# Opposition Brief — Local 1011, United Steelworkers v. Herman

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 2000
- **Citation:** 531 U.S. 1010

## Text

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No. 00-129

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In the Supreme Court of the Gnited States

LOCAL 1011, UNITED STEELWORKERS OF AMERICA,
AFL-CIO, CLC, PETITIONER

Vv.

ALEXIS HERMAN, SECRETARY OF LABOR

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT

BRIEF FOR THE RESPONDENT IN OPPOSITION

SETH P. WAXMAN
Solicitor General

Counsel of Record
HENRY L. SOLANO Department of Justice
Solicitor of Labor Washington, D.C. 20530-0001
NATHANIEL I. SPILLER

202) 514-2217
Deputy Associate Solicitor

MARKS. FLYNN
Attorney
Department of Labor
Washington, D.C. 20210

QUESTION PRESENTED

Whether a rule restricting candidacy for union office
to union members who have attended eight monthly
meetings during the two-year period preceding nomina-
tions (or have been excused from attendance) is a
reasonable qualification for candidacy under Section
401(e) of the Labor-Management Reporting and Dis-
closure Act of 1959, 29 U.S.C. 481(e).

(I)

TABLE OF CONTENTS

Page
ECR EAE EN ee eee 1
a camslpusaitoal 1
RCAC SF RIES oS OR Nee 2
EES ENE ESTERS OOO NT TR 6
tia si ia prenirhcamsnisbomiesonasianieniisiane 18
TABLE OF AUTHORITIES
Cases:
Black v. Cutter Labs., 351 U.S. 292 (1956) veccccccccccccccsccosees 11
Doyle v. Brock, 821 F.2d 778 (D.C. Cir. 1987) ....cesscsssess0e- 4, 12,
13, 15
Herman v. Springfield Mass. Area, Local
497, Am. Postal Workers Union, 201 F.3d 1 (1st
i IIIS aiid salaacusteadntaiaielensieuntesecdpunnediccsisenneinnnss 5, 12,14
Local 3489, United Steelworkers v. Usery, 429 U.S.
TT tabla ach oiiseiNnsahsissneasihcticininissisnabesinies 3, 7, 8, 9, 10, 11
Marshall v. Local 1402, Int'l Longshoremen’s
Ass’n, 617 F.2d 96 (5th Cir.), cert. denied,
I iota seit Achnccitacsbpsnasacpsboaedebihaniinsinnsonen 12, 13
Wirtz v. Hotel Employees Union, Local 6, 391 U.S.
a TT 1b aise cel tnsalasteacacinsidludaabiesahaeaintnaneseosapotndioriooesibenisshoices 7
Statute and regulation:
Labor-Management Reporting and Disclosure Act
of 1959, 29 U.S.C. 401 et seq.:
pO I, GE OE BOB, vancicsuscnscsnsnvorssessncavssveonsensson 2
RMT EAD, SUUUIND vo sscasensesconstssannsaatascentasaccanen 2
§ 401(e), 29 U.S.C. 481(e) ....cececsssssseeees 2, 3, 6, 7, 12, 16
BR RA MID csssvibesocnsseccsssvessesenstonscoennsases 3
Ig OP OLLI, GERRI) osesccorsscninnsoracesssssossousorsssoces 8, 15
I TT PA MIU) iciemsinsassosscccssssnesincennonceveebinsne 3
Tit. V, 29 U.S.C. 501 et seq.:
Se INE PIR: BPE ies ssichuhinsannsbscininsbawbantnniesdainibanins 2
SSS EIS EHS re ee on 4,10

(IIT)

IV

Miscellaneous: Page

Letter from Francis X. Burkhardt, Assistant Secre-
tary of Labor, to Lloyd McBride & Lynn R. Williams,
United Steelworkers (Sept. 15, 1978) .......sssscssssssessessesesees 17
Letter from Edmundo A. Gonzales, Deputy Assistant
Secretary for Labor-Management Standards, to
George F. Becker, International President, United
Stoolworwars CAS. TD, IDG) sncceceiccsvsssssresssenivennivsasapesnanconss 17

Jn the Supreme Court of the Gnited States

No. 00-129

LOCAL 1011, UNITED STEELWORKERS OF AMERICA,
AFL-CIO, CLC, PETITIONER

Vv.

ALEXIS HERMAN, SECRETARY OF LABOR

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS |
FOR THE SEVENTH CIRCUIT

BRIEF FOR THE RESPONDENT IN OPPOSITION

OPINIONS BELOW

The opinion of the court of appeals (Pet. App. 1a-8a)
is reported at 207 F.3d 924. The opinion of the district
court (Pet. App. 9a-35a) is reported at 59 F. Supp. 2d
770.

JURISDICTION

The judgment of the court of appeals was entered on
March 23, 2000. On June 12, 2000, Justice Stevens
extended the time within which to file a petition for a
writ of certiorari to and including July 21, 2000, and the
petition was filed on that date. The jurisdiction of this
Court is invoked under 28 U.S.C. 1254(1).

(1)

2

STATEMENT

1. Title IV of the Labor-Management Reporting and
Disclosure Act of 1959 (LMRDA or Act), 29 U.S.C. 481
et seq., prescribes requirements governing the election
of officers of labor organizations. Every local labor
organization covered by the Act is required to conduct,
at least once every three years, an election of its offi-
cers by secret ballot among its members in good
standing. 29 U.S.C. 481(b). Section 401(e) of the Act
further provides that:

a reasonable opportunity shall be given for the
nomination of candidates and every member in good
standing shall be eligible to be a candidate and to
hold office (subject to section 504 of this title and to
reasonable qualifications uniformly imposed).

29 U.S.C. 481(e).'

2. Petitioner Local 1011, United Steelworkers of
America, is a labor organization covered by the
LMRDA. Pet. App. 10a. Chartered by and subordinate
to the United Steelworkers of America, AFL-CIO (the
International), petitioner is subject to the Interna-
tional’s constitution, which provides that, in order to be
eligible for election as a local officer, a member shall
have attended at least one-third of the regular meetings
of the local during the 24-month period preceding the
election. Jd. at 10a-1la. Because meetings are held on a
monthly basis, the rule requires members to have
attended eight of 24 meetings during that period. A
member’s absence from a meeting may be excused if it
is due to his or her union activities, working hours,

1 Section 504 of the Act, 29 U.S.C. 504, which disqualifies from
union office persons convicted of certain offenses, is not at issue in
this case.

3

service in the armed forces, confining sickness, or jury
duty. J/bid. If a member has one or more excused
absences, however, the member must have attended
one-third of the meetings from which he or she was not
excused. Jd. at 4a, 10a-1la.

In April 1997, petitioner conducted an election gov-
erned by the constitution’s meeting-attendance rule.
Pet. App. 10a. At the time of the election, petitioner
had 2990 members in good standing. /d. at lla. Only 95
members (3.1%) had attended eight or more of the 24
monthly meetings in the two-year period preceding the
election. bid. Even after consideration of the rule’s
excuse provision, only 242 members (8%) were eligible’
for nomination. /bid.

After unsuccessfully protesting the election to
petitioner and the International, two union members
filed complaints with respondent Secretary of Labor in
which they alleged that the meeting-attendance rule
was not a reasonable candidacy qualification under
Section 401(e) of the LMRDA. Pet. App. 11a-12a; see
29 U.S.C. 482(a). The Secretary found probable cause
to believe that petitioner had violated the Act by main-
taining the meeting-attendance rule. Pet. App. 12a.

3. The Secretary then brought this action against
petitioner under Section 402(b) of the LMRDA, 29
U.S.C. 482(b), to set aside the election on the ground
that petitioner had imposed an unreasonable qualifica-
tion for candidacy—the meeting-attendance rule—and
that that violation of Section 401(e) may have affected
the outcome of the election. See 29 U.S.C. 482(c). The
district court granted summary judgment in favor of
the Secretary. Pet. App. 9a-35a.

Relying on Local 3489, United Steelworkers v. Usery
(Steelworkers), 429 U.S. 305 (1977), in which this Court
invalidated the International’s previous rule requiring

4

attendance at one-half of the monthly meetings over
three years, the district court held that the reasonable-
ness of the meeting-attendance requirement should be
evaluated under a multi-factor test.’ The district court
therefore considered the percentage of union members
whose candidacy was excluded by the rule (92%), how
far in advance of nominations a candidate would be
required to begin attending meetings in order to qualify
(eight months), and petitioner’s justifications for the
rule. Pet. App. 16a, 25a-28a. The court concluded that,
despite its excuse provisions, the rule imposed a sub-
stantial burden on the democratic process by requiring
prospective candidates to begin attending meetings
eight months in advance of nominations. The court held
that petitioner’s interests in encouraging attendance at
its meetings and having candidates with demonstrated
commitment and knowledge about union affairs did not
justify the rule’s anti-democratic effect, because the
rule had not encouraged attendance, and the electorate
could itself judge the commitment and knowledge of the
—eandidates. Id. at 32a-33a.

4, The court of appeals affirmed. Pet. App. la-8a.
The court agreed with the district court that the per-
centage of union members disqualified by the rule was
not dispositive of its reasonabieness, and that a footnote
in the Secretary’s interpretive regulations, 29 C.F.R.
452.38(a) n.25, that suggested a per se test based on
that percentage was entitled to little weight. Pet. App.

2 The district court declined to accord deference to the Secre-
tary’s position that the high exclusion rate was determinative
because her interpretation was not based on application of her
expertise but rather on acquiescence in the decision in Doyle v.
Brock, 821 F.2d 778 (D.C. Cir. 1987), which the court believed
misinterpreted Steelworkers. Pet. App. 22a, 26a.

5

5a-6a (relying in part on Herman v. Springfield Mass.
Area, Local 497, American Postal Workers Union
(Postal Workers), 201 F.3d 1, 4 (1st Cir. 2000) (rejecting
per se test based on percentage of membership
disqualified because that percentage may reflect
member apathy as well as burden imposed by meeting-
attendance rule)).

Citing Steelworkers and subsequent decisions of the
courts of appeals (including those on which petitioner
relies), the court articulated a standard for evaluating
meeting-attendance requirements that it believed was
“eonsistent with the case law.” Pet. App. 6a. Under
that approach, a condition of eligibility that disqualifies
the vast bulk of the union’s membership from standing
for union office is presumed unreasonable. Ibid. The
union must “then present convincing reasons, not
merely conjectures, why the condition is either not
burdensome or though burdensome is supported by
compelling need.” Jbid. The court concluded that this
approach appropriately distinguishes, as did the First
Circuit in Postal Workers, between a rule’s impact
(which may merely reflect members’ apathy) and its
burden. Jbid.

Applying that standard, the court concluded that the
petitioner had not established a lack of burden:

Requiring attendance at eight meetings in two
years imposes a burden because it compels the
prospective candidate not only to sacrifice what may
be scarce free time to sit through eight meetings,
but also, if he is disinclined to attend meetings for

6

any reason other than to be able to run for union
office, to make up his mind whether to run many
months before the election.

Pet. App. 7a. The court further concluded that peti-
tioner had not satisfied the “onus of justification” that
the rule was supported by compelling need. Jbid. The
court held that the slight turnout at meetings demon-
strates that the rule had not been successful in
bolstering attendance by persons who might want to
run for union office in opposition to incumbents. Jbid.
Furthermore, the court noted that the union had
apparently given no consideration to other inducements
to attend meetings, and that petitioner had made no
argument that a three-meeting rule, like that approved
in Postal Workers, which would provide a longer
window of opportunity to decide on candidacy, would
fail to satisfy the union’s desire to have experienced and
committed officers. Jd. at 7a-8a.

ARGUMENT

The decision of the court of appeals correctly con-
cludes that petitioner’s meeting-attendance rule is not a
reasonable qualification for candidacy for union office
under Section 401(e) of the Labor-Management Report-
ing and Disclosure Act of 1959 (LMRDA), 29 U.S.C.
481(e). The decision does not conflict with any decision
of this Court or any other court of appeals. To the
extent there is tension among the courts of appeals
regarding the appropriate analysis for determining the
reasonableness of meeting-attendance rules, this case is
not a suitable one in which to resolve the tension. This
Court’s review is therefore not warranted.

1. Section 401(e) of the LMRDA guarantees union
members in good standing the right to be candidates for
union office, subject only to “reasonable qualifications

—

7

uniformly imposed.” 29 U.S.C. 481(e). Petitioner con-
tends (Pet. 17-18) that the court of appeals adopted an
“entirely novel” and unsupported approach in deter-
mining whether petitioner’s meeting-attendance re-
quirement is a reasonable qualification under Section
401(e). Contrary to that contention, the approach of the
court of appeals is supported by this Court’s seminal
decision on the issue, Local 3489, United Steelworkers
v. Usery (Steelworkers), 429 U.S. 305, 310 (1977), in
which the Court held that a prior version of the
meeting-attendance rule, which required that candi-
dates have attended at least one-half of the union’s
regular monthly meetings during the three years
before the election, was not a reasonable qualification.
Consistent with the LMRDA’s command that unions
conduct free and democratic elections, Congress in-
tended Section 401(e)’s authorization of reasonable
qualifications to be narrowly construed. See Wirtz v.
Hotel Employees Union, Local 6, 391 U.S. 492, 499
(1968). Moreover, the LMRDA’s check on the power of
incumbents is “seriously impaired by candidacy
qualifications which substantially deplete the ranks of
those who might run in opposition to [them].” Jbid. In
accordance with these principles, the Court in
Steelworkers placed strong emphasis on the previous
meeting-attendance rule’s high rate of exclusion in
holding that the rule was unreasonable. 429 U.S. at
309-310. The Court explained that “an attendance re-
quirement that results in the exclusion of 96.5% of the
members from candidacy for union office hardly seems
to be a ‘reasonable qualification’ consistent with the
goal of free and democratic elections.” Jd. at 310. The
Court also rejected the union’s argument that the rule
was permissible because it imposed a qualification that
any member could meet by attending 18 brief meetings

8

over a three-year period. /d. at 310-311. The Court
concluded that the union’s argument “misconceive[d]
the evil at which the statute aims” because the eligibil-
ity rule must be judged “not by the burden it imposes
on the individual candidate but by its effect on free and
democratic processes of union government.” /d. at 310-
311 n.6. Moreover, the Court explained, even if exam-
ined as a procedure for qualification, the rule had a
restrictive effect on union democracy because members’
interest in changing union leadership is “likely to be at
its highest only shortly before elections.” Jd. at 311.

The Court also rejected the union’s argument that
the rule was reasonable because it encouraged atten-
dance at union meetings. Steelworkers, 429 U.S. at 312.
The Court held that, given the members’ low atten-
dance rate, the rule had not served the purpose of
generating attendance by members generally; and, as
to encouraging the attendance of potential dissident
candidates, the Court reiterated that “very few mem-
bers * * * are likely to see themselves as [candidates]
sufficiently far in advance of the election to be spurred
to attendance by the rule.” Jbid. Finally, the Court
held that, as to the goal of assuring knowledgeable and
dedicated leaders, Congress determined in the LMRDA
that the best means to achieve that end is to leave the
choice of leaders to the membership in open and
democratic elections, unfettered by arbitrary exclusions
that bar the bulk of members. Jbid.

In holding that the revised meeting-attendance rule
at issue here is also not a reasonable qualification, the
court of appeals considered the same factors that this
Court considered in Steelworkers. As compared to the
previous, invalid rule, the revised rule reduced the
number of required meetings (to one-third of the meet-
ings over a two-year period) and expanded the types of

9

excused absences.*® The court of appeals first held that
a condition of eligibility that disqualifies the vast bulk
of the union’s membership (here 92%) from standing for
candidacy is presumptively unreasonable and shifts the
burden to the union to present reasons justifying the
rule. A presumption of unreasonableness finds strong
support in this Court’s bedrock conclusion in Steel-
workers that a rule that excludes such a high percent-
age of the membership (there over 96%) “hardly seems
to be a ‘reasonable qualification’ consistent with the
goal of free and democratic elections.” 429 U.S. at 310.
Petitioner does not directly challenge this burden-
shifting analysis, but rather contends (Pet. 17) that the
court of appeals unduly restricted the factors that can
be considered to justify a rule. To substantiate this
assertion, petitioner cobbles from disparate portions of
the court of appeal’s opinion “a three factor test” (Pet.
17 & n.8) that the court itself did not articulate or
impose.‘ Contrary to petitioner’s formulation, the court

3 The original rule allowed excuses only for absences due to a
conflict with a member’s union activities or working hours. Steel-
workers, 429 U.S. at 306-307.

4 For example, petitioner asserts that the third criterion of the
lower court’s test is that the union must “show that its meetings
are conducted according to various procedures of that court’s de-
vising, such as mailing of agendas in advance of each meeting to all
members.” Pet. 17 n.3. This “criterion” is taken from a portion of
the court’s opinion in which the court described the absence of
information in the record on the nature of petitioner’s meetings.
There is no indication in that discussion, Pet. App. 3a, or in the
court’s later formulation and application of its standard, id. at 6a-
8a, that the court intended compliance with such supposed proce-
dural requirements to constitute one criterion in a three-part test.
Similarly, the court in its general discussion questioned the legiti-
macy of the union interest underlying the rule, when members, by
dint of the excuse provision, can qualify without having attended a

10

of appeals held that a union could rebut the presump-
tion by showing that a rule “is either not burdensome or
though burdensome is supported by compelling need.”
Pet. App. 6a. That open-ended formulation permits
consideration of all the factors contained in the Secre-
tary’s interpretive regulation addressing meeting-
attendance rules, 29 C.F.R. 452.38(a), which this Court
cited approvingly in Steelworkers and which petitioner
appears to accept (Pet. 19) as the appropriate multi-
factor test for determining reasonableness.

Moreover, the reasons that the court of appeais gave
for concluding that the rule in this case was burden-
some and unsupported by compelling need are harmoni-
ous with Steelworkers. For example, the court’s deter-
mination that the rule imposed an undue burden was
based, in large measure, on its recognition that an
eight-monthly-meeting rule requires members to make
up their minds about candidacy many months before
the election. Pet. App. 7a. That consideration mirrors
Steelworkers’ recognition that issues that motivate
union candidacy are likely to arise only shortly before
the election. 429 U.S. at 311. And, although the time
before the election by which a candidate was required
to begin attending meetings was lengthier in Steel-
workers than in this case—18 months instead of eight
months—the issue of the precise period of time that
crosses the reasonableness threshold is not worthy of
this Court’s review. That is particularly true here
because the court of appeals’ conclusion that eight
months is too long is consistent with the conclusions of

single meeting. /d. at 4a. In its application of the standard,
however, the court nowhere stated, as petitioner contends (Pet.
20), that the existence of an excuse provision is fatal to a rule’s
reasonableness.

11

other courts of appeals on the question. See p. 13,
infra.

The further ruling of the court of appeals that peti-
tioner did not show an underlying purpose that would
justify the rule also mirrors the Court’s reasoning in
Steelworkers. For example, as this Court had in
Steelworkers, the court of appeals relied on the low
turnout at union meetings as evidence that the rule was
ineffective in accomplishing the goal of promoting
attendance by members generally or by opponents of
the incumbents in particular. Compare Pet. App. 7a
with Steelworkers, 429 U.S. at 312. Moreover, the court
reasonably relied on the union’s failure to consider
alternative means to induce attendance at meetings, or
to make any argument that its interests would not be
adequately served by a rule requiring attendance at
fewer meetings, permitting a later decision to commit
to running for office. Pet. App. 7a.

2. Petitioner contends (Pet. 11-18) that this Court’s
review is needed because the courts of appeals have
read Steelworkers in “three different and irreconcilable
ways.” Pet. 11. Contrary to that contention, the courts
of appeals have reached consistent holdings in cases
that have presented different facts. Although peti-
tioner identifies some divergence in statements that the
different courts have made regarding the consequences
when a meeting-attendance rule excludes a high per-
centage of the union membership, this Court “reviews
judgments, not statements in opinions.” Black v.
Cutter Labs., 351 U.S. 292, 297 (1956). Moreover, this
case would not be an appropriate one in which to re-
solve any tension among the courts of appeals regard-
ing whether the “percentage-disqualified factor [is]
dispositive in meeting attendance rule cases” (Pet. 14),
because the court of appeals here ruled in petitioner’s

12

favor on that question. The court of appeals held that
the 92% exclusion rate resulting from petitioner’s rule
did not alone render the rule invalid; rather, the court
concluded that additional factors required the con-
clusion that the rule was unreasonable. Pet. App. 6a-8a.

a. In the 23 years since Steelworkers, three courts of
appeals, other than the court of appeals in this case,
have considered Section 401(e)’s “reasonable qualifica-
tions” standard in relation to meeting-attendance rules.
In two of those cases, the courts held or strongly
intimated that rules requiring attendance at meetings
at least six months before the election were unreason-
able. See Marshall v. Local 1402, Int’l Longshoremen’s
Ass’n, 617 F.2d 96, 97 & n.1 (5th Cir.) (invalidating rule
requiring candidates to have attended at least one bi-
monthly meeting in each of the ten months preceding
election and resulting in exclusion of 93.7% of mem-
bership), cert. denied, 449 U.S. 869 (1980); Doyle v.
Brock, 821 F.2d 778 (D.C. Cir. 1987) (holding that the
Secretary had acted arbitrarily and capriciously in
failing to challenge an election in which the meeting-
attendance rule required attendance at six monthly
meetings in the year preceding the election and ren-
dered 97% of the membership ineligible). In Herman v.
Springfield Massachusetts Area, Local 497, American
Postal Workers Union (Postal Workers), 201 F.3d 1
(2000), the First Circuit upheld a meeting-attendance
rule that required attendance at only three monthly
meetings during the twelve month period preceding the
nominations meeting, even though the rule excluded a
large percentage of the membership.

The judgment of the court of appeals in this case,
which invalidated a rule requiring attendance at eight
monthly meetings during the two years before the
election, fits comfortably within the pattern of the post-

13

Steelworkers decisions. Rules, like the one at issue
here, requiring attendance at six or more monthly
meetings—and thus requiring members to have com-
menced attendance at meetings six or more months
before the election—have been viewed as unreasonable.
Local 1402, supra (ten meetings); Pet. App. 7a (eight
meetings); Doyle, supra (six meeting requirement and
high disqualification rate presented sufficient indicia of
unreasonableness that Secretary must bring suit). On
the other hand, the sole court of appeals decision to
sustain a rule, the First Circuit’s decision in Postal
Workers, addressed a three-meeting rule, which clearly
imposes a lesser (although not insubstantial) burden on
the democratic process. Thus, the results in the four
cases that have been decided since Steelworkers are
fully consistent with one another.

b. Although the reasoning of the four decisions is not
entirely uniform, petitioner exaggerates in asserting
that the courts of appeals have approached the
meeting-attendance question in “three different and
irreconcilable ways.” Pet. 11 (referring to the ap-
proaches of the court of appeals in this case, the First
Circuit in Postal Workers, and the D.C. Circuit in
Doyle).’ Indeed, the court of appeals in this case con-
cluded that the framework it endorsed—under which a
rule’s high rate of exclusion creates a presumption of
unreasonableness but permits a union to demonstrate
the rule’s lack of burdensomeness or the union’s com-
pelling need—is consistent with all of the post-

° Petitioner ignores the Fifth Circuit’s holding in Local 1402,
that the ten-monthly-meeting rule there created a ten-month
“advance-intention” requirement that was unreasonable. That
holding is in substantial accord with the decision in this case that
an eight-month “advance-intention” requirement is unreasonable.

14

Steelworkers appellate authority on meeting-atten-
dance rules. Pet. App. 6a.

There is no basis for petitioner’s contrary contention
that the reasoning of the court of appeals here conflicts
with the decision of the First Circuit in Postal Workers.
The court of appeals here expressly agreed with the
First Circuit that a rule’s high rate of exclusion is not
dispositive of the rule’s validity, and the court distin-
guished the rule at issue here from the three-meeting
rule approved in Postal Workers on the ground that the
Postal Workers rule permitted a prospective candidate
to come into compliance at a time much closer to the
election. Pet. App. 7a-8a. Moreover, as previously ex-
plained (see p. 9 & note 4, supra), petitioner errs in
describing the court of appeals’ opinion in this case as
applying a three-factor test that differs from the
analysis in Postal Workers.®

Petitioner also errs in characterizing the District of
Columbia Circuit as adopting in Doyle an inflexible rule
that a meeting-attendance requirement that excludes a
high percentage of union members from candidacy is
always invalid. Neither the court of appeals in this case
nor the First Circuit in Postal Workers read Doyle as
establishing an absolutely rigid rule. See Pet. App. 6a
(concluding that its decision was consistent with Doyle,
“the most ‘per se’ of the opinions”) (emphasis added);
Postal Workers, 201 F.3d at 4 (stating that “[oJne

§ Petitioner’s assertion (Pet. 19) that it would prevail under the
First Circuit’s approach in Postal Workers is without basis. Postal
Workers distinguished Doyle on the ground that it involved a six-
meeting rule that was more burdensome than the one at issue in
that case. 201 F.3d at 5. Postal Workers, in which the analysis did
not range much beyond its holding rejecting a per se percentage
test, thus gave absolutely no indication that an eight-month
meeting-attendance rule would be approved by that Circuit.

15

circuit court decision [Doyle] does—to some extent—
support the view” that a percentage test is conclusive)
(emphasis added). As those courts correctly recog-
nized, the District of Columbia Circuit permits a
showing of a high rate of exclusion to be rebutted by a
showing of compelling need. See 821 F.2d at 785. In
that respect, the decision in Doyle is consistent with the
analysis applied by the court of appeals in this case.”
Even if there were a divergence in approach on
whether the “percentage-disqualified factor [is] disposi-
tive in meeting attendance rule cases” (Pet. 14),

7 The District of Columbia Circuit and the Seventh Circuit may
diverge on the narrow question whether a union can rebut the in-
ference of unreasonableness that is raised by a high rate of exclu-
sion by showing that the rule at issue is not actually burdensome.
Compare 821 F.2d at 785 (rule must be justified by interests it
advances) with Pet. App. 6a (rule may be justified by showing
either that it is not burdensome or that it is supported by compel-
ling need). Even if there is disagreement on that question, the
standard applied by the court of appeals here is the one more
favorable to petitioner, and the court held that petitioner had not
satisfied it.

Moreover, the question whether there is a conflict in the circuits
on this particular question is complicated by the fact that Doyle did
not resolve whether the union rule at issue was reasonable under
the LMRDA, but only whether the Secretary acted arbitrarily and
capriciously in refusing to bring suit. See 821 F.2d at 783 n.4
(noting that the union, which was not a party to the suit, could
raise other justifications and legal theories to defend the suit on
the merits); id. at 787 (Silberman, J., dissenting) (noting that, had
the Secretary brought suit on the merits, he might have been able
to find common ground with the majority). Thus, if confronted
directly with the reasonableness of a rule in a suit under Section
402(b), the District of Columbia Circuit could resolve that question
differently, particularly in light of the intervening decisions in
Postal Workers and this case, ard decide that a rule with a high
rate of exclusion, but a demonstrated lack of burden, is reasonable.

16

petitioner has not been aggrieved by the court of
appeals’ resolution of that issue. The court decided that
question in petitioner’s favor and held that the fact that
the rule disqualified 92% of the membership was not
dispositive. Pet. App. 6a. It permitted the union to
attempt to show that the rule was justified despite its
impact, either because it did not burden the democratic
process or the burden was justified by countervailing
interests. Jbid. The court, however, ultimately deter-
mined that the rule was burdensome and could not be
justified on the ground advanced by petitioner—
namely, that it was necessary to bolster meeting atten-
dance and participatory democracy. /d. at 7a. Peti-
tioner’s rule is, accordingly, unreasonable whether
judgec by a per se percentage test or by the more
flexible test employed by the court of appeals. There is
therefore no reason to grant review in this case to
consider which of those two approaches is correct.

3. Fetitioner places heavy emphasis (Pet. 3, 5-6, 14,
15-16) on the history of the Department of Labor’s
enforcement of Section 401(e) with respect to meeting-
attendance rules. Although that history reveals that
the Department has altered its approach to meeting-
attendance rules in the face of developments in the case
law, nothing in the history suggests that the court of
appeals committed legal error. Most of petitioner’s
discussion is designed to show that the Department has
taken inconsistent positions with respect to whether a
“multi-factor” or “per se percentage” test applies and to
corroborate petitioner’s position that a multi-factor test
is the appropriate standard.* As we have explained,

é Petitioner errs in relying (Pet. 5, 19) on a 1978 letter from an
Assistart Secretary of Labor to the International opining that a
rule requiring attendance at one-third of the meetings in the 24

4

1

i
¢

17

however, petitioner prevailed on that issue and ob-
tained what was essentially a “multi-factor” analysis
from the court of appeals, which correctly invalidated
petitioner’s meeting-attendance rule. See pp. 11-12,
supra. Moreover, the court invalidated the rule, not
because the court concluded the Secretary’s regulation
required that result, see Pet. App. 5a (rejecting
deference to the Secretary’s regulation), but because
the court concluded that the language and purpose of
the LMRDA and of this Court’s Steelworkers decision
required it.

months preceding the election, with excuse provisions, would “be
reasonable as to the number of meetings required to be attended
and would not be subject to challenge because of the percentage of
the membership which failed to qualify.” Letter from Francis X.
Burkhardt, Assistant Secretary of Labor, to Lloyd McBride &
Lynn R. Williams, United Steelworkers 2 (Sept. 15, 1978).
Petitioner neglects to point out that the Department informed the
International in April 1994, well before the election in this case,
that the Department no longer adhered to the opinion in the 1978
letter. Letter from Edmundo A. Gonzales, Deputy Assistant
Secretary for Labor-Management Standards, to George F. Becker,
International President, United Steelworkers (Apr. 19, 1994). The
government’s change of position does not bear on whether the
court of appeals’ decision in this case is correct because that court
did not accord deference to the Department’s views in holding that
petitioner’s meeting-attendance rule is unreasonable. Pet. App. 5a.

18

CONCLUSION
The petition for a writ of certiorari should be denied.

Respectfully submitted.

SETH P. WAXMAN
Solicitor General

HENRY L. SOLANO

Solicitor of Labor
NATHANIEL I. SPILLER

Deputy Associate Solicitor
MARKS. FLYNN

Attorney

Department of Labor

OCTOBER 2000

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386019_1661%3A3. Public record. Not legal advice.
