# Appendix — Gutknecht v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1970
- **Citation:** 396 U.S. 295

## Text

(i)

IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1969

No. 71

DAVID EARL GUTKNECHT,

Petitioner
Vv.

UNITED STATES OF AMERICA

ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT

TABLE OF CONTENTS

: PAGE
Relevant Docket Entries .........20cccccccvccsvcvee 1
Dt Cees i ee eee hen etek keoweaveeenes eres 2
Order denying motion to quash, etc. ..........-0200008 3
EE i a ae ee ee eee 4
Pe sos t bce bine ses seuesdareees 7
Witnesses:

Eh, adeno pena e pus ae ek oak ea eee 7
PE nary te OR ile Sp PETS
17

Q. Slightly. Would you be familiar with Section 37 of
that if I showed you a copy of it?

MR. CUDD: Your Honor, I will object to this question,
the regulation, | think, speaks for itself. It’s part of the
Code of Federal Regulations [32] with which the Court can
take judicial notice.

THE COURT: You may answer the question.

THE WITNESS: The question is am | familiar with this?

BY MR. BRUVOLD:

Q. Are you familiar? A. With the oath of allegiance?

Q. Paragraph 737 of Army Regulation 601-270? A. Para-
graph 37 in this oath of allegiance?

Q. The procedure prescribed under Section 37 entitled,
“Induction”? A. Yes, sir. I am familiar with the regula-
tion.

Q. And that sets out the regulation in regard to the in-
ducting of persons into the military forces, does it not? A.
Yes, sir.

MR. BRUVOLD: I will have the reporter mark a copy
of this as Defendant’s Exhibit A so I don’t have to take it
out of the book there.

(Defendant’s Exhibit A marked for identification. )

BY MR. BRUVOLD:

Q. Showing you Defendant’s Exhibit A so we have no
question about it, that appears to be a copy of that page, a
[33] duplicate copy of that page? A. Yes, sir. That is.

Q. The one you were just reading? A. Right.

Q. Are you familiar with paragraph 40 of Army Regula-
tion 601-270? You may refresh yourself out of the copies
there, particularly with reference to the first paragraph and
then paragraph C?

MR. CUDD: Your Honor, the Government will object
on the grounds that Army Regulation just cited is irrele-
vant and immaterial. However, if the Court overrules the

18

objection, we will stipulate as to the admissibility of the
regulation.

THE COURT: Yes. It may be received then. Next ques-
tion, counsel.

(Defendant’s Exhibit A offered and received in evidence.)

BY MR. BRUVOLD:

Q. Just for the record then, so we have it, the next item
in the stapled item Defendant’s Exhibit A here is a dupli-
cate copy, is it not, appears to be a duplicate copy of Sec-
tion 40? A. Yes, sir. That’s correct.

Q. And that goes on to the next page over here cover-
ing [34] Section 40? A. That’s right.

Q. And then the last sheet on there is the next sheet un-
der the Section 40? A. Yes. Very same.

MR. BRUVOLD: So then it’s stipulated Defendant’s Ex-
hibit A may be offered in evidence as a copy of those regu-
lations?

MR. CUDD: Subject to my objection as to materiality
and relevancy that’s correct, Your Honor.

THE COURT: I will overrule the objection and it may
be received. Do you have an extra copy?

MR. BRUVOLD: I have a copy here that the clerk can
keep. I have my own copy.

BY MR. BRUVOLD:

Q. Now, Mr.—or Sergeant O’Neil, pardon me—Did Mr. —
the defendant Mr. Gutnecht ever appear with the group that
was there that morning and was he ever offered as a part of
the group that was there on the morning of the 24th, the
prescribed induction ceremony and proceedings as outlined
under paragraph 37 of Army Regulation 601-270?

{35] Mr. CUDD: Well, Your Honor, to shorten up the
matter, we will stipulate he wasn’t given the opportunity to
take the one step forward, object that the evidence is irrele-
vant and immaterial.

THE COURT: The stipulation may stand. Next question.

al A AEA

19

BY MR. BRUVOLD:

Q. Now, when Mr. Gutnecht was in this room with Lieu-
tenant Petrie and yourself, was the statement read to him
by you or Lieutenant Petrie, “You are about to be inducted
into the armed forces of the United States in the Army, the
Navy, the Air Force or the Marine Corps as indicated by the
service announced following your name when called. You
will take one step forward as your name and service are
called and such step will constitute your induction into the
armed forces indicated,” was this read to him in the room
by yourself or Lieutenant Petrie? A. No, sir. That’s the
last part of the swearing in when a man is inducted into the
service. That is done after he has already taken his physical
and mental tests, and since he did not accept to take either
test this was not read to him.

Q. Paragraph 40 of Army Regulation 601-270, subsec-
tion C— A. Paragraph what?

[36] Q. Oh, 14 here is entitled, “Registrants who refuse
to submit to induction,” is it not? A. Yes, sir. That’s cor-
rect.

Q. And that would be the regulation that would be ap-
plicable in this situation, would it not?

MR. CUDD: I object to that question, Your Honor, as
calling for a legal conclusion of the witness.

THE COURT: Sustained.

BY MR. BRUVOLD:

Q. How long have you been at the induction station down
there Sergeant O’Neil, in your present capacity or in the
capacity you had in January? A. Sir, I have been at the
Army exam station for one year and two months.

Q. And what you did in this situation was just follow
the practice that you had followed on other occasions on
refusals of induction?

MR. CUDD: I object to the question, Your Honor, as
being irrelevant, immaterial. He testified as to what he did
and what was said on this occasion.

20
THE COURT: You may answer.
THE WITNESS: Very same procedure, yes.
[37] MR. BRUVOLD: I have no further questions.
MR. CUDD: No further questions, Your Honor.
THE COURT: You may step down, Sergeant. Next wit-
ness.
(Witness excused.)
MR. CUDD: Lieutenant Petrie.
{38] Whereupon,

LARRY J. PETRIE,

a witness called by and on behalf of the Government, being
first duly sworn, was examined and testified as follows:

DIRECT EXAMINATION

BY MR. CUDD:

Q. Lieutenant, would you state your name, rank and ser-
ial number and present duty station for the record, please?
A. Larry James Petrie, Second Lieutenant, United States
Army, Serial number 05341626.

Q. Would you please go a little slower for the court re-
porter who has to record those numbers. Now, Lieutenant
Petrie, were you on duty January 24, 1968? A. Yes, sir,

I was.

Q. On that occasion, or that day, did you have a conver-
sation with David Gutnecht? A. Yes, sir.

Q. Do you see Mr. Gutnecht in the courtroom? A. Yes,
sir.

Q. And would you indicate him, please? A. The second
man at the table there.

Q. The one in the green sweater? A. Yes, sir.

[39] MR. CUDD: May the record show, Your Honor,
the witness has indicated the defendant David Gutnecht?

MR. BRUVOLD: No objection, Your Honor. We stipu-
lated to it.

BY MR. CUDD:

Q. Now, did you have occasion to have a conversation

with Mr. Gutnecht on January 24, 1968. A. Yes, sir.

WP ote nr Bi
21

Q. Who was present at that conversation besides your-
self? A. Sergeant O’Neil.

Q. And where did that conversation take place? A. In .
my office.

Q. And at the induction station? A. On the armed for-
ces examination and entrance station, commonly shortened
to induction station.

Q. Who was present besides yourself? A. Sergeant
O’Neill and Mr. David Gutnecht.

Q. All right. What did Mr. Gutnecht say to you at that
time if anything? A. That he was refusing to cooperate
with the Selective Service System by taking tests, physical
and mental, for the draft, or words to that effect. That’s
definitely not an [40] exact quote.

Q. Is that your best recollection of the conversation? A.
There was more to it than that that was said, but that is
basically what it boiled down to.

Q. At that time did you advise him of any liabilities that
he might incur by taking the action that he told you he was
going to take? A. Yes, sir. I did.

Q. And what did you advise him? A. That under the
Selective Service Act of 1967, refusing to process for induc-
tion is a felony. The act may be brought to trial in civil
court and if convicted may result in five years imprisonment
or $10,000 fine or both or any combination thereof.

Q. And did you ask him if he understood that? A. Yes,
sir.

Q. Showing you Government Exhibit 2, | will ask you if
you recognize your signature thereon? A. Yes, sir.

Q. And that’s in the lower left-hand corner, is that cor-
rect? A. Right, sir.

Q. Now, immediately above there, there is a one-sentence
phrase or one sentence and a signature, do you [41] recog-
nize that? A. Yes, sir.

Q. When was that affixed to Government Exhibit 2, if
you know? A. That was done in my presence in my office
24 January ’68 by Mr. David Gutnecht.

22

MR. BRUVOLD: Your Honor, I think this is repetitious
and it’s perfectly agreeable, ro question about the statement.
This is part of the Selective Service file. I was familiar
with it. The Government offered it and I just checked it
because I wished to be sure. I think the document speaks
for itself.

THE COURT: The answer may, stand. Next question.

MR. CUDD: No further questions.

MR. BRUVOLD: I believe Your Honor has the file up
there. I will show it to the witness, we can use this one.

CROSS EXAMINATION

BY MR. BRUVOLD:

Q. This is a copy of Item 27 in Government Exhibit 1
and there appears a signature here, “‘J. Petrie,’ on that, is
[42] that your signature? A. It appears to be. Yes, sir.

Q. And that is a true and accurate resume of what tran-
spired at the induction station at that morning? A. Yes,
sir.

Q. You are, in the course of your employment at the in-
duction center there, you are familiar with the government
induction regulations? A. More or less. Yes, sir.

Q. You are familiar with paragraph 37 of Army Regula-
tion 601-270? A. Quite, sir.

Q. And you are also familiar with paragraph 40 of Army
Regulation 601-270 which deals with processing of regis-
trants and special circumstances? A. Quite, sir, depending
on, if that is a posted issue or an older regulation.

Q. And particularly paragraph C, registrants who refuse
to submit to induction? A. More or less, sir, yes.

Q. How long have you been employed down there at the
induction center? A. I reported in 24 July, 67, sir.

Q. So that’s about, last January is about six months [43]
then? A. Roughly, sir.

Q. Now, did you state to Mr. Gutnecht or hear stated
to him at the induction station, ““You are about to be in-
ducted into the armed forces of the United States in the
Army, the Navy, the Air Force or the Marine Corps as indi-

23

cated by the service’ announced following your name when
called. You will take one step forward as your name and

service are called and such step will constitute your induc-
tion into the armed forces indicated’?

MR. CUDD: Your Honor, | will object to the question
on the grounds that it’s irrelevant and immaterial on the is-
sue in this case.

THE COURT: You may answer.

THE WITNESS: Can you give me the question for me?

_ Did I say it or hear it said?

BY MR. BRUVOLD:
Q. That’s right. Did you say this or hear it said to Mr.
Gutnecht? A. No.
MR. BRUVOLD: No further questions, Your Honor.
MR. CUDD: No further questions, Your Honor.
THE COURT: You may step down. All right.
(Witness excused.)

24 4

Opinion of the United States District Court
for the District of Minnesota
UNITED STATES DISTRICT COURT

D. Minnesota,
Third Division.
May 9, 1968.

4-68-Cr.-22.

MEMORANDUM

& .
Finpincs or Fact

Devitt, Chief Judge:

In this jury-waived criminal case charging the defendant
with violation of the Selective Service Law, the issue as
created by the indictment and the defendant’s plea of not
guilty is whether the government has proved the defendant
guilty beyond a reasonable doubt.

The defendant is a 21-year-old resident of Winthrop,
Minnesota, and is charged under 50 App., United States
Code, § 462 with wilfully and knowingly failing and neglect-
ing to comply with an order of his local Selective Service
Board to report for and submit to induction into the armed
forces of the United States.

The record shows that the defendant completed and filed
the required classification questionnaire (SSS Form No.

25

100) on January 17, 1966 and was assigned Selective Ser-
vice No. 21-115-47-162. His draft board, Sibley County,
Minnesota Board No. 115, classified him 1-A on February
15, 1966, 2-S on March 15, 1966, and again 2-S on Decem-
ber 21, 1966. The expiration date of the last 2-S classifica-
tion was October 1, 1967.

On November 23, 1966 the defendant signed and filed a
conscientious objection form (SSS Form No. 150). On June
16, 1967 the local board notified the defendant to appear
before it on June 21, 1967, at which time the Board would
consider his reclassification. On June 21, 1967 he was re-
classified 1-A and officially notified of that fact.

The defendant appealed this classification to the State
Appeal Board, which, on November 1, 1967, classified him
1-A by a vote of 5 “yes” and 0 “no.” The defendant was
notified of this action.

On December 20, 1967 Local Board No. 115 declared the
defendant delinquent for failure to have in his possession
Selective Service Registration card (SSS Form No. 2) and
Notice of Classification (SSS Form No. 110). He was ad-

‘vised of this declaration of delinquency on December 21,
1967. aad

An order to report for induction was mailed to defendant
on December 26, 1967, directing him to report for induction
at the courthouse at Gaylord, Minnesota, on January 24,
1968 at 6 A.M. He did so report and was transported to
the armed forces induction station at Minneapolis, Minne-
sota.

Upon arrival there the defendant advised Sergeant First
Class Billy O’Neil that he would not take part in any in-
duction processing. He was then escorted to the office of
the Assistant Processing Officer, Lt. Larry J. Petrie. Petrie
advised him that a refusal to process constituted a felony
punishable by imprisonment for not more than 5 years

26

and/or a fine of not more than $10,000 or both. Defendant
advised Petrie that he was aware of the penalty for refus-
ing to process. Defendant then presented to the processing
officer a prepared statement containing his reasons for re-
fusal to process for induction.’ At that time he wrote on the

1The defendant said “* * * the Draft and Victnam war seem
to me indefensible. The laws of the Selective Service System are
_ not worthy of obedience. * * *” His complete statement reads:

_ “To my fellow Americans. Today I am refusing to be in-
ducted into the United States armed forces. This is a result
of my decision last fall to return my draft cards and refuse
further cooperation with the Selective Service System.

“Conscription seems to me fundamentally authoritarian and
anti-democratic. Its coercive attempts to control the lives of
young American men are socially disastrous and humanly out-
rageous. Primarily, the draft functions to supply the man-
power necessary for those few holding real political and mili-
tary power in this country to continue to commit crimes
against humanity in waging a cruel and senseless war in
Southeast Asia. Both the Draft and the Vietnam war seem
to me indefensible. The laws of the Selective Service System
are not worthy of obedience. Those who feel that my decision
is ‘idealistic’ and ‘impractical’ make the mistake of assuming
that there can be a real division between morality and politics.
Those people who are called ‘realists’ and compromise on the
most crucial of issues, and those who are silent, are furthering
the present disastrous course of this country.

“But we are none of us innocent. I am simply asking that
each of you examine your thoughts and your actions. As for
myself, I shall probably be in prison before too long, and out
again after a few years. This is a small price to pay compared
to what so many, many American men and Vietnamese men,
women, and children have to pay. To those in the military,
I ask that you consider resigning or obtaining a discharge.
To my fellow young men, in particular, I ask that you find ;
some alternative—any alternative—to military service.

“Many of you will disagree with me; I respect your posi-
tion, and only ask that you reconsider. Many will agree; I
hope that you do as much as you are capable of doing. We
have so little time.

/s/ Dave GuTKNECHT
“Dave Gutknecht
January 24, 1968”

27

statement, “I refuse to take part, or all, (sic) of the pre-
scribed processing,” and signed his name.

It was not contended at trial that the defendant’s clas-
sification was improper. There is a basis in the record for
the 1-A classification made by Local Board No, 115.

The essential elements required to be proved by the
government are (1) that a lawful order to report for in-
duction on January 24, 1968 was issued by Local Board
No. 115; (2) that the defendant refused to obey the order
to report for, and submit to, induction; and (3) that the
defendant acted wilfully, unlawfully and knowingly.

There is no dispute as to the facts, but the defense
offered by the defendant is that (1) the defendant actually
did report for induction but was not afforded the oppor-
tunity to go through the regular formal induction cere-
mony prescribed by the pertinent regulations, and until
such formal ceremony is afforded him he has not refused
induction; and (2) the induction order, while apparently
based on non-possession of classification and registration
cards, was in fact directed at his anti-Vietnam activities
and thus violated his right to free speech.

The defendant urges, in connection with his first de-
fense, that an order to report for induction does not in-
clude the duty to submit to induction without proof that
the defendant was offered the opportunity to participate in
a formal induction ceremony. The defendant urges that
regulations AR 601-270, Par. 37 and AR 601-270, Par.
40(c) require that a potential inductee into the armed
forces must be afforded an opportunity to take “one step
forward” as a signal of his departure from civilian, and
entry into military discipline, and that this formal induc-
tion ceremony was not afforded the defendant. The de-
fendant urges that a making of the statement,

AP Oi aah R SORTED Mo
28

“You are about to be inducted into the armed forces
of the United States, in the Army, the Navy, the Air
Force, or the Marine Corps, as indicated by the serv-
ice announced following your name when called. You
will take one step forward as your name and service
are called, and such step will constitute your induc-
tion into the armed forces indicated,”

was a condition precedent to induction, but that procedure
was not followed.

There is no dispute in the record that such was not
done, and it appears that the reason is that the “step for-
ward” procedure under the regulations is only to be taken
after the inductees are given mental and physical tests
in order to determine their eligibility for service in the
armed forces. This defendant refused to take the physical
or mental tests or participate in any other procedure
incident to induction.

[1, 2] Here the defendant is not being charged with
failure to take “one step forward,” but with failure to
comply with the Board’s order to report for, and submit
to, induction. It is clear from the regulations that an order
of a draft board to report for induction also encompasses
an order to submit to induction. 32 C.F.R. -§ 1632.14, a
part of the Selective Service Regulations promulgated by
the President under authority of the statute, provides that
it is the duty of the registrant upon receiving an order to
report for induction to (a) report for induction at the
time and place fixed in such order, and (b) to submit to
such induction.

This regulation was initially adopted by Executive Order
10001, 13 F.R. 5488, September 21, 1948, amended by
Executive Order 10659, 21 F.R. 1103, February 17, 1956,

_ ————— pte il: MEDI MI

29

and by Executive Order 10984, 27 F.R. 200, January 9,
1962. |

The Congress of the United States has specifically au-
thorized the President to prescribe these, and other, rules
and regulations to carry out the provisions of the Selec-
tive Service Act by 50 App. 460(b) (1).

The courts have held that the duty to report for in-
duction contemplates the duty not only to report, but also
to submit to induction. United States v. Collura, 139 F.2d
345 (2d Cir. 1943). The Supreme Court in Billings v.
Truesdell, 321 U.S. 542, 64 S.Ct. 737, 88 L.Ed. 917 (1944),
said:

“He who reports to the induction station but refuses
to be inducted violates §11 of the Act as clearly as
one who refuses to report at all. [Citations omitted.]
The order of the Local Board to report for induction
includes a command to submit to induction. * * *”

Later the Supreme Court in Estep v. United States, 327
. US. 114, 66 S.Ct. 423, 90 L.Ed. 567 (1946), quoted Billings
v. Truesdell, supra, as authority for the proposition that
an order to report for induction includes the duty to sub-
mit to induction. Two subsequent decisions of the Court
of Appeals, Ninth Circuit, are to the same effect. Williams -
v. United States, 203 F.2d 85 (1953); Bradley v. United
States, 218 F.2d 657 (1954).

The defendant argues that a subsequent Ninth Circuit
ease, Chernekoff v. United States, 219 F.2d 721 (9th Cir.
1955) is contrary. But it will be observed in reading that
case that the facts in it are distinguished from those in
Williams and Bradley.

30

Defendant’s counsel admits that this first defense is
a “technical” one. In the court’s view, it is not a merito-
rious one.

[3] Defendant’s second defense is that the declaration
of delinquency and the direction to report for induction
were occasioned by his participation in an anti-Vietnam
protest meeting and that the induction order based on
such activities violates his right to free speech.

It appears from the Selective Service Board file that
on October 16, 1967 the defendant did participate in a
“Stop the Draft Week” demonstration at the federal office
building in Minneapolis, and that during the demonstra-
tion he attempted to turn over his Selective Service card
and registration card to a Deputy U. S. Marshal who re-
fused to accept them. The defendant then dropped both
cards at the Deputy Marshal’s feet, together with mimeo-
graphed literature explaining his actions.

There is nothing in the Selective Service file or in any
of the evidence received at trial to support the assertion
that defendant’s classification as a delinquent and, order
to report for induction were based on his expressions of
opposition to the Vietnam war. But on the contrary, it
appears that the action of the Selective Service Board
was based on the defendant’s violation of the regulations
that he have the required draft cards in his possession
at all times. 32 C.F.R. § 1617.1, 32 C.F.R. § 1623.5. It
is not disputed that this defendant did not have his regis-
tration certificate (SSS Form No. 2) and his valid notice
of classification (SSS Form No. 110) in his possession at
all times.

In such circumstances the Selective Service Board was
authorized to declare the defendant delinquent and to order

— i AEE LLEN LEE LLL LALLA EAL
31

him to report for induction. 32 C.F.R. §§ 1602.4, 1642.4,
1631.7.

[4] But the defendant contends, nevertheless, that the
discarding of his draft cards was symbolic conduct in pro-
test to the Vietnam war, and that such conduct is pro-
tected by the First Amendment to the United States Con-
stitution. The United States Supreme Court has not
passed on that exact question, but two Courts of Appeal
have. United States v. Miller, 367 F.2d 72 (2d Cir. 1966) ;
O’Brien v. United States, 376 F.2d 538 (1st Cir. 1967).
In O’Brien the court upheld the constitutionality of the
regulations authorizing a Selective Service Board to de-
clare delinquent, and order the induction of, persons found
to be without possession of the required Selective Service
ecards, and in Miller the court upheld the constitutionality
of Section 462(b) (3) which punishes the knowing destruc-
tion of draft cards, It is expected that the Supreme Court
of the United States may soon pass on the constitutionality
of a recently enacted Act making it a crime for a person
to burn his draft card. That is a separate crime and not
charged here.

Reference was made in the trial to a certain Local
Board memorandum issued by National Selective Service
System Director Hershey recommending procedures to be
followed by local Selective Service Boards in the cases
of registrants participating in anti-Vietnam demonstra-
tions. The evidence in the record clearly shows that this
defendant was declared delinquent and ordered to report
for induction, not by authority of the so-called Hershey
memorandum, but because of the defendant’s non-posses-
sion of the required Selective Service cards i in violation of
the regulations.

“y

{5] The Court has fully considered the exhibits, the testi-
mony of the witnesses and has judged their credibility.
The defendant is clothed with the presumption of inno-
cence and his guilt must be proved beyond a reasonable
doubt.

[6] In my view the United States has proved beyond +

a reasonable doubt every essential element of the crime
charged in the indictment and the Court finds the de- |
©

32

fendant guilty of the crime charged in the indictment. The
foregoing expression is intended to comply with Rule 23
of the Federal Rules of Criminal Procedure.

The Probation Officer is directed to prepare a pre-
sentence investigation report.

ae

SAAR: AE Aisa dtl

33
Opinion of the United States Court of Appeals
for the Eighth Circuit
UNITED STATES COURT OF APPEALS

For tHe Eicutu Ciscuit
No. 19,407

Unitep States or AMERICA,
Appellee,

—_vV -—

Davip Eart GuTKNECHT,
Appellant.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF MINNESQTA ;

[January 20, 1969.]
Before:
Mattues, Gisson and Lay,

Circuit Judges.

Lay, Circuit Judge.

Defendant appeals his jury-waived conviction of vio-
lation of the Selective Service Law. On June 21, 1967, de-
fendant was classified 1-A by his local draft board after
a review of his claimed status as a conscientious objector.
Defendant appealed to his state appeal board which, on

34

November 1, 1967, approved his 1-A classification. On De-
cember 20, 1967, his local board declared him delinquent
for failure to have in his possession his registration card
and classification card. He was ordered to report for in-
duction into the Armed Services on January 24, 1968. On
that date he reported to his place of induction but advised
army officials he would not take part in any induction
processing, including the preliminary physical examination.
Defendant was then properly warned of the penalty and
at that time gave to the army officers a prepared statement
which said in part: “... the Draft and Vietnam War seem
to me indefensible. The laws of the Selective Service Sys-
tem are not worthy of obedience. ...” .

The full iext of the district court’s well-reasoned opin-
ion is found in 283 F.Supp. 945. We affirm. Defendant,
relying upon Chernekoff v. United States, 219 F.2d 721
(9 Cir. 1955), asserts that the letter of the law was not
carried out in that he actually did report for induction but
was not afforded the opportunity to go through the regular
formal induction ceremony. The defendant additionally
‘complains that the indictment was “duplicitious” in that it
stated two different offenses in one count, to-wit, failure
to report and failure to submit to induction. Defendant
urges that the phraseology of the indictment requires the
government to prove both charges beyond a reasonable
doubt or fail to convict.

As the district court relates, the United States Supreme
Court in Billings v. Truesdell, 321 U.S. 542, 557 (1944) has
answered these arguments:

“Tt must be remembered that §11 imposes on a selec-
tee a criminal penalty for any failure ‘to perform any
duty required of him under or in the execution’ of the
Act ‘or the rules or regulations made pursuant thereto.’

35

He who reports to the induction station but refuses
to be inducted violates $11 of the Act as clearly as one
who refuses to report at all [cite omitted]. The order
of the local board to report for induction includes a
command to submit to induction. Though that com-
mand was formerly implied, it is now express.”

On October 16, 1967, defendant participated in a
“Stop-the-Draft-Week” demonstration in Minneapolis. He
dropped his Selective Service registration card as weli as
his classification card at the Deputy United States Mar-
shal’s feet. He attached with them a mimeograph ex-
planation of his action. On December 20, 1967, the defen-
dant was declared delinquent by his local board for failure
to have possession of his registration card and his notice
of classification. Immediately thereafter defendant was or-
dered to report for induction on January 24, 1968.

Defendant now claims that he was being unlawfully pun-
ished for his political views on the Vietnam War and states
that the board’s punitive action was in violation of his
First Amendment rights. The district court, however,
found that there was no evidence at frial to sypport de-
fendant’s contention that his delinquency order was based
upon his political views. The district court found that the
delinquency order was based upon the defendant’s violation
of the regulation that he have the required cards in his
possession at all times. 32 C.F.R. §§ 1617.1 and 1623.5.
The district court found that the delinquency order and
the order for induction were therefore authorized under =
C.F.R. §§ 1602.4, 1642.4 and 1631.7.

By placing his draft certificates beyond “continuing
availability,” Gutknecht “wilfully frustrated [a] govern-
mental interest.” It is now settled that such frustration was

36

“non-communicative” and is not protected by First Amend-
ment principles. United States v. O’Brien, 391 U.S. 367
(1968).

Moreover, we are not confronted with an illegal reclassi-
fication which revokes a statutory exemption, as in Oeste-
reich v. Selective Service System Local Board No. 11,
37 U.S.L.W. 4053 (U.S.Sup.Ct. 1968). Although found
delinquent by the local board on December 20, 1967, the
order of delinquency did not relate to a reclassification.
Defendant had been classified 1-A since June 21, 1967.
Defendant makes no claim upon appeal that his 1-A classi-
fication was not based on evidence or that he was denied
fair administrative procedures in regard to his classifica-
tion. Adriittedly, defendant’s induction date was advanced
pursuant to Tit. 50 U.S.C. § 456(h) (1) which gives priority
of induction to “delinquents.” The regulations (32 C.F.R.
§ 1631.7) specify the order of induction based upon a
specified priority of status of all persons having 1-A or
1-A-O status. This priority is administratively created.
We know of no legal reason why the order of call cannot
be administratively altered as long as it is done “impar-
tially” without discrimination. Congress has authorized:

“The selection of persons for training and service -
_.. Shall be made in an impartial manner, under such
rules and regulations as the President may prescribe,
from the persons who are liable for such training and
service and who at the time of selection are registered
and classified, but not deferred or exempted .. .”
(Emphasis ours.) Tit. 50 U.S.C. § 455(a) (1).

We emphasize we are not confronted here with a reclassifi-
cation which has no basis in fact or which attempts to

——_
37

deprive the defendant of any existing statutory exemption
or deferment.

The board is given certain administrative discretion in
carrying out congressional policy. This discretion should
be upheld as long as it is reasonably related to a govern-
mental interest and is not otherwise exercised unlawfully.
In the instant case the board’s regulation concerning pos-
session of the registration card is a reasonable one and
related to government interests. See United States v.
O’Brien, supra. The board’s self-promulgated definition of
“delinquency” is not unreasonable when its effect does not
otherwise punish an individual by depriving him of a right
given him by statute. It is only “that use of delinquency”
which is proscribed by the Oestereich case. Here the de-
fendant does not claim any kind of deferment, let alone
exemption. Involved here is the order of call for induction
of those already classified 1-A. Since the order of call is
governed by regulation (1631.7) reasonable conditions may

be administratively attached to it. Although a local board
may not arbitrarily or discriminatorily abuse the order of
call,’ if it is reasonably and impartially administered there
can exist no legal fault in its administrative handling.

To establish irregularity in the board’s findings of “de-
linquency,” the adjudicated effect of the board’s action
becomes the relevant test. Here the defendant is not de-
prived of either statutory exemption or deferment; here
the board gave notice to him that he was delinquent under
its regulations for failure to have his certificate; here he
was given a reasonable period to correct this delinquency ;
here he had statutory notice that he was subject to be
drafted ahead of those in the “prime age group.” Defen-

* Cf. United States v. Lybrand, 279 F.Supp. 74 (E.D. N.Y. 1967).

a

38

dant’s right to be called in order was one which had been
given only by administrative grace and which had been
reasonably conditioned upon overall compliance with the
Selective Service laws. The evidence is clear that defen-
dant violated these laws. Under these circumstances in-
duction of the defendant was not lawless or irregular.

Judgment affirmed.

39

STATE HEADQUARTERS
SELECTIVE SERVICE SYSTEM
100 East Tenth Street
Saint Paul, Minnesota 55101

17 October 1967

REGISTERED MAIL

Mr. George Hollingsworth

Special Agent, FBI

392 New United States Courthouse
Minneapolis, Minnesota 55401

Dear Mr. Hollingsworth:

In accordance with your request of this date enclosed
are three Notices of Classification (SSS Form 110) and one
Registration Certificate (SSS Form 2) for the following:

?

David M. Ponce (SSS Form 110)
21-5 1-46-765

David Earl Gutknecht (SSS Form 2)
21-115-47-162 (SSS Form 110)
Terry Zane Munn (SSS Form 110)
41-31-44-1035

Sincerely yours,

EDWARD P. BARROWS
Colonel, JAGC
Deputy State Director
EPB:ss
Enclosures: 4

ce: Col. Knight

40

19 October 1967

Mr. George Hollingsworth

Special Agent, FBI

392 New United States Courthouse
Minneapolis, Minnesota 55401

Re: Gutknecht, David Earl
SSN 21-115-47-162

Dear Mr. Hollingsworth:

This letter is to supplement previous correspondence and
to inform you that David Earl Gutknecht is registered with
Selective Service Local Board No. 115, Sibley County, Gay-
lord, Minnesota. This registration was accomplished on 20
December 1965.

David Gutknecht’s date of birth is 9 December 1947. He
has filed SSS Form 150, a special form for conscientious
objectors, with the local board. His file is currently before
the Minnesota Appeal Board for adjudication.

Enclosed for your use is a copy of a letter dated 16 Octo-
ber 1967 from the Hennepin County Selective Service Chief
Clerk, Mr. Merrill J. McCabe

Sincerely yours,

EDWARD P. BARROWS
Colonel, JAGC
Deputy State Director

Enclosure

EPB/mka

ce: U.S. Attorney
Colonel Knight

Colonel Knight
John Roberts, SA

41

UNITED STATES DEPARTMENT OF JUSTICE

FEDERAL BUREAU OF INVESTIGATION
392 Federal Building U. S. Court House
110 South Fourth Street
Minneapolis, Minnesota 55401

October 24, 1967

In Reply, Please Refer to
File No. 25-10726

Edward P. Barrows
Colonel, JAGC

Deputy State Director
Selective Service System
100 East Tenth Street

St. Paul, Minnesota 55101

Dear Colonel Barrows:
Re: Gutknecht, David Earl
Selective Service Number
21-115-47-162

Reference is made to your letter dated October 19 1967
with an enclosure of a letter dated October 16, 1967 from
Mr. Merrill J. McCabe which sets forth that Gutknecht’s file
is currently before the Minnesota Appeal Board for adjudi-
cation.

This office is currently conducting an investigation rela-
tive to Gutknecht dropping his draft card at the F ederal Of-
fice Building on the morning of October 16, 1967.

It would be greatly appreciated if Gutknecht’s Selective
Service file could be reviewed, and Special Agent George
Hollingsworth of this office will appear at your headquar-
ters October 25, 1967.

Very truly yours,

/s/ Richard G. Held
Special Agent in Charge

42

UNITED STATES DEPARTMENT OF JUSTICE

UNITED STATES ATTORNEY
DISTRICT OF MINNESOTA
$96 U.S. COURTHOUSE
MINNEAPOLIS, MINNESOTA 55401

Address Reply to
United States Attorney
and Refer to
Initials and Numbers
JEC:dmp
November 16, 1967

Colonel Edward P. Barrows
Deputy State Director
Selective Service System
100 East Tenth Street

St. Paul, Minnesota 55101

Re: David Earl Gutknecht
Selective Service Number
21-115-47-162

Dear Colonel Barrows:

On October 16, 1967, the above-captioned individual par-
ticipated in a demonstration at the Federal Office Building,
Minneapolis, Minnesota, in connection with “Stop the Draft
Week.”

During the demonstration, he attempted to turn over his
Selective Service card and registration card to a deputy United
States Marshal who refused to accept them. He then dropped
both cards at the deputy’s feet together with mimeographed
literature explaining his actions.

In the mimeographed literature dropped y Gutknecht he
stated that his application for classification as a conscien-
tious objector was to be destroyed.

An agent of the Federal Bureau of Investigation attempted
to interview Gutknecht at the Twin Cities Information Cen-

43

ter, 1822 Fourth Avenue South, Minneapolis. He, however,
refused to sign the Waiver of Rights form and refused to
make any statement.

The above information is furnished your office for your
consideration in the light of Selective Service regulations.
Would you please advise us of any action taken by you in
the matter so that we will be able to make a prosecutive
decision on the above-captioned individual’s failure to pos-
sess a certificate of registration and a valid notice of classi-
fication.

Very truly yours,

/s/ PATRICK J. FOLEY
United States Attorney

By: J. EARL CUDD, Assistant
United States Attorney

a4

SELECTIVE SERVICE SYSTEM

DELINQUENCY NOTICE

—___._ Bee. 20,1967
LOCAL BOARD NO. 115 pesca

Sibley County oo lO SS
{ Court House ’ ee
' Gaylord, Minnesota

flece! beord tome,
“ Lt Marl Ontiznecht _ a | us hy | 162
.

Add 524 12th _ Avo, S.E.

(Sereet ond Number o RFD Revie)

Minnespolis,Minn, 55414

(Cay, Town, a Villege) (Covarty) (brore) (20 Com

1. You are hereby notified’that this Lucal Board has declared you to_be a delinquent because of your failure to perform the &
lowing duty or duties required of you under the selective service law ‘Sor failcre to comply vith 1657.1 en
1623.5,0f the Seloctive Service rogulations which requires evory rogistrent to h-v
‘jin bis session at all tirss a Selective Service Recistration Card,SS3 Form Yo.2
af Hotics of Classification, SSS Porm [o,110,which hss been issued to hin by his
local board,
Valid evidence ha3 been subzittod to his local board vhich sets forth the facts tit
you hrve not,at all tines seni do not now hivo in your possossion a Ferictration
‘| Certificate, SSS Form Ho.2 ani Notice of Claesification,SSS Fora Mo.110,iscue’ to
you by this loenl boord,
2. You are hereby directed to report to this Local Board immediately in person or by mail, or w take this notice to the Local Burt
mearen you for advice as to what you should do
3. Your willful failure to perform the foregoing duty or duties is # violation of the Universal Military Training and Service ko
as amended, which is punishable by impri for as much as 5 years or a fine of as much as, $10,000. or by both such fine at
imprison ment. You may be classified in class I-A as delinquent and ordered to report for induction

Li? F Li be

5 (same: an Gere of loco! bee 4)
>.
INSTRUCTIONS
A Delinquency Notice (SSS Form 304) shall be prepared by the Local Board whenever it declares the registrant to be a delinge™
because of his failure to any duty or duties required of him other than Gilure to comply with an Order to Report fo le
duction (SSS Form 252), or an Order to Report for Civilian Work and Statement of (SSS Form 153). This notice sha!
be prepared in , and the specific duty or duties which the registrant has failed to perform shall be described in detail o ©
space provided ee en ae Se es Oe See sane. 0) Se 0 cgy & Se
trant’s Cover Sheet (SSS Form 101), and (c) mail « capy to the Sute of Selective Service.

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---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386413_0138%3A01. Public record. Not legal advice.
