# Appendix — Harris v. New York

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386413_0234%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1971
- **Citation:** 401 U.S. 222

## Text

q

IN THE

Supreme Court of the United States i
OCTOBER TERM, 1970 t

a

No. 206

VIVEN HARRIS,

Petitioner, ]

—V.—

NEw YorK t

ON WRIT OF CERTIORARI TO THE COURT OF APPEALS
OF NEW YORK

TABLE OF CONTENTS

Page ,
Docket entries, conan 25, 1966 through December 29,
Serra WES 1
i Ce, 6 COU :
Complete testimony of petitioner rose , as 19 [
I a naan abbaaaduatameomninoabioiens 72 i
Charge of the trial court ___. aS tiat Shek c | at Cd hs 79 :
The jury finding _ Dee he Pee ROR ONE liar Oe Aa 103 i
Judgment of County Court, Westchester County _.. ... 106 ;
Opinion of the Appellate Division, Second eisatananania :
Supreme Court of the State of New York . 113 .
Order of affirmance, Appellate Division, Second Department 114 ‘
Opinion of the New York Court of Appeals _ iat 115 F
Remittitur of New York Court of Appeals Na 117
Order dismissing first count of Indictment, 50/66 121
Order granting motion for leave to proceed in forma pau-
peris and granting petition for writ of certiorari —.. 122

DOCKET ENTRIES

At a Term of the County Court held in and for the
County of Westchester in the Court House, in the City
of White Plains, N. Y. jon the 25th, day of January, 1966.

Court met pursuant to recess

PRESENT: HON. ROBERT J. TRAINOR, COUNTY
JUDGE, PART I

Special Deputy County Clerk F. J. McNulty

Stenographer J. W. Reberts

Proclamation made and Court opened

The Acting Foreman of the January Grand Jury came
into Court and handed up the following 29 indictments,
1 Information as his partial report and then continued
on to do his work.

Indictments
= * * =

VIVEN HARRIS

Fel. selling narcotic drug in Viol. 3305 P.H.L., viol.
1751 subd. 1 Penal Law (2 cts) Indict. #50-66

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THURSDAY, JULY 21st, 1966

At a Term of the County Court held in and for the
County of Westchester in the Court House, in the City
of White Plains, N.Y. on the 21st, day of July, 1966,

Court met pursuant to recess

PRESENT: HON: P. RAYMOND SIRIGNANO,
COUNTY JUDGE, PART I

Special Deputy County Clerk F. J. McNulty

Stenographer P. Thompson

Proclamation made and Court opened

THE PEOPLE
vs
VIVEN HARRIS
2 cts: Feloniously selling narcotic drug in violation
3305 P.H.L. & 1751 (1) P.L. (2); Indict. #50-66

James J. Duggan A.D.A.
L. Martin

Court fixes bail in the sum of $25,000.00.
Defendant remanded.

~~ SO ee OI BON A ee Wr om Aeras ed “SMe Nt me Oo et

WEDNESDAY, NOVEMBER 30th, 1966

PRESENT: HON: ROBERT E. DEMPSEY, COUNTY
JUDGE, PART II

Deputy County Clerk Irwin S. Bilgre
Stenographer Bernard Fabel

THE PEOPLE
vs
VIVEN HARRIS

2 cts: Feloniously selling narcotic drug in violation
3305 P.H.L. & 1751 (1) P.L. (2); Indict. 450-66

AR RT TONER ee

Thomas Facelle A.D.A.
R. Projansky

Defendant present.

Mr. Projansky challenges the array of the prospective ;
jurors. ‘

Mr. Facelle moves Indict. #50-66 for trial and opposes
the Motion.

Hearing set for Thursday, December Ist, 1966 at 9:00
A.M.

The Panel of Jurors is excused.
Defendant remanded.

* Se RS, eT Se

LLL LEA

THURSDAY, DECEMBER Ist, 1966

PRESENT: HON: ROBERT E. DEMPSEY, COUNTY
JUDGE, PART II

Deputy County Clerk Irwin S. Bilgre
Stenographer Bernard Fabel

THE PEOPLE
vs
VIVEN HARRIS
2 cts: Feloniously selling narcotic drug in viol. 3305
P.H.L. & Sec. 1751 subd. 1 Penal Law (2); Indict,
#50-66
Thomas Facelle A.D.A.

E. McHugh by R. Projansky
of counsel

Hearing on challenge to the array of prospective jurors,
Defendant present.

WITNESS SWORN
Ralph. T. Mumford

Defendant rests.
The challenge to the array is denied.
Defendant remanded for trial on December 5th, 1966.

Piet ‘ . . . nes te RE
EY RRA SL CITI GIT SOR NAT RAE SC ORS YC SERB a a

MONDAY, DECEMBER 5th, 1966

At a term of the County Court held in and for the
County of Westchester in the Court House, in the City
of White Plains, N.Y. on the 5th day of December 1966

Court met pursuant to recess

PRESENT: HON: ROBERT E. DEMPSEY, COUNTY
JUDGE, PART II

Deputy County Clerk Irwin S. Bilgre

Stenographer Bernard Fabel

Proclamation made and Court opened

THE PEOPLE
vs
VIVEN HARRIS

2 cts: Feloniously selling narcotic drug in violation
3305 P.H.L. & 1751 (1) P.L, (2); Indict. #50-66

T. A. Facelle A.D.A.
E. McHugh by R. Projansky
of counsel
Defendant present.

Mr. Facelle moves Indictment #50-66 for trial.

The Clerk advised the defendant pursuant to Sec. 369
Code of Criminal Procedure of his right to challenge in-
dividual jurors.

The following jurors were examined, challenged or ex-
cused as shown:

Dina Ebenstein by consent
Anthony Arancio, Jr. by consent

Trial recessed at 4:10 P.M.

The Court admonished jurors pursuant to Sec. 415 Code
of Criminal Procedure.

Defendant remanded.

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TUESDAY, DECEMBER 6th, 1966
PRESENT: HON: ROBERT E. DEMPSEY, COUNTY
JUDGE, PaRT II
Deputy Clerk Irwin S. Bilgre

THE PEOPLE
vs
VIVEN HARRIS

Indict. #50-66
same appearances
case continued

The selection of jurors continued.

Joseph V. Chuea Peremptory defendant
Clarance S. Bonney Peremptory defendant
Charles W. Johnson Peremptory defendant
Edward J. Burrell Peremptory defendant
Frederick G. Gylassen Peremptory defendant
Lucy K. Mead Peremptory defendant

Jurors #+1-3-4-6-9-10 selected and sworn.
George White #1

Blanche K. Brill #2

Clarence W. Ostergren #4

Gerd H. Shendler #6

Onita M. Ocasio #9

Gilbert J. Stevens #10

The Court recessed at 4:50 P.M.

The Court admonished the Jurors pursuant to sec. 415
C.C.P.

Defendant remanded.

| WEDNESDAY, DECEMBER 7th, 1966
HON: ROBERT E. DEMPSEY, COUNTY JUDGE,

PART II
Deputy County Clerk Irwin 8S. Bilgre

THE PEOPLE
vs
VIVEN HARRIS

| Indict. #50-66
same appearances
case continued
Selection of jurors resumed at 11:05 A.M.
Defendant present.

Frank L. Backus by consent
Alfred J. Lalli by consent
Thomas H. Lane by consent

Prospective juror #11 Thomas H. Lane is absent—an-
other juror selected from the drum as prospective Juror

#11

George P. Farrell Peremptory
David Harris by consent

Court recessed for luncheon at 12:30 P.M.

Jury admonished pursuant to sec. 415 C.C.P.
Defendant remanded.

Selection of the jury resumed at 2:00 P.M.

John H. Judge peremptory by defendant

Katherine H. Gosselina peremptory by defendant
Levon K. Nahigian peremptory by defendant
Murray Winokor peremptory by defendant
Raymond O. Walsh peremptory by defendant
Roland B, Forsgth peremptory by defendant
Edmund B. Van Hook, Jr. peremptory by defendant
Lydia G. Gallagher peremptory by defendant

Juror +11 Kenneth B. Heller sworn.

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WEDNESDAY, DECEMBER 7th, 1966
(Continued )

Juror +2 Edmond P. Donlon Juror +5 Roberta Juror
#12 Sherman Turner sworn Juror #7 William F. Holth
sworn

The Jury selected. Roll called—Jury sworn.

JURY SWORN
George R. Wyhte William F. Holth
Edmond P. Donlon Adolf E. Schlessinger
Blanche K. Brett Anita M. Acasio
Clarence H. Ostergren Gilbert J. Stevens
Roberta J. McCanney Kenneth B. Heller
Gerd H. Shindler Sherman Turner

The Court directed the Clerk to select and swear in two
Alternate Jurors pursuant to Sec. 358-a Code of Crimi-
nal Procedure.

John D. Fors by consent
Walter Freedman by consent

Two alternate jurors were selected and sworn.
ALTERNATE JURORS SWORN
Evelyn P. Nazaruk Victor J. Jenkens

Trial recessed at 4:20 P.M.

Jury admonished pursuant to Sec. 415 Code of Criminal
Procedure.

Defendant remanded.

— a

THURSDAY, DECEMBER 8th, 1966
PRESENT: HON: ROBERT E. DEMPSEY, COUNTY
JUDGE, PART II
Deputy County Clerk Irwin S. Bilgre

THE PEOPLE
vs

VIVEN HARRIS
Indict. #50-66
same appearances
ease continued

Trial resumed at 9:10 P.M.

Defendant present.

Roll called—All twelve Jurors and two alternate jurors
present.

Opening statements by Messr. Facelli and Projansky.
Trial recessed at 9:40 A.M. for the call of the calander.
Jury admonished pursuant to Sec. 415 C.C.P.

Defendant remanded. :
Trial resumed at 12:00 P.M. Defendant present. ;

WITNESS SWORN
Det. George Bernuder

Court recessed for luncheon at 12:35 P.M.

Jury admonished pursuant to Sec. 415 Code of Criminal
Procedure.

Defendant remanded.
Trial resumed at 2:05 P.M. Defendant present.
Roll called. All 12 Jurors and two Alternate Jurors

present.
WITNESS SWORN
Det. George Bernuder (resumed)

Court recessed at 4:40 P.M.

The Court admonished jurors pursuant to Sec. 415 C.C.P. is
Defendant remanded. ‘

ae

10
FRIDAY, DECEMBER 9th, 1966

PRESENT: HON: ROBERT E. DEMPSEY, COUNTY
JUDGE, PART II

Deputy County Clerk Irwin S. Bilgre

THE PEOPLE
vs

VIVEN HARRIS
Indict. #50-66
same appearances
case continued
Trial resumed at 11:45 A.M. Defendant present,
Roll called—All 12 jurors and 2 alternate jurors present,

In chambers in the presence of the defendant and the
absence of the jury, Mr. Projansky moves to dismiss the
indictment on the grounds of the grand jury minutes of
the witness George Bernuder.

Defendant remanded.
Decision reserved. Motion denied.

WITNESS SWORN
Det. George Bernuder (resumed)
Court recessed at 12:25 P.M. for luncheon.
Jury admonished pursuant to Sec. 415 C.C.P.
Defendant remanded.
Trial resumed at 2:25 P.M. Defendant present,
Roll called—All 12 jurors and 2 alternate jurors present.

WITNESS SWORN
Det. George Bernuder (resumed)

Court recessed at 3:30 P.M. Court admonished jurors
pursuant to Sec. 415 C.C.P.

Defendant remanded.

——

11

FRIDAY, DECEMBER 9th, 1966
(Continued )

Trial resumed at 4:25 P.M., Defendant present.
Al] 12 jurors and 2 alternate jurors present. . |

WITNESSES SWORN

Det. George Bernuder
Det. Frank Scheur
Det. Richard D. Parks

People rest.
Court recessed at 6:30 P.M. for dinner.

Court admonished jurors pursuant to Sec. 415 C.C.P.

Mr, Projansky renews motion to have verdict of acquital.
Motion denied. Motion to have indictment dismissed on
the grounds defendant did not get a preliminary hearing.
Motion denied. Mr. Projansky moves to dismiss indict-
ment on the grounds that People have failed to prove
a prima facie case. Motion denied.

Defendant remanded.

Trial resumed at 8:05 P.M. Defendant present, Mr.
Facelli, A.D.A. present, Mr. Projansky, Attorney for the
defendant present.

All 12 jurors and 2 alternate jurors present.

The Court adjourned until Monday, December 12th, 1966
at 10:30 A.M.

a admonished the jurors pursuant to Sec. 415

Defendant remanded.

RABBLE LES LEGIT
‘ ST TEE A PO

12
MONDAY, DECEMBER 12th, 1966

PRESENT: HON: ROBERT E. DEMPSEY, COUNTY
JUDGE, PART II

Deputy County Clerk Irwin S. Bilgre

THE PEOPLE
vs
VIVEN HARRIS
Indict. +50-66
Same appearances
Case continued

Trial resumed at 11:40 A.M. Defendant present.
Roll called—All 12 jurors and 2 alternate jurors present,

Defendant himself moves for a new lawyer. Motion de
nied.
WITNESS SWORN
Luther Harris

In Chambers, defendant present, in jurys absence, court
advised the witness of his rights to remain silent to any
question which might tend to incriminate him, the wit-
ness.

Defendant present. Trial recessed for luncheon at 12:25
P.M. The Court admonished the jurors pursuant to See.
415 C.C.P.

Defendant remanded.
Trial resumed at 2:15 P.M. Defendant present.
Roll called—All 12 Jurors and 2 Alternate Jurors present.

WITNESS SWORN
Viven Harris
Mr. Projansky moves for withdrawal of a Juror and a
mistrial. Motion denied.
WITNESS SWORN
Viven Harris (re-direct)
Trial recessed at 4:00 P.M.

The Court admonished the Jurors pursuant to See, 415
C.C.P.

Defendant remanded. ;
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34

THE COURT: No.

MR. PROJANSKY: —he’s entitled to it.

THE COURT: No, please. I will sustain an objec.
tion.

Q Before the 4th of January, had anyone ever told
you anything about the man that you knew as Joe?

MR. FACELLE: Objection, Your Honor.

THE COURT: He may answer yes or no.

A Yes.

Q And do you remember what that was?
A _ I cannot recall the date, no, sir.

Q Was it in the month of December?

A Yes, sir.

Q Was it before or after Christmas?

A Before.

Q

And who told you anything about Joe?

THE COURT: I will sustain the objection.

MR. PROJANSKY: I didn’t hear an objection, Your
Honor. I want to know what the grounds—

MR. FACELLE: Objection, Your Honor,

THE COURT: On the grounds that the question is
irrelevant and immaterial.
(fol. 412] Q You stated that you had heard that De-
tective Bermudez was a snorter?

A Yes, sir.

Q And who told you that?

MR. FACELLE: Objection, Your Honor.

THE COURT: Yes, I will sustain the objection.

MR. PROJANSKY: Your Honor, that’s certainly
material, it seems to me.

THE COURT: No, it isn’t.

Q At that time, the 4th of January, did you know
then that it was a crime to sell drugs?

A Yes, sir.

Q But you didn’t know Detective Bermudez, did you?

A Not personally.

Were you suspicious of Detective Bermudez?
THE COURT: I’m sorry, I didn’t hear, Mr. Pro-

jansky.
(The question was read back by the court reporter.)

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37

A No, sir.
Q It was not?
A No, sir.
(fol. 416] Q Where did you stab him?
A In my house.
Q Where did you stab Gus Fowler, what part of his

?

4 I did not stab him, I cut him.

Q Where did you cut him?

A Across the chest.

Q Part of the chest?

A Part of the chest.

And is it not a fact that you broke the blade of
the knife in the cutting?

MR. PROJANSKY: I’m going to object, Your Honor.
The defendant’s already admitted the act.

THE WITNESS: Can I ask a question?

MR. PROJANSKY: And I believe that since the
details of that act certainly are not in issue here, and
since the defendant has admitted that the District At-
torney—

THE COURT: Does the law permit on cross examina-
tion interrogation as to the circumstances as to the crime?

MR. PROJANSKY: I don’t believe so, Your Honor.
He’s already admitted.

THE COURT: Well, I think—excuse me, I will over-
rule your objection.

MR. PROJANSKY: May we have a limiting instruc-
tion.

(fol.417] THE COURT: You may continue, Mr. Fa-
celle, and you may have an exception, Mr. Projansky.

MR. PROJANSKY: May we have a limited instruc-
tion as to this type of testimony?

THE COURT: The cross-examiner is never restricted
to the mere admission of the commission of the crime.
He may, at his option, go into the details thereon, so I
will overrule your objection, sir.

MR. PROJANSKY: May we have an instruction to
the jury, as for what purposes they may consider this
evidence?

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THE COURT: You interrogated the jury, the jury
understands that this goes to the credibility of the wit.
ness, and not as to evidence of guilt of the commission
of this crime. It simply goes to the issue of the witness’
credibility and I am sure the jury understands that nov,

CROSS EXAMINATION CONTINUING BY MR.
FACELLE:

Q Mr. Harris, I believe you said that the first time
that you spoke to the Detective Bermudez was on the
4th of January, is that correct?

A That’s right.

Q In the Three-Fours?

A Three-Fours.

Q And Charlie Burkes and Ronnie Sykes were pres-
ent?

{fol.418] A That’s right.
Q Did anybody introduce you to Detective Bermudez?
A Charlie Burkes.

Q He introduced you?

A Introduced me.

Q Did you not have a conversation with Detective
Bermudez at that time about a guitar?

A No, sir.

Q No conversation whatsoever?

A No conversation whatsoever.

Q Did you sell a guitar to Detective Bermudez?

A No, sir.

THE COURT: I’m sorry, I didn’t hear the answer.

A No, sir.

Q Did you, Mr. Harris, steal a Kent guitar in a
carrying case with a blue and white tag with a number
WTG, 67066, from Grant’s in the City of New Rochelle?

A No, sir.

Q Did you sell a guitar for $25.00 to Detective Ber-
mudez on the 4th of January?

A No, sir.

Q At any time, Mr. Harris, was Detective Bermudez
ever in your apartment?

A No, sir.

oot Ay ran
s PES as

39

Q At any time did Detective Bermudez ever meet
your wife?
(fol. 419] A No, sir.
At any time did you ever have any conversations

with Charlie Burkes and Detective Bermudez about buy-
ing a guitar which was hot?

A No, sir.

Q Do you understand what I mean by hot, Mr. Har-
ris?

A I understand what you mean by hot.

@ What was the first time you had a conversation,
discussion with Detective Bermudez about drugs?

A Drugs. The 4th of January.

Q And what was that discussion, again?

A He wanted me to purchase some drugs for him,
which I told him that I could not because it was a panic

on.

Q Well, had you told Detective Bermudez that you
were a user of drugs?

A Had I ever told him that I used—

Q At that point, before he asked you to buy drugs
for him, had you ever told Detective Bermudez that you
used drugs.

A No, sir.

Q Did he ever see you use drugs?

A No, sir.

Q Up to that point? And I believe you testified on
Direct that you never discussed drugs with strangers, is
that right?

A That’s right.

Q So that Detective Bermudez, then, not knowing
(fol. 420] that you ever were a user of drugs—

A That’s right.

MR. PROJANSKY: Objection, Your Honor, that’s
aot what the witness said. He said that he didn’t tell him
that.

Q You never told him you used drugs? You never
used drugs in his presence?

A That’s right.

Q Asked you to buy drugs for him?

A That’s right.

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Q And you say there was a panic on?

A That’s right.

Q That you couldn’t any?

A I didn’t say I didn’t use it, I said it was a panic
on and that I needed drugs, but it was a panic on, you
could not get no drugs.

Q Did you tel! him that you couldn’t even get drugs
for yourself?

A That’s right.

Q So that on the 4th day of January, 1966, Mr. Har.
ris, did you sell anything to Detective Bermudez?

A No, sir.

Q On the 4th day of January you didn’t even make
up this bag of baking soda or whatever it was that you
concocted on the 6th?

{fol.421] A No, sir.

Q You passed absolutely nothing to this Detective for
which you received any money?

A Nothing.

Q Now Mr. Harris, referring to People’s Exhibit 2,
just the little glassine bag, not the brown tapes, did you
ever see that before you appeared in court?

A_ I have saw bags similar to these.

Q That bag?

A I’ve saw you all handle this in court.

Q Listen to my question. Did you ever see that bag,
that one?

A Before coming to Court?

Q. That’s right.

A No, sir.

Q And of course you did nct sell that bag to Detective
Bermudez?

A That’s right.

Q You didn’t sell anything to him or you didn’t give
anything to him?

A That’s right.

Q You gave him the narcotics?

A That’s right.

Q You have him no bag that contained any substance
that even looked like narcotics?

41

(fol. 422] Q Did you have any conversation with him
relative to half-loads at that time?

A I was—he wanted to buy a half-load. You cannot
buy half-loads—

Please answer my question. Did you have any con-
yersation with him at that time about half-loads?

MR. PROJANSKY: He’s answered that, Your Hon-
or, He’s given the substance of the conversation.

THE COURT: You may answer the question, Mr.
Harris.

A Hee wanted to buy half-loads. He wanted us to go
to New York and buy him half-loads. It was no half-
loads, it was no dope, or nothing present. It was a panic
on.

Q Because of the panic. I see. And you told him
you couldn’t do it?

A Couldn’t do it.

Q Did you have any further conversation with him
on that day about narcotics?

A No, sir.

Q By the way, did you ever personally see Detective
Bermudez or Detective Parks snort drugs?

A Not I, myself, no, sir.

Q Or snorting what would appear to be drugs?

A No, sir, I didn’t.

Q You do know Al Payne, do you not?

(fol.428] A I do.

Q What’s his real name, true name?

A Alvin Mills, I believe.

Q Pardon?

A I believe it’s Alvin Mills, I’m not for sure.

Q Did you see Al Payne or Alvin Mills on the night
of January 4th, 1966?

A No, sir.

Q Did you stop around to the pool room that night?

A No, sir, I was at the Red Rose.

Q You were at the Red Rose. But you didn’t see Al
Payne at the pool room at all that night?

A No, sir.

Q You’re quite sure?

A Y’m—I’m quite sure.

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42

How long have you known Al Payne?

Oh, about two years.

How long have you known Ambrose Rooney?
About a year and a half.

How long have you known Wayne Baker?

Same, about a year and a half, two years maybe.
How long have you known Ronnie Sykes?

About a year.

By the way, this address to which you made refer-
ence, 108 Sickles Avenues, about the transaction with |

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{fol. 424] Ambrose Rooney, et cetera, you say that took
place in front of 108 Sickles Avenue?

A It did.

Q Do you know any people that live at 108 Sickles
Avenue?

A I didn’t know one personally who lived there.

Q Mr. Harris, do you know Benny Lawson?

A I know Benny Lawson.

Q Yes. Do you know where Benny Lawson lives?

A I know he stay on Sickle Avenue, but I don’t know
if it’s 108 or not?

Q You’ve never been in his apartment?

A No, sir.

Q Now, after the 4th of January, you say you didn’t
have any other conversations with Detective Bermudez
until the night of January the 6th, is that right?

A That’s right.

Q And that was a Thursday night. Where did you
meet him?

A Three-Fours Bar and Grill.

Q Tell us about the conversation again.

A Well, it was small talk at first, and—understand?
So Charlie Burkes and I was there. He wanted to pur-
chase two bags of heroine.

Q First he wanted to buy a half-load, right, on the
night of the 6th. Isn’t that what you testified to on di-
rect?

A He wanted two bags of heroine.

[fol.425] Q Let me ask you this, Mr. Harris. Didn't
he first ask you again on the night of the 6th to purchase
a half-load for him and then settle for two bags?

43

A He might have.
Q Well, did you tell this Court on direct that you had

conversation about a half-a-load on the night of the 6th?

A Mostly everytime I saw Mr. Bermudez he wanted

gs half-a-load.

You only saw him twice?

That’s right.

Before his arrest?

Not twice, correction, three times.

You had conversations with him twice?

Twice, that’s right.

And you say the first time he discussed a half-
load with you and on the 6th he discussed a half-a-load
also?

A That’s right.

Q But you say you couldn’t get it, there was a panic
on?

A Panic on.

Q And tell us about the rest of the conversation.

A Well, since it was a panic on and everything, we
was talking, he was begging for the drugs; he had a way
of convincing peoples—

Not—please tell us what the conversation ‘vas.
(fol.426] A The conversation was relative to drugs.
I, was small talk about drugs. That’s when Henry Stan-
ley come in.

Q By the way, who—where does Henry Stanley live?

A At the present, I do not know.

Q Well, did you know where he lived on January 7th,
1966?

A If you—! mean I know the house, but you get a
map I can point out the street to you.

Q Well—

A But I do not know the street.

Q Not te me, Mr. Harris, do you know where he
lives?

A I know where he lives.

Q Do you know where he lives today?

A I do not.

Q Did you know where he lived on January 7th,
1966?

OPO PO PO

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A I did.

Q Do you know where he works?
A Ido not think he was working.
Q
A

Pardon?

I do not think that he was working at the time,

By the way, do you know the name of the street
that he lives on?

A No, sir, I do not know the name of the street.
(fol. 427] That’s what I say, if you get me a map, I
will point out the street; map of New Rochelle, I will
show you the street.

He lives in the City of New Rochelle?
He do.

You don’t know where he works?

No.

Is he married?

Yes, he is.

How old is he?

I say round about 25, 27.

How tall is he?

Maybe about six, six and a half, six-one. Maybe
about six, six and a half or six-one.

Q_ All right. And what else can you tell us about him?

A Only thing I can tell you about it, that he’s a
hustler, he uses drugs, he’s a pool shark, he’s a hustler.
Q How long had you known him?
A Henry?

Q Yes.
A
Q
A

FPOPO PL Po PO

Mostly ever since I come to New Rochelle.
How long is that?
I come to New Rochelle in ’62.
Q And Henry was present when all these conversa-
tions took place on the night of the 6th, is that right?
A Not when all the conversations took place, no, he
was not present.
[fol.428] Q Was he present when you had a conversa-
tion about a half-load?
A_ No, he was not.
Q Did you have a—when he present when you had
the conversation with Bermudez about scoring the two
bags?

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45

MR. PROJANSKY: Objection, Your Honor. The wit-
ness didn’t say anything about scoring two bags, Your
onor.

“ By purchasing the two bags?

A He come in, at the time that Mr. Bermudez was
begging for someone to buy drugs for him. Buy it, I
mean purchase drugs for him.

He came in and was present when Bermudez—

A He was asking this, he comes up to me, he knows
me, and he knows Charlie, and he was usually be around
she Three-Fours all the time.

Well. did he hang out at the Three-Fours, Stanley?

A Most of the time.

Q Was he around the Three-Fours almost every
night?

‘A I wouldn’t say because I was around the Three-
Fours every night.

Q Well, would you usually see him in the Three-
Fours when you were there?

MR. PROJANSKY: Objection, Your Honor, what he
usually saw is immaterial.

(fol. 429] THE COURT: No, I will allow it on cross-
examination, but reaching a point of irrelevancy, Mr.
Facelle.

MR. FACELLE: If Your Honor please, may I be per-
mitted to pursue this on the question of relevancy as to
the location of this individual?

THE COURT: No, you have already explored that.
Let’s give him a map. _ He can show you where he lives.

MR. FACELLE: Referring to Defendant’s E for
identification.

Q Mr. Harris, do you recognize that as a map of the
City of New Rochelle?

A Yes, sir, I do.

Q Can you please point out to us the street on which
this Henry Stanley lives?

A As soon as I can find Guion Place.

Q Pardon?

A As soon as I ean find Guion Place.

THE COURT: While the witness is looking, Mr.

Foreman, we will take a recess at this time for five min-

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46

utes. Please don’t discuss this case nor form an opinion
on it. We will take a recess of five minutes.

(Recess declared at 3:15 p.m.)

(Resuming at 3:43 p.m. The jury is present in the
courtroom. The defendant and both counsel are
present. )

[fol.430] THE COURT: You were interrogating the
witness to whom the map was given, Mr. Facelle.
MR. FACELLE: Yes.

(The witness defendant Viven Harris having been
previously duly sworn, resumed the witness stand
and testified further as follows:)

CROSS EXAMINATION CONTINUING
BY MR. FACELLE

Q Have you been able to locate the street that This
Henry Stanley lives on?

A I have.

Q May we have it please? What’s the name? With-
out marking the map, would you just tell us?
Prior Street—Prince.
Prince Street?
Prince Street.
Between what avenues, on what streets?
That’s between Lincoln and Sickles.
And what street?
Sickles Avenue.
Sickles Avenue?
That’s right.
And on what side of the street does he live? Can
you give us any landmarks, any buildings or places of
business on the street that you can identify?
[fol.431] A Well, it was a house he was living in,
just been freshly moved there, it wasn’t built, it was just
moved there.

Q Is it a private house or an apartment?

A It’s apartment.

Q An apartment house?

A It is.

OPOPoOpOrply

47

How many apartments?

A I really couldn’t say.

Q Pardon?

A I do not know.

Well, can you estimate?

MR. PROJANSKY: Your Honor, this is all imma-
terial, I think.

THE COURT: Yes, I will sustain it. I think we
have explored it far enough.

MR. FACELLE: If Your Honor please, may I ap-
proach the bench with counsel? I’d rather not have the
argument in the presence of the jury.

THE COURT: You don’t even need to come up. I
feel that it has gone far enough, Mr. Facelle, I will sus-
tain the objection.

Q What was the color of the house?

A White.

Do you know the address?
(fol. 482] A No.

Q How many stories?

A I think it was two.

In the middle of the block or near a corner?

MR. PROJANSKY: Your Honor, I’ll make the same
objection.

THE COURT: Yes. I did sustain Mr. Projansky’s
objection a bit ago, and you are now pursuing it.

MR. FACELLE: If Your Honor please—

THE COURT: [I'll sustain—

MR. FACELLE: I feel this is most material that we
be able to try to locate—

THE COURT: I'll sustain—I will sustain the objec-
tion.

Q Have you seen Henry Stanley since January 7th,
1966?

A No, sir.

Q Now, after this conversaton you had relative to
narcotics, with Detective Bermudez and Henry Stanley
and Detective Bermudez said he wanted two bags, is that
correct?

A That is correct?

Q And you had a conversation with Stanley after

48

A I did.

Q Where did you go?

A Well, we still in the Three-Fours. We just stepped
about from Mr.—Detective Bermudez, a few feet away
{fol. 483] from Detective Bermudez so he wouldn’t over.
hear what we was talking about.

Q And how long did you talk privately with Henry
Stanley?

A Oh, approximately two or three minutes.

Q And then where did you go?

A Start back to talk to Mr. Bermudez.

Q And what conversation did you have with him
then?

A We told him that we might, you know, be able to
come up with something.

Q How much?

A He wanted two bags.

Q So after all this conversation you had about the
panic and you couldn’t even get junk yourself, you came
back and teld him you might be able to do something for
him. What did Bermudez say?

A Well, he act like he was kind of skeptical—-

Q Now, how did he act, what did he say?

A First act like he was kind of skeptical and then he
said okay.

Q And then what did you and Stanley say and/or do?

A We proceeded to Stanley’s house.

Q Well, let’s just take it step by step, Mr. Harris.
You left the Three-Fours Bar and Grill.

A That’s right.

Did you turn to the right or to the left?
[fol. 484] A We turned to the—come out of Three-
Fours, it’s on the corner, you turn to the left.

Q You walk to the corner of Sickles?

A Walked to the corner of Guion.

Q Guion and North, is that right?

A Guion and Lincoln,

Q All right. Let’s take it from the beginning again,
Mr. Harris, please. When you leave the Three-Fours,
you were on North Street, is that correct?

A When you leave the Three-Fours, you’re on North
Avenue.

ee ee 2 I IN A EERE Es

49

Q@ You say you went to the left and you walked to
the corner?

A Come out of the Three-Fours, went to the left,
made a right turn, that’s Lincoln Avenue.

Q All right. You made a right turn at Lincoln and
North, right?

A That’s right.

Q All right, and then where did you walk to?

A Walked down to Guion.

Q Which is the block that you live on.?

A That was a block that I lived on?.

Q And then when you reached Lincoln and Guion,
which way did you turn?

A We turn up—what’s the name of the street, Ro-
chelle Place—Remington.
(fol.435] Q Make a left onto Remmington?

A Right.

Q All right.

A Cross the field, just cut across the field, across the
field.

Q Yes, go ahead.

A Open fields. And you right there at his house,
where he was standing.

Right there at Prince Street, is that right?

Prince Street.

At his house?

At his house.

And you went—where did you go when you arrived
is house?

To his apartment. His apartment.

What floor was it on?

Second.

Was anybody home?

Not that I can recall.

How many rooms in the apartment?

Well, I wouldn’t—kitchen, bedroom and a _ bath, ;
three rooms.
Q There was nobody home at the time?
A No, sir.

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(fol. 486] Q What did you do in the apartment?

A That’s when we proceeded to the—test baby for.
mula and the baking powder thing, we tried to fool him,

Q You take some baby formula you say?a

A Baby formula.

Q And you and Stanley snorted some?

A That’s right.

Q And you found that it didn’t give the sting, is that
right?

A Didn’t give the sting.

Q Then you got some baking soda?

A That’s right, powder.

Q Baking powder. And you both snorted the baking
powder?

That’s right.

Did that give you the sting?

We agreed on that.

What did you do with the baking powder?

Well, he bagged it up.

What do you mean by bagged it up?

He put it in two glassine envelopes.

Where did he get the glassine envelopes?

Which he had previous used the heroine from.
What heroine?

That he had used from.

This heroine that he had gotten before the panic
{fol. 487] and you couldn’t get any drugs you had to use
robitussin A.C.?

A He heroine that he had got before the panic and we
using robitussin A. C., then the envelopes that he put it
in.

Q I see. And tell me, in all the years that you've
been using drugs, Mr. Harris, had you ever saved the
glassine bags after you used the drugs?

A Well, you don’t never—

Q Not—have you ever saved, in all the years you've
been using drugs, have you ever saved the glassine bags
after you’ve used the heroine?

A You don’t save them, you just leave them around,
they had by laying around.

>

OPO PO PO PL PO

DIT EER AS ET HMI EEL ETOP ST

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51

Q Did you ever save the bags or even have them lay-
ing around after you have used them?

‘A Yes, I’ve had them laying around after I’ve used
them.

Q Just the empty bags?

A Just the empty bags laying around.

Q Was there anything in these bags that you placed
this baking soda, this baking powder?

A No, sir.

Q Just plain empty bags?

A Plain, empty bags.

Q Mr. Harris, I ask you to take a look at People’s
Exhibit 3, just the two glassine bags, and I ask you, Mr.
Harris, are these the glassine bags that you sold to De-
(fol. 438] tective Bermudez for twelve dollars?

A No, sir.
Q They are not?
A No, sir.
Q Positive?
A Positive.
Q How long did it take you to test this baby for-
mula? The baking powder, bag it, snort, et cetera?
A Maybe fifteen, maybe twenty minutes, something :
like that? :
Q And then what did you do?
A As I said, he proceeded to bag it up in two glassine
envelopes.
Q And then you left?
A We left.
Q And where did you go?
A To the Three-Fours.
Q And you met Detective Bermudez again? {
A We did.
Q Both of you? j
A Both of us. f
Q You had a conversation with Bermudez? 3
A We did. t
Q All right, tell us about the conversation with Ber-
mudez

A Well, he asked us did we have the stuff? And so

52

(fol. 439] we didn’t want, you know, seems suspicious, let
him know thing that we was beating him or nothing,
something like that, you know, so we asked him, “Yes, we
got what you want. What about buying some beer?” §
he bought us a beer.

Q That’s both of you, you and Stanley?

A Bought both of us a beer.

Q Was Stanley present when you had the conversa-
tion about, “We have the stuff for you.”?

A Stanley present?

Q Yes.

A He was present, yes.

Q He was present?

A He was present.

Q And where did you hand these glassine bags to
him?

I did not hand them to him.

Who handed it to him?

Stanley.

Stanley had them all along?

Stanley had them all along.

Where did Stanley hand them?

In the Three-Fours.

At the bar?

At the bar, you know how you—you make like
you’re just shaking hands or something, hand it to him.
{fol.440] How many people were in the bar at the time?

A Quite a few.

Q Quite a few, and this is where the pass took place?

A That right.

Q Was that where Detective Bermudez gave you the
twelve dollars?

A It was.

Q You didn’t go into the car with Detective Bermudez
at that time, did you?

A No.

Q Where was Detective Parks?

A It was—see, it’s two bars, one on one side to eat,
another side you drink. Detective Parks was eating. He
had

Q Did you see him?

RPO PO PO PO >

REA EHTS ATER cy Ro CREE DEAE ETE ENS

A Isawhim. He had on a black Russian—what you
call it, cap or hat or something.

And at no time did you get in the car with Detective
Bermudez this night?
A No time.
Q At anytime did you ever tell Detective Bermudez
that you were out of action for a while but that now—
you were back in action?
“A No, sir.
Q You know what I mean by action, don’t you?
A Yes, sir.
(fol. 441] Q What do I mean?
A By action?
Q Yes.
A That I’m selling drugs, right?
Yes.
A Well, I guess that’s what you mean by action.
Q At any time did you ever tell Detective Bermudez
that you had a partnership with Wayne and with Al Payne,
and with—with Wayne and Al] Payne?
A No, sir.
Q At any time did you ever ask Detective Bermudez to
sell drugs to you in New Jersey?
A No, sir.
Q At any time did you ever teil Detective Parks or
Detective Bermudez that you were selling drugs in Con-
necticut, New Rochelle, New York?
A No, sir. I don’t know nothing about Connecticut,
never been in my life.

Q By the way, when was it that you testified about go-
ing down with Gus Fowler and Rooney to buying the drugs
for seven dollars of your own money and seven dollars that
Bermudez gave you?

A I didn’t testify that I went down with Gus Fowler
and Rooney, I said I went down with Ambrose Rooney
and Alvin Mills, which they called Al Payne.

(fol.442] Q I-see. You went down with Al Payne?
A That was on Sickles Avenue.
Q To buy drugs?

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Q And you say that you had seven dollars of your own
money?

A We had seven dollars which—between us.

Q And he gave you seven dollars?

A He did not give me seven dollars?

Q Well, a member of his group, is that right?

A He gave a member of the group, he handed seven
dollars to Ronnie Sykes, which Ronnie Sykes handed seven
dollars to a member of the group.

Q When was this, again?

A Approximately in the middle of December.

Q About the middle of December, a few weeks before
this incident of the 4th and the 6th of January, is that
right?

A Few weeks before this incident.

Q Few weeks before January 4th and 6th?

A No, it had to be approximately in the middle of
December, because right after that I left and went down
south.

Q Isee. But went down with Al Payne and Ambrose
Rooney to buy drugs on that night, didn’t you?

MR. PROJANSKY: Objection, Your Honor, he hasn’t

testified that he went down anywhere.
[fol. 443] THE COURT: I think you ought to let the
witness clear it. Did you, Mr. Harris, are you saying that
in the middle of December, 1965, you went down with
some friends to buy drugs?

THE WITNESS: No. Yes, sir, we went.

THE COURT: You went down.

And you purchased drugs, didn’t you?

Well, for ourselves, we did.

Pardon?

For ourselves, we did.

Was it a panic on then?

It was.

There was a panic?

It was a panic in December and January.

But you were able to get drugs that night, weren't

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55

You didn’t have to use robitussin A. C., did you 4

Mr. Harris? 4
A Not that night, no, we didn’t. That’s when drugs 5
nt u &

vil ask the questions, please. Mr. Harris, did you
ever sell drugs to Charlie Burkes?

A No, sir.

Q Percy Ellis?

(fol. 444] A No, sir.

Q Gus Fowler?

A Benny Lawson?

Q Mr. Harris, what cell block are you in in the jail?

A 2-A-5.

Q Have you ever discussed this case in the jai! with
Wayne Baker?

MR. PROJANSKY: Objection, Your Honor. That’s
completely immaterial.

MR. FACELLE: I submit, Your Honor, it’s most
material.

THE COURT: You may ask him, and he may answer
whether he has. The next question I’ll pass on, Mr. Pro-
jansky.

Q Have you ever discussed this case in the jail with
Wayne Baker?

A I have.

Q Did you ever discuss this case in the jail with Luther
Harris?

A No, sir, I’ve never been able to get next to him.

Q Have you or haven’t you?

A No, sir.

Q Did you ever discuss this case in the jail with Benny
Lawson?

MR. PROJANSKY: Your Honor, I’m going to object
[fol. 445] to this entire line.

THE COURT: Yes. now I will sustain it, Mr. Facelle.

A I—

THE COURT: I will sustain the objection. I will
sustain it. You are not going to answer, Mr. Harris.

Q Mr. Harris, do you know what skag is?

A It’s used as drug, it’s drug language.

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56

THE COURT: I’m sorry, I didn’t hear the question
and I didn’t hear the answer. You asked what? Yoy
asked what skag—

Q Do you know what skag is, Mr. Harris?

A It’s used as drug language.

THE COURT: It’s what?

THE WITNESS: Iv’s used as drug language. They
use it instead of saying heroine, they say skag.

Q It’s the language or the vernacular or the term
that’s used for heroine, is that right?

A That’s right.

Mr. Harris, what time were you arrested on the
night of the 7th?

A This time, I really does not know.

Q Approximately.

[fol. 446] A _ 5, 6:00; 6:00, 5:00, I don’t know.

Q Where were you taken, Mr. Harris?

A I have it marked on 2 map.

Q Where were you taken after you were arrested in
the City of New Rochelle, where were you taken?

A To—after we was arrested and everything, to your
office, we was interrogated.

Q You taiked to me, didn’t you?

A That’s righi, you interrogated, you didn’t inform
us of our rights.

MR. PROJANSKY: Objection, Your Honor, I’m go-
ing to object to any introduction at this time of any evi-
dence for any purpose whatsoever of any interrogation
which took place in the District Attorney’s office, any
place else by the District Attorney.

THE COURT: All the question was, Mr. Projansky
was did you talk to me and the answer was yes, he did.
So this is proper. Now, I will pass on the next question
when it comes.

Q Were there other police officers present?

A i couldn’t say. You said there was. I couldn’t say
whether they police officers or what.

Q Do you recall approximately what time it was.

A No, because I was rather—

{fol.447] Q Do you recall what time?

A No, I do not.

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57

Could you estimate whether it was within une hour
or two hours after you were arrested?
A I said maybe hour, hour afver I was arrested?
Pardon?
A Approximately an hour after I was arrested, some-
thing like that.
Q And do you recall a man sitting next to you with a
machine similar to the one that the court reporter has

A Ido.

@ And do you recall me asking you certain questions?
A Yes.

Q And you giving me certain answers?

A Ido.

Q Do you recall me asking you this question, and you

giving me this answer?
MR. FACELLE: Now I'll pause, Your Honor. I’m

sure there will be an objection before I even read it. H

MR. PROJANSKY: At this time I’d like to render an Hf
objection to this entire line of questioning. Mr. Facelle is
referring to an interrogation of the defendant while in }
police custody in January of ’66. I think that before Mr.
(fol. 448] Facelle makes any reference to any record of :
such interrogation or anything that was said by the de-
fendant at that time, that he has to lay a foundation and E
show that it was voluntarily made, under the law, and in t
conformity with the requirements as set up in the case of .
Miranda v. Arizona. z

THE COURT: Are you going to quote the Kulis Case .
tome, Mr. Facelle? ;

MR. FACELLE: A copy of which I have. :

THE COURT: In our Court of Appeals. x

MR. FACELLE: That’s correct, Your Honor, Court
of Appeals.

THE COURT: You let Mr. Projansky look at it. I
will permit the interrogation Mr. Projansky. If you note
the Kulis case, permits it in the Court of Appeals, in this
November. I will overrule the objection.

MR. PROJANSKY: Exception, Your Honor.

Q Do you recall me asking you this question and you
giving me this answer?

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58

“Question: What did you do Tuesday night with
Joe?

Answer: He drove me to get a bag for him and]
got it for him.”

Q (continuing) Do you recall me asking you that
question and you giving me that answer?

A No, I do not.
{fol. 449] Q Do you recall this series of questions and
answers:

“Question: All right, in his car?
Answer: In his car.

Question: He wanted a bag of what?
Answer: Skag.

Question: All right, how much?
Answer: A nickel bag.”

Q (continuing) Do you recall those questions and
those answers?

A Ido.

Q Were those questions or the answers that you gave
to those questions, withdrawn. Do you recall being asked
this question and giving these answers:

“Question: All right, and he drove you someplace?
Answer: He drove me someplace.

Question: Did you tell him where to go?
Answer: No, he knows where to go.

Question: He knows where to go?

Answer: He knows where to go.

Question: You didn’t tell him where te go.
Answer: I didn’t tell him where to go.”

Q (continuing) Do you recall those questions and
giving me those answers?

A No, I do not.
[fol. 450] Q Now, those prior questions, when I asked
you if you remember the question:

“Question: He wanted a bag of what?
Answer: Skag.

Question: All right, how much?
Answer: A nickel bag.”

= ———— ——
ETT LO EEO LR IM EE ST a OE

59

Q (continuing) You recall those questions and an-

swer's?
A I think I do.
Were they true when you told them to me, within an

hour or so after you were arrested?

A I couldn’t say whether they were true or not.

Q You could not say whether they were true or not?

A Because I—, my joints was down and I needed drugs.

MR. FACELLE: If Your Honor please, may we have
the witness answer?

THE COURT: No, the witness answered. He said that
I can’t tell you whether they were true or not. He has
answered.

MR. FACELLE: That was the answer.

Q Do you recall being asked this question and giving
this answer:

“Question: Did he front the bread? Or did you

put it out yourself?

Answer: He had it, he gave me the money.”
[fol.451] A Will you phrase the question, I didn’t
understand you.

Q Do you recall being asked that question, “Did he
front the bread or did you put it out yourself? Answer:
He had it, he gave me the money.”

A What you mean by front the bread?

Q You don’t understand the expression?

A Not front the bread.
Q Do you recall being asked that question and giving

the answer, “He had it, he gave me the money.”?
A He had what?
THE COURT: All you were asked, Mr. Harris—
THE WITNESS: No, I don’t remember the question.
THE COURT: That is the answer, he doesn’t know.
THE WITNESS: I don’t recall if he asked that ques-

tion.
Q Do you recall being asked this question and giving

these answers:

“Question: All right, how much?
Answer: Five dollars.
Question: How long were you gone?

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SORTS eR aR a TR eR aT BRON ORES ARIS CREME: SUS COE

60

Answer: About two minutes.
Question: And you gave back with a nickel bag?
Answer: Yes.
Question: Where did you give it to him?”
[fol. 452] “Answer: In his car.”

Q (continuing) Do you recall those questions and
those answers?

A No, sir, I do not.

Q None of them?

A None of them.

Q Do you recall being asked the question:

“Question: That’s all that happened that night?”
MR. FACELLE: And giving the answer:

“Answer: That’s all that happened that night.

Question: Now, when is the next time you saw
him?

Answer: Last night.

Question: Where?

Answer: Three-Fours.”

Q (continuing) Do you recall those series of questions
and giving those answers?

A Mr. Facelle, I don’t remember giving too many
answers.

THE COURT: No, Mr. Harris—

MR. FACELLE: [I'll repeat the question.

THE COURT: You are being asked whether you recall
these questions being asked of you and you giving these
answers.

A No, sir, I don’t remember giving the answers.

Q All right. Do you recall this series of questions and
{fol. 453] giving these answers:

“Question: Did you talk about skag?
Answer: Uh-huh.

Question: Did he want you to cop for him?
Answer: Yes.

Question: Where did you go, same place?
Answer: Same place. No, out there.

eo7~7~7~X™H AIL OLN RE Ee ea . .
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61

Question: Different place?
Answer: The boy was standing outside the Three-

Fours.”
(continuing) Do you recall those questions and

giving those answers?
A No, I do not.
Mr. Harris, do you recall being asked this series of

estions and giving these answers:

qu
“Question: You went outside?
Answer: I went outside.
Question: And Joe stayed inside?
Answer: Joe stayed inside?
Question: Who was sitting with Joe?
Answer: Eddie.
Question: Anybody else?
Answer: No, Sal was around, Ronnie was
around.”
Q (continuing) Do you recall those questions and
giving those answers?
(fol. 454] A No, sir. I would like to know, who is Sal.
I asked you if you recall you giving the answer,
“No, Sal was around, Ronnie was around”?
A No, sir.
Q Do you recall that answer?
A No, sir.
Q Do you recall this series of questions and giving
these answers:
“Question: What else—or withdrawn.
Question: What did Joe tell you he wanted?
Answer: He said he wanted some skag.
Question: Well, did he tell you, one, two, three
half loads, bundle?
Answer: He wanted two.”

Q (continuing) Do you recall being asked those

questions and giving those answers?

A Ido not.
Q Do you recall being asked the following questions

and giving the following answers:

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All right, in his car?
In his car.
He wanted a bag of what?
“Skag”’.
All right, how much?
A nickel bag.
All right. And he drove you some place?
He drove me some place.
Did you tell him where to go?
No. He knows where to go.
1.8] Q He knows where to go?
A He knows where to go.
Q You didn’t tell him where to go?
A I didn’t tell him where to go.
Q The two of you got in the car and he just drove
there?
A Yes.
Q He parked the car?
A Uh huh.
Q Did you drive or did he drive?
A He drove.
Q All right, he drove and he parked the car, and then
you got out?
A Uh huh.
Q And you went inside?
A Uh huh.

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76

Q_ Right?
A (Witness shakes head yes.)
> Did he front the bread, or did you put it out your.
se
A He had it. He gave me the money.
Q_ All right, how much?
{fol.9] A Five dollars.
How long were you gone?
About two minutes.
And you came back with a nickel bag?
Yes.
Where did you give it to him?
In his car.
And then what did you do?
He drove me home. I got out.
He drove you home to Guion Avenue?
Uh huh.
That’s ail that happened that night?
That’s all that happened that night.
Now when is the next time you saw him?
Last night.
Where?
Three Fours.
Did you talk about “skag’’?
Uh huh.
Did he want you to “cop” for him?
Yes.
Where did you go, same place?
10] A Same place. No, out there.
Different place?
No, the boy was standing outside the Three Fours
You went outside?
I went outside.
And Joe stayed inside?
Joe stayed inside.
Who was sitting with Joe?
Eddie.
Anybody else?
No. Sal was around, Ronnie was around.
What did Joe tell vou he wanted?
He said he wanted some “skag”’.

————*ant. You may take into consid-
eration, too, the fact thai { have isolated this as far as
the People. You of course will consider, as I have said
to you before, all of the evidence in this particular case.

Please note, too, if you will, the use of the word rea-
sonable. We all know there are sceptics; they believe
nothing. We all know there are credulous people who
believe everything. The world is made up of this. What
the Law operates in is a standard of a reasonable person
and this is why in a jury of 12 people you seek to get a
consensus. This doesn’t mean that you must adopt your

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neighbor’s standard. But it means that in your delibera-
tions in the jury room, you must not go into that jury
room with a pre-conceived idea of the guilt of this de
fendant, or his innocence. You must be prepared to listen
to arguments and discussions of your neighbors. This
doesn’t mean that you must change, but that as reason. _
able people, we entertain the views of other people. That —
{fol. 581] doesn’t mean that we change, does it? That
simply means that we are willing, in the performance of
arriving at a fair and just conclusion, to give credence
and respect to the citizens, the other people, on your talk-
ing of a reasonable area of doubt.

I said to you before, what is evidence? We have all
talked about it here for several days. Everybody has
talked about evidence. Facts, testimony, exhibits, they
are all interchangeable, really. There are two types of
evidence, Ladies and Gentlemen. One is direct evidence.
That is what you see. You look across at the window,
you are looking at it but if you were downstairs, and you
didn’t see a window, but you saw a light coming through,
you could presume, couldn’t you not, there would be a
window on a certain given site, so there is circum-
stantial evidence, too. Circumstances that surround
proof, and sometimes it is considered in the legal end of
it, that circumstantial evidence is better than direct evi-
dence, because the little small pieces of evidence, when
you, if they exist, when you put them together in a
(fol. 582] mosaic, make a much better and clearer picture
than does direct evidence. So you have circumstances in
this case of evidence surrounding this transaction, pass
upon it. There is a rule of circumstantial evidence and
that is this, that if the evidence is capable of two con-
structions, one is a construction of innocence or guilt,
and ambivalent position, then you must resolve that in
favor of the defendant. But if the circumstances point in
but one direction and that is the guilt of the defendant,
then under those circumstances, Ladies and Gentlemen,
you must accept it. You must view it from this view-
point and you must, so if upon arranging the facts in a
case two constructions appear, the one that is most favor-
able to the defendant you have to take, under our system

98

Sint OPEL EY a oe SANE LIE EE SI

99

of jurisprudence. But if it points in one direction only
and that is the guilt of the defendant, if it is inconsistent
with every reasonable hypothesis of innocence of the
defendant, you are bound as jurors to accept this. This
is what you are to take. So do not regard circumstantial
(fol. 583] evidence circumspect, weigh it and test it in
the light of all of the facts and circumstances in this case.
So I must point out to you that circumstantial evidence
must not be disregarded unless it fails to meet the test
that I have given to you; and if it does, then you disre-
g.d it completely.

Let me say this to you, if you will, please. We have
talked about evidence, rules of law. Now we will talk
about witnesses. How does one weigh testimony? How
does one view witnesses? You do not, Ladies and Gentle-
men, substitute your judgment for theirs. You most as-
suredly do not substitute a version that you may set up
in your own mind of events as you think they ought to
be. You weigh the testimony.

Number of witnesses has nothing to do with it, Ladies
and Gentlemen. Quality of the testimony is what you are
looking for. How does a person appear when they are
testifying before you? Are you impressed with their
candor? Are you impressed with their ability to speak
the truth? Was there hesitancy? Is there a lack of
[fol. 584] candor? Are they evasive? These would be
things that you would immediately pass upon in talking
to people every day in the week, wouldn’t you? The wit-
nesses that sit before you, and I must say this to you
that as we all sit here, People and the Defendant, we
are all on an even par, there is no advantage, Ladies and
Gentlemen, to this defendant or this People, to the Dis-
trict Attorney or to the Attorney for the Defendant.
Fundamental fairness requires that everyone start off at
an equal in a Courtroom. Now, you have a right, of
course, to consider motive. You have a right to consider
interest, you have a right to consider what interest does
a person have in the outcome of the litigation. I say to
you that in any criminal case, a defendant is an inter-
ested witness, as a matter of law. This doesn’t brand
him as a perjuror, Ladies and Gentlemen; this doesn’t

100

brand him as a liar. It is merely an element that you
may take into consideration in your deliberations in the
jury room in weighing evidence that you have before you,
Have J made this clear now in the long period of time
[fol. 585] that we have been talking, that what you do
is weigh the evidence. You don’t weigh it with sympathy,
You might love to do it; you don’t love to do it with fear,
you don’t weigh it with prejudice. You weigh it as rea.
sonable men and women in the performances of an im-
portant duty to the People of the State of New York and
to this defendant who is on trial here. That is the way
you weigh it. But, Ladies and Gentlemen, you don’t
leave your common sense, either, and go into limbo when
you go into a jury room. You take in with you your
every-day knowledge, you take in with you your dealings
with other persons as standards that you utilize in test-
ing this evidence.

If you were to find that a witness lied or that a wit-
ness had misrepresented a material fact, of course, Ladies
and Gentlemen, under those circumstances you may dis-
regard that portion that you consider to have been mis-
represented. You most assuredly disregard all of the
testimony of a witness if you find that they had lied.
This is what you will do in every-day life. There is no
great mystery about what I have just told to you. I
[fol. 586] again must repeat, that you must not have any
concern with an element of punishment. This is a fune-
tion for the Court. If the defendant committed any of the
acts that were complained of in this information, Ladies
and Gentlemen, the consequences are his, not yours or
mine.

Each juror, Ladies and Gentlemen, is entitled to his
own opinion and I think I indicated to you before that
you must not yield to the opinion of other jurors unless
you are convinced that the reasoning that is utilized in
your discussion persuades you that the People met the
burden of proof. You will have to decide, each one of
you for yourselves, and as I indicated to you, you must
not permit any previous impression gathered in this case
or from some other suit, of course, to in any way in-
fluence you in a fair or reasonable determination.

os po pty EER FOLD
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Se CEG eT Re, Gee ee my)

101

No other body, Ladies and Gentlemen, in our system
has the task that you have. You have a responsibility
under your oaths to fulfill. Most assuredly you do know
this, if this defendant is innocent of crime for which he
(fol. 587] is on trial here, he should not be corivicted. He
should be acquited. But most assuredly if he is guilty of
the crime, he should be convicted. It is your function to
determine the guilt or innocence of this defendant within
the area that I have just mentioned to you, and this
function shouid be discharged with courage, intelligence,
loyalty and with the fullest responsibility to your obliga-
tions as jurors.

Mr. Foreman, it has been stated to you before that
your function in this case will be to try and arrive at
a unanimous verdict. This constitutes, under criminal
law, all 12. Are there any exceptions, Gentlemen?

MR. PROJANSKY: I have one request to charge.

THE COURT: We will take any exceptions to what
I have, sir.

MR. FACELLE: No exceptions.

MR. PROJANSKY: No exceptions.

THE COURT: Your request, Mr. Projansky, is
what?

MR. PROJANSKY: Your Honor, I would like to re-
quest under Section 445 of the Code of Criminal Pro-
[fol. 588] cedure, charge the jury as to necessarily in-
cluded lessor crimes, that if the jury find that the People
have not proven all of the elements of the crime beyond
a reasonable doubt, they may nevertheless convict the
defendant of lesser crimes necessarily included within
the crimes charged in the indictment, and that if the
jury find that the defendant did not make a sale on the
dates in question, but that he did then and there unlaw-
fully possess heroin, they may convict him of that mis-
demeanor.

THE COURT: No, you may have an exception. You
may have an exception. He is not charged with posses-
sion nor is there, under the facts and circumstances in this
case, an issue which permits of the submission of the
lesser charge in here. I will grant you an exception to
it. Now, may I ask, in the presence of the defendant—

LOPLI RE MRA

102

MR. FACELLE: Would Your Honor piease?

THE COTIRT: I am sorry.

MR. FACELLE: I have a request. If Your Honor
please, I will ask the Court charge the jury that they
must render a verdict and make a finding on each of the
fol. 589] two counts independently and separately.

THE COURT: Yes, I will.

MR. FACELLE: Thank you.

THE COURT: I am sure that you recognize, ag |
specified, that there are two charges and you must pass
upon both of these charges. This is what the request

was.

MR. PROJANSKY: Your Honor, will you please
charge the jury that there is no necessity that their find-
ings, their verdicts as to the two counts be the same.

THE COURT: Yes, surely they may find. You may

find the man not guilty of the count charging the sale
on January 4th, and guilty of the count of January 6th.
You may have any one of four combinations within the
evidence. You recognize that, do you not? That there
could be any one. You could acquit on both counts, you
could find him guilty on both counts, then you may cross
one to the other, this depends upon the results of your
determination; and forgive me for not having explored it
with you, but it seemed that as an intelligent jury I was
{fol. 590] so sure that vou recognized it. I didn’t feel
that I had to press it. May I ask from the defendant,
at this time, is he prepared to permit, if the jury so calls
for them, the submission to the jury of the exhibits?
MR. PROJANSKY: I have no objection, Your Honor,
to the submission.
THE COURT: Mr. Foreman, in the event that you,
in the course of the deliberations, want the exhibits, feel
perfectly free to call for them and we will send them to
you. Secondly, if you would find it desirable and neces-
sary to have some portion of the testimony read or por-
tion of the Law read, you do know that you could com-
municate this fact to the deputy sheriff who will be with
you and we will be here for the purpose of supplying you
with this information. Yes, Mr. Facelle?

OO —a———_

103

MR. FACELLE: May I be presumptuous, Your
Honor; may I ask that the Court advise that the jury—
that the exhibits that they may call for are the exhibits
in evidence. There have been references to exhibits for
identification and reference to exhibits in evidence.

THE COURT: Yes, they may call for them, but
(fol. 591] they won’t get them unless they are in evi-

dence. * *

(Recess at 5:32 p.m..)
(Request from jury marked Court’s exhibit 8.)

(Jury returns to the Courtroom at 9:05 p.m.
The defendant and both counsel are present.)

THE COURT: Mr. Foreman, I have the note which
you have just sent to me to the effect that the jury as
(fol. 596] arrived at a verdict on one count in the indict-
ment, and that at the present time there is a disagree-
ment in the jury on the second count. May I ask you
now, and I shall ask you as to the first count in the in-
dictment, and I think if you will recall I indicated to you
that it was possible for you to arrive at a combination of
verdicts in reference to the various counts in the indict-
ment. May I ask you, without at this moment indicating
as to the first count of the indictment, which charges the
defendant Viven Harris with the sale of a narcotic on
January 4, 1966, have you been able to arrive at a ver-
dict on that count?

JURY FOREMAN: No, Your Honor.

THE COURT: May I ask you, have you been able, as
to the second count of the indictment, which charges that
the defendant on the 6th day of January, 1966, unlaw-
fully bartered and sold a quantity of heroin, have you
arrived at a verdict on that count?

JURY FOREMAN: Yes, Your Honor.

THE COURT: May I ask you, sir, is this a unani-
(fol. 597] mous verdict?

JURY FOREMAN: It is, Your Honor.

THE COURT: May I ask you, sir, how do you find
the defendant on the second count in the indictment?

JURY FOREMAN: Should I stand?

i
——_ |

104

THE COURT: Y* you may.

JURY FOREMAN: The jury finds the defendant

ilty.

THE COURT: As charged in the indictment?

JURY FOREMAN: As charged.

THE COURT: Now at this time, on behalf of the de
fendant,—you may be seated, Mr. Foreman. On behalf
of the defendant, I am going to poll the jury and this
simply means to ask each and every member of the jury,
as your name is read, would you please indicate whether
or not you agree with the statement which has been made
by your foreman as to the second count in the indictment,

(Whereupon the jurors were individually polled and
their verdict was the same as that announced by the
foreman. )

THE COURT: Mr. Foreman, may I ask you please,
(fol. 598] would you indicate, do you feel after the long
hours which you have spent that it would be impossible
for you to arrive at a verdict or consensus of opinion in
your jury on the first count?

JURY FOREMAN: I do not feel we could arrive at
one.

THE COURT: And you do not feel that under the
circumstances any longer deliberation may blend to a re
sult in connection with the verdict?

JURY FOREMAN: I do not feel.

THE COURT. Of course you folks do know that no
other jury would know any more about this case than you
would, that all of the evidence that is available in the
case is here before you, and undoubtedly it would be im-
possible to get a better jury than you Ladies and Gentle
men represent. But under the circumstances, I will find
that there is a disagreement in the jury, with the consent
of the defendant, on the first count.

MR. PROJANSKY: Yes, Your Honor, we’ll consent
to that.

THE COURT: And is that agreeable to the People?
[fol. 599] MR. FACELLE: Yes, Your Honor.

THE COURT: Then I will accordingly discharge the
jury after having rendered a verdict of guilty on the sec-
ond count. * * *

105
VoLUME III
COUNTY COURT : WESTCHESTER COUNTY
Indictment #50-66

THE PEOPLE OF THE STATE OF NEW YORK
—against—
VIVEN HARRIS, DEFENDANT

SENTENCE MINUTES

December 20, 1966
White Plains, New York .

Before:
Hon. RopeRT E. DEMPSEY, County Judge.

Appearances :

LEONARD RUBENFELD, District Attorney, Attorney
for the People, County Courthouse, White Plains,
New York

By: JAMES R. COWHEY, Esq., Of Counsel, Assistant
District Attorney.

Ear. J. McHuGH, Esq., Attorney for the Defendant,
120 Grand Street, White Plains, New York

(fol. 9] * * * I feel that in the past record, in his con-
duct, that he has time to serve. It is the Judgment of the
Court that he will be sentenced to the Sing Sing State’s
Prison for a term the minimum of which will be not less
than 6 years and the maximum of which will not be
more than 8 years.

MR. McHUGH: Eight years, Your Honor?

THE COURT: Yes.

CO ee ie eae) ae eae ee Se Le eee Se ae ll eee

106

SECOND JUDICIAL DEPARTMENT

APPELLATE DIVISION

By BELDOCK, P.J.; CHRIST, BRENNAN, SAMUEL Rapin
and MUNDER, JJ.

PEOPLE, &C., res, v. VIVEN HARRIS, ap—Judg.
ment of the County Court, Westchester County, rendered
Dec. 20, 1966, affirmed, Beldock, P.J., Brennan and
Munder, JJ., concur, with the following separate memo
randa:

Brennan, J.: The indictment, containing two counts,
alleged that defendant committed the crime of selling a
narcotic drug, by selling heroin on Jan. 4 and 6, 1966,
The sales were to an undercover agent. On Jan. 7, 1966,
defendant was arrested and within one hour he made a
statement in the assistant district attorney’s office. He
was apprised of his privilege to remain silent and that
anything he said might be used against him. He was
then questioned, but prior to making any admissions said
he would like to speak to an attorney. The assistant
district attorney brought the questioning to a close, told
defendant he had a right to counsel and asked him if
he desired to speak to an attorney then. Defendant re
plied that he would “call tomorrow.” He asked what
the charges against him were and, upon being informed,
volunteered the information that everybody in his area
was selling narcotics. After this statement the assistant
district attorney posed a few questions which defendant
answered. Defendant said his answers were voluntary
and it was his decision to talk after requesting counsel.
No notice of an intention to use the statement as evi-
dence was given by the People (Code Crim. Pro., 813-f).
At the trial the undercover agent testified as to the trans-
actions of Jan. 4 and 6. His testimony was corroborated
in minor respects by another undercover agent. Defend-
ant (who admitted at the trial to three prior convictions)
testified on direct examination that he did not give the
undercover agent drugs on Jan. 4, 1966; but on Jan. 6,
1966, he did go to a friend’s home where he put baking

ane SAE SON A CSTR ON RR 8 deh

107

powder in two glassine envelopes and sold the latter as
heroin to the agent.

On cross-examination the assistant district attorney
read into evidence portions of defendant’s statement of
Jan. 7, 1966, solely to impeach defendant’s credibility.
Defense counsel objected on the ground that no pre-trial
notice had been received and that the statement had been
taken in violation of Miranda v. Arizona (384 U. S. 436).
The court determined, after hearing argument, that the
statement had been elicited without the full Miranda
warnings and, therefore, could only be used as an instru-
ment of impeachment. The gist of the portions read in
the presence of the jury is twofold: (1) on Jan. 4, 1966,
defendant acted as the undercover police officer’s agent
in obtaining narcotics and (2) on Jan. 6, 1966, defend-
ant obtained narcotics from an unknown person outside
a bar and then sold the drugs to the undercover agent ;
ina bar. The court charged the jury that this statement
went to the credibility of the witness and was “not proof
of the defendant’s guilt.” Defense counsel in his sum-
mation uttered a similar admonition. The jury disagreed
as to the count relating to Jan. 4, 1966, but found de :
fendant guilty of the second count.

Section 813-f of the Code of Criminal Procedure pro-
vides that the People must give notice to the defendant f
before trial where they “intend to offer a confession or
admission in evidence” (emphasis supplied); and section
813-g provides that “[i]f the motion {to suppress the
statement! is granted, the confession or admission shall
not be admissible in evidence” (emphasis supplied). It
has been held that the failure to give the prescribed no-
tice deprives the People of the evidentiary use of the
statement when it is offered in evidence (People v.
Schwartz, 30 A. D. 2d 385, 388). The purpose of the
statute is to enable the defendant to prove before trial
that the statement was obtained involuntarily (People
v. Schwartz, supra; People v. Huntley, 15 N. Y. 2d 72).
At bar the statement was marked in evidence at the
suggestion of the trial judge and upon consent of respec-
tive counsel, but only to enable defense counsel to peruse
it, and it was not made available to the jury. Conse-

R27 POM NOLAN IED

108

quently, it is readily apparent that the statement was
not put in evidence in the truest sense of that word,
Accordingly, since the aforementioned statutes are di-
rected at evidence in its conventional form, we have con-
cluded that no pre-trial notice is required as to state
ments used solely for impeachment.

On this appeal the district attorney has conceded that
the statement was obtained in violation of Miranda and
would have been suppressed had he attempted to use it
as evidence-in-chief. We adopt his concession but point
out that, under the circumstances herein, the Miranda
warnings given herein might have been found sufficient
by the trial judge after a Huntley (People v. Huntley,
supra) hearing (see People v. Post, 23 N. Y. 2d 157;
United States v. Fisher, 387 F. 2d 165, cert. den, 390
U. S. 953; United States v. Messina, 388 F. 2d 398, cert.
den. 390 U. S. 1026).

Nevertheless, the district attorney argues that People
v. Kulis (18 N. Y. 2d 318) sustains the use of such an
illegal statement for the purpose of impeachment. In that
case the Court of Appeals held that a statement obtained
in violation of Escobedo v. Illinois (378 U. S. 478) can
be used to impeach a defendant’s testimony given on di-
rect examination. The rule of the Kulis case, and of
Walder v. United States (347 U. S. 62) which it pur-
ported to follow, is that a tainted statement (or the
fruits thereof) is admissible solely to impeach a defend-
ant’s direct testimony on collateral matters not directly
related to the crime for which he was indicted (see Peo-
ple v. Schwartz, 30 A. D. 2d 385, supra; People v. John-
son, 30 A. D. 2d 575; People v. Quick, 30 A. D. 2d 561;
People v. Dixon, 27 A. D. 2d 740; United States v. Curry,
358 F. 2d 904, cert. den. 385 U. S. 873; Bailey v. United
States, 328 F. 2d 542; Tate v. United States, 283 F. 2d
377).

At Bar it is apparent that the statement pertaining
to the events of Jan. 6, 1966, when read before the jury,
violated the holdings in Kulis-Walder. However, it is
now well settled that the “harmless-constitutional-error
rule” does not mandate reversal where the appellate court
concludes that the error was harmless beyond a reason-

109

able doubt (Chapman v. Calif., 386 U. S. 18, 22). This
means that the error is harmless if it could not in any
event affect the outcome and did not play a “meaningful
yole’ in the case (People v. Savino, 22 N. Y. 2d 732,
733; People v. Ross, 429 P. 2d 606). In an analogous
factual context our Court of Appeals has recently said
“it jg difficult to conclude that the errors were of suffi-
cient consequence to merit a new trial” (People v. Miles,
93 N. Y. 2d 527 [dec. Jan. 16, 1969]). The court there-
in further observed that “the impropriety is confined to
an incidental part of the case and on a trial in which
the proof was overwhelming in establishing the guilt of
defendants, Indeed, the very use and introduction of the
pre-trial statement was the result of the able prosecutor
‘overtrying’ his case.” These observations are appropri-
ately applicable to the case at Bar and we have con-
cluded that, beyond a reasonable doubt, the jury could ne . ;
minus the error, have determined the case otherwise ane. :
therefore, the error was harmless.
Defendant argues that the Miranda decision overrules :
Kulis or, as in the case at Bar, where Miranda violations :
occur, Kulis does not apply (see cases collated in 13 New ‘
York Law Forum 146, 158-162; Pitler, “The Fruit of
the Poisonous Tree,” 56 Calif. L. Rev. 579, 630-636). :
The United States Supreme Court has not yet passed
upon the question (ef. Harrison v. United States, 392
U. S. 219, dissenting op. at p. 234) and in Kulis itself
the dissenters observed that Miranda governed (see Peo-
ple v. Johnson, 30 A. D. 2d 575, supra, dissenting memo., ;
pp. 575-576; cf. People v, Shivers, 21 N. Y. 2d 118, 122).
Until the question has been passed upon by our Court
of Appeals we decline to adopt defendant’s argument and f
depart from the rationale of Kulis. Accordingly, we are
:

&

er ial

of the opinion that a statement obtained in violation of
a defendant’s Miranda rights is admissible solely for im-
peachment purposes (see People v. Miles, 23 N. Y. 2a
—, supra, [dec. Jan. 16, 1969]).

Beldock, P.J., and Munder, J.—Because of our opinion
ir People v. Schwartz (30 A. D. 2d 385) we consider
ourselves constrained to agree with the theory that an
illegally obtained statement may be used to impeach a

SRE SLE ATOR IAIN aR ABT IIOP ALLO in SPA NEL em, OF

110

defendant’s direct testimony only on collateral matteis
not directly related to the crime charged against him.
We agree that section 813-f of the Code of Criming]
Procedure, regarding the notice that must be given by
the People if it is intended to offer such a statement in
evidence as a part of the People’s case, has no applica-
tion if the statement is to be used solely for impeachment
purposes. If a crime has not been otherwise proved, how-
ever, such a statement may not form the basis for a
conviction (People v. Mareano, N. Y. L. J., June 20,
i968, p. 2, col. 2 [App. Term, First Dept.]). But where
it is used only to challenge credibility, and a proper
charge by the court keeps it in true perspectives, we do
not believe the familiar evidentiary rule should be so
diluted. We think that any testimony given by a defend-
ant as a witness in his own behalf, directly related or
collateral to the crime charged, is subject to contradic.
tion through his prior inconsistent statements, not to
establish the truth of the prior statements but to impeach
his credibility and thereby discredit his testimony (cf.
Richardson on Evidence {9th ed.], sec. 513).

Christ, J., dissents and votes to reverse the judgment
and grant a new trial, with the following memorandum
in which Rabin, J. concurs: Defendant was charged in
two counts with selling heroin to an undercover police
officer on Jan. 4, and Jan. 6, 1966. The trial essentially
involved a test of credibility between the undercover
agent and defendant. The jury was unable to agree as
to the alleged sale on Jan. 4, although the undercover
agent testified unequivocally that defendant sold him a
bag of white powder on that date and the police chemist
testified that the bag contained heroin. Defendant denied
this alleged sale. It seems reasonable to infer from the
jury’s disagreement on the Jan. 4 charge that they may
have had some reservations about the officer’s veracity.

As to the Jan. 6 charge, the undercover agent testified
that defendant sold him two “decks” of heroin on that
date. Defendant testified that the agent kept asking for
drugs that night and that defendant went to a friend’s
apartment, filled two empty glassine envelopes with baking
powder and gave them to the agent for $12.

s : : ppinaas sn eno en meone eR RRO ee Nae A ARE SBA CIT

The prosecution was then permitted to impeach defend-
ant’s credibility by the use of a statement concededly
inadmissible under Miranda v. Arizona (384 U. S. 436)
and which severely undermined his testimony as to mat-
ters directly related to the crime charged (People v.
Schwartz, 30 A. D. 2d 385, 388; People v. Johnson, 30
A. D. 2d 575; ef. People v. Shivers, 21 N. Y. 2d 118,
122). There can be no mistake about the effect of this
use of the statement. It tended “to prove guilt by im-
plication” and was “incriminating in any meaningful
sense of the word” (Miranda v. Arizona, supra, p. 477).
Defendant was convicted on the second count and sen-
tenced to six to eight years in prison.

Under the circumstances outlined above, I cannot agree
that this error of constitutional dimension was “harm-
less beyond a reasonable doubt” (Chapman v. California,
386 U. S, 18, 24). An error is not harmless if “there
is a reasonable possibility that the evidence complained
of might have contributed to the conviction” (Fahy v.
Connecticut, 375 U. S. 85, 86-87). The burden of show-
ing that a constitutional error is harmless rests with the :
People who, in this case, have not even attempted to as- :
sume that demonstration (Chapman v. California, supra).
Surely it cannot be said with any certainty that the ;
improper use of defendant’s statement did not tip the :
scales against him, especially when his conviction rests
on the testimony of the same undercover agent whose
testimony was apparently less than convincing on the
Jan. 4 charge (cf. Anderson v. Nelson, 390 U. S. 523,
525). On the contrary, it is difficult to see how defendant
could not have been damaged severely by use of the in- ‘
consistent statement in a case which, in the final analysis,
pitted his word against the officer’s. The judgment should
be reversed and a new trial granted.

OE NTO ES ARNO NN NEN ORS aM ET Bless Deniade 2 ERP 1 to toes IT a ld sawed —

112.

At a Term of the Appellate Division of the Supreme
Court of the State of New York, Second Judicial De.
partment, held in Kings County on February 17, 1969

Hon. GEORGE J. BELDOCK, Presiding Justice
Hon. Marcus G. CHRIST
Hon. ARTHUR D. BRENNAN
Hon. SAMUEL RABIN
HON. FRED J. MUNDER
Associate Justices

THE PEOPLE OF THE STATE OF NEW YORK, RESPONDENT
Vv.
VIVEN HARRIS, APPELLANT

ORDER ON APPEAL FROM JUDGMENT OF CONVICTION

In the above entitled action, the above named Viven
Harris, defendant in this action, having appealed to this
court from a judgment of the County Court, Westchester
Couuty, rendered December 20, 1966; and the said ap-
peal having been submitted by Joel Martin Aurnou, Esq,,
of counsel for the appellant, and by James J, Duggan,
Esq., of counsel for the respondent, and due deliberation
having been had thereon; and upon this court’s Opinion
and decision slip heretofore filed and made a part hereof,
it is:

ORDERED that the judgment appealed from is hereby
affirmed.

Beldock, P.J., Brennan and Munder, JJ., concur, with
separate memoranda.

Christ, J., and Rabin, J., dissent and vote to reverse
the judgment and grant a new trial, with dissenting
memorandum by Christ, J., in which Rabin, J., concurs.

Enter:

HERMAN M. PoGuUL
Clerk of the
Appellate Division

bea seatia cori sar a a . - ee
A ae SES INNIS RA MINE PREM RN BIET CEES LY Care

re ee Re ee a ee eS ee eS
a ——

113

STATE OF NEW YORK
COURT OF APPEALS

2. No. 254. 69

THE PEOPLE &C., RESPONDENT
vs.
VIVEN HARRIS, APPELLANT

OPINION

PER CURIAM:

On this appeal from a judgment convicting the de-

fendant of selling narcotics, the defendant raises two
oints.
: The first concerns a statement obtained from him after
his arrest and under circumstances which concededly vio-
lated the requirements prescribed by the Supreme Court
in Miranda v. Arizona (384 U. S. 486). In its direct
case, the People did not offer the statement in evidence.
On cross-examination, however, and over the defendant’s
objection, the statement was employed extensively by the
prosecutor in cross-examining the defendant who had
taken the witness stand in his own defense, The state-
ment was at complete variance with the account given
by the defendant on direct examination although it was
no more inculpatory than his direct testimony. Such use
of the statement for purposes of impeachment is author-
ized by our decision in People v. Kulis (18 N Y 2d 818),
to which we adhere.

The defendant’s second contention is that use of the
statement should, in any event, be barred because the
People failed to comply with section 813-f of the Code
of Criminal Procedure which provides that, “where the
people intend to offer a confession or admission in evi- y
dence * * * the people must * * * give written notice 5
of such intention to the defendant”. We agree with the
decision of the Appellate Division herein—and not with
its later, seemingly inconsistent, position in People v.

PRESTO SLE TE EE OES LEENA ES tS, A

SRP I CI hee yo cH Re Ne re RN RRR ae: Teg

114

Torres (82 A D 2d ——, N.Y.LJ., June 12, 1969, p,
15, col. 8)—that section 813-f is not applicable. Section
813-f is not intended as a discovery device; its function
—as the very language of the statute itself indicates
(see tit. II-C of Part VI, Code Crim, Pro.)—is to afford
a defendant an opportunity for a hearing under section
813-g to determine the voluntariness of his confession
or admission. Accordingly, when the prosecution neither
offers nor plans to offer a statement in evidence against
the defendant, the section in question is just not appli-
cable. Moreover, where, as in the present case, a state.
ment obtained in violation of Miranda is used solely for
impeachment purposes, no purpose would be served by
requiring compliance with section 813-f, and the People
were not obligated to furnish the notice there prescribed.

The judgment should be affirmed.

115
COURT OF APPEALS

THE PEOPLE Of THE STATE OF NEW YORK, RESPONDENT
against
VIVEN HARRIS, DEFENDANT-APPELLANT

Fup, Ch. J. (concurring) :

Some three years ago, the court held in People v. Kulis
(18 N Y 2d 318) that, although a statement concededly
taken from a defendant in violation of his constitutional
rights cannot be received in evidence against him, it may,
nevertheless, be used for purposes of cross-examining him
if he takes the witness stand and testifies in his own
defense. This seemed wrong to Judge Keating and to
me, and we dissented (18 N Y 2d, at pp. 323-324) on
the ground that to allow the use of an illegally obtained
confession or statement even for impeachment purposes
was violative of a court’s responsibility to preserve and
maintain basic constitutional rights. Not alone a need
to deter official misconduct but a regard for “the impera-
tive of judicial integrity” (Elkins v. United States, 364
U.S, 206, 222) mandates that a confession which was
unlawfully taken from a defendant should not be used
for any purpose.

I still believe that this is so, and I am confirmed in
that view by the fact that, since the Kulis decision was
handed down, at least a dozen tribunals, including the
highest courts of three states and six Federal Courts of
Appeals, have actually repudiated the conclusion reached
in Kulis and held an illegally procured statement com-
pletely unusable.! However, in light of the majority’s
present determination to adhere to the decision in People

"See State v. Brewton (247 Or. 241, cert. den., 387 U.S. 943
[1967]) ; Commonwealth v. Padgett (428 Pa. 229 [1968]); Gaert-
ner V. State (35 Wis 2d 159 [1968]); Proctor v. United States
(404 F 2d 819 [D.C. Cir. 1968]) ; United States v. Fox (403 F 2d
97 (2d Cir., 1968]) ; United States v. Pinto (394 F 2d 470 [3d Cir.,
1968]); Breedlove v. Beto (404 F 2d 1019 [5th Cir., 1968]);
Groshart v. United States, 392 F 2d 172 [9th Cir., 1967 ]); Wheeler

Cee i ee ee ee eee ee eee | ee re
al ARI

ney ) SORE

aw ee

a

IEE SELENA | 8 EE NRT TEE RENTER OS

116

v. Kulis (18 N Y 2d 318, supra), I deem myself con.
strained to cast my vote for an affirmance.

Judgment affirmed, Opinion Per Curiam. Concur: Burke,
Scileppi, Bergan, Breitel and Jasen, JJ.; and Fuld, Ch. ry
in a separate opinion.

v. United States, 382 F 2d 998 [10th Cir., 1967]); United States
Vv. Prebish (290 F. Supp. 268, 273-275 [D.C. Fla. 1968]); United
States Vv. Birrell (276 F. Supp. 798, 817 [D.C. S.D. N.Y., 1967]);
cf. United States v. Armetta (378 F 2d 658, 861-662 [2d Cir,
1967}).

_—

117
COURT OF APPEALS

STaTE OF NEW YORK, SS:

PLEAS in the Court of Appeals, held at Court of
Appeals Hall, in the City of Albany, on the 2nd
day of July in the year of our Lord one thousand
nine hundred and sixty-nine, before the Judges of
said Court.

WITNESS,

The Hon. STANLEY H. FULD
Chief Judge, Presiding
RAYMOND J. CANNON

Clerk

REMITTITUR JULY 2, 1969
2. No. 254. 69

THE PEOPLE &C., RESPONDENT
vs.
VIVEN HARRIS, APPELLANT

BE IT REMEMBERED, That on the 13th day of May
in the year of our Lord one thousand nine hundred and
sixty-nine, Viven Harris, the appellant—in this cause,
came here unto the Court of Appeals, by Joel Martin
Aurnou, his attorney—, and filed in the said Court a
Notice of Appeal and return thereto from the judgment
of the Appellate Division of the Supreme Court in and
for the Second Judicial Department. And The People
&., the respondent—in said cause, afterwards appeared
in said Court of Appeals by Carl A. Vergari, District
Attorney.

Which said Notice of Appeal and the return thereto,
filed as aforesaid, are hereunto annexed.

118

WHEREUPON, The said Court of Appeals having
heard this cause argued by Mr. Joel Martin Aurnou, of
counsel for the appellant—, and by Mr. James J. Dug.
gan, of counsel for the respondent—, and after due
deliberation had thereon, did order and adjudge that the
judgment of the Appellate Division of the Supreme Court
appealed from herein be and the same hereby is affirmed.

And it was also further ordered, that the record afore
said, and the proceedings in this Court, be remitted to
the Cc inty Court, Westchester County, there to be pro
ceedea pon according to law.

THEREFORE, it is considered that the said judgment
be affirmed, as aforesaid.

And hereupon, as well the Notice of Appeal and re
turn thereto aforesaid as the judgment of the Court of
Appeals aforesaid, by it given in the premises, are by
the said Court of Appeals remitted into the County Court,
Westchester County, before the Judges thereof, according
to the form of the statute in such case made and pro-
vided, to be enforced according to law, and which record
now remains in the said County Court, before the Judges
thereof, &c.

/s/ Raymond J. Cannon
Clerk of the Court of Appeals
of the State of New York

Court of Appeals, Clerk’s Office
Albany, July 2, 1969

I HEREBY CERTIFY, that the preceding record con-
tains a correct transcript of the proceedings in said cause
in the Court of Appeals, with the papers originally filed
therein, attached thereto.

/s/ Raymond J. Cannon
Clerk

—

119

SIR.

PLEASE TAKE NOTICE that the within is a true
copy of an order duly entered in the Office of the Clerk
of Westchester County on the 8th day of August, 1969.

Dated: August 11, 1969.
Yours, ete.

CARL A. VERGARI

District Attorney of
Westchester County

Office and Post Office Address:

Court House

White Plains, N. Y.

TO Joel Martin Aurnou, Esq.
Attorney for Appellant

SIR:

PLEASE TAKE NOTICE that the within order will
be presented for settlement and signature to the Hon.
Be ace Se ee a Ge
within named Court at the Courthouse, White Plains,
Boo oe... aye .................,. BD

Dated: lhe Sigeanican acts
Yours, ete.

District Attorney of
Westchester County

Office and Post Office Address

Court House

White Plains, N. Y.

oe NN,
Attorney for Defendant

PROT ENS He

120

COURT OF APPEALS
STATE OF NEW YORK
THE PEOPLE OF THE STATE OF NEW YORK, RESPONDENT
against
VIVEN HARRIS, APPELLANT

REMITTITUR

CARL A. VERGARI
District Attorney of Westchester County

Office and Post Office Address:
Court House --- White Plains, N. Y.

TO Joel Martin Aurnon, Esq.
Attorney for Defendant

121
COUNTY COURT : COUNTY OF WESTCHESTER
Indictment No. 50/1966

THE PEOPLE OF THE STATE OF NEW YORK, PLAINTIFF
—against—
VIVEN HARRIS, DEFENDANT

ORDER

A motion having been made by JOEL MARTIN AUR-
NOU, ESQ., for an Order dismissing the first count
of the indictment herein pursuant to Section 66A of the
Code of Criminal Procedure, Section 8 of the Code of
Criminal Procedure, Section 12 of the Civil Rights Law,
and the Sixth Amendment to the Constitution of the
United States, and upon reading and filing the Notice
of Motion and Affirmation of JOEL MARTIN AURNOU,
ESQ., both dated the 14th day of May, 1969, and the
Affidavit in Opposition of JAMES J. DUGGAN, sworn
to June 10, 1969, and the Reply Affirmation of JOEL
MARTIN AURNOU, affirmed the 11th day of June, 1969,
together with due proof of service thereof, and after
hearing counsel in open Court and after due deliberation,
this Court having rendered its decision in writing,

NOW, upon motion of JOEL MARTIN AURNOJ, it is

ORDERED, that the motion be and the same hereby
is granted and the first count of indictment No. 50/1966
be and the same hereby is dismissed with prejudice.

ORDER signed this 31 day of July, 1969, at White
Plains, New York.

ENTER,

/s/ George Beldock
J.C.C.

122

SUPREME COURT OF THE UNITED STATES
No. 1022 Misc., October Term, 1969

VIVEN HARRIS, PETITIONER
Vv.
NEW YORK

On petition for writ of Certiorari to the Court of
Appeals of the State of New York.

On consideration of the motion for leave to proceed
herein in forma pauperis and of the petition for writ of
certiorari, it is ordered by this Court that the motion
to proceed in forma pauperis be, and the same is hereby,
granted; and that the petition for writ of certiorari be,
and the same is hereby, granted. The case is transferred
to the appellate docket as No. 1635 and placed on the
summary calendar.

And it is further ordered that the duly certified copy
of the transcript of the proceedings below which accom-
panied the petition shall be treated as though filed in
response to such writ.

June 1, 1970

Mr. Justice Marshall took no part in the consideration
or decision of this motion and petition.

W ©. S. GOVERNMENT PRINTING OFFICE, 1970 3976868 12

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386413_0234%3A1. Public record. Not legal advice.
