# Opposition Brief — Pennsylvania Federation of the Brotherhood of Maintenance of Way Employes v. National Railroad Passenger Corp.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1993
- **Citation:** 510 U.S. 824

## Text

No. 92-1984

IN THE itn,
Supreme Court of thy United States
OCTOBER TERM, 1993

PENNSYLVANIA FEDERATION OF THE BROTHERHOOD OF
MAINTENANCE OF Way EMPLOYES and VINCENT
BENNETT, individually and on behalf of all others
similarly situated,

Petitioners,

NATIONAL RAILROAD PASSENGER CORPORATION,
Respondent.

On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Third Circuit

BRIEF IN OPPOSITION OF RESPONDENT
NATIONAL RAILROAD PASSENGER CORPORATION

STEPHEN C. ROGERS

JOANNA L. MOORHEAD
(Counsel of Record)

JONATHAN I. SAPERSTEIN

NATIONAL RAILROAD PASSENGER

Of Counsel: CORPORATION

HARRY A. RISSETTO 60 Massachusetts Avenue, N.E
MorGAN, Lewis & Bockius Washington, D.C. 20002

1800 M Street, N.W. (202) 906-3191

Washington, D.C. 20036 Counsel for Respondent

WILSON - Epes PRINTING Co., INC. - 789-0096 - WASHINGTON, D.C. 20001

| BEST AVAILABLE COPY

QUESTION PRESENTED

Is a lawsuit alleging a violation of Pennsylvania’s Mini-
mum Wage Act of 1968, 43 Pa. Cons. Stat. Ann.
§ 333.104(c), preempted under the standard established
in Lingle v. Norge Div. of Magic Chef, Inc., 486 U.S.
399 (1988), when resolution of the state law claim de-
pends upon the interpretation of a Railway Labor Act
collective bargaining agreement?

(i)

ii
LIST OF PARTIES

The parties to the proceedings below and to this Peti-
tion are Petitioners Pennsylvania Federation of the Brother-
hood of Maintenance of Way Employes, a railroad union,
and Vincent Bennett, an employee of the National Rail-
road Passenger Corporation and a member of the union.
The Respondent is the National Railroad Passenger Corp-
oration, a for-profit corporation created by Congress to
operate rail passenger service nationally.

Respondent has no parent companies, subsidiaries or
affiliates to list pursuant to Rule 29.1.

TABLE OF CONTENTS

Page

QUESTIONS PRESENTED .......................00000000000000. i

a ethneesenmssannseewnduccnsii ii

ey Se EN ty ye 8 ig. re iv

COUNTERSTATEMENT OF THE CASE .................. 1
REASONS WHY THE PETITION SHOULD BE

a a ccamasichliniueeniiuniomnn’ 5

I. THERE IS NO CONFLICT IN THE CIRCUITS
ON ANY MATERIAL ISSUE RAISED BY
ae hacen sactannsintyanasnbbipinasticein 6

II. THE COURT OF APPEALS’ DECISION IS
NOT INCONSISTENT WITH ANY DECI-
SIONS OF THE COURT AND DOES NOT
RAISE ANY IMPORTANT ISSUES REQUIR-
ING THE COURT’S ATTENTION ..._...00W.... 7

Al diankahexsbcisihennincsassenaseiccivannscracedetnne _ 11

(iii)

iv

TABLE OF AUTHORITIES

CASES Page
Federal Cases:
Consolidated Rail Corp. v. Railway Labor Execu-
tives’ Ass’n, 491 U.S. 299 (1989) _.......0000 00... 8
DeCanas v. Bica, 424 U.S. 351 (1976) _............. x
Dolan v. Project Constr. Corp., 558 F. Supp. 1308
Glee RN I peel eee 10
Fort Halifax Packing Co. v. Coyne, 482 U.S. 1
I acct sere eet ee eee ee 8
Lingle v. Norge Div. of Magic Chef, inc., 486 U.S.
Ur cs Oe. passim
Metropolitan Life Ins. Co. v. Massachusetts, 471
RA each ceners Sa nC 8
Terminal R.R. Ass’n v. Railroad Trainmen, 381
ANG > IE ci ica nhcalccnas cen, apmasdinccupneneratnemoneiniaioieess 8
State cases:
Brotherhood of Maintenance of Way Employes v.
Conrail, No. L-01902-89 (N.J. Superior Ct. Law
Div., January 25, 1991), aff’d, No. A-3255-90TS
(N.J. Superior Ct. App. Div., January 28,
NEE ik! iceceseakisbnlice asniceee ties aasassecaioeondato morons 7
STATUTES AND REGULATIONS
Federal Statutes :
Fair Labor Standards Act, 29 U.S.C. §§ 151 et
IR RE nt ZIRE AUER RES, 5 SLA RS eg 10
Labor Management Relations Act, 29 U.S.C. § 186.. 6
Portal to Portal Act, 29 U.S.C. § 254 0000.2... 10
Railway Labor Act, 45 U.S.C. §§ 151 et seq. .......... passim
Be a I ari tendealtaccctaberernn tid ppnckeuanpacaresesaccenen 4
State Statutes and Regulations:
Minimum Wage Act of 1968, Pa. Cons. Stat. Ann.
8 Bt a SR SII fa es Psat eA 2
es IE Oe I seitinkeciacesttedicwitsaneeccomadvcuanentandtecdtuecen 2

IN THE
Supreme Court of the United States

OCTOBER TERM, 1993

No. 92-1984

PENNSYLVANIA FEDERATION OF THE BROTHERHOOD OF
MAINTENANCE OF WAY EMPLOYES and VINCENT
BENNETT, individually and on behalf of all others

similarly situated,

. Petitioners,

NATIONAL RAILROAD PASSENGER CORPORATION,
Respondent.

On Petition for a Writ of Certiorari to the
United States Court of Appeals
for the Third Circuit

BRIEF IN OPPOSITION OF RESPONDENT
NATIONAL RAILROAD PASSENGER CORPORATION

Respondent National Railroad Passenger Corporation
(“Amtrak”) respectfully requests that this Court deny the
petition for writ of certiorari submitted by Petitioners
seeking review of the decision by the United States Court
of Appeals for the Third Circuit in this case.

COUNTERSTATEMENT OF THE CASE

Petitioner Pennsylvania Federation of the Brotherhood
of Maintenance of Way Employes (“BMWE”) is a union
representing Amtrak employees who construct and main-

2

tain Amtrak’s tracks, bridges and facilities. Petitioner
Vincent Bennett is an Amtrak track worker represented
by the BMWE. The gravamen of Petitioners’ Complaint
is that the provision of the collective bargaining agree-
ment between Amtrak and the BMWE governing payment
for “travel time” violates the Minimum Wage Act of 1968
(hereinafter “Minimum Wage Act’), 43 Pa. Cons. Stat.
Ann. § 333.104(c).’ Specifically, Petitioners claim that
Amtrak has violated the state Minimum Wage Act by not
paying employees overtime for time spent traveling from
their job site to their headquarters or camp car locations
after their regular tours of duty.

The Court of Appeals, affirming a decision by the
District Court for the Eastern District of Pennsylvania
(Pet. App.” at 10a-17a), found that the statutory and
regulatory terms upon which Petitioners’ claim was based
could only be applied in the circumstances of this case by
interpreting the collective bargaining agreement between
Amtrak and the BMWE. Applying the rule announced in
Lingle v. Norge Div. of Magic Chef, Inc., 486 U.S. 399

1 Pennsylvania’s Minimum Wage Act requires an employer to
compensate employees for overtime at a rate not less than one and
one-half times the employee’s regular rate. Overtime is defined as
“hours in excess of forty hours in a workweek.”

The pertinent regulation promulgated pursuant to the Minimum
Wage Act defines “hours worked” as follows:

all time during which an employee is required by the employer
to be on the premises of the employer, to be on duty, or to be
at the prescribed work place, all time spent traveling as part
of the duties of the employe[e] during normal working hours,
and all time during which an employe[e] is employed or per-
mitted to work: provided, however .. . that time spent on the
premises of the employer for the convenience of the employe[e]
shall be excluded.

34 Pa. Code § 231.1 (emphasis added).

2“Pet. App.” refers to the Appendix appended to the Petition for
a Writ of Certiorari.

3

(1988), the Court concluded that since the resolution of
Petitioners’ claim required the interpretation of a labor
agreement, that claim was preempted by the Railway
Labor Act (“RLA”), 45 U.S.C. §§ 151 et seq. Pet. App.
at la-9a. That decision is reported at 989 F.2d 112 (3d
Cir. 1993).

Factual Background: The Collective Bargaining Agree-
ment Provisions.

Amtrak and the BMWE are parties to a collective bar-
gaining agreement negotiated in accordance with the RLA.
The BMWE-represented employees whose pay is at issue
here are based in camp cars * or permanent headquarters
and travel to and from different job sites to maintain the
track and right-of-way.

The collective bargaining agreement contains numerous,
detailed provisions for determining the employees’ rates
of pay. As a general rule, the agreement establishes a five-
day, 40-hour work week and requires that employees be
paid overtime for any time worked beyond their sched-
uled daily hours. Employees are paid overtime at either
one and one-half or two times their hourly rate of pay
depending on the circumstances.

The parties have also established a detailed system of
pay for travel time. Under the agreement, all travel time
within the employees’ assigned tour of duty (scheduled
working hours) is counted as hours worked for the pur-
pose of computing eligibility for overtime pay. In addi-
tion, the agreement requires that employees be paid one
and one-half times their regular rate when they are called
to work outside their regular tour of duty, regardless of
whether the time is spent working or traveling.

Under the agreement, time spent by an employee travel-
ing back to the base location after completion of a reg-

3’“Camp cars” provide portable housing for certain employees
while working on the track and right-of-way.

4

ular tour of duty is not included within the forty hour
work week and therefore, is not considered “hours
worked” for purposes of computing eligibility for over-
time. While Amtrak transports the-employees to their
base locations, they perform no service and receive a pay-
ment equivalent to straight time.*

Although the agreement also provides a grievance pro-
cedure for the express purpose of resolving disputes over
compensation, Petitioners did not submit their claims to
the grievance process.

Court Proceedings Below.

Petitioners originally filed suit in the Philadelphia
County Court of Common Pleas; therafter, Amtrak
removed the case to the United States District Court for
the Eastern District of Pennsylvania based on 28 U.S.C.
§ 1349. Subsequently, the parties stipulated to the facts,
and each filed dispositive motions.

By Order dated June 15, 1992, District Court Judge
William Yohn, Jr. dismissed Petitioners’ Complaint. The
District Court noted that travel time, under the relevant
state regulation, will be considered as “hours worked” for
the purpose of overtime compensation only when traveling
is “part of the duties of the employe[e] during normal
working hours.” Pet. App. at 15a. The Court reasoned
that the determination of “whether travel time at issue in
this case qualifies as part of the duties of the employee or
whether such travel is undertaken during the established
working hours can[not] be determined without reference
to the terms of the collective bargaining agreement, and
therefore was preempted.” Pet. App. at 15a-16a.

The Court of Appeals, by an Order dated March 18,
1993, affirmed the dismissal of Petitioners’ lawsuit. The
Court of Appeals noted that the RLA requires that all

4 Amtrak believes that such payments are in excess of the re-
quirements of Pennsylvania’s Minimum Wage Act.

5

“minor disputes”—disputes arising out of the interpreta-
tion of labor agreements—must be submitted to arbitra-
tion. Pet. App. at Sa. The Court recognized that this
Congressional deference to arbitration was not intended
to wholly preempt states from exercising their police
powers to regulate minimum working conditions. /d.
Nonetheless, under the more limited preemption doctrine
established in Lingle, the Court held the particular state-
law claim at issue was preempted because its resolution
depended upon an interpretation of the bargaining agree-
ment. In particular, the Court concluded that it would
be impossible to determine if travel time after a tour of
duty was “part of the duties of the employe[e]”, without
interpreting the labor agreement. /d. Similarly, the Court
also held that a determination of whether this type of
employee travel time satisfied some other regulatory cri-
terion for “hours worked” also required an interpreta-
tion of the labor agreement. Pet. App. at 7a.°

REASONS WHY THE PETITION SHOULD BE DENIED

Petitioners disagree with the manner in which the Dis-
trict Court and Court of Appeals applied the well-settled
law under Lingle to the particular facts of this case.
Lingle made it clear that “judges can determine questions
of state law involving labor-management relations only
if such questions do not require construing collective-
bargaining agreements”. Lingle, 486 U.S. at 411. Peti-
tioners have litigated the issue of whether the Court of
Appeals misapplied the Lingle standard in this case and
they have lost. This type of disagreement does not war-
rant Supreme Court review. As we show below, Petition-
ers’ attempt to manufacture issues for Court review by
claiming that a conflict exists among the Circuits and that

5 Before the Court of Appeals, Petitioners relied for the first
time on that part of the regulation that defines “hours worked” as
time on that part of the regulation that defines “hours worked” as
premises of the employer, to be on duty or to be at the prescribed
work place.”

6

the Court of Appeals’ decision below fails to follow
Supreme Court precedent is unavailing.

I. THERE IS NO CONFLICT IN THE CIRCUITS ON
ANY MATERIAL ISSUE RAISED BY PETITION-
ERS.

In an effort to create a conflict of law, Petitioners
Suggest that the Court of Appeals relied on reasoning
that in fact played no role in the Court’s decision. Con-
trary to Petitioners’ claim, this case does not present the
question of whether the scope of preemption under the
RLA is broader than that under the Labor Management
Relations Act (“LMRA”), 29 U.S.C. §$ 185. Here, the
Court of Appeals specifically held that Petitioners’ state
claim was preempted under the LMRA standard of pre-
emption articulated in Lingle. Its holding was not based
on any finding regarding the parameters of RLA pre-
emption. Indeed, it expressly noted that it need not reach
the question whether there is a distinction between RLA
and LMRA preemption because Petitioners’ claim met
the arguably narrower standard for preemption under the
LMRA.

We realize that Lingle involved a claim of preemp-
tion under the Labor Management Relations Act, and
not the Railway Labor Act; however, this difference
is not significant in our case because if anything pre-
emption is broader under the Railway Labor Act.

Pet. App. at 6a n.7 (989 F.2d at 115 n.7) (citations
omitted). Accordingly, this case does not provide this
Court with the occasion to resolve any conflict that may
exist among other Courts of Appeals regarding whether
the preemptive effect of the RLA is even greater than that
of the LMRA.°

® Amtrak had argued in the alternative to the lower courts that
the RLA has a broader preemptive effect than the LMRA. However,

7

More importantly, however, there is no conflict among
the Circuits regarding the issue that the Court of Appeals
did address, namely, the applicability of Lingle preemp-
tion in factual circumstances like this case. Petitioners
have cited no other Court of Appeals decisions—and
Amtrak is aware of none—-that conflict with the Court of
Appeals decision below. Indeed, two courts that have
considered a BMWE state-law wage claim, similar to the
one at issue here, reached the same conclusion as the
Court of Appeals in this case. In Brotherhood of Main-
tenance of Way Employes v. Conrail, No. L-01902-89
(N.J. Superior Ct. Law Div.. January 25, 1991), ad,
No. A-3255-90TS (N.J. Superior Ct. App. Div., January
28, 1992), the BMWE attempted, as it does here, to
undercut the terms of a labor agreement that it nego-
tiated. In that case, the union claimed that Conrail owed
employees additional overtime compensation under New
Jersey law.’ Like the Court of Appeals here, the New
Jersey courts determined that such a claim was a “minor
dispute” because the resolution of the state law claim
depended upon an interpretation of the labor agreement
and that the courts therefore lacked jurisdiction to enter-
tain the claim.

Il. THE COURT OF APPEALS’ DECISION IS NOT
INCONSISTENT WITH ANY DECISIONS OF THE
COURT AND DOES NOT RAISE ANY IMPORTANT
ISSUES REQUIRING THE COURT’S ATTENTION.

Petitioners also claim that the Court should “exercise
. . . [its] power of supervision” because the Court of
Appeals’ decision at issue here fails to follow Supreme

as noted above, the Court of Appeals did not need to resolve that
issue since the claim here was preempted under Lingle.

7 Specifically, the BMWE claimed that Conrail’s practice under
the terms of the BMWE/Conrail labor agreement of paying camp
car cooks only straight time for their “down time”, including the
time spent by the cooks commuting from the work site to the camp
cars, was unlawful under the New Jersey minimum wage law.

8

Court precedent. (Petition at 18). Petitioners’ argument
is based on a misreading of the Court of Appeals’ opinion
and is wholly without merit.

The cases upon which Petitioners principally rely—Fort
Halifax Packing Co. v. Coyne, 482 U.S. 1 (1987), Metro-
politan Life Ins. Co. v. Massachusetts, 471 U.S. 724
(1985), DeCanas v. Bica, 424 U.S. 351 (1976) and Ter-
minal R.R. Ass'n v. Railroad Trainmen, 318 US. 1
(1942)—are all inapposite to the instant case. These deci-
sions deal with the issue of whether specific federal regu-
lations so “occup[y] the field” that state legislation set-
ting minimum labor standards is wholly preempted and
unenforceable. See e.g. Metropolitan Life Ins. Co. v.
Massachusetts, 471 U.S. at 747-48. By contrast, this case
presents the completely different and far narrower ques-
tion of whether a particular claim based on a state
regulation is preempted under Lingle when that claim
cannot be resolved without interpreting and applying the
terms of a particular collective bargaining agreement.
Lingle preemption does not render the Pennsylvania mini-
mum wage law unenforceable or preclude the state from
setting minimum wage standards. Rather, it insulates the
collective bargaining agreement from judicial interpreta-
tion and preempts only that narrow class of state-law
claims that cannot be resolved without such an interpre-
tation. By doing so, Lingle preemption ensures that the
task of interpreting an RLA agreement is performed by
the statutorily mandated arbitration forums that have spe-
cialized expertise in that area. See Consolidated Rail
- Corp. v. Railway Labor Executives’ Ass’n, 491 U.S. 299,
310 (1989).

Moreover, application of the Lingle preemption stand-
ard in the circumstances of this case is unexceptional.
Although Petitioners argue that no interpretation of a
labor agreement is necessary, the courts below properly

9 °

gave that argument short shrift.’ As the Court of Appeals
correctly observed, it is impossible to determine whether
the time BMWE-represented employees spend traveling is
““part of the duties of the employe[e]’’ without interpreting
the collective bargaining agreement to see exactly what
their duties are. Moreover, the application of other regu-
latory indicia to determine if time spent was “hours
worked” was similarly dependent upon an interpretation
of the labor agreement. As the Court of Appeals noted:

(I]n order to determine whether the workers are
‘required by the employer to be on the premises of
the employer, to be on duty, or to be at the pre-
scribed work place’ during the time spent traveling,
we would have to interpret the collective bargaining
agreement. For example, a worker living near
a job site might be able to go directly home instead
of going on an AMTRAK vehicle back to head-
quarters. Similarly, if a job site were near the place
of employment of a worker’s spouse, the spouse might
be able to pick up the worker on the way home. . .
In other words, only an interpretation of the collec-
tive bargaining agreement can tell us if these
AMTRAK employees are required to travel on the
AMTRAK vehicles after their work shifts are done.

Pet. App. at 7a (989 F.2d at 115) (emphasis in
original).

Indeed, Lingle preemption is especially appropriate in
a case such as this where the applicable state statutory
provision and regulation define an employer’s obligations

8 Petitioners suggest that a court need only look at whether em-
ployees were paid straight time when they were paid for more than
forty hours,-and then give them half-time pay for those additional
hours. However, merely because Amtrak agreed to pay employees
for what is, in essence, commuting, does not mean such travel time
was “part of the duties of the employe[e] during working hours”.
As part of the give and take of bargaining, employers frequently
agree to compensate employees for time that they are not actually
performing job duties.

10

by reference to classic collective bargaining terminology
that has no independent statutory meaning. The regula-
tory terms that underlie the state claims—for example,
duties of employees and normal working hours—neces-
sarily depend upon the interpretation of the bargaining
agreement. The statute and regulation would have been
structured differently had they been intended to operate
independently from the labor agreement.*

In sum, this case presents a run-of-the-mill situation
where the resolution of a state claim is inextricably in-
volved with an interpretation of a labor agreement and
is accordingly preempted. Petitioners’ real complaint is
with the Court’s application of the Lingle preemption
standard to the facts of this case. However, that is not an
issue that warrants review by the Court."®

® This is not a case where the labor agreement, on its face, vio-
lates a state minimum wage act. In such a situation, Lingle pre-
emption is arguably not operative. By contrast, this case is one
where undefined regulatory terms can only be resolved by interpret-
ing a bargaining agreement.

10 Regardless of whether or not Lingle preemption is operative
here, the parties’ agreed-upon practice of compensating for travel
time is in accord with the state statute. Under the agreement,
time spent travelling during normal working hours, i.e. tour of
duty, is treated as hours worked and counts toward overtime. If,
however, travel occurs after regular work hours, it is compensated
at the regular rate, but is not counted as hours worked for the
purposes of calculating overtime. Amtrak’s practice is wholly
consistent with regulations and court decisions under federal law
that are similar to the Pennsylvania statute upon which Petitioners
rely. See Portal to Portal Act, 29 U.S.C. § 254; Dolan v. Project
Constr. Corp., 558 F. Supp. 13808 (D.Colo. 1983) (time spent com-
muting by company bus from reporting location to work site is not
compensable as overtime under the Fair Labor Standards Act, 29
U.S.C. §§ 151 et seq.). Indeed, by compensating employees for time
spent commuting between the work site and headquarters outside
their normal tour of duty, Amtrak is far more generous than state
law requires.

11
CONCLUSION

For the foregoing reasons, Amtrak respectfully requests
that the Court deny the Petition for a Writ of Certiorari.

Respectfully submitted,

STEPHEN C. ROGERS

JOANNA L. MOORHEAD
(Counsel of Record)

JONATHAN I. SAPERSTEIN

NATIONAL RAILROAD PASSENGER

Of Counsel: CORPORATION

Harry A. RISSETTO 60 Massachusetts Avenue, N.E.
MoRGAN, LEWIs & Bockius Washington, D.C. 20002

1800 M Street, N.W. (202) 906-3191

Washington, D.C. 20036 Counsel for Respondent

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386019_1007%3A2. Public record. Not legal advice.
