# Jurisdictional Statement — Brotherhood of Locomotive Firemen & Enginemen v. Chicago, Rock Island & Pacific Railroad

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Jurisdictional Statement
- **Published:** January 1, 1969
- **Citation:** 393 U.S. 129

## Text

ry © \ "SUPREME anna g

iy :

-_ Je
a COURT OF THE UNI STATES

OCTOBER TERM, 19

s BROTHERHOOD OF Locomorive Fimeyen anp Encrsemen,

BzorHerHoop or RarR0ap TERAINMEN, OxpDER or Ratt-
- RoaD Conpuctors AND BRraKEMEN, and SwircHMEN’s
Union or NortH Amenica Appellants

Cucaco, Rock Istaxp ap Pactric Raruzoap Company,

THe Kansas Crry Sournern Raiway’ Company, -

_ Missover Pactrio Rattzoan Company, Sr. Louis-San 4
. Francisco Rarzway ComPany, Sr. Louis Sournwesr- ie
ERN. RAILWAY Company, and Tuz Pexas anv Pacrric

ILWAY. COMPANY. ...........: _ , A ppellées

4

ON APPEAL FROM .
THE UNITED-STATES DISTRICT COURT FOR THE
WESTERN DISTRICT OF ARKANSAS |

JURISDICTIONAL STATEMENT

oe | \ les E. Ciememaiai,
. ee 9 711 West Third Street.
| | Little Rock, Arkansas 72201
Attorney for the Appellants
: Of Counsel: .
_ + Rosert D. Ross’
* Joun P. Sizemore
McMart#a, LEATHERMAN, Woops & YouNGDAHL —
Pore, Pratt, SHAMBURGER, Burrato & Ross.
Little Rock, Arkansas

Pie . | > oe

3
8

. o

4

Opinion Below

_ Statutes Involved _:

The Questions are Substantial ,

INDEX

Jarisdietion. aod

Statement

o

. Appendix A Se bes , ao 15

Appendix B Sees One 37

a “CASE CITATIONS

- “Akron, C. & ¥. RR. ¥: Public Utilities Commn,
13

224 N.E, 24 169 (Ohio Ct, Comm. Pl, 1967)

| Chicago, RI & Pac, RR. v. Hardin, 239 F: Supp.

1 (W.D: Ark. 1965), rev. sub nom., Brotherhood )
:. of Locomotive Engmeers v. Chicago, R. I. &
’.° Pac. R.R., 382 U.S. 423 (1966) — 3, 5, 6, 11

; Chicago, R. 1. & Pac. Ry.-v. opens 219 U.S.

453 (1911), ; 5
Day-Brite Iighting, Inc, v. Missouri, 342 U. gs, ae tk
~ 424- (1952) : ) SD
Ferguson. Skrupa, 372. 8.726 (1963) .. asta

Florida Lime Growers, Inc. v. > 362-U.8.

Ld

a

2
2
3
Question Presented , : 3 nae 3 :
5

mB (1900) é accien ae:

_ A

Joseph E. Seasons & Sons, . Inc. v. Hostetter, i's Bis
384 U.S. 35 (1966) 10
‘Lincbin Federal Lebor Union v. orthwestern or
Iron Co.; 335 U.S. 525 (1949) 10
Missouri Pac. R.R,.v. Norwood, 283 U.S. 249 (1931);
13 F. Supp. 24 (W.D.Ark. 1933), affmd., 290 . ~.
U.S. 600 (1933) ~ a | 3, 6, 7, 8
- New York Cen, R.R. v. ; Beloit, 259 NYS: 2d 76
(Sup. Ct. 1965), affmd., 282 N.Y.S. 2d 68 _
(App. Div. 1967) ' | 11, 12, 13
Olsen v. N ebraska, 313 U.S. 236 (1941) ee | 10
‘Public “Service Commn. v. New York Cen. R.R., 216
N.E. 2d 716 (Ind. 1966), cert den., 385 U.S. 943
» es. 1g, 13
'/ Southern Pac. Co. ‘v. Arizona, 325 U.S. 761 (1948) ons 5, 6
‘Spielman Motor Sales Co..v. Dodge, 295, v. - *
(1935) 2 , oe
“St. Louis, I. M. & 8, Ry. v. shone 240 U.S.
618 (1916). a Ssieedcteih 6
United States v. Carolene Penihiat Co., 304 U. Ss
° 144 (1938) ..... ee

West Coast Hotel Co. v. Parrish, 300 U.S. 379 asst). sate — a

Williamson v: Lee Optical, 348 U.S. 483 (1955) ....

——

a

Ae

on

@

oS

* phen cau OF THE we san

° # “ae . 4
~ F 5 a

- &

‘ BrornerHoop or Locomotive Firemen anp ENGINEMEN,
BrorHeRHoOp or RatiRoip TrarnMEn, OnvER or Ran

©. °° Boap Conductors anv BraxemeEN, and SwitcHMEn’s
- Unton or Nogta AMEzica ...... Appellants
| . oe : i? 7

_ Cacao, Rock Isuanp . AND Pacrtrc anaihis Company, .
. Tue Kansas Crry SourHERN. Ret.way Company,
-Massover Paciric RatuEqap Company, Sr. Lovss:San
_ FRANCISCO. RatLway Company, Sr. Louis So; “THWEST- “*
" gen Rarmway Company, and Tue Texas AnD Paciric

Ranway Company > eee ) Appellees : ©

s-
a ae

ae ON APPEAL FROM fe
THE UN ITED STATES DISTRICT COURT FOR THE
WESTERN. DISTRICT OF ARKANBAS - :

“> eran” ans

ae JURISDICTIONAL STATEMENT |

‘ge aisle appeal frome the ew of the United.
_ States District ourt for the Western Distrigydf Arkansas
~ entered Octoker: 2, 1967, enjoining enforcement of Ant.

_ Stat. Ann. §§ 73-720 through 722, 73-726 through 729 (Repl.

’ 4957), and submit this Statement to show that the Supreme
Court of the United States has jurisdiction ‘of the appeal —

and thet a substantial federal ee is ‘presented.

Pa

x

“@a . 6
~ OPINION BELOW

- The decree and memorandum opinion of the District |

Court for the Western District of Arkansas, Hot Spri

Division, are not yet — Copies are set em: as

Appendix A hereto.

| JURISDICTION

This action was bik eisthee | 28 U.S.C. §§ 1331, 1332,
2201, 2202 and 2281 ‘through 2284 (1964) to invalidate stat-
utes df the State of Arkansas regulating the composition-~

‘of certain railroad crews. Grounds alleged for such chal-
~ lenge included various provisions. of the. United States

Constitution ; a three-judge court was empanelled. On
March 5, 1965, the court granted summary judgment for

~ the plaintiffa ; ; Judgment enjoining the enforcement of the

state statutes was filed on March 8, 1965. Chicago, RI. é
Pac. R.Rwv. Hardin, 239 F. Supp. 1 (W.D. Ark. 1965).

| ‘The Distria: ‘Court ‘decision was reversed by. the
Supreme Court of the United States. Brotherhood .of Loco-

_motwe Engineers v. Chicago, R. I. é Pac. R.R., 382 U.S.

423. (1966).. The case was remanded to the lower court

' “for consideration of the. constitutional issues left unde-

cided by its previous judgment.’’ 382 US. at 438.

- After trial and argument on the remaining issues, the

District Court again enjoined the enforcement of the state

statutes on October 2, 1967. The final decree held the chal-

- Jenged legislation unconstitutional ‘as we the Due

Process Glause.of the 14th Amendment . . . and as being
an titutional buvden on interstate commerce prohib-

| ited by the Commerce Clause. . ta

N tice of appeal. was filed by the sendinite and the
State of Arkansas on October 31, 1967, in'the United States
District Court for the Western. District Arkansas,

>

3 .

Qe. es ae:
. Durisdiction of the Supreme Court to review this de- ©
cision by direct appeal is conferred by 28 U.S.C. § 1253 -
(1964). The following cases sustain such jurisdiction :

’ Flovida Lime Growers, Inc. v. Jacobsen, 362 U.S. 73 (1960) ;
' - Spielman Motor Sales Co. v. Dodgé, 295 U.S. 89 (1935).

See also Brotherhood.

ion. ite cannot warrarft summary disposition of this .

by the Supreme Court. “

3.. General observations contained i in n the sade ioae
opinion of the-court below themselves justify reversal.

‘‘Railroading,”’ the court noted, ‘‘is an inherently _

dangerous business.’ ‘‘Some types of ‘accidents may be

connected proximately to railroad crew consists. ...’’ Rail- :
ro ‘accident rates have been increasing’ duvlnd a period
in which national crew sizes have been reduced. ‘‘{MJin-
imum crew consists vary with the facts and circumstances
of particular railroad operations. . . . It may be that in
some exceptional circumstances a crew of. six men or
even more would be necessary for the safety of a particular

+ train movement or switcliing operation. .. .”’

Basic factual contentions by the appellants are that
railfoading is an inherently dangerous business, that some
types of railroad accidents are connected proximately to

-erew consist, that accident rates have increased as crew

sizes have been reduced, and that under at least some.

circumstances he crews specified by the Arkansas statutes
are necessary for safety. Appellants cannot be required

to prove that all railroad accidents are determined by the |
size of the crew, or that the minimum crew is absolutely
necessary under all circumstances for the statutes to be

- upheld.

With the sists of the five .previous Arkansas
fall crew decisions of this Court and analogous constitu-
tional doctrine, factual conclusions of the court below alone
validate the legislative judgment underlying the challenged
statutes. |

i ‘ciety aspect of the Qiipneme. niet full

‘crew decisions of 1911, 1916, 1931 and 1933 is that they

accurately presaged the controlling judicial attitude
towards state economic regulation many years later.

®

‘“‘For protection against abuses by legislatures the

_ péople- must resort to the polls, not to the courts.’”’ Wil-

_ Kamson v. Lee Optical, 348 U.S. 483, 488 (1955). ‘‘Even
-' if the. wisdom of the policy be regarded as debatable and

‘jits effects uncertain, still the legislature is’ entitled to its

- jadgment.”” _West Coast Hotel Co. v. Parrish, 300 U.S.

- 379, 399 (1937). “Where the legislative judgment is
drawn in question, [constitutional inquirigs} must be re- ©
stricted. to-whether any state of facts either known or

~ whieh could reasonably be assumed affords support for it.”’, “
United States v. Carolene Products Co., 304 U.S. 144, 154 |
(1938). See also Joseph -E. Seagram & ~Sons, Ince v. |
nosey, 384 U.S. 35, 46-47 (1966).

' (he safety of the public, thé satiety i of sslineaitel: | -.
and even employment conditions on the railroads are clearly Pao
of legitimate state concern. = | a ae
Our recent ostélene make plain that we do not ie

e "*% ait as a super-legislature to weigh the wisdom of
legislation nog to decide whether the.policy which .
it expresses offends the public welfare. . . ..The
_ Jadgment of the legislature .. . may be a debatable 6
one. It is indeed conceded by the opposition to be
such. But if our recent cases mean anything, they
leave debatable issues as respects business, eco- 4
nomic, and social -affairs to legislative decision.
We could strike down this-law only if we returned
to the philosophy of the. icin Coppage, and
Adkins cases. tt :

eee

| Day-Brite Lighting, fos. y, Missouri, 342 U.S. 421, 423.95 |
.- (1952). See also, on employment questions, Olsew v. Ne- |
braska, $13 U.S. 236 (1941); Lincoln Federal Labor Union == |

v, Northwestern Iron Co., $35 U.S. 525 (1949) ; Teens es

v. Skrupa, 372 U.S. 726 (1963). .

/ | : ea. ie a
‘| see es

‘ SRN 2 | At |
The tone and content of the memorahdum opinion of!

‘the court below indicate that a-legislative judgment was
there ‘exercised. The court found the do@trine of judicial _
-abstention from economic decisions inapplicable because
‘these “statutes have been characterized as safety measures

and nothing else.”’ Yet the court goes on to comment:

-Naturelly, as the transportation “industry has be- -
come moré efficient and competitive, and as equip- ‘

ment and technology have improved, the carriers
have sought to operate without unnecessary. per-
. sonnel. ae

4

| | ae
me the railyoads are to meet this competition

[from other forme of transportation] successfully,
they must make efficient use of their resources
' and equipment and must be free to take advantage
of improved technology ani developments in the
industry. The Arkansas statutes in our view

militate against: that nécessary efficiency and..:
flexibility ; they hamstring the tarriers in the i im-

_ portant field of labor relations. . .
In ‘spite of its curt dismissal ofthe eshteation that the

crew statutes have economic characteristics, clearly the

court believed the — impact to be of sabes signif.

_icance.

Only as a ‘Aman dighilatane’? could-the court conclude
that railroads need protection in ‘‘the important field of

‘- labor relations.’’ Cf. Brotherhood of Locomotive Engineers

v. Chicago, R.I. & Pac. R.R., 382 U.S. 423-(1966). The court

_ found ‘‘no question that most. of the factual material set
~ out in”? reports of administrative bodies in other juris-

dictions ‘‘is accurate,’’ and considered them because ‘the

i underlying issue ebout crew consists’is the same as ‘the
issue. here.”? Cf. New York Cen. RR. v. _Leftowite, 259

ee ee

N:Y.8.2nd ' 76, 92-93 5 (Sup.Ct. 1965), affmd., tee N.Y.8.2nd
* 68 (App.Div. 1967). While still purporting to review facts
and history, the court characterized the —— statutes

as the ‘‘most arduous. -

| - ‘Bvaluations of this kind have been ensigned by thixty
years of constitutional doctrine to the legislatures, not to .

_ the judiciary.

5.. Jurtadiction should be noted because the- decision
below ‘is in flat conflict with the result and rationale of

controlling cases in. other jurisdictions, as well as with

the holdings of this Ome, on the same Arkansas statutes.

The District Court recoguined, for example, that ‘‘a -
‘contrary result was reached”’ in Public Service Comm. v.

New York Cen. R.R., 216 N.E.2nd 716 (Ind. 1966),. cert.
den., 385 U.S. 843 (1966), and New York Cen. R.R._v.
Lefkowitz, 259 N.Y:8.2d 76 (Sup.Ct. 1995), affmd., 282

_ N.Y.S.2d 68 (App. Div. 1967).

“The triaf court discussi6n in New York Cen. R.R. v.

Lefkowitz, 259 N.Y.S.2d 76 (Sup: Ct. 1965), exhibits
thoroughness and precision in’ dealing with due process, —

equal protection, commerce clause and preemption argu-

~ tmaents. As to the commerce clause, the court ¥elied on the

Supreme Court decisions on the Arkansas statutes, South-
ern Pac. Co. v. Arizona, and the fact that there was no

ee evidence that the impact on commerce is any different

now from what it was when those authoritative decisions

i were handed down. 259 ' N Ye S.2d at 107.

as

The court considered two equal protection issues: the
- Mileage classification which determines coverage, and the
relationship between the railroad and other transportation _

industries. The former, it held, was concluded by the prior

latter:

Supreme Doart decisions. 259 N. Y.S.2d at 108. As to the .

re rn re pre a meen @
.

‘ eT ‘ ,

18

That the full crew laws siniiia a" the railroads -
from other ‘competing forms of transportation
may seem unfair, and even unwise, but there are
obvious differences between. railroads and. ber 5
forms of transportation, both i in relation to meth- -

ods of operation and relations to the public, and . |

_ statutes regulating railroad operations do not

deny equal protection of the laws merely because — ..

they do not pnrport to regulate other forms of
transportati
259 N.Y.S.2d at 104.

The court answered the due process attack siinility
as had the NV orwood trial court over thirty years before.
Compare 259 N.Y.S.2d at 104 with 13 F.Supp. at 37.

~The Supreme Court of Indiana, the following ‘year,
- was not as patient with the interminable railroad constitu-
- tional contentions. Public Service-Commn. v.-New York
Cen. R.R., 216 N.E.2d 716 (Ind. 1966), cert. den., 385 U.S.
_ 843 (1966). On the only new issue, preemption by Public

Law 88-108 of 1963, the decision had been delayed until —
the’ ‘Suprertie Court ruled‘in the instant case. 216 N.E.2d
at 720. As to due process allegations, there must be some
_ limit on expenditure of judicial and social: resources; the
| ——— was dismissed without full trial. .

‘In any event the alleged. improvements. in tevh-
nology and operating changes cannot here be used
_ to justify a reduction in appellees work force.
- Such relief, if justified, is properly found in a the
legislature and not the a.

ae N. E.2d at 723. ‘Certiorari, even on the question of per- is
--. mitting evidence, was denied. 385 .U. S, 843 (1966).

. Another recent decision on constitutional stati of .
. full crew laws was issued in Ohio. Akron, C. @ Y R.R. v..
Public Utilities Commng, 224 N.E.2d 169 (Ohio Ct.Comm.PI.

14
: *® ae ‘ ; "
- 1967). The usual contentions of the railroads were rejected
on the bases of the Supreme Court. decisions in the Arkansas
‘eases, and the failure of the railroads to sustain their over-

-whelming burden of showing that the prevailing Supreme

| Coart rales were inapplicable to current practices.

Accepting jurisdiction of this eid will resolve the
conflict between controlling precedent in New York, In-
diana and Qhio as contrasted with the Arkansas ruling
in the instant case.

Appellants believe that the question presented > this
ome: is substantial and of public importance.

Respectfully submitted,

. James E. Younapann .
711 West Third Street .
Little Rock, Arkansas 72201 ©
- Attorney for the seams

Of Counsel:

Roszsr D. —
Joun P. Sizemore

MoMarn, LeatHERMAN, Woops & YounoparL,

Pore, Pratt, SHaMBuRGER, BurraLo & Ross
_ Little Rock, Arkansas ;

‘i

APPENDIX A
IN THE
UNITED STATES DISTRICT COURT

WESTERN DISTRICT OF ARKANSAS:
| HOT SPRINGS DIVISION

.. Cxtcaco, Rock Istanp anp Pacrvio Ramazoap

Company, THe Kansas Crry SourHern Ramway .
Company, Missouri Paairic RarRoap toon hel

Sr. Lours-San Fsancisco Ramway Company,

Sr. Louis Sournwestern Rarway Company, and

Tue Texas anv Paciric Rartway Company. ......Plaintiffs

y - Givil Action No. 944

Rosert N. Harpy, Prosecuting Attorney for the
Seventh Judicial Circuit of Arkansas, and |
W. F. Denman, Jx., Prosecuting Attorney for.
the Highth Judicial Cirenit of Arkansas cameras |

BrorHERrHoop OF Locomotive Ewomnsne, Broruze- ,

HOOD or LocoMmorTivE FireMEN AND Encrvemex,
BrorHERHOOD’ or RarizoaD TraInMeN, ORDER OF
Ramway Conpvctors anp BraKemen, and Swrrcx-

MEN’s Union or NortH AMERICA ....... Intervenors

Berorz Van Oosterxovt, Circuit J udge, and Mrz
and i, District Judges.

¢ ae DECREE

Pursuant to Memorandum Cotten this day filed herein,
it is by the Court. Conswerep, Onperep, ApsuDcED, and

»* ; + . ag

1. That the so-called Arkansas Full Crew Laws, to-wit,

_Act 116 of 1907, Arkansas. Statutes Annotated, §73-720 et.
seq., and Act 67 of 1913, Arkansas Statutes Annotated,

16

§73-726 et seq., be, and they hereby are, declared to be
unconstitutional as violating the Due Process Clause of the
14th Amendment to the Constitution of the United States
and as being an unconstitutional burden on interstate com-
merce prohibited by the Commerce Clause of the Consti-"
tution of the United States, United States. Constitution,
Article I, Section 8, Clause 3.

fart

2. -That the Prosecuting Attorneys of the Seventh and
Eighth Judicial Circuits of Arkansas, their Assistants and
_ Deputies, and the successors in office of the said Prose-.
cuting Attorneys, and the Assistants and Deputies of said
‘Successors, be, and they hereby are, aarpennge enjoined

force said statutes or either of them against plaintiff
herein, ‘to-wit, Chicago, Rock Island and Pacific Railroad
Company, the Kansas City Southern Railway Company,
Missouri Pacific Railroad Company, St. Louis-San Fran-
cisco Railway Company, St. Louis Southwestern Railway ©

Company, and the Texas and Pacific Railway Company, or

_ their assignees and successors.

3. That.the intervention filed herein by the Brother-
hood. of Locomotive Engineers and certain other labor

_ unions representing various classes of railroad employees

| be, and the same hereby is, dismissed.
4a That all parties hereto bear their. own costs.
_. - Dated this 2d day of. October, 1967.

/8/ Martin D. Van Oosterhout
United States Circuit Judge

/s/ John E. Miller
United States District Judge

/s/ J. Smith Henley
_ United States District J udge

i 3 tt + ee. - an rte § ae re rer rae or. PERIL GEILE | PELL ELLIE, IOC OEE BE LOCIEG CN Ee POE SLY SLEEPLESS PLO IIE GN LOE, IE
Aes el eT Me = + ra pseeliens =ilepaes . - = Soeatetal EE LEAN ° —-

-

_ UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF ARKANSAS ©
HOT SPRINGS DIVISION.

Cutcaco, Rock Istanp anv Pactric Ramzoap
Company, THz Kansas Crry SourHern Rarway
Company, Missouri Paciric Ramzoap Company,.
Sr. Lovis-San Francisco Raruway Company, —

gq

Sr. Louis Sovrnyestzen Ramway Company, and~ cma.

THe Texas AND Pacirio Rarway Company ——Plaintiffs
. v. : ' Givil Action No. 944 - |

Roseet N, Harpry, ein Attorney for the
Seventh Judicial Circuit of Arkansas, and
W. F. a a , Prosecuting Attorney for .

the Eighth Juditial Circuit of Arkansas .... Defendants
- and , .

BroTHERHOOD or Locomotive ENGINEERS, BroTHER-
- HOOD or Locomotive FrrEMEN AND ENGINEMEN,

BroTHERHOOD oF RarLRoaD TRAINMEN, ORDER OF
. Ramway ConDuctors AND BRAKEMEN, and SwircH-

“MEN’s Union or NortH AMERICA . pore Intervenors
- ‘Brrort Van OosTERHOUT, Cireuit J udge, and name
and Hentey, District J udges.

- js ~ hs &

J. Suirn Hentey, District Judge. i ee
MEMORANDUM OPINION |

By this suit in equity interstate rail carriers operating

in and through Arkansas challenge once again the consti-

tutional validity of two Arkansas statutes prescribing

minimum crew consists for freight trains in road and yard

service. The fwo statutes are Act 116 of 1907, Ark. Stats.,

Ann., §§73-720 et seq. and Act 67 6f 1913, Ark. Stats., Ann., _

- OL ENE IPI OOD LEE LLG EOC ALLELE LOI CETL, AINE OLIN ED ery sii sieiocae land ‘yn aatcteatbeitin

| . .
‘eit 18

§§73-726 et seq. Plaintiffs seek a declaration that the stat-_
utes are violative of the Due Process and Equal Protection
‘Clauses of the 14th Amendment to the Constitution of the
- United States and of the Commerce Clause itself, U.S. Con-
stitution, Art. I, section 8, Clause 3, and they seek an injunc- .
tion against continued enforcement of the statutes. The

defendants are two Arkansas Proseciting Attorneys; five
railroad Brotherhoods representing certain classifications
of railroad employees have been permitted to intervene
and to align themselves with the defendants. The case has

‘“~~been heard by a District Court of three judges, and this

-. opinion incorporates the Court’s findings of fact and con- —
clusions of law. |

The suit, filed in April 1964, seems to have been in-
’ gpired by developments in the railroad industry in the last
thirty or 80 years and by the fact that in 1963, to avert a

' ” threatened national. strike of railroad workers, Congress

adopted the Joint Resolution of August 28, 1963, P.L. 88-
108, 77 Stat. 129, which provided in substance that the seri-
ous dispute between the rail carriers and the Brotherhoods
-about crew consists should be. resolved by arbitration with
the award to be binding for a period of not more than two
years. Pursuant to that Resetution there was created Arbi-
tration Board No. 282 made up of ‘representatives of rail-
road management, the Brotherhood, and the public. In
November 1963 that Board made a basic award to go into
effect in 1964 and to expire in November 1965; that award
permitted the carriers to make substantial reductions in
consists of crews both in road and yard service. —

- In their. original cnihaitined, plaintiffs alleged, i in addi-
tion to their constitutional contentions, that the passage of
P.L. 88-108 and thé award of Arbitration Board No. 282
amounted to a federal pre-emption of the field of crew

19

In the fall of 1964 plaintiffs filed a motion for sum-

mary judgment based in part on the pre-emption conten- es

tion. A majority of this Court sustained the motion on that
ground without reaching the constitutional questions posed
by the complaint. Chicago, R. L. & P. B. Co. v. Hardin,
W.D. Ark., 239. F.Supp. 1.

. Defendants in intervenors appealed to the Supreme :
Court of the United States, and the judgment of this Court -

was stayed about three weeks after it was entered. The ~

Supreme Court reversed our decision and remanded the
case for consideration of the constitutional questions on
the merits, Brotherhood of Railroad Locomotive Engineers

‘y. Hardin [sic], 382 U.S. 423. : oe hag

Act 116 provides i in substance that all freight aide in
road service operated on railroads fifty miles or more in
length arid consisting of twenty-five cars or more must be

_ manned by a crew consisting of not less than one engineer,

one fireman, one conductor, and three brakemen. Act 67 pro-_-
vides that railroads one hundred miles or more in length —

conducting switching operations over public crossings in
first and second class cities in Arkansas must utilize crews
consisting of not less than one engineer, one fireman, one
foreman, and three helpers. Substantial pecuniary penal-

ties are prescribed for violations of the respective statutes.

When those statutes were. passed, all locomotives were
powered by steam. In those days engineer, conductors,

_foremen, and firemen were indispensable crew members in
road and switching operations. Hence, the practical effect

of the statutes was to require the affected railroads to
employ an ‘‘extra brakeman’’ and an ‘‘extra helper”, de-
pending upon the’ nature of the operation.

Over a period beginning in. 1907 and ‘colteg: in 1933
different rail carriers on three occasions attacked the
validity of the statutes without success. Claims that the

eae PE IOAN LINE FEELS PIEGEL a puiladiiel

”

enactments violated the 14th Amendment, the Commerce

Clause, ‘the Interstate Commerce Act, and the Railway
‘Labor Act were successively rejected. Chicago, Rock Island
& P. B. Co. v. State, 86 Ark. 412, 111 S.W. 456, aff’d 219
US. 543; St. Louis, I.M.&S. R. Co. v. State, 114 Ark. 486,
170 S.W. 580, aff’d- 240 U.S. 518; Missouri Pacific R. Co.
v. Norwood, W.D. Ark., 42.F'.2d 765, aff’d but with leave
to amend complaint, 283 U.S. 249, 283 U.S. 809, decided
on merits, 13 F. Supp. 24, aff’d per curiam, 290 U.S. 600.

_ In that series of cases the stétutes were authoritatively
. characterized as safety measures and were upheld as such.
While the Courts recognized that the relationship and
significance to safety of operations of fixed crew consists
were questionable, the Courts on the records before them —
were noWable to say ‘that the statutory requirements
were not reasonable and permissible police regulations.

In the Norwood case in particular the plaintiff carrier

~ contended that changes in railroad equipment and opera-
’ ions in the years which had followed the adoption of the
statutes had been such as to deprive them of their validity,
and that they should be declared unconstitutional on the
basis of changed conditions. In its decision on the merits,
13 F.Supp. 24, the District Court recognized that there_
had been many material changes in the railroad industry,
and it discussed them in great detail. However, the Court
was not persuaded that the changes. had been so great -
. or significant as to render unconstitutional the continued
enforcement of the statutes. And in its affirming per
' guriam opinion the Supreme Court ‘‘saw no reason to
disagree with the determinations of fact reached by the .
District Court.’’ 290 U.S. 600. .

_ In the instant case plaintiffs now contend that changes
in the industry which have taken place since Norwood
have rendered the statutes obsolete and irrelevant as far
7 nella “peat man ee ee

do so before, the statutes now amount to violations of the.
Due Process and Equal Protection Clauses, and that they
discriminate. against interstate commerce and are an un-
constitutional burden of that commerce. Pe

. Countering those contentions the defendants and in-
tervenors, while admitting that there have been changes
and. improvements relevant to safety.of operations, deny
that those changes have been as far reaching and signifi-.

cant as plaintiffs contend, and deny that the improvements

have been universally and uniformly adopted by the car-
riers; they also contend that railroad operations today
present hazards that_did not exist when Norwood and
the other earlier cases were, decided; and they challenge
the cost figures of the carriers. They say that even after
giving full weight to the changes and improvements the
question of the reasonableness of the statutes as safety
measures still remains fairly debatable and that this Court |

‘should not substitute its ee for the Est of
the Arkansas Legislature. ih ‘

Alternatively, d éndants and intetvenors oontiei: that
even if the statutes have lost their significance as safety
measures, they are still sustainable as ‘‘economic legisla-
tion,’’ and they cite in that connection a line of cases be-.
ginning with -West Coast Hotel Co. v. Parrish, 300 U.S.

. 879, and apparently ending with Joseph E. Seagram &

Sons, Inc. v. Hostetter, 384 U.S: 35. We dispose. of: this

alternative contention at this point ‘by observing that the

statutes have been characterized as safety measures and

nothing else. We accept the characterization of the earlier

decisions and find it unnecessary to decide whether the
statutes are sustainable on some other basis.”

“TDefendants and intervenors point out that in 1958 the people of
Arkansas voted. on a referendum petition directed at the statutes and

refused to adopt.

3It may be doubted that the statutes could be sustained. under the.
Arkansas Constitution as “economic meas) “es”, but we do not pursue that
subject.
oe 2

As es thea “nee, the ‘Arkansas eeatiien have. 7
upheld. by the Supreme Court of the United States, with ©
the Nerwood litigation being terminated finally in 1933.'
In view of the judicial history of the statutes, it is neces-
gary for us’ to determine what issues are open to us here
and to what extent dur inquiries are foreclosed by the
earlier adjudications. The plaintiffs say that all issues
gra open for consideration’ in the light of changed con-
ditions. Defendants and intervenors say that all issues _
are foreclosed, except the contention based on the Due |
Process Clause. \

In connection with their appeal from our order grant-
ing summary judgment in the case, defendants and inter-
venors argued in the Supreme Court that the constitutional
issues tendered by plaintiffs are insubstantial. That Court
. rejected that coritention. ,We have read the opinion of the
- Court very carefully/ are persuaded that no issues

raised by the pleadings the evidence are ‘‘foreclosed’’
by the earlier decisions. While- we consider the. issues
"against the backdrop ofthe former cases, we must con-
sider them in the light of present day conditions and in:
- the light of the additional experience with and insights
' into crew consists in relation to safety of operations which
‘have been gained in the thirty-four years which have
@lapsed since Norwood was finally decided.

As materials of record reflect, the proper manning
of freight trains has been a source of. controversy between’
the carriers and the’ Brotherhoods for many years, and
the problem has become one of increasing urgenvy as
time-has~gone by. It has been the subject of collective.
. bargaining, of studies by representative groups, of legisla- .
tion and of arbitration. Naturally, as the transportation
. industry has become more efficient and competitive, and
as equipment and technology have improved, the carriers
have sought to operate without unnecessary personnel,

ene

aoe

| Equally naturally, ‘the isrtat silat Brotherhoéds have.

sought. to’ protect insofar as possible the jobs, of. their
mernbers. ‘Generally, the railroads have desired to reduce
crews in’ road and yard services, and particularly to elim-

‘inate firemen on diesel locomotives, whieh have now uni-
_versally supplanted steam power, and to eliminate the

third brakeman and third helper. The Brotherhoods, on ©

the other hand, "have desired. to maintain existi x crew
levels or even, in instances, to inerepss them.

As time has gone by, there have been many historical ;
developments in the railroad industry related to the prob-
lem of freight and switching créw consists. Bargaining ©
has taken place, demands and counter-demands have , been
made, strikes have been threatened, studies and reports
have been made, and there have been arbitration awards’
under which the carriers and the Brotherhoodsyhave op-
erated for substantial periods of time. Fa

It would prolong this opinion anddy aiid would be

a duplication of effort to undertake to outline those his-

torieal developments here in any detail. Adequate histori- —

_ eal statements will be found in the opinion of the Supreme

Court in this case; in the 1960 Report of the Public Serv-

ice Commission of the State of New York dealing with

the full crew laws of that State; in the 1962 Report of .

the Presidential Commission on “Railroads; and in the

Report of the Royal Commission on Employment of Fire-
men on Diesel Locomotives in Freight and Yard Service .
on the Canadian Pacific Railway. Regardless ‘of. the val-
idity of the opinions expressed and the conclusions reached
in those reports, there can be no: question; that most of

_ the factual material set out in them is asgarate. Indeed,

many of the facts set forth in the reports could be - the

subject of judicial notice.

As pointed out in the report of the Presidential Com-

oy: mission, full crew legislation was the product, of the late

|
, —_——. °|
Te ea

_- 19th and early: 20th centufy; with a few exceptions no
_ full crew legislation has ‘been passed since 1920. As of

January 1, 1967, fifteen States, including Arkansas, had
full crew legislation with respect to passenger trains.’ Six
States besides Arkansas had full crew requirements of
some sort for freight trains in road service. Four States
in addition to ansas had similar requirements for
“switching crews. Seven States have authorized their re-
gulatory agencies to:-make full crew requirements, but in
four of those States no requirements have been made.

: Twenty-seven States have neither legislated . on the sub-o
ject nor authorized consist eee to be made by

_ regulatory bodies.

The Arkansas requirement that six man crews be em-
ployed in all road and switching operations is the most
arduous of all of the existing full crew requirements. Of
the other full crew States only Indiana ‘requires the em-
ployment of as Many as.six men, and Indiana’s —
ment is limited to Jonger trains. :

All of the plaintiffs here are Class I -railroads. “A

of them employ diesel-electric locomotives in. their opera-
tions; none tises steam power. All. of the plaintiffs are
subject to both of the Arkansas statutes.‘ In none of the
States bordering Arkansas are there full crew require-
ments which afféct plaintiffs, and in all of. those border-

men.

ing States plaintiffs: operate with crews of less. than six |

a There are seventeen short line carriers in Arkansas _ .
which are not affected by the statutes. Their crew con-

sists are determined by managetial decision or by col-
_ lective bargaining. They operate with varying crews of |

8The Arkansas statute relating to the crews of: passenger trains, Ark.
Stats., Ann., $$73-723 and ‘73-724, is not.involved in this litigation.

4In the course of the oral argument counsel for the carriers expressly -

waived. any contention that the Arkansas Statutes do not require firemen
on diesel we '

~ from two to six men. There are also indpstrial and military
railroads in the State which operate with crews of less |
than six. The tracks of the short line carriers, of the |
industrial railroads, and of the military railroads connect
with the interstate lines: ‘of one or more of the plaintiffs, .
and the same ——* which moves on the Jong lines
moves on the short ones. pee eh al Ae eee

. With the foregoing na way. of: vpiligtieiel. we ap-
proach now the merits of the controversy. The governing |
~ legal principles are cope and, indeed, are not ween nari
disputed :. |

In the aheensk. of controlling federal siciilatiindin the
State of Arkansas is free, subject to the limitations of the
Commerce Clause, the: Due Process Clause, and the Equal
Protection Clause, in the exercise of its police power to
legislate in the interest of safety af railroad operations
even though its legislation may affect interstate commerce.

As far as the Due Process Clause is concerned, the
statutes are not unconstitutional if. their requirements are
reasonably related to safety of operations, and if they are’
not unduly oppressive, restrictive, or costly in comparison
with the safety benefits achievéd. See, int’ dition to the.
cases involving the Arkansas statutes: Goldblatt’ v. Town

. of Hempstead, 369 U.S. .590, 594-595; Lawton v. Steele,
152 U.S. 133, 137; Weinberg v. Northern Pacific enath Co.,
-8 Cir., 150 F. .2d 645.

If the \ weniniedbenat of the saiuicas ‘of the
statutes remains fairly debatable, this Court will not sub-°.
stitute its views for ‘those of the Legislature; we do not
sit to exercise ‘legislative judgment.’’ United States v.
Carolene Products Co., 304 U.S. 144; South Carolina State

Highway Commission v: Barnwell Brothers, Inc., 303 U.S.
177; Standard Oil Co.-v..City of Marysville, 279 U.S. 582;
Weinberg v. Northern Pacific R. Co., supra.

26

As to the ‘Commerce disins, it .goes without saying .
that Arkansas may not lawfully discriminate against in-
terstate commerce, nor may the State unreasonably burden

«that commerce. With respect to the burdening of inter-
state commerce it. should. be ‘pointed out that the Corhmerce
_ Clause and the Due Process Clause are not exactly co-
“extensive. A State regulatory statute which may survive
a due process attack may fall before the Commerce Clause.
| Bibb v. Navajo Freight Lines, 359 U.S. 520, 529.

| “In. the absence of ruling federal legislation or - regula-
tory action, a State is free to adopt local safety legisla-
_ tida which may affec* ‘nterstate commerce, provided that
the enactment serves a real and legitimate purpose and
is not unduly burdensome on that commerce. But, the
general rule is that State regulation which interferes with
the free flow of interstate commerce or which materially ,
affects it in areas where uniformity of regulation is re-—
' quired, in invalid under the Commerce Clause. Morgan
‘v. Virginia, 328 U.S. Bis, Southern Pacific Co. v. _ Arizona, .
_ 325 US. 761. .

‘At times, a State safety statute may have a distinct
impact on interstate commerce, and when such a situation
| arises, there must bea judicial balancing ‘of the legitimate.
tate’ interest against the national interest in the flow
of\ interstate commerce free from local regulation. Bibb
v. Navajo Freight Lines, supra; Southern Pacific Co. v.
Arizona, supra. — oa

The Arkansas statutes are presumed to be valid as
against both the 14th Amendment and Mommerce Clause
attacks. Bibb v. Navajo Freight Lizies, supra, 359 -U.S.
at 529. The burden is upon the plaintiffs. to establish the
invalidity of. the statutes, and if upon a consideration of
the whole: record a reasonsble doubt upon the question
remains, that doubt must be resolved in favor of the validity
of the statutes.

prmerrenrsersenr ar CONROE seen . : y

re ee

27

a +‘ ‘The record before us ig extremely voluminous. I¢

| : - includes oral testimony, sworn statements, depositions,
statistical material, documentary evidence, copies of var- .

ious public documents, photographs, and motion picture

film. We make no effort to discuss the evidence in detail.

Af the mass of material put into the record by the parties,
and we suspect that much that was put in is surplusage, —

_ is to be evaluated properly, it is necessary for us to define

clearly the controlling issue before us.

That' issue is whether under present railroad operat-
iing conditions the minimum six man crew requirements
of the two Arkansas full crew statutes remain as valid .
exercises of the State’s police power in the field of railroad |
_. safety or whether they now amount to arbitrary require-__
ments which are unreasonable, oppressive and unduly .
burdensome on interstate commerce. P

It is important to keep i in mind that we are concerned
with the specific consist requirements which Arkansas has
seen fit to make. We are not directly concerned with the

. Yequirements of the other full crew States, and we are
not concerned with other requirements which the Arkansas
Legislature might have made had it chosen to do so.

We are dealing here with railroad safety, and in the
field of railroading ‘‘safety’’ is a highly relative term.

’ Pennsylvania R. Co. v. Drigcoll, Pa. 9 A> 2d 621. Railroad.

ing is an inherently dangerous business whether it-is car-
| _ vied on in Arkansas, Missouri, New York, or California.
As long as railroads operate and as long as human beings
are fallible, there are going to be railroad accidents. There
"are many causes of such accidents. Some types of acci-

‘dents may be connected proximately to railroad crew con-—
sists; mhany-other types cannot be so connected. A railroad
SThe view which we take of the case renders it unnecessary for us

; to consider whether the statutes “discriminate against interstate com-
-* merce” or whether they violate the Equal Protection Clause. -

28
hazard which cannot be avoided or mitigated by having a
particular number of men on a train or in a switching

crew, is not relevant in this case. On the other hand,
it is only fair to say that an improvement in railroad equip-

° ment or -operating methods which does not eliminate or

_ substantially eliminate the need for one or more men to
_ perform a necessary. safety function is equally irrelevant.
Speed and efficiency of railroad operations cannot be
equated entirely with safety of operations; however, it
cannot be said accurately that safety of operations may
not frequently be related to efficiency and speed of opera-
. There is no question that since the Norwood decision
great changes and improvements in railroad equipment
‘and operating methods have been made, which changes and
improvements have contributed largely to safety of opera-
tions. ’

The diesel locomotive has entirely displaced steam
power, and the design and appearance of a diesel locomo-
tive differ greatly from those of a steam-locomotive. A
diesel locomotive is a much more efficient piece of ma- .
chinery than a steam locomotive, and is so designed and

- arranged as to require much less human effort i in servicing
‘the locomotive and making adjustments while the train
is in motion. Almost all necessary adjustments that can
be made while the locomotive is in operation ate made
by manipulating switches and buttons.

There have been great improvements i in cars, couplers,
brakes, tracks, roadbeds, and switches. There have been
new and improved signals and traffic control devices de-
signed and installed. Communications from one end of
a freight train to the dther\and from the train to points

- outside the train have been revolutionized by the develop-
ment of the two-way radio telephorie. There are others
which might be mentioned. Operating methods have

catia DSc ities Lito be isha LEE SPE ROTM SAE Pt
co Casares Paes

29 . :
changed also so ‘that the duties of crew members’ are less’ -
arduous than they were thirty years ago.

The diesel locomotive began to be used in road service
in the 1930’s and its adoption progressed steadily in the
post Norwood years, except to-the extent that it may have
been slowed down temporarily during World War IL:

Prior to 1937 some carriers used firemen on diesel
locomotives; others did not. In that year the Brotherliood |
of Locomotive Firemen and Enginemen and the carriers
- entered into an agreement known as the 1937 National
Diesel Agreement which in general retained firemen on
diesel locomotives in freight and yard service as well as
on passenger tarins. That agreement remained the basic
rule in the industry as far as firemen were concerned
until the award of Arbitration Board No. 282 went into

effect. Wyo

While, as stated, the employment of firemen was gov-.
erned for many years by the 1937 agreement, there was
no ‘‘national rule’’, as far as brakemen and helpers were
concerned. Depending upon local rules and practices thé
numbers of such employees, varied from time to time and
from place to place.

Between 1937 and 1959 in States not soleil full crew
laws the carriers operated under the terms of the 1937
National Diesel Agreement and the particular rules and
_ practices governing the numbers of brakemen and helpers
to be utilized. This meant that during that period many,
if not ‘most, operations were being conducted with five

man ‘crews, and some operations were being carried out __

with crews of less than five men.

By 1959 the carriers had conie to the conclusion that
the retention of: firemen in diesel service. was unnecessary
from any standpoint, including that of safety. The carriers
had also concluded that'as far as brakemen and helpers

, 30

> were concerned, fixed crew consists should be eliminated.
The general position, of the carriers was that. overall crew

consists should be determined by managerial decision, and |
_ that proper decisions would be prompted by the carriers’
own enlightened self interest. | ;

°When the -carriers put er their proposals, the
Brotherhoods countered with demands that the firemen
be retained; that in road service there should be not less
than two brakemen; that in yard service there should be
not Jess than two helpers; and that such additional brake-
men-and helpers should be employed as to insuré maximum
safety of operations. We think that the counter proposals
of the Brotherhoods as: to brakemen and helpers are not
without significance in this case.

In 1960 the Public Service Commission of the State
of New York on the basis of studies and hearings determ-
ined that the New York full crew law, which was not dis-
similar to those of Arkansas, was not any longer making
any significant contribution to railroad safety and reeom-
mended that it be repealed. It was repealed effective in
June 1966, except that New York still requires firemen
to be retained on locomotives.

In 1962 the Presidential Commission on Railroads
recommended subject to certain qualifications that firemen
be discontinued in road and yard service and that the num-
bers of brakemen and helpers to be employed should be
determined by collective bargaining and arbitration. The -
. carriers and Brotherhoods involved in this case ‘partici-
pated in the proceedings before the Commission. -

The award of Arbitration Board ‘No. 282 permitted
the discontinuance of firemen on 90 percent of diesel -
crews and gave to the BLF&E the right to determine the
- remaining 10 percent of the crews on which firemen were
to be retained. As to brakemen and helpers the award

31

provided i in substance that the numbers of such employees.
. should be determined ad hoe by special boards of adjust-

ment in the light of certain guidelines spelled out in the
basic award.

Following the iia freight and switching crews
were reduced substantially which in at least many instances
_ Meant that road and switching operations were conductéd -

_ with crews of less than five men. The award itself has.
now expired. As thé-Court understands the existing situa-
tion, the carriers are not free, in the absence of approptiate
collective bargaining, to continue to reduce crew consists;
on the other hand, they are not required. automatically
to restore positions-which were eliminated while the award —
was in force. See Brotherhood of Railroad Trainmen v.
Akron & B.H. BR, C.A. _D.C.—F.2d—, opinion —_— |
mented, —F. 2d—.

The statistical doltiite as:to the ‘effect upon safety
of the reductions in force authorized ‘by the basic award
and by the awards of the special adjustment -boards is
. not éntirely satisfactory either way; statistical evidence
seldom is. ‘The statistics do indicate that in 1964, 1965,
and 1966 railroad accidents of various kinds increased,
but that casualties resulting from railroad accidents fell.
However, both trends are to be observed i An years preceding
the effective date of the award. From ‘the whole evidence
in, the case, it appears .to us that the reductions in force
had no substantial effect on safety of: operations, except
to the extent that there were fewer railroad employees
on duty to be hurt.. Why accident rates have been in- —
creasing we do not know with certainty, but it would.

be pure speculation to say that crew size has had anything -
to do with it.

We have undertaken to uneiiee all of the ieblainn
“in the case including the reports and awards which have
been mentioned. As to the reports and awards, we are

ca

NR a a a al dl a ee
“ ee

net bound by them, but we think that we are entitled to
consider them. The Commission and tribunals are, we
think, ‘entitled to some credit for expertness in the field;
further, the reports and awards grew out of proceedings

in which the plaintiffs and intervenors in this case par-
ticipated, and the underlying issue about crew consists

. is the same as the issue here.

_ We find from the overwhelming weight of the evidence
that by the mid 1950’s, if not before, the fireman on a
diesel. locomotive and the third brakeman or helper had,

in general, creased to perform significant safety functions

in the operation and switching of freight trains and cars.
We further find that without regard to employee cate-
gories freight trains have been operated and switched |

throughout the country for the past number of years with |

crews of five men or less, and that the operations have
been conducted with safety. It follows automatically that
such operations can be wacsten many with less than

- six men.

What has, been said about the. oie as a theta is
clearly applicable to Arkansas. Railroad operations in

‘ Arkansas are certainly no more dangerous than operations

in other States having comparable terrain, population, and

_ economies. Indeed, it well may be that-operations in Ar-

kahsas are safer inherently than operations in some of the
bordering. States which centain more densely populated

and more urbanized and industrialized sections.,

The foregoing statement about Arkansas is corrobo-

| rated at least up-to a point by the fact that the short lines

vperating in this State seem to have had no safety prob-
lems ‘resulting from the fact that they use crews substant- _

ially smaller than those called for by the statutes. While

we are not prepared to accept wholeheartedly the con-

| tention of plaintiffs that there is ‘‘no difference’? from

the standpoint of safety in long line operations and short

PGT IMENT PG CO WE OA IIE Bi EL rant pe

POLYM ee One ras Hate tae suey

38

f 4 |
line operations, certainly.the two operations resemble each

other in the sense: that both use and switch the same ;
equipment, that the employees of both perform the same

individual tasks in the. same way, and that there are

hazards common to both long line and short line operations.

Compliance with the Arkansas statutes places upon the
carriers substantial financial burdens and also burdens
them otherwise. As to cost of compliance in money the |
carriers’ evidence is to the effect that the cost now amounts
to $7,600,000 per year and can be expected to go higher.
That figure seems to represent. the direct outlay of the
carriers in compensating the firemen, the extra brakemen, _
and the .extra helper. That direct.outlay is subject to
offsetting costs that would ‘be ineurred if the two extra ~
crewmen were eliminated; the carriers have not taken
those offsetting costs into account in reaching their $7,
600,000 figure, but it seems clear that after all reasonable
offsets are taken into account, the net cost of compliance

will remain very heavy.

- Compliance with the statutes also involves the taking
up of additional men when plaintiffs’ trains approath or
enter Arkansas and the dropping of such men when the
trains leave Arkansas. We doubt that this burden is as
great as the carriers would make it, but it does involve

some delays and tends to interfere with ae of.
operations. i /

We have tiow awe the point of decision.

Conceding that as late as the Norwood decision the
question of the reasonableness of the Arkansas full crew

laws was ‘‘fairly debatable,’’ we are convinced with the

requisite degree of certainty that the question is not fairly
debatable today, and it is not made so by the fact that
the Brotherhoods continue to debate it.

-
~ ty erat * MP ON NT A VLE GET LOLOL INIA ay A REG E nis Gillis f 28. ALLA OCD GIP |
, ~ et ree en alin ae —— 9

cs : . 34

We find from the evidence as a whole that under
present conditions continued enforcement of the statutes —
makes no significant contribution to railroad safety, and »
that the statutes as they operate today are unreasonable
and oppressive, and that they violate the Due Process
Clause and unconstitutionally burden interstate commerce.

That is not to say that freight and switching crew
sizes are irrelevant to safety of operations. A train cannot
be operated efficiently and safely or, indeed, at all, with-
out a minimum crew consist, but we agree with plaintiffs
that minimum crew consists vary with the facts and ¢ir-
camstances of ‘particular railroad operations, and we hold

that it is now unreasonable and arbitrary for Arkansas —
to require men for all operations in road service and urban
switching without regard to surrounding facts and circum-
* stances other than those set forth in the statutes.

It may be that in come exceptional siiliilaniie a
crew of six men or even more would be necessary for the
safety of a particular train movement or switching opera-
- tion, but the mere fact that an exceptional situation might
‘dictate the use of a/six man crew does not, in our estima-
tion, justify the inflexible requirement of the Arkansas

statutes that no less than six men always be used.

Even if we go one step further and indulge the very
doubtful assumption that in all situations the very fact
that three men, rather than two, are keeping a lookout, or
that three men, rather than two men, are braking or
switching, adds some increment.of safety to the operation,
we think that such an increment is negligible and spect
lative and not worth the cost:

With more fic regard to: the ainenttin of plain-

tiffs that the’statutes unduly burden interstate commerce,
we think that the financial burden of compliance, which
is out of all proportion to the benefit, if any, derived, and

the added bandon involved in the teins on and discharging

_ Men ator near the Arkansas State line are sufficient to
- justify our concolusion that the statutes are unconstitu-
tional burdens on commerce. We feel, however, that we
sould go somewhat further than that.

The Arkansas statutes were. passed prea a Cade

in which the railroads were the undisputed masters of land — |

transportation; they enjoyed a practical monopoly in-that
field. They competed, more or less, among themselves, but
they had to compete with no other form of land transporta-
tion, and air transportation of passengers and verecad had
not come into existence.

Such is not the case today. As voiniod out by the |
Presidential.Commission, and as everyone knows, the rail-
roads now compete with busses, trucks, pipelines, and air
planes. In Arkansas they will be competing in a few years
at the most with barge transportation on the Arkansas °
River; they are already competing with such traffic on

the Mississippi River and many of its tributaries both great
and small.

Kita as pointed out by the. Oowmisiisaion, if the rail-
roads are to meet this competition successfully, they must ~
make efficient use of their resources and equipment and

’ must be free to take advantage of improved technology and
developments in the industry. . %s*

The Arkansas statutes in our view militate ‘against ——

that necessary efficiency and flexibility; they hamstring

the carriers in the important field of labor relations, and

impose upon ‘them requirements not generally imposed

throughout the country and not ¥s wiaat in any of the
States bordering Arkansas. :

In the foregoing sense, as well as in the others men-
tioned, the statutes burden interstate commerce, and. we
think that the burden’is undue and unconstitutional.

_ Inhelding the statutes. uncdnstitutional we do not over-
look the fact that a contrary result was reached in Public
Service Commission of Indiana v. The New York Central
_ Railroad {o., Ind., 216 N.E. 2d 716, decided in 1966, and
. in New York. Central R. Co. v. Lefkowitz, 259 N.Y.S. 2d
76, decided in 1965, affirmed. by the Appellate Division of
the Supreme Court of New York on June 29, 1967.. With -
“due deference.to those decisions and to the Courts render-
- ing them, we come to the opposite conclusion.

Before’ ‘atid! this opinion .to a close we desire
to,point out that our decision does not prohibit the carriers
from employing as many men as they may care to employ
‘in road and yard service; it does not require them to
. discharge a ‘single fireman, brakeman, or lielper. It simply

leaves plaintiffs free to work out theirerew consist prob-
lems with the Brotherhoods by means of. collective bargain-
- ing within the framework of the Railway. Labor ‘Act with-

“out their hands being tied by statutes which at best are .

\

‘functus officio as far as, railroad safety i is concerned. |

“A decree enjoining enforeément of the Act is being

hee entered. — this 2nd day of October, 1967.

; \ as de. Martin D. Van Oosterhout’ *
ise: : United States Circuit ‘Judge |

/s/ John E. Miller
_ United States District Judge
/sf J. Smith Henley ,

United States District Judge

~

_ legally fan’ shall condlitute ‘a separate offense. Provided,

. 37 .

- Arx. Stat. ANN. 64 73-720 through 722 (Repl. 1957) -
(Arkansas Act 116 of 1907)

73-720. Crew required on freight trains.. No railroad
company or officers of court owning or operating: any line

. or lines of railroad in this State, and engaged in the trans-

portation of freight over. its line or lines shall equip any of
its said freight trains with a crew consisting of less than

‘an engineer, a fireman, a conductor and three (3) brake-
‘men, regardless of any modern equipment of automatic

couplers and air brakes,-except as hereinafter provided.

73-721. Exceptions from Act—Purpose. This Act shall
not apply to any railroad company or officer of court whose
line or lines are less than fifty (50) miles in length, nor
to any railroad in this State, regardless of the length of
the said lines, where said freight train so operated shall
consist of less than twenty-five (25) ears, .it being- the

_ purpose of this Act to require all railroads in this State
whose line or lines are over fifty (50) Iniles i in length en-
_ gaged in hauling a freight train consisting of twenty-five

(25) cars or more, to equip the same with a crew, consisting
of not less than an engineer, fireman, a conductor and
three (3): ‘brakemen, but nothing in this Act shall be con-.
strued so as to prevent any railroad company or officer of

-gourt from adding to or increasing its crew y beyond the

number set out in this Act.

73-722. Penalty for violations—Exaceptions. Any rail-
road company or officer of court violating any of the pro-
visions of this Act shall be fined for each offense not less.
than one hundred dollars ($100.00) nor more than: five
hundred dollars ($500.00), and each freight train so il-

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the penalties of this Act shall not apply during strikes of —
men in train service of lines involved.
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An. Srar. Ann. §673-726 through 729 (Repl. 1957)
(Arkansas Act’ 67 of 1913)

73-726. Switch crews in cities«~Requisite members. No
_ Yailroad company or corporation owning or operating any
yards or terminals in the cities within this State, where
switching, pushing or transferring of cars are made across
public crossings within the city limits of the cities shall
operate their switch crew or crews with less than one (1)
engineer, a fireman, a foreman and three (3) helpers.

73-727. Purpose of act—Number in crew may be in-
creased. It being the purpose of this Act to require all’
railroad companies or corporations who operate any yards
or terminals within this State who do switching, pushing
or transferring of cars across public crossings within the —
city limits of the cities to operate said switch crew or crews
- with not less than one (1) engineer, a fireman, a foreman —
and three (3) helpers, but nothing in this act shall be so
construed as to prévent any railroad company or corpora-
tion ‘from adding to or increasing their switch crew or
crews beyond the number set out in ‘this Act.

73-728. ‘Application of act to cities of first and ee
class—Exception. The provisions of this Act shall only
apply to cities of first and second class and shall not apply
to railroad companies or corporations operating railroads
less than one hundred (100) miles in length. .

73-729. Penalty for violation of act. Any railroad,
company or corporation violating the provisions of this Act
shall be fined for each separate offense not less than fifty —
dollars ($50.00), and each crew so illegally operated shall
constitute a separate offense.

/ ” ‘ a . .
LORRI 88 NEEM IN I OREN BA RENE GBM RE A ERT AEM IR HEN

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386413_0036%3A02. Public record. Not legal advice.
