# Appendix — United States v. Grinnell Corp.

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386411_0279%3A02

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1966
- **Citation:** 384 U.S. 563

## Text

eS:

ie:

ASA
a
ia

SUPREME COURT OF THE UNITED STATES

OctToBER TERM, 1965

No. 73
Unrrep Srates, Appellant,
vs.
GRINNELL CORPORATION, ET AL.

No. 74
GRINNELL Corporation, Appellant,
vs.

UnitTep STATES

No. 75
AMERICAN District TELEGRAPH Company, Appellant,
vs.

UniTep STATES

No. 76
Houmes Execrric Protective Company, Appellant,
vs.

Unritep STATES

No. 77

Automatic Fir—E ALARM CoMPANY OF DeLaware, Appellant,

vs.

UNITED STATES

_ APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE

DISTRICT OF RHODE ISLAND

Volume II

INDEX

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continud
Transcript of trial held in USDC for the District of

Massachusetts, Boston, June 15, 16, 17, 22, 23 and
GR Ta ns BEF Ar SAE sowie kn Beko sep ohh ta eae
Appearances ...... 1... ee eee eee eee ee
Colloquy and offer in evidence of Government

Exhibits 1 through 307 and objections thereto
Offer in evidence of additional Government Ex-

pe ROE CONC Ee Mien Oe Pee
Colloquy between Court and counsel for defend-

Colloquy between Court and counsel for defend-
Me iid Fad pk ea rey a ee Ree OER ore?
Testimony of Francis Guibert—
—direct (by Mr. Fritz)........
—eross (by Mr. Story)........
—redirect (by Mr. Fritz)......
Ray Brechbill—
—direct (by Mr. Fritz)......
Colloquy between Court and counsel off the reeord
Testimony of Ray Brechbill—
—resumed direct (by Mr. Fritz)
—cross (by Mr. Story)........
—redirect (by Mr. Fritz)......
Howard B. Schultz—
—direct (by Mr. Fritz)........
Edward Gaston—
—direct (by Mr. Williams).....
George Simon—
—direct (by Mr. Fritz, Jr.)....
William Arthur Crichton—
—direet (by Mr. Fritz, Jr.)....
Paul C. Sherer—
—direct (by Mr. Fritz, Jr.)....
Edward Carrier—
—direct (by Mr. Fritz, Jr.)....
Lawrence M. De Shane—
—direct (by Mr. Conkling)....
Roy Elliott—
—direct (by Mr. Williams)....
George L. Martin—
—direct (by Mr. Williams)....
Henry Fitzgerald—
—direct (by Mr. Williams)....
Walter Hennessey—
—direct (by Mr. Williams)....
John Vincent Polio—
—direct (by Mr. Williams)....

Original Print
462 325
462 325
463 325
470 330
479 335
487 339
498 345
498 345
538 350
594 380
603 385
604 386
611 390
623 396
650 411
651 412
652 412
688 432
707 443
714 447
728 445
746 465
761 473
769 477
772 479
774 480
775 480

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Transcript of trial held in USDC for the District of
Massachusetts, Buston, June 15, 16, 17, 22, 23 and
24, 1964—Continued
Testimony of Ray Brechbill—Continued
Robert E. Landick—
—direct (by Mr. Williams)...
Thomas Sherman—
—direct (by Mr. Williams)...
Testimony of James 0. Maxey—
—direct (by Mr. Fritz)........
Offers in evidence of defendant ADT and objec-
men: SPO Sais Sia F0 oS BE eee
Offers in evidence of defendant Hulmes Electric
Protective Company and objections thereto. ...
Offers in evidence of defendant AFA and objec-
Gielen WN Foss hash, eis ctiap teins.
Offers in evidence of excerpts from depositions
and objections thereto......................
Testimony of Dariel Francis Collins—
—direct (by Mr. Williams)....
Walter Joseph Swett, Jr.—
—direct (by Mr. Williams)....
Albert Earl Smith—
—direct (by Mr. Fritz)........
—cross (by Mr. Story)........
—redirect (by Mr. Fritz)......
Walter Darl Simpson—
—direct (by Mr. Fritz)........
William F. Hable—
—direct (by Mr. Conkling)....
—cross (by Mr. Story)........
Francis C. Evans—
—direct (by Mr. Conkling)....
Janes A. McDonald—
—direct (by Mr. Fritz)........
—cross (by Mr. MeInerney)....
—cross (by Mr. Story)........
Robert J. Fahey—
—direct (by Mr. Fritz, Jr.)....
—cross (by Mr. Story)........
Testimony of Andrew M. Ronse—
—direct (by Mr. Fritz, Jr.)....
Lawrence J. O’Brien—
~ lirect (by Mr. Fritz)........
—cross (by Mr. Story)........
—redirect (by Mr. Fritz)......
Thomas P. Drew—
—direct (by Mr. Fritz)........
—cross (by Mr. Story)........

Original Print
776 481
778 482
783 485
804 496
805 496
805 497
806 497
807 498
811 500
815 502
827 509
836 514
838 515
839 516
885 541
892 544
900 549
952 576
961 581
963 582
982 592
991 596

1005 603
1041 623
1057 632
1059 633

640

iv INDEX
Record from the United States District Court for the Dis-
trict of Rhode Island—Continued :
Transcript of trial held in USDC for the District of
Massachusetts, Boston, June 15, 16, 17, 22, 23 and
24, 1964—Continued
Testimony of Andrew M. Rouse—Continued
John A. Mahoney—
—direct (by Mr. Fritz, Jr.)....
Dr. Jessie William Markham—
—direct (by Mr. Williams).....
James Douglas Fleming—
—direct (by Mr. McInerney)...
—cross (by Mr. Fritz)........
Defendant Grinnell’s motion to strike certain of plain-
is QU 5s BGS OR KO BAGE
Clerk’s note re Joint motion to correct transcript of
Tame, BOs TRG es 5208 eka ya hare ei
Transeript of post-trial argument, October 9, 1964...
Statement by Mr. Fritz on behalf of defendants
ADT, Holmes Electric Protective Company and
BPR BoP OL a Ta
Statement by Mr. McInerney on behalf of Grinnell
Corpomnne 66. eg TE esi
Statement by Mr. Story on behalf of the Govern-
Been se ees ees . leas Bid I ee a vee es
Two letters from Wyzanski, J. to Clerk, Neal D.
Murphy, dated November 27, 1964 listing errors
Web IR, Sl a es icra es
Findings of fact, Conclusions of Law and Opin-

Notice of appeal of plaintiff to the Supreme Court

of the Unite Qtee. 6563s eee re.

Notice of appeal of Defendant Grinnell Corpora-

tion to the Supreme Court of the United States

Notice of appeal of Defendant Holmes Eiectric
Protective Company to the Supreme Court of

in We NN os Fes aeons.

Notice of appeal of Defendant Automatic Fire

Alarm Company of Delaware to the Supreme

Court of the United States..................

Notice of appeal of Defendant American District
Telegraph Company to the Supreme Court of

We Ceres aa oss hi i Sige ck
Application of the United States for an enlargement of
time for docketing case on appeal....................
Order extending time to file...........................
Application of defendants for an extension of time for
docketing case on appeal (excerpts).................
Order extending time to flle...........................
Order noting probable jurisdiction.....................

Original Print
1082 645
1090 650
1129 668
1180 695
1188 699
1194 702
1199 703
1200 703
1221 714
1253 731
1267 738
1270 741
1302 768
1304 770
1308 771
1317 774
1326 778
1335 781
1342 784
1344 785
1345 786
1349 787

INDEX v

Exhibit Volume I

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued

GOVERNMENT’s EXHIBITS

No. 1—NBFU No. 71, Standard of the National

Board of Fire Underwriters for the Installation,

Maintenance and Use of Central Station Pro-

tective Signaling Systems for Watchman, Fire

Alarm and Supervisory Service as recommended

by the National Fire Protection Association,

July, 1958 and July, 1959 Amendments....... 1351 789
No. 2—NBFU No. 72—Standard of the National

Board of Fire Underwriters for the Installation,

Maintenance and Use of Proprietary, Auxiliary,

Remote Station, and Local Protective Signaling

Mpeteien, Fey THE ox vnss vas vo + 3 RR 1375 813
No. 3—Underwriters Laboratories, Inc. (UL 611),

Standards for Safety, Central Station Burglar

Alarm Systems, December, 1956.............. 1405 843
No. 4—Underwriters Laboratories, Inc., Accident,

Automotive, and Burglary Protection Equip-

ment Lists, September, 1961................. 1439 877
No. 5—Manual of Burglary Insurance, Pages 212-
215; 333-396; 417 and 418... .........35%.. 1574 1012

No. 6—Approved Equipment for Industrial Fire
Protection, 1962-1963, Associated eisai Mu-
tual Fire Insurance Companies..........:.. 1584 1022

Exhibit Volume II

No. 7—Introductory letter from ADT General

Commercial Manager, A. E. Smith to Commer-

cial Superintendents and Representatives, dated

March 30, 1953 transmitting proposed ADT

Sales Manual, “Selling ADT Service” (ex-

GM Ae A aes 1742 1179
No. 9—Agreement dated March 1, 1907 between

ADT and the Brooklyn Telegraph and Messen-

ger Company, Brooklyn, New York (excerpts) 1753 1187
No. 10—ADT acquisition agreement of the Mer-

chants Fire & Dispatch Company, Los Angeles,

California, dated August 1, 1907 (excerpts)... 1763 1189
No. 11—ADT acquisition agreement of the

Bankers’ Eleetric Protective Company and

American Bank Protection Company, dated

Jane TE WO Saat AS 1769 1191
No. 12—ADT acquisition agreement of the Pink-

erton National Detective Agency and Pinker-

ton’s Protective Patrol, dated February 21, 1908
1194

vi INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’S Exxuisits—Continued Original Print
No. 13—ADT acquisition agreement of The Still
Alarm Company, dated September 6, 1913 (ex-
I iis rnc fn Woe aks eo ya ite he oes vee 4 1777_—s «1195
No. 14—ADT acquisition agreement of the Man-
hattan Fire Alarm Company, dated April 9,
pi | Be eae coreg ane ee 1783 1196
No. 15—ADT acoaisition agreement of The Still
Alarm Compauy, dated November 27, 1918 (ex-
may a ig Pp Ge ARS Rae at 1787 = 1198
No. 16—ADT acquisition agreement of the Pacific
Messenger Company, dated September 9, 1926
CUI. Foo er ee cree c Ee iv is habe. ve 1789 =: 11199
No. 17—ADT acquisition agreement of the Ameri-
ean Still Alarm of Detroit, dated September 29,
Re RUNING a secs Shen et rep ie siete: 1793 1200
No. 18—ADT acquisition agreement of the Balti-
more National Automatic Fire Alarm Company
of Baltimore City, dated April 26, 1928 (ex-
CR a AG Se eae i eas 1798 1202
No. 19—ADT acquisition agreement of the Spo-
kane Alarm Company of Spokane, Washington,
dated August 30, 1928 (excerpts)............ 1808 1203
No. 20—ADT acquisition agreement of the Reli-
ance Electric Protective Company, Chicago, Illi-
nois, dated November 16, 1931 (excerpts)..... 1809 1204
No. 21—ADT acquisition agreement of the Los
Fire Alarm Company, Los Angeles, California,
dated January 13, 1933 (excerpts)......... . 1810 1205
No. 22—ADT acquisition agreement of the Lewis
Signal and Alarm Corporation, Sioux City,
Iowa, dated August 8, 1934 (excerpts)....... 1811 1206
No. 23—ADT acquisition agreement of the Signal
Protective Service Company, St. Louis, Mis-
souri, dated February 8, 1935 (excerpts)..... 1816 1208
No. 24—ADT acquisition agreement of the Auto-
matie Alarms, Ltd., Los Angeles, California,
dated July 15, 1936 (excerpts).............. 1824 1209
Ne 25—ADT acquisition agreement of the Los
Angeles Central Station, Inc., Los Angeles, Cali-
fornia, dated May 20, 1938 (excerpts) . 1829 1210
No. 26-1—ADT acquisition agreement of the Reli-
ance Alarm Company, (R. Houghton) Detroit,
Michigan, dated August 9,1946 ..... 1835 1211
26-2—ADT acquisition agreement of the Reli-
ance Alarm Company, (Peter Bens) Detroit,
Michigan, dated August 9,1946.............. 1837s «11213

INDEX Vii

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued

GOVERNMENT’s ExHIBITs—Continued Original Print
26-3—Schedule Showing Computation of Pur-
chase: PYIMB i 656 36 SEN Re ES as ed 1839 1216

No. 27—ADT acquisition agreement of the Ameri-

can District Telegraph Company of Hamilton

County, Ohio, dated October 28, 1946 (excerpts) 1840 1217
No. 28-1—ADT acquisition agreement of the Lud-

low Automatic Fire Alarm Company, Cinein-

nati, Ohio, dated October 28, 1946 (excerpts).. 1847 1220

28-2—Memorandum for J. A. MacDonald, Audi-

tor Re: Purchase of Ludlow Companies, Cin-

cinnati, Ohio, dated December 2, 1946 (ex-

QE 2 G2 ie is DEES Es 1854 1223
No. 29—ADT acquisition agreement of the Crown

Burglar Alarm Systems, Pasadena, California,

dated May 13, 1954 (excerpts)............... 1857 1224
No. 30-1—ADT acquisition agreement of the

Globe Electric Protection Company, Ocean City,

New Jersey, dated June 8, 1954.............. 1863 1227

30-2—Letter from Ray Brechbill to Harold H.

Gray, Globe Electric Protective, dated June 15,

1954 re amendments to agreement............ 1866 1231
No. 31—ADT acquisition agreement of the Gen-

eral Alarm Corporation, Boston, Massachusetts,

dated March 9, 1955 (excerpts).............. 1867 1232
No. 32—ADT acquisition agreement of the Fed-

eral Automatic Alarm Co., Inc., Albuquerque,

New Mexico, dated June 10, 1959 (excerpts).. 1869 1233
No. 37—Holmes acquisition agreement of the Mer-

cantile Burglar Alarm Company, New York,

New York, dated December 15, 1925 (excerpts) 1873 1236
No. 38—Holmes acquisition agreement of the

Metropolitan Electric Protective Company, New

York, New York, dated August 3, 1928 (ex-

COND 2 i RAN A Ca nn Se Bea Es 1875 1237
No. 39—Holmes acquisition agreement of the

Silent Electric Protective Corporation, New

York, New York, dated December 14, 1928 (ex-

CNN 55 68S OIG AE Fi a 1889 1249
No. 40—ADT acquisition agreement of the Los

Angeles Central Station, Inc., Los Angeles, Cali-

fornia, dated May 20, 1938 (excerpts)........ 1893 1251
No. 41—Memorandum from ADT President E.

Ward to ADT Vice President J. A. MacDonald,

captioned, Lewis System-Sioux City, Iowa,

dated November 19, 1951................... 1901 1254

viii INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’S Exuisits—Continued Original Print
No. 42—ADT acquisition agreement of the prop-
erty interest of Automatic Fire Protection Com-
pany in the 1907 allocation agreements, dated
January 1, 1949 (excerpts).................. 1902 1255
No. 43—Memorandum by ADT Vice President
A. E. Smith reporting on Meeting with owners
of Central Watch Service (Stackler), Chicago,
Illinois, dated February 10, 1960 (excerpts)... 1917 1267
No. 44—Memorandum from ADT Assistant to
General Sales Manager L. B. Straus to ADT
General Sales Manager L. J. O’Brien, cap-
tioned, Tulsa, Oklahoma, dated April 14, 1960 1922 1270
No. 45—Memorandum from ADT Vice President
A. E. Smith to ADT President E. Gaston, dated
BF, TR RR ESE 1923 = 1271
No. 46—Memorandum by ADT Vice President
A. E. Smith captioned, Report on Tampa Sig-
nal Co., Ine. (Florida Corporation) dated
Mai Si SIRO F i ES 1929 1275
No. 47—Memorandum from ADT Vice President
A. E. Smith to ADT Vice President J. A. Mac-
Donald, captioned, Tampa Signal Company,
Ine., dated August 31, 1960................. 1936 1281
No. 48—Memorandum from ADT District Sales
Manager E. O. Betscher to ADT General Sales
Manager L. J. O’Brien, captioned, Tampa,
Florida, dated March 20, 1961............... 1938 1282
No. 49—Memorandum from ADT Vice President
A. E. Smith to President E. Gaston, captioned
Tampa Signal Company, Inc., dated March 23,

ye ee is 1940 1283
No. 50—Letter from ADT President E. Gaston to

President H. G. Clark of the Rhode Island Elec-

tric Protective Company, dated October 1, 1958 1942 1284

No. 51—Letter from President H. G. Clark of

Rhode Island Electric Protective Company to

ADT President E. Gaston, dated July 8,1955.. 1944 1286
No. 52—Letter from ADT President E. Gaston to

President H. G. Clark of the Rhode Island Elec-

tric Protective Co., dated June 16, 1955....... 1945 1287
No. 53—Memorandum from ADT President E.

Gaston to First Vice President J. A. Mac-

Donald, captioned, Rhode Island Electrie Pro-

tective Company, dated July 28, 1958........ 1946 1288
No. 54—Letter from Holmes President H. C.

Ward to The Stockholders of Newark District

Telegraph Company, dated July 7, 1960...... 1948 1290

INDEX 1x

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’s Exuisits—Continued Origiaal Print
No. 55—Unsigned handwritten notes entitled
“Board of Directors Meeting, February 20,
1958”, obtained from the files of Holmes...... 1955 1295
No. 56—Letter from AFA President T. P. Drew
to Grinnell President J. D. Fleming, dated May
20, TONG ah TAS as Bs: 1959 1296
No. 57—Letter from AFA President T. D. Drew
to Central Station Signals, Inc., dated February
316, MRR BREA SRS 1962 1299
No. 58—Memorandum for File by ADT President
E. Gaston, captioned, Central Station Signals,
Ine., New York, N.Y., dated May 22, 1959.... 1967 1303
No. 59—Memorandum from ADT President E.
Gaston, entitled, Appendix to President’s Re-
port for Meeting of November 19, 1958, dated
Noventber 30, A008 |. ..33..20 22 OAS 8, 1969 1305
No. 60—Letter agreement from AFA to The
Stockholders of Central Station Signals, Inc.,

dated December, 1960....................... 1971 1306
No. 61—Agreement between ADT and Holmes,

dated September 28, 1906................... 1979 1312
No. 62—Agreement between ADT and Holmes,

dated Mareh 20, 1018... .:...2:.... 20.0008: 1983 1315
No. 63—Agreement between ADT and Holmes,

Gated: Fame By WR as bi UR is 1992 1322
No. 64—Agreement between ADT and Holmes,

dated Mauch 3; I00F ioc 83 tk oe 2000 1329

No. 65—Letter from Holmes President A. W.
Allen to ADT President C. C. Johnson, dated

Fame 1B; WR oi ewer ates. 2005 1335
No. 66—Letter from “President” to Holmes Presi-
dent A. W. Allen, dated July 8, 1932........ 2006 1336

No. 67—Letter from ADT Vice President C. C.

Johnson to Holmes President H. S. Stevens,

dated January 31, 1924................... 2007 1337
No. 68—Letter from Holmes President H. s.

Stevens to ADT Vice President C. C. Johnson,

dated February 4, 1924..................... 2008 1338
No. 69—Agreement between ADT and Holmes, .
dete Masel: 36, 1000: 2... 68503. eT x 2009 8 1338

No. 70—Letter from ADT Sales Representative

J. A. Summers to Holmes Vice President W. F.

Burress, dated June 11, 1956................ - 2012 1341
No. 71—Memorandum from ADT District Sales

Manager E. J. Heisley to General Sales Man-

ager L. J. O’Brien, captioned Gerard Trust

Company, Philadelphia Area, dated March 31,

1343

x INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’S ExuHisirs—Continued
No. 72—Letter from ADT President C. C. John-
son to Holmes President A. W. Allen, dated

No. 73—Letter from ADT General Commercial
Manager A. E. Smith to ADT Commercial
Superintendent D. R. Hall, captioned, Ford
Motor Company, Parts Warehouse, Pittsburgh,
Pa., dated May 12, 1953....................

No. 74—Letter from ADT Sales Representative

No. 75—Letter from Holmes “President” to ADT
President C. C. Johnson, dated June 28, 1939. .
No. 76—Letter from ADT President C. C. John-
son to Holmes President A. W. Allen, dated
pe A eee ar One Por MT ae
No. 77—Letter from ADT Special Representative
H. E. May to L. E. Burke, Sears, Roebuck and
Company, Philadelphia, Pennsylvania, dated
Gotebet: Si. 208s 8 tat.
No. 78—Agreement dated February 18, 1904 be-
tween Robert L. McElroy and ADT..........
No. 79—Agreement dated April 2), 1905 between
Robert L. McElroy and Automatic Fire Pro-
tenthen:: eae i sb Nee ais oi
No. 80A, B, C—Three Agreements dated April 29,
1907 between Grinnell, ADT, AFA and the
Automatic Fire Protection Company ........
No. 81—Agreement dated June 13, 1913 between
ADT, Automatic Fire Protection Company and
Fire Protection Development Company ......
No. 82—Letter agreement between ADT and Gen-
eral Fire Extinguisher Company (Grinnell)
dated June SD, 3008.5 ibs Fae
No. 83—Letter agreement between ADT and Gen-
eral Fire Extinguisher Company (Grinnell)
Gnted: June 4; 1008.3... reek
No. 84—Agreement dated February 18, 1954 be-
tween ADT and AFA......................
No. 85—Memorandum for File, by ADT Vire
President J. A. MacDonald, captioned, Grinnell
Corporation Negotiation, dated October 8, 1951
No. 86—Memorandum from Grinnell Counsel
R. T. Clapp to Grinnell President J. D. Flem-
ing, captioned, ADT Matter, dated November
We ree ta SS AEN ey

Original

2018

Print

1345

1346

1348

1350

1351

1352

1353

1361

1362

1387

1396

1397
1398

1402

1421

INDEX x1

Record from the Uuited States District Court for the Dis-
trict of Rhode Island—Continued
GovernMENT’s Exxisits—Continued Original = Print
No. 87—Memorandum from Grinnell Counsel
R. T. Clapp to Grinnell President J. D. Flem-
ing, captioned, ADT Matter, dated January 5,
ORs Sete ee Hea 2100 8 1425
No. 88—Memorandum of Grinnell Secretary and
Counsel R. T. Clapp entitled, Memorandum of
Conference at Mr. Ward’s Office, American Dis-
trict Telegraph Company, June 9, 1948, dated

Same 3h, WOR. COS OR RK a. 2105 1430
No. 89—Agreement dated December 29, 1952, be-
tween ADT and Grinnell.................... 2108 1434

No. 92—Letter from ADT President E. Gaston to

Grinnell Treasurer C. H. Rison dated June 19,

IO. otc bit eS ee ie as 2148 1471
No. 93—Letter from ADT President E. Gaston to

AFA President T. P. Drew dated January 13,

DO 525 BCEAO SRE. BI 2150 1473
No. 94—Letter from AFA President T. P. Drew

to Grinnell President J. D. Fleming dated Feb-

wpa Be, FI 5 55 ERE, ie 2160 1483
No. 95—Letter from ADT President E. Gaston to

Grinnell President J. D. Fleming dated Feb-

Want G, BORN oir 8 RAS 8 2163 1486
No. 96—Memorandum from ADT Controller C. G.

Eicker to Vice President J. A. MacDonald, cap-

tioned—Rate Development—dated June 29,1956 2165 1487
No. 97—Letter from AFA Sales Manager J. J.

Heavey to Davis, Dorland & Co., New York,

N.Y., dated October 5, 1956................. 2191 1518
No. 98—Letter from ADT Anditor J. A. Mac-

Donald to AFA President T. P. Drew, cap-

tioned—Solicitation of Industrial Process Ser-

vice in Conjunction with Sales of 8.8. & W.F.

Service—dated June 10, 1948................ 2192 #81519
No. 104—Letter from ADT Assistant Secretary

E. A. Gaston to AFA President T. P. Drew,

eaptioned—Albert H. Voight, Inc., Philadelphia,

Pa.—dated July 7, 1961..................... 2194 1521
No. 107—Letter from Grinnell Secretary R. T. ;

Clapp to AFA President T. P. Drew dated May

SA OB oss ei GES, 6a Ok A Oa AeA 2195 1522
No. 1°.1—Agreement dated December 24, 1953 be-
tween ADT, AFA and Grinnell.............. 2196 §©1523

No. 112—Letter from T. P. Drew, President of
AFA to F. J. Lehner, L. W. Thomason, F. Dur-
ward Chass and A. G. Seddon, dated December
21, 1954 re transmittal of Letter Agreement
dated December 15, 1954 between ADT, AFA
OE IN 03s carte a oy ec os Ke dale Faas 2200 1525

xii

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued

GOVERNMENT’ Exuisits—Continued

No. 128—Agreement dated March 29, 1954 be-
tween ADT, Grinnell and the Rhode Island
Electric Protective Company................

No. 129—Agreement dated March 29, 1954 be-
tween ADT and the Rhode Island Electric Pro-
Suan: Qe ie ES VR eS

No. 130—Memorandum from ADT Vice President
J. A. MaeDonald to ADT Secretary John Han-
non dated December 10, 1953................

No. 131—Letter from ADT Vice President A. E.
Smith to President H. G. Clark of the Rhode
Island Electric Protective Company dated De-
eenielh She Wis i si ESR a yes

No. 132—Letter from Rhode Island Electrie Pro-
tective Company President H. G. Clark to ADT,
dated February 5,1963...............05.....

No. 133—Letter from Rhode Island Electric Pro-
tective Company President H. G. Clark to Grin-
nell, dated January 19, 1961.................

No. 139—Memorandum from ADT District Sales
Manager E. J. Heisley to ADT General Sales
Manager L. J. O’Brien, captioned, Competition-
Washington District, dated September 14, 1956

No. 140—Memorandum from ADT Superintend-
ent of Field Service R. T. Warner to ADT
General Commercial Manager A. E. Smith,
eaptioned, Competition-Milwaukee, dated May
OF FR RE SON EL PEAS.

No. 141—Memorandum from ADT District Sales
Manager W. K. Francis to ADT General Sales
Manager L. J. O’Brien, captioned, Competition-
Paramount Pictures Corporation, Los Angeles,
California, dated August 10,1956............

No. 142—Memorandum from ADT District Sales
Manager W. K. Francis to ADT General Sales
Manager L. J. O’Brien, captioned, Paramount
Pictures Corporation, Los Angeles, California,
eee eee.

No. 143—Memorandum from ADT Assistant to
General Sales Manager W. W. Dooley entitled,
Report on Survey of Sales Potential, San Jose
Peninsula, (Not dated).....................

No. 144—Memorandum from ADT District Man-
agers to ADT General Managers, captioned,
Competition-Peoria, Illinois, dated December 12,
eae leo est ast es

Original

2218

2220

2221

2227

2229

2230

2232

1534

1540

1542

1543

1545

1546

1549

1550

1552

1554

1556

INDEX xiii

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’s ExuisiTts—Continued Original Print
No. 145—Handwritten confidential memoranda
from ADT Representative W. Rohlfing cap-
tioned Call’s Police Signal, Chelsea, Massachu-
setts, dated July 16, 1956................... 2238 1559
No. 146—Memorandum from ADT District Sales
Manager R. T. Warner to ADT Vice President
A. E. Smith, captioned, Call’s Police Signal
Corporation, Chelsea, Mass., dated September
OA TON she tak kd AS cS 2242 1561
No. 147—Memorandum (unsigned) to ADT Dis-
trict Sales Manager E. Turnbull, captioned,
Competition; Merchants Police, Milwaukee,
Wisconsin, dated July 30, 1955.............. 2243 1562
No. 148—Memorandum from ADT Sales Repre-
sentative R. P. Lucy to ADT District Sales
Manager W. K. Francis, captioned Competition-
Bay Burglar Alarm Company, dated March 28,
W008 Sa SOROS ERS 2245 1564
No. 149—Memorandum from ADT District Sales
Manager W. K. Francis to ADT Commercial
Superintendent E. B. White, captioned General
Plant Protection Company, Los Angeles, Cali-
fornia, dated May 15, 1952.................. 2246 1565
No. 150—Memorandum from ADT District Man-
agers to ADT General Managers, captioned
Proposed Central Station-Anaheim (Orange
County) California, dated July 26, 1960..... 2247 1567
No. 151—Memorandum from ADT General Su-
perintendent, Operating Department to ADT
Vice President J. A. MacDonald, captioned,
Proposed Central Station, San Jose, California,
dated March 24, 1959....................... 2250 1570
No. 152—Memorandum from ADT General Su-
perintendent of Plant W. Hable to ADT Gen-
eral Sales Manager L. J. O’Brien, captioned,
Proposed Central Station-San Jose, California,
dated March 20, 1959....................... 2251 1571
No. 153—Memorandum from ADT District Man-
agers to ADT General Managers, captioned Pro-
posed Central Station-San Diego, California,
dated March 4, 1959........................ 2252 1572
No. 154—Memorandum from ADT Vice President
A. E. Smith to ADT Vice President J. A. Mac-
Donald dated August 3,1960................ 2254 1575

xiv

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued

GoveRNMENT’s Exuisits—Continued

No. 155—Memorandum from ADT President E.
Gaston to ADT Vice President J. A. Mae-
Donald, captioned, Proposed New Central Sta-
tion-San Fernando Valley-Los Angeles, Cali-
fornia, dated July 12,1961..................

No. 156—Memorandum from ADT Vice President
A. E. Smith to ADT Vice President J.A. Mac-
Donald, captioned Proposed New Central Sta-
tion, Huntington Park, Los Angeles, dated June
Fe pee oe) Oo eee rs a

No. 157—Memorandum from ADT District Man-
agers to ADT General Managers, captioned Pro-
posed Central Station, New Brunswick, New
Jersey, dated July 13, 1959 (excerpts).......

No. 158—Memorandum from ADT Executive Ac-
count Representative F. J. Concannon to ADT
General Sales Manager L. J. O’Brien, cap-
tioned, New Central Station, Nassau County,
Long Island City, N.Y., dated August 17, 1955

No. 159—Memorandum from ADT Vice President
J. A. MacDonald to ADT General Commercial
Manager A. E. Smith, captioned, Possible Estab-
lishment of Central Station at Jamaica, Long
Island, dated April 14, 1952.................

No. 160—Memorandum from ADT District Man-
agers to ADT General Managers, captioned,
Proposed New Central Station, San Fernando
Valley, dated July 26,1960..................

No. 161—Memorandum from ADT District Plant
Superintendent J. F. Burns to W. Hable, cap-
tioned, Proposed sub-divisions of existing Cen-
tral Stations-New York District, dated Decem-
PE BARN ERR ee eines.

No. 163—Memorandum from ADT Director of
Diversification & Expansion J. J. Stephens to
ADT Vice President A. E. Smith, captioned,
Sales Potential, Westchester County, New York,
dated December 20, 1957....................

No. 164—Memorandum from ADT Vice President
to ADT President Gaston, captioned, Charlotte,
North Carolina, dated July 6,1960...........

No. 167—Memorandum from ADT First Vice
President J. A. MacDonald to ADT Controller
C. G. Hicker, captioned, Rate Development,
dated July 12, 1956.

No. 168—Memorandum by “ADT Vice President
J. A. MacDonald, captioned, Rate Adjustment
1959, dated November 10, 1959..............

Original

2261

2264

2267

2268

1576

1578

1581

1583

1585

1587

1592

1594

1599

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’s Exuisits—Continued

No. 169—Memorandum from ADT First Vice
President J. A. MacDonald to ADT Vice Presi-
dent A. E. Smith, captioned, Minimum Basic
Annual Service Charges, dated December 22,
OUD isis ie as SR ee eee Men ss

No. 170—Memorandum from ADT President E.
Gaston to ADT First Vice President J. A. Mac-
Donald, captioned Rate Development, dated
Daly 1d, MAG chee 86 idk. PR EOEER

No. 171—Memorandum by Holmes President
H. C. Ward, entitled, Holmes Electric Protec-
tive Company of Philadelphia, Proposed 1957
Electric Protective Service Rate Revision, dated
February 18, 1957 (excerpts)................

No. 172—Memorandum by Holmes President
H. C. Ward, entitled, Revision of Electric Pro-
tective Service Rates Proposed for Adoption
for Mercantile and Residence Services, May 1,
1953, and for Financial Institution Service June
1, 1953, dated February 25, 1953.............

No. 173—Memorandum for File (unsigned) cap-
tioned, Projected Cash Resources and their Ap-
plication, Five year Period ending December 31,
DOOD ik. inte sis Cap ed WIA, AG eee etek

No. 174—Memorandum from ADT District Sales
Manager E. Turnbull to ADT General Sales
Manager L. J. O’Brien, captioned Sales Produc-
tion-Integrity of Service Charges, dated Sep-
tontben BF: BOOG .a'. céwiawh. das deasielie

Exhibit Volume III

No. 175—Contract Data Reports and Competition
Reports for Albany, New York (excerpts) ...
No. 176—Contract Data Reports for Atlanta,
Georgia (excerpts).................000000ee
No. 177—Contract Data Reports and Competition
Reports for Boston, Massachusetts (excerpts) . .
No. 178—Contract Data Reports for Buffalo, New
York (excerpts) .
No. 179—Contract Data Reports and Competition
Reports for Chicago, Illinois (excerpts)......
No. 180—Contract Data Reports and Competition
Reports tor Cincinnati, Ohio (excerpts). ....
No. 181—Contract Data Reports and Competition
Reports for Cleveland, Ohio (excerpts)......

Original

2302

2316

1608

1611

1612

1617

1619

1626

1629
1635
1642
1665
1677
1700
1716

xvi INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued

GovernMENT’s Exuisits---Continued Original = Print
No. 182—Contract Data Reports and Competition
Reports for Dallas, Texas (excerpts)......... 2445 1738
No. 183—Contract Data Reports and Competition
Reports for Dayton, Ohio (excerpts).... .... 2470 1755
No. 184—Contract Data Reports and Competition
Reports for Denver, Colorado (excerpts)...... 2486 1766
No. 185—Contract Data Reports and Competition
Reports for Detroit, Michigan (excerpts)..... 2500 1780
No. 186—Contract Data Reports and Competition
Reports for Houston, Texas (excerpts)....... 2515 1790

No. 187—Contract Data Reports and Competition

Reports for Indianapolis, Indiana (excerpts).. 2527 1801
No. 188—Contract Data Reports and Competition

Reports for Los Angeles, California (excerpts) 2551 1813
No. 189—Contract Data Reports for Louisville,

Kentucky (excerpts)...................... 2566 1823
No. 190—Contract Data Reports for Memphis,
Tennessee (excerpts)....................... 2576 1831

No. 191—Contract Data Reports and Competition

Reports for Milwaukee, Wisconsin (excerpts).. 2589 1839
No. 192—Contract Data Reports and Competition

Reports for Minneapolis, Minnesota (excerpts) 2619 1855
No. 193--Contract Data Reports and Competition

Reports for Newark, New Jersey (excerpts)... 2632 1864
No. 194—Contract Data Reports for New

Orleans, Louisiana (excerpts).......... 2644 1872
No. 195—Contract Data Reports and Competition

Reports for New York, New York (excerpts).. 2653 1879
No. 196—Contract Data Reports for Omaha, Ne-

braska (excerpts)......... ........ 2670 1895
No. 197—Contract Data Reports and Competition
Reports for Peoria, Illinois (excerpts)... .. 2678 1901

No. 198—Contract Data Reports and Competition
Reports for Philadelphia, Pennsylvania (ex-

a: 1 es ae KEE Eso CIN Sy ewes eT nh 2686 1906
No. 199—Contract Data Reports for Portland,
Oregon (excerpts).................. 2696 §=1915

No. 200—Contract Data Reports and Competition
Reports for San Francisco, California (ex-

eae. ities, uy hc cca Woe A» 2704 1922
No. 201—Contract Data Reports for Seattle,
Washington (exeerpts).............. 2710 1928
No. 202—Contract Data Reports and Competition
Reports for St. Louis, Missouri (excerpts) . 2720 1935

No. 203—Contract Data Reports and Competition
Reports for Washington, D. C. (excerpts)... 2731 1945

INDEX xvii

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GoveRNMENT’s ExuipiTs—Continued Original Print
No. 206—Report on ADT General Sales Meeting
April 6, 7 and 8, 1955, at the New York Athletic
Cea ia hk BES ORS Sis cto. Fai 2748 1961
No. 208—Memorandum from ADT Vice President
to ADT President E. Gaston, captioned, Service
Charges—Proposed Revision, dated November
DA: ROR eR Phin aris 2778 2003
No. 209—Memorandum for File by ADT Vice
President J. A. MacDonald, captioned, Rate
Development, dated November 17, 1955....... 2780 2006
No. 210—Memorandum for File by ADT Vice
President, J. A. MacDonald, captioned, Rate
Adjustments 1959, dated November 10, 1959.. 2784 2012
No. 212—Directive issued by ADT Vice President
A. E. Smith and Concurred in by ADT Presi-
dent E. Gaston to ADT District Sales Managers,
captioned, Delegation of Authority, with Sup-
plement, issued on July 1,1960.............. 2785 2013
No. 213—Memorandum from ADT President E.
Gaston to ADT General Sales Manager L. J.
O’Brien, captioned R. H. Macy, Paramus, N. J.,
dated December 29, 1955.................... 2791 2020
No. 214—Memorandum from ADT Sales Repre-
sentative D. M. Gates. to ADT Executive Ac-
counts Representative Alex Gaston, captioned,
McAlpin Company, Cincinnati, Ohio, dated
Be FE BO ec es iA EOE ARs o 2792 2021
No. 215—Memorandum from ADT Commercial
Superintendent J. B. Bodley to ADT General
Sales Manager A. E. Smith, captioned, Federal
Engineering Co., Inc., Washington, D. C., dated
November 14, 1952...................... 2793 2022
No. 216—Memorancam from ADT General Sales
Manager L. J. O’Brien to ADT District Sales
Manager W. J. Robinson, captioned, Competi-
tion, Fidelity Electronics Protective Service,
Pittsburgh, Pensylvania, dated March 14, 1961 2794 2023
No. 217—Memorandum from ADT District Sales
Manager E. J. Heisley to ADT General Sales
Manager L. J. O’Brien, captioned, National Pro-
tective Corporation, Baltimore, Maryland, dated
Cubaian Bis) TOR a HI RH 2795 2024
No. 218—Memorandum from ADT District Sales
Manager E. Turnbull to ADT General Sales
Manager L. J. O’Brien, captioned, Competi-
tion—Autocall and Automatic Alarm, Minne-
apolis, Minnesota, dated March 13, 1959 2796 2025

xviii

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’s ExHisits—Continued

No. 219—Memorandum from ADT District Sales
Manager J. D. Patton to ADT General Sales
Manager L. J. O’Brien, captioned, Competi-
tion—Fort Worth, dated December 22, 1958...

No. 220—Memorandum from ADT Sales Repre-
sentative R. W. Rice to ADT District Sales
Manager J. D. Patton, captioned, New District
Account—Letellier-Phillips Paper. Co., New
Orleans, La., dated January 14, 1960.........

No. 221—Memorandum from ADT District Sales
Manager E. J. Heisley to ADT Sales Repre-
sentative L, F. Lytle, captioned, Reliable Stores
Corp., Washington, D. C., dated November 22,
MOOG SA CSA et oiees.

No. 222—Comparative Summary of Percentages
of Minimum Basic Charges Secured at each
ADT central station in the United States for
the years 1957 through 1961.................

No. 223—Memorandum from ADT District Sales
Mausger A. 8. Jacks to ADT General Sales
Manager L. J. O’Brien, captioned, Competi-
tion—Dayton, Ohio, Liberal — ine,
dated August &, 10@1... .. 2. 66.5. eee.

No. 224—Memorandum from ADT Commercial
Superintendent J. B. re to ADT General
Commercial Manager A. E. Smith, captioned,
Federal Engineering Co., Washington, D.. C.,
dated Jane:0, 1008: 82. eee ce EE.

No. 225—Memorandum from ADT General Sales
Manager L. J. O’Brien to ADT District Saies
Manager J. K. Scott, captioned, York Profes-
sional Pharmacy, Los Angeles, California, dated
Sele Th MGs Rei as

No. -227—Memorandum from ADT District Sales
Manager E. J. Heisley to ADT General Sales
Manager L. J. O’Brien, captioned, Competition
(rumored) Philadelphia, Pennsylvania, dated
Cetebal: BRIO sis eciesiecien ens...

No. 228—ADT central station protection service
Contract Forms for Watchman’s Reporting and
Manual Fire Alarm Service, Automatic Fire
Alarm Service, Sprinkler Supervisory and
Waterflow Alarm Service and Burglary and
Ho!dup Protection Service.............

No. 229—Memorandum from ADT District Sales
Manager C. L. Chafee to ADT Vice President
A. E. Smith, captioned, Regional Sales Confer-
ences and District Sales Meeting 1955, dated
DN TI OO ores fective

Original

2799

2811

2813

2814

2815

2818

2033

2039

2041

2043

2047

INDEX xix

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GOVERNMENT'S Exuisits—Continued Original § Print
No. 230—Memorandum from ADT Controller
C. G. Eieker to ADT First Vice President J. A.
MacDonald, captioned, Tampa, Florida, dated
Bepteiaber 11, oo A 2823 2057
No. 231—Memorandum from ADT Vice President
J. A. MaeDonald to ADT Controller C. G.
Kicker, captioned, Advance Service Charge for
Sprinkler Supervisory and Waterflow Alarm
Services, dated August 5, 1953.............. 2828 2063
No. 232—Memorandum (unsigned) entitled,
Charges Proposed by Commercial Department
for all types of Sprinkler Supervisory and
Waterflow Alarm Service and Waterflow Only
Gervies: Cast: Gitee) os es ea ea Sees. 2829 2064
No. 233—Memorandum from ADT Controller
C. G. Eicker to ADT First Vice President J. A.
MacDonald, captioned, Rate Development, dated
Sab Wh TS: 2 SS RRS 2833 2069
No. 234—Memorandum from ADT Controller
C. G. Kicker to ADT First Vice President J. A.
MacDonald, captioned, Rate Development, dated
Bees BRR: oo ESCA AES: 2835 2070
No. 235—ADT Tabulation (unsigned) entitled,
Proposed Revision in Advance Service Charges
SAB REE RE. 2837 2074
No. 236—Annual Report of the Holmes Electric
Protective Company and Subsidiaries for the
your 100) (eneerpe) oo eS SS 2840 2075
No. 237—Memorandum from ADT Commercial
Superintendent E. O. Betscher to ADT General
Commercial Manager A. E. Smith, dated May
6 WE 3 NR OR ES aa 2845 2076
No. 238—Memorandum from ADT President E.
Gaston to ADT General Sales Manager R.
Brechbill, captioned, Owl Protective Company,
Long Island City, N.Y., dated November 7, 1962 2847 2079
No. 239—Memorandum for File by ADT Vice
President AES, captioned, Competition, Call’s
Police Signal Co., Chelsea, Massachusetts, dated
July 26, 1956 -........... OES ge ae 2080
No. 240—Memorandum from ADT General Sales
Manager L. J. O’Brien to ADT District Sales
Manager A. S. Jacks, captioned, Competition,
Buffalo, New York, dated September 8, 1959.. 2850 2082

xx INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GOVERNMENTS ExuisiTts—Continued Original Print
No. 241—Memorandum from ADT District Sales
Manager R. T. Warner to ADT General Sales
Manager L. J. O’Brien, captioned, Cole-Hersee
Company, South Boston, Massachusetts, dated
Dae GTN? 5. ce isi ese sks 2851 2082
No. 242—Memorandum from ADT Sales Repre-
sentative G. V. Roach to ADT Assistant to
General Sales Manager R. Brechbill, captioned,
Quality Wool Quilting Corp., Astoria, New
York, dated August 8, 1961................. 2853 2084
No. 243—Memorandum from ADT District Sales
Manager E. J. Heisley to ADT Special Repre-
sentative H. E. May, captioned, Bellevue Strat-
ford Hotel and Benjamin Franklin Hotel, Phila-
delphia, Pa., dated September 23, 1960........ 2854 2085
No. 244—Memorandum from ADT Sales Repre-
sentative R. F. Michiel, Sr., to ADT District
Sales Manager E. Turnbull, captioned, Request
for Competitive Quotation to Secure Agreement
for SS & WFA with a new Subscriber, Mil-
waukee Forge and Machine Company, dated
Jali GWM 5s, tts 26 os 2855 2086
No. 245—Memorandum from ADT District Sales
Manager R. T. Warner to ADT General Sales
Manager L. J. O’Brien, captioned, Raymond’s,
Inc., South Boston, Mass., dated August 9, 1958 2857 2088
No. 246—Memorandum from AFA Commercial
Representative J. J. Way to AFA Vice Presi-
dent L. W. Thomason, captioned, Morris Fish-
man & Sons, Ine., Philadelphia, Pa., dated No-
We TE ION oS OS ew 2859 2090
No. 247—Memorandum from ADT Special Repre-
sentative F. E. Miller to ADT District Sales
Manager E. Turnbull, captioned, Continental
Can Company, Milwaukee, Wisconsin, dated
Same Mi MOM coos 5 oe etn nis e0's 2860 2091
No. 248—Memorandum from ADT Sales Repre-
sentative A. A. Balestrino to ADT District Sales
Manager A. 8S. Jacks, captioned, Hyde Park
Lumber Co., Cincinnati, Ohio, dated July 28,
WO ei 82 eee wa geek Li 2862 2092
No. 250—Memorandum from ADT District Sales
Manager E. J. Heisley to ADT General Man-
ager L. J. O’Brien, captioned, Nationwide Safti
Brake Co., Falls Church, Virginia, dated April
Bi Rs soo Re es ce Fk eRe Ss 2863 2094
No. 251—Memorandum from ADT Sales Repre-
sentative C. J. Lawson to ADT Disirict Sales
Manager D. R. Hall, dated January 14, 1958.. 2865 2096

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’S ExHIBITs—Continued

No. 252—Memorandum from ADT First Vice
President J. A. MacDonald to ADT President
E. Gaston, captioned, Maleolm Goldstone, Owl
Protective Co., dated February 9, 1962........
No. 253—Memorandum from ADT District Sales
Manager J. K. Swanson to ADT General Sales
Manager L. J. O’Brien, captioned, Wright-
Bachman, Ine., Indianapolis, Indiana, dated
Goplembes 33, 2008 5. 2 Te
No. 254—Memorandum from ADT Sales Repre-
sentative W. J. King to ADT Special Repre-
sentative H. E. May, captioned, Phileo Dis-
tributors, Ine., Milwaukee, Wisconsin, dated
Weboumny 16, 3008 6 oe OS.
No. 255—Memorandum from ADT Sales Repre-
sentative B. W. Henke to ADT Executive Ac-
counts Representative F. J. Concannon, cap-
tioned, American Brass Company, Cleveland,
Ohio, dated April 19, 1956..................
No. 256—ADT General Instructions No. 77, en-
titled, Contract Procedures, issued July 11, 1960
No. 257—Memorandum from ADT Special Repre-
sentative J. R. Norris to ADT Commercial Su-
perintendent C. L. Chafee, captioned, National
Can Corp., Cleveland, Ohio, dated July 23, 1954
No. 258—Memorandum from ADT Sales Repre-
sentative S. J. Sievers to ADT Executive Ac-
counts Representative H. Schultz, captioned,
Foley’s, Houston, Texas, dated September 22,

No. 259—Memorandum from ADT Sales Repre-
sentative J. P. Dunn to ADT National Accounts
Representative F. J. Concannon, captioned,
Johns-Manville Corp., Los Angeles, California,
Gated Jens 16, OOO. ok eS eae.

No. 260—Letter from A. F. Greenwood of Gov-
ernment Employees Exchange, Inc., to D. R.
White, Albany Protective Service, Albany, New
York, dated August 7, 1961.................

Exhibit Volume IV

No. 261—Memorandum from ADT Manager,
Field Service Division, R. Brechbill to ADT
General Manager of Sales Production L. J.
O’Brien, captioned, Procter & Gamble Com-
pany, Cincinnati, Ohio, Cleveland District Na-
tional Account, dated September 1, 1955 __.

Original

2870

2872
2874

2878

2879

2880

2100

2101

2103

2110

2112

2113

2114

xxii INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GOvERNMENT’s Exuisits—Continued Original Print
No, 264—Memorandum from ADT Sales Repre-
sentative J. D. Patton to ADT Executive Ac-
counts Representative F. J. Concannon, cap-
tioned, Franklin’s, Dallas, Texas, dated Decem-
WR I he eis redeea ned ioc: 2884 2117
No. 265—Memorandum by ADT Vice President
A. E. Smith to File, captioned, Renewal Agree-
ment, R.K.O. Pictures, Los Angeles, California,
Gobet Set Te, We: i ee co 2885 2118
No. 266—Memorandum from ADT District Sales
Manager R. T. Warner to ADT General Sales
Manager L. J. O’Brien, captioned, The Van
Heusen Charles Co., Albany, New York, dated
Pens Wi OR oss os a ei 2886 2119
No. 267—Memorandum from ADT Special Repre-
sentative H. E. May to ADT Executive Ac-
counts Representative F. Concannon, captioned,
American Sugar Refining Company, Phila-
delphia, Pennsylvania, dated December 12, 1961 2887 2120
No. 268—Contract agreement for Alarm Engi-
neering Service of the Dayton Electronics
Alarm and Signal Co., 530 West Second Street,
TR i he BS i in Ree SE eS 2889 2121
No. 269—Memorandum from ADT Special Repre-
sentative H. E. May to ADT Executive Ac-
counts Representative F. J. Concannon, dated
January 18, 1960 (excerpts)................ 2891 2123
No. 270—Memorandum from ADT Special Repre-
sentative H. E. May to ADT Sales Representa-
tive F. Shadell, captioned, Swern & Company-
Lit Brothers, Trenton, dated January 5, 1962.. 2897 2124
No. 271—Memorandum from ADT District Sales
Manager E. J. Heisley to ADT General Sales
Maaager L. J. O’Brien, captioned, City Stores,
Ine., Philadelphia, Pa., dated January 19, 1960 2898 2125
No. 275—Memorandum from ADT District Sales
Manager L. M. De Shane to ADT General Sales
Manager L. J. O’Brien, captioned, Ralston
Purina Company, Various Locations, U.S.A.,
dated March 4, 1957....................... 2901 2128
No. 276—Annual Report of the American District
Telegraph Company for Fiscal Year 1953 (ex-
rn ORE Dally 7 Cena (7 Hee ens Se Py a 2903 2129

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’s Exuisits—Continued

No. 277—Letter from ADT Vice President J. A.
MacDonald to Grinnell Secretary and Counsel
R. T. Clapp, dated July 2,1953..............

No. 278—ADT General Circular No. 222, entitled,
Direct-Connected Fire and Burglar Alarm Ser-
vice, signed by ADT Vice President A. E.
Smith, dated April 27, 1955.................

No. 279—Memorandum from ADT General Com-
mercial Manager A. E. Smith to ADT Commer-
cial Superintendent C. L. Chafee, captioned,
Competition—Automatic Fire Alarm Systems,
Columbus, Ohio, dated March 9, 1953........

No. 280—Memorandum from ADT Assistant Di-
rector of Public Relations R. M. Bugbee to
ADT Director of Public Relations A. W. Sulli-
van, captioned, Proposed Ordinance—City of
Newark, dated December 20, 1962............

No. 281—Memorandum from ADT District Sales
Manager E. J. Heisley to ADT General Sales
Manager L. J. O’Brien, captioned, Competition,
Atlanta, Georgia, dated September 15, 1955...

No. 282—Memorandum from ADT Assistant
Commercial Superintendent, W. K. Francis to
ADT General Commercial Manager A. E.
Smith, captioned, Regional Conferences, June
4-6 and 18-20, 1953, Competition District No. 9,
dated June 9, 1953 (excerpts)...............

No. 283—Memorandum by Holmes Sales Man-
ager, C. K. Empringham to File, captioned,
Malcolm Goldstone, Central Office Alarm Com-
pany, dated April 5, 1962...................

No. 284—Letter from Holmes President H. C.
Ward to Grinnell Secretary and Counsel R. T.
Clapp, dated September 25, 1952............

No. 285—Memorandum from ADT General Com-
mercial Manager A. E. Smith to ADT Com-
mercial Superintendents, captioned, Proprietary
Systems, dated October 5, 1963 (excerpts)...

No. 286—ADT Pamphlet reporting on ADT Pro-
tection Service for 1960 (excerpts)..........

No. 287—Memorandum from ADT First Vice
President J. A. MacDonald to ADT President
E. Gaston, dated June 6, 1957...............

2918

2928

2934

2936

2135

2149

2153

2157

2159

2163

2164

2171

2173

2178

Xxiv INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’S ExnHisits—Continued Original Print
No. 288—Minutes of Meeting of the Burglary
Rating Committee of the National Bureau of
Casualty Underwriters, April 25, 26, 27,1950.. 2972 2181
No. 289—Letter from Holmes President H. C.
Ward to Grinnell Secretary & Counsel R. T.
Clapp, dated October 10, 1952............... 2974 862184
i. 291—ADT Leaflet entitled, Astute Business
Executives are Constantly Proving that it Pays
2 Ways to Protect Property Automatically,
Better Protection and Lower Cost........... 2977 =: 2187
No. 292—Memorandum from ADT Associate Di-
rector of Diversification & Expansion G. E.
Friedli to ADT Director of Diversification &
Expansion J. J. Stephens, captioned, San Jose
Peninsula Survey, dated November 28, 1956... 2973 2189
No. 294—Memorandum from ADT Commercial
Superintendent C. L. Chafee to ADT General
Commercial Manager A. E. Smith, captioned,
Competition—Cincinnati, Ohio, dated Septem-
We Ra sks ick esis eR i ee 2981 2191
No. 295—Memorandum from ADT President E.
Gaston to ADT Vice President A. E. Smith,
captioned San Diego, California, dated October
OE eS a I ee ss. 2982 2192
No. 296—ADT Acquisition Agreement of the
United Electric Service Company, New York,
New York, dated July 21, 1931 (excerpts).... 2983 2193
No. 297—ADT Acquisition Agreement of the
Acxiliary Fire Alarm & Telegraph Co., Phila-
delphia, Pennsylvania, dated March 26, 1930

CNM oid BE Wh SS. 2986 2194
No. 298—AFA central station protection Service
Cenieite Wie os oar ei re SS 2995 2199

No. 299—Memorandum from AFA Vice President

F. D. Chase to AFA President T. P. Drew, cap-

tioned, Competition, dated September 4, 1958.. 2998 2203
No. 300—Memorandum from ADT Sales Repre-

sentative J. J. Viscarde to ADT Assistant to

General Sales Manager J. B. Rodley, captioned,

Ivers-Lee, Newark, New Jersey, dated June 16,

POs eR a eas is 3000 ©2205
No. 302—Memorandum from ADT Government

and Special Sales Division Manager J. 0.

Maxey to ADT General Sales Manager L. J.

O’Brien, captioned, Competition, Owl Protec-

tive Company, New York, New York, dated

ST Se NOS 3 tee hin ish ee eRe ce ds 3001 2206

INDEX xXXV

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued

GovERNMENT’s Exuisits—Continued Original’ Print
No. 303—ADT Leaflet, entitled, Municipalities
Served by ADT Central Stations............ 3003 2208

No. 304—List of Approved Central Station Pro-.

tection Service Companies which were listed by

Underwriters Laboratories, Ine., on December

i asc ens ses gta ee ea phoresis 3007 2216
No. 305—Underwriters Laboratories, Inc. list of

approved central station protection companies

with the effective listing date................ 3011 2222
No. 306—Letter from A & P Transport, Inc.,

President E. G. Snow to Joseph Forman, Call’s

Police Signal Corporation, Chelsea, Massachu-

setts, dated July 9, 1950.................... 3018 2228
No. 307—Holmes central station protection ser-
vice contract forms......................525 3019 2229

No. 308—Stipulation No. 1, Stipulation as to the

authority of the documents offered into evidence

yy PR eS aS 3022 2235
No. 309—Stipulation No. 2, Stipulation as to the

volume of commerce across State and District

of Colsebia Tises. .. 205625.) WRK, 3058 2260
No. 310—Stipulation No. 3, Relative market posi-

tion of central station protection service com-

panies in Underwriters Laboratories, Inc., Cer-

tifieated central. station burglar alarm service.. 3062 2263
No. 311—Stipulation No. 4, Relative market posi-

tion of alarm companies in Underwriters Lab-

oratories, Ine., certificated local burglar alarm

SG oS ee eee 3064 2264
No. 312—Stipulation No. 5, Relative market posi-

tion of central station protection service com-

panies in the approved station protection service

business in the United States................ 3067 2266
No. 313—Designation of answers of the American

District Telegraph Company to interrogatories

propounded by Plaintiff (excerpts).......... 3082 2279
No. 314—Designation of answers of the Holmes

Electric Protective Company to interrogatories

propounded by Plaintiff..................... 3110 2301
No. 315—Designation of answers of the Auto-

matic Fire Alarm Company of Delaware to

interrogatories propounded by Plaintiff....... 3129 2318
No. 316—Designation of answers of the Grinnell

Corporation to interrogatories propounded by

PR 5 ES Pe 3149 2337
No. 317—Excerpts of deposition testimony of

George F. Allebach, Sr., Insurance Rating Bu-

reau of the District of Columbia............ 31.67 2353

xxvil
Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GoverNMENT’s Exuipits—Continued Original
No. 318—Excerpts of ae ae testimony of

No. sap Pent of deposition testimony of
James H. Bray, Alarm Signal Company of
Texas

No. 320—Excerpts of deposition testimony of
John D. —— Federal Engineering Com-
pany, Ine

No. 323—Excerpts of deposition testimony of
Eugene Curran, Robinson Protective Alarm
Company

No. 324—Excerpts of deposition testimony of
Clarence 8. Damon, Damon Alarm Corporation

No. 325—Excerpts of deposition testimony of
Clifford T. Davis, Protection Engineering Corp.

No. 326—Excerpts of deposition testimony of
James W. Flotron, Potter Electric Signal Co...

No. 328—Excerpts of deposition testimony of
Joseph Forman, Owl Protective Company, Gen-
eral Burglar Alarm Company

Exhibit Volume V

No. 329—Excerpts of deposition testimony of
Malcolm Goldstone, Central Office Alarm Com-

No. 330—Excerpts of deposition testimony of
Malcolm Goldstone, Owl Protective Company,
General Burglar Alarm Company

No. 331—Excerpts of deposition testimony of
Harold W. Gray, American Burglar Alarm Co.
(Pacific Extinguisher Co.)...................

No. 333—Excerpts of deposition testimony of
Sarah E. Jackson, Denver Burglar Alarm Com-

pany

No. 334—Excerpts of deposition testimony of
Edward J. Lavino, Sentinel Alarm Corporation

No. 336—Excerpts of deposition testimony of
Thomas M. Lewin, Automatic Alarm Corpora-
tion

No. 337—Excerpts of deposition ‘testimony of
Gerald J. Linder, American Fire Dispatch, Inc.

No. 338—Excerpts of deposition testimony of
Thomas L. Lugen, Fidelity Electronic Protective

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’s Exxisits—Continued Original Print
No. 339—Excerpts of deposition testimony of
James H. McDowell, Central Station Signals,
p RE eC e MES pre te re CN ee 4280 2897
No. 340—Excerpts of deposition testimony of :
Kenneth S. MecFarlan, Jr., Republic Alarm
CORNING 8 600 oan sae ee a eS 4341 2919
No. 341—Exeerpts of deposition testimony of
Peter J. Neumann, Albany Protective Service.. 4389 2933
No. 342—Excerpts of deposition testimony of
Ephraim B. Oberlander, Protection Alarms, Inc. 4414 2943
No. 343—Excerpts of deposition testimony of
Arthur T. Orner, Morse Signal Devices, Inc... 4461 2961
No. 345—Excerpts of deposition testimony of
Shelton Phillips, Potter Electric Signal Com-
pomp 00 Clee i ics Foes aK ied 4501 2974
No. 346—Excerpts of deposition testimony of
Donald D. Pillsbury, National Bureau of

Casualty Underwriters...................... 4527 2980
No. 347—Excerpts of deposition testimony of
Henry J. Poile, Kedzie-Kane Alarm Co....... 4558 3604

No. 348—Excerpts of deposition testimony of

Charles C. Porch, Factory Mutual Rating

Dera ss Sis i es ei es 8 4599 3019
No. 349—Excerpts of deposition testimony of
Walter W. Richardson, American Alarm Com-

QO UR F268 5 cd NLRC ea CRT aR ore
No. 351—Excerpts of deposition testimony of

James E. Rose, Michigan Still Alarm Co......
No. 352—Excerpts of deposition testimony of

George W. Saunders, Underwriters Laboratories 4730 3069
No. 355—-Excerpts of deposition testimony of

George A. Smith, Smith Detective Agency &

Nightwatch Service......................5.. 4755 3079
No. 356—Excerpts of deposition testimony of
Maurice G. Sondock, MeCane-Sondock Detective

IE i SSG AY es BUR OS * Ge
No. 357—Excerpts of deposition testimony of

Sidney Stackler, Central Wateh Service.......
No. 358—Excerpts of deposition testimony of

Lee C. Underdown, Central Alarm Company.. 4924 3152
No. 359—Excerpts of deposition testimony of

Lyle and Joe Underdown, Central Alarm Com-

PON he OE en ew SE Ae oe 4934 3159
No. 360—Excerpts of deposition testimony of
Alex Venners, Federal Engineering Compariy,

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
GovERNMENT’s Exuipits—Continued

INDEX

No. 361—Excerpts of deposition testimony of
Ira E. Warlick, Reliance Protective, Inc.......
No. 362—Excerpts of deposition testimony of
Morris F. Weinstock, Morse Signal Devices of
I HL AA PENTECOST
No. 363—Excerpts of deposition testimony of
Samuel G. Wight, Central Alarm Company,
BF RRE RA re ye AUT UTR ay

DEFENDANTS’ EXHIBITS

A—Schedule of Defendant alarm companies pro-
posed objections to plaintiff’s documents—For
MIME a Sec dca blr ievsceckecdeucey

B—Defendant Grinnell objections to Government
documents—For identification................

E-1—Minimum basic service charges effective Jan-
MN es See aie a Whe Races ss a des ewe

E-2—Minimum basic advance service ae
effective April 1, 1962.. ie

F—Form 701 dated August CeO Se

_G—Form 400 dated February 1963...

H-1—Summary in tabular form of contents. of
Exhibit H—Vocational Listing of Subscribers

Exhibit Volume VI

I—Letter from L. J. O’Brien to C. L. Chafee,
dated September 12, 1955 re: Procter & Gamble
Company, Cincinnati, Ohio..................

F—68-80—Twelve tabulated exhibits and one list
of book cities dated October 1, 1962 admitted at
completion of testimony of Edward Gaston ...

J—Summary statement of local alarm accounts in
five cities, based on Form 400................

K—List of city of Everett, Massachusetts master

L—List of city of Lynn, Massachusetts Police
Department connections, (acting Chief George
W. Donnelly), dated June 16, 1964..........

M—List of Everett, Massachusetts Police Station
connections (Bradford V. Elliott, Chief of
Police), dated June 16, 1964................

N—List of master boxes and heat detection con-
nections, Braintree, Massachusetts, Fire Depart-
ment Headquarters. ........................

O—List of Braintree, Massachusetts, Police De-

partment connections.......................

Original

4984

5004

5077

3242

3632

3633

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derenpants’ Exnisirs—Continued

P—List of auxiliary connections in the Fire De-
partment, Lynn City, Massachusetts..........
Q—List of Weymouth Fire Department direct
connected and auxiliary alarm connections... .
R—List of Brockton Municipal connections, dated
December 81, 1068. ...........0cc cscs tee
S—List of Boston Municipal connections, dated
Sana Ti DOO |. i: das i ode geen.
T—List of Salem Municipal connections, dated
Soamasd GTA | ik. 8 SOAs cea aces
U—List of U.S. Government contracts (not se-
curity classified), December 31, 1963.........
V—Area list of Government installations, Conti-
nental United States, January 1, 1964........
W(a)—List of ADT central station SS&WF sub-
seribers in Natick, Needham and Newton, Massa-
enete oR R OR Rea ee Widde sles

, tective signalling service....................
Z-3—ADT contract form for central station bur-
glary and holdup protestion service..........
Z-4—ADT contract form for direct connected ser-
WO gods GeO cases . dake TRE owes
Z-5—ADT contract form for local alarm service. .
K-1—ADT contract form for local alarm service
(customer owned system)...................
L-1—List of representative installations made by
ADT using systems and equipment made by
CNN si a at ORR i eS
M-1—List of representative systems installed by
others, and sold outright to subscriber, where
ADT was called in to restore service, and/or to
provide a central station connection..........
U-1—Letter from Stanley N. Barnes, Assistant
Attorney General, Antitrust Division to Frank
A. Fritz, dated July 14, 1955................
V-1—Statement of (ADT) Company’s Revenues,
gross and net balance sheet assets and indicated
ratios, 1950. to 1063... ......... cece ee eee
W-1—Ratio of net earnings to gross assets, net
assets and net worth (ADT), 1947 to 1963....
X-1—Commercial Circular No. 197, supplement
No. 21, dated July 25, 1960, from L. J. O’Brien
regarding outright sales prices marked “Confi-
CP oF Bis CREB Sea

Original

5561

3685

3686

3687

3688

3689

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derenpants’ Exnipits—Continued

Y-1—List of offices showing annual and advance
service charges secured in excess of minimum
basie rates, 1957 to 1962....................

Z-1—Letter from L. J. O’Brien to J. A. Mae-
Donald, dated August 16, 1960 re Pricing Policy
Memorandum from ADT Special Representa-
tive J. R. Norris to ADT Commercial Superin-
tendent C. L. Chafee, captioned National Can
Corp., Cleveland, Ohio, dated July 23, 1954
(copy) (omitted in printing)................

LL—Price Waterhouse & Company letter dated
May 27, 1964 to The Board of Directors of ADT
with Appendices A, B&C..................

MM(1-20)—Table of detailed financial data on a
city-to-city basis regarding divestiture........

NN—Statement of revenue and expenses—1963,
New Orleans central station (ADT)..........

OO—Statement of revenue and expenses—1963,
Richmond central station (ADT)............

PP—Summary of ADT deficit offices in 1963. ...

QQ—Analysis of advance service charges, city by
Gy; SO BAT Es

RR—List of advance service charges amortized on
a city-to-city basis. Detail of Reply to Govern-
ment Interrogatory No. 17..................

SS—Memorandum of J. A. MacDonald dated June
17, 1952 regarding discussions with Grinnell
Corporation on June 16, 1952...............

UU—ADT Board of Directors minutes of June
11, 1952 (exeerpts).....................4...

VV—Excerpts of ADT Board of Directors min-
wees for Jails 0, 1008: 2. ei ei.

WW-—Arthur D. Little, Ine. report on U.S. Mar-
ket for electric protection services, 1961 to 1962

WW-1—Biographical summaries of Messrs. Gott-
lieb, Frankel & Peters......................

Exhibit Volume VII

XX—Interview guide used in conjunction with
Arthur D. Little, Inc. survey................
YY—Two Sanborn maps of Dubuque, Iowa... .
ZZ—Interviewer’s materials relating to survey of
of Dubuque, Iowa—Anudit & Surveys, Inc.,
Forms 1, 2, 3, 4 & 5, Job #1232...........
AB—Q4 by Q23, amount of square feet oecupied—
this tabulation is related to Exhibit ZZ. Job
EE ce Un ccle Rie «Rie eens weed Te ba

5809
5813

5815

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Devenpants’ Exxisits—Continued

AC—Q4 by Q24, number of employees—this tabu-

lation is related to Exhibit ZZ. Job #1232...
AD—Q4 by type of business establishment, types

of establisbments—this tabulation is related to

Exhibit ZZ. Job #12382....................
AE—Letters from L. J. O’Brien to District Sales
Managers, dated April 4, 1956; December 2,

1957; August 7, 1959; August 29, 1960; Novem-

ber 23, 1960; re Form 701..................
AF—General Services Administration correspond-

ence from September 20, 1962 to January 2,

C-1—C-5—Defendant Alarm Companies objec-
tions to plaintiff’s designations of deposition
COMED 55080 oie CAEP

DgvenpDaNnt GRINNELL CORPORATION’S EXHIBITS

J-2—1950 Annual Report of the Grinnell Corpo-
ee eee retains Pe ra Peer or
J-5—1953 Annual Report of the Grinnell Corpo-
WE COV TSR l eT AERC can now kta

CO BO i RIN LA aS Oc eae

outs Th, BONE 8 02 EBA SS
J-43—Agreement dated February 28, 1949 be-
tween Grinnell Corp. end Marine Midland Trust
Ce. OF ae TO RE EES...
J-44—Minutes of the Executive Committee of the
Board of Directors, Grinnell Corp., March 23,
TOP CONNOR) SS i Pee"
J-45-—Letter from W. G. Hampton, Assistant Vice
President, New York Telephone Co. to J. D.
Fleming, President Grinnell Corp., dated Feb-
CE Gy PO eos ea NeS as ea Lao
Income statements of Holmes Electric Protee-
tive Company for the years 1921-1949........
J-47—Agreement dated April 14, 1950 between
New York Telephone Co. and Grinnell Corp...
J-48—Closing Memorandum (undated) ........
J-49—Letter from W. J. Klickhauf, Apple-Cole
Co., to J. D. Fleming, dated May 4, 1953 _..
J-50—Agreement dated June 16, 1953 between
Western Union Telegraph Co. and Grinnell
Corp. with Exhibits A-E..............
J-51—Loan Agreement, dated July 27, 1953 be-
tween Grinnell Corp. and the Equitable Life
Assurance Society (excerpts)................

6001

6002

4110

4111

4113

4114

4117

4120
4158

4163

4164

4199

xxxii INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
DEFENDANT GRINNELL CorPoRATION’S ExHisrts—Con-
tinued Original
J-52—Letter from rr ee & N. Barnes, Assistant
Attorney General to J. D. Fleming, dated June

J-53-—Letter from Roger T. Clapp to W. D. Gail-
lard, Jr., Milbank, Tweed, Hope & Hadley,
dated July 2, 1953

J-54—Letter from Roger T. Clapp to M. J.
Bloomer, Jr., Wickes, Riddell, Bloomer, Jacobi
& McGuire, dated July 2, 1953

J-55--Letter from Stanley N. Barnes, Assistant
Attorney General to Frank A. Fritz, dated July

J-5f—Letter from Frank A. Fritz to Ephraim
Jacobs, Department of Justice, Antitrust Divi-
sion, dated July 13, 1953

J-59—Memo dated July 24, 1950 from Roger T.
Clapp to Department Managers, Fire Protection
Division

J-60—Memo dated June 10, 1963 from Roger T.
Clapp to Department Managers, Fire Protection
Division

J-62—Memo dated February 20, 1954 from O. L.
Swats, Manager, Fire Protection Division to
Department Managers, Contracting Engineers,

J-65—Memo dated April 21, 1950 from H. C.

Ward to All Holmes Employees ........... 6066 4216
J-66—Letter from J. A. MacDonald to Roger T.

Clapp dated June 24,1953.................. 6068 4218
J-69—Memorandum of Material for Discussion

with Messrs. Gaston and MacDonald on June 16 6070 4219
J-70—Letter from Bleakley, Platt, et al. to the

Equitable Life Assurance Society, dated July

BN hen A ae Shes IRS 6076 4226
J-74—Minutes of a special meeting of the Board

of Directors of the Grinnell Corporation dated

pe ERE er eee ee ee 6077 4227
J-75—Statement showing “1928-1937 Earnings
Data”—Grinnell Corporation................ 6079 4229

J-75(1)—General Fire Extinguisher Co.—Report

of the Treasurer To The Board of Directors for

Twelve Months Ended December 31, 1928 ae

CN ak. RE Ota EONS hs 6080 4230
J-75(2)—Ended December 31, 1929 (excerpts). 6087 4238
J-75(3)—Ended December 31, 1930 (excerpts). 6094 4246
J-75(4)—Ended December 31, 1931 (excerpts).. 6101 4254

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
DEFENDANT GRINNELL CorPoRATION’sS Exuisits—Con-
tinued

J-75(5)—Ended Deeember 31, 1932 (excerpts) . .
J-75(6)—-Ended December 31, 1933 (excerpts) . .
J-75(7)—Ended December 31, 1934 (excerpts). .
J-75(8)-——Ended December 31, 1935 (excerpts). .
J-75(9)—Ended December 31, 1936 (excerpts). .

J-75(10)—Ended December 31, 1937 (excerpts) .

J-76—Plaintiff’s Answers to Certain Interroga-
tories of Alarm Company Defendants........
Appendix A—Letter from Stanley N. Barnes,
Assistant Attorney General to Frank A. Fritz,
dated July 23, 1953 (copy) (omitted in print-
EEE Ue Laer yn ta ora © aime Pans Be ge) gre
Appendix B—Letter from Stanley N. Barnes,
Assistant Attorney General to J. D. Fleming,
dated June 29, 1953 (copy) (omitted in print-
DOR) cininidin dv shdes Pid eweNeehe + ISIC Sab eee
Appendix C—Letter from Frank A. Fritz to
Ephraim Jacobs, Department of Justice, Anti-
trust Division, dated July 13, 1953 (copy)
(omitted in printing).......................
J-77—Balance sheet and income statements of
AFA as of June 30, 1948..................

Derenpant ADT’s Exursirs

A9—Memo dated December 15, 1952 from J. L.
Hardesty to H. R. Eakin, Plant Superintendent,
captioned Competition—W ashi m, D.C.....
—Memo dated December 22, 1952 from J. B.
Bodley to A. E. Smith captioned “Federal En-

A13—Memo dated September 29, 1953 from A. E.
Smith to J. A. MacDonald captioned Westches-
ter County
—Memo dated September 14, 1951 from W. J.
Doyle, Commercial Superintendent, to A. E.
Smith, captioned Modified Central Station Bur-

A31—Letter dated March 23, 1959 from Jamie
Bray, Alarm Signal Company of Texas to
ae Be CI shi es eo ih i 8 aS
A36—Handwritten letter dated June 2, 1962 from
T. E. Smith to Mr. Haberman captioned Com-
petition, San Antonio, Texas—Texas Industrial

6201

4318

4318

4331

XXxiv INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derenpant ADT’s Exuisirs—Continued Original

A37—Letter dated October 18, 1955 from J. K.

Seott to A. S. Cook, Manager, captioned River-

side Protective Association, Houston 9, Texas. .

A38—Letter dated October 1, 1959 from R. F.

Ethridge to R. T. Warner, captioned The
Polaroid Company, Dallas, Texas

A39—Letter dated June 22, 1959 from 8S. W.

Christian to J. B. Rustic, captioned Competi-

A40—Letter dated March 15, 1960 from J. D.
Patton to L. J. O’Brien, captioned Competition
A4i—Letter dated December 11, 1956 from C. A.
Southard to J. K. Scott, captioned Scobey Fire-
proof Storage Company, San Antonio, Texas. .
A47—Memo dated November 2, 1959 from J. B.
Bodley to E. J. Heisley, captioned Competitive

A49—Memo dated November 20, 1962 from Jake
Kowalyk to W. J. Robinson, captioned Compe-
tition—Pittsburgh

A51—Memo dated March 12, 1956 from W. J.
Dahl to L. J. O’Brien captioned Boeing Air-
plane Company, Seattle, Washington, Conver-

A52—Letter dated March 14, 1956 from T. I.
Young to W. J. Dahl, re: Boeing Airplane
Company, Seattle, Washington, Conversion. .. .

A53—Memo dated January 30, 1956 from J. J.
Stephens to J. A. MacDonald, captioned Direct
Connected Services, Competition and Compen-
sation

A54—Memo dated February 15, 1956 from R. M.
Bugbee to A. W. Sullivan, captioned Gamewell

A55—Memo dated October 10, 1955 from A. W.
Sullivan to L. J. O’Brien, captioned Competi-

A57—Memo dated July 30, 1955 from R. V.
Haight to H. B. Schultz

A6i—Letter dated January 4, 1954 from E. J.
Heisly to A. E. Smith, re: Wurzburg Bros.,
Memphis, Tenn. (Factory Mutuals) __. 6232

A62—Memo dated September 24, 1953 from J.
Heath, Jr., to E. B. White, re Les Angeles and
Salt Lake ‘Railways, Los Angeles 23, California 6233

INDEX xxxXV

Record from the United States Distriet Court for the Dis-
trict of Rhode Island—Continued
Derenpant ADT’s Exuisrtrs—Continued Original Print
A63—Memo dated March 20, 1953 from W. B.
O’Hara to D. E. Kloster, re: Erie Resistor
Cam, Male, Bae). Fs tetas os GES. 6234 435%
A64—Memo dated February 12, 1953 trom O. T.
Blank to F, J. Concannon, re: Benjamin Moore
Co., Denver, Colorado...................... 6235 4356
A66—Memo dated March 6, 1952 from E. A.
Rogers, Jr. to A. S. Cook, re: Competition,
Wild & Stevens, Inc., Needham Street, Newton-
Ville; ee Se STS BASRA aia 6236 4357
A67—Memo dated October 2, 1952 from N. Slavin
to A. 8S. Cook, re: Hotels Statler Company,
Hartford, Connecticut....................... 6237 4359
A68—Memo dated April 7, 1952 from D. R. Hall
to A. 8. Cook, re: Ford Motor Company,
Natick, Mass.—Compulsory Tour Service..... 6238 4359
A70—Memo dated January 18, 1952 from D. R.
Hall to W. R. Boos, re: Ford Motor Company,
Edgewater, New Jersey...................... 6239 4361
A71—Memo dated September 5, 1951 from E. J.
Heisley to A. E. Smith, re: Union Bag and
Paper Company, Savannah, Georgia......... 6240 4362
A77—Memo dated August 11, 1955 from J. B.
Bodley to L. J. O’Brien captioned Competi-
tion—Richmond, Virginia................... 6241 4363
—Memo dated August 8, 1955 from R. O. Beck-
ham to J. B. Bodley entitled Competition—
Wisma Ve eee A 6242 4364
A78—Memo dated June 1, 1953 from T. J. Yocom
to E. B. White entitled Competition Report... 6244 4365
A79—Memo dated July 1, 1959 from Ray Brech-
bill to Lyle Straus entitled Competition—Fort
WN ASS PRETO i 6246 4366
A82—Memo dated March 18, 1955 from W. J.
Doyle to J. A. Webb, re: The Jamison Plastic —
Corporation, North Bellmore, Long Island, N.Y. 6245 4367
A84—Memo dated October 10, 1952 from G. J.
Simon to John Hannon entitled Beth Israel
Hospital, New York City.................. 6247 4368
A85—Memo dated December 9, 1952 from W. J.
Doyle to C. S. Hammergren re: Beth Israel
Hospital, New York, N.Y. pe 6248 4369
A86—Memo dated April 8, 1957 from. Ww. R. ‘Boos
to W. J. Doyle re: Duro-Test Corp., Secaucus,
ANNES Fe euy sac e cys Co LUeCR Ree y ces 6249 4370

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derenpant ADT’s Exuisirs—Continued

A89—Memo dated July 29, 1958 from C. H. San-
ders to W. J. Doyle re: Globe Products Co.,
Inc., Webro Road, Clifton, New Jersey.......

A95—Memo dated August 6, 1951 from A. E.
Smith to John Hannon captioned Auxiliary
Fire Alarm Service, Trenton, New Jersey... .

A98—Memo dated January 5, 1952 from M. E.
Hubert to W. W. Dooley, captioned First Na-
tional Bank, Omaha, Nebraska..............

B8—Memo dated March 21, 1961 from A. S. Jacks
to L. J. O’Brien capticued Competition, Erie,
Pennsylvania ..... le SUEAGH Coe voneak ad ce

B9—Memo dated November 21, 1960 from J. J.
Caffrey to L. J. (* Srien captioned Competitive
BMS © G5 Sib AAG. Fe tea te ao

Bli—Memo dated May 19, 1959 from R. J. Del-
linger to A. 8S. Jacks re: Gamewell Competi-
tion—Erie, Pennsylvania....................

B12—Memo dated March 7, 1959 from R. J. Del-
linger to A. S. Jacks re: Gamewell Company. .

B13—Memo dated May 17, 1959 from R. M. Bug-
bee to A. S. Jacks re: Gamewell Competition—
Erie, Pennsylvania ...... Gi POCE oP CRN

B17—Memo dated May 5, 1958 from F. T. Turner

_to J. B. Rustic captioned “Auxiliary Fire Alarm
Systems—City of Pittsburgh, Pennsylvania”. . .

B18—Memo dated April 11, 1958 from R. T. War-
ner to L. J. O’Brien captioned “Olin Mathieson
Chemical Corp., New Haven, Conn.”..........

B19—Memo dated March 28, 1958 from W. J.
Dahl to A. W. Sullivan captioned Competi-
tion—Fire Alarm Service, City of Portland,
Oregon, Auxiliary Fire Alarm Systems con-
nected to Municipal Cireuits................

B20—Memo dated March 25, 1958 from H. E.
Peters to A. 8. Jacks captioned Competition. .

B21—Memo dated October 15, 1957 from “District
Sales Manager” (RTW) to L. J. O’Brien, cap-
tioned Insurance Relations—FIA and FM....

B24—Memo dated June 7, 1956 from G. B. Fos-
mire to C. L. Chafee, captioned Competition—
SS MRS Si ei a cos hey AP ny oa a5

B30—Memo dated September 24, 1954 from D. M.
Gates te C. I. Chafee... soe). coe.

Original

6250

6252

6264

6266

6269

INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—C ntinued

Derenpant ADT’s Exassits—Continued

B33—Memo dated September 15, 1954 from J. A.
MacDonald to A. W. Sullivan entitled Notifier

Mfgs.

B34—Memo dated September 10, 1954 from L. J.
O’Brien to J. A. MacDonald re Competition—
Notifier Alarm Co.—Spurling Automatie Fire

B38—Memo dated August 30, 1954 from R. L.
Hopf to C. L. Chafee re Competition—Spurling
O Wetiller i... obits ASAE

B40—Memo dated June 8, 1954 from Oper. Supt.
(DHB) to J. B. Rustic, re Competition—Lin-
then; ON 5.6. SOB RE Ca AES

B92—Memo dated September 18, 1952 from R. M.
Bugbee to A. E. Smith, re Atmo Competition—

B94—Letter from “Koos Bros.” signed by George
O. Klemp to B. W. Fox, Anchor Motor Freight-
New York Corp., Linden, New Jersey, dated
Hemp BE, NOG iio i ees

B95—Memo dated September 24, 1952 from A. F.
Clunan to W. J. Doyle, re Competition—Atmo,
Linden Investment Co., Linden, New Jersey...

Cl—Memo dated May 14, 1951 from R. M. Bug-
bee to A. S. Cook re Atmo Competition, New
Haven, Connecticut.............0..00-24.4--

C3—Memo dated July 22, 1957 from J. B. Bodley
to O. E. Betscher, captioned M. H. Connell As-
sociates, Miami, Florida.....................

C4—Memo dated July 27, 1962 from C. C. Ras-
mussen, Jr. to W. J. Robinson, re “United
States v. Grinnell Corp. et al.”..............

C8—Memo dated July 11, 1952 from R. M. Pinio
to B. H. Sofge re Ace Burglar Alarm Company,
Hartford, Connecticut ......................

C10—Memo dated July 7, 1952 from K. E. Berrett
to R. M. Pineo, re Ace Burglar Alarm Com-
pany, Hartford, Connecticut.................

C13—Memo dated July 1, 1960 from D. H. Bar-
nett to L. J. O’Brien re “Proposed Councilmen’s
Bill, Denver, Colorado”.....................

C14—Memo dated November 29, 1954 from “Vice
President” to L. J. O’Brien re Denver Ordinance

C15—Copy of Ordinance allowing Denver Banks
to install direct connect alarms, Series of 1954

Original

6278

6293
6296
6298

E

.

68 8 € 2 8 8

XXXViii INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derenpant ADT’s Exuisits—Continued

C21—Memo dated December 18, 1952 from W. K.
Francis to E. B. White re Competition—Tele-
Fire of California, Pasadena, California......

C22—Memo dated April 17, 1953 from J. Heath,
Jr. to E. B. White re competition—Fullerton
Mutual Orange Ass’n., Inc., Fullerton, Cali-
SEARS RR Gp ie GR oe ae eae

C26—Memo dated April 11, 1958 from W. K.
Francis to L. J. O’Brien, entitled Competition—
Sacramento, California......................

C31—Memo dated August 28, 1962 from W. J.
Kupper to Ray Brechbill, re District #13—
Sales Integrity and Competition.............

C32—Memo dated June 16, 1954 from W. K.
Francis to E. B. White re Sears, Roebuck &
Company, Tucson, Arizona..................

C33—Memo dated April 29, 1957 from J. A. Mac-
Donald to J. B. Rustic, re Competition—Spur-
ling Fire Alarm & Indicator Co., Louisville,
REE I ePIC Oe

C34—Memo dated December 21, 1956 from W. J.
O’Meara to E. 0. Betscher, re Yellowstone Dis-
tillery, Ine., Shively, Kentucky..............

C35—Memo dated November 30, 1956 from E. O.
Betscher to L. J. O’Brien, re Competition—
Spurling Fire Alarm & Indicator Company,
Louisville, Kentucky........................

C36—Memo dated September 12, 1956 from J. B.
Bodley to E. O. Betscher, re Competition—
Spurling Fire Alarm & Indicator Company,
Louisville, Kentucky........................

C40—Memo dated September 7, 1955 from A. A.
Balestrino to C. C. Chafee re Competition—
CONE a iio bs ik a Sk kw wees ok.

C41—Memo dated September 10, 1954 from R. L.
Hopf to C. L. Chafee re Competition—Direct
Connect to Fire Tower......................
Agreement between the City of Cincinnati and
Spurling granting direct connect permission,
dated August 6,1954..................

C42—Memo dated September 17, 1953 from E. J.
Heisley to A. W. Sullivan, re Auxiliary & Direct
Connect Competition, Charleston, South Caro-
Ne ee ier ick. Sah Vids ke WEE Ca es E45 9s

C49—Memo dated March 4, 1960 from D. R. Hall

to R. T. Warner, re GMC, New Departure Divi-

sion, Bristol, Connecticut....................

Original

6301

6319

6321

6323

6324

6325

6326

4422

4423

4439

INDEX xxxix

Record from ‘he United States District Court for the Dis-
triet of Rhoae Island—Continued

Devenpant ADT’s Exuisits—Continued Original = Print
C53—Memo dated May 6, 1958 from R. G. Dodd
to L. M. DeSchane re: Mid-West Conveyor

Company, Inc., Kansas City, Kans........... 6329 4449
C55—Memo dated April 4, 1958 from R. G. Dodd

oo Ei BE en iS 6331 4451

C59—Memo dated March 14, 1957 from L. M.

DeSchane to L. J. O’Brien re: Competition—

Omaha and Lincoln, Nebraska............... 6332 4452
C60—Memo dated February 11, 1957 from H. E.

Elster to D. H. Barnett re: Competition—

Omaha, Notifier and Dictograph Corp........ 6333 4453
C61—Memo dated January 9, 1957 from Ray

Brechbill to E. Turnbull captioned Competi-

tion—Oshkosh, Wisconsin................... 6336 4456
C66—Memo dated May 27, 1955 from “E.0.B.”

to L. J. O’Brien captioned Banks, Direct Con-

moet Pubes Fi I Cis 6337 4457
C67—Memo dated May 23, 1955 from “District

Operating Superintendent” to J. B. Rustic cap-

tioned B. A. System By Diebold, Inc., Canton,

Che 3058 ER. BG BISEG 6338 4458

—Newspaper clipping describing the ultrasonic

device used by Diebold in local and direct con-

nect vault alarm service..................... 6339 4459
C76—Memo dated August 13, 1954 from R. L.
Beckwith to D. R. Hall..................... 6340 4460

C81—Memo dated November 11, 1953 from L. J.

O’Brien to E. P. Hagan re Competition—Die-

bold, Police Headquarters, Milwaukee, Wiscon-

WN i CEE PIR SE VASE i en Pee 6341 4461
C87—Memo dated January 5, 1952 from M. E.

Hubert to Mr. Dooley, Re: First National Bank,

Gabe, Webeite 6 oR es 6343 4463
C89—Memo dated January 13, 1958 from R. A.

Bewes to R. T. Warner, Re: State of New York

Executive Department, Division of Military and

Naval Affairs, Albany, N.Y.................. 6344 4464
C91—Memo dated June 27, 1962 from W. K.

Francis to Ray Brechbill, Re: Golden Gateway,

Redevelopment Project, San Francisev, Cali-

en i. eS BEE eS TES FRE 6346 4466
C97—Memo dated February 27, 1957 from D. R.

Hall to L. J. O’Brien, Re: Proprietary Systems,

GMC, Chevrolet Division, Ford Motor Company,

Chrysler Motors Corporation................ 6347 4467

INDEX

xl
Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derenpant ADT’s Exuisrrs—Continued Original Print
D1—Memo dated August 19, 1952 from Commer-
cial Superintendent to A. E. Smith re Aero

Dll—Memo dated December 7, 1962 from W. A.
Clark to W. C. Marin re The John Shillito Co.,

Cineinnati,
D15—Memo dated August 1, 1961 from F. J.

Coneannon to L. J. O’Brien captioned Julius

Kessler Distilling Company, Calvert Distilling

Company, Jeffersonville, Indiana (Louisville).. 6352 4472
D18-1—Memo dated February 2, 1961 from R. L.

Beckwith to J. K. Swanson re: Jacobsen’s,

Jackson, Michigan......................45.. 6354 4474
D18-2—Memo dated December 26, 1960 from Ray

Brechbill to L. J..O’Brien re: American Hard

Rubber Company, Akron, Ohio.............. 6356 4476
D20—Memo dated August 31, 1960 from L. J.

O’Brien to District Sales Managers and Repre-

sentatives, captioned Competition—Minneapolis-

WINE. 8 ie PORN BA ia ih. 6357 4477
D21—Memo dated January 20, 1959 from M. H.

A. Lindsay to J. A. MacDonald captioned Min-

neapolis-Honeywell Regulator Co., Minneapolis,

Minnesota

D22—Memo dated August 16, 1960 from N. R.

Brady to J. B. Bodley re Travelers Broadcast

House, Hartford, Conn...................... 6361 4482
D24—Memo dated July 8, 1960 from J. B. Bodley

to all ADT executive officers, re “Competition—

Minneapolis-Honeywell Company” ........... 6362 4484
D26—Memo dated April 29, 1960 from A. 8.

Jacks to H. B. Schultz re Tri-County Shopping

Center—Shillito’s, Federated Department Store 6364 4486
D27—Memo dated February 3, 1960 from M. H.

A. Lindsay to J. A. MacDonald re Minneapolis

Honeywell Regulator Company and Competi-

Se Os NE kas 6 er eh ins. 6365 4487
D28—Competition Report—November 20, 1962—

West Orange, New Jersey. Job lost to Kidde

ME SEE AGE FERRI: OSE ES 6368 4491
D30—Memo dated August 9, 1961 from M. H. A.

Lindsay to L. J. O’Brien re New CIA Head-

quarters, Washington, D. C, area............ 6369 4493
D32—Memo dated June 13, 1960 from A. Gaston

to L. J. O’Brien re L. Bamberger & Company,

Wem; Bae POM i or A ie. 6370 4494

E

INDEX

Record from the United States Distriet Court for the Dis-
trict of Rhode Island—Continued
Derenpant ADT’s Exuisitrs—Continued ’ Original
D33—Memo dated January 26, 1960 from F. D.
Shadell to W. J. Doyle re Competition........ 6371
D36—Memo dated January 31, 1956 from J. R.
Hough to E. O. Betscher re Spurling and Kidde,
Minusl, Phebe 6 656 REI 3 6373
D40—Memo dated January 14, 1954 from A. W.
Sullivan to A. E. Smith captioned Atmo Com-
ON Bo A ERIE TS 6375
D41—Memo dated April 2, 1953 from “General
Superintendent” to R. M. Pineo captioned Atmo
Fire Alarm Company, Bridgeport, Conn....:.. 6376
D42—Memo dated May 27, 1953 from R. M. Bug-
bee to A. E. Smith captioned Atmo Competi-
tion—New Haven, Conn..................... 6377
D45—Memo dated October 22, 1952 from W. J.
Doyle to A. E. Smith re: Automatic Fire Alarm
Competition, State of New Jersey............ 6378
D46—Memo dated October 14, 1952 from F. H.
Langille to W. J. Doyle re: Automatic Fire
Alarm Competition, State of New Jersey..... 6380
D51—Memo dated September 2, 1954 from E. J.
Kaiser to King Young re: Competition....... 6381
D59—Memo dated April 8, 1959 from J. T. Lynch
to R. T. Warner re: The New Haven Board and
Carton Co., New Haven, Conn.........:..... 6382
D62—Memo dated March 12, 1957 from L. B.
Straus to L. J. O’Brien re: Marshall Field &
Co., Park Forest, Illinois....... saad fa ee Eee 6384
D75-B—Underwriters’ Laboratories, lea: Acad
ited Central Stations by date of approval since

2 & & & FE

E

B&

are
_
a

D75-E—Manual of Burglary Insurance (excerpts) 6387

Exhibit Volume VIII

D89—Memo dated July 28, 1960 from Ray Brech-

bill to R. J. Highstone re: Highland Park

Police Department, Highland Park, Illinois... 6391 4523
D92—Memo dated January 5, 1960 from R. P.

Lucy to W. K. Francis re: Bemis Bag Co.,

Newark, Califormia....... 2.26.6 6s cheer ee ess 6392 4524
D93—Memo dated October 5, 1954 from L. J.

O’Brien to A. E. Smith re: Direct Connected

Competition—Diebold Company and Gamewell

Go, Chom Cltp, Tommie. cis es eee 6393 4525

xlii
Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Devenpant ADT’s Exnisits—Continued Original Print
D97—Memo dated June 30, 1955 from C. L.
Chafee to A. E. Smith re: Competition—Cin-

cinnati, Ohio

tions No. 3, dated November 24, 1953 from C. 8.

Hammergren to All ADT Subsidiaries........ 6396 4528
E3—Letter from W. J. Dahl to A. W. Sullivan

dated February 11, 1959, captioned Competi-

tion—Tacoma, Washington RUS MAG see rR 6398 4530
E4—Letter from 8. H. Filipkowski to W. B.

Flammer, dated August 6, 1956, captioned ADT

Competition, Birmingham, Alabama.......... 6400 4532
E6—Memorandum from the Service Superintend-

ent of ADT, Detroit, Michigan to Mr. Swanson,

District Manager, dated October 10, 1960, cap-

tioned Competition—Detroit, Michigan . 6401 4533
E7—Memorandum from W. K. Francis to L. J.

O’Brien, entitled Competition, San Francisco,

CI sii ie Sia ei IN os Ree ve bs 6402 4534
E8—Memorandum from R. T. Warner to L. J.

O’Brien, dated April 6, 1960, captioned Com-

eM i tdi hii iaiald PUL BRE SA ON V5 a 08 6405 4538
E9—Memorandum from E. J. Heisley to L. J.

O'Brien captioned Competition—Washington,

D. C., dated April 15, 1960................. 6407 4541
E10—Memorandum from A. 8. Jacks to L. J.

O’Brien dated April 25, 1960, captioned Com-

petition—Cleveland District................. 6410 4543
E-13—Letter from C. L. Chafee to L. J. O’Brien,

dated June 7, 1957, captioned Competition—

O’Brien, dated May 13, 1957 captioned Com-

petition—Cleveland, Ohio.................... 6413 4548
E15—Memorandum from E. J. Heisley to L. J.

O’Brien, dated April 17, 1957, captioned Com-

petition Radar-Eye......................... 6414 4549
E16—Memorandum from R. T. Warner to L. J.

O’Brien, dated March 8, 1957, captioned Com-

petition—Radar-Eye ..................... 6415 4550
E18—Memorandum from E. J. Heisley to L. J.

O’Brien, dated March 6, 1957, captioned Com-

petition—Radar-Eye ..... 6416 46551
E19—Photostatic copy of an advertisement for

the Radar-Eye Protection System as published

in the Buffalo Carrier Express Newspaper,

I Bs Hr oo 5.8 hic coe Sek. vin vee ee res 6417 4553

INDEX xliii

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derenpant ADT’s Exxisits—Continued Original Print
E22—Memorandum from A. L. Kauffman to W.
W. Dooley, dated August 12, 1954, captioned
Competition—Denver, Colo................... 6418 4555
E28—Memorandum from W. E. Mauroschadt to

Mr. John Stephens, dated ‘Angust 30, 1955. . 6421 4558
E48—Memorandum from Lynne Stora to E. B.

White, dated August 9, 1954, captioned Conti-

nental Can Company, Sacramento, California.. 6422 4559
E52—Letter from the President of ADT to the

President of Holmes Electrie Protective Com-

pany, dated March 27, 1947................. 6424 4561
E53—Letter from H. C. Ward, President, Holmes

Electric Protective Company to E. A. Ward,

President, ADT, dated March 26, 1947........ 6425 4561
E55—Memorandum from E. Turnbull to L. J.

O’Brien, dated November 27, 1956, eaptioned

“Certificate—Holdup Alarm, Minneapolis Dis-

os ci iniinn hiceBiaiedn teed tees 6426 4562
E56—Memorandum from M. H. A. Lindsay to

J. A. MacDonald, dated January 20, 1959, cap-

tioned Southdale Shopping Center, Minneapolis,

pe Pen ame ae het a ee 6427 4563
E57—Memorandum from L. H. Pryor to E. Turn-

bull, dated June 20, 1956, captioned Electro-

Watchman, BOR. inks cho dhe emavveen 6430 4566
E58—Memorandum from L. H. Pryor to E. Turn-

bull, dated May 29, 1956, captioned Electro-

Watchman, Inc., St. Paul, Minnesota......... 6432 4569
E60—Memorandum from D. R. Hall to L. J.

O’Brien, dated September 2, 1958, captioned

McConnell Kerr Company, Detroit, Michigan.. 6434 4571
E61—Contract competition report form 701 in-

volving a prospect in Grand Rapids, Michigan 6435 4573
E69—Memorandum from R. T. Warner to L. J.

O’Brien, dated April 12, 1957, captioned Com-

petition—The Federal Burglar Alarm Company,

Boston, Massachusetts........ .............. 6436. 4575
E70—Memorandum from R. T. Warner to L. J.

O’Brien, dated January 8, 1958.............. 6437 4575

xliv INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derexpant ADT’s Exuisirs—Continued Original Print
E71—-Memorandum from R. T. Warner to L. J.
O’Brien, dated September 12, 1956, captioned

MS Wes oo ce 6438 4577
E72—Memorandum from N. R. Brady to R. T.
Warner, dated July 25, 1956................ 6439 4578

E82—Memorandum from E. J. Pueci to W. Hable,

dated January 18, 1963, captioned Legislation—

Laws and Ordinances Passed by City Councils

and State Legislatures in the Minneapolis Dis-

trict—Davenport—Moline .................. 6440 4579

—Attachments—Newspaper clippings......... 6441 4579
E84—Memorandum from E. Turnbull to L. J.

O’Brien, dated July 27, 1960, captioned Com-

petition—Cedar Rapids, Iowa................ 6445 4581
E86—Memorandum from D. R. Hall to L. J.

O’Brien, dated September 2, 1958, captioned

The Columbia-Western Corporation, South

empl: Wn as 5 as 5 A ERGY: 6447 4583
E89-1—Letter from C. A. Wiborg, Lumbermen’s

Mutual Casualty Company to the Holmes Elec-

trie Protective Company, dated January 30,

1956, captioned Stewart Warner, Inc......... 6448 4584
E-89-2—Letter from E. J. Heisley to A. E. Smith,

dated December 7, 1954, captioned Police De-

partment Competition, Atlanta, Georgia...... 6449 4585
F16—Memorandum from the Secretary of ADT

to J. A. MacDonald, dated June 24, 1963, cap-

tioned The Citizens & Southern National Bank,

PR DO 6B EO EES 6451 4589
F20—Memorandum from W. J. Dahl to Ray

Brechbill, dated March 5, 1964, captioned Public

Relations, Fire Department, Salt Lake City,

We Fk ee re ay Fee CA RT SEX . 6458 4597
F42—Memorandum from J. J. Hayden to J. K.

Scott, dated September 23, 1963, captioned

Southern Burglar Alarm Co., Atlanta, Georgia 6463 4603
F43—Memorandum from P. K. Labadie to W. C.

Martin, dated April 23, 1964, captioned Com-

Pee Rees ha Bib ene se he ie 6464 4604

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Derenpant Hoimes Evecrric Prorecrive Compan y’s
EXHIBITS
H4—Pamphlet of the Autocall-Howe Plant Pro-
tection Systems ................ 0.002 e cess
H5—Letter from C. K. Empringham to Howard
Stores, Inc., Brooklyn, N.Y., dated August 31,
BOE a ES Banister pS
H11—Report by J. G. Healey, Superintendent of
Shops and Supplies, on the Local Alarm Con-
ference, held November 4, 1960 in the Presi-
dent’s Office, dated November 4, 1960 (excerpts)
H16—Leaflet called “Protective Bulletin” issued
hy the Insurance and Protective Department,
American Bankers Association, for March, 1960
H18-1—cLetter from H. C. Ward to P. R. Webb
dated April 16, 1952........................
H18-2—Memorandum from V. Wierman, Diebold,
Kno. Ant: G2OGB oe ce es scapes.
H-23—Competition report of Holmes, dated June
9, 1961, Pittsburgh, Pa. for the protection ac-
count of the Keystone Iron & Metal Company
H-26—Holmes Business Form No. 640 states that
Holmes was bidding against a local alarm com-
pany for the protection account of Citra Trad-
her ai iis 6a a Shek Kadinncec ey nis
H.30-1-—Competition Report of the Holmes Elec-
trie Protective Company, dated January 3, 1963
in Philadelphia for the protection account of
the Strait Advertising Company, Incorporated
H30-2—Letter from T. L. Weber to Bruce D.
Crockett, dated August 7, 1962, captioned Com-
| ee eer ee ee re ree

Derenpants’ Exursits (Depositions)

W2a—Excerpts of deposition testimony of Joseph
E. Cunningham, A. P. F. Company. .
W4a—Excerpts of deposition testimony of M. I.
Brod, Accurate Burglar Alarm Service. .....
W5a—Excerpts of deposition testimony of Gerson
Zimmerman, Ace of Spades Burglar Alarm
REE ee a POS SE SR Sn? SoG ee ae
—Exhibits and handwritten correctiors.......
W6a—Excerpts of deposition testimony of Thomas
J. Smith, Alarm Engineering Company, Inc... .

ro.

6491

6523

—Exhibits A thra E...................... 6660xxx

W7a—Excerpts of deposition testimony of John

W. Callaghan, Alarm Systems, Inc......... * 6660cece

W8a—Excerpts of deposition testimony of Joseph
Siegel, Alert Alarm Company................

4619

4630

4633

xlvi INDEX

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued

Derenpants’ Exuisits (Depositions)—Continued Original Print
W29a—Excerpts of deposition testimony of George

J. Kusta, Arrow Electric Protection Company 6713 4807
W10a—Excerpts of deposition testimony of Eric

David, Tattle-Tale Alarms................... 6813 4843
Wlla—Excerpts of deposition testimony of Roy

W12a—Excerpts of deposition testimony of Frank

W. Houghton, Automatic Alarms............. 6907 4881

—Exhibits 7, 8,13 and 14................... 7006 ©4921
W13a—Excerpts of deposition testimony of Eve-

rett A. Westphal, Bay Alarm Company....... 7012 4925

W14a—Excerpts of deposition testimony of Mor-

ton Baizer, Bell Burglar Alarms and Eagle Pro-

teatawe “Cem SS A. 7073 = 4951
W16a—Excerpts of deposition testimony of Jo-

seph G. Wilson, Central Burglar Alarm Service

and Surety Alarm Company................. 7166 4987

wr EB ATS. FERS 7255 5026
W17a—Excerpts of deposition testimony of Ar-

thur A. Schwartz, Certified Burglar Alarm Sys-

W18a—Exeerpts of deposition testimony of Clar-
ence W. Novak, Chicago Mercantile Police

inet BN i Se SE. 7437 = «4115
W19a—Excerpts of deposition testimony of James
H. Coffey, Cirele Alarm Corporation......... 7455a 5122

W2la—Excerpts of deposition testimony of Ken-

neth M. Holmes, Dallas Burglar Alarm Com-

nhs EE DE UP ale oe ee oD Ta kas Dats 7458 5152
W22a—Excerpts of deposition testimony of

Claude L. Carpenter, Dawn Patrol Burglar

Re Ce i 8 Ee Ae 7490 =. 166

eS Ge Br. ies Fina os 7565 5192
W23a—Excerpts of deposition testimony of Grant

Richard Hamilton, Day & Night Burglar Alarm

COE NBs CSE tees - Ode Weds 7570 = 5196

Exhibit Volume IX

W24a—Excerpts of deposition testimony of Al-

fred Wayne Jackson, Diebold, Incorporated... 7626 5215
W25a—Excerpts of deposition testimony of R.

Stafford Edwards, Edwards Company. . . F7R2 56255
W26a—Excerpts of deposition testimony of Lyle
A. Vadnais, Electro Watchman, Inc.

INDEX xlvii

Record from the United States District Court for the Dis-
trict of Rhode Island—Continued
Devenpants’ Exuisirs (Depositions)—Continued OFi¢inel Print
W27a—Excerpts of deposition testimony of
Gerald R. DeLue, Frortier Guard and DeLue,
WR Sis had weds Ho FL a 7845 5308
W28a—Excerpts of deposition testimony of Ar-
thur William Fruh, A. W. Fruh & Company... 7°16 5344
W29a—Excerpts of deposition testimony of Harry

Gerber, Gerber & Company.................. 7935 6354
W30a—Excerpts of deposition testimony of Loys

C. Bridges, Greenville Avenue Patrol......... 7998 5378
W3la—Excerpts of deposition testimony of Mil-

ton Pierce, Guardian Alarm Company........ 8035 5395
W32a—Excerpts of deposition testimony of Julian

C. Cohn, Robert Hall Clothes, Inc............ 8097 65418

W33a—Excerpts of deposition testimony of Ken-

neth V. McCluskey, Howard Stores Corporation 8113 5423
W34a—Excerpts of deposition testimony of John

S. Nacey, Howe Electrie Company............ 8128 5429
W36a—Excerpts of deposition testimony of John

H. Trout, International Business Machines Cor-

MORNING Sy ccs cs oh c caves Kodss exeean ee ea ions 8219 5459
W37a—Excerpts of deposition testimony of Gor-
don Dillard, Magnetic Alarm Inc............. 8244 5469

W38a—Excerpts of deposition testimony of Clar-

ence Irvin Baker, Merchants Alarm Service... 8314 5491
W39a—Excerpts of deposition testimony of Rus-

sell W. Laxson, Minneapolis Honeywell Regu-

Nabe SN 6 ES SEI ERG mena 8399 5530
W40a—Excerpts of deposition testimony of Wil-

liam Baggett, Mossie Burglar Alarm Company

and Mossie Electric Protection Company...... 8438a 5554
W41la—Excerpts of deposition testimony of Oliver

Tyrrell Joy, Notifier Corporation........... 8438ppp 5584

NUE MI 205 Like peers Mca eevee ws 8438} jj33) 5627
W42a—Excerpts of deposition testimony of

Michael Singel, Security Alarm ............. 8440 5631
W43a—Excerpts of deposition testimony of Mary 3

B. Nordsiek, Nordsiek Protection Service .... 8474 5647

W44a—Excerpts of deposition testimony of Mor-

ris J. Amsrud, Suburban Patrol Service Cor-

NN 6 5.0 Shs teh eae SARA 68 Sv ies . 8491 5652
W45a—Excerpts of deposition testimony of Rob-

ert E. Leeper, United States Burglar Alarm

Company, Incorporated..................... 8501 5656
W46a—Excerpts of deposition testimony of Victor
R. Zahn, Victor Burglar Alarm Company ... 8569 5684

W47a—Excerpts of deposition testimony of Henry
A. Walters, WECO and Ace Alarm Company... 8648 5722

325

[fol. 462] Ins roe Unrren Srates District Court or THE
District or MassacHUSETTS

[Title omitted]
Civil Action No. 2785
Transcript of Trial—Boston, Mass., June 15, 1964.

APPEARANCES:

Noel E. Story, Esq. and Hugh F. Morrison, Jr., Esq.,
Anti-trust Division, counsel for the plaintiff.

Denis G. McInerney, Esq., Roger T. Clapp, Esq. and
Gerald C. Van Cise, E'sq., counsel for the defendant Grn-
nell Corporation,

Frank A. Fritz, Esq., Frank A. Fritz, Jr., Esq., Matthew
W. Goring, Esq., Robert L. Conkling, Esq. and Averill M.
Williams, Esq., counsel for the defendants American Dis-
trict Telegraph Company, Holmes Electric Protective
Company and Automatic Fire Alarm Company of Dela-
ware.

[fol. 463] CoLLoquy anp Orrer In EVIDENCE oF
GovERNMENY EXHIBITS

1 THrover 307 anv Ossections THERETO

Mr. Story: Shall I proceed, your Honor?

The Court. Yes.

Mr. Story: Your Honor, the Government waives an
opening statement in this matter, but I would request your
Honor to allow me a very short rebuttal in the event that
the defendants make an opening statement.

The Court: All right. No opening will be made until the
defendants begin, in accordance with the usual practice in
this court.

Mr. Story: Very well, your Honor. Well, your Honor, at
this time the Government would like to proceed with the
introduction of its documentary evidence.

The Court: You may proceed.

Mr. Story: Your Honor, I have one suggestion, if it is
agreeable to all parties here, that will save some time, your

326

Honor. As your Honor knows, by order of this Court the
Government filed with the Court designation of the docu-
ments that it intended to use in its case-in-chief back in
February, I think it was February Ist.

In that document, the Government listed documentary
material numbered from 1 to 307. Now it is my intention
here this morning, your Honor, to describe only——

The Court: You need not describe them. They have al-
ready been described.

[fol. 464] Mr. Story: That is what I was going to suggest,
your Honor.

The Court: You may offer them in bulk.

Mr. Story: Very well, your Honor. There is just one
point that I would like to bring out to your Honor. There
are some six documents where the Government introduced
only a portion of the document. Now we have received ob-
jections from the defendants to the admissibility of these
documents. They have not objected so far to the introduc
tion by the Government of only a portion. But I want to
point out that to your Honor, so that in the event, as to
those six documents, the defendants would like to offer any
other portions, this will give them that opportunity.

With that, your Honor, and to be of assistance to all of
us in handling the exhibits in the record, I would suggest
that the Government’s memorandum be given to the Court
Reporter and have him type in the record of this hearing,
just as I have here, the documents which have been, inci-
dentally, your Honor, marked for identification by your
Clerk, in the same numerical order as they appear in my
memorandum.

The Court: There is no reason ror the Court Reporter to
undertake that labor. I will receive that — has it been
marked?

Mr. Story: This has not been marked.

[fol. 465] The Court: I will receive that merely as a mat-
ter for identification. It is not an exhibit. It is a classifica-
tion of exhibits. It is not received as an exhibit. It is, how-
ever. to be given a number, as though it were an exhibit,
but to be marked an exhibit for identification only. What
- is the next number?

The Clerk: 364.

The Court: It is 364 for identification only.

327

(Document entitled Designation of Documents upon
which Plaintiff Will Rely in its Case-in-Chief and a state-
ment of the main issues to which each document primarily
relates, marked Exhibit 364 for Identification.)

The Court: Now you offer the 363 preceding exhibits?

Mr. Story: The Government now offers what have been
marked Government Exhibits 1 through 307 for identifica-
tion into evidence.

The Court: Is there any objection?

Mr. Fritz: I have two matters, your Honor.

Mr. Story: Wait a minute.

The Court: Wait a minute. I thought Mr. Story had con-
cluded.

Mr. Fritz: I am sorry.

[fol. 466] Mr. Story: I am sorry, your Honor. I have fin-
ished.

The Court: Mr. Fritz?

Mr. Fritz: First of all, if your Honor please, I object to
the receipt of these documents in bulk.

The Court: They will not be considered of course in bulk.
But all have been before you, all of them have been ana-
lyzed, and it is a matter of convenience to have them pres-
ented in bulk. I will of course regard them individually.

Mr. Fritz: Yes, I understand that. I wish to make the
point, however, and I want to do it at the outset, that with
such a bulk presentation, we have here a claim by the Gov-
ernment for conspiracy between or among the four defend-
ants, and I represent three of those defendants, and I sup-
pose it is fundamental that no document relating to any
alleged act or episode that may be referred to in any doc-
ument on the part of one can possibly bind any other per-
son until the so-called conspiracy is proved as an inde-
pendent fact.

The Court: I am satisfied from my examination of the
documents that a prima facie case has been made for the
admissibility on the conspiracy theory.

Mr. Fritz: Well, I respectfully urge my reasons, as a
preliminary objection. Secondly, as counsel for the Govern-
ment has said, and as your Honor has noted, we have been
furnished with a list of these documents, and we also have
[fol. 467] furnished the Government with the designation
of the objections that we have to those documents. There

328

are some of course to which we made no objection. Frankly,
I am in a bit of a quandary as to what the situation is with
regard and will be with regard to those objections.

The Court: I am going to rule upon them this morning
or as soon thereafter as you have finished your argument.

Mr. Fritz: Well, I don’t think the document I have here
will fully acquaint your Honor with the detail bases for the
objections.

The Court: You have my permission to speak orally as
long as you like, to the Greek Calends, if you please.

Mr. Fritz: Well, I haven’t any intention, if your Honor
please, of arguing the objections to each of these three
hundred and some odd documents individually, but I have
noted to the Government the nature of our objections to
those to which we do object. I have a statement here set-
ting forth the nature of those objections in very cryptic
form, however. I would be glad to hand those to the Court
as part of the record in this case——

The Court: You may do so.

Mr. Fritz: —as a basis for your Honor’s consideration.
[fol. 468] The Court: You may do so. I have told you I
am ruling as soon as you have finished. Anything you wish
to say by way of elaboration you are free to say. No cloture
will be imposed.

Mr. Fritz: Well, I don’t think I wish to say anything fur-
ther than to simply call your Honor’s attention to the na-
ture of the objections we have to the various documents
listed on this exhibit.

The Court: It is received as Exhibit A for Identification
on the part of the defendants, not for admission but for
identification.

(Schedule of defendant Alarm Companies’ Proposed Ob-
jections marked Defendants’ Exhibit A for Identification.)

Mr. Story: May I proceed, your Honor?

The Court: I don’t know whether somebody else wants
to say something.

Mr. McInerney: If your Honor please, rather than du-
plicate the statements of co-counsel, I would adopt his ob-
jections insofar as they pertain to this defendant, and I
would like to further note, your Honor, one other difference

329

in our position, perhaps not a difference but perhaps not
one brought out and emphasized by co-counsel.

Grinnell not only objects to these documents, or certain
of them, but I have a list here——

{fol. 469] The Court. You may hand that up, if you wish,
and it may be marked Exhibit B for Identification.

(Defendant Grinnell Objections (to Government docu-
ments) marked Defendants Exhibit B for Identification.)

Mr. McInerney. In addition to the grounds stated on that
list, your Honor, your Honor has stated that a prima facie
case has been made out for a conspiracy and, therefore, the
documents of the alleged co-conspirators should be admis-
sible as against all of the defendants. This defendant has
had a controlling interest in the other three defendants
since 1953 and we respectfully submit, your Honor, that
insofar as the documents between these defendants, exclud-
ing those, but just taking the intra-corporate affairs of each
defendant, even though those documents may relate to rela-
tions with the other defendants but did not pass between
the defendants, that is to stay any document that is not
from, to or about Grinnell, since the period of its common
ownership of these subsidiaries, we submit that as of that
time there is no conspiracy recognizable in law with respect
to the intra-corporate affairs of these people. Your Honor,
I am not going to argue at great length.

Mr. Story: Your Honor
[fol.470] The Court: I know the Supreme Court cases. Do
sit down, Mr. Story.

Mr. Story: Your Honor, I had not finished my evidenti-
ary presentation as to——

The Court: Please sit down, Mr. Story.

Mr. McInerney: This is a very substantive point with us,
your Honor.

The Court: I understand that. And it is one which, of
course, you are free to try to get the Supreme Court of the
United States to change its views upon.

Mr. McInerney: All I am saying, your Honor, is that
I do not intend to expound on it at great length at this time.
I simply wanted to note that objection, for the record, and
have your Honor’s ruling on it at the close of the plaintiff’s
case.

The Court: The 307 exhibits, Exhibits 1 through 307 for

330

Identification, inclusive, are admitted in toto, in accordance
with the proffer. All objections are overruled.

(Documents formerly marked Government’s Exhibits 1
through 307 for Identification received in evidence.)

OrFer In Evipence or AppirrionaL GOVERNMENT EXHIBITS

Mr. Story: Now, your Honor, the next five exhibits which
have been marked for identification are duly executed stipu-
lations between the parties. I would like now to identify
them on the record.

Government Exhibit for Identification No. 308 is stipula-
{fol. 471] tion No. 1 between the parties, which is a stipula-
tion as to the authenticity of the documents offered into evi-
dence by the plaintiff, that is, Government Exhibits 1
through 307.

The Court: Is there any objection? I hear none. Ad-
mitted.

(Stipulation No. 1 between the parties marked Govern-
ment’s Exhibit 308 and received in evidence.)

Mr. Story: The next document, which has been marked
Government Exhibit 309 for Identification, is designated as
Stipulation No. 2, which is a stipulation as to the volume
of customers across State lines in the United States and
the District of Columbia.

The Court: Mr. Story, if these are all stipulations, there
is no need for you to describe them. You will just run up
a bill with the Court Reporter. How many stipulations are
there?

Mr. Story: There are five.

The Court: Is there any objection to any of them?

Mr. Fritz: No, sir, we have stipulated.

The Court: They are all admitted.

Mr. Fritz: I am assuming that we are talking about the
same ones he is.
[fol. 472] The Court: Obviously if there is a mistake with
respect to that, I will reopen the matter.
Mr. Story: Just for the record, your Honor, the stipula-
tions have been numbered Government Mxhibits 308, 309—
The Court: You are not buying this transcript but the
defendants are. Why charge them for your words?

331

Mr. Story: Well, your Honor, this will only take a few
minutes, and I would like the record to be straight.

The Court: All right.

Mr. Story: Government’s Exhibits 311 and 312.

(Stipulations Nos. 2, 3 and 4 and 5 between the parties
marked Government’s Exhibits 309, 310, 311 and 312, re-
spectively, and received in evidence.)

Mr. Story : Now, your Honor, the next four exhibits which
have been marked for identification are the Government’s
extracts of answers by the defendants to interrogatories
propounded by the Government.

The Court: 313 through what?

Mr. Story: 313, 314, 315 and 316.

The Court: Is there any objection? I hear none. Ad-
{fol. 473] mitted.

(Designation of Answers of ADT, Holmes Electric Pro-
tective Co., Automatic Fire Alarm Co. of Delaware and
Grinnell Corporation to Interrogatories propounded by
Plaintiff, marked Government’s Exhibits 313, 314, 315 and
316, respectively, and received in evidence.)

Mr. Story: Now, your Honor, the next exhibits which
have been marked by your Clerk for Identification are ex-
cerpts from the transcripts of depositions taken in this
matter.

The Court: What are their numbers please? Beginning
with 317?

Mr. Story: 317 through 363.

The Court: These are all extracts from depositions?

Mr. Story: Yes, your Honor.

The Court: And you are offering them in toto. And there
is no objection to them, I assume?

Mr. Story: No, your Honor, there is not.

The Court: No objection?

Mr. Fritz: Well——

Mr. Story: I——

The Court: Just a moment. There appears to be an ob-
' jection by Mr. Fritz.

(fol. 474] Mr. Story: Well, your Honor, I am not offering
all of them into evidence.

The Court: What are you doing?

332

Mr. Story: Some of the extracts, your Honor, I am not
offering into evidence.

The Court: Which ones did you have marked you do not
intend to offer? .

Mr. Story: I can state those in the record right quickly.

The Court: I hope so.

Mr. Story: Government Exhibit 321, which is a deposi-
tion of Benjamin H. Call of the Call Police Signal Corpora-
tion, Chelsea, Massachusetts. The Government does not
plan to offer into evidence this deposition because we found
in the late stages that it would be cumulative.

The Court: I am not ruling on matters not offered. Just
give me the numbers of the ones you are not offering.

Mr. Story: I am not offering Government Exhibit for
Identification 321, 322——

Mr. Fritz: Excuse me. What was that number?

The Court: 321 and 322.

Mr. Story: Yes, sir.

Mr. Fritz: Could you give us the name please?

The Court: Yes, do that. The first one was Call.

[fol. 475] Mr. Story: All right.

The Court: The second one?

Mr. Story: Exhibit 322 for Identification is a deposition
of Henry G. Clark, Providence, Rhode Island.

Mr. Fritz: Who is 321?

The Court: Call.

Mr. Fritz: Thank you.

Mr. Story: Government Exhibit 327 is the deposition of
Joe Forman of the Call Police Signal Corporation, Chelsea,
Massachusetts.

Government Exhibition for Identification 332 is the depo-
sition of Francois Guibert, District Telegraph Company,
Newark, New Jersey.

Government Exhibit for Identification 344 is the deposi-
tion of Ralph C. Peabody, Granite State Alarm Company,
Manchester, New Hampshire.

Government Exhibit for Identification 350 are excerpts
from the deposition of Herman E. Robinson, Protective
Alarm Company, Philadelphia, Pennsylvania.

Government Exhibit for Identification 353 is the deposi-
tion of Freddie Schnell, Electro-Protective Corporation,
Newark, New Jérsey.

333

Government Exhibit for Identification 354, extracts of the
deposition of Jack Silverman, National Protective Corpora-
tion, Baltimore, Maryland.

[fol.476] The Government is not offering the exhibits I
have just related.

The Court: The Government’s offer is of Exhibits 317
through 320, 323 through 326, 328 through 331, 333 through
343, 345 through 349, 351, 352, 355 through 363. Is there any
objection?

Mr. Fritz: Well, there are two others I would like to make
inquiry about because I think they fall in the same category
of reasons for which the others have been excluded. I may
be in error.

The deposition of Mr. Rosenberg of the Hyde Park
Alarm, which is within 100 miles of this court, may I ask
the Government whether that deposition is to be offered
or not?

Mr. Story: The Government—Mr. Who, sir?

Mr. Fritz: Mr. Rosenberg, Hyde Park Alarm, in this area.

Mr. Story: The Government has not designated any por-
tion of that deposition and at the moment we do not intend
to offer any of it.

Mr. Fritz: Very well. May I also inquire whether or not
the deposition of Harold S. Leich, Milwaukee, Wisconsin,
is intended to be offered by the Government?

Mr. Story: It was offered, your Honor, and I intended
to offer it.

[fol.477] The Court: The number please?

Mr. Story: Your Honor, that is Exhibit 355—335, rather.

The Court: 355.

Mr. Story: Well, your Honor——

The Court: Hold on for a moment. I don’t want any-
thing on the record or off the record until I have read this
communication which has just been handed to me.

I have just been handed a communication, received this
morning in the office of the Clerk, from Harold S. Leich,
who, I assume, is the person to whom reference has just
been made in the preceding colloquy. This is addressed to
Neale D. Murphy, Clerk. It is addressed to the United States
District Court, United States Court House and Post Office
Building, Boston, Mass.

334

It reads as follows:
‘‘Dear Mr. Murphy” and it is signed ‘‘Harold 8. Leich.”’
‘Would you please hand the Judge the enclosed let-
ter. The enclosed subpoena was not served on me until
7:30 A.M. June 13, 1964.
‘‘T also contacted at 12:42 A.M. June 14, 1964 it,

Ralph Schulke of the local A.D.T. office so that he could
inform their attorneys.’’

[fol.478] And the enclosed letter is from a Dr. Francis
F. Rosenbaum, 425 East Wisconsin Avenue, Milwaukee,
Wisconsin. It is dated June 13, 1963. It is addressed to
this Court and says:

‘‘This is to certify that I have attended Mr. Harold
S. Leich of 8860 No. Tenneyson Dr., Milwaukee, Wis.,
53217, since November 1960. Mr. Leich has extensive
coronary artery disease.

‘*T have been informed that Mr. Leich has been asked
to appear at a trial in Boston on the morning of June
15, 1964. It is my opinion that Mr. Leich should not
appear at a trial without adequate medical preparation
and that the time allotted since his notification is not
sufficient to permit this.’’

Mr. Duffey, in copying this in the record, there are a
number of typographical errors. It is to be copied exactly
as it is, please.

In view of this plausible, at any rate, excuse, do you want
to persist with the offer of exhibit 355 for Identification?

Mr. Story: Yes, your Honor.

The Court: All right. I just did not know whether in
view of the fact it is quite obvious we may have to have
a postponement, if you introduce 355 for indentification,
[fol. 479] you want, yourself, to invite that postponement.

Mr. Story: In just a moment——

The Court: That is all I am asking you. Nothing more.
Think about it.

Mr. Story: Your Honor, the Government will withdraw
its offer.

The Court: All right. That is enough. You don’t have
to tell me why.

Mr. Story: I want to straighten the number out, your

335

Honor. I called it 355. It should be 335. I would like to get
that straightened out on the record.

The Court: All right.

Mr. Story: The Government will withdraw its offer of
this deposition into evidence.

The Court: All right. It is withdrawn. That makes it
333, 334 and 336 through 343.

Mr. Fritz: Mr. Story, have you finished with your offer?

Mr. Story: Yes.

CotLoquy Between Court anp CounsEL For DEFENDANTS

Mr. Fritz: If your Honor please, some time back——

The Court: Excuse me. Before you do proceed, would
Mr. Story or somebody on the United States Government’s
side inform Mr. Leici that the subpoena—no, I guess the
defendants issued the subpoena.

[fol.480] Mr. Fritz: That is correct, yes, sir.

The Court: Will the defendants inform him that the sub-
poena is withdrawn?

Mr. Fritz: Yes.

The Court: With the corisent of the Court it is quashed.
Now you may proceed.

Mr. Fritz: As your Honor will note, and probably has
not had an opportunity to note, counsel for the Govern-
ment and ourselves have cooperated to have printed almost
as a running text the -xcerpts from all of these depositions
that have been offered.

The Court: You would be surprised at how much I have
noted, although in your arguments you have sometimes
assumed that I do not note what is filed.

Mr. Fritz: I really would not assume that, sir. It is just
bulk that I thought——

The Court: You had better make no assumptions as to
the rate or quantity of work that I have done.

Mr. Fritz: I hope your Honor will take my statement
that I meant not the slightest offense or reflection.

The Court: I do regard your stiéiements as both an
offense and a reflection at an earlier stage because they
are based upon the assumption that I gained information
from some other source or other circumstances than by
[fol.481] your demand that I should read these docu-
ments.

Mr. Fritz: May I——

336

The Court: You yourselves put on me the burden of
forming an opinion and I did form one.

Mr. Fritz: May I respectfully say that I had no such
intention in any comment I made to this Court.

The Court: You have sometimes given the Court the
impression that I acquired some idea of this case except
from you and opposing counsel. I have no other idea.

Mr. Fritz: I have purposely never intended to convey
the slightest intimation of that to your Honor nor has it
been in my mind at any time, and if I did so it was certainly
an inadvertence, which I regret very. much.

The Court: You have made it quite plain io the country
at large, or at least to this community, that you regarded
me as having formed an opinion from some othe

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386411_0279%3A02. Public record. Not legal advice.
