# Opposition Brief — Duncan v. Walker

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386019_1654%3A03

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 2001
- **Citation:** 533 U.S. 167

## Text

7 - ’
me i) fe Supreme Gourt, U.S.
ORIGINAL . FILED
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IN THE OCT 14 2000

SUPREME COURT OF THE UNITED STATES

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GEORGE DUNCAN, eames
Petitioner,

MOTION FOR LEAVE
-against- TO PROCEED JN
FORMA PAUPERIS

SHERMAN WALKER,
No. 00-121
Respondent.

The respondent asks leave to file the attached opposition brief to a petition for a
wnit of certiorari without prepayment of costs and to proceed i forma pauperis in the
following court:

United States Court of Appeais for the Second Circuit.

Counsel was appointed by the United States District Court under the Cnminal

Justice Act of 1964, 18 U.S.C. §3006A.
bal? ZZ.

Deborah Wofikow Lo ‘gnberg
Attomey for the Res ent
SHERMAN WALKER

155 North Main Street

New City, NY 10956

Dated: New City, New York
October 11, 2000

Se

REGEIVED
OCT 12 duu

OFFICE Of tHE CLERK
SUPREME =GOURT, U.S.

No. 00-121

IN THE SUPREME COURT OF THE UNITED STATES

GEORGE DUNCAN, Petitioner,
¥

SHERMAN WALKER. Respondent

On Petition for a Writ of Certiorari To The United States Court of Appeals for the
Second Circuit

RESPONDENT'S BRIEF IN OPPOSITION

DEBORAH WOLIKOW LOEWENBERG
ATTORNEY FOR RESPONDENT

155 NORTH MAIN STREET

NEW CITY, NEW YORK 10956
(845)638-4747

TABLE OF CONTENTS

Table of Cited Authorities
Questions Presentwu For Review TT
Opinions Below l
Statement Of Jurisdiction |

Statement Of The Case ]

G2

Reasons For Denying Writ

Argument

o>)

Conclusion 6

TABLE OF CITED AUTHORITIES

Page

Cases:

Greco v_ Orange Memorial Hospital Corp , 423 U.S. 1000 (1975) 4
Jones v. Morton, 195 F.3d 153 (3d Cir. 1999) 4
Kamberos v. GTE Automatic Electric, Inc., 454 U.S. 1060 (1981) 3
Peterson v_ Demskie, 107 F.3d 92 (2d Cir. 1997) ]
Rhine v_ Boone, 182 F.3d 1153 (10™ Cir. 1999) 4
Ross v_ Artuz, 150 F.3d 97 (2d Cir. 1998) y
Slack v. McDaniel, U.S._(2000), 120 S. Ce. 1595 6
Stewart v. Martinez-Villareal, 523 U.S. 637 (1998) 6

United States v_ American Trucking Association, 310 U.S. 534 (£940) 5

Valentine v_Senokowski, 966 F. Supp. 239 (SDNY, 1997)

Wai

Walker v_ Artuz, 208 F.3d 357 (2d Cir. 2000) 2,5,6
Walker v. Legal Aid Society, et al, 1996 U.S. Dist. Lexis 22492

(EDNY, July 9, 1996) ]
Statutes:
28 U.S.C. § 1254(1) l
28U S.C. § 2244 5
28 U S.C. § 2244 (d) (1) 2
28 USC. § 2244 (d) (2) 2,3,5
28 U.S.C. § 2254 l
48 USC. § 1983 l

QUESTION PRESENTED FOR REVIEW

Whether the court below correctly ruled that a prior federal habeas corpus petition is an
“application for State post-conviction or other collateral review” within the meaning of
28 U.S.C. § 2244(d)(2), which provides that the one-year statute of limitations for federal
habeas corpus petitions set forth in the Antiterrorism and Effective Death Penalty Act of

1996 (AEDPA) is tolled during the pendency of such an application?

(The question of whether the prior federal habeas corpus petition was “properly
filed” is not properly presented for review in this case. This question was neither raised

nor opposed by either party in their respective briefs filed with the Second Circuit Court

of Appeals and it was not reached by the court below.)

OPINIONS BELOW
The opinions of the district court and the Second Circuit Court of Appeals are

attached to the petition as Appendix A. Appendix B and Appendix C.

STATEMENT OF JURISDICTION

Petitioner seeks to invoke this Court’s jurisdiction pursuant to 28 U.S.C. §
1254(1). The Order of the Second Circuit Court cf Appeals was entered on March 27,
2000. The 90-day period for filing a petition for certiorari was extended to July 25, 2000

by Order of Justice Ginsburg, dated June 19, 2000

STATEMENT OF THE CASE

Respondent’s state conviction, which pre-dates the enactment of the Antiterrorism
and Effective Death Penalty Act of 1996 (AEDPA), became final on April 14, 1996. On
April 10, 1996, Respondent, pro se, filed a single document with the district court for the
Eastern District of New York that included a claim under 48 U.S.C. § 1983 and a habeas
corpus petition pursuant to U.S.C. § 2254. The district court dismissed the petition
without prejudice because it was unclear whether Respondent had exhausted all available

states avenues of redress Walker v_ The Legal Aid Society, et al. (Appendix C attached

to the Petition)
On May 22, 1997, Respondent, pro se, filed his second petition for a writ of

habeas corpus. Applying the law of Peterson v. Demskie, 107 F.3d 92 (2d Cir. 1997), the

district court dismissed the petition because it was not filed within a “reasonable time”

after the enactment of AEDPA, April 24, 1996. Walker v. Artuz, (Appendix B attached to
the Petition).

The Second Circuit Court of Appeals granted Respondent’s application for a
Certificate of Appealability by Order entered December |, 1998. The following questions
were certified for review:

1. Whether the petitioner-appellant’s first petition for

writ of habeas corpus pursuant to 28 U.S.C.§2254 tolled
the period of limitations set forth in 28 U.S.C.§2244(d)(2).
2. Whether the limitations set forth in 28 U.S.C.§2244(d)
may be equitably tolled where the prior, timely-filed section
2254 petition was dismissed without prejudice for failure

to exhaust all claims and the petitioner-appellant did not file
a new petition stating only exhausted claims until after the
one-year grace period noted in Ross v. Artuz, 150 F.3d 97
(2d Cir. 1998).

By Opinion dated March 27, 2000, the Second Circuit Court of Appeals reversed
the district court and held that Respondent’s second federal habeas petition was
improperly dismissed as untimely. The Court ruled that the statute of limitations set forth
in 28 U.S.C.§ 2244 (d)(1) was tolled with Respondent’s filing of his first petition for
federal habeas corpus relief because the tolling provisions set forth in 28 U.S.C. § 2244
(d)(2) include pending federal habeas petitions. Specifically, the Court held that the plain
meaning of the statute compels a finding that a federal habeas petition is “collateral
review”. “Close analysis of the statute language, however, shows that ‘State’ modifies

only the word ‘post-conviction,’ and the phrase ‘other collateral’ is to be given its

naturally broader meaning.” Walker v_ Artuz, 208 F.3d 357 (2d Cir. 2000), (Appendix A

attached to the Petition). The Court further held that its ruling was consistent with the

overall objective of AEDPA “because the statute of limitations remains enforceable and

2

ee ee ee

intact. Our interpretation merely avoids penalizing state prisoners who properly have

filed federal habeas petitions and are awaiting a response from the court.” Id.

REASONS FOR DENYING THE WRIT

1. Respondent respectfully submits that there are no compelling or important reasons
for granting certiorari in this case. Even though the Second Circuit Court of
Appeal’s decision is in conflict with the Third Circuit Court of Appeals, the fact
remains that the statutory prohibitions in place barring the filing of successive
petitions for habeas relief address Petitioner’s fear that the Second Circuit Court
of Appeal’s ruling will permit state petitioners to circumvent and frustrate the

objectives of AEDPA.

ta

The Second Circuit Court of Appeals correctly reversed the district court’s Order

and reinstated Respondent’s petition for habeas relief.

ARGUMENT

Although there is a conflict between two circuit courts which have considered
whether pending federal habeas petitions are applications for “other collateral review”
within the meaning of 28 U.S.C. §2244(d)(2), the matter is not “important”. (Supreme
Court Rule 10). Surely, not every conflict between or among circuit courts must give rise

to the issuance of a wnt of certiorari. For example, certiorari was denied in Kamberos v.

GTE Automatic Electric, Inc., 454 U.S. 1060 (1981) despite a direct conflict between the

Fifth and Seventh Circuits in their respective interpretation of a petitioner’s

—,-

responsibilities to seek a right-to-sue letter from the EEOC under the Civil Rights Act of

1964. Similarly, certiorari was denied in Greco v. Orange Memonial Hospital Corp., 423

U.S. 1000(1975) even though the Fifth Circuit was in conflict with the First, Fourth,
Sixth and Eighth Circuits Court of Appeals
In the case at bar, the Second Circuit’s ruling squarely conflicts with the

determination of the Third Circuit Court of Appeals in Jones v. Morton, 195 F.3d 153 (3d

Cir. 1999), which determined that petitioner’s federal habeas application was not an
application for “other collateral review” under the meaning of AEDPA. The facts

presented in Rhine v. Boone, 182 F.3d 1153 (10" Cir. 1999), however, presented a

different question: does “other collateral review” encompass the pendency of an
application for certiorari to this Court?
The statute at the heart of the conflict between the Second and Third Circuits is 28

U.S.C. § 2244 (d) (2), which has been in effect for more than four (4) years. However,
despite the great many state prisoners who seek federal habeas relief throughout the
country, the question has only reached the Circuit Courts in two of the twelve circuits
since the statute’s enactment. It may be said the conflict or issue is not of the magnitude
warranting this Court’s review, i.e., it lacks sufficient importance Perhaps, if other
circuit courts have the occasion to determine whether the statute is tolled during the
pendency of a federal habeas petition, the conflict will resolve itself by one of the two
circuits reconsidering its ruling

Any fear that the Second Circuit's ruling will permit state prisoners to circumvent the
objectives of AEDPA -- encouraging finality of state convictions and the timely filing of

federal petitions—is dispelled by (1) the enactment of 28 U.S.C. §2244 (Finality of

determination), which prohibits the successive filing of habeas petitions, and requires the
issuance of an order by the circuit court, authorizing the filing of the second or successive
petition, and (2) by the tolling provisions in 28 U.S.C. §2244(d)(2), which “remain

enforceable and intact.” Walker v. Artuz, Id.

The Second Circuit Court of Appeals correctly ruled that the plain meaning of 28
U.S.C.§2244 (d)(2) supports the conclusion that federal habeas corpus petitions are
included in “other collateral review.” The phrase “State post-conviction review” is not
limited to direct review. It also includes state collateral proceedings such as coram nobis
petitions, state habeas petitions, and state post-conviction motions to vacate or dismiss
judgments of conviction. The interpretation of the phrase “other collateral review” to
mean “other State collateral review” urges a cumbersome and linguistically redundant
reading of the statute. The only natural and logical reading of the statute is that federal
applications, like petitions for federal habeas relief, are “other”, i.e., non-state “collateral”
applications.

The Second Circuit Court of Appeals looked to the “design of the statute as a whole
and to its object and policy” in ruling that Respondent's time to file his federal petition
was tolled by the filing of his first petition, which was dismissed without prejudice.

United States v_ American Trucking Association, 310 U.S. 534,542 (1940). Prior to the

enactment of AEDPA, state prisoners had unrestricted time in which to seek federal
habeas relief. AEDPA was enacted to encourage the swift and diligent pursuit of federal
relief by state inmates, and to eliminate, what in some instances were years or decades of
delay between state convictions and federal review. Valentine v. Senokowski, 966

F Supp. 239, 241 (S.D.N.Y. 1997), citing H.R. Rep. No. 104-23 at 29. AEDPA was not

enacted to bar federal habeas review by petitioners like Respondent who filed a timely
petition which was dismissed without prejudice. To be sure. the Second Circuit Court of
Appeal’s holding in this case is conformance with the reasoning and spirit of this Court in

Stewart v_ Martinez- Villareal, 523 U.S.637 (1998), when it ruled that petitioner’s

application was not a successive or second petition, when his first application had been
dismissed as premature. This Court reasoned that “(t)o hold otherwise would mean that a

dismissal of a first habeas petition for technical procedural reasons would bar the prisoner

from ever obtaining federal habeas review.” Id at 645. See, also, Slack v. McDaniel,
__US.___ (2000), 120 S.Ct. 1595.

As the Second Circuit Court of Appeals noted in Walker v. Artuz, Id., “Our

interpretation merely avoids penalizing state prisoners who properly have filed federal
habeas petitions and are awaiting a response from the court.” The period of limitations
was enacted to compel state inmates to swiftly bring their constitutional claims to federal
court, not as a penalty for state inmates, like Respondent, who diligently seek post-

conviction review and who properly file their federal habeas petitions

CONCLUSION

Based upon these reasons, the petition for a writ of certiorari should be denied

Respectfully su s
DEBORAH bb WENBERG
Attorney for Respondent Sherman Walker

October 10, 2000

CERTIFICATE OF SERVICE

I hereby certify that a true and exact copy of the foregoing has been forwarded by
first-class, United States Mail, postage prepaid to the following persons, on the | e day

of October, 2000. | further certify that all parties have been served

Eliot Spitzer, Attorney General
Preeta D_ Bansal, Solicitor General
Counsel of Record

The Capitol
Albany, New York 12224

Bill Locyker, Attorney General
Bnan G Smiley, Deputy Attorney General
Counsel for Amici Cunae
1300 I St., Suite 125
P.O. Box 9444255
Sacramento, California 94244-2550

Sherman Walker
92A7141
Great Meadow Correctional Facility

Box $1]
Comstock, NY 12821-0051 fj A vl
/
Mh

DEBORAH WOIGKOW EGEWENBERG

Attorney for Respondent

Sworn to before me this
}[™ day of October, 2006

LAW lL Schinb

Notary Public

LAUREN L. SCHREIBER

Notary Public, State of New York
No. 01804718134
Qualified in Rockland County =,
Expires November 30, 20.0 ~~

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386019_1654%3A03. Public record. Not legal advice.
