law throughout
the 20th century, if the 1899 Act is a pollution contro] act,
as the Department of Justice now contends.

©. The Judicial Construction of Section 13 Confirms This
Administrative Interpretation.

1. Decisions of This Court Do Not Support the Government's
Present Contention.

The attempt to expand Section 13 into a pollution con-
trol statute must rest upon two cases decided by this Court,
United States v. Republic Steel Corp., 362 U. S. 482 (1960)
and United States v. Standard Oil Co., 384 U. S. 224 (1966).
Those cases neither hold, nor, when fairly read, support
the argument that all industrial process and cooling water
discharges (described as ‘‘industrial waste’’ in the Govern-
ment’s Brief) are unlawful, absent a prior discharge per-
mit. It is a technological impossibility to utilize water for
any purpose and return it with precisely the same levels
of chemical and other constituents and at precisely the
same temperature as the receiving waters into which the
discharge flows.®

5. As the National Water Commission has observed in the Re-
view Draft of its Report to Congress: ‘‘The danger of a no
discharge policy lies not merely in its conceptual unsoundness, but
in its potential for doing long-term harm to the pollution control
effort. Like other oversimplified solutions to complex social
problems, the no discharge policy holds out a promise of clean water

st cannot redeem.’’ Review Draft of Report of the National Water
Commission at p. 4-6 (November 1972.) (Emphasis added.)

<i

7.

It must also be recognized that both Republic Steel and
Standard Ow dealt with discharges made prior to the
enactment of the Water Quality Act of 1965, in which Con-
gress established a regulatory program dealing with water
pollution control. (See Point Il, infra) Both cases arose
before there had been any suggestion that the 1899 Act
might be considered a pollution control measure in a mod-
ern context. Furthermore, language in Standard Oil seized
upon by the Government in this appeal was not known to
Congress when the 1965 Act was adopted, because the de-
cision came in the following year.

Republic Steel was a civil action based upon Section 10
of the 1899 Act (33 U. S. C. § 403) which prohibits the
creation of obstructions to navigation. Section 13 was
involved only to the extent that the defendants contended
that even if it were assumed that the suspended solids
being discharged constituted an obstruction to navigation,
such discharges were legal under Section 13, which ex-
cepts discharges ‘‘flowing from streets and sewers and
passing therefrom in a liquid state.’’ The Court held
that the discharges were not within the exception, and in
doing so relied on the administrative interpretation re-
quiring removal of solids from a river which, through
build-up on the bottom, had obstructed navigation. 362
U. S. 482, 490 (1960). The Court did not consider in that
decision whether discharges which did not create an actual
obstruction to the navigable capacity of a river were il-
legal under either Section 10 or Section 13 of the 1899 Act.

The parties in Republic Steel, the Government included,
thought they were dealing with a statute designed to pro-
tect against potential injury to navigable capacity, not
a pollution control measure. At pages 16 and 17 of its
petition for a writ of certiorari in Republic Steel the
Government stated:

‘We are not dealing here with a statute aimed at the
prevention of ordimary pollution, but with prohibi-

18

tions against interference with navigation and the
policy of Congress, unchanged since 1899, of com.
pelling riparian owners and users of navigable streams
to bear the burden of eliminating any injury to navi.
gable capacity their use may produce.’ (Emphasis
added.)
At page 34 of its Appellant’s Brief the Government in.
formed the Court:
‘‘The problem of pollution of streams, navigable or
non-navigable, has no direct bearing on the present
case, which is addressed to the obstruction of navi
gable capacity.’’ (Emphasis added.)

Further, Standard Oil held only that commercially valn-
able gasoline could constitute ‘‘refuse matter’’ when intro-
duced into a navigable water from whence it could not be
recovered. The matter was presented on a stipulation of
facts which established that there had been a single acci-
dental discharge of commercially valuable gasoline into
the St. Johns River because a shut-off valve at dockside
had been left open and that this was the only discharge
‘involved. The case was briefed and argued before the
Court on the sole issue of whether the commercially valu-
able nature of the gasoline made it something other than
refuse matter. On the record before the Court, there was
no need to consider whether all industrial process and
cooling waters flowing into the nation’s waterways are
prohibited as being ‘‘refuse matter’’ intended to be pro-
scribed by Congress in 1899 and it was not so considered.
The Court examined the legislative history of the Act and
its statutory antecedents which established that the com-
mercial value of the material discharged had never been
taken into account in determining what was to be banned,
but, rather, that the substances enumerated in the statute
appeared all to be of such nature as would cause an actual
obstruction or danger to navigation.

Transformation of Section 13 into a pollution control
statute must be based entirely upon usage of the term

—_ eeimnigarenreeeseereeeescoreep mmr nent Rite

19

“pollution”? by the majority in Standard Ou, principally
the assertion that: ‘‘The word ‘refuse’ includes all for-
eign substances and pollutants apart from those ‘flowing
from streets and sewers and passing therefrom in a liquid
state’.’’ 384 U. S. 224, 230. (Emphasis added.) But the
question of whether Section 13 applies to discharges having
no effect upon navigation had not been put in issue. There-
fore, even if the emphasized words were construed as the
Government contends, it is undeniably clear that they are
dicta. Moreover, such an expansive interpretation over-
looks other assertions in the majority opinion that the
presence of gasoline in navigable waters is a menace to
navigation. 384 U. S. at 226.

2. Decisions of the Courts Below Are Inconclusive on the
Navigation Question.

Two cases in the Second Circuit exemplify the confusion
on the issue. United States v. Ballard Oil Co. of Hartford,
195 F. 2d 369 (2nd Cir. 1952) is cited by the Government
in support of the contention that the criminal sanction of
Section 13 is not limited to discharges that might impede
or obstruct navigation. (Government Brief, p. 16) Ballard
Oil held that the negligent pumping of 6700 barrels of
heavy fuel oil from a tanker into a river violated Sec-
tion 13. No one would contend that such a discharge, de-
scribed as ‘‘a black tarry looking mass’’ being ‘‘one inch
thick on top of the water,’’ would not impede or adversely
affect navigation. Moreover, neither the ultimate purpose of
the section nor the effect of the discharge upon navigation
was in issue. The Court merely said the district court’s
finding that the discharge affected navigation did not compel
the conclusion that the defendant had been convicted of
violating the second clause of Section 13 instead, of the
first. On the other hand, in the later case of Nicroli v. Den
Norske Afrika-Og Australielinie, etc., 332 F. 2d 651 (2nd
Cir. 1964), the defendant argued that Section 13, and a

20

section of an Act of 1888 concerning New York harbor

now in 33 U. S. C. § 441, prevented a shipowner from

hosing spilled sugar off the deck of a ship into the harbor,

After examining the statutes the Second Circuit concluded

at page 655:
‘*Though the statutory language is broad, the purpose
of these statutes is to prevent the discharge of matter
which will clog or obstruct the harbor or other navi
gable waters.’’ (Emphasis added.)

The Government has frequently cited United States y,
Esso Standard Oil Co. of Puerto Rico, 375 F. 2d 621 (3rd
Cir. 1967) in support of its argument. That case also
involved a discharge of oil, this time on the shore from
which it flowed into the ocean by gravity. The only issue
was whether the point of discharge was too remote from
the water to support a conviction. The Court’s recits.
tion of the agreement of the Government and the defend.
ant, incorporated in a stipulation of the parties to expedite
the trial, that the discharge did not impede navigation
cannot be treated as an adjudication of that question.

“Only in La Merced, 84 F. 2d 444 (9th Cir. 1936) could it
be said that a Court of Appeals has held that the effect
of a discharge upon navigation is irrelevant. However,
La Merced was an admiralty action against a vessel from
which oil was ‘‘thrown, discharged and deposited’’ in a
lake while at anchor (84 F. 2d 444), as distinguished from
process or drainage water discharges. Moreover, the
court did not consider the legislative history of the 1899
Act. Admittedly, commencing with United States v. In
terlake Steel Corporation, 297 F. Supp. 912 (N. D. I.
1969) a number of district courts, without full considera-
tion of either the legislative history or purpose of Section
13, or the absence of a viable permit program, and with-
out manifesting full understanding of the purpose of the
Federal Water Pollution Control Act, or the impossibility

21

of complying with the Government’s distortion of Section
13, have held in favor of the Government’s position.*

Arrayed against these cases, however, are numerous
decisions involving civil actions for alleged violations of
Section 13 in which Courts of Appeals and district courts
have held that the purpose of Section 13 was to protect
navigation. United States v. Bigan, 274 F. 2d 729 (3rd
Cir. 1960); Guthrie v. Alabama By-Products Co., 328 F.
Supp. 1140 (N. D. Ala. 1971), aff’d. 456 F. 2d 1294 (5th
Cir. 1972), cert. demed, 41 U. S. L. W. 3442 (Feb. 20, 1973) ;
Chambers-Liberty Counties Navigation District v. Parker
Brothers & Co., 263 F. Supp. 602, 607 (S. D. Tex. 1967).

Il.

SECTION 13 OF THE 1899 ACT AND THE FEDERAL WATER
POLLUTION CONTROL ACT MUST BE CONSTRUED TO-
GETHER 80 AS TO GIVE THE FULLEST POSSIBLE EF-
FECT TO THE CENTRAL PURPOSES OF BOTH.

There are some who contend that if Section 13 of the
1899 Act does not apply to industrial process and cooling
water, those discharges are, in reality, free of control.
This is demonstrably not true. In some instances it stems
from misunderstanding the full thrust and reach of the
Federal Water Pollution Control Act (33 U. S. C. §§ 1151,
et seq., hereinafter ‘‘the Control Act’’) and especially

6. The recent case of United States v. Granite State Packing
Co., 470 F. 2d 303 (1st Cir. 1972), involved animal wastes that
could adversely affect navigation and the defense rejected by
the Court was that the discharge went into a municipal sewer
system, not directly into the river. This was a fact issue. How-
ever, the Court went on to brusit. aside the defendant’s claim
that if there were no administrative procedures whereby it could
have obtained a permit, the statute is unconstitutional. The de-
cision contains nothing to indicate that the court considered the
consequences of treating Section 13 as an absolute prohibition.
We have only the Court’s ipse dixit that the statute ‘‘forbids
certain conduct, with exceptions’’ (whatever they are), and thus
the decision has little precedential value.

§ 1160 together with other changes made by the Water
Quality Act of 1965, described imfra. Contrary to the
implication in the Government’s Brief at pages 10 and %
the Control Act does not provide for a State-controlled
program with little or no federal control over the formula.
tion or enforcement features. The 1965 amendments to
the Control Act make this implication totally unwarranted,
Section 10 of the Control Act (33 U. S. C. § 1160), as
rewritten in the Water Quality Act of 1965, created a
comprehensive program for the control of water pollo.
tion in the nation’s waterways. In general, it provides
for establishing water quality standards and implementa.
tion plans for the nation’s interstate waters. The States,
pursuant to the specific directions of Congress, are given
the first chance to formulate these standards and plans
for implementation (§ 1160(c)(1)), which are then sub.
mitted to the Federal Environmental Protection Ageney
for its approval. If the Administrator of EPA approves
them, they become the federal standards for those water.
ways. If he does not, a Hearing Board is appointed to
set the standards. If industrial and other water users
subject to the standards and implementation plans do not
abide by them, they are subject to enforcement measures,
including suits to be brought on behalf of the United
States by the Attorney General in the manner and cir-
cumstances provided by § 1160(c)(5) and § 1160(g)(1)
and (2) of Title 33 U.S.C. A brief history of the Control
Act will explain much of the confusion that has arisen
concerning its paramount place in water quality control
and will make clear the necessity for accommodation with
the 1899 Act.’

7. The suggestion at page 20 of the Government’s Brief that
the federal government has no court enforcement power under the
Control Act except as to ‘‘interstate waters’’ is misleading. Pollu-
tion of all navigable waters is subject to abatement under the con-

ference procedures provided in §§ 1160(d), (e) and (f). If the
federdl authority is dissatisfied with the abatement program, the

A. History of the Federal Water Pollution Control Act.

The original Control Act (62 Stat. 1155-1161) was en-
acted in 1948. It was désigned primarily to encourage
state and local water pollution control, provide for federal
cooperation and focus public attention on particular water
pollution problems through a process of conferences, but
it was not a comprehensive water quality control program.

The Act was amended in 1956 so as to expand greatly
the power of the federal government over the pollution of
interstate waters, but it still did not assume the all-encom-
passing scope of the present statute. Section 8 of the
1956 Act (now Title 33 U. S. C. § 1160) provided for the
convening of conferences to determine the existence of
pollution (§ 1160(d)), notice to state agencies to take the
necessary action to abate the pollution (§ 1160(e)), public
hearings if the state agency fails to take adequate action
to abate the pollution (§ 1160(f)), and, finally, if adequate
action has not been taken within the time allowed follow-
ing the hearing, court action at the request of the Secre-
tary of Health, Education and Welfare,® in the case of
pollution endangering the health or welfare of any person,
the sole qualification being that, if the only persons al-
leged to be endangered and all the alleged contributors
to the pollution are located in one state, the Governor of
that state must consent to filing the suit (§ 1160(g)).

In 1961 the Act was amended to cover navigable as well

Attorney General is authorized to bring a suit on behalf of the
United States to secure abatement pursuant to §1160(g). The
reference to ‘‘interstate waters’’ applies only to alleged viola-
tion of water quality standards established under § 1160(c).

8. Functions under the Control Act were transferred to the
Secretary of the Interior, pursuant to Reorganization Plan No. 2
of 1966. (31 F. R. 6857) Later all functions vested in the Secre-
tary or Department of the Interior by the Control Act were trans-
ferred to the Administrator of the Environmental Protection
Agency by Reorganization Plan No. 3 of 1970. (35 F. R. 15623)

uA

as interstate waters, but the amendments did not mate.
rially change the conference, hearing and notice pro
cedures which were provided for in the 1956 amendments,
In 1965, however, the Control Act was transformed from
a cumbersome program, geared in substantial degree to
state initiation, into a comprehensive federal program of
regulation and enforcement, The Water Quality Act of
1965, Pub. L. 89-234, 79 Stat. 903, changed the first section
of the Control Act (now § 1151(a) of Title 33) to provide:
“The purpose of this act is to enhance the quality and
value of our water resources and to establish a ug.
tional policy for the prevention, control, and abate.
ment of water pollution.’’ (Emphasis added.)
More significantly, the 1965 amendments provided for
adoption of federal water quality standards and imple.
mentation plans for all interstate waters within the United
States. Title 33 U. S. C. § 1160(c)(1) gave initially to the
States the opportunity to formulate the standards for the
waters within their jurisdictions but stated that, ‘‘If the
Secretary determines that such State criteria and plan are
consistent with paragraph (3) of this subsection, such
State criteria and plan shall thereafter be the water quality
standards applicable to such interstate water or portions
thereof.’’ (Emphasis added.) If the States failed to
formulate standards meeting the federal requirements, the
Secretary of Health, Education and Welfare (now the
Administrator of the Environmental Protection Agency,
see footnote 8, supra) was empowered to promulgate such
regulations. (§ 1160(c)(2)) The implementation plans
adopted pursuant to the 1965 Act consisted of treatment
or discharge guidelines, standards and timetables, They
were subject to federal enforcement undér the Act. (§ 1160
(c) (5))
Thus, in 1965 the Control Act was transformed from a
program of grants and encouragement of state efforts to

25

control water pollution, as it had originally been drawn
in 1948, into a detailed and comprehensive system of
federal regulation. There was no need at that time for -
Congress expressly to negate any parallel or conflicting
jurisdiction of the Secretary of the Army to regulate
pollution under Section 13, because neither the Secretary
nor any other federal agency at the time thought that
permits were required except under Section 10 of the 1899
Act relating to possible obstructions to navigation. (See
Statement of Robert E. Jordan, General Counsel of the
Army, supra, at page 14.)

If any additional evidence is needed that Congress in 1965
and thereafter intended to regulate discharges having an
effect upon water quality in the Control Act, it can be found
in the highly - significant addition to the water quality
standard-setting provision in § 1160(c)(3) by the Water
Quality Improvement Act of 1970 (Pub. L. 91-224, 84 Stat.
aes

. “Tn establishing such standards the Secretary [of the
Interior, later changed to the Administrator of the En-
vironmental Protection Agency], the hearing board,
or the appropriate State authority shall take into con-
sideration their use and ‘value for navigation.’’ See
33 U. S. C. § 1160(c)(3) and Historical Note following
33 U.S. C. A. § 1160.

The addition of this sentence shows that Congress intended
the Secretary of the Interior (later changed to the Admin-
istrator of the EPA) to have control over discharges affect-
ing water quality but that he should protect navigation to
the extent that the discharges might affect it. This sentence
is totally inconsistent with the Government’s contention that
the Secretary of the Army has complete control of dis-
charges of process, cooling and drainage water that are of
concern because of their pollutional effect, irrespective of
whether those discharges affect navigation.

26

B. If the Control Act and Section 13 Are Not Construed
in Pari Materia, They Are Irreconcilable.

The policy behind the federal water pollution contro}
program incorporated in the Control Act is to provide a
mechanism to consider the varying and often conflicting
uses of any given body of water or stretch of a river, to
establish priorities for such uses, to fix specific limits on
the chemical and other constituents permitted so as to pro-
tect those uses, and to force compliance with the specific
standards by suits for abatement brought by the Attorney
General. (33 U. S. C. §§ 1160(c) through (g)) The water
quality standards and implementation plans established
under the Control Act are meaningless if, regardless of how
precise and stringent they may be, any United States At.
torney has the power to prosecute every water user whose
discharge is not identical in all respects with the receiving
water.’

Even if it were assumed arguendo that Section 13 of the
1899 Act is not limited in its application to discharges di-
rectly or physically impeding navigation, it must be ad-
mitted that the central purpose of the 1899 Act was to pro-
tect the navigational interests of the United States. Cer-
tainly it is manifest that the central purpose of the Control
Act was to establish a program for the control and abate

9. As noted by the author frequently called upon by the Govern-
ment in its Brief, this construction of Section 13 is a “‘no dis
charge mandate’’ and gives the federal prosecutor ‘“‘life-and-
death leverage’’ over every water user in the nation. Rodgers,
supra, at page 816.

Another spokesman for such an absolute standard, which is to
be ‘‘ameliorated through practical application’’, urges ‘‘ Reliance
on the prosecutor to be sensible . ...’’ and at the same time con
cedes that ‘‘It is unlikely that ‘zero’ discharge can ever be
achieved.’? Sandler, The Refuse Act of 1899: Key to Clean
Water, 58 A. B. A. J. 468, 470-471 (1972). Given this absolute
interpretation it is not surprising that the Government can boast
about a high conviction rate in footnote 16 on page 18 of its Brief.

27

ment of water pollution.’ The conclusion must be that the
central purposes of the two Acts are totally irreconcilable
if the Government’s interpretation of the 1899 Act as a
complete or ‘‘general’’ prohibition is accepted.

This Court held in The Boys Markets, Inc. v. Retail
Clerks’ Union Local 770, 398 U. S. 235 (1970) that, where
two statutes enacted at greatly disparate times appear to
conflict, it becomes the task of the courts to accommodate
and reconcile the older statute with the more recent one.
The Boys Markets case involved a suit brought under Sec-
tion 301 of the Labor Management Relations Act, Title 39
U.S. C. § 185(a), and the Court upheld an injunction against
a strike in violation of a collective bargaining agreement
containing a compulsory arbitration clause, notwithstanding
the literal terms of the Norris-LaGuardia Act, Title 29
U.S. C. § 104, as well as the Court’s previous decision in
Sinclair Refinery Co. v. Atkinson, 370 U. S. 195 (1962). In
The Boys Markets, 398 U. S. 235 at pages 250, 251, the
Court stated :

“The literal terms of § 4 of the Norris-LaGuardia Act
must be accommodated to the subsequently enacted
provisions of § 301(a) of the Labor-Management Re-
lations Act and the purposes of arbitration. Statutory
interpretation requires more than concentration upon
isolated words; rather, consideration must-be given to
the total corpus of pertinent law and the policies which
inspired ostensibly inconsistent provisions. See Rich-
ards v. United States, 369 U. S. 1, 11 (1962); Mastro
Plastics Corp. v. NLRB, 350 U. S. 270, 285 (1956) ;
United States v. Hutcheson, 312 U. S. 219, 235 (1941).

* “ . . * *

10. The Department of Justice has tacitly conceded this. The
Department’s’ Guidelines for Litigation Under the Refuse Act,
issued to United States Attorneys in June, 1970, in speaking
of continuing discharges resulting from the ordinary operations
of a plant, stated that ‘‘it is precisely this type of discharge that
the Congress created the Federal Water Quality Administration
to decrease or eliminate.’’ 1 Environment Reporter, Current

Developments, 288 (1970).

28

‘‘As labor organizations grew in strength and de.
veloped toward maturity, congressional emphasis
shifted from protection of the nascent labor movement
to the encouragement of collective bargaining and to
administrative techniques for the peaceful resolution
of industrial disputes. This shift in emphasis was ao.
complished, however, without extensive revision of
many of the older enactments, including the anti-
injunction section of the Norris-LaGuardia Act. Thug,
it became the task of the courts to accommodate, to
reconcile the older statutes with the more recent ones,”
(Emphasis added.)

The Government’s contention that the 1899 Act, in effect,
supersedes the later Control Act rests in part upon a say.
ings provision that has been in the Control Act since its
original enactment in 1948, 33 U. S. C. § 1174. (Govern.
ment’s Brief, page 20) The section provides:

‘‘This Chapter [the Control Act] shall not be construed
as (1) superseding or limiting the functions, under any
other law, of the Surgeon General or of the Public
A Health Service, or of any other officer or agency of the
United States, relating to water pollution, or (2) affect-
ing or impairing the provisions of sections 407, 408,
409 and 411 to 413 of this title, or (3) affecting or
impairing the provisions of any treaty of the United
States.’’ (Emphasis added.)
The separation of the section into three separate clauses,
the first referring to water pollution laws, the second to
provisions in the 1899 Act, and the third to treaties, is
added confirmation that the Congress did not consider the
1899 Act as ‘‘relating to water pollution.’’

However, if this, too, is ignored the Court is confronted
with a classic example for the application of the doctrine of
accommodation, since there are two statutes relating to the
same subject matter that contain conflicting purposes and
provisions. Accommodation does not suggest a repeal of
one statute by the other, but a reconciliation of both so as

29

to deprive neither of meaning while preserving the essen-
tial purposes of both. As applied to this case, accommo-
dation does not involve in the slightest a diminution of the
statutory purpose of Section 13 or its historic application
because, until three years ago, it had never been applied in
a criminal prosecution for the discharge of industrial
process water.

The proper role of accommodation is described by Jus-
tice Brennan in his dissenting opinion in Sinclair Refinery
('o. v. Atkinson, 370 U. S. 195, 216 (1962) (adopted by the
Court as the correct statement of the law in The Boys
Markets and overruling the Sinclair Refinery Co. case)
where he stated:

“Of course § 301 of the Taft-Hartley Act did not, for
purposes of actions brought under it, ‘repeal’ § 4 of
the Norris-LaGuardia Act. But the two provisions do
coexist, and it is clear beyond dispute that they apply
to the case before us in apparently conflicting senses.
Our duty therefore, is to give the fullest possible effect
to the central purposes of both.’’ (Emphasis added.)

Reliance by the Court of Appeals in PICCO upon § 1174
of the Control Act as a basis for declining to define
“refuse’’? in terms of water quality standards established
under that Act suggests a misunderstanding of both the his-
tory and language of § 1174, for the reasons stated above.
While the court refused, erroneously we submit, to adopt
the defendant’s version of accommodation, it did, as it must,
recognize that in neither Republic Steel nor Standard Ow
did this Court ‘‘find that Congress intended to prohibit all
such discharges.’’ 461 F’. 2d 468, 473. The Court of Appeals
in PICCO was forced to conclude at page 473:

“There would appear to be something fundamentally
inconsistent between the program of developing and
enforcing water quality standards under the Water
Quality Act and section 407 of the Rivers and Harbors

Act, if the effect of the latter is to prohibit all dis-
charges of industrial waste into navigable waters.’’

30

Confronted with the otherwise irreconcilable statutes, the
Court was compelled to rely upon the permit program ¢op.
templated by Section 13 to make the two statutes compat.
ible. The crucial factor was the rejection of the unfounded
notion that Section 13 provides an absolute prohibition
against any industrial discharge—the so-called ‘‘no dis.
charge mandate’’ as it is described by one of the Govern.
ment’s authorities. Rodgers, supra, at page 816.

In sum, PICCO stands for the proposition that Section 13
and the Control Act must be accommodated and that Con.
gress contemplated a regulatory program supported by a
viable permit system under Section 13—because the only
alternative would be to find that virtually all of the nation’s
water users are misdemeanants operating only because the
Department of Justice has not yet chosen to prosecute them,

Amicus submits that applying the 1899 Act to those dis-
charges affecting navigation which have traditionally been
regulated under that Act, and treating the Control Act as
governing process, cooling and drainage water discharges
which affect water quality is the only way, in the words of
Justice Brennan in Sinclair Refinery Co., supra, ‘‘to give
the fullest possible effect to the central purposes of both.’™

11. The Temporary Emergency Court of Appeals recently
reconciled an apparent conflict between the Norris-LaGuardia
Act (29 U. S. C. § 101, et seg.) and the Economic Stabilization
Act of 1970 (12 U. S. C. § 1904 (note)) by holding that the
prohibition against the granting of injunctions contained in Norris-
LaGuardia must give way to the recently enacted Economic Stabili-
zation Act. McGuire Shaft and Tunnel Corp. v. Local Union No.
1791, United Mine Workers of America, ........ POR ct , 20 WH
Cases 1147 (T. E. C. A. Feb. 1, 1973). The Court stated:

‘In light of the importance of the Economic Stabilization
to economic welfare of the United States, the Norris-
LaGuardia Act must be interpreted to accommodate the over-
riding Congressional intent expressed in the Economic Stabili-
zation Act. Such accommodations have been made in the past
when the provisions of the Norris-LaGuardia Act conflicted
with other specific intentions of Congress.’’

31

0. Adoption of Point I of the Government’s Brief Would
Emasculate the Control Act, as Amended by Congress
in 1972.

Amicus recognizes that the Federal Water Pollution
Control Act Amendments of 1972, Pub. L. 92-500, 86 Stat.
816 (hereinafter ‘‘the 1972 Amendments’’), do not apply
to the industrial discharges challenged in this case. How-
ever, the Court’s decision may have a profound effect
upon the effectiveness of the comprehensive national pro-
gram so painstakenly devised by Congress in the 1972
Amendments.

Bunning throughout the Government’s Brief is the theme
of dissatisfaction with the Control Act, supported by fre-
quent references to several writers who have expressed
their impatience with the Congress in failing to enact legis-
lation to deal with the complex problems of environmental
controls for contemporary society in the fashion deemed
advisable by the writers. Indeed, the distorted interpre-
tation of the 1899 Act pressed upon the Court appears to
spring from this dissatisfaction or disagreement with the
Congress. That is the reason, we are told, why the Depart-
ment of Justice has turned to the 1899 Act as the ‘‘only
effective legislative bulwark’’ against ‘‘industrial assault.’’
Government Brief, p. 15.

The federal law of water pollution control was com-
pletely rewritten in the 1972 Amendments, establishing
one of the most detailed and comprehensive enactments
ever adopted by the Congress. In addition to providing
for extensive research programs and sharply increased
federal grants for construction of treatment facilities, the
1972 Amendments create the framework for a program
regulating all discharges into waterways by establishing
specific effluent limitations to be developed under the aegis
of the Environmental Protection Agency by means of a
national system of discharge permits,

32

An examination of the pertinent provisions of the 1979
Amendments demonstrates that the relationship between
Section 13 of the 1899 Act and the Control Act, as revised,
is consistent with the interpretation of Section 13 urged
here by amicus, Chamber of Commerce. The 1972 Amend.
ments reconcile the 1899 Act with the program designed
to maintain the integrity of the nation’s waters under the
Control Act so as to preserve the central purposes of both
laws.

In Section 502 of the 1972 Amendments ‘‘point source”
is defined to include any discernible and discrete convey.
ance by a pipe, ditch or other conduit from which pollutants
may be discharged (§ 502(14)), and ‘“pollution’’ is defined
as ‘‘man-induced alteration of the chemical, physical, bio.
logical, and radiological integrity of water.’’ (§ 502(19))

Section 301 provides that effluent limitations must be
established for point sources, and discharges not comply-
ing with those limitations shall be unlawful and subject to
severe civil and criminal sanctions.

Section 402 establishes a National Pollutant Discharge
Elimination System, to be implemented through a permit.
granting program to be set up by the Administrator of the
Environmental Protection Agency under guidelines pro-
vided in Section 402(a).

Without recognizing any validity in the Refuse Act
Permit Program, established in December, 1970 by Exect-
tive Order 11574 (35 F. R. 19627) without any Congres
sional authorization whatever, but seeking to utilize data
collected and work done by the Environmental Protection
Agency in attempting to implement that Program, Section
402(a) (4) validates the Section 13 permits already issued”

12. About 23,000 applications were submitted by water users
pursuant to Exceutive Order 11574 (3 Environment Reporter, Cur-
rent Developments, 795), but only 21 permits were issued. It is
worth noting that those administering the Permit Program did not
limit it to industrial discharges. Permits were issued to discharge
backwash water from swimming pools at the Air Force Academy

__ <r,

33

However, in Section 402(a)(5) Congress expressly pro-
hibits the issuance of any permits under the purported —
authority of Section 13 after the date of enactment of the ~
1972 Amendments.

Section 402(k) provides, inter alia, that, until Decem- .
ber 31, 1974, where pending permit applications have not
been acted upon, discharges shall not be a violation of
the standards to be established under Sections 301 and 402,
or a violation of Section 13. This is not an affirmation of
the validity of the Refuse Act Permit Program or the
attempted use of Section 13 as a pollution control measure.

It simply defers prosecutions under the Control Act for

a specified period of time to allow the immense adminis-

trative machinery to be set up and permit applications to be -
processed.

In the first section of the 1972 Amendments cen
has expressly vested in the Administrator of the Environ-
mental Protection Agency the complete authority and re-
sponsibility for administration of the enormously far
reaching water control program only a part of which is
touched upon above. (§$101(d)) The Secretary of the

Army’s historical role is retained in Sections 404 and 511.

Section 404 provides that the Secretary of the Army
may continue to issue permits for discharges of dredged
or fill material at specified disposal sites, and Section 511
preserves the authority of the Secretary of the Army to
maintain navigation, making it clear by reference to Sec-
tion 404 that the Secretary’s permit authority relates to
enforcement of the prohibition on obstructions to naviga-
tion under Section 10 of the 1899 Act (33 U. S. C. § 403).

If Section 13 provides a ‘‘no discharge mandate,’’ unless
a permit is first obtained, which is the first and principal

in Colorado and a Boy Scouts of America facility in Oklahoma.
Another permit went to a medical foundation in New Orleans to
discharge cooling water from air conditioners. (2 Environment
Reporter, Current Developments, 1487)

34

argument advanced in the Government’s Brief, and permits
under Section 13 cannot be granted by the Secretary of
the Army, the advocates of the absolute prohibition inter.
pretation of the 19th century act will have frustrated the
Congressional program incorporated in the 1972 Amend.
ments. The obvious and only commonsense conclusion jg
that in § 402(a)(5) Congress has once again manifested
its view that the 1899 Act is not intended to be a water
pollution control measure and does not apply to discharges
of process, cooling and drainage water that are clearly
regulated under the 1972 Control Act.

Til.

IF SECTION 13 AND THE CONTROL ACT ARE NOT ACCOM.
DATED, THEIR APPLICATION VIOLATES THE DUE
PROCESS OLAUSE.

If Section 13 is not construed in pari materia with the
Control Act, then the former constitutes a regulatory
scheme so vague and arbitrary as to be unconstitutional
for the reasons set forth in the third section of the deci-
sion of the Third Circuit in PICCO.

As viewed by the Government, Section 13 provides an
absolute prohibition of all discharges made without a
permit. On the other hand, discharges meeting standards
permitting specified levels of constituents are permitted
under the Control Act. The fault is not that of Congress
in enacting the statutes but that of those who assert that
they should be applied so as to produce this absurd result.

At page 27 of its Brief the Government appears to con-
tend that the Secretary of the Army is vested with this
untrammeled discretion, saying that ‘‘Congress has pre-

13. This theory of absolute power in the Secretary was adopted
by the trial court in PICCO. In his charge to the jury, the tril
judge said that ‘‘if the Secretary of the Army in his discreti
decided not to give anybody a permit, so be it.’’ (Emphasis added)
(Appendix, p. 211.)

35

gribed stricter controls over all discharges of refuse that
may, in the Secretary’s discretion, be excused from the
1999 proscription, so that foreign effluents having an im-
permissibly high waste content will no longer be deposited
into our nation’s navigable waters.’’ (Emphasis added.)
What does ‘‘impermissibly’’ mean? What standards are
to be applied for the guidance of both the regulating
authority and those being regulated in determining this
permissibility ?

It must be remembered that Section 13 is a criminal
statute. As stated by the Court in Jordan v. DeGeorge, 341
U.S. 223, 230 (1951), in upholding the immigration statute
requiring deportation for crimes of moral turpitude, ‘‘This
Court has repeatedly stated that criminal statutes which
fail to give notice that an act has been made criminal
before it is done are unconstitutional deprivations of due
process.”’ Baggett v. Bullitt, 377 U. S. 360, 366-67 (1964) ;
Cramp v. Board of Public Instruction, 368 U. S. 278 (1961).

If the 1899 Act is treated as a prohibition of all dis-
charges of industrial process and cooling water without a
permit when none was available, without reference to
their effect on navigation or any other public interest, it is
arbitrary, capricious and unconstitutional as applied. While
the decisions in Nebbia v. New York, 291 U. 8. 502, 525
(1934) and West Coast Hotel Co. v. Parrish, 300 U. S.

- 319 (1937) rejected the earlier substantive due process
arguments on which much social legislation was struck
down, they recognized the fundamental doctrine urged here.
The Court stated in Nebbia:

“‘And the guaranty of due process, as has often been
held, demands only that the law shall not be wnreason-
able, arbitrary or capricious and that the means se-
lected shall have a real and substantial relation to the
object sought to be attained.’’ (Emphasis added.)

It would make a mockery out of this simple but funda-
nental right if we were to accept the thesis of an Assistant

36

United States Attorney, Chief of the Environmental Py.
tection Unit in one of the federal districts, who advocates
‘Reliance on the prosecutor to be sensible.’’ Sandler,
supra at footnote 9. Hundreds of commercial and industria]
enterprises, in cooperation with the Environmental Py.
tection Agency which is charged with administration of
the massive program mandated under the 1972 Amend.
ments, are devising even more comprehensive and stringent
’ discharge standards than were provided under the prior
terms of the Control Act. Must all those who in good
faith and at enormous cost construct treatment facilities
meeting the effluent standards still operate only at the suf.
ferance of the federal prosecutors throughout the country!

Last year this Court struck down a vagrancy law for
the reasons, miter aka, that it encouraged ‘‘arbitrary and
erratic arrests and convictions and placed almost unfet-
tered discretion in the hands of the police. Papachristou v,
City of Jacksonville, 92 8. Ct. 839.(1972). In Papachristou,
the Court cited with approval the previous decision in
United States v. Reese, 92 U. S. 214 (1875), in which two
inspectors of a municipal election were indicted for viola-
tion of a penal statute regulating elections. The Court
noted in Reese:

“It would certainly be dangerous if the legislature
could set a net large enough to catch all possible of-
fenders, and leave it to the courts to step inside and
say who could be rightfully detained, and who should
be set at large. This would, to some extent, substitute
the judicial for the legislative department of the gov-
ernment. The courts enforce the legislative will when
ascertained, if within the constitutional grant of
power.’’ 92 U. S. 214, 221.

Further, the Court in Papachristou quoted with approval
the observations of President Roosevelt in vetoing a penal
vagrancy law for the District of Columbia: ;

37

‘‘ ‘Tt would hardly be a satisfactory answer to say that
the sound judgment and decisions of the police and
prosecuting officers must be trusted to invoke the law
only in proper cases. The law itself should be so
drawn as not to make it applicable to cases which obvi-
ously should not be comprised within its terms.’ H.
Doc. 392, 77th Cong., Ist Sess.’’ 92 S. Ct. 839 at 846,
n. 10.

Amicus submits that the same considerations of due
process and protection against ‘‘arbitrary and erratic
arrests and convictions’’ that apply to those charged with
vagrancy should also apply to the countless thousands of
citizens from whose premises water is discharged into the
nation’s streams and lakes.

— wii *

CONCLUSION.

The question confronting the Court in this appeal is not
that of whether Congress has provided a water pollution
control program satisfactory to the executive branch of
government. The real question here is whether a 19th
century criminal statute relating to navigation can be
‘transformed into an absolute ban on discharges into our
waterways by usurpation of the legislative function, to be
ameliorated solely, if at all, by the exercise of prosecutorial
discretion.

The fundamental issue underlying this controversy was
stated with great clarity by Mr. John R. Quarles, Jr., Gen-
eral Counsel of the Environmental Protection Agency, in
addressing an American Bar Association National Institute
afew days after Congress adopted, over Presidential veto,
the Federal Water Pollution Control Act Amendments of
1972, Mr. Quarles hailed the new law and concluded by

saying :

‘‘Governmental regulation is necessary in certain
areas of the life of our society. Pollution contro] is
one. When regulation is required, it should be effeo.
tive within its legal framework. This has not been trye
with regard to water pollution. Soon it will be. AU of
us im this field should look forward with gratification
and relief to the establishment—at long last—of am
effectwe Rule of Law.’’ (Emphasis added.) 3 Environ.
ment Reporter, Current Developments, 793 at 795,

For the reasons set forth in this brief, the Chamber of
Commerce of the United States of America urges the Court
to hold that the-respondent’s discharges challenged in this
appeal and all similar discharges of process, cooling and
drainage water are subject to regulation under the Control
Act and not the 1899 Act.

Respectfully submitted,

Mrzton A. Sirs,
1615 H Street, N. W.,
Washington, D. C. 20006,

Henry L. Prrts,
208 South La Salle Street,
Chicago, Illinois 60604,
Counsel for the Chamber of
Commerce of the United
States of America.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386414_0141%3A07. Public record. Not legal advice.
