# Appendix — Executive Jet Aviation, Inc. v. Cleveland

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1972
- **Citation:** 409 U.S. 249

## Text

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APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

No. 20706

Executive Jet Aviation, Inc., et au., Plaintiffs-A ppellants,
v.
Crry or CLEVELAND, On10, ET aL., Defendants-A ppellees.

———

—

Appgat from the United States District Court for the
Northern District of Ohio, Eastern Division.

Decided and Filed August 24, 1971.

Before Puriurps, Chief Judge, and Epwarps and MoCrez,
Cireuit Judges.

Pumps, Chief Judge. This appeal grows out of one-
plane aircraft accident. The suit was filed in admiralty.
The sole issue on appeal is whether the action is within the
admiralty jurisdiction of the District Court. We hold that
the alleged tort occurred on land, even though the plane fell
into navigable waters shortly after take off from the airport,
and that no right of action is cognizable in admiralty. We
affirm the judgment of District Judge Girard E. Kalbfleisch,
who dismissed the complaint.

The facts, as set forth in the complaint and supplemented
by interrogatories and depositions, are as follows:

On July 28, 1968, a Falcon Mystere jet aircraft, owned by
appellant Executive Jet Sales, Inc., and operated by appel-
lant Executive Jet Aviation, Inc., struck hundreds of sea
gulls seconds after take off from Burke Lakefront Airport
in Cleveland, Ohio. The sea gulls were flushed from the

PETE [|

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airport runway by the aircraft as it became airborne and
collided with the plane over the airport runway. The plane
immediately suffered a substantial loss of power and began
to descend while still over land. It struck the airport
perimeter fence, then hit a pick-up truck, and finally settled
a short distance off shore into the navigable waters of
Lake Erie.

No persons were killed or injured, but the aircraft was
alleged to be a total loss as a result of the soaking in the
waters of Lake Erie.

The appellees are the City of Cleveland, owner of the air-
port; Phillip A. Schwenz, the airport manager on the date
in question; and Howard E. Dicken, the air traffic con-
troller on duty at the time in question.

The complaint alleged that the.loss of the aircraft was a
result of the appellees’ negligence in clearing the aircraft
for take off, failing to warn appellants of the huge flock
of sea gulls on the runway, and failing to remove the sea
gulls from the runway.

The Supreme Court said in The Admiral Peoples, 295
U.S. 649, 651:

‘‘This is one of the border cases involving the close
distinctions which from time to time are necessary in
applying the principles governing the admiralty juris-
diction. That jurisdiction in cases of tort depends
upon the locality of the injury. It does not extend to
injuries caused . .. to persons or property on the land.
Where the cause of action arises upon the land, the
state law is applicable. The Plymouth, 3 Wall. 20,
33; Johnson v. Chicago & Pacific Elevator Co., 119 US.
388, 397; Cleveland Terminal\ dé V. R. Co. v. ‘Cleveland
Steamship Co., 208 U.S. 316, 819; Atlantic Transport
Co. v. Imbrovek, 234 U.S. 52, 59; State Industrial

| Comes’ v. Nordenholt ai 9 U.S. 263, 272; Smith

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é Son v. Taylor, 276 U.S. 179, 181; compare Vancouver
S. 8. Co. v. Rice, 288 U.S. 445, 448.”

The dispositive issue is whether the cause of action for the
alleged tort arose on land or on navigable water.

The test to determine whether a cause of action in tort
arose on land or on navigable water was applied by
decisions of the Supreme Court in The Admiral Peoples,
supra, and Minnie v. Port Huron Co., 295 U.S. 647. We
consider these opinions, written by Chief Justice Hughes
for a unanimous Court, to control the present case.

In The Admiral Peoples, supra, a lady passenger fell
from the ship’s gangplank onto the wharf where she was
injured.' The passenger alleged that the fall was caused
by negligent placement or construction of the ship’s gang-
plank. The Supreme Court said:

“By reason of that neglect, as the libel alleges, she
fell from the plank and was violently thrown forward
upon the dock. Neither the short distance that she
fell nor the fact that-hea{g) on the dock and not in
the water, alters the nature of the cause of action
which arose from the breach of duty owing to her
while she was still on the ship and using its facility
for disembarking.

‘‘This view is supported by the weight of authority
in the federal courts. In The Strabo, 90 Fed. 110,
98 Fed. 998, libelant, who was working on a vessel
lying at a dock, attempted to leave the vessel by means
of a ladder which, by reason of the master’s negligence,
was not secured properly to the ship’s rail and in
consequence the ladder fell and the libelant was thrown
to the dock and injured. The District Court, sustaining
the admiralty — asked these pertinent ques-

__—

A wharf is an extension of land and not within the jurisdiction
sdbaben Rodrique v. Aetna Casualty Co., 395 U.S. 352, 360.

—

4a

tions (90 Fed. p. 113): ‘If a passenger, standing at
the gangway, for the purpose of alighting, were dis-
turbed by some negligent act of the master, would the
jurisdiction of this court depend upon the fact whether
he fell on the dock, and remained there, or whether he
was precipitated upon the dock in the first instance,
or finally landed there after first falling on some part
of the ship? If a seaman, by the master’s neglect,
should fall overboard, would this court entertain
jurisdiction if the,seaman fell in the water, and decline
jurisdiction if he fell on the dock or other land? The
inception of a clause of action is not usually defined
by such a rule.’ The Circuit Court of Appeals of the
Second Circuit, affirming the decision of the District
Court (98 Fed. p. 1000), ... said: ‘The cause of
action originated and the injury had commenced on
the ship, the consummation somewhere being inevitable.
It is not of vital importance to the admiralty juris-
diction whether the injury culminated on the string-
piece of the wharf or in the water.’ See, also, The
Atma, 297 Fed. 673, 675, 676; The Brand, 29 F. (2d)
792.’’ Id. at 652-53.

The Court held in The Admiral Peoples that the passenger’s
cause of action arose on navigable water.

The Supreme Court reached the same conclusion in
Minnie v. Port Huron Co., supra, 647-49:

‘Petitioner, a longshoreman, was injured at Port
Huron while unloading a vessel lying in navigable
water. He was about his work on the deck of the
vessel when he was struck by a swinging hoist, lifting
cargo from a hatch, and was precipitated upon the
wharf. He sought compensation under the compensa-
tion act of the State of Michigan. His employer, the
ta Huron oma Company, contended that the

ecident occurred upon navigable water and that the
tate law did not apply. The defense was overruled

{
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by the state commission in the view that the injury
must have been occasioned by petitioner’s fall upon
the wharf and hence that the claim was. within the
state statute, although the injury would not have been
received except for the force applied to his person
while on the vessel. The Supreme Court of the State
vacated the commission’s award, holding that the
federal law controlled. 269 Mich; 295; 257 N. W. 831.
Because of an asserted conflict with decisions of this
Court, a writ of certiorari was granted.

“*, .. In the instant case, the injury was due to the
blow which petitioner received from the swinging
crane. It was that blow received on the vessel in
navigable water which gave rise to the cause of action,
and the maritime character of that cause of action is
not altered by the fact that the petitioner was thrown
from the vessel to the land.

‘We had the converse case before us in Smith & Son
v. Taylor, 276 U.S. 179. There a longshoreman,
employed in the unloading of a vessel at a dock, was
standing upon a stage that rested solely upon the
wharf and projected a few feet over the water to
or near the vessel. He was struck by a sling loaded
with cargo, which was being lowered over the vessel’s
side and was knocked into the water, where sometime
later he was found dead. It was urged that the suit
was solely for the death which occurred in the water
and hence that the case was exclusively within the
admiralty jurisdiction. We held the argument to be
untenable. We said: ‘The blow by the sling was what
gave rise to the cause of action. It was given and
took effect while deceased was upon the land. It was
the sole, immediate and proximate cause of his death.
The G. R. Booth, 171 US. 450, 460. The substance
and consummation of the occurrence which gave rise
to the cause of action took place on land.’ Id., p. 182.’?

5) “— }

6a

In the present case the aircraft was precipitated into
Lake Erie by the allegedly negligent acts of the appellees
on land. The aircraft collided with the sea gulls and began
to fall while over land. The fence and the truck were
struck on land. Under the authorities cited above it is of
| no consequence that the major amount of damage occurred
after the aircraft sank in navigable water. The alleged
negligence of appellees ‘‘was given and took effect’’ on
land. Smith & Son v. Taylor, 276 U.S. 179, 182. The
cause of action arose on land and not on navigable water.

Appellants rely heavily on Weinstein v. Eastern Airlines,
Inc., 316 F.2d 758 (3rd Cir.). As we read that decision,
the test for admiralty jurisdiction over torts stated at 316
F.2d at 761 produces the same result we have reached when
applied to the facts of the present case. The Court said:

‘‘The critical factor in determining whether a tort
claim comes within the broad statutory grant of
admiralty jurisdiction is the situs of the tort; i.e., the
place where it happened.’’ Id. at 761.

Since we agree with the District Court that the alleged
tort in this case occurred on land before the aircraft reached
Lake Erie, and since admiralty jurisdiction does not extend
to torts committed on land, it is not necessary to consider
the question of maritime relationship or nexus discussed
by this court in Gowdy v. U. S., 412 F.2d 525, 527-29
(6th Cir.), cert. denied, 396 U.S. 960, and Chapman v. City
of Gross Pointe Farms, 385 F.2d 962, 966 (6th Cir.). See
Nacirema v. Johnson, 396 U.S. 212, 215, n. 7; Atlantic
Transport Co. v. Imbrovek, 234 U.S. 52, 58-60; Wiper v.
Great Lakes Engineering Works, 340 F.2d 727, 729-31
(6th Cir.).

Affirmed.

a

McCreg, Circuit Judge (concurring in the opinion of
Judge Phillips). I wish to add a few words of- con-
currence ‘to Chief Judge Phillips’ opinion. Our court
adopted the ‘‘locality-plus’’ test of maritime jurisdiction
in Chapman v. City of Grosse Pointe Farms, 385 F.2d 962
(6th Cir. 1967), and Wiper v. Great Lakes Engineering
Works, 340 F.2d 727 (6th Cir. 1965), cert. denied, 382 U.S.
812 (1965), but I agree with Judge Phillips that the
difference between that test and the ‘‘locality-alone’’ test
is not involved in the decision of this case. The crucial
question here—on which I read Judge Phillips and Judgé
Edwards, to take opposite views—is where did the tort
occur ?

7a

That question I believe is foreclosed by the cases cited
by Judge Phillips, at 4-5 (draft opinion), and Judge
Edwards, at 9-10 (draft opinion), and by Wiper. The rule,
as I understand it, is that the situs of the tort is where
the negligence becomes operative, not where the damages,
or the major portion of them, are sustained. Applied
here, this rule requires affirmance of Judge Kalbfleisch’s
careful opinion. The plane hit the gulls over land; and
there, under our rule, is where the tort occurred. Maritime
jurisdiction is absent, and it becomes unnecessary to decide
whether there is (or must be) a ‘‘plus’’, because there is no
maritime ‘‘locality’’.

I do not read the Third Circuit’s opinion in Weinstein v.
Eastern Airlines, Inc., 316 F.2d 758 (3d Cir. 1963), as
necessarily contradicting this view. Neither in that court’s
opinion, nor in the opinion of the District Court whose
judgment it was reviewing, 203 F.Supp. 430 (E.D. Pa.
1962), is there a finding where the impact of the tortious
conduct was first evidenced—over land or over sea. How-
ever, it is clear that the plane was airborne, and, at the

| Posture of review required by the motion to dismiss, the'

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inference most favorable to plaintiff gwould be that the
negligence became operative over water. Nevertheless, that
court held‘ that the situs of the tort was where the injury
was sustained, 316 F.2d at 765, and on the facts presented,
it was clear that that was within navigable waters. We have
a different rule, and I believe we could not reach that
result without overruling Wiper, not to mention the
Supreme Court cases cited by Judge Phillips.

In Weimstein, the Third Circuit stated in dictum that
airplanes, at least over navigable waters, were to be con-
sidered prima facie maritime. 316 F.2d at 7. I agree, as
a matter of policy, with much of what Judge Edwards has
written in support of the view that ‘‘air ships ... are
within the maritime jurisdiction when they crash on
navigable waters.’’ At 5 (draft opinion). But I have not
seen cited a statute indicating that Congress has so ex-
tended: maritime jurisdiction. Arguably it might be able
to do so, and should, but it is the job of Congress, and
not of the courts, to broaden maritime jurisdiction to
cover the facts of this case. Under established law, we
are faced only with a narrower question, which can be
answered fairly readily unless we wish to depart from
the precedents which normally bind us.

Epwarps, Circuit Judge, dissenting. This case presents a
single important question: /

Do the federal courts have maritime jurisdiction over
airplane crashes in navigable waters where the cause of
the crash is alleged to be tortious conduct which occurred
on land?

The Third Circuit has previously answered this question
affirmatively in the context of death cases arising out of
the crash of a passenger aircraft into Boston Harbor
shortly after takeoff where the causes of the crash were
alleged; as here, to have been land-based. Weinstein v.

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Eastern Airlines, Inc., 316 F.2d 758 (3d Cir.), cert. denied,
$75 U.S. 940 (1963).

In our instant case, the facts properly before the court
on motion for summary judgment showed that an aircraft
taking off from a lakefront airport in Cleveland, Ohio,
struck a flight of sea gulls, ingesting sufficient of them
into its jet system to cause loss of power while it was still
over the runway and that the plane subsequently grazed
a truck and the airport perimeter fence before being
destroyed by crashing into and sinking in the navigable
waters of Lake Erie two-fifths of a mile from shore.
Appellants allege that the crash was caused by failure of
defendants to warn the pilot of the aircraft of the presence
of ‘‘a sea of birds’’ on the runway, which fact was known
to defendants or their agents but not to the pilot because
of the topography of the runway.

The crew of the aircraft survived and the pilots by
deposition provided the District Court with this vivid and
undisputed summary of the crash.

“After clearance to take-off was received the pilot
in the left seat executed the take-off and rotated at
approximately 125 Kts. The pilot in the right seat
made a power check, voiced 30 Kts., 100 Kts., V, and
rotate. The pilot in the left seat could not distinguish
the bird line prior to rotation and in his estimation
could not abort the take-off. On rotating a sea of

1 Weinstein has subsequently been reaffirmed by the Third Cir-
cuit in Scott v. Eastern Airlines, Inc., 399 F.2d 14 (3d Cir.), cert.
denied, 393 U.S. 979 (1968), and has been cited and followed by
a number of District Courts: Hornsby v. Fiskmeal Co., 285 F.Supp.
990, 993 (W.D. La. 1968), rev’d on other grounds, 431 F.2d 865
(5th Cir. 1970) ; Rapp v. Eastern Airlines, Inc., 264 F.Supp. 673
(E.D.Pa. 1967) (aff’d by Scott, supra) ; Horton v. J & J Aircraft,
Ino., 257 F.Supp. 120 (S.D.Fla. 1966) ; Montgomery v. Goodyear
Tire & Rubber Co., 231 F.Supp. 447, 453 (S.D.N.Y. 1964), aff’d,
892 F.2d 777 (2d Cir. 1968); Harris v. United Airlines, 275
F.Supp. 431 (S.D.Iowa 1967).

10a

%

birds on the runway became visible. Approaching the
birds at approximately 75 feet caused them to flush

d fly intémthe aircraft * * *. Bird impact sub-
stantially reduced the air speed an estimated 15 or
20 Kts. The pilot in the left seat raised the gear
handle, the pilot in the right seat maneuvered the
throttles in an effort to obtain partial power. There
was almost immediate total loss of power. The engine
temperature indicated above 850 degrees on both
engines and the RPM dropped rapidly below 70%. The
aircraft flew in a semi-Stalled attitude stall horn blow-
ing until contacting the water. The aircraft struck
the top of a pick-up truck and a portion of the airport
perimeter fence. The aircraft contacted the water in
a flat attitude and on a second impact water entered
the cabin almost immediately. Only a few seconds
passed between bird impact and water contact and it is
estimated that the aircraft did not attain more. than
75 to 100 feet in altitude.’’

In a well-reasoned opinion which sought earnestly to
follow the logic of this court’s previous opinions dealing
with maritime jurisdiction (in cases where the facts differed
greatly from the present ones), the District Judge granted
defendant-appellees’ motions for summary judgment. Rely-
ing primarily upon this Court’s opinions in Chapman v.
City of Grosse Pointe Farms, 385 F.2d 962 (6th Cir. 1967),
and Wiper v. Great Lakes Engineering Works, 340 F.2d
727 (6th Cir.), cert. denied, 382 U.S. 812 (1965), the District

Judge reasoned:

‘¢(T]n this case the airport and the runway were
upon land and the alleged negligence which caused
the plane to crash occurred upon land. Further, the
plane became disabled over land and came into contact
with a fence and a truck before ever crossing the
shoreline. It is this Court’s opinion that the eventual
crash of the plane into Lake Erie, and its destruction

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by water, are at best fortuitous and are significant
‘not to determine the maritime or non-maritime nature
of this action but only as it relates to damages.’
(Wiper, supra.)

“It is the opinion of the Court, therefore, that the
tort in this case did not occur upon navigable waters
and the action is not cognizable in admiralty. In reach-
ing this conclusion, the Court is well aware of the
many decisions holding that a plane crash into
navigable waters is within admiralty jurisdiction.
However, as the analysis above reveals, drawing from
those cases a general rule that all plane crashes into
navigable waters are cognizable in admiralty and
applying such a rule here would belie the principles
which governed locality of the tort before the problems
peculiar to air commerce arose. Where the facts are
not known, a court might righly assume that the
alleged negligence became operative and effective upon
the aircraft over navigable waters; but here the
alleged negligence had crippled the plane well before
it reached the water. Assuming otherwise would
require that the Court ignore the very facts upon
which it must rely in testing jurisdiction. Without
distinguishing each of the cases involving an airplane
crash into navigable waters, it is sufficient to state that
the undisputed facts in this case demonstrate that the
tort occurred over the land.’’

While I respect the logic and industry with which the
District Judge approached his task, I would reach a
different result. There are legal and policy questions of
great portent for the future which this case requires us
to answer. I believe that the facts of this case require us
to accept or reject Weinstein, supra, and thus, to decide
for this Circuit whether air ships, which are increasingly
displacing water-borne ships in maritime commerce, are
within the maritime jurisdiction when they crash on

_ Ravigable waters.

12a -

ADMIRALTY JURISDICTION IN THE Untrep States

Article ITI, § 2 of the Constitution of the United States
provides:

‘‘The judicial Power shall extend . . . to all Cases of
admiralty and maritime Jurisdiction; .. .’’

By statute Congress has vested ‘‘original jurisdiction of
... [a]ny civil case of admiralty or maritime jurisdiction
..? in the district courts. 28 U.S.C. § 1333 (1964).

The United States Supreme Court decided over a hundred
years ago that admiralty jurisdiction extended to all
navigable waters (as opposed to the original tidewater or
high seas concepts). This, of course, included the Great
Lakes into one of which (Lake Erie) the plaintiffs’ plane
crashed. The Propeller, Genesee Chief, et al., 53 U.S. (12
How.) 443 (1851).

CoNGRESSIONAL RECOGNITION OF ADMIRALTY
JURISDICTION OvEeR AIRCRAFT

In various ways Congress has recognized maritime juris-
diction over aircraft flying over, resting upon, or crashing
into navigable waters.

(a) In 1953 Congress adopted a statute which employed
maritime jurisdiction to make a variety of federal criminal
laws applicable to aircraft (owned by the United States or
by United States citizens) ‘‘while such aircraft is in flight
over the high seas, or over any other waters within the
admiralty and maritime jurisdiction of the United States
and out of the jurisdiction of any particular state.’’ 18
U.S.C. § 7(5).

(b) In 1920 Congress adopted the Death on the High
Seas Act providing a remedy in the District Court in
admiralty to the personal representatives of persons wrong-
fully killed on the high seas beyond a marine league from
shore. ~

13a

This statute has been unanimously interpreted as appli-
cable to deaths resulting from airplane crashes as well
as to deaths on ships on the high seas. Wilson v. Trans-
ocean Airlines, 121 F.Supp. 85 (N.D.Cal. 1954) ; Guess v.
Read, 290 F.2d 622 (5th Cir. 1961), cert. denied, 368 U.S.
957 (1962) (Black, J., dissenting) ; Noel v. Airponents, Inc.,
169 F.Supp. 348 (D.N.J. 1958) ; Stiles v. National Airlines,
Inc., 161 F.Supp. 125 (E.D. La. 1958), aff’d, 268 F.2d 400
(5th Cir.), cert. denied, 361 U.S. 885 (1959) ; Noel v. United
Awcraft Corp., 219 F.Supp. 556 (D.Del. 1963), aff’d in
part, rev’d im part, 342 F.2d 232 (3d Cir. 1965) ; Bergeron
v. Aero Associates, Inc., 213 F.Supp. 936 (E.D.La. 1963) ;
Wyman v. Pan American Airways, Inc., 45 N.Y.8.2d 420
(1943), aff’d, 48 N.Y.S.2d 458 ( S.Ct.App.Div.), leave denied,
49 N.Y.S.2d 271, cert. denied, 324 U.S. 882 (1944) ; Lacey
v. L. W. Wiggins Airways, Inc., 95 F.Supp. 916 (D.Mass.
1951).? , .

The emphasis of Congress upon the navigable waters test
of its jurisdiction is clearly shown in the Admiralty Exten-
sion Act of 1948. .

“Extension of admiralty and maritime jurisdic-
tion; libel in rem or in personam; exclusive
remedy; waiting period

The admiralty and maritime jurisdiction of the
United States shall extend to and include all cases of
damage or injury, to person.or property, caused by a
vessel on navigable water, notwithstanding that such
damage or injury be done or consummated on land.’’
46 U.S.C. § 740 (1964).

Se

*See also Moragne v. States Marine Tines, Inc., 398 U.S. 375
(1970), overruling The Harrisburg, 119 U.S. 199 (1886), recog-
nizing a remedy for wrongful death under general maritime law,
and allowing application of the Death on the High Seas Act to

death cases in territorial waters,

a

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;

Supreme Court Cases oN MARITIME JURISDICTION

It is clear that the judicial power of the United States
has the task of defining the limits of admiralty jurisdiction
within the general language and history of the constitu-
tional grant. The Propeller, Genesee Chief, et al., supra;
The Steamer St. Lawrence, 66 U.S. 522 (1861); Detroit
Trust Co. v. The Thomas Barlum, 293 U.S. 21 (1934). But
it is equally clear that defining those limits has been and

is anything but simple.

In property law, the line where the sea at high tide meets
the shore is called ‘‘the meander line’’. The term might
well be used to apply to the perimeter of admiralty juris-
diction—at least as applied to tort actions: wherein the
tort, as here, involves incidents on both land and navigable
waters. See generally, The Plymouth, 70 U.S. (3 Wall.) 20
(1865) ; London Guaranty & Accident Co. Ltd. v. Industrial
Accident Comm’n, 279 U.S. 109 (1929) ; Atlantic Transport
Co. v. Imbrovek, 234 U.S. 52 (1914) ; Minnie v. Port Huron
Co., 295 U.S. 647 (1935), and T. Smith & Sons, Ine. v.
Taylor, 276 U.S. 179 (1928). The Supreme Court has not
as yet decided any case dealing with admiralty jurisdiction
over airplane crashes. But in the series of sea-land cases’
cited above it has decided cases where, for varying reasons,
varying jurisdictional results were reached.

In The Plymouth, supra, the Supre urt held that
sea-based negligence of a docked steamers re which
set fire to and burned down dock-side warehouses did not
give rise to admiralty jurisdiction. The case can be and
has been argued by appellants for the proposition that
‘‘locality alone’’ ‘controls (referring to locality of the
damage) and by appellees that it is the locality where the
negligence takes effect that counts.

In The Admiral Peoples, 295 U.S. 649 (1935), a ship’s
passenger fell from a ship’s gangplank (alleged to have

8 We here employ ‘‘sea’’ in the sense of navigable waters.

15a

been negligently placed or constructed) to a dock where
she was injured. The Court noted that the breach of duty
occurred on shipboard and upheld admiralty jurisdiction.

In Minnie v. Port Huron Co., supra, a similar result was
reached where 4 longshoreman on the deck of a vessel was
struck by a swinging hoist and’ knocked onto a dock. The
Court there noted that ‘‘the injury was due to the blow.”
Id, at 182. It cited and relied upon 7. Smith & Sons, Inc.
v. Taylor, supra, which reached an opposite result where
the sling was land-based and knocked the longshoreman
into the water. The Court’s final rationale concerning
I. Smith € Sons, Inc. v. Taylor was, ‘‘The substance and
consummation of the occurrence which gave rise to the
cause of action took place on land.’’ 276 U.S. at 182.

I make no suggestion that there is a simple consistency to
be found in the reasoning of all these cases,

Harsh facts frequently appear to have affected results.
The Smith & Sons case, for example, preceded the effective
date of the federal Longshoremen’s Compensation Act and
upheld a state compensation award. The holding of the
court was to deny that ‘‘the case is exclusively within
admiralty jurisdiction”’ as appellants therein were claim-
ing. T. Smith & Sons, Ine. v. Taylor, 276 U.S. 179, 182
(1928) (emphasis added). And as we have noted above,
Congress, in passing the Admiralty Extension Act of 1948,
acted to extend admiralty jurisdiction so as to eliminate
the holding of The Plymouth, supra.

Among the older cases, we find the most careful approach
and reasoning in the Imbrovek case where Chief Justice
Hughes said:

“The principal question is whether the District
Court had jurisdiction; that is, whether the cause was
one ‘of admiralty and maritime jurisdiction.’ Const.
Art. ITI, § 2; Rev. Stat., § 563; Judicial Code, § 24; Act
of Sept. 24, 1789, o. XX, §9, 1 Stat. 73, 76. As the

16a

injury occurred on board a ship while it was lying in
navigable waters, there is no doubt that the require-
ment as to locality was fully met. The petitioner
insists, however, that locality is not the sole test, and
that it must appear that the tort was otherwise of a
maritime nature. And this was the view taken by the
Cireuit Court of Appeals for the Ninth Circuit, in
affirming a decree dismissing a libel for want of juris-
diction in a similar case. Campbell v. Hackfeld & Co.,
125 Fed. Rep. 696.

‘¢ At an early period the court of admiralty in Eng-
land exercised jurisdiction ‘over torts, injuries, and
offences, in ports within the ebb and flow of the tide,
on the British seas’ and on the high seas.’ De Lovio
v. Boit, 2 Gall. 398, 406, 464, 474. While its authority
was denied when the injurious action took place
infra corpus comitatus, it was not disputed that juris-
diction existed when the wrong was done ‘upon the
sea, or any part thereof which is not within any
county.’ (4 Inst. 134.) The jurisdiction in admiralty
of the courts of the United States is not controlled by
the restrictive statutes and judicial prohibitions of
England (Waring v. Clarke, 5 How. 441, 457, 458;
Insurance Company v. Dunham, 11 Wall. 1, 24; The
Lottawanna, 21 Wall. 558, 576) ; and the limitation with
respect to torts committed within the body of any
county is not applicable here. Waring v. Clarke,
supra; The Magnolia, 20 How. 296. ‘In regard to
torts’—said Mr. Justice Story in Thomas v. Lane, 2
Sumn. 1, 9—‘I have always understood, that the juris-
diction of the Admiralty is exclusively dependent upon
the locality of the act. The Admiralty has not, and
never (I believe) deliberately claimed to have any
jurisdiction over torts, except such as are maritime
torts, that is, such as are committed on the high seas,
or on waters within the ebb and flow-of the tide.’ This
rule—that locality furnishes the test—has been fre

17a

quently reiterated, with the substitution (under the
doctrine of The Genesee Chief, 12 How. 443), of
navigable waters for tide waters. Thus, in the case of
The Philadelphia, Wilmington & Baltimore R. R. Co.
v. The Philadelphia & Havre de Grace Steam Towboat
Co., 23 How. 209, 215, the court said: ‘The jurisdiction
of courts of admiralty, in matters of contract, depends
upon the nature and character of the contract; but
in torts, it depends entirely on locality.’ Again, in the
case of The Plymouth, 3 Wall. 20, where jurisdiction
was denied upon the ground that the substance and
consummation of the wrong took place on land and not
on navigable water, the court said, p. 35: ‘The juris-
diction of the admiralty over maritime torts does not
depend upon the wrong having been committed on
board the vessel, but upon its having been committed
upon the high seas or other navigable waters.—A
trespass on board of a vessel, or by the vessel itself,
above tide-water, when that was the limit of jurisdic-
tion, was not of admiralty ‘cognizance. The reason
was, that it was not committed within the locality that
gave the jurisdiction. The vessel itself was unim-
portant.... The jurisdiction of the admiralty does
not depend upon the fact that the injury was inflicted
by the vessel, but upon the locality—the high seas, or
navigable waters where it occurred. Every species of
tort, however octurring, and whether on board a vessel
or not, if upon the high seas or navigable waters, is of
admiralty cognizance.’ See Mamro v. Almeida, 10
Wheat. 473; Waring v. Clarke, supra, p. 459; The
Lexington, 6 How. 344, 394; The Commerce, 1 Black,
574, 579; The Rock Island Bridge, 6 Wall. 213, 215;

The Belfast, 7 Wall. 624, 637 ; Ex parte Easton, 95
U. 8. 68, 72; Leathers v. Blessing, 105 U. 8. 626, 630;
Panama Railroad v. Napier Shipping Co., 166 U. S. 280,
285; The Blackheath, 195 U. 8. 361, 365, 367; Cleveland
Terminal & Valley R. R. Co. v. Cleveland Steamship

18a

Co., 208 U. 8. 316, 319; Martin v. West, 222 U. S. 191;
The Neil Cochran, Fed. Cas. No. 10,087; The Ottawa,
Fed. Cas. No. 10,616; Holmes v. O. & C. Rwy. Co., 5
Fed. Rep. 75, 77; The Arkansas, 17 Fed. Rep. 383, 384:
The F. & P. M. No. 2, 33 Fed. Rep. 511, 513; The H. 8.
Pickands, 42 Fed. Rep. 239, 240; Hermann v. Port
Blakely Mill Co., 69 Fed. Rep. 646, 647; The Strabo,
90 Fed. Rep. 110; 2 Story on the Constitution, § 1666.
It is also apparent that Congress in providing for the
punishment of crimes committed upon navigable waters
has regarded the locality of the offense as the basis
for the exercise of its authority. Act of April 30,
1790, c. IX, § 8, 1 Stat. 112, 113; act of March 3, 1825,
ce. LXV, 4 Stat. 115; Rev. Stat. §§ 5339, 5345, 5346;
Criminal Code, § 272, 35 Stat. 1088, 1142; United
States v. Bevans, 3 Wheat. 336, 387; United States v.
Wiltberger, 5 Wheat. 76; United States v. Rodgers,
150 U. S. 249, 260, 261, 285; Wynne v. United States,
217 U. S. 234, 240.

“But the petitioners urge that the general state
ments which we have cited, with respect to the ex-
. ¢lusiveness of the test of locality in cases of tort, are
not controlling; and that in every adjudicated case in
this country in which the jurisdiction of admiralty
with respect to torts has been sustained, the tort apart
from the mere place of its occurrence has been of a
maritime character. It is asked whether admiralty
would entertain a suit for libel or slander circulated on
board a ship by one passenger against another. See
Benedict, Admiralty, 4th ed., § 231. The appropriate
basis, it is said, of all admiralty jurisdiction, whether
in contract or in tort, is the maritime nature of the
transaction or event; it is suggested that the wider au-
thority exercised in very early times in England may —
be due to its antedating the recognition by the common-
law courts of transitory causes of action and thus arose
by virtue of necessity.

19a

‘We do not find it necessary to enter upon this broad
inquiry. As this court has observed, the precise scope
of admiralty jurisdiction is not a matter of ‘obvious
principle or of very accurate history,’ The Blackheath,
supra. And we are not now concerned with the ex-
treme cases which are hypothetically presented. Even
if it be assumed that the requirement as to locality in
tort cases, while indispensable, is not necessarily ex-
clusive, still in the present case the wrong which was
the subject of the suit was, we think, of a maritime
nature and hence the District Court, from any point
of view, had jurisdiction. The petitioner contends that
a maritime tort is one arising out of an injury to a
. ship caused by the negligence of a ship or a person
or out of an injury to a person by the negligence of a
ship; that there must either be an injury to a ship
or an injury by the negligence of the ship, including
therein the negligence of her owners or mariners; and
that, as there was no negligence of the ship in the
present case, the tort was not maritime. This view
we deem to be altogether too narrow.

‘The fibelant was injured on a ship, lying in navig-
able waters, and while he was engaged in the perform-
ance of a maritime service. We entertain no doubt that
the service in loading and stowing a ship’s cargo is
of this character. Upon its proper performance de-
pends in large measure the safe carrying of the cargo
and the safety of the ship itself; and it is a service
absolutely necessary to enable the ship to discharge
its maritime duty. Formerly the work was done by
the ship’s crew; but owing to the éxigencies of increas-
ing commerce and the demand for rapidity and special
skill, it has become a specialized service devolving upon
a class ‘as clearly identified with maritime affairs as
are the mariners.’ See The George T. Kemp, 2 Lowell,
477, 482; The Circassian, 1 Ben. 209 ; The Windermere,

2 Fed. Rep. 722; The Canada, 7 Fed. Rep. 119; The

ag

20a

The Hattie M. Bain, 20 Fed. Rep. 389; The Gilbert
Knapp, 37 Fed. Rep. 209; The Main, 51 Fed. Rep. 954;
Norwegian Steamship Co. v. Washington, 57 Fed. Rep.
224; The Seguranca, 58 Fed. Rep. 908; The Allerton,
93 Fed. Rep. 219; Hughes, Adm. 113; Benedict, Adm.,
4th ed., § 207. The libelant was injured because the
care required by the law was not taken to protect him
while he was doing this work. We take it to be clear
that the District Court sitting in admiralty was en-
titled to declare the applicable law in such a case,
as it was within the power of Congress to modify that
law. Waring v. Clarke, supra; The Lottawanna, supra.
The fact that the ship was not found to be liable for
the neglect is not controlling. If-more is required
than the locality of the wrong in order to give the
court jurisdiction, the relation of the wrong to mari-
time service, to navigation and to commerce on navig-
able waters, was quite sufficient.’’ Atlantic Trans-
port Co. v. Imbrovek, 234 U.S. 52, 58-62 (1914). (En-
phasis added.) .

The more modern and more liberal interpretation of the
scope of admiralty jurisdiction is perhaps best illus-
trated in Calbeck v. Travelers Insurance Co., 370 U.S. 114,
117 (1962), where the Court said:

‘‘Our conclusion is that Congress invoked its constitu-
tional power so as to provide compensation for all
injuries sustained by employees on navigable waters
whether or not a particular injury might also have
been within the constitutional reach of a state work-
men’s compensation law.’’ (Emphasis added and
footnote omitted.)

In the most recent decision concerning admiralty juris-
diction, the Court continued its expansion of the effective
boundaries of admiralty. Moragne v. States Marine Lines,
Inc., 398 U.S. 375 (1970). In foreshadowing probable ap-

21a

plication of the Death on the High Seas Act to deaths on
territorial waters, the Court said:

‘However, it is sufficient at this point to conclude, as
Mr. Justice Holmes did 45 years ago, that the work
of the legislatures has made the allowance of recovery
for wrongful death the general rule of American law,
and its denial the exception. Where death is caused
by the breach of a duty imposed by federal maritime
law, Congress has established a policy favoring re-
covery in the absence of a legislative direction to ex-
cept a particular class of cases.’’ Id. at 393.

SIXTH CIRCUIT ADMIRALTY CASES

In Smith v. Lampe, 64 F.2d 201 (6th Cir.), cert. denied,
289 U.S. 751 (1933), Judge Simons stated the traditional
test of maritime jurisdiction for this Circuit, saying,
‘“‘Where the negligent act originates on land and the dam-
age occurs on water, the cause of action is within the ad-
miralty jurisdiction.’’ Id. at 202.

Essentially, this view was reiterated in Interlake Steam-
ship Company v. Nielsen, 338 F.2d 879 (6th Cir. 1964),
cert. dented, 381 U.S. 934 (1965), in upholding admiralty
jurisdiction over a harbor worker’s federal compensation
case wherein a ship’s custodian was killed when in the
course of his employment he drove a car off the end of the
dock where his ship was berthed.

The District Judge in dismissing the instant complaint
for lack of jurisdiction relied strongly upon language found
in more recent opinions of this court in Chapman v. City of
Grosse Pointe Farms, 385 F.2d 962 (6th Cir. 1967), and
Wiper v. Great Lakes Engineering Works, 340 F.2d 727
(6th Cir.), cert. denied, 382 U.S. 812 (1965). The District
Judge read these cases as accepting the proposition that
the locus of the tortious conduct, rather than the locus of
the damage, was the determining factor in relation to ad-

22a

miralty jurisdiction. While there is dictum in Wiper (a
drowning case alleging faulty maintenance of a pier) which
lends some support to this conclusion, we believe that Chap-
man adopted (and arguably extended) the rationale of the
Imbrovek case which is quoted above. The holding in
Chapman was:

‘*While the locality alone test should properly be used
to exclude from admiralty courts those cases in which
the tort giving rise to the lawsuit occurred on land
rather than on some navigable body of water, it is
here determined that jurisdiction may not be based
solely on the locality criterion. A relationship must
exist between the wrong and some maritime service,
navigation or commerce on navigable waters.’’ Chap-
mam v. City of Grosse Point Farms, supra at 966.

In Gowdy v. United States, 412 Fi2d 525 (6th Cir.), cert.
denied, 396 U.S. 960 (1969), two judges reiterated the
Chapman rule in the context of a tort case where a work-
man fell from the flat roof of a lighthouse building to the
ground. The lighthouse was at the end of a land-con-
nected breakwater, and the opinion of the court found no
maritime character to the tort claim which alleged negligent
maintenance of the roof.

The holding of Chapman has been praised in The Ameri-
can Law Institute, Srupy or THE Division or JURISDICTION
BetweEen State anp Feperat Courts, § 232 (1969), which
presents the point of view of critics of the ‘‘locality alone”
test. It is interesting to note, however, that even the
RestaTeMENT (SEconD) or Conruiict or Laws with its em-
phasis upon the state of the most significant relationship
to the occurrence and the parties gives a distinct preference
to ‘‘the local law of the state where the injury occurred”
in tort actions involving both personal injury and property

REstaTEMENT (SEcoND) or Conruicr oF Laws
§§ 146 and 147 (1971).

23a

I think, however, that the proper application of Chap-

man to the facts of our instant case is best shown by the
language it employed to distinguish aircraft crash cases
—more particularly, the Weinstein case:

“*It might be said that some relationship between the
alleged wrong and maritime Service, navigation ox
commerce on navigable waters, is a condition sub
silentio to admiralty jurisdiction. Indeed, in Wein-
stein v. Eastern Airlines, Inc., 316 F.2d 758 (3rd Cir.
1963), a wrongful death case arising from a plane
crash into Boston Harbor, the court was able to recon-
cile McGuire, supra, with its conclusion that locality of
the injury was the exclusive determinant of admiralty
jurisdiction (p. 763, n. 13) :

“ ‘The result reached in McQuire v. City of New
York, 192 F. Supp. 866 (S.D. N.Y. 1961) may well
be compatible with the ‘locality alone’’ test. To say
that a person bathing in the shallow, and probably
un-navigable in fact, waters of a public beach is
within the locus of admiralty jurisdiction would be
to distort the meaning of the locality test beyond
what reason and policy would suggest or require.’

“In making this concession, it appears that Wein-
steim does in fact accept the ‘locality plus’ test, not-
withstanding the declaration as to the propriety of the
‘locality alone’ criterion. In addition, the court also
noted that aircraft had become ‘a major instrument
of travel and commerce over and across’ navigable
waters, and that the dangers of piane crashes into
navigable waters ‘are much the same as those arising
out of the sinking of a ship or a collision between two
vessels.’ Id. at 763.” Chapman v. City of Grosse
Pointe Farms, supra at 966.

24a

HOLDING

I regret that I cannot agree with the majority holding
in this case. There is nothing more maritime than the
sea. Pure Oil Co, v. Snipes, 293 F.2d 60, 65 at n.6 (5th
Cir. 1961).

I believe that there are many comparisons between the
problems of aircraft over navigable waters and those of the
ships which the aircraft are rapidly replacing. We should
take judicial notice that thousands of flights of aircraft
take off daily (many from waterfront airports like Cleve-
land’s Burke Lakefront) with flights planned over the
oceans or over the Great Lakes.

I have previously noted that Congress appears to have
thought that admiralty jurisdiction attached solely by flight
over the high seas. We have, however, no need to go that
far in our instant case. We deal here with a disabled
plane which crashed upon and sank into the navigable
waters of the Great Lakes. Problems posed for aircraft
landing on, crashing on, or sinking into navigable waters
differ markedly from landings upon land. Arguably, they
might be greater or less, but they are not the same. In
such instances, wind and wave and water, the normal
problems of the mariner, become the approach or survival
problems of the pilot and his passengers. I do not, by
referring generally to these matters as being within judicial
notice, mean to pass judgment on jurisdictional problems
beyond the specific requirements of this case. What I
would hold is that tort cases arising out of aircraft crashes
into navigable waters are cognizable in admiralty juris-
diction even if the negligent conduct is alleged to have hap-
pened wholly on land. By so doing, we would follow the
reasoning and result of the Imbrovek case and apply it to
the facts of this case:

‘‘If more is required than the locality of the wrong in

order to give the court jurisdiction the relation of the
wrong to maritime service, to navigation and to com-

25a

merce on navigable waters, was quite sufficient.’’ At-
lantic Transport Co. v. Imbrovek, 234 US. 52, 62
(1914).

Here the aircraft took off from a shorefront airport; its
flight path led over navigable waters (if only for a brief
distance) ; when disabled, it fell into navigable waters; and
the damage complained of is damage occasioned by crash-
ing into and sinking into navigable waters.‘

We cannot by any means be sure that the Supreme Court
will not adhere or revert to the ‘‘locality alone’’ test, but in
the meantime we should note that there is some maritime
character to any flight of any airplane over any navigable
water.

If, as a result of shore-based negligence in dry dock, a
sea valve were left open on a deep-water vessel, would
anyone doubt admiralty jurisdiction over cases arising
& from its subsequent sinking?

I think we should adopt the Third Circuit rule of Wein-
stem, supra.

‘‘We hold, therefore, that tort claims arising out of
the crash of a land-based aircraft on navigable waters
within the territorial jurisdiction of a state are cogniz-
able in admiralty.’’ 316 F.2d at 766.

PARVUM CAT IMem, ron ta

This would not require endorsing its ‘‘locality alone’’
test, but, as is obvious from what has been said, I would
accept fully much of Judge Biggs’ reasoning, including the
following:

“Assuming arguendo that some-kind of maritime
nexus in addition to locality is required as a prerequi-
site to admiralty tort jurisdiction, we believe none-

*I attach no significance to the fact that the descending plane
struck the top of a truck and the perimeter fence of the airport
before crashing into Lake Erie. This record makes clear that the
impact on the water and the sinking of the plane with its conse-
quent water damage accomplished the destruction complained of.

26a

theless that the cases at bar are within the admiralty
jurisdiction insofar as the tort claims alleged therein
are concerned. At the time the Constitution was
framed and for a century and a half thereafter, ships
of various kinds were the only means of transportation
and commerce on or across navigable waters. Today,
aircraft have become a major instrument of travel and
commerce over and across these same waters. When
an aircraft crashes into navigable waters, the dangers
to persons and property are much the same as those
arising out of the sinking of a ship or a collision be-
tween two vessels.’’ Id. at 763.

Aside from Wewstein, supra, and Scott v. Eastern Air-
limes, Inc., 399 F.2d 14 (3d Cir.), cert. denied, 393 U.S. 979
(1968), where the Third Circuit reaffirmed Weinstein, there
is no precedent squarely in point concerning airplane
crashes in navigable waters of a state either from the
Circuit Courts of Appeal or the United States Supreme
Court. But there are many District Court cases, both be-
fore and after Weinstein, which have reached the same re-
sult. Hornsby v. Fishmeal Co., 285 F. Supp. 990, 993
(W.D.La. 1968), rev’d on other grounds, 431 F.2d 865 (5th
Cir. 1970) ; Rapp v. Eastern Airlines, Inc., 264 F. Supp. 673
(E.D.Pa. 1967), aff'd sub. nom. Scott v. Eastern Airlines,
Inc., 399 F.2d 14 (3d Cir.), cert. denied, 393 U.S. 979
(1968) ; Horton v. J & J Aircraft, Inc., 257 F. Supp. 121
(S.D.Fla. 1966); Montgomery v. Goodyear Tire & Rubber
Co., 231 F.Supp. 447, 453 (S.D.N.Y. 1964), aff’d, 392 F.2d
777 (2d Cir. 1968) ; Harris v. United Airlines, 275 F. Supp.
431 (S.D.Iowa 1967). See also Stiles v. National Airlines,
Inc., 161 F. Supp. 125 (E.D.La. 1958), aff’d 268 F.2d 400
(5th Cir.), cert. denied, 361 U.S. 885 (1959); Noel v. Air-
ponents, Inc., 169 F. Supp. 348 (D.N.J. 1958) ; Bergeron v.
Aero Associates, Inc., 213 F. Supp. 936 (E.D.La. 1963);
Wilson v. Transocean Airlines, 121 F. Supp. 85 (N.D.Cal.
1954).

For the reasons outlined, I would reverse and remand the
judgment of the District Court.

27a
APPENDIX B

UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF OHIO
EASTERN DIVISION

Civil Aetion No. (69-464

Executive Jet Aviation, Inc. and Executive Jet SALgs,
Inc., Plaintiffs

v.

Crry or CLEVELAND, Onno, East 6th and Lakeside Avenue,
Cleveland, Ohio

Puiu A. Scuwenz, 724 Sandlewood,
Elyria, Ohio

and

Howarp E. Dicken, 23225 Cedar Point Road,
Cleveland, Ohio, Defendants

Memorandum and Order
Re: Motions To Dismiss

[Filed June 12, 1970]
Katsreisca, J.

The instant case arises from the crash of a Falcon Mys-
tere jet aircraft into the waters of Lake Erie near Burke
Lakefront Airport at Cleveland, Ohio, on July 28, 1968.
At the time of the accident there were three persons aboard
the Falcon aircraft, all crew members, none of whom were
injured. ;

The plaintiffs in the case are Executive Jet Sales, Inc.,
and Executive Jet Aviation, Inc., the former is alleged to
be the owner of the Falcon, while the latter operated the
aircraft. The complaint invokes the admiralty jurisdiction
of the Court and seeks damages for total loss of the Falcon.
Though the aircraft was never replaced, the prayer also

28a

includes an amount for loss of revenue from operation of
the Falcon during the reasonable period of time required
for replacement.

At the time of the accident, defendant City of Cleveland
owned the airport and employed Phillip A. Schwenz to man-
age it. Defendant Howard E. Dicken was the air trafic
controller on duty at the time of the accident.

The defendants have moved to dismiss the action on the
ground that the undisputed facts presently before the Court
demonstrate that the claim asserted by the plaintiffs is not
cognizable in admiralty and therefore the Court is without
jurisdiction over the subject matter. Plaintiffs argue, on
the other hand, that the complaint states a case in admiralty
and that the allegations thereof are not so cast into doubt
by the other material before the Court as to warrant dis-
missal for lack of jurisdiction.

In ruling on a motion to dismiss for lack of jurisdiction
over the subject matter, the allegations of the complaint
must be construed most strongly in favor of the plaintiff.
Dautartas v. Trans World Airlines, Civil No. 065-617, N.D.
Ohio (1966).

Relevant to the issues here, the complaint alleges:

**6. On July 28, 1968, plaintiffs’ Falcon aircraft tax-
ied on and took off from the airport, all under the di-
rect supervision and control of one or more of the de-
fendants. On said date defendant Howard E. Dicken
cleared the Falcon for take off from the airport.

**7, On or about July 28, 1968, defendant Howard
E. Dicken negligently and carelessly supervised and
controlled, or failed to supervise and control, plain-
tiffs’ Falcon; and negligently and carelessly failed to
warn plaintiffs of hazards to aircraft existing on, over
and adjacent to the airport of which defendant How-
ard E. Dicken knew or should have known, including 4
huge flock of seagulls which were sitting on the active

ESS ERS RR PROMO RN NYSE RR

29a

runway of the airport at the time defendant Howard
K. Dicken cleared plaintiffs’ Falcon for takeoff from
said runway.

“8. On and before July 28, 1968, the city and de-
fendant Phillip A. Schwenz, and each of them, negli-
gently and carelessly operated, controlled, maintained,
supervised and inspected the airport; negligently and
carelessly failed to remove and eliminate hazards to
aircraft existing on, over and adjacent to the airport,
including the aforementioned flock of seagulls; and
negligently failed to warn plaintiffs of hazards to air-
craft existing on, over and adjacent to the airport of
which the city and defendant Phillip A. Schwenz knew
or should have known, including the aforementioned
flock of seagulls.

“9. As a result of the aforesaid negligence and care-
lessness of defendants, and each of them, plaintiffs’
Falcon struck several hundred seagulls shortly after
take off from the airport when the flock flushed; and
the Faleon was totally destroyed when it crashed and
sank in the navigable waters of Lake Erie off shore
from the airport, all to plaintiffs’ damage in the sum
of One million, five hundred fifty thousand dollars
($1,550,000.00).

“10. As a further result of this negligence and care-
lessness plaintiffs were deprived of the use of the Fal-
con for the period reasonably required to obtain a
replacement aircraft, the reasonable rental value for
this period being Two hundred thousand dollars
($200,000.00). .

“11. As a further result of this negligence and care-
lessness, plaintiffs incurred salvage, raising and other
costs in the sum of Thirteen thousand, six hundred
forty-three dollars and 64 cents ($13,643.64).

In addition to the allegations set out above, there are
certain undisputed facts which appear in the documents

30a

presently before the Court. There is no question that the
aircraft struck the gulls while passing over a portion of
the runway upon which it had taken off. Further, there
was a substantial loss of power from the plane’s engines
either immediately when, or at some time shortly after the
Falcon encountered the birds; in either case, the loss of
power occurred while the plane was still above the land.

Also, the aircraft struck the perimeter fence of Burke
Lakefront Airport and also came into contact with the top
of a pick-up truck which was parked outside of the airport
grounds.

In answer to an interrogatory posed by defendant City
of Cleveland, the plaintiffs have submitted the joint state.
ment of W. P. Flower and Charles E. Dirk, who were pilot-
ing the Falcon at the time of the crash. Neither plaintiffs
nor the defendants take issue with the factual details nar-
rated in the statement, which reads, in part, as follows:

‘After clearance to take-off was received the pilot
in the left seat executed the take-off and rotated at
approximately 125 Kts. The pilot in the right seat
made a power check, voiced 30 Kts., 100 Kts., V, and
rotate. The pilot in the left seat could not distinguish
the bird line prior to rotation and in his estimation
could not abort the take-off. On rotating a sea of birds
on the runway became visible. Approaching the birds
at approximately 75 feet caused them to flush and fly
into the aircraft * * * . Bird impact substantially re
duced the air speed an estimated 15 or 20 Kts. The
pilot in the left seat raised the gear handle, the pilot
in the right seat maneuvered the throttles in an effort
to obtain partial power. There was almost immediate
total loss of power. The engine temperature indicated
above 850 degrees on both engines and the RPM
dropped rapidly below 70%. The aircraft flew in 4
semi-stalled attitude stall horn blowing until contact-
ing the water. The aircraft struck the top of a pick-up
truck and a portion of the airport perimeter fence.

31a

The aircraft contacted the water in a flat attitude and
° +r °

on a second impact water entered the cabin almost

immediately. Only a few seconds passed between bird

impact and water contact and it is estimated that the

aircraft did not attain more than 75 to 100 feet in

altitude.’’

There is no genuine issue as to any of the facts set out
above. The disagreement among the parties, as evidenced
by the briefs supporting and opposing the motions, is not
over the hard facts of the case, but rather over how the
facts are to be characterized, what the present state of the
law is on the issue, and how the law is to be applied to
resolve the jurisdictional issue.

There is no question that the plane encountered the pe-
rimeter fence of the airport, the top of a pick-up truck and
the navigable waters of Lake Erie, In the view which this
Court takes of the law, it matters not whether the plane
“‘crashed’’ into the fence and truck and ‘‘eventually came
to rest”? in Lake Erie, or whether: it ‘*grazed’’ the fence
and truck and ‘‘crashed”’ into Lake Erie. For the purpose
of the motions, however, the Court assumes the plaintiffs’
position that the damage to the plane from contact with
the birds, fence and truck was minimal compared to the
total destruction of the aircraft when it ‘‘crashed and sank
in the navigable waters of Lake Erie * * * ,” (Complaint,
para. 9.)

The basic issue is whether the allegations of the com.
plaint read in light of the undisputed facts state a case
within the realm of this Court’s admiralty jurisdiction.
The perimeter of admiralty jurisdiction has been the sub-
ject of continuing definition by federal courts at all levels.
In arguing the instant motions, the parties have briefed
that area of the law extensively; the sharp difference of
opinion as to how the many cases are to be interpreted
demonstrates that the reach of this Court’s admiralty juris-

iction is still not clearly defined.

32a

The controversy here centers around two questions: first,
What is the proper legal standard by which admiralty ju.
risdiction is to be tested?; and second, Does the claim in this
case meet that standard? Turning to the first question, the
traditional principle is well-stated in The Philadelphia,
Wilmington & Baltimore R.R. Co. v. The Philadelphia ¢
Havre de Grace Steam Towboat Co., 64 U.S. 209 (1859):

‘*The jurisdiction of courts of admiralty, in matters
of contract, depends upon the nature and character of
the contract; but in torts, it depends entirely on local- |
ity.”” (At p. 215.) |

The principle as it relates to torts has come to be known
as the ‘‘locality-alone’’ test of jurisdiction and, in its strict
application, entails an inquiry only as to where the tort
occurred: if upon navigable waters, the action is cognizable
in admiralty; if not, then the action is without the adni-
ralty jurisdiction of the court.

It is the ‘‘locality-alone’’ test of jurisdiction which plain- |
tiffs argue to be the proper standard here and the position
is supported by a myriad of cases, many of which have been
cited by the plaintiffs in the briefs opposing the instant
motions,

However, the Court of Appeals for the Sixth Circuit has
recently considered the propriety of the ‘‘locality-alone”
test and has rejected it. In Chapman v. City of Grosse
Pointe Farms, 385 F.2d 962 (6th Cir. 1967), the plaintiff
was injured when he dived from a pier owned and operated
by the defendant. There were diving boards on the end of
the pier for use by swimmers, but the plaintiff apparently
dived from some other portion of the pier into approxi-
mately eighteen inches of water. The claim was that the
defendant was negligent in failing to erect barriers along
the pier or to adequately warn of the shallow waters along
the side of the pier. After finding that the tort had 0
curred on navigable waters, the court met squarely the

33a

issue of whether the ‘‘locality-alone’’ test is the proper
jurisdictional standard. Said the court:

‘While the locality alone test should properly be
used to exclude from admiralty courts those cases in
which the tort giving rise to the lawsuit occurred on
land rather than on some navigable body of water, it
is here determined that jurisdiction may not be based
solely on the locality criterion. A relationship must
exist between the wrong and some maritime service,
navigation or commerce on navigable waters. Absent
such a relationship, admiralty jurisdiction would de-
pend entirely upon the fact that a tort occurred on
navigable waters; a fact which in‘and of itself, in light
of the historical justification for federal admiralty
jurisdiction, is quite immaterial to any meaningful in-
vocation of the jurisdiction of admiralty courts.’’? (At
p. 966. Citations omitted.)

In Weinstein v. Eastern Airlines, Inc., 316 F.2d 758 (3rd
Cir, 1963), a case relied upon heavily by the plaintiffs, the
court specifically rejected the argument that some maritime
nexus is needed for admiralty jurisdiction in addition to
a tort which occurred on navigable waters. As noted in
Weinstein, the argument is not a new one and the weight
of authority is in favor of the “‘locality-alone’’ test. De-
spite this weight of authority, the Chapman case, supra,
expressly binds the Sixth Circuit to the minority position
which requires some maritime nexus in addition to a find-
ing that the tort occurred upon navigable waters.

The plaintiff would read the Chapman case as holding
that, in addition to the tort having occurred upon navigable
waters, there need be a relationship between the wrong and
some maritime service, navigation or commerce on navi-
gable waters only in those ‘‘troublesome borderline cases’’
where there is some difficulty in determining whether or
not the tort occurred upon navigable waters. This posi-
tion is without merit. The opinion in Chapman first dealt

34a

with the question of whether the tort in that case had oc.
curred on navigable waters. Regarding that question, the
court stated, at page 964:

‘However, a number of troublesome borderline cases
have arisen * * *. Without attempting to distinguish
and reconcile each of the above cases, it appears that
the governing principle common to all is that reference
should properly be made to the locality where ‘the sub-
stance and consummation of the occurrence which gave
rise to the cause of action took place * * *.’ Minnie vy.
Port Huron Terminal Co., supra, note 8, 295 US. at
649, 55 S. Ct. at 885, or, as suggested in Thomson v.
Chesapeake Yacht Club, Inc., supra, note 5 at 558, ‘to
the place where the negligent act or omission becomes
operative or effective upon the plaintiff * * * .’ In
these cases, it is apparent that application of the me-
chanical place of the injury or impact test is impossi-
ble, for a claimant has usually suffered some injurious
impact upon both land and water.’’

The court then applied the standard which it deemed ap-
propriate to the circumstances of the case and determined
that the locality of the tort was upon navigable waters.
Only then did the court consider and decide that locality of
the tort alone is insufficient to confer admiralty jurisdit-
tion. This latter holding was not limited to borderline
cases where the locality of the tort could not be easily as-
certained.

Thus, it is the opinion of the Court that the proper proce-
dure here is one which first looks to the threshold question
of locality of the tort. If it can be found that the tort oc
curred upon navigable waters, then further inquiry must be
made into the ‘‘condition sub silentio’’ (Chapman, supra),
i.e., that there be some connection between the alleged wrong
and some maritime service, navigation or commerce upon
navigable waters. As will be set out below, in detail, the
Court finds the case fails to meet both criteria.

35a

Turning to the locality of the tort in this action, the many
cases involving the crash of an airplane into navigable
waters which have held the locality of the tort to be upon
the water would appear to require a similar conclusion here.
Cf. Weinstein v. Eastern Airlines, Inc., supra; Scott v.
Eastern Airlines, Inc., 399 F.2d 14 (3rd Cir. 1968); Harris
v. United Air Lines, Inc., 275 F.Supp. 431 (S.D. Iowa 1967).
A most perplexing aspect of the aircraft cases has been the
difficulty in defining where the tort occurred, especially in
those cases where the acts of negligence alleged occurred
upon or over land even though the plane came down in
navigable waters. .In Thomson v. Chesapeake Yacht Club,
255 F.Supp. 555 (D. Md. 1966), the court commented :

‘“‘The aircraft cases present special problems. Al-
though the negligence may have occurred on land,
where there was negligent maintenance, the impact
(effect) of the negligence on the passengers did not
occur until something went wrong during the flight and
the plane started to fall. Something may have started
to go wrong over the land before the plane reached
the sea, but that is usually impossible to prove one
way or the other in aircraft cases, and the decisions
adopt a practical approach.’? (P. 558.)

Thus, for purposes of determining jurisdiction, even
though the negligent acts occur on the land, if the impact
of the tortious conduct takes place over navigable water,
the cases hold that the tort “foccurred’’ on navigable water.
See Lavello v. Danko, 175 F.Supp. 92 (S.D. N.Y. 1959) ;
Weinstein v. Eastern Airlines, Inc., supra; Wilson v. Trans-
ocean Airlines, 121 F.Supp. 85 (N.D. Calif. 1954). In
Thomson v. Chesapeake Yacht Club, Inc., supra, the court
interpreted the various cases, including those involving
aircraft, with regard to the test for locality. The opinion
states :

“It might be more accurate to refer to the place
where the negligent act or omission becomes operative

36a

or effective upon the plaintiff, so as to cause an injury
to him, whether the physical injury and damage is
suffered and completed on land or in navigable water,
That is substantially the test which was applied in The
Admiral Peoples, The Strabo, Wiper and other cases.”
(P. 558.)

In this case the alleged negligence occurred upon land
and the damage for which recovery is sought occurred upon
Lake Erie. Without looking to the other circumstances of
the accident, it could be said, as plaintiffs argue, that the
‘‘impact’’ of the alleged negligence, with reference to the
ultimate total destruction of the aircraft, occurred upon
navigable waters.

However, there is no question in this case that, after the
alleged negligence but before the ultimate crash into Lake
Erie, the aircraft struck a number of sea gulls, that there
was an immediate loss of power, that the crippled aircraft
came into contact with the airport’s perimeter fence, that
it grazed the top of a pick-up truck parked outside the air-
port, and only then did the plane enter into the space above
Lake Erie, eventually to crash and sink in its waters.
Ignoring the fact that some comparatively small amount of
damage to the aircraft must have been occasioned by its
contact with the gulls, the fence and the truck, it is only by
blindly applying a legal fiction that the Court could say
in this case that the alleged negligence did not have its
‘‘impact’’ upon, or ‘become operative and effective’’ upon
the plane until it crashed into the water. As noted in the
Thomson case, supra, the rule which plaintiffs urge was
developed in cases where it was impossible to prove whether
or not something ‘‘started to go wrong over the land before
the plane reached the sea * * *.’’ (At p. 558.)

In this case it is manifest that the alleged negligence be-
came operative upon the aircraft while it was over the land;
and in this sense the ‘‘impact’’ of the alleged negligence

37a

occurred when the gulls disabled the plane’s engines. Turn-
ing again to the opinion of the court in Chapman, it is
stated, at page 965:

‘In cases such as The Admiral Peoples and Wiper,
cited above (footnotes 2 and 4), the negligent act or
force responsible forthe injury resulted in a direct
impact upon plaintiff, while the alleged negligence in
the instant case was the failure to restrain appellant
by means of warning signs or physical barriers from
performing a voluntary act. This distinction might as
[sic] first seem inconsequential, but it must be noted
that where a negligent act or force knocks a person
down or causes him to fall, whether he comes down on
land or water is largely fortuitous.”

Applying the same analysis to this case, the alleged negli-
gence, the take-off, the striking of the gulls and result-
ant loss of power occurred upon the land. From this point
on the plane was disabled and was caused to fall. Whether
it came down upon land or upon water was largely for-
tuitous,

In Wiper v. Great Lakes Engineering Works, 340 F.2d
727 (6th Cir. 1965), the plaintiff’s decedent was alleged to
have fallen from a dock and to have died from drowning.
The defendant was charged with negligence in maintenance
of the dock. The court stated, at page 730:

‘“‘However, docks and wharves are considered as ex-
tensions of land, American Export Lines, Inc. v. Revel,
266 F.2d 82 (4th Cir. 1959); Netherlands American
Steam Nav. Co. v. Gallagher, 282 FE. 171 (2nd Cir.
1922) ; The Plymouth, 3 Wall. 20, 70 U.S. 20, 18 L.Ed.
125 (1865); Hughes, Admiralty (2d Ed.) Sec. 198; 2
Am. Jur. 741, 767-768, ADMIRALTY See. 84, and
therefore the negligently maintained dock which pre-
sumably caused the decedent to fall was land, and the
decedent was on land at the time he was caused to fall.
Thus, the tort was complete before decedent ever

38a

touched the water and this being true, the subsequent
drowning is significant not to determine the maritime
or non-maritime nature of this action but only as it
relates to damages * * *.’’

Likewise, in this case the airport and the runway were
upon land and the alleged negligence which caused the plane
to crash occurred upon land. Further, the plane became
disabled over land and came into contact with a fence and
a truck before ever crossing the shoreline. It is this Court’s
opinion that the eventual crash of the plane into Lake Erie,
and its destruction by water, are at best fortuitous and are
significant ‘‘not to determine the maritime or non-maritime
nature of this action but only as it relates to damages.”
(Wiper, supra.)

It is the opinion of the Court, therefore, that the tort in
this case did not occur upon navigable waters and the action
is not cognizable in admiralty. In reaching this conclusion,
the Court is well aware of the many decisions holding that
a plane crash into navigable waters is within admiralty
jurisdiction. However, as the analysis above reveals, draw-
ing from those cases a general rule that all plane crashes
into navigable waters are cognizable in admiralty and
applying such a rule here would belie the principles which
governed locality of the tort before the problems peculiar
to air commerce arose. Where the facts are not known, 4
court might rightly assume that the alleged negligence be-
came operative and éffective upon the aircraft over navi-
gable waters; but here the alleged negligence had crippled
the plane well before it reached the water. Assuming other-
wise would require that the Court ignore the very facts
upon which it must rely in testing jurisdiction. Without
distinguishing each of the cases involving an airplane crash
into navigable waters, it is sufficient to state that the undis-
puted facts in this case demonstrate that the tort occurred
over the land.

As to the second prerequisite for admiralty jurisdiction—
that there be_a-relationship between the alleged wrong

39a

and some maritime service, navigation or commerce upon
navigable waters—in Weinstein v. Eastern Atrlines, Inc.,
supra, the court stated:

“‘Assuming arguendo that some kind of maritime
nexus in addition to locality is required as a prereq-
uisite to admiralty tort jurisdiction, we believe none-
theless that the cases at bar are within the admiralty
jurisdiction insofar as the tort claims alleged therein
are concerned. At the time the Constitution was framed
and for a century and a half thereafter, ships of vari-
ous kinds were the only means of transportation and
commerce in or across navigable waters. Today, air-
craft have become a major instrument of travel and
commerce over and across these Same waters. When
an aircraft crashes into navigable waters, the dangers
to persons and property are much the same as those
arising out of the sinking of a ship or a collision
between two vessels. ‘There can be nothing more
maritime than the sea.’ Pure Oil Co. v. Snipes, 293
F.2d 60, 65 at n. 6 (5 Cir. 1961).’’ (At p. 763.)

In Chapman v.‘City of Grosse Pointe Farms, supra, the
court quoted these same words from the Weinstein case as
an example of its conclusion that some maritime nexus had
been required as a condition ‘*sub silentio’’ to admiralty
jurisdiction by many courts which outwardly voiced adher-
ence to the ‘‘locality-alone’’ test.

The Court does not view either the Weinstein case or the
Chapman case as persuasive authority that there is always
‘relation between the alleged wrong and some maritime
ervice, navigation or commerce on navigable waters
vhenever an aircraft crashes into navigable waters. In the
Veinstein case, the statement was manifestly uttered by
ay of dicta; and the Chapman opinion cited the comment
f Weinstein only to illustrate that other courts have been
meerned with maritime nexus even while denying that

40a

it is a prerequisite to jurisdiction. There was little indicg.
tion as to how the Court of Appeals for the Sixth Circuit
might rule if considering de novo the question which the
court in Weinstein resolved by way of dicta.

In Gowdy v. United States, 412 F.2d 525 (6th Cir. 1969),
the maritime nexus requirement of the Chapman case was
further defined. The court emphasized in the Gowdy case
that it is the alleged ‘‘wrong’’ which must bear a relation-
ship to some maritime service, navigation or commerce on
navigable waters. The plaintiff in that case was installing
electrical machinery in a lighthouse when he fell from the
lighthouse and sustained injuries. The court stated, at
pages 528-29:

‘‘Nor is the fact that the lighthouse itself serves
a maritime purpose sufficient to require in this case
application of maritime law.

‘‘Here the ‘wrong’ if any, involved the failure of
a landowner to provide a guardrail or some type of
warning for business invitees using the property. The
invitees were an electrical construction company and
its employees engaged in the installation of new
machinery in the machinery house. The company was
not a maritime contractor, and its employees were not
seamen, longshoremen or harbor workers.

‘‘The ‘wrong’ bears no relationship whatsover to
‘some maritime service, navigation or commerce 01
navigable waters.’ The application of maritime law in
this case would not, therefore, serve the purpose of
uniformity in the area of maritime commerce.’’

Assuming, as the court noted in the Weinsteim case, supra,
that air commerce bears some relationship to maritime
commerce when the former is carried out over navigable
waters, the relevant circumstances here were unconnected
with the maritime facets of air commerce. The claimed

4la

“‘wrong’’ in this case was the alleged failure to keep the
runway free of birds and the failure to adequately warn
the pilots of their presence upon the end of the runway.
When the alleged negligence occurred, and when it became
operative upon the aircraft, all the parties were engaged in
functions common to all air commerce, whether over land
or over sea.

There is no contention here that the entire spectrum of
air travel is imbued with a maritime character merely be-
cause some airplanes at certain times might pass over navi-
gable waters. Thus, the conclusion here must be that the
operative facts of the claim in this case are concerned
with the land-connected aspects of air commerce, namely,
the maintenance and operation of an airport located on the
land and the dangers encountered by an aircraft when using
its runways for take-off. It is the Court’s opinion that there

exists no relationship between the ‘‘wrong’’ alleged in this

case and some maritime service, navigation or commerce
upon navigable waters.

For the reasons stated above, the case is not cognizable
in admiralty.

There appearing in the complaint no allegations upon
which jurisdiction might be based other than the averment
that the case falls within the admiralty and maritime juris-
diction of the Court, the Court has no jurisdiction over the
subject matter of the action as alleged. The complaint must,
therefore, be dismissed.

As to the third-party action against the United States of
America filed by defendants City of Cleveland and Phillip
A. Schwenz, it also must be dismissed. The third-party
complaint seeks relief against the third-party defendant
only if, and to the extent that the defendants City of
Cleveland and Phillip A. Schwenz are held liable to the
plaintiffs in the main action. An affirmative claim has been
asserted by the thirty-party defendant against the plaintiffs
and, in this action, the plaintiffs have made no claim directly

42a

against the third party-defendant. Thus there is no
conceivable need, purpose or requirement for the Court
to retain jurisdiction over the third-party action after
dismissal of the original action. See Moore’s Federal
Practice 14.26, at pp. 707 et seq.

Defendant Howard E. Dicken has asserted immunity
from suit, in addition to lack of admiralty jurisdiction, as
a ground for dismissal of the complaint as to him. The
issue of immunity need not be decided in view of the Court’s
opinion on the jurisdictional issue.

Ir Is Onperep, therefore, that the complaint is dismissed
for lack of jurisdiction over the subject matter.

Ir Is FurtHer Orperep that the third-party action is
dismissed.

Grrarp E. KaLBFLEIscH
United States District Judge

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386414_0080%3A03. Public record. Not legal advice.
