# Amicus Curiae Brief — Lorillard Tobacco Co. v. Reilly

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 2001
- **Citation:** 533 U.S. 525

## Text

MOTION, FILED

Nov 162000 (@)
No. 00-596

IN THE |
Supreme Court of the United States

LORILLARD TOBACCO Co., ef ail.,
Petitioners,
V.

THOMAS F. REILLY, Attorney General
of Massachusetts,
Respondent.

On Petition for Writ of Certiorari to
the United States Court of Appeals
for the First Circuit

MOTION FOR LEAVE TO FILE BRIEF AND
BRIEF OF WASHINGTON LEGAL FOUNDATION
AS AMICUS CURIAE IN SUPPORT OF PETITIONERS

= DANIEL J. POPEO

RICHARD A. SAMP
(Counsel of Record)

WASHINGTON LEGAL
FOUNDATION

2009 Massachusetts Ave., NW

Washington, DC 20036

(202) 588-0302

Date: November 16, 2000
AMERICAN FINANCIAL PRINTERS * WASHINGTON, DC « (202) 457-0030

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or mIW E586 0

IN THE
SUPREME COURT OF THE UNITED STATES

No. 00-596

LORILLARD TOBACCO Co., ef ai.,

Petitioners,
Vi

THOMAS F. REILLY, Attorney General
of Massachusetts,
Respondent.

On Petition for Writ of Certiorari to
the United States Court of Appeals
for the First Circuit

MOTION FOR LEAVE TO FILE BRIEF OF
WASHINGTON LEGAL FOUNDATION AS
AMICUS CURIAE IN SUPPORT OF PETITIONERS

Pursuant to Rule 37.2 of the Rules of this Court, the
Washington Legal Foundation (WLF) respectfully moves for
leave to file the attached brief as amicus curiae in support of
Petitioners. Petitioners have consented to the filing of this
brief; their letter of consent has been lodged with the Clerk
of the Court. WLF has been unable to obtain the consent of
Counsel for Respondent, thereby necessitating the filing of

this motion.

a

WLF is a non-profit public interest law and policy
center with supporters in all 50 states, including many in
Massachusetts. WLF regularly appears before federal and
State courts promoting economic liberty, free enterprise, and
a limited and accountable government.

WLEF devotes a substantial portion of its resources to
protecting the right of commercial free speech, appearing
before this Court in cases raising commercial speech issues.
See, e.g., 44 Liquormart, Inc. v. Rhode Island, 517 U.S.
484 (1996). WLEF recently successfully challenged the
constitutionality of Food and Drug - Administration
restrictions on commercial speech. Washington Legal
Foundation v. Friedman, 13 F. Supp. 2d 51 (D.D.C. 1998),
appeal dismissed, 202 F.3d 331 (D.C. Cir. 2000). WLF
filed an amicus curiae brief in this case when it was before
the court of appeals.

WLF also believes strongly in the importance of
preserving the policy of national uniformity embodied in the
Federal Cigarette Labeling and Advertising Act, 15 U.S.C.
§ 1331, et seg. ("FCLAA"). That policy strongly reinforces
First Amendment values and, consequently, commercial free
speech rights by limiting state and local power to restrict
advertising.

WLEF fully supports Petitioners’ request that the Court
grant review of both of the Questions Presented in this
Petition. WLF writes separately in order to emphasize the
overriding importance of the First Amendment claims and
the need for the Court to clarify the doctrinal foundations
supporting government attempts to suppress truthful
commercial speech. Because the split among the appeals
court regarding the meaning of the FCLAA is so clear, the

3

Court might give thought to focusing on the FCLAA issue
alone and denying review on the First Amendment issue.
WLE urges the Court not to follow that course. Rather,
WLE urges that review be granted on both issues. This is
an especially appropriate case for the Court to re-examine
the conflicting strands of commercial speech law that have
troubled numerous members of the Court in recent years.

WLE has no direct interest, financial or otherwise, in
the outcome of this case. Accordingly, WLF believes that
it can bring a perspective on the issues presented that is
distinct from that of any of the parties.

For the foregoing reasons, the Washington Legal
Foundation respectfully requests that it be allowed to
participate in this case by filing the attached brief.

Respectfully submitted,

Daniel J. Popeo
Richard A. Samp

(Counsel of Record)
Washington Legal Foundation
2009 Massachusetts Ave., NW
Washington, DC 20036
(202) 588-0302

Date: November 16, 2000

QUESTIONS PRESENTED

1. Whether the court of appeals erred in holding that
Massachusetts regulations that sharply limit the public
display of cigarette advertisements do not impose
prohibitions "with respect to the advertising or promotion"
of cigarettes within the meaning of the preemption provision
of the Federal Cigarette Labeling and Advertising Act.

2. Whether Massachusetts's prohibition on virtually
any public display of truthful and nonmisleading tobacco
advertisements violates the First Amendment, either under
the strict scrutiny standard that Petitioners contend is
applicable or under the test set forth in Central Hudson Gas
& Elec. Corp. v. Public Serv. Comm'n, 447 U.S. 557
(1980).

iii

TABLE OF CONTENTS

Page
TABLE Sop og). Snr iV
INTERESTS OF THE AMICUS CURIAE ......... 1
SSATEIMeN. OF BEEBE CASE 2... ec ee 2
REASONS FOR GRANTING THE PETITION ..... 7

I. THE COURT SHOULD CLARIFY THE PROPER
STANDARD TO APPLY IN CHALLENGES TO
BLANKET RESTRICTIONS OF TRUTHFUL,
NONMISLEADING COMMERCIAL SPEECH . 9

A. The Court Should Grant Review to Consider

’ Whether, in Practice, the Central Hudson Test

Provides Sufficient Protection to Truthful
eo 9

B. The Court Should Grant Review in Order to

Correct the First Circuit's Misapplication of
ek eee eee 14

Il. THE COURT SHOULD RESOLVE THE

IRRECONCILABLE CONFLICT AMONG THE

FEDERAL APPEALS COURTS REGARDING
THE SCOPE OF FCLAA PREEMPTION .... 17

CAPRI neh eer beth naenss Serre re 19

iV

TABLE OF AUTHORITIES

Page

Cases:
Bates v. State Bar of Arizona,

Cae UE REeTe Ce he a eke ee eas 10
Bolger v. Youngs Drug Prods. Corp.,

Ree Ae, PORE is hea see Ces eax ae
Central Hudson Gas & Elec. Corp. v. Public Service

Comm'n, 447 U.S. 557 (1980) ........... passim

. City of Cincinnati v. Discovery Network, Inc.,

ee hs ks a ke ee 15
Edenfield v. Fane,

Per Sts Fe kA ne RA ee 15
44 Liquormart, Inc. v. Rhode Island,

Pe Fe I nn gc ra eG a k e e oo passim
Federation of Advertising Industry Representatives,

Inc. v. Chicago, 189 F.3d 633 (7th Cir. 1999),

cert. denied, 120 S. Ct. 1671 (2000).......... 18
Greater New Orleans Broadcasting Ass'n v. United

Ae ee Me 2 ee 6, 12
Greater New York Metropolitan Food Council, Inc.

v. Giuliani, 195 F.3d 100 (2d Cir. 1999),

cert. denied, 120 S. Ct. 1671 (2000) .......... 18
Ibanez v. Florida Dep't of Bus. and Prof’!

Regulation, 512 U.S. 136 (1994) .......... 10, 14
Lindsey v. Tacoma-Pierce County Health Dep't,

195 F.3d 1065 (9th Cir. 1999), amended,

Ds Tae Ae Ce. DD ones he ee eee 17
Linmark Associates, Inc. v. Willingboro,

OSL TW. BPREGTE) <6 sce es See Ceara ee 11

Page

Penn Advertising of Baltimore, Inc. v. Mayor &

City Council, 63 F.3d 1318 (4th Cir. 1995),

vacated and remanded on other grounds, 518

U.S. 1030 (1996), adopted as modified, 101

F.3d 332 (4th Cir. 1996), cert. denied, 520

Fe LL Sy ee eaten ayy ie 18
Rubin v. Coors Brewing Co.,

PES Wie WOEEOOE 6 6 6 4 oo ee So 14, 15, 16
Virginia State Bd. of Pharmacy v. Virginia Citizens

Consumer Council, Inc., 425 U.S. 748 (1976) .. 9, 12

Statutes, Regulations and Constitutional Provisions:
es Os GS ea le Ee passim

Federal Cigarette Labeling and Advertising Act

("PCLAA"), 15. G.3.C. $1391 seg. 2... passim
DE Set gan ya et Re Barer oon eas 5, 18
i RE a a ee Ere re eR eee 5

Peer ee a ee ee ON as he SA a a 2
CP oe agra a dng es rotate 2 eae 2
| RIE ne armen tre er UM ob cll Rr 4

NINE ae Fok Sa eSbi eG et Oe ee Re otk 3

IN THE
SUPREME COURT OF THE UNITED STATES

No. 00-596

LORILLARD TOBACCO Co., ef al.,
Petitioners,
V.

THOMAS F. REILLY, Attorney General
of Massachusetts,
Respondent.

On Petition for Writ of Certiorari to
the United States Court of Appeals
for the First Circuit

BRIEF OF WASHINGTON LEGAL FOUNDATION
AS AMICUS CURIAE IN SUPPORT OF PETITIONERS

INTERESTS OF AMICUS CURIAE

The interests of amicus curiae Washington Legal
Foundation (WLF) are set forth in the motion accompanying
this brief. '

' Pursuant to Supreme Court Rule 37.6, WLF states that no
counsel for a party authored this brief in whole or in part; and that no

person or entity, other than WLF and its counsel, contributed monetarily
to the preparation and submission of this brief.

STATEMENT OF THE CASE

In the interests of brevity, WLF hereby incorporates by
reference the Statement contained in the Petition for a Writ
of Certiorari.

In brief, Petitioners challenge regulations (the
“Regulations") promulgated by the State of Massachusetts in
January 1999 that virtually eliminate the ability of manufac-
turers, distributors, and retailers of tobacco products to
provide truthful brand and pricing information to lawful
adult consumers of tobacco products by means of "outdoor"
advertising. See 940 CMR §§ 21.00 et seq.”

The Regulations prohibit maintaining any tobacco
advertisement within 1,000 feet of any school, park, or
playground. 940 CME § 21.04(5)(a). The prohibited zone
covers between 87% and 91% of the land area in the cities
of Boston, Worcester, and Springfield. Petition Appendix
("Pet. App.") 79a. The district court determined that the
zone “effectively bans nearly all outdoor advertising, and
captures nearly all retail establishments in those cities." Jd.
The Regulations apply to all outdoor tobacco advertising,
without regard to the truthfulness of the advertisement or
whether it actually misleads any consumers.

Petitioners filed suit in May 1999 in U.S. District Court
for the District of Massachusetts, challenging the
Regulations on two principal grounds. First, Petitioners
argued that the Regulations were preempted by the Federal
Cigarette Labeling and Advertising Act, 15 U.S.C. § 1331

* The definition of "outdoor" advertising includes advertising
inside a store that is visible from the outside.

3

et seq. (“FCLAA”), which imposes strict limits on state
regulation of tobacco advertising. Second, Petitioners
argued that the Regulations violated the First Amendment
right to engage in truthful commercial speech.

On December 2, 1999, the district court held that the
Regulations were in large measure not preempted by the
FCLAA. Pet App. 46a-60a. The court held that the
Regulations focused principally on the location of tobacco
advertisements, and that the FCLAA's preemption provision
applies only to state and local laws that seek to regulate the
content of such ads. Id. at 55a-56a. While conceding that
the preemption provision of the FCLAA could be interpreted
as applying to the Regulations if one's analysis focused on
the FCLAA's language (id. at 53a), the court rejected that
interpretation because it would "leav[e] states essentially
powerless" to exercise their "inherent police powers to
regulate smoking" -- powers that (the court believed)
Congress intended to protect. Jd. at 54a-5Sa.

The district court also upheld provisions in the
Regulations that outlaw (in the absence of age verification)
certain tobacco product promotional techniques, including
sampling, promotional give-aways, and offering gifts to
tobacco purchasers. The court held that those provisions
were not preempted by the FCLAA because they addressed
the illegality of underage smoking, not the relationship
between smoking and health. Jd. at 58a-59a.°

> The court held that the: FCLAA did preempt a provision of the
Regulations that permitted "tombstone advertising" -- small signs placed
outside retail establishments stating "Tobacco Products Sold Here." 940
CMR § 21.04(6). Pet. App. 57a. The court went on to hold that
§ 21.04(6) was severable from the remainder of the Regulations and thus
(continued...)

4

On January 24, 2000, the district court rejected
Plaintiffs' First Amendment challenge to the Regulations,
granting summary judgment to Massachusetts. Pet. App.
61a-104a. Initially, the court rejected Petitioners’ argument
that the Regulations should be subject to a heightened
standard of review, higher than the standard of review for
commercial speech set forth in Central Hudson Gas & Elec.
Corp. v. Public Service Comm'n, 447 U.S. 557 (1980). Id.
at 65a-68a. The court held that the Regulations survived the
Central Hudson test because they directly advanced a
substantial government interest (reducing youth smoking) in
a manner no more extensive than necessary. Jd. at 68a-83a.
The court held that Massachusetts's evidence was sufficient
to establish as a matter of law that "it was reasonable" for
the Attorney General to conclude that the goal of reducing
youth smoking “would be advanced in some material
respect" by restricting tobacco advertising. Jd. at 74a. The
court also held as a matter of law that virtually all of the
restrictions on advertising were sufficiently narrowly
tailored to pass constitutional muster "[iJn light of the
marginal success" of ali the state's non-speech-related
efforts to control youth smoking. Jd. at 78a.*

3(...continued)
that the remaining provisions were fully enforceable. Jd. The effect of
this ruling was to render the Regulations more restrictive of commercial
speech than as originally promulgated. Massachusetts did not appeal
from this aspect of the district court's ruling.

* The court struck down one provision on First Amendment
grounds: 940 CMR § 21.04(5)(b), which prohibited indoor, point-of-
sale tobacco advertising less than five feet from the floor. The court
held that Massachusetts failed to demonstrate that this provision was not
more extensive than necessary to serve the state's interest in reducing

(continued...)

5

On July 17, 2000, the First Circuit affirmed in
substantial part. Pet. App. la-45a. With respect to FCLAA
preemption, the appeals court said that the Regulations
involved legislation in a field "traditionally occupied" by the
States and thus that it would invoke a strong "presumption
against preemption." Jd. at 7a-9a. In interpreting the
FCLAA language it viewed as key -- the preemption of State
laws “with respect to the advertising or promotion of any
cigarettes" (15 U.S.C. § 1334(b) -- the Court said that the
language should not be given a “hyper-literal reading,"
because otherwise the FCLAA would preempt a broad range
of State regulation "which Congress surely did not intend to
affect." Jd. at 10a.

Rather, the court deduced the meaning of § 1334(b) by
turning to the FCLAA's statement of purpose, 15 U.S.C.
§ 1331. The court noted two purposes listed in § 1331: (1)
to inform the public of the health risks associated with
smoking; and (2) to protect the national economy from the
burdens that would result from a multitude of "diverse,
nonuniform, and confusing" advertising standards. Id. The
court determined that the Regulations offended neither of
those purposes and thus were not preempted. It held that
the Regulations were merely "location" restrictions, not an
\ effort to regulate the content of any tobacco advertising. Id.
at 12a-13a. It held that to the extent that the Regulations
contributed to the nonuniformity of tobacco advertising
restrictions nationwide, "such divergent restrictions are
indistinguishable from the existing zoning regulations in
place throughout the country. Jd. at 13a.

“(...continued)
youth smoking. /d. at 82a.

6

With respect to the First Amendment claims, the First
Circuit rejected Petitioners’ argument that -- in light of the
near-total prohibition on truthful tobacco advertising based
solely on its content’ -- heightened review (i.e., review
beyond that required by Central Hudson) was in order. Id.
at 14a-16a. The court cited Greater New Orleans
Broadcasting Ass'n v. United States, 527 U.S. 173 (1999),
for the proposition that heightened review is inappropriate
even when regulations single out the promotional speech of
a particular industry. Jd. at 15a. The court acknowledged
“rumblings from members of the Supreme Court and others
suggesting that the Central Hudson test may be in need of
minor or major modification”; but it felt “bound to apply
the Central Hudson test, as is, to this case,” because it was
not the court's role “to anticipate changes in well-established
constitutional doctrines.” Jd. at 16a.

The court then determined that the Regulations passed
muster under the Central Hudson test. Pet. App. 17a-35a.
Because the court was reviewing the grant of summary judg-
ment for Massachusetts, it assumed that the speech at issue
was truthful, nonmisleading speech about a lawful activity.
The court determined that Massachusetts had a substantial
interest in preventing children from smoking (id. at 18a),
that the Regulations “directly advance” that interest by
reducing underage smoking to a material degree (id. at 19a-
29a), and that the Regulations do not restrict more speech

° The appeals court rejected out of hand Massachusetts's
suggestion that the Regulations did not amount to content-based speech
restriction. /d. at 14a.

7

than is necessary to achieve the State’s purpose. Jd. at 29a-
35a.°

REASONS FOR GRANTING THE PETITION

The short-comings of the Central Hudson test could not
be more starkly illustrated than they are in this case.
Applying that test in an apparently good-faith manner, the
First Circuit upheld a virtually total ban on outdoor tobacco
advertising in the Commonwealth of Massachusetts. The
ban was upheld even though: (1) the speech at issue was
wholly truthful and non-misleading and concerned a lawful
product; (2) there was no evidence that the speech was
directed at minors; (3) the court of appeals conceded that the
ban was content-based -- the only type of speech prohibited
is speech that promotes the use or sale of tobacco products;
(4) the evidence was equivocal at best regarding whether the
Regulations would reduce underage smoking to a material
degree; and (5) other methods that do not involve restricting
speech could be used to achieve the State’s purpose.

Any First Amendment test that could even arguably be
applied to uphold sweeping speech restrictions of the type at
issue in this case has little to recommend itself. The Court
has repeatedly recognized that commercial speech -- while
standing somewhat lower in the First Amendment pantheon

* The court reversed the district court’s sole First Amendment
ruling in support of Petitioners -- the district court’s decision to strike
down the prohibition against indoor, point-of-sale tobacco advertising
less than five feet from the floor. See Note 4, supra. In upholding the
prohibition, the appeals court stated that its earlier Central Hudson
analysis was equally applicable and that “the fit between ends and
means” was “very reasonable.” Jd. at 35a-37a.

8

than does political speech -- is still entitled to substantial
constitutional protection. But the Central Hudson test as
applied here provides virtually no First Amendment
protection; as construed by the First Circuit, Central
Hudson has become an elastic concept that requires judicial
deference to virtually any government commercial speech
restriction imposed under the banner of children’s welfare.

WLE respectfully submits that the time has come for the
Court to reconsider the continued usefulness of the Central
Hudson test. WLF submits that any test adopted by the
Court should evaluate the constitutionality of commercial
speech restrictions based on whether they focus on any of
the concerns that have led the Court to distinguish between
commercial and noncommercial speech. Given the
sweeping nature of the speech restrictions upheld in this case
in the name of Central Hudson, this case provides a
particularly appropriate vehicle for the Court to undertake
that reconsideration.

WLEF fully concurs with Petitioners that review should
also be granted on the FCLAA issue. The conflict among
the federal appeals courts regarding whether tobacco
advertising restrictions of the type imposed by the
Regulations are preempted by the FCLAA could not be
more stark. But WLF nonetheless believes that the clear
cert-worthiness of the FCLAA issue should not be permitted
to obscure the importance of the First Amendment issues
raised by this case. Any grant of review in this case should
include both the FCLAA issue and the First Amendment
issue.

EE

I. THE COURT SHOULD CLARIFY THE PROPER
STANDARD TO APPLY IN CHALLENGES TO
BLANKET RESTRICTIONS OF TRUTHFUL,
NONMISLEADING COMMERCIAL SPEECH

A. The Court Should Grant Review to Consider
Whether, in Practice, the Central Hudson Test
Provides Sufficient Protection to Truthful
Commercial Speech

The importance of advertising in our free-market
economy cannot easily be overstated. As the Court has
recognized, commercial messages have played "a central
role in public life" in this country since colonial times. 44
Liquormart, Inc. v. Rhode Island, 517 U.S. 484, 495 (1996)
(plurality opinion). In recognition of that role, the courts
have held that "the First Amendment protect[s] the
dissemination of truthful and nonmisleading commercial
messages about lawful products and services." Id.

Nonetheless, governments generally have been afforded
somewhat more leeway in regulating commercial speech
than other forms of speech. That greater leeway has been
justified in large part by states' strong interest in protecting
consumers from false or misleading information that could
result in fraudulent transactions. Virginia State Board of
Pharmacy v. Virginia Citizens Consumer Council, Inc., 425
U.S. 748, 771-772 & n.24 (1976). States also have an
interest in restricting "some forms of aggressive sales
practices that have the potential to exert ‘undue influence’
over consumers." 44 Liquormart, 517 U.S. at 498

10

(plurality) (citing Bates v. State Bar of Arizona, 433 U.S.
350, 366 (1977)).

But where, as here, the commercial speech at issue is
neither false nor inherently misleading, nor proposes an
illegal transaction, the Court has been extremely reluctant to
permit speech restrictions that amount to a ban on wide-
ranging categories of commercial speech. As the Court
recently observed, "[W]hen a State entirely prohibits the
dissemination of truthful, nonmisleading commercial
messages for reasons unrelated to the preservation of a fair
bargaining process, there is far less reason to depart from
the rigorous review that the First Amendment generally
demands." 44 Liquormart, 517 U.S. at 501 (plurality).
Such "complete speech bans" are "particularly dangerous"
because "they all but foreclose alternative means of
disseminating certain information." Jd. The Court went so
far as to state categorically in one recent case that "only
false, deceptive or misleading commercial speech may be
banned." Ibanez v. Florida Dep't of Bus. and Prof'l
Regulation, 512 U.S. 136, 142 (1994) (emphasis added).

The Regulations do not, of course, completely ban all
cigarette advertising within Massachusetts. A Boston store
wishing to inform the public that it sells a particular brand
of cigarettes is still free to post a sign to that effect
somewhere in the 9% of the city in which cigarette
advertising is permitted, or to take out a newspaper adver-
tisement. But such advertising is not a realistic alternative
for many store owners; a sign posted miles from the store is
unlikely to be read by the store's potential customers, and
the prohibitive ct =* newspaper advertisements places such
advertising out oi z2ach of most individual merchants. The
Court has stated repeatedly that commercial speech restric-

11

tions will be subjected to heightened scrutiny even when
they do not completely prohibit dissemination of truthful
information about a lawful product, if those restrictions fail
to leave open satisfactory alternative channels of
communications. See, e.g., 44 Liquormart, 517 U.S. at
501-02 (plurality) (Rhode Island law prohibiting truthful
advertising of liquor prices subjected to heightened scrutiny,
even though merchants permitted to display in-store signs
listing prices); Linmark Associates, Inc. v. Willingboro, 431
U.S. 85, 92-94 (1977) (ban on "For Sale" signs in front of
residential housing failed to provide satisfactory alternative
means of informing the public that a particular house was
for sale, because "For Sale" signs were the principal means
by which such information was traditionally conveyed).

As the Court has made clear, government bans on
commercial speech are anathema to the First Amendment
when designed not to guard consumers from false or
misleading information, but rather as an indirect means of
regulating conduct. Such bans are premised on the
assumption that the government knows best what is good for
consumers and that they are better off if they are denied
access to certain information, even though it is not in any
way misleading. The Court has labeled such assumptions
"offensive" to First Amendment values:

Precisely because bans against truthful, nonmisleading
commercial speech rarely seek to protect-consumers
from either deception or overreaching, they usually rest
solely on the offensive assumption that the public will
respond “irrationaliy" to the truth. Linmark, 431 U.S.,
at 96. The First Amendment directs us to be especially
skeptical of regulations that seek to keep people in the
dark for what the public perceives to be their own

12

good. That teaching applies equally to state attempts to
deprive consumers of accurate information about their
chosen products.

44 Liquormart, 517 U.S. at 503 (plurality); see also id. at
517 (Scalia, J., concurring in part); id. at 526-27 (Thomas,
J., concurring in part); Virginia State Board of Pharmacy,
425 U.S. at 762 ("the general rule is that the speaker and
the audience, not the government, assess the value of the
information presented.").

The Regulations could not survive the strict First
Amendment review that the Court's recent opinions suggest
is required of all laws that impose total or near-total bans on
non-misleading commercial speech. The result of the
Regulations is to deprive consumers of significant amounts
of truthful information. Massachusetts insists, of course,
that its purpose is to keep this information away from
minors, who are prohibited by law from purchasing
cigarettes. But the Court has rejected broad commercial
speech bans even when their ostensible purpose was to
protect children from the speech, noting that under the First
Amendment the "government may not reduce the adult
population . . . to reading only what is fit for children."
Bolger v. Youngs Drug Prods. Corp., 463 U.S. 60, 73-74
(1983).

The First Circuit nonetheless rejected Petitioners’ First
Amendment challenge to the regulations, invoking the
Central Hudson test. That result suggests the existence of
considerably tension between Central Hudson and more
recent decisions of the Court. Indeed, that tension was
acknowledged in Greater New Orleans (527 U.S. at 184)
and by several of the opinions in 44 Liquormart. See, e.g.,

13

44 Liquormart, 517 U.S. at 526-28 (Thomas, J., concurring
in part). WLF respectfully suggests that this case provides
an appropriate vehicle for reconsidering the Central Hudson
test.

The essential shortcoming of Central Hudson is that it
really is no test at all. It permits content-based government
regulation of commercial speech where the government has
a substantial interest that is directly served by the regulation
and where the regulation is no more extensive than
necessary to achieve the substantial interest. As applied to
speech which the government wishes to keep away from
children, Central Hudson can be construed (as did the First
Circuit) as imposing no constitutional limits whatsoever.
Under the First Circuit's view, any amount of speech about
activities inappropriate for children could induce some
amount of that activity among children. Because it is
virtually impossible to ensure that no children will be
exposed to such speech, the effect of the First Circuit's
interpretation of Central Hudson is to eliminate ail First
Amendment controls over even blanket bans on truthful
speech about adult-only activities. Indeed, that is precisely
the situation here; despite Massachusetts's insistence that the
Regulations are (in some unfathomable way) “carefully
tailored" in a manner designed to protect children, the
Regulations effectively ban all outdoor advertising of
tobacco products.

WLEF respectfully suggests that-the Court grant review
in order to modify the Central Hudson test and to clarify
that blanket bans on truthful, nonmisleading commercial
speech are subject to strict First Amendment scrutiny. Such
strict scrutiny would be applied whenever, as here, the
purposes underlying the more-relaxed standard of review

14

often applied to commercial speech (principally, a desire to
preserve a fair bargaining process by ensuring that
consumers are not misled by inflated sales pitches, 44
Liquormart, 517 U.S. at 501 (plurality opinion)) are not
implicated by the regulation in question.

Review for the purpose of reconsidering the Central
Hudson test would be highly appropriate not only because of
the sweeping nature of the ban on truthful speech in this
case but also because the issue was fully briefed and ruled
upon by the courts below.

B. The Court Should Grant Review in Order to
Correct the First Circuit's Misapplication of
Central Hudson

The Court should grant review on the First Amendment
issue for the additional reason that the First Circuit's
decision is inconsistent with Central Hudson. The
Regulations could not survive scrutiny under the third and
fourth prongs of the Central Hudson standard.

Under the third and fourth prongs of the Central
Hudson test, commercial speech that is not false, deceptive,
or misleading may be restricted, but only if the government
shows that the restriction “directly and materially advances
a substantial state interest,” and that the restriction advances
that interest “in a manner no more extensive than necessary
to serve that interest.” Ibanez, 512 U.S. at 142. See also
Rubin v. Coors Brewing Co., 514 U.S. 476, 482 (1995)
(quoting Central Hudson, 447 1.8. at 562).

The third prong (“directly advances”) requires the
government to prove that its restriction “will in fact”

15

produce the desired result. A governmental body seeking to
sustain a restriction on commercial speech “must
demonstrate that the harms it recites are real and that a
restriction will in fact alleviate them to a material degree.”
Edenfield v. Fane, 507 U.S. 761, 771-(1993). “The
regulation may not be sustained if it provides only
ineffective or remote support for the government’s
purpose.” Id.

The fourth prong (“no more extensive than necessary”)
requires the government to demonstrate that the restriction
is “sufficiently tailored to its goal.” Coors, 514 U.S. at
491-492. A restriction on commercial free speech is not
“sufficiently tailored to its goal” if there exist other means
by which the government could pursue its objectives “in a
manner less intrusive to First Amendment rights.” Jd. at
491. See also City of Cincinnati v. Discovery Network,
Inc. , 507 U.S. 410, 417 n.13 (1993).

The Court has stated time and again that the government
bears the burden of justifying its commercial speech
restrictions. See e.g. Coors, 514 U.S. at 487-88; Ibanez,
512 U.S. at 143. The Court has stressed that the
govemmment’s burden under the Central Hudson test “is not
satisfied by mere speculation and conjecture.” Edenjield,
507 U.S. at 770.’

’ This case cannot be distinguished from other challenges to
commercial speech regulations on the ground that the product being
advertised is alleged to constitute a vice. The Court in 44 Liquormart
expressly rejected the notion that a "vice" exception exists for First
Amendment protection of commercial speech. Justice Stevens explained,
"[A] vice label that is unaccompanied by a corresponding prohibition
against the commercial behavior at issue fails to provide a principled

(continued...)

16

The First Circuit appears to have misapplied the third
and fourth prongs of the Central Hudson test in concluding
that Massachusetts, as a matter of law, had met its burden
of persuasion with respect to those issues. With regard to
the third prong, it is highly question whether the State can
“demonstrate” that its advertising ban “will in fact” serve its
asserted objective of promoting the enforcement of state law
against selling tobacco to minors “directly and materially.”
To the contrary, Massachusetts’s claim that banning tobacco
advertising would decrease unlawful sales to minors is based
entirely on “mere speculation and conjecture.” No reliable,
objective evidence exists to support the claim.*®

With regard to the fourth prong, there is considerable
evidence that the Regulations are not “sufficiently tailored
to its goal” because other means exist by which Massa-
chusetts could pursue its goal “in a manner less intrusive to
First Amendment rights.” Instead of banning tobacco
advertising in order to prevent unlawful sales of tobacco to

7(...continued)
justification for the regulation of commercial speech about that activity."
44 Liquormart, 517 U.S. at 514 (plurality); see also, Rubin v. Coors,
514 U.S. at 482 n.2. Thus, the district court's conclusion that tobacco
sales are akin to the sale of pornography (Pet. App. 61a-62a) cannot
justify relaxing First Amendment constraints on state regulation of
tobacco advertising.

* In 44 Liquormart, the Court was willing to accept the "common
sense" notions that eliminating price advertising would lead to somewhat
higher prices and consequent decreased demand for liquor. But the
Court rejected the argument that, in the absence of other evidentiary
support, such common sense notions were sufficient for a State to carry
its burden of demonstrating that a price advertising ban would
“significantly advance" the State's interest in decreased liquor
consumption. 44 Liquormart, 517 U.S. at 505 (plurality).

17

minors -- which has the effect of preventing the entire adult
population from reading such advertising and of prohibiting
merchants from effectively marketing their products -- the
State could increase efforts to enforce the laws prohibiting
tobacco sales to minors. Indeed, the First Circuit admitted
the existence of such options but nonetheless said that
Massachusetts should be permitted to ban speech as an
alternative to adopting other options. Pet. App. 32a-33a.

Numerous State and local governments have, like
Massachusetts, adopted virtual bans on truthful outdoor
tobacco advertising. Review is warranted on the First
Amendment issue in order to correct the error below and to
provide guidance to courts considering challenges to other
such statutes.

Il. THE COURT SHOULD RESOLVE THE
IRRECONCILABLE CONFLICT AMONG THE
FEDERAL APPEALS COURT REGARDING THE
SCOPE OF FCLAA PREEMPTION

Little need be said, beyond what was already said in the
Petition, regarding the urgent need for the Court to resolve
the irreconcilable among the federal appellate courts
regarding the scope of FCLAA preemption.

The Ninth Circuit has held that the FCLAA preempts
State and local government advertising regulations of
precisely the sort at issue in this case. Lindsey v. Tacoma-
Pierce County Health Dep't, 195 F.3d 1065 (9th Cir. 1999),
amended, 205 F.3d 1150 (9th Cir. 2000).° Three other

» The municipal defendant in Lindsey did not seek Supreme Court
(continued...)

18

federal appeals courts (besides the court below) have arrived
at precisely the opposite conclusion. Greater New York
Metropolitan Food Council, Inc. v. Giuliani, 195 F.3d 100
(2d Cir. 1999), cert. denied, 120 S. Ct. 1671 (2000);
Federation of Advertising Industry Representatives, Inc. v.
Chicago, 189 F.3d 633 (7th Cir. 1999), cert. denied, 120 S.
Ct. 1671 (2000); Penn Advertising of Baltimore, Inc. v.
Mayor & City Council, 63 F.3d 1318 (4th Cir. 1995),
vacated and remanded on other grounds, 518 U.S. 1030
(1996), adopted as modified, 101 F.3d 332 (4th Cir. 1996),
cert. denied, 520 U.S. 1204 (1997). Indeed, the First
Circuit expressly noted the direct conflict among those four
decisions. Pet. App. 9a-13a. The First Circuit adopted the
reasoning of the Second and Seventh Circuits and stated
explicitly that it disagreed with the Ninth Circuit's holding.
Id. at 13a n.7.

The need to resolve an inter-circuit split is particularly
acute in this case in light of the large number of tobacco
advertising prohibitions being adopted (and subsequently
challenged) throughout the country. /d. at 128a-134a
(listing 20 such laws). Moreover, for so long as it remains
true that citizens in the nine states comprising the Ninth
Circuit have greater rights to engage in truthful commercial
speech than do citizens living within the First, Second,
Fourth, and Seventh Circuits, the essential purpose of the
FCLAA -- to protect the national economy from the burdens
that would result from a multitude of "diverse, nonuniform,
and confusing" advertising standards -- will be frustrated.
15 U.S.C. § 1331.

*(...continued)
review of the Ninth Circuit's decision. Thus, the Court does not have
the option of granting review in that case instead of in this one.

19
CONCLUSION

The Washington Legal Foundation respectfully requests
that the Court grant the petition for a writ of certiorari with
respect to both of the Questions Presented.

Respectfully submitted,

Daniel J. Popeo
Richard A. Samp

(Counsel of Record)
Washington Legal Foundation
2009 Massachusetts Ave., NW
Washington, DC 20036
(202) 588-0302

Dated: November 16, 2000

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386019_1431%3A06. Public record. Not legal advice.
