# Petition for Writ of Certiorari — Hazel-Atlas Glass Co. v. Hartford-Empire Co.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1944
- **Citation:** 322 U.S. 238

## Text

FILE Cory

4 : Bagh 2y

CHARLES ELMORE « Svat

ote tse

_IN THE

Supreme Court of the Unit

OcTOBER TERM, 1943.

“X08 98 :

=]
=

HAZEL-ATLAS GLASS COMPAN y,
: Petitioner,

VS.

HARTFORD. -EMPIRE COMPANY, -
_ Respondent,

PETITION FOR A WRIT OF .CERTIORARI TO THE
CIRCUIT COURT OF APPEALS FOR THE ‘THIRD
CIRCUIT, AND SUPPORTING BRIEF

* STEPHEN H. PHILBIN, |
Henry R. AsHTON, .
Counsel for Petitioner.

SEPTEMBER, 1943.

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— 44“

\ Senter ech eeewe ss ee ee eee Lea

, or
, : PAGE
Perition 3 FOR Wait OF CERTIORARI: ;
‘Summary Statement. of the Matter Involved. . PETS Aig
Questions Presented .... reves esc e lee eee esas.” 12
‘Reasons Relied Upon for the Granting ofa Writ of
Certiorari Keene deeb hataeasas a errr eee 13
BRIEF IN SUPPORT OF PETITION :
Opinions of the Court Below ........ wane’ see eS
Jurisdiction « .. eres. eee eretseccess 1S
era cease da nena eeeenns ee |
Specification of Errors........... fac heres oe
Summary of Asgument.-. eadaas nee rn Perr eT eee ey
Argument Siw SOsIbs aa kig da akinesGhenaes 17
Point I—There is a conflict between decisions of
“circuit courts of appeals . eh ere Seen ee ee 17
Point II—There is a conflict with decisions of this -
SUE pens 6 Say bo acean Aen Ne rps ere elcte
Point I1]—Whether or not circuit courts of appeals
have the power to remedy frauds practised on
them .by setting aside-their former decisions; ;
when there has been no fraud in the court below,
is a jurisdictional question of great. importance '’
to the administration of justice that should be _
settled by this Court............. neces a
Point IV—The decision below, on a matter ‘it great
public importance, was wrong and constituted
palpable error apparent on the face of the opinion. 23
24

Pm Tet

Rete NN

ape ate Nn oe cute omens

1 pm ae
A ee eee

tine aa sri tach assent wo Lis ans

a:

a ee ie PAGE
Aguilar v. Standard Oil, 318 U. S. 724, 726 insta ee
Armstrong Co. v. Nu-Enamel Corp., 305 U. S. 315. ° 16

_ Art Metal cases, 107 Fed. 2d 940, 944....2.......:17,18 |

- Brady v. Beams, 10 Cir., 132 F. 2d 985, a ae

De Forest Radio Ce. ¥. General E Electric, 283 ree

; 664 ens ek aes Poe a eee reeee Sauce kan scien 16

| Exhibit Supply Co. v. Ace Patents Corp, 315-U. S..
Ms oe ak een hae eae knee Keke lene
Forsyth v. Hammond, 166 U. S. 506, Be co 24
Hartford ¥-Coe (1936), C. C. P. A., 87 F. 2d 741.. 23 |

_ Hartford v. Hasel, 58 U/S. P. Q: 348, $55 3s... FS,

_. Hartford.v. Hazel, 39 be 11: sh. ee ee ee
Hartford v. Hazel, 59 F, 2d 399, 401, 403, 404, 406,

ee GS cc we as ch ces caigedes suns 2,5, 6,7
Hartford v. Shawkee, 58 U\S. P. Q. 62... es %
McCandless v. United States, 298 U. S. 342 . maa Se 24 -
Marshall v. Holmes, 141 U. S. 589, 601 ........ 18, 20, 21 -

"Muncie Gear Works v.. Outboard Marine & Mio. Co.,
ee. Rr rr re rere re Tae duanis
Park v. Park, +S Cir., (23 F. (2 8» aero 19
Powers-Kennedy Contracting Corp. v. C oncrete Mix-
ing, etc., Co., 282 U.S, 175, BO cai sadvcevancs Ss

Publicker v. Shallcross, 3 Cir., 106 F. 2d 949, 951. .19, 20
Raymond v. Wickersham; CCPA., 129 F. 2d 522, 526 19.

“iii |

| PAGE
Reynolds v. United States, 292 U. S. 443, 446, 447. .16, 24
____ Saranac-- Automatic Mach. Corp. v. Wirebounds .

Patent Co., BBe U.S. 704, FOS onc cesese geccesee Ae.
_ Shawkee v. Hartford, 68 F. 2d 726....... sates pee iuee
Shawkee v. Hartford, 73 F.2d 1013 .......0...... 12
Shawkee v. Hartford, i A a, a
Sola Electric ‘Co. v. Jefferson Electrig Co., 317 U.S.
173 sb eeeeee SE ESEEVELELILT LET ‘16.
~ Southern Raikway Co. v. Walters, 284 U. ‘SS. 190... .16, 24
Southland Gasolene v. Bayley, ge | rere 16 -
— A tlantic ¢ oast Line R. c 0., 290 U. “a |
- $22, 326 .:....... SUALULE MARA WN brah Ree meea 24 ~
Uz a. Industrial Chemicals v. Carbide and Carbon |
_ Chemicals, 315 U. S. 668, 669 2.2.2.2... 50.0005 15
United States v. er Oil Co., et al., 310 '
a Oe OEE ee errr rr rere ee 16
U.S. v. Throckmorton, 98 U. S. 61, 64, 65, 66 ..18, 19,21
Ward v. Ward, 2 Cir., 149 Fed. 204.........0..206 (8.
Williams Mfg. Co. v. United Shoe Machinery, 316 \

os O.....3 ae ene ruayiereaeneas 16

STATUTE CITED

Sec.’240(a), judicial Code, 28 1 U.S. £., Sec. 347, as.
amended ACR atc ae Lee cae ae cama ices ‘15

~~
-/
-
.
-

F
’

IN THE - typ
ae

Supreme Court 1 uf the Anited States. :

_Ocroser ‘ERM, 1943.

— 4

_ No.

HazeL-ATLAS. ‘GLASS Company, ;
’ Petisioner,

US.

Hartrorp-Empie CoMPANY, ~~
Respondent.

PETITION FOR WRIT OF CERTIORARI TO THE’
_ CIRCUIT COURT OF APPEALS FOR :-
THE THIRD. CIRCUIT

To the Honorable the Chief Justice and Associate Jus-
tices of the Supreme Court of the United States:

Hazel-Atlas Glass Company’ respectfully petitions for a
writ of certiorai dirécted to the circuit court of appeals for
_ the third circuit, to review a judgment of that court entered __
on June 30, 1943 (R. 266). The opinion of the court,
filed on the same day, by Cireuit Judge Jones, Circuit. Judge
.. Maris‘concurring; and a dissenting opinion by Circuit Judge °
: Biggs, are in the record (R. 240, 251), and are. —
ares S. P. Q. 348, 355.

_ . iF. 2d 111 (per Judge Gibson), ‘The third tircuit court of . -

2)

A transcript of the record in the case, including t the pro-
ceedings i in said court, i$ furnished herewith i in accordance |
with Rule 38.of this Court. :

A petition for a writ of certiorari to the same court will
_ be filed within a few days i in the companion case of Hart-
ford-Empire Company v. Shawkee | Sc cenit Com- .
pany et al. (infra, p. 11).

Summary Statement of the Matter iis

The judgment here sought to be reviewed is a judgment - 7
by the third circuit court of appeals, denying a petition to”
that court to vacate a°1932 decision by that court, because

_of fraud practiged on it. - Petitioner here was the defend-
_ ant in a suit brought 1 in the district court for the western
district of Pennsylvania by the respondent, Hartford-
Empire Company (hereinafter called Hartford Company
or Hartford) for alleged infringement of a Peiler -patent
1,655,391, owned. by respondent. Hartford claimed that
the patent covered ‘certain machines,: called feeders, used
by petitioner (hereinafter called Hazel or the Hazel Com-
pany ) in manufacturing glass containers, such | as , glass
bottles.

The district court decided for defendant on the ground
that the patent was not infringed, Hartford v.. Hazel, 39

appeals on May 5, 1932 reversed, deciding for’ Hartford
‘and finding the patent valid and infringed, Hartford v.

' -Haszel, 59 F. 2d 399, Circuit Judge Buffington writing the
opinion, Circuit Judge Davis concurring, and Circuit Judge
Woolley dissenting with opinion.

_ *The opinion of Judge Buffington shows on its face that
“it was greatly influenced by a published article.of one _

Clarke, in overruling the finding of the trial judge, which
was that the earlier patents and work by others, testified to
by witnesses whom he saw and heard, limited the scope
of the patent so that the Hazel feeders did not infringe.
This article had appeared in the principal magazine,of the
-. glass industry, and purported to have been written by the
president-of a glassworkers union, who made Various state-
thents concerning: the nature and operation of machines.

The facts concerning this article were first revealed in
the summer of 1941, by the government then introducing,
at the trial of the Glass antitrust suit in Toledo, letters ©
between the Hartford ‘and’ Owens* companies, which
were obtained from their ,confidential files by the govern-
ment, and by the testimony at that trial.of Hatch and Nay-
~ lor, employees of those companies, whom: the government
_ subpoenaed and examined. ° Those proofs showed:

On December 11, 1925 a Hartford lawyer wrote to a.
lawyer. for the Owens company, which was then associated
_ with Hartford in the latter’s patent matters, suggesting the
' writing of an article ‘concerning the “plunger gob feedirig
- system” and that “the importance of this matter lies in the
fat the that. we must soon make a record before the Patent
Office in connection with the principal: Steimer.case and also.

"in our Peiler plunger case, where we hope to obtain claims,
. -- Covering the broad ideas of keeping suspended mold charges
shaped by the action. of a plunger’+ (R: 57). The Peiler
case. was the .application for the patent in question,
which at that time had been rejected ‘by the patent office.
This was approved by the Owens people, and, as appears

*Owens. Bottle Company, ioe Oweéns’ Illinois Glass Com-_

pany. -
_tEmphasis ours throughout:

«

ee

Ew

* 4
° * 2 ©
: ‘

from the May 25, 1926 letter of an Owens lawyer (R.

_ ©), Hatch, a Hartford patent attorney, wfote the article

“with the idea of getting it printel under the name of some

- apparently unprejudiced authority, and then calling the

attention of the Patent Office Examiner to the article as pub-
lished, in the belief that the Examiner will thereby be. in-

~ fluenced to a more favorable consideration 6f Hartford's

Hartford in securing these broad claims, and therefore in-
directly interested in having the article published”. Hatch
first asked the president of the Glass Blowers Association,
Maloney, to father the article, and when he réfused, got
Clarke, the ident of the other glass workers union, the -

_ American Fiint Glass Workers Union, to do so (R. 60).

Thi article was published under Clarke's’ namie in the
National Glass Budget of July 17, 1926, this being the

trade magazine for the glass industry, and was then sub- --

mitted to the patent: office, where the patent claims were

"under rejection (R: 60). oe ne, Cee ee EP iat

lowed, the patent issuing. = .

At the trial-in the-district court in 1929 of the. patent
suit against Hazel, thé’ Clarke article was not offered in -
evidence by Hartford, nor was there any mention of it
made during that trial, in testimony or briefs.. However,
the voluminous 745 page patent office history of the patent
was introdttced in evidence as an/ exhibit, and the article
was one of the numerous papers jin that exhibit, which also —
inciuded other ex parte sta ts in books, articles and
affidavits. There never was in the trial court any attempt
by Hartford to’ rely upon the Clarke article, nor even any

- mention of it. The trial judge decided against Hartford, -

cnt

a. ©

nesses before him.
But on appeal, Hatford referred to

{tte towed ia te to he xing —yeet

"in its brief, quoting ‘from it, with the hoped for result of,

goleening Gie stints of ot Test a’ majority of the court, 00
that the evidence in the record and the findings Of the dis-

trict court were rejected

s*

7 matter of this suit.” (p. 404) ©

blowing art here involved, we regard Owens and
Brooke as the only devices which caused any con-

-“The periodic, separated, individualized mold forms

' process and its contrast with the continuous feed
_ Stream of the earlier art are described by the union

“In point of fact, the arene operators who

. worth.and alleged pertinhence.is based on fiction with-

“And-where an art, eager for relief, found in these ’
. moribund patents nothing to meet that suggested

~ judgment, attitude, and conduct of the glass trade

6

_. “We shall later see that in these few words. this

practical. glass blower official summarized the novel
characteristics of the machine which is the subject-

“In the siento work of that part of the glass- :

cern to the Glass Blowers’ Union, Whatever steps
other inventors took, tertain it‘is they had no effect
so far. as supplanting hand hlowing’ by machine
blowing.” (p..406). | |

or gobs discharged by this current-intercepted
official just referred to * * *" (p. 407.).

were threatened with annihilation by the Owens
device, found nothing in’ this. swarm of alleged
patent anticipations to relieve them,.and the labor |
conventions asserted; as they did, that none of these .
alleged prior devices had any effect. We may safely
assume these futile devices did not enter into the
situation then and should not now, becatise their”

out support of fact.” (p. 412).

solution, it is safer to rely evidentially on the then

. rather than on the post litem testimony of experts,
the contentions of infringers, and the theoretical

_ construction that often tempts courts to create out

’ of lifeless patents an ‘imaginary machine on paper
which a working art could not do in steel” (p. 413).*

Upon the opinion coming down, the Hazel Company ei- |
deavored to obtain proof that the Hartford Company was
responsible for the article. Hazel had been told in 1929 by. |

‘the Woods,’ Cincinnati law yers, that Clarke in 1926 and

Hatchgn 1928 had separately said to them that Hatch had
written the article, but’ this: was purely hearsay, and,

further, there was no suggestion that the Hartford and -

Owens concerns had authorized this action ta influence the
patent office. However, the Hazel Company employed a
McCarthy firm of investigators, McCarthy immediately

communicating with the Woods, Maloney who was the first -
‘labor official whom Hatch asked to sponsor the article, and -

then Clarke. But he did not sce Clarke until after Hatch
had gone to Toledo and seen Clarke on May 10. On May 13;

_ when the Hazel inv estigator did see Clarke in Toledo, the

latter insisted that he, not: Hatch; had written the.article,
and when confronted with Wood’s letter that Clarke in .

- 1926 had said the'contrary, declared he had no recollection
- of so saying (R. 32). However, Clarke did say he had

some records which he would show McCarthy at the next

_ interview. On the same day, and undoubtedly after this
‘interview, Clarke telephoned to Naylor of the Owens Com-

pany, who telephoned to Hatch. (R. 61,.62), and when on
May 24th McCarthy again saw Clarke, the latter refused

to produce the records, refused to. “sign any statement at

*The majority ‘of the court below shoes that the Clarke -

article was not material to the decision (R. 240), but Judge Biggs ae
show ' aad _* this is not so (R. 255- 260). ,

e

8

the present time regarding the circufMmstances under which
the article was written”, and said he had “worked on that
article for seven weeks before.1 signed it in Philadelphia” .
and “I wrote that arti¢le in the interest of the general pub-
lic” (R. 34, 35). On July 22nd Hatch paid Clarke $500,
and on August 11th paid him $7,500, both payments being
by cash and’ not by check (Hatch, R. 55, 56, iid and
Clarke told Hatch,

“he felt. that we were sinter a certain itieeen: to
him on account of the work that he had done in
connection with this Clarke article, and ether things;
‘he had been bothered somewhat a is ema
(Hatch, R. 53). —-

‘The payment was in 1932, six years after the article
appeared in a 1926 isstie of the National Glass Budget. °
The majority opinion (R. 244) ‘says that the Hazel
investigator did not interview Hatch, the Hartford patent ©
attorney, to see if he would contradict Clarke, but this
would have been a vain task, as Hatch was then and is
still in Hartford’s employ, and both. still insist that it was
Clarke’s article except for a few unimportant details.
Hazel in 1932 had only the oral statements of the Woods -
as to what they remembered had been told them in. 1926
and 1928, and that Hatch had transmitted the article to
the magazine for publication. This was plainly insufficient,
especially on. a motion for rehearing after the thorough
consideratiog which had been given to the case by the threé
- judges, as evidenced by the majority and the dissenting
opinions. In Ward v. Ward, 2, Cit., 149 Fed. 204, a motion
' to stay a mandate was denied “if for-no other reason be-
_ cause the alleged newly discov ered evidencé is merely hear-
say testimony, and would-be inadmissible if objected to, and

"9
entitled to no weight if received without objection”. The...
minds.of the judges had been poisoned, as shown by ‘what: ;
later transpired in the Shawkee case, where the Shawkee
defendants petitioned the same court for rehearing on the . .
ground that the Clarke article had been instigated and pub-
lished by Hartford (infra, p. 12).

Faced with this situation, Hazel decided to make the

' best terms it could with Hartford, entered into a July 1932

license agreement with it, and on August 2, 1932, a decree ’
was entered: in the district court: in accordance. with Judge
Buffington’s opinion. |

In the summer of 1941, the trial uf the G lass antitrust

‘case in Toledo, which case is now on appeal to this: Court,

disclosed for the first time to Hazel the newly discovered ~
evidence here relied upon, and on November 19, 1941,

Hazel filed a petition in the court of appeals for leave

to file a bill of review in the district court, that-its decree
might be vacated, on the ground of newly discovered evi-
dence of material fraud. a

Acting upon the Hazel petition, the third circuit court
of appeals on December. 29,. 1941 filed an opinion stating
(R. 169):

“In view of the fact that it ts alleged that fraud
was practiced upon this court rather than upon the
court below, this court will adopt the practice fol- .
lowed by the. Circuit Court of Appeals for the Sec- -
ond Circuit in the companion case of Art Metal .
Works, Inc. v. Abraham & Straus, Inc:, 107 F.
(2nd) 940 and 944, certiorari denied 308 U: S. 621,
and itself pass upon the question of whether the
mandates of this court should’ be recalled and the —
cases reopened. Accordingly the prayers of the peti-

10

tions as —— are denied but leave: is granted to
the petitioners to amend the prayers. and to’ petition
‘this court to set aside the judgments heretofore. en-
tered in this court, on the ground of-fraud.— The
-plaintiff-appellant will then reply to the petitions-for
review as amended and the questions involved will
be heard and determined’ by this scat

On January 6, 1942: Hazel filed an ni amendubent to its
petition, in accordance with the above suggestion, as fol- :
lows (R. 173): 7 |

mea ‘That this Court, on the ground of fraud,
_ vacate, set aside and annul its decision and decree
‘entered on or about May 6, 1932, reversing the de-
cree of the district court for the western district of
Pennsylvania ; recall the mandate.issued pursuant to
said decision and decree, and vacate, annul and set
aside all proce¢dings had pursuant to said mandate,
including the entry of the final decree filed in said
district court on or about August 2, 1932; reinstate
the decree of said district court entered on or about
March 31, 1930; and restore this cause to the. docket
of this Court for reargument upon the original
briefs filed herein or upon such supplemental briefs ~
: as the parties may wish to file, and fix the time for
* the filing of such briefs and reargument.

“2. For oleh ‘other and further relief as may
be just, including such relief and leave as may be
appropriate to take proceedings in this Court or in.
said district court for setting aside and vacating on
the ground of fraud said decision and decree of this
Court, and the proceedings had and decree entered
in the district court pursuant to the mandate of this
Court issued on its said: decision-and decree”.

ie ee 11

Thereafter the | court of ee heard- the matter on
the: petition as amended, and on June 30, 1943 made the.
Fassia msn
__ decision. here complai $ on high by ‘hie oqpenent, otc.. relief
has been granted” (pp. 65, 66).

The ground for this is

=" Wnt te canie Sagat gaiitert, Goal} igen the
: party seeking relief against the judgment or decree,
-that party has been’ prevented from presenting all
his case to the court. =e
“On the other hand, the doctrine is ‘equally welt
settled that the court will not set aside a judgment ;
because it was founded on a fraudulent instrument, .
or perjured evidence, or for any matter which Wwas

ae eee:
‘ mee, &- is)

The fraud “practised directly upon the past?” has come
to be called “extrinsic” fraud, and the second kind 6f fraud ”
* “intrinsic”. The distingtion is nice, and its soundness has
_ been questioned in textbboks and by the courts. Publicker
-v. Shallcross, 3 Cir., 106° F. 2d 949, 951; Purk V. Park,
5 Cir., 123 F. 2d 370, 372; Raymond v. Wickersham, ;
_ CCPA., 129 F. 24 522, 526; Brady x. Beams, 10 Cir., 132
F. 2d 985, ‘986. In this last decision, the court said that the
line of distinction between intrinsic and extrinsic fraud—

ed

“is sometimes indistinct and difficult to draw; dia-*
lectic niceties have sometimes been used in an effort
to blueprint it; and tenuous differences have occa-
sionally been sketched. Broadly stated, fratid’prac-
ticed by a successful litigant which prevents his un-
successful adversary from fully exhibiting his ase,
such as wrongfully preventing him or bis; matefial
witnesses from attending the trial, inducing his
attorney to professional delinquency or infidelity in

r

ig.

- ° .
e
-
.

#

connection ‘with the case, or some other similar act,
unmixed with fault or negligence on the part of
the losing party, constitutes extrinsic or collateral
fraud; and the introduction of perjured ‘testimony
or forged documents, or other cognate matter, which
is actually considered in the judgment constitutes
intrinsic fraud. United States v. Throckmorton,

_ supra; Vance v. Burbank, 101 U.S = 25 L. Ed.
929.” dine :

Marshall v. Sahin, 141 U. S. 589, appears to over-
_tule the. Throckmorton decision, because the fraud in the
Marshall. case was “intrinsic”, consisting of “false testi-
mony and forged documents” (pp. 590, 592). The suit
was to set aside a judgment, because of such fraud, and
was filed in a Louisiana state’ court, after. the term had -
expired. The plaintiff petitioned for removal to the federal
court; which was denied and the decision was against the
plaintiff, a writ of error being then -prosecuted to this
_ Court. It was said by this Court (p. 601) ‘that the trial
~ court might grant relief
“by reason of the-fact, distinctly alleged, that some’
of the necessary proof establishing the’ forgery of
the letter was discovered after the judgments at law
were rendered, arid after the ‘egal delays within

which new trials’ could have been ‘obtained, ‘and
‘could not have been discovered’ by her sooner.”

The. inconsistency between this decision and that in

_ © the Throckmorton case is pointed out in Publicker-v. S hall-
cross, 3 Cir., 106 F. 2d 949, 951.

“-* However, whether there be a substantial and workable

* difference between “intrinsic” and “extrinsic” fraud, there

was extrinsic fraud in the present case,

21

In the present case, the fraud was “extrinsic”, because
Hazel was prevented “from exhibiting fully” (Throck-

morton opinion, supra) its case. The fraudulent Clarke |
article was not considered in the judgment of the district

court, and, indeed was not before that court as evidence.
Hartford introduced the Clarke article into the trial against

Hazel as an apparently imnocent part of the voluminous:

patent office history of the Peiler patent, but did not offer
the article itself nor make any mention’ of it in the trial
court. There was nothing for Hazel to meet at the trial.
By this action on the part of Hartford, Hazel could not
_ attack the Clarke article in the court of appeals when
Hartford there for the first-time called attention’ to and
relied upon it, on any ground other than its incompetency:
as proof of the truth.. After. the apparently innocent and
disinterested article’ had been read by Judges Buffington
and Davis, whose minds it poisoned, naturally they ignored
the technical although sound argument by Hazel that it was
‘incompetent. Fa
In addition, Hazel was prevented, after eli Buffing-
ton’s opinion appeared on May Sth, from obtaining proof
that Hatch of the Hartford Company, ‘and not Clarke,

had written the Gcaeiee article, by Hartford getting. first to:

Clarke.

So, even if the Throckmorton tule be applied, instead

of the Marshall v. Holmes statement, the court “below
should have set aside the fraudulently obtained decision,
and its failure to do so was in conflict with both.

oe
. ..
P .
» |: 22.

* ..

POINT lll

Whether or not circuit courts of appeals have the power
to remedy frauds practised on them by setting aside their
former decisions, when there has been no fraud in the
court below, is a jurisdictional question of great ‘impor-
tance to the administration of justice that should be settled |
tal this Court. :

_ This question has never been decided by this court and

its importance to the orderly administration of justice is
apparent. ;
Where, as here, binud 1s 3 practised on a circuit court
- of appeals, and there has been no fraud in the court —
below, it is clear that the aggrieved party is deprived of a _
fair hearing unless the court of appeals has the power and
jurisdiction to inquire into the fraud. mi

As stated by Judge Biggs, in the dissenting opinion
below:

“The significarit fact is that: the fraud was worked
upon a appellate tribunals” (R. 253). |

And:

“Fhe fraud is one which was worked, as I have
stated, upon-our appellate jurisdiction. It came
within the ambit of this court: on appeal. That
fraud-can be relieved.of only by the exercise of our |
appellate jurisdiction precisely ‘as the fraud worked
upon the Court of Appeals for the Second Circuit
can be ¢ured only by that tribunal. If we do not
exercise our-jurisdiction the petitioners will be with-’
out relief from the fraud practiced upon this court.
If fraud effected our decree at No. 4414, this court
, as a matter of justice should grant rehéarings both
at No. 4414 and at No. 5203” (R. 255).

:

os

POINT IV

The decision below, on a matter of great public im-
portance, was wrong and constituted palpable error ap-
‘parent on the face of the opinion. .

The 1932 decision’ of the-circuit court of appeals held
that Peiler, the Hartford patentee, had made great, revo-
lutionary inventions in the glass industry, and sustained
his patent which was before* it in the-suit as being valid
and entitl¢d to a broad scope. This judicial appraisal of |

_ what Peildr had done was of great importance, not only to
the litigants, but also to the public generally, because thereby
the Hartford patent rights: were strengthened for use®

against other manufacturers or users of the kinds of ma-
chines complained of. And this extended not only to the

‘ particular Peiler patent betcre the court, but: also to other

Peiler patents. In Hartford. v. Coe (1936) C. C. P. A., 87

F. 2d 741, a Peiler application for patent was allowed, of the
same general nature as the patent here involved, the circuit
court of appeals for the district of Columbia citing with
approval Judge Buffington’s opinion, especially that part

'.in which he quotes the words of “the union official” (p.

743). Thereby, the Hartford Company obtained the issue

in 1937 of a patent on a Peiler application filed in 1914, and
which patent is even broader than the Peiler patent here
in question.

As gan in the dissenting opinion below by Judge Biggs

- ( R. 265):

“there is a vduty to protect the public from an unwar-
ranted monopoly imposed by a patent. Quite aside .
from this, however, we have the duty to preserve -
the integrity of our appellate jurisdiction against
fraud. ..As I see the facts, action’ upon that duty is
clearly imposed upon its by the petitions at. bar.”

24

To hold, as did the court below, in a matter of such
public importance, that it was without ypower to remedy
a fraud practised upon it constitutes error apparent on the
face of the opinion below.

| The certiorari jurisdiction of: this eourt is- “coextensive
with all possible necessities”, Forsyth v. Hammond, 166 °
U. S.- 506, 514, and the ‘eiaiilaats establish the propriety
of the issuance of the writ where the, decision of the circuit’
court of appeals is untenable on its face. See Reynolds v. -
United States, 292 U. S. 443, 446,447; Southern Railway
Co. v. Walters, 284 U. S. 190; Stringfellow v. Atlantic
. Coast Line R. Co., 290 UW: S. 322,-326; McCandless v.
| United States, 298 U, S. 342. And the use of certiorari
jurisdiction to correct error of this, character is recognized
by.the rules of this Court (Rule 38, par. 5(b)). It is
founded upon the fact that it is in the interests of the law,
not merely the interests of the parties, that decisions of
_ lower federal. courts shall not be permitted to stand un-
corrected where there is-on the very face of the opinion
written to support the — the — that i in law
the judgment is wrong. ,

In the interests of due administration of justice the
patently erroneous decision of the court below should not
be: permitted to stand. :

,

Summary |

The opinions below show plainly that’the majority of
the court of appeals were W NTOng. with respect to their.
conclusions.

A court has inherent pow er to vindicate ‘nit protect its
existence and powers, and. where’a fraud upon it resulted’
. ina decision of importance not only to the parties, but to

Vv
y

the public generally, as is trué of patent eases, the court
has power to set aside the fraudulently obtained judgment
at any time thereafter.

The fraudulent Clarke article poisoned the inlets of
Judges Buffington and Davis, with the intended result that

they disregarded the findings of the trial court’ that the
_ prior art so limited the Peiler patent that it was not in-
fringed. This plainly appears from a reading of Judge
Buffington’ S opinion, as pointed out in the dissenting
| opinion below of Judge Biggs. — 2

There was no laches on the part of either Hasit or of -
_ Shawkee, because, although they suspected and believed |

that Hartford was the author of the article, and Shawkee
even so represented to the coitrt of appeals in its case,
neither Hazel nor Shawkee had any proofs to such effect
until they were brought. out in the government antitrust
. suit in Toledo, three months ‘before Hazel and Shawkee
filed their respective petitions in the court beléavs . As stated
by-Judge Biggs in the dissenting opinion below:

.. “Knowing that something is the fact and possessing

the ability to prove it are two very different things”
(R. 261). ;

The petition for a writ of certiorari to the circuit court
of appeals for the third circuit should be granted.

ag Respectfully submitted,

STEPHEN H. PHILBIN,
Henry R. ASHTON, ©
Counsel for Petitioner.

September, 1943.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386404_0011%3A02. Public record. Not legal advice.
