# Amicus Curiae Brief — Bragdon v. Abbott

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1999
- **Citation:** 526 U.S. 1131

## Text

Sl

Supreme Court, U. S,
(A "its fs
APR 23 1999
No. 98-1536
CLERK
In The this

Supreme Court of the United States
October Term, 1998

+

RANDON BRAGDON, D.M.D.,

Petitioner,

SIDNEY ABBOTT, et al.,
Respondents.
*

On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The First Circuit

+

BRIEF OF THE AMICUS CURIAE CLINICAL
RESEARCH ASSOCIATES IN SUPPORT OF
RANDON BRAGDON, D.M.D., PETITIONER

¢

RicHarp L. Hit, Esa.

Counsel of Record for Amicus Curiae,
Clinical Research Associates

Hitt, JOHNSON & ScHumMTz, P.C.

Jamestown Square

3319 North University Avenue

Suite 200

Provo, Utah 84604

(801) 375-6600

COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831

i

TABLE OF CONTENTS

STATEMENT OF INTEREST OF AMICUS CURIAE.. 1

SUMMARY OF ARGUMENT....................... y

ih oc Re CERIN Sra 3
THE UNIVERSAL PRECAUTIONS CONCEPT

DOES NOT ALLEVIATE SIGNIFICANT RISK TO
CAREGIVERS DURING TREATMENT OF INFEC-
TIOUS PATIENTS BECAUSE THE PRODUCTS
NECESSARY TO IMPLEMENT THE CONCEPT
OFTEN FAIL THEIR INTENDED PURPOSE...... 3
PO MOR Rey Co ce Oey ee 7
Latex Examination Glove SONY 5 Po 9
Environmental Surface Disinfectants ........... 11
Instrument Immersion Disinfectants............ 14
Sterilization Equipment......................__ 15
SWE PeR MMNn chia k tevuiati occas wick 17

APPENDIX INDEX

Knox, Richard A., A Nurse Hopes Her Infection Will
Spur Action, Boston Globe, (April 6, 1999) (Ref-
ap edie: at ERE PONS ET OH ERE tna rt ied App. 1

United States General Accounting Office, Report to
Congressional Requesters, GAO/RCED-90-139,
DISINFECTANTS: EPA Lacks Assurance They Work
(August 1990) (Reference RW ahs hays App. 5

il

TABLE OF CONTENTS - Continued
Page

Altman, Lawrence K, M.D., New York Times,
Investigating a Medical Maze: Virus Transmission
in Surgery — Hepatitis B was Apparently Spread by
a Doctor, but How?, New York Times (March 22,
1994): (Reference. No. 3)... Save cc evaaeewcen) App. 14

Harpaz, Seidlein, Averhoff, Tormey, Sinha, Kot-
sopoulou, Lambert, Robertson, Cherry and
Shapiro, Transmission of Hepatitis B Virus to Mul-
tiple Patients from a Surgeon Without Evidence of
Inadequate Infection Control, The New England
Journal of Medicine, Volume 334, Number 9
(February 29, 1996) (Reference No. 4)........ App. 21

Christensen, Robison, Robinson, Ploeger, and
Leavitt, Efficiency of 42 Brands of FaceMasks and 2
Face Shields in Preventing Inhalation of Airborne
Debris, General Dentistry (November-December
1991) (Reference .No. She. jase hckeeecteeenn’ App. 41

Clinical Research Associates, SUBJECT: Operating
Gloves, Important New Trends, CRA Newsletter
Volume 19, Issue 9 (September 1995) (Reference
IG, Oi ccs acawdhcee ce ek eee ee App. 57

Clinical Research Associates, SUBJECT: Gloves,
Non-Sterile Operating, Update Review, CRA
Newsletter, Volume 16, Issue 10 (October 1992)
(Raetewenee ING. 2)... esses ck cecw van cane mer ues App. 61

Clinical Research Associates, SUBJECT: Gloves,
Non-Sterile Latex, CRA Newsletter Volume 15,
Issue 9 (September 1991) (Reference No. 8) App. 67

Clinical Research Associates, SUBJECT: Operating
Gloves, Update, CRA Newsletter Volume 13,
Issue 1 (January 1989) (Reference No. 9)....App. 73

we ny cen

AI Dt NR ol aN st hl A Ay lh Sa DSS ME ee

Cae ee RICH ert OS Mave nl Sh

aE Saal Be wet tt ma! ee

iii

TABLE OF CONTENTS - Continued

Page
Korniewicz, Laughon, Cyr, Lytle, and Larson,
Leakage of Virus through Used Vinyl and Latex
Examination Gloves, Journal of Clinical Micro-
biology, pp. 787-788 (April 1990) (Reference No.
ERY ee Sh aoe ae Sahay a ae a a App. 78

Mbithi, Springthorpe, Boulet, and Sattar, Survival
of Hepatitis A Virus on Human Hands and Its
Transfer on Contact with Animate and Inanimate
Surfaces, Journal of Clinical Microbiology, pp.
757-763, (April 1992) (Reference No. 11) ....App. 85

Gwaltney and Hendley, Transmission of Experimen-
tal Rhinovirus Infection by Contaminated Services,
American Journal of Epidemiology (1982) (Ref-
WOE POO MME Wiss 660s GeV 50h bid oiek Lk, App. 109

Letter to the Editor, Inactivation of Human Immu-
nodeficiency Virus-1 at Short Time Intervals Using
Undiluted Bleach, Journal of Acquired Immune
Deficiency Syndromes, Volume 6, Number rs
bane wperenenee NO. 19) 0 occcesecccccscs.. App. 119

Christensen, Robison, Robinson, Ploeger, Leavitt
and Bodily, Antimicrobial Activity of Environmen-
tal Surface Disinfectants in the Absence and Pres-
ence of Bioburden, Journal of American Dental
Association, Volume 119 (October 1989) (Refer-
RNS aise i giicues ceric cs cece, App. 125

Clinical Research Associates, SUMMARY CHART:
Environmental Surface Disinfectants, (1999)
(compiling results of CRA Newsletter, Volume
18, Issue 3 (November 1994); Volume 19, Issue 1
(January 1995); Volume 20, Issue 11 (November
1996), and Volume 23, Issue 4 (April 1999)) (Ref-
MI RIN 6556 isco k's ah Fs ois ord co ccc, App. 159

iv

TABLE OF CONTENTS - Continued
Page

Robison, Robinson, Ploeger and Christensen,
Tuberculocidal Activity of Glutaraldehyde and Glu-
taraldehyde/Phenol Disinfectants, Journal of Den-
tal Research, Volume 69, p. 379, Abstract No.

2161 (March 1990) (Reference No. 16)....... App. 161

Clinical Research Associates, SUBJECT: Disinfec-
tants, Instrument Immersion, CRA Newsletter
Volume 15, Issue 5 (May 1991) (Reference No.
Fk PT oe ie Re ES say Sona ae? App. 163

Kolstad, Robert A., Ph.D., How Well Does the Chem-
iclave Sterilize Handpieces? Journal of American
Dental Association, Volume 129 (July 1998)
(CRelecsmen INO. 2B). ise Scenes Cee eR Sees ee eee App. 171

V

TABLE OF AUTHORITIES

STATUTES:

Ae URS ER eae ck co eae 10

OTHER AUTHORITIES:

Altman, Lawrence K, M.D., New York Times,
Investigating a Medical Maze: Virus Transmission
in Surgery — Hepatitis B was Apparently Spread by
a Doctor, but How?, New York Times (March 22,
1994) (Reference No. 3)........... Pert 5 PReOe cep eee 5

Christensen, Robison, Robinson, Ploeger, Leavitt
and Bodily, Antimicrobial Activity of Environmen-
tal Surface Disinfectants in the Absence and Pres-
ence of Bioburden, Journal of American Dental
Association, Volume 119 (October 1989) (Refer-
saties ntti ih cioc oO OE PE PORE AR fy SRLS Res ii, i3

Christensen, Robison, Robinson, Ploeger, and
Leavitt, Efficiency of 42 Brands of FaceMasks and 2
Face Shields in Preventing Inhalation of Airborne
Debris, General Dentistry (November-December
soya) (rementence- Ne S) ris ee 7

Clinical Research Associates, SUBJECT: Disinfec-
tants, Instrument Immersion, CRA Newsletter
Volume 15, Issue 5 (May 1991) (Reference No.
AF) F0LEs CEERRG TEU OTE TORT TE ee 14

Clinical Research Associates, SUBJECT: Gloves,
Non-Sterile Latex, CRA Newsletter Volume 15,
Issue 9 (September 1991) (Reference No. 8) ........ 9

Clinical Research Associates, SUBJECT: Gloves,
Non-Sterile Operating, Update Review, CRA

Newsletter, Volume 16, Issue 10 (October 1992)
etic inns a He ds. eS ETE EPP OE a bee aa )

vi

TABLE OF AUTHORITIES — Continued
Page

Clinical Research Associates, SUBJECT: Operating
Gloves, Important New Trends, CRA Newsletter
Volume 19, Issue 9 (September 1995) (Reference
oo eae) MRR RE Uy age es CU pete, gre Syed Oem soo ae 9

Clinical Research Associates, SUBJECT: Operating
Gloves, Update, CRA Newsletter Volume 13,
Issue 1 (January 1989) (Reference No. 9)..........- Yy

Clinical Research Associates, SUMMARY CHART:
Environmental Surface Disinfectants, (1999)
(compiling results of CRA Newsletter, Volume
18, Issue 3 (November 1994); Volume 19, Issue 1
(January 1995); Volume 20, Issue 11 (November
1996), and Volume 23, Issue 4 (April 1999)) (Ref-

CERNE INNO. RO he 4's ads dbkedawated avedewowes bas 11, 13

Gwaltney and Hendley, Transmission of Experimen-
tal Rhinovirus Infection by Contaminated Services,
American Journal of Epidemiology (1982) (Ref-
ORONOD TH BEN bs ooo oc ove weve ee ueewkerinsees 11, 12

Harpaz, Seidlein, Averhoff, Tormey, Sinha, Kot-
sopoulou, Lambert, Robertson, Cherry and
Shapiro, Transmission of Hepatitis B Virus to Mul-
tiple Patients from a Surgeon Without Evidence of
Inadequate Infection Control, The New England
Journal of Medicine, Volume 334, Number 9
(February 29, 1996) (Reference No. 4).............. 5

Knox, Richard A., A Nurse Hopes Her Infection Will
Spur Action, Boston Globe, (April 6, 1999) (Ref-
OTERO EO: TG i 6 oink one Kiss hah eee eae va 3, 10

Kolstad, Robert A., Ph.D., How Well Does the Chem-
iclave Sterilize Handpieces? Journal of American
Dental Association, Volume 129 (july 1998)
CReGIRII TWO: Ba ons sobs bs on bck seeeneae 15, 16

Re Me eT Re a

Vii

TABLE OF AUTHORITIES —- Continued
Page

Korniewicz, Laughon, Cyr, Lytle, and Larson,
Leakage of Virus through Used Vinyl and Latex
Examination Gloves, Journal of Clinical Micro-
biology, pp. 787-788 (April 1990) (Reference No.

PEP !© two case-control studies of patients with

. ‘ 2 rer m aaah a al “lal i biceathe cia So sina
oe sa LR SR a ce . sessile eh tet ake ae = NE Ie gs Se 5 eg ee ee a TA he oF oe aa ae t => *
SA est 8S 2 SELLA PIER a RIS sa PPE ie ESS Ci ners ea: ’ : : ms

Baits NSS a aa RNa

App. 33

acute hepatitis B that found no @ssociation between dis-
ease and surgical history!” (and unpublished data), and
the relatively small number of reported outbreaks of HBV
given the estimated pool of infected surgeons.

Outbreaks provide information about specific mecha-
nisms of transmission of HBV from surgeon to patient.
Since the early 1970s, 29 such clusters have been reported
worldwide,?>.1%24 including 9 involving thoracic sur-
geons.*!%22-24 Data from these outbreaks indicate an
increased risk of HBV transmission from HBeAg-positive
surgeons and during particularly invasive pro-
cedures.°71-25 Transmission during many of these out-
breaks was presumed to be caused by deficiencies in
infection-control measures. Although this outbreak
involved a high attack rate, our investigation did not
identify any breaches in infection-control practices,
despite an extensive search for potential modes of trans-
mission. Unreported or unrecalled percutaneous expo-
sures by the surgeon or operating-room staff are unlikely
to explain such a high rate of transmission.

Although this is the first reported outbreak involving
a thoracic surgeon in the United States, four such out-
breaks have been reported in the United Kingdom during
the past decade.5?4 We found no specific features charac-
teristic of thoracic surgery that were associated with
transmission. Surgical fields are generally well visualized
during thoracic surgery, and blind needle palpation is not
often practiced. Thoracic surgery is, however, inherently
highly invasive and of long duration, and these features
have been linked to percutaneous exposure,*?8 glove
failure,2?3! and HBV transmission.2! Indeed, whether
caused by the duration of surgery or by specific factors

App. 34

such as the closure of sternotomy incisions, frequent
glove punctures during thoracic surgery have been
reported.*©253!.32 In this outbreak, there was no associa-
tion of HBV infection with the duration of surgery or the
use of blood products (a possible indication of the
invasiveness of a procedure); two case patients, in fact,
underwent brief procedures requiring no blood products
(a thymectomy and an open-lung biopsy). We found no
associations between HBV transmission and specific pro-
cedures, with the exception of cardiac transplantation,
although in relative terms these were not long or complex
procedures. Perhaps the minimal infectious inoculum of
HBV is lower for patients receiving immunosuppressive
therapy. Some surgeons have suggested that closure of
the median sternotomy incision is associated with injury,
although data to support this assertion are inconclu-
sive.4!32 In our study, the surgeon’s technique of apply-
ing hemostatic material to the sternal incision without a
sponge may have caused injuries that were not apparent.
However, one case patient underwent an open-lung
biopsy that did not involve a median sternotomy.

This outbreak may have been related more closely to
factors unique to the surgeon than to factors inherent in
thoracic surgery: indeed, lung biopsy is a procedure with
little resemblance to most other thoracic surgical pro-
cedures. Although HBeAg-positive persons almost
always have highly infectious disease, the surgeon had an
especially high concentration of HBV DNA during the
outbreak, which may have contributed to aq high risk of
transmission. The surgeon's technical skills were appar-

ently not a factor, since operating-room personnel did not

App. 35

recall that he had frequent needle sticks. The hand irrita-
tion experienced by the surgeon in previous years had
resolved with the use of hypoallergenic latex gloves, and
there was no evidence that the surgeon had dermatitis
during the outbreak. Hypoallergenic gloves are subject to
the same quality standards as standard surgical gloves.

The surgeon had pain over his index fingers during
prolonged suturing. Other surgeons have described simi-
lar experiences to us; we are unaware of any studies
addressing this phenomenon. While participating in a
one-hour simulation of suture tying,*’ the surgeon
acquired paper-cut-like lesions on his fingers, and HgsAg
and HBV DNA were isolated from washings of his hands.
Such lesions, combined with the failure of his gloves, may
have allowed contamination of patients with HBV.
Although gloves frequently have leaks during sur-
gery,2728,31,34,35 they nonetheless appear to be fairly effec-
tive barriers against certain infections, even when leaks
are present.*© Although there is increasing evidence that
double gloves can prevent exposure of surgeons to blood
during surgery,*> there is no evidence regarding the effec-
tiveness of double gloves in protecting patients from
blood-borne infections. Furthermore, advisory groups
and professional organizations have not generally recom-
mended the use of double gloves by surgeons. Additional
studies are needed to assess the validity and gener-
alizability of the suture-tying simulation and to define
the role of gloves in preventing the intraoperative trans-
mission of HBV.

This outbreak has had tragic consequences for the
case patients, their families, and the surgeon, who has left
surgical practice indefinitely. The entire episode could

App. 36

have been prevented had the surgeon received the hepa-
titis B vaccine.

We are indebted to Laurene Mascola, M.D., M.P.H.,
Michael Lim, M.P.H., Maria Rosario Araneta, Ph.D.,
M.P.H., Heidi Sato, M.P.H., and Alison Itano, M.S., for
their assistance during this investigation; to Carlton
Youngblood for performing the serologic tests; to Paul
Swenson, M.D., for performing HBsAg subtyping; to
Alan Redeker, M.D., for providing serum specimens from
HBV-infected persons for genotype analysis; to Susan
Govindarajan, M.D., for dot blot hybridization analysis of
specimens from the surgeon; to J. Shaw for editorial
assistance; to Miriam Alter, Ph.D., M.P.H., David Bell,
M.D., Mary Chamberland, M.D., M.P.H., Walter Bond,
M.S., Martin Favero, Ph.D., and Karin Lindsay, M.D., for
helpful suggestions; and to the thoracic surgeon
described in this report, for his cooperation and substan-
tial contributions.

REFERENCES

1. Hospital statistics: the AHA profile of United States
hospitals: 1994-95 edition. Sasa American Hospi-
tal Association. 1994.

2. Recommendations for preventing transmission of
human immunodeficiency virus and hepatitis B
virus to patients during exposure-prone invasive
procedures. MMWR Morb Mortal Wkly Rep
1991;40(RR-8):1-9.

3. Lettau LA, Smith JD, Williams D, et al. Transmission
of hepatitis B with resultant restriction of surgical
practice. JAMA 1986;255:934-7.

10.

aa:

12.

App. 37

Rimland D, Parkin WE, Miller GB Jr, Schrack WD.
Hepatitis B outbreak traced to an oral surgeon. N
Engl J Med 1977;296:953-8.

Heptonstall J. Outbreaks of hepatitis B virus infec-
tion associated with infected surgical staff. Commun
Dis Rep CDR Rev 1991;1:R81-R85.

Johnstone BL, MacDonald §S, Lee S. et al. Nosocomial
hepatitis B associated with orthopedic surgery -
Nova Scotia. Can Commun Dis Rep 1992;18:89-90.

Swenson PD, Riess JT, Krueger LE. Determination of
HBsAg subtypes in different high risk populations
using monoclonal antibodies. J Virol Methods
1991;33:27-38.

Robertson BH, Khanna B, Nainan OV, Margolis HS.
Epidemiologic patterns of wild-type hepatitis A
virus determined by genetic variation. J Infect Dis
1991;163:286-92.

Program manual for the GCG package, version 7.
Madison, Wis.: Genetics Computer Group, 1991.

Shafritz DA, Lieberman HM, Isselbacher KJ, Wands
JR. Monoclonal radioimmunoassay for hepatitis B
surface antigen: demonstration of hepatitis B virus
DNA or related sequences in serum and viral
epitopes in immune complexes. Proc Natl Acad Sci
U S A 1982;79:5675-9.

Dean AG, Dean JA, Burton AH, Dicker RC. Epi Info,
version 5: a word processing, database, and statistics
program for epidemiology on microcomputers.
Atlanta: Centers for Disease Control, 1990.

Dodd RY, Holland PV, Ni LY, Smith HM, Greenwalt
TJ. Hepatitis B antigen: regional variation in inci-
dence and subtype ration in the American Red Cross
donor population. Am J Epidemiol 1973;97:111-5.

13.

14.

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16.

ae;

18.

19.

20.

App. 38

Meyers JD, Stamm WE, Kerr MM, Counts GW. Lack
of transmission of hepatitis B after surgical expo-
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LaBrecque DR, Muhs JM, Lutwick LI, Woolson RF,
Hierholzer WR. The risk of hepatitis B transmission
from health care workers to patients in a hospital

setting — a prospective study. Hepatology
1986;6:205-8.

Alter HJ, Chalmers TC, Freeman BM, et al. Health-
care workers positive for hepatitis B surface antigen:
are their contacts at risk? N Engl J Med
1975;292:454-7.

Williams SV, Pattison CP, Berquist KR. Dental infec-
tion with hepatitis B. JAMA 1975;232:1231-3.

Alter MJ, Coleman PJ, Alexander WJ, et al. Impor-
tance of heterosexual activity in the transmission of
hepatitis B and non-A, non-B hepatitis. JAMA
1989;262:1201-5.

Prendergrast TJ Jr, Teitelbaum S, Peck B. Transmis-
sion of hepatitis B by a surgeon. West J Med
1991;154:353.

Bell DM, Shapiro CN, Ciesielski CA, Chamberland
ME. Preventing bloodborne pathogen transmission
from health-care workers to patients: the CDC per-
spective. Surg Clin North Am 1995;75:1189-203.

Carl M. Blakey DL, Francis DP, Maynard JE. Inter-
ruption of hepatitis B transmission by modification

of a gynaecologist’s surgical technique. Lancet
1982;1:731-3.

Welch J, Webster M, Tilzey AJ, Noah ND, Banatvala
JE. Hepatitis B infections after gynaecological sur-
gery. Lancet 1989;1:205-7.

App. 39

22. Coutinho RA, Albrecht-van Lent P Stoutjesdijk L, et
al. Hepatitis B from doctors. Lancet 1982;1:345-6.

23. Haerem JW, Siebke JC, Ulstrup J, Geiran O, Helle I.
HBsAg transmission from a cardiac surgeon incubat-
ing hepatitis B resulting in chronic antigenemia in
four patients. Acta Med Scand 1981;210:389-92.

24. Prentice MB, Flower AJE, Morgan GM et al. Infection
with hepatitis B virus after open heart surgery. BMJ
1992;304:761-4.

25. Hadler SC, Sorley DL, Acree KH, et al. An outbreak
of hepatitis B in a dental practice. Ann Intern Med
1981;95:133-8.

26. Tokars JI, Bell DM, Culver DH, et al. Percutaneous
injuries during surgical procedures. JAMA
1992;267:2899-904.

27. Gerberding JL, Littell C, Tarkington A, Brown A,
Schecter WP. Risk of exposure of surgical personnel
to patients’ blood during surgery at San Francisco
General Hospital. N Engl J Med 1990;322:1788-93.

28. Popejoy SL, Fry DE. Blood contact and exposure in
the operating room. Surg Gynecol Obstet 1991:
172:480-3.

29. Fell N, Hopper W, Williams J, Brennan L, Wilson C,
Devlin HB. Surgical glove failure rate. Ann R Coll
Surg Engl 1989;71:7-10.

30. Quebbeman EJ, Telford GL, Wadsworth K, Hubbard
S, Goodman H, Gootlieb MS. Double gloving: pro-
tecting surgeons from blood contamination in the
operating room. Arch Surg 1992;127:213-7,

31. Wong PS, Young VK, Youhana A, Wright JE. Surgical
glove punctures during cardiac operations. Ann
Thorac Surg 1993;56:108-10.

CC

nw

a

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App. 40

Pate JW. Risks of blood exposure to the cardiac sur-
gical team. Ann Thorac Surg 1990;50:248-50.

Harpaz R, Van Seidlein L, Averhoff FM, et al. Trans-
mission of hepatitis B virus from a thoracic surgeon
to patients. Infect Control Hosp Epidemiol
1994;15:352. abstract.

Hosie KB, Dunning JJ, Bailey JS, Firmin RK. Glove
perforation during sternotomy closure. Lancet
1988;2:1500.

Rose DA, Ramiro N, Perlman J, et al. Usage patterns
and perforation rates for 6306 gloves from intra-
operative procedures at San Francisco General Hos-
pital. Infect Control Hosp Epidemiol 1994;15:349.
abstract.

Olsen RJ, Lynch P, Coyle MB, Cummings J, Bokete T,
Stamm WE. Examination gloves as barriers to hand

contamination in clinical practice. JAMA 1993;
270:350-3.

App. 41

REFERENCE NO. 5
GENERAL DENTISTRY/NOVEMBER-DECEMBER 1991

Efficiency of 42 brands of face masks and 2 face shields
in preventing inhalation of airborne debris

Rella P. Christensen, PhD
Richard A. Robison, PhD
Daena F. Robinson, BS
Brad J. Ploeger, BS
Ronald W. Leavitt, PhD

Use of face masks by dental clinicians has increased
as a result of the AIDS epidemic.! In response to clini-
cians’ concerns about infectious disease transmission, the
American Dental Association (ADA) and Centers for Dis-
ease Control (CDC) issued recommendations for use of
preventive measures, including face masks, during dental
treatment.?° The use of face masks is now required by the
Occupational Safety and Health Administration
(OSHA).*5 However, none of these agencies provided
information on relative merits of different types of facial
barriers, which might give one the impression that all
facial barriers are equally effective. While this may be
true for blockage of large particles and splatter, dentists
also must protect themselves from aerosols that are gen-
erated during dental procedures and remain airborne
following patient treatment.©11

In clinical studies characterizing aerosols by particle
size, Pollok et al. showed that about half of such particles
were 3 um or smaller.* Aerosol particles of this size have
been shown to be particularly critical. In studies of 26
nonsmokers, Chan et al. demonstrated that particles
about 3um in size have maximum deposition in the
alveoli.12 According to Day et al., this deep penetration

App. 42

into the respiratory tract increases the infectivity of
microorganisms.'? Hence, face masks for dental use
should block particles down to at least 3 um in size.

Studies of toxicological warfare have confirmed that
airborne organisms can cause infections in man.'*!5 To
determine whether tooth-cutting procedures could lead
to aerosols containing oral pathogens in numbers suffi-
cient to infect humans, Belting et al. cut cavity prepara-
tions on tuberculosis patients with positive sputum and
cultured air samples following treatment.* They showed
conclusively that oral tuberculosis organisms become air-
borne in numbers sufficient to infect clinicians. At pre-
sent, the use of high-filtration facial barriers with close
peripheral fit is the best known way to minimize inhala-
tion and infections from this type of airborne bacteria.

Clinicians need to know the differences among the
various brands of facial barriers on the market. This
study compares the efficacy of various face masks and
shields in blocking airborne debris.

Materials and methods

The test protocol specified four evaluations:

(1) Three samples of all face masks studied
were tested in vitro.

(2) Selected face masks worn by clinicians
were tested to determine clinical effectiveness.

(3) Selected face masks were worn in high
humidity, then tested to determine the high
humidity’s effect.

App. 43

(4) Finally, a dye tracer test was performed on
selected face masks and shields to determine
importance of peripheral fit.

Collection of masks and shields

Brand names of face masks sold to dental clinicians were
identified, and identical masks sold under different brand
names were eliminated. However, when confidentiality
agreements prohibited identification of manufacturers,
similar masks were tested, as clinicians at times have no
way to confirm manufacturers and often must identify
face masks by brand name only. Face shields were
selected on the basis of market popularity and amount of
facial coverage. The table lists brand names of 42 face
masks and 2 face shields evaluated.

Bacterial filtration efficiency testing

Evaluation of 42 brands of face masks - Three unused sam-
ples of each of 42 brands of face masks were coded and
sent for bacterial filtration efficiency (BFE) testing at a
commercial laboratory that routinely performs this stan-
dardized procedure developed by Nicholes (Fig.1).16 A
24-hour culture of Staphylococcus aureus clinical isolate,
strain Utah 15, at a concentration of approximately 104
colony forming units (cfu) per milliliter, was used in the
following manner:

(1) The culture suspension was nebulized (Chi-
cago nebulizer*) to create a cloud with a mean
particle size of 3.0 um.

(2) The cloud was drawn through the test
mask at a rate of 1 ft3/min. and onto a 6-stage

App. 44

sampler (Andersen samplert) where particles
were separated by size onto one of 6 Petri plates
containing soybean casein digest agar (Fig. 2a
and 2b).

(3) The plates were incubated at 37°C for 48
hours; colony forming units were counted and
probable hit values were computed according to
Andersen’s method.!”

To determine the consistency of delivery for the chal-
lenge aerosol, control values were established through
sampling without a filter. Acceptable limits for this aero-
sol density were between 1,700 and 2,700 cfu/ft.3 To
determine proper functioning of the test system, a refer-
ence filter with a known BFE was tested. Challenge aero-
sol sampling and reference material evaluation were
conducted for every 8 to 10 test samples.

The following formula was used to calculate filtra-
tion efficiency of all test masks:

Percent BFE = C - F x 100,
Cc

where C (control) represents the number of particles sam-
pled when no mask was used an F (filtered) represents
the number of bacterial particles that passed through the
test mask. Mean BFE percentages were computed for each
set of three identical masks. One-way analysis of variance
(AOV) and the Bonferroni multiple comparison pro-
cedure were used to determine differences in filtration
efficiency among brands of masks.

Evaluation of four face masks after clinical use — The
Aseptex mask,* Dental Surgical mask*, and Magic Arch*

App. 45

masks were tested. Two general dentists and their pri-
mary chairside assistant wore coded face masks during
patient treatment for one, two, three, and seven hours.
Test periods were assigned randomly and repeated about
eight times. No attempt was made to alter patient treat-
ment. After each test, the mask was removed without
contacting its surface, and BFE testing was performed.
Mean BFE percentages were computed for each interval.
One-way AOV and the Bonferroni multiple comparison
procedure (alpha = 0.05) were performed to determine
differences among intervals during which masks were
worn, and between brands of masks tested and persons
wearing the masks.

Performance of 6 face masks in humidity > 90 percent -
ADDS-Air-Flow laboratory mask,** ADDS-Vanced labo-
ratory mask**, Aseptex mask, Aseptex Plus mask, Duck-
bill surgical mask,+ and the Dental surgical mask* were
tested. Two subjects (a woman 54 kg and a man 100 kg)
wore each of the test masks for 30 minutes in a chamber
(42 inches x 24 inches x 24 inches). Their heads and
shoulders were positioned inside the chamber, 6 and 12
inches, respectively, from an air-slurry polisher (Prophy
Jet 304) operated on medium water and powder settings
with an air pressure of 80 psi. After 30 minutes, the
masks were removed without contacting their surfaces
and BFE testing was performed as described above. BFE
percentages were computed and plotted against mask

type.

Dye tracer testing - The Aseptex mask, Magic Arch
mask, Cover shield,** and Op-d-Op shield*** were tested.
A test also was performed using the Aseptex mask in
combination with the Op-d-op shield.

App. 46

A subject’s head and shoulders were positioned
inside a chamber (30 inches x 30 inches x 36 inches) with
a nebulizer (Micro Mist Aerosolizer #P220*'t') emitting a
dye (Blue Crayola Tempera##+) diluted with three parts
Crayola Temperat#+ deionized water. Mean particle size
of the airborne dye was 4.8 um. The distance between the
facial barrier and orifice of the nebulizer was 6 inches
(Fig. 3).

Figures 4a to 4i illustrate the steps in the test pro-
cedures. A 2 inch x 2 inch cotton-filled gauze sponge
(Healthco No. HCOC535051"") opened at its center was
positioned so the nose was covered (Fig. 4g). Imperme-
able plastic was placed such that, for each facial barrier

tested, inhaled air was allowed to enter:

(1) through the mask and peripheral border
(Fig. 4c);

(2) through the mask material only (Fig. 4g);
and

(3) through the peripheral border only (Fig.
4h). Figure 4i shows the results of a positive
control test in which no facial barrier was worn.
All tests were conducted for 10 minutes.

The gauze nose wraps from all but the combination
Aseptex Mask/Op-d-op Shield tested were ranked
according to area and intensity of dye stain by 21 evalua-
tors who were not associated with the study. Kendall's

coefficient of concordance was computed to determine

agreement between evaluators.

passat:

> Fee ee

App. 47

Results

Bacterial filtration efficiency testing ~ In Figure 5, the
42 face masks tested are ranked in order of highest to
lowest mean BFE scores. Lines connecting brand names
indicate statistically non-significant scores, and overlap-
ping lines indicate statistically similar groups. The test
masks separated into two non-overlapping significance
groups. The high filtration group included 22 face masks
with mean BFE scores of 74 to 98 percent. All but two
masks in this group were soft, pleated, rectangular
masks. Two rigid, preformed, cup-style masks with a
unique design (the ADDS-Air Flow laboratory and
ADDS-Vanced laboratory masks) had filtration values of
91 to 92 percent. The scores of the 20 remaining masks
were significantly lower (13 to 51 percent). In fact, all
brands of conventional, cup-style face masks, including
the Aseptex and Aseptex Plus brands, were in the low
filtration group.

Figure 6 shows mean BFE percentages for 4 face
masks worn during clinical treatment. The two soft,
pleated, rectangular masks (Dental Surgical and Magic
Arch) had efficiency scores of 97 to 99 percent, regardless
of length of time worn. The Aseptex Plus proved to be
Statistically more efficient than the Aseptex. No statistical
differences were observed with respect to persons wear-
ing the mask.

Figure 7 shows the mean BFE percentages for 6 face
masks tested under normal (about 50 percent humidity)
and humid conditions (> 90 percent humidity); compari-

son of BFE percentages shows mask filtration was not

App. 48

affected adversely by high humidity. The size and gender
of the subject also had no effect on BFE scores.

Dye tracer testing — Figure 8 shows the gauze sponges
worn over the test subject’s nostrils during 10-minute dye
tracer tests. Kendall's coefficient of concordance (0.993)
showed high agreement between the 21 evaluators who
ranked the sponges. In Figures 8a to 8i, the gauze
sponges are shown as ranked, from least to most effec-
tive, by the evaluators. Results indicate the following:

(1) All test barriers blocked some airborne dye
and proved more effective than no barrier (com-
pare control gauze in Fig. 8a with all others).

(2) The face shields were least effective in
blocking airborne dye (compare Fig. 8b and 8c
with all others).

(3) The high-filtration mask provided the best
defense against penetration (compare Fig. 8g,
8h, and 8i with all others).

(4) High-filtration material and close periph-
eral fit were needed for optimum blockage of
aerosols (compare Fig. 8i with all others).

Figures 9a and 9b show leakage of dye tracer onto
the interior surface of a high-filtration mask after 10 and
30 minutes of use. This problem was evident to varying
degrees in all test masks. The colored dye enabled us to
observe a problem not clinically apparent, because most
dental aerosols (such as saliva and water) are colorless.
Mask penetration is highly significant because it can
bring airborne organisms into contact with the wearer’s
lips, nostrils, and skin.

Oh Bias inc nt ects cited
Nee IP tee ey ay ae g

App. 49

In an additional test in which the Aseptex mask was
used in combination with an Op-d-op Shield, aerosol
penetration was diminished only slightly (Fig. 10). The
combination did not provide the level of protection
offered by the high-filtration face mask (Fig. 8g to 8i).

Discussion

Several theories concerning face masks were dis-
proven in this series of tests. For example, filtration effi-
ciency was not decreased by use in a humid environment
for up to 30 minutes or by clinical use up to 7 continuous
hours. Filtration efficiency was not affected by gender or
size of the clinician. In addition, this study showed
clearly that the test masks were not equally effective in
preventing penetration of airborne debris. Shields proved
to be substantially inferior to masks, owing to their lack
of peripheral fit, which was shown to be as important as
filtration efficiency in blocking airborne debris.

Size of airborne particles is important regarding the
effectiveness of face masks. Investigators have demon-
strated that dental procedures generate large quantities of
aerosols 3 um and smaller.* Such particles remain sus-
pended at the end of treatment,®7 and can penetrate to
the alveoli of the lower respiratory tract,!2 where their
infectivity is greatly increased.!3 Therefore, dentists and
staff should use facial barriers that block particles of this
size, but our results showed only about half the test
masks met this criterion. Conventional, preformed, cup-
style face masks had low filtration. When choosing
masks, dentists must consider the fact that 50 percent or
more of deleterious airborne particles can filter through

App. 50

this type of mask. After reviewing these data, two face
mask manufacturers redesigned their preformed, cup-
style face masks to achieve high BFE ratings (Triple Layer
by 3M and Surgical Comfort by Healthco). These masks
are now available.

It is clinically relevant to establish the length of time
a face mask can be worn. This investigation showed
neither high humidity nor use over time affected signifi-
cantly the filtration of the masks tested. Dye tracer tests
indicated the critical factor is soak-through of airborne
debris. This process, called wicking, poses a threat when
the wearer’s lips and nostrils come in contact with moist
areas, thus establishing direct mucous membrane contact
with organism-laden material. Current mask design does
not allow clinicians to determine when wicking has
occurred, because interior surfaces of masks are not
stained visibly when wet by colorless fluids. Given pre-
sent mask technology, we agree with Craig et al., who
suggested mask changes after 20 minutes in aerosol and
60 minutes in nonaerosol environments.'® These recom-
mendations were based on culturing of masks worn clini-
cally. When worn longer than the recommended times,
the masks became impregnated with microorganisms
and, thus, were a source of, rather than a barrier to,
potential pathogens.

When gathering information on filtration efficiency
of face masks, dentists need to know that efficiency rat-
ings can be generated by two tests. One is the BFE pro-
cedure performed here; the procedure is well suited to
dental use of face masks. The other is the Greene and
Vesley test,!? which measures filtration from the inside of
the mask outward through use of large particles. This test

App. 51

is relevant to surgeons whose primary concern is deposi-
tion of droplets from the operator onto the patient. Unfor-
tunately, Greene and Vesley test percentages often are
used to promote masks to dental personnel because such

ratings are substantially higher due to use of larger-sized
test particles.

Filtration efficiency ratings of preformed cup-style
masks increased slightly after three hours of clinical use.
This phenomenon is common in BFE testing of cup-style
masks, and is thought to be caused by impingement of
droplets onto the mask. Some pores are blocked, which
temporarily increases filtration efficiency. Droplets then
coalesce, reducing filtration efficiency.

Confidentiality agreements between manufacturers
and distributors often result in very nearly the same
product being sold in different packaging. In this study,
testing of some similar masks was performed because, in
some cases, positive identification of manufacturers could
not be obtained. Testing was justified on the premise that
data was needed for specific brand names for which
manufacturers could not be identified positively. How-
ever, test results indicate similarity of manufacturing
technology, rather than the manufacturer, was the key
factor in mask filtration efficiency. Test masks were sepa-
rated by BFE ratings into two distinct groups, although
masks from more than two manufacturers were evalu-
ated. With only a few expectations, the 42 masks were
divided into a soft, pleated, rectangular, high-filtration
group; and a rigid, preformed, cup-style, low-filtration
group.

App. 52

Conclusions

Bacterial filtration efficiency ratings here indicate 22
of the 42 brands of test masks ensure efficient blockage of
airborne debris. Protective barriers against small-particle
aerosols should be selected from among this group (Fig.
5). Preformed, cup-style face mask with a conventionai
design, and face shields all provided significantly less
blockage of airborne particles.

The main factor in deciding when to discard a face
mask of nay kind was degree of wicking. Because pene-
tration of fluids such as water and saliva cannot be
observed on the mask’s interior surface, the recommen-
dations of Craig et al. (to change masks after 20 minutes
in aerosol and 60 minutes in nonaerosol environments)
should be followed.'§ They showed that masks worn for
longer periods became a source of infectious material.8

Dr. Christensen is director, Clinical Research Associates,
Provo, Utah, where Dr. Robison is coordinator; Ms. Robinson
is microbiologist; and Mr. Ploeger is virologist, Microbiology
Section. Dr. Leavitt is an associate professor of microbiology,
Brigham Young University, Provo, Utah.

Address correspondence to: Dr. Rella P. Christensen, Clin-
ical Research Associates, 3707 North Canyon Road, Suite 6,
Provo, UT 84604.

Acknowledgments

The authors thank Nelson Laboratories, Salt Lake City, for
performing bacterial filtration efficiency tests; Dr. H. Gill
Hilton and Dr. Howard B. Christensen, Center for Statistical

App. 53

Research, Brigham Young University, for statistical consulta-
tion; and Mrs. Judy Davis for manuscript preparation.

“Dependable Scientific Glass Co., Salt Lake City, UT 84115.
tAndersen 2000 Inc., Peachtree City, GA 30269.

43M Co., Dental Products Division, St. Paul, MN 55144.
#Alpha Pro Tech, Inc., North Salt Lake City, UT 84054
““American Diversified Dental Systems, Anaheim, CA 92806.
ttBaxter, Deerfield, IL 60015.

¢{Dentsply, York, PA 17405.

##GRD Products, Grand Junction, CO 81501.

““Op-d-Op Inc., Roseville, CA 95678.

tttMicro Mist Corp., Hudson, OH 44236.

¢t¢£Binney and Smith Inc., Easton, PA 18044.

###Healthco Inc., Boston, MA 02116.

References

1. Verrusio, A.C., et al. The dentist and infectious dis-
eases: A national survey of attitudes and behavior JADA
118:553-562, 1989.

2. Council on Dental Materials, Instruments, and
Equipment; council on Dental Practice; Council on Dental
Therapeutics (of the American Dental Association). Infection
control recommendations for the dental office and the dental
laboratory. JADA 116:241-248, 1988.

3. Centers for Disease Control. Recommended infection-
control practices for dentistry. MMWR 35:237-242, 1986.

App. 54

4. Joint Advisory Notice: Protection against occupa-
tional exposure to hepatitis B virus (HBV) and human immu-
nodeficiency virus (HIV). Fed Reg 52:41818-41824, 1987.

5. Occupational Safety and Health Administration.
Occupational exposure to bloodborne pathogens; Proposed rule
and notice of hearing. Fed Reg 54:23042-23139, May 30, 1989.

6. Pollok, N.L. III; Shay, D.E.; and Williams, G.H. III.
Evaluation of airborne contamination in a dental school clinic.
J Baltimore Coll Dent Surg 27:4-20, 1972.

7. Larato, D.C., et al. Effect of a dental air turbine drill
on the bacterial counts in air. | Prosthet Dent 16:758-765,
1966.

8. Belting, C.M.; Haberfelde, G.C.; and Juhl, L.K. Spread
of organisms from dental air rotr. JADA 68:34-37, 1964.

9. Travaglini, E.A.; Larato, D.C.; and Martin, A. Dis-
semination of organism-bearing droplets by high-speed dental
drills. J] Prosthet Dent 16:132-139, 1966.

10. Micik, R.E., et al. Studies on dental aerobiology: I.
Bacterial aerosols generated during dental procedures. ] Dent
Res 48:49-55, 1969.

11. Holbrook, W.P., et al. Bacteriological investigation of
the aerosol from ultrasonic scalers. Br Dent J] 144:245-247,
1978.

12. Chan, T.L., and Lippmann, M. Experimental mea-
surements and emptrical modelling of the regional deposition of
inhaled particles in humans. Am Ind Hyg Assoc ] 41:379-409,
1980.

13. Day, W.C., and Berendt, R.F. Experimental
tularemia in Macaca mulatta: Relationship of aerosol particle

App. 55

size to the infectivity of airborne Pasteurella tularensis. Infect
Immun 5:77-82, 1972.

14. Morton, J.D. Ability of present sampling devices to
determine the particle size distribution of biological aerosols
sufficiently accurate to predict the dose response in experimen-
tal animals. Eleventh Tripartite Conference on Toxicological
Warfare. Frederick, Maryland, Army Chemical Center, October
28, 1956.

15. Compton, J.A.F. Military Chemical and Biological
Agents: Chemical and Toxicological Properties. Caldwell, New
Jersey, The Telford Press, 1987, pp. 354-407.

16. Nicholes, P.S. Comparative evaluation of a new sur-
gical mask medium. Surg Gynecol Obstet 118:579-583, 1964.

17. Anderson, A.A. New sampler for the collection, siz-
ing, and enumeration of viable airborne particles. J] Bacteriol
76:471-484, 1958.

18. Craig, D.C., and Quale, A.A. The efficacy of face-
masks. Br Dent ] 158:87-90, 1985.

19. Greene, V.W., and Vesley, D. Method for evaluating
effectiveness of surgical masks. ] Bacteriol 83:663-667, 1962.

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App. 56

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REFERENCE NO. 6

VOLUME 19, ISSUE 9 - SEPTEMBER 1995
CRA Newsletter

SUBJECT: OPERATING GLOVES, IMPORTANT NEW
TRENDS

Never before have so many dental clinicians used oper-
ating gloves routinely. Extensive use has revealed sensi-
tivities not anticipated. Glove manufacturers are now
seeking alternatives because glove sensitivity can force
clinicians to cease practice. This report on new powder
free alternatives focuses on: (1) Quality, clinical charac-
teristics, & cost of 32 brands of powder free gloves; & (2)
Clinical & lab data that strongly implicate glove defects
in virus transfer.

METHODS:

A. GLOVE ACQUISITION - 6 boxes of about
100 gloves each from 32 powder free glove
brands were acquired from 20 sources in 12
U.S. states from January through March ‘95.

B. CLINICAL CHARACTERISTICS TEST — 300
each of the 32 glove brands (9600 total)
were used during routine clinical treatment
by dentists & auxiliaries at 29 clinical sites
in 19 U.S. states & rated according to: (1)
Fit, (2) Tactile sensitivity, (3) Taste, (4) Tacki-
ness when wet, (5) Resistance to tearing, &
(6) Cuff length (adequate to pull over long
sleeve).

C. MANUFACTURING DEFECTS TESTS -

About 290 each of the 32 glove brands (9280
total) were tested in-vitro for perforations
(FDA Water Leak Test) & 9 of each brand
(288 total) were tested for time before
hydration occurred (Dental-Alert Monitor
by Novatec [713] 266-1976).

App. 58

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App. 59

BEST GLOVES OVERALL ARE Biogel-D, Crosstex
Powderless, Ansell Conform, Golden Glove & Aladan
Tri-Clean 110. LEAST EXPENSIVE, BEST OVERALL
GLOVE is Golden Glove.

2. CLINICAL & LAB DATA THAT STRONGLY IMPLI-
CATE GLOVE DEFECTS IN VIRUS TRANSFER.

PREMISE: Gloves are worn by clinicians to prevent expo-
sure of patient & clinician to each other. Integrity of the
barrier is first concern.

IN VIVO LEAKS DEMONSTRATED: A Los
Angeles surgeon who infected 18 of 142 patients
(13%) in 10 months with hepatitis B theorized
that finger irritation & pressure from suture
tying might be implicated in virus transmission.
Tests showed hepatitis B virus in washings from
inside of gloves he wore while tying sutures,
indicating he shed virus through skin on his
fingertips. These viruses (42 nm), shed through
irritated skin & escaping through defects in
glove fingers provide first plausible explanation
of disease transfer between patients & a clini-
cian practicing Universal Precautions. (New
York Times, March 22, 1994, C3)

IN VITRO LEAKS DEMONSTRATED: Investiga-
tors testing 240 latex & 240 vinyl exam gloves
found leakage of test virus $X174 in both types
of gloves, regardless of whether gloves were just
removed from box or stressed in 3 levels of
simulated use. At heaviest use level, vinyl
gloves leaked virus 9 times more frequently
than latex gloves tested. (Korniewicz, D.M. et
al., J Clin Micro 1990; 28:787-788)

**WITHOUT EFFICACIOUS INFECTION
CONTROL PRODUCTS, THERE IS NO CON-
TROL OF INFECTIOUS DISEASES.

App. 60

CAUTIONS: A. Chlorination treatment is most common

ES way to make powder free gloves. Pro-
cess is conceptually good because it
lowers protein antigens. In practice it is
often done poorly to save time & money,
& results in shortened shelf life,
increased defects, slippery surface, foul
taste & smell on gloves, brittle & crack-
ing fingernails on clinician.

B. Vinyl is porous.

**CHOOSE POWDER FREE GLOVES CARE-
FULLY. STORE COOL, & USE WITHIN 3-4

MONTHS.

3. CRA CONCLUSIONS:

Dental clinicians need to be aware that routine use of

operating gloves can result in various hypersensitivity

symptoms. Prevention is superior to searching for solu-

tions after symptoms develop. New option is powder

free gloves. Outstanding gloves in evaluation are listed

above under BEST GLOVES.

App. 61

REFERENCE NO. 7

VOLUME 16, ISSUE 10 - OCTOBER 1992
CRA Newsletter

SUBJECT: GLOVES, NON-STERILE OPERATING -
UPDATE REVIEW
One year ago, CRA reported on quality & cost of 6,000

non-sterile operating gloves representing 20 brands used
by dental clinicians (see Sep. ‘91 CRA Newsletter). Only 4
of 20 brands tested had combination of reasonable cost,

overall good clinical characteristics, & low defects (7 of 20
brands met FDA’s specification of 4.0% or less defects).
Since both clinicians & patients depend on operating
glove quality as primary infection control barrier, 1 year
later the same tests were performed on all gloves still
available to check for improvements. Following report is
written in style similar to ‘91 report to facilitate compari-
sons.

1. TEST METHODS.

(a) GLOVE PURCHASE - Three boxes contain-
ing 100 gloves each of 24 brands of operat-
ing gloves were purchased from 36
distributors in 12 states in April, May, June
‘92. These included brands from the ‘91
evaluation, several new brands, & gloves
from 1 manufacturer sold by 3 different
distributors.

(b) CLINICAL CHARACTERISTICS TESTING

- Seven characteristics evaluated were: (1)
taste, (2) powder amount & texture, (3)
tackiness after wetting, (4) tactile sensi-
tivity, (5) resistance to tearing, (6) fit, & (7)
cuff length & width.

(c)

App. 62

MANUFACTURING DEFECTS TESTING -
FDA in vitro Water Tight Test was per-
formed on 7,006 gloves to identify manu-
facturing defects. (All 7,200 gloves
expected in this test were not available for
testing due to presence of less than 100
gloves in 24 of the 72 boxes. One box con-
tained only 54 of expected 100 gloves!)

2. RESULTS.

Refer to chart on page 2 for brand names that
correspond to number abbreviations below &
for details of evaluation.

(a)

Gloves with best combination of reason-
able cost, good clinical characteristics, &
low manufacturing defects (pinholes) were
defined as having cost of 8 cents or less,
overall “good” clinical rating, & 4% or less
defects. By these criteria #’s 1, 2, 3, 4, 5, 6,
7, 8, 10, 11, 13, & 17 were noteworthy.

Gloves with best combination of above
characteristics both in ‘92 & ‘91 were #’s 1
& 3.

Gloves with least manufacturing defects
(pinholes) were #’s 1, 4, 9, & 12.

Gloves with least cost (6 cents/glove) were
*s 1, 2, 3, 5, 35, ate Oe oe

Comparing ‘92 to ‘91 evaluation, following
was observed:

(1) Significantly fewer manufacturing
defects were observed (i.e. 2.5% or 176
total defective gloves out of 7,006
tested in ‘92 vs. 6.6% or 392 total defec-
tive gloves out of 5,937 tested in ‘91).

App. 63

(2) Clinicians desiring gloves with 4.0% or
less manufacturing defects (FDA maxi-
mum allowable) have more brands
from which to choose in ‘92 (i.e. 19 in
"oe Va. A 94).

(3) Clinicians desiring gloves with overall
best combination of reasonable cost,
good clinical characteristics, & least
manufacturing defects have more
brands from which to choose in ‘92 (i.e.
12 in ‘92 vs. 4 in ‘91).

(4) No gloves were rated excellent in all
clinical characteristics in ‘92 (i.e. 0 in
‘92 vs. 2 in ‘91).

3. OBSERVATIONS:

(a)

More boxes of gloves lacked the expected
100 gloves than noted in previous tests (24
of 72 boxes). Most problematic were glove
#’s 1, 10, 12, & 15.

Cuffs on about half of gloves tested were
too short to remain over fitted uniform
sleeve to provide continuous barrier from
hand onto arm.

Some glove designs have recognized need
for anatomically placed thumb on non-ster-
ile gloves to relieve pressure on hand
(glove #’s 17 & 21). Glove 23 was nitrile
rubber rather than latex, which conforms to
hand better & relieves pressure.

Many glove brands now make “hypo-
allergenic” claim. CRA questions whether
any glove made from latex can be truly
hypoallergenic. In future, FDA may set

App. 64

standards for gloves making this claim, but
currently no standards exist.

(e) Since manufacturing defects continue to be
a consideration, methods are needed for
clinicians to test gloves before use &/or
apply something to gloved hands to seal
surface.

4. CRA CONCLUSIONS:

Overall quality of non-sterile operating gloves tested
has improved substantially over last year. Twelve of 24
brands had combination of reasonable cost, good clini-
cal characteristics, & lowest manufacturing defects — a
30% improvement over ‘91 test results. One glove (S.S.
White Latex Dental Exam Gloves) had no manufacturing
defects in 300 gloves tested, which demonstrates holes
in gloves are not inevitable. CRA urges all glove manu-
facturers to strive for consistent zero defects & improve
clinical characteristics.

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App. 77

TEST RESULTS BY GLOVE TYPE:

Ie

LATEX GLOVES - Most gloves tested met, or came

close to meeting, -4¢ clinical experiments,4” and
documentaries.** Reports such as these make it impossi-

ble to rule out environmental surfaces as fomites.

App. 127

Until data become available to demonstrate con-
clusively that contaminated environmental surfaces can-
not transmit infections, clinicians cannot ignore or treat
them lightly. As dental operatories have innumerable
environmental surfaces that are contaminated during
routine patient treatment, the effectiveness of products
used to disinfect these surfaces must be examined. This
investigation was conducted to test a number of commer-
cial products to identify those with broad-spectrum,
rapid antimicrobial activity both in the absence and pres-
ence of bioburden.

Methods and materials

The general protocol specified use of four test methods
and five test organisms with 39 disinfectants in the
absence of bioburden. Disinfectants demonstrating best
antimicrobial activity under these conditions were then
tested with the same methods and organisms in the pres-
ence of bioburden.

Disinfectant selection and preparation

Table 1 lists the disinfectants selected for this study based
on a product-use survey,4? manufacturers’ communica-
tions, and literature review. All products were prepared
according to manufacturers’ directions immediately
before testing. When dilution was specified, sterile
deionized water was used.

App. 128

Test organism selection and preparation

Test organisms were: Pseudomonas aeruginosa ATCC 15442,
Salmonella choleraesuis ATCC 10708, Staphylococcus aureus
ATCC 6538, Mycobacterium bovis (BCG) ATCC 35743, and
poliovirus type I (Mahoney strain). The four bacteria
were selected because they are specified as test organisms
by the Environmental Protection Agency (EPA) to register
hospital disinfectants and to establish tuberculocidal
claims.*! Poliovirus I was selected because it is resistant
to inactivation by many disinfectants.5?-4

Bacteria were prepared according to EPA specifica-
tions, except stock cultures were stored in liquid nitro-
gen. Poliovirus was grown in HeLa cells, harvested by
multiple freeze/thaw cycles and cesium chloride (CsCl)
banding, and stored at 4 C in CsCl.

Test methods

Association of Official Analytical Chemists Use Dilution
Method (AOAC UDM). The standard AOAC UDM, using
60 stainless steel penicylinders per replicate, was per-
formed precisely as described in AOAC literature.5° Sec-
ondary subculture was performed on each carrier and
both subcultures were incubated at 37 C for 48 hours. For
bioburden testing, the same method was used except
penicylinders were coated with 50:50 vol/vol mixture of
human whole blood and bacterial culture.

Environmental Protection Agency Tuberculocidal Activity
Test Method (EPA TB ATM). The standard quantitative
EPA TB ATM was performed precisely as specified in EPA
literature.°! For bioburden testing, the same method was

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2 log, units). Tests performed without blood
used 100 uL of virus, 210° plaque-forming units (PFU),
added to 900 pL of disinfectant. After prescribed contact
times, phosphate-buffered saline solution was used for
serial 1:10 dilutions, and four consecutive dilutions of
virus were assayed in duplicate on monolayers of HeLa
cells for infectious poliovirus. Twelve-well plates (12-Well
Tissue Culture Cluster 3512, Costar) were incubated at 37
C for 48 hours and stained. Log,,. reductions were calcu-
lated from plaque counts. Disinfectants yielding three
log, reductions in virus titer were evaluated for interfer-
ence with virus attachment to HeLa cells. Each 12-well
plate included controls to assay for titer of viral challenge
and test for system contaminants. Also, disinfectant cyto-
toxicity to HeLa cells was determined. In cases in which
cytotoxicity was detected, dilution was used to eliminate
this effect. Dilution was also used to eliminate the effect
of residual disinfectant on the virus in the assay system.

Testing with human whole blood used the same pro-
cedures described except 10uL of poliovirus (210° PFU)
was added to 100 uL of blood and allowed to stand for 1
minute before 900 uL of disinfectant was added. Controls
were included to determine amount of virus inactivated
by blood. For tests in which urea was included to disrupt

App. 130

ethyl alcohol-induced blood aggregates, the same pro-
cedures were employed except that siliconized tubes (Sig-
macote, Sigma Chemical) were used and 9.0 mL of 7.0
mol/L urea was added to the blood-virus-disinfectant
mixture after prescribed contact times. Log, . reductions
were calculated for all work involving poliovirus (both
with and without bioburden) using the formula: log,
reduction = logy, (titer of viral challenge per mL) — log,
(titer infectious virus per mL after exposure to disinfec-
tant).

Clinical Research Associates Environmental Wipe Method
(CRA EWM). A test was devised to mimic dental clinical
procedures used for disinfection of environmental sur-
faces to determine if wiping with disinfectant-soaked
gauze sponges inactivated organisms dried onto surfaces,
both in the absence and presence of bioburden. Silicone
adhesive (Mirror 3 Tray Adhesive, Kerr/Sybron) and
caulking (Silicone Il GE5070, General Electric Co) were
used to attach an 8!/1®© x 117/® in piece of laminated
plastic counter covering (1595-6 Black Wilsonart, Ralph
Wilson Plastic Co) to 8!/* x 12-inch polypropylene trays
(Size B Trays 202401, Zirc Dental), which were trimmed
to fit snugly under their polyethylene lids (Tray Cover
202441, Zirc Dental). Figure 1 shows the test tray after
construction and before inoculation with test organisms.
Lids and trays were sterilized with ethylene oxide (ETO)
for 2 hours at 135 F and aerated for 8 hours before 2 mL
of bacterial suspension was applied with a sterile 2- x 2-in
cotton filled gauze sponge (Cotton Filled Sponges
6000207, Healthco). After the organisms applied to the
trays were completely dried (20-30 minutes) in a laminar

App. 131

flow hood (NU-408FM-600, Nuaire), 3.5 mL of disinfec-
tant was pipetted onto a sterile gauze sponge which was
then used to wipe the test surface for 10 seconds using
about 150-g pressure with overlapping strokes (20 left to
right, followed by 20 top to bottom). Disinfectants sold in
aerosol spray cans were treated in the same manner to
standardize the amount of disinfectant delivered to the
contaminated surface by spraying the disinfectant into a
sterile test tube before pipetting. After wiping, the disin-
fectants were left on the trays for 3 minutes before one of
two methods was used to determine the number of viable
organisms remaining on the tray. The method depended
on the test organism.

M bovis coated trays were flooded with 50 mL of
tryptic soy broth (TSB) with neutralizers (ingredients are
enumerated in section on media and neutralizers), and
scrubbed for 1 minute with a sterile polypropylene brush
(Nail Brush 501, Kellogg Brush Co) to remove and sus-
pend viable organisms. The fluid was collected and
diluted, and duplicate 1-mL samples of each dilution,
plus the undiluted fluid (approximately 40 mL), were
passed through a 0.45-um filters. Each filter was washed
twice with 100 mL of sterile 0.1% peptone water, placed
on Mycobacterium 7HIl agar, and incubated at 37 C for 21
days. To allow calculation of log, ) reductions, trays
wiped with water were included in all tests. Log, reduc-
tions were calculated using the formula: log,, reduction =
log,, (number of viable organisms from water control
tray) — log, ) (number of viable organisms from test tray).

P aeruginosa, S choleraesuis, and S aureus remaining
viable organisms were assayed directly on the trays by
adding 300 mL of tryptic soy agar (TSA) with neutralizers

App. 132

at 45 C. Trays were covered with their lids and incubated
at 37 C for 48 hours. Colonies were counted, with > 500
designated as “too numerous to count” (TNC). Trays
wiped with water were included as organism viability
controls. Results of this testing were reported two ways:
by the number of colony forming units (CFU) for each of
the three test bacteria that survived disinfectant treat-
ment, and as percent of tests less than TNC. To determine
the percent of tests less than TNC for a particular disin-
fectant, the following formula was used: percent of tests
less than TNC = number of tests less than TNC for the
three organisms + total number of tests x 100. To deter-
mine the mean percent of tests less than TNC for a
category of disinfectants with the same active ingredient,
the mean of all disinfectants within the category was
calculated.

The CRA EWM bioburden testing with all four bacte-
ria used the same methods, except cultures were mixed
50:50 vol/vol with human whole blood; 1 mL of this
mixture was spread on trays with a sterile glass rod. For
tests with S aureus and M bovis in which urea was
included to disrupt blood aggregates, the procedures
described previously for M bovis were used except that 50
mL of 7.0 mol/L urea was substituted for TSB used to
suspend organisms from the surface.

Media and neutralizers

For M bovis, TSB (Difco) containing 1% Tween 80 (Fisher
Scientific), 1% lecithin (Sigma), and 0.4% sodium thiosul-
fate (Sigma) were used in CRA EWM tests, and Mycobac-
terium 7H11 agar (Difco) was used for all subcultures.

App. 133

For P aeruginosa, S choleraesuis, and S aureus, TSA (TSB +
1.5% Bacto-agar, Difco) containing 0.5% Tween 80, 0.1%
lecithin, and 0.1% sodium thiosulfate was used as the
subculture medium. Minimum Essential Medium (Irvine
Scientific) supplemented with 10% calf bovine serum
enriched with iron (HyClone) was used for HeLa cell
cultures.

Selection of bioburden and procedures used for testing
with bioburden

Because of its clinical relevance, human whole blood was
used as the bioburden challenge whenever possible. A
concentration of 50% human whole blood in the blood-
bacterial suspension mixture was used with the AOAC
UDM and CRA EWM tests performed with P aeruginosa, S
choleraesuis, and S aureus. A 10% concentration of human
whole blood was used with virus suspension tests
because higher concentrations precluded proper mixing

and pipetting with some disinfectants. Two different
types of bioburden were used with M bovis to accommo-

date test method differences. A 50% concentration of
human whole blood in the bacterial suspension was used
in the CRA EWM tests with this organism, and 5% horse
serum in the bacterial suspension-disinfectant mixture
was used in the EPA TB ATM tests. Five percent horse
serum was used because it has been specified as the
bioburden for other standard EPA tests.°°

Use of human whole blood as the bioburden required
special procedures when ethyl alcohol-containing disin-
fectants were used because they caused the organism-
media-whole blood mixture to form aggregates. Different

App. 134

chemicals were sought to disperse the aggregates without
affecting viable organisms, and 7.0 mol/L urea met the
criteria best.°° Although 7.0mol/L urea destroyed gram-
negative bacteria, it allowed almost complete recovery of
M bovis, S aureus, and poliovirus. Therefore, when ethyl
alcohol disinfectants were tested with whole blood bio-
burden, the CRA EWM tests using S aureus and M bovis
and suspension tests using poliovirus included the addi-
tion of 5}0mL and 9mL of 7.0 mol/L urea, respectively,
after disinfectant treatment. The same tests were per-
formed without urea so results could be compared.

Selection of wipe material

As it has been reported that cotton may interfere with the
antimicrobial activity of iodophors,’ this was also evalu-
ated. For this test, sterile GSA centrifuge bottles contain-
ing 64 mL each of Biocide and Wescodyne iodophors
diluted 1:213 received 8 g of three different wipe mate-
rials (Cotton-Filled Gauze Sponges by Healthco, Nu-
Gauze rayon/polyester sponges by Johnson and Johnson,
and Viva Paper Towels by Scott Paper Co.) After 10
minutes, samples were centrifuged for 20 minutes at
6,000 x g. An aliquot of 9.9 mL was removed from each
GSA bottle and 0.1 mL of S aureus culture was added.
Assays for viable organisms were performed at 3 min-
utes.

Tests for chemical interference and neutralizer efficacy

To assay for possible toxic effects of ETO residuals or
materials, or both, used in the CRA EWM, 300 mL of TSA
with neutralizers containing about 100 CFU was poured

Ee

App. 135

into an ETO sterilized CRA EWM tray, a CRA EWM tray
disinfected with 70% vol/vol denatured ethyl alcohol and
not ETO sterilized previously, and several large sterile
petri plates (150 x 15 mm). Tests used three replications
each of P aeruginosa, S choleraesuis, and S aureus.

To test efficacy of the neutralizers in TSB, 1 mL of
each disinfectant was added to 9 mL of TSB with neu-
tralizers. After 1 minute, about 100 CFU of M bovis was
added. Thirty minutes later, the suspension was filtered
and subcultured on Mycobacterium 7H11 agar. Efficacy
of the neutralizers used in TSA was evaluated by wiping
CRA EWM trays with disinfectant, waiting 3 minutes,
then filling the trays with TSA plus neutralizers contain-
ing about 100 CFU.

Reproducibility of the wipe test

To determine reproducibility of the mean organism chal-
lenges applied to CRA EWM test trays both without and
with blood, results from water control trays were exam-
ined. Reproducibility of CRA EWM test procedures was
examined when two different technicians performed the
test with M bovis mixed 50:50 vol/vol with human whole
blood; diluted Clorox (1:5) was the disinfectant. Tests
were performed in parallel, and the technicians alter-

nated tray treatment to correct as much as possible for
time.

App. 136

Results
Comparison of data from four different test methods

Figure 2 includes the data from all tests performed in the
absence of bioburden. Disinfectants are grouped by main
active ingredient to condense the data to facilitate com-
parison of results obtained with the four different test
methods (AOAC UDM, EPA TB ATM, CRA EWM, and
suspension tests). The data show a close correlation of
results obtained with the EPA-specified test methods
(EPA TB ATM and AOAC UDM) compared with the wipe
test method (CRA EWM). Significant differences’ were
evident only with iodophors tested against M bovis. With
this particular disinfectant-test organism combination,
the suspension test method (EPA TB ATM) was signifi-
cantly more permissive than the surface wipe test method
(CRA EWM).

Antimicrobial activity in the absence of bioburden

Table 2 lists the detailed data by CFU and PFU under
each of the five test organisms for all 39 disinfectants
tested in the absence of bioburden. When these data were
combined under the primary active ingredient of each
disinfectant (Fig 2), it became apparent that overall, in the
absence of bioburden, ethyl alcohols and chlorines pro-
vided best inactivation of all five test organisms, regard-
less of the test method or contact time used. lodophors
had intermediate activity. Although they performed well
against the virus, they failed to kill M bovis dried on
plastic laminate surfaces, and they had low activity
against the three EPA-specified bacteria. Isopropyl alco-
hol, alcohol mixtures, dilute glutaraldehyde, phenolics,

App. 137

and quaternary ammonium compounds all failed to inac-
tivate poliovirus, regardless of the contact time used. The
glutaraldehyde and quaternary ammonium compounds
also failed to kill the TB organism.

These data also showed: (1) disinfectants could kill
the three EPA-specified organisms using the 10-minute
EPA specified test (AQAC UDM) and not inactivate resi-
stant organisms with clinical significance such as TB
(dilute glutaraldehyde and quaternary ammonium com-
pounds) and poliovirus (isopropyl alcohol, isopropyl-
ethyl alcohol mixtures, dilute glutaraldehydes, phenolics,
and quaternary ammonium compounds); (2) disinfectants
that killed the TB organism did not always inactivate
poliovirus (isopropyl alcohols, isopropylethyl alcohol
mixtures, and phenolics); (3) poliovirus was resistant to
inactivation by several types of disinfectants regardless of
contact time (isopropyl alcohol, dilute glutaraldehyde,
phenolics, and quaternary ammonium compounds).

Figure 3 shows the performance of each of the 39
disinfectants that were included in the means reported in
Figure 2. The data range within each of the eight disinfec-
tant categories is also apparent.

Antimicrobial activity in the presence of bioburden

Table 3 shows results of CRA EWM and suspension tests
performed on the 11 disinfectants selected for testing in
the presence of bioburden. These data illustrate the
adverse effect of whole blood on disinfectant anti-
microbial activity. Tests with eight of the 11 disinfectants
produced TNC counts when blood was added to the
cultures. Only Citrace, Lysol sprays, and 70% vol/vol

App. 138

denatured ethyl alcohol had consistently high anti-
microbial activity across all five test organisms — both in
the absence and presence of bioburden. Figure 4 gives a
graphic representation of the data in Table 3.

In Figure 5, the 11 disinfectants listed in Table 3 have
been grouped by active ingredient to display effects of
the different types and concentrations of bioburden (10%
and 50% human whole blood and 5% horse serum) used
with four different test methods. Overall, the ethyl alco-
hol category performed best regardless of test method,
type or concentration of bioburden, or test organism
used. The chlorine category showed high activity against
poliovirus, but activity against M bovis and S aureus was
dependent on type and concentration of bioburden used.
Whole blood (50%) caused a significant decrease in anti-
microbial activity of chlorines, whereas horse serum (5%)
did not interfere with antimicrobial activity. Both brands
of iodophor had very low activity across all five test
organisms in the presence of all types of bioburden. Fig-
ure 6 shows the appearance of CRA EWM trays and the
EPA TB ATM filters after treatment with Lysol sprays,
and Biocide and Wescodyne iodophors.

Figure 7 shows results of tests performed with and
without 7.0 mol/L urea, which was used to dissociate
aggregates formed when ethyl alcohol products inter-
acted with whole blood bioburden. Separate assays were
performed both with the aggregates intact and after dis-
sociation by urea. The goal was to determine if logj,
reductions were caused by disinfectant kill or entrapment
of viable organisms within the aggregates. The data in
Figure 7 indicate entrapment of viable organisms was not
generally a problem. Overall, log,, reductions after urea

Distt a

App. 139

treatment were equal to or higher than tests not including
urea, indicating that these ethyl alcohol disinfectants pen-
etrated the whole blood and inactivated the organisms
within.

Antimicrobial activity related to contact time

Figure 8 shows effects of 3-minute versus 10-minute
disinfectant contact times in the absence and presence of
human whole blood. Generally, increasing contact time
made little or no difference in the antimicrobial activity of
the four disinfectants tested. Both Biocide and Wescodyne
iodophors had almost no disinfectant activity in the pres-
ence of blood, even when 10-minute contact times were
used. On the other hand, Citrace and Lysol sprays pro-
duced greater than 3 log, reduction for all five test
organisms both at 3- and 10-minute contact times and in
the absence and presence of whole blood. Therefore, Cit-
race and Lysol spray were selected for testing at shorter
contact times of 2 and 1 minutes.

Figure 9 shows the rapid antimicrobial activity of
Citrace and Lysol sprays. In the absence of whole blood,
they produced 2 log,, reduction of all three test organ-
isms in 1 minute. With whole blood present, both disin-
fectants produced 2 2.8 log,, reduction in 1 minute. With
increased contact time, a general increase in kill was
achieved.

Antimicrobial activity related to wipe material

Figure 10 shows results from tests of the hypothesis that

cotton in gauze sponges used to wipe surfaces interferes

App. 140

with the antimicrobial activity of iodophors.® These data
show that iodophor antimicrobial activity was inhibited
by paper towels, but cotton and rayon/polyester had no
adverse effect at the 3- minute contact time.

Tests for chemical interference and neutralizer efficacy

Table 4 shows results of work performed to test for chem-
ical interference of residuals from ETO sterilization and/
or materials used to construct trays used in the CRA
EWM. Colony counts of the three test organisms showed
inhibition of less than 6 CFU compared with control
counts, which indicates that no toxic effects resulted from
either variable.

Table 5 reports on efficacy of the neutralizers used in
the CRA EWM procedure. The data show adequate neu-
tralization of all products except quaternary ammonium
compounds. Although residual activity was present to a
small degree with quaternary ammonium compounds, it
was not considered a problem because even with this
advantage, these products failed to inactivate M bovis in
the absence of bioburden.

Reproducibility of the wipe test

Reproducibility of the viable organism challenge on CRA
EWM rays was demonstrated by the similarity of
numbers of organisms computed from water control
trays. The mean log,, challenges of 52 (without blood)
and 34 (with blood) TB water control trays were 6.01 +
0.22 and 6.57 + 0.15, respectively.

i aki a a

App. 141

Table 6 shows results of reproducibility tests per-
formed on the CRA EWM. Average log,, reductions for M
bovis achieved by two technicians using Clorox 1:5 in
three test replications are shown. These data were consis-
tent both within and between technicians.

Discussion

The goal of this investigation was to identify environ-
mental surface disinfectants that had broad-spectrum
antimicrobial activity, rapid action, and effectiveness both
in the absence and presence of bioburden. Only Citrace,
Lysol sprays, and 70% vol/vol denatured ethyl alcohol
met the criteria, regardless of the test method or contact
time used. Chemically, the two commercial products are
similar. Citrace contains 66.6% wt/wt denatured ethyl
alcohol (SDA-40-1), 0.12% ortho-phenylphenol, sodium
nitrite rust inhibitors, proprietary deodorizer, and 3.5%
hydrocarbon propellant (personal communication, Calvin
Goeder, Caltech Industries, 1988) and Lysol sprays con-
tain 79.0% wt/wt denatured ethyl alcohol (SDA-40-1),
0.1% ortho-phenylphenol, rust inhibitors, N-alkyl-N-ethy]
morpholinium ethylsulfate deodorizer, and carbon diox-
ide propellant (personal communication, Joe Rubino, MS,
Lehn and Fink, 1988).

Concentration of ethyl alcohol appeared to be a criti-
cal factor. Other products with formulations similar to

Citrace and Lysol sprays, but containing less ethyl alco-
hol (CoeSpray with 53.5% wt/wt ethyl alcohol and Pro-
Cide ES with 52.8% wt/wt ethyl alcohol), failed to
inactivate poliovirus in the presence of bioburden (Table

App. 142

3). These findings led to special tests performed to inves-
tigate the antiviral activity of various concentrations of
SDA-40-1 denatured ethyl alcohol used in Citrace and
Lysol sprays in the presence of 10% whole blood. Results
showed a dramatic increase in virucidal activity with
alcohol concentrations equal to or greater than 70% wt/
wt. Klein and Deforest5? reported similar results with
poliovirus I. Also, many other investigators have
reported very rapid inactivation of both viruses and bac-
teria with ethyl alcohol in concentrations of
70%-95'%.52.97-©5 However, clinicians and researchers can
be misled about alcohol concentrations in commercial
products if they do not understand the volume/volume
and weight/weight designations.

Antimicrobial activity of high concentration ethyl
alcohol can become unpredictable if storage conditions
allow undetected volatilization, environmental use condi-
tions cause extremely rapid evaporation, or interfering
denaturing agents are used. Unfortunately, clinicians
have no way to monitor these variables. Therefore, Cit-
race and Lysol sprays appeared better suited than ethyl
alcohol alone for environmental surface disinfection in
clinical settings because they are sealed in airtight cans to
prevent volatilization during storage; they contain other
ingredients in their formulations that delay evaporation
during use; and their denaturing agents are standardized.

Currently, official agencies and others recommend
use of iodophors,42°*7! chlorines,542,5°69.72-75 and phe-

Lad
,

nolics”? for disinfection of environmental surfaces.
Results from this investigation suggest further review of

these recommendations. This work showed iodophors

had very poor antimicrobial activity in the absence and

App. 143

presence of bioburden, regardless of the test method or
contact time used. Horse serum and paper towel material
caused iodophors to lose almost all activity. Many others
have reported problems with iodophor antimicrobial
activity on inanimate surfaces.°2%,768! With chlorines,
the potential of bioburden to diminish antimicrobial
activity has been mentioned by many investiga-
tors>?,63,78.82 and this problem was further demonstrated
in this study. The failure of different phenolic formula-
tions to inactivate poliovirus using both 3- and 10-minute
contact times was also demonstrated, and this problem
has been noted by others.® 6353-85

In addition, this study confirmed previous reports
citing inability of isopropyl alcohol to inactivate pol-
iovirus,°*-5° problems with antimicrobial activity of dilute
glutaraldehyde,*’ and inability of quaternary ammonium
compounds to inactivate poliovirus°****4 and the TB
organism.78.55

Precleaning of surfaces before disinfectant use has
been stressed.4!,70.71,7389-94 In the past, detergents have
been preferred for this process. The obvious intent is to
decrease proteins and other debris that interfere chem-
ically with the antimicrobial activity of disinfectants.
Although theoretically this appears sound, use of
cleaners with low antimicrobial activity before disinfec-
tant application causes cleaning personnel to touch con-
centrated body fluids containing potential pathogens. It
ignores the fact that the wiping action can spread mate-
rial from smaller concentrated areas to larger areas, and
onto the wipe material and the person performing the
cleaning. Now that disinfectants have been identified that

penetrate and kill microbes within heavy bioburden, it

App. 144

seems prudent to apply these agents first to a lower
organism loads before human contact. Disinfectants con-
taining high ethyl alcohol and ortho-phenylphenol can be
used first to preclean and the disinfect in the following
regimen: wet surface well and allow 2-3-minute disinfec-
tant contact time to lower viable microbial load within
debris; wipe vigorously to clean surfaces; rewet surface
and allow 2-3-minute contact with disinfectant after
cleaning. Appropriate barriers should be worn by clean-
ing personnel when using the suggested method.

Four clinically relevant points were demonstrated in
this study:

— Disinfectants often have selective kill. Although clini-
cians have been advised that tuberculocidal products can
be depended on to kill other important pathogens,% this
is not necessarily true. In this study, for example, 70%
vol/vol isopropyl alcohol and the phenolic, Sporicidin
Spray, produced profound kill of the TB test organism (M
bovis), but failed to inactivate a resistant nonenveloped
virus (poliovirus). This questions the assumption of
broad-spectrum kill, based solely on any one organism.

—- Dilution generally decreases disinfectant activity. This
effect is seen in both chlorine and iodophor categories
(Table 2). Although there are reports indicating dilution
increases the antimicrobial activity of iodophors,% this
study showed activity decreased as dilution was
increased from 1:106 up to 1:213. The same was true of
chlorines as dilution was increased from 1:5 up to 1:20.

- Bioburden affects disinfectants adversely. The delete-
rious effect of bioburden on antimicrobial activity was
demonstrated repeatedly and with all disinfectants in this

App. 145

study to varying extents. Citrace, Lysol sprays, and 70%
vol/vol denatured ethyl alcohol were affected least.

- Many commercial products have marginal activity.
This point was illustrated by the fact that 28 of the 39
products in this study failed one or more test organisms
even in the absence of bioburden. Only three of the 11
products tested in the presence of bioburden inactivated
all five test organisms, regardless of the test method used.

Reproducibility of the AOAC Use Dilution Method
has been debated for many years. In this investigation,
the 60-tube version of this test was performed 230 times
on 39 different products representing eight different
active ingredients. When results were arranged in order
of disinfectant major ingredient (Table 2), it became
apparent that the AOAC UDM was reproducible when
disinfectants with definite high antimicrobial activity
were tested. However, when disinfectants with marginal
activity were tested, variability of results increased sub-
stantially. To see this pattern, it was necessary to test
several representative products from each of eight major
active ingredients.

Conclusions

Data from this investigation indicated that optimum dis-
infection of environmental surfaces was highly formula-
tion dependent. Of the 39 products tested, only three
inactivated all five test organisms, regardless of test con-
ditions. The other products showed deficiencies that con-

traindicate their use, in the formulation tested, as
environmental surface disinfectants in clinical dental set-
tings.

App. 146

Information about the manufacturers of the products
mentioned in this article is available from the authors.
Neither the authors nor the American Dental Association
has any commercial interest in the products mentioned.

The authors thank Ms. Debbie Cox for initial devel-
opment work; Ms. Christine Rhodes and Mrs. Barbara
Ericson for technical assistance; Mr. Ken Higbee and
Melvin Carter, PhD, Brigham Young University Center
for Statistical Research for statistical analyses; Ms. Jan
Scoggin and Brigham Young University instructional
graphics department for art work; and Mrs. Judy Davis
for preparing the manuscript.

Dr. Christensen is director, Clinical Research Associ-
ates, 3707 North Canyon Road, no. 6, Provo UT 84604. Dr.
Robison is coordinator, microbiology section; Ms. Robin-
son is microbiologist; and Mr. Ploeger is virologist, micro-
biology section; Clinical Research Associates. Drs. Leavitt
and Bodily are members of the faculty of microbiology,
Brigham Young University, Provo, UT. Address requests
for reprints to Dr. Christensen.

1. Belting CM, Haberfelde GC, Juhl LK. Spread of
organisms from dental air rotor. JADA 1964;68:648-51.

2. Hausler WJ Jr, Madden RM. Microbiologic com-
parison of dental handpieces. Aerosol decay and disper-
sion. J] Dent Res 1966;45:52-8.

3. Travaglini EA, Larato DC, Martin A. Dissemina-
tion of organism-bearing droplets by high-speed dental
drills. ] Prosthet Dent 1966;16:132-9.

App. 147

4. Crawford JJ. If saliva were red. 35-mm slide dem-
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5. Autio KL, Rosen S, Reynolds NJ, Bright JS.
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6. Cottone JA. Infection control in dentistry. In: Pro-
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10. Stevens RE Jr. Preliminary study —- air contam-
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11. Brown RV. Bacterial aerosols, generated by ultra
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12. Larato DC, Ruskin PF, Martin A, Delanko R.
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App. 148

13. Ewen SJ, Glickstein C. Ultrasonic therapy in
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14. Micik RE, Miller RL, Mazzarella MA, Ryge G.
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15. Holbrook WP, Muir KF. MacPhee IT, Ross PW.
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16. Christensen RP, Bangerter VW. Subject: oral pro-
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20. Horning G. Clinical use of an air-powder abra-
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App. 161

REFERENCE NO. 16

Clinical Research Associates Abstract
J. Dent. Res. 69:379 #2161 March 1990

Tuberculocidal Activity of Glutaraldehyde & Glu-
taraldehyde/Phenol Disinfectants. R. Robison, D. Rob-

inson, B. Ploeger, & R. Christensen (Clin. Res. As.
Provo, UT USA)

Recent studies have established the inability of glu-
taraldehyde (glut) disinfectants to kill Mycobacterium
tuberculosis (TB) rapidly. This deficiency has been dimin-
ished by raising the glut concentration from 2% to 3.2% &
by addition of phenols. The purpose of this study was to
compare the tuberculocidal activity of several glut &
glut/phenol disinfectants. Products tested were: Cidex7;
Cidexplus; Metricide Plus 30; ProCide 30; Sporicidin
diluted 1:2, 1:8, & 1:16; Sterall undilute (UD) & 1:4; &
Wipe Out UD & 1:2. The EPA Tuberculocidal Activity Test
Method (quantitative) was used & linear regressions were
performed to establish the time needed for a 6 logjy
reduction of M. bovis (ATCC #35743) for each disinfec-
tant. All products were tested once a week for 6 weeks to
determine tuberculocidal activity & amount of glut &
phenol present. TB kill time ranges from initial use to 6
weeks, ordered most to least effective, were: Sporicidin
1:2 = < 1 min; Wipe Out UD = 3 to 4 min; MetriCide Plus
30 = 21 to 28 min; Cidexplus = 22 to 42 min; Procide 30 =
28 to 42 min; Cidex7 = 29 to 58 min; Sterall UD = 36 to 42
min; Wipe Out 1:2 = 35 to 63 min; Sporicidin 1:8 = 53 to 58
min; Sporicidin 1:16 = 192 to 254 min; & Sterall 1:4 = 340
to 399 min. It was concluded that the tuberculocidal activity
of combination glut/phenol preparations was superior to glut-

App. 162

only preparations & water dilution recommended by manufac-

turers affected both types of formulations adversely.

App. 163

REFERENCE NO. 17

VOLUME 15, ISSUE 5-- MAY 1991
CRA NEWSLETTER )

SUBJECT: DISINFECTANTS, INSTRUMENT IMMER-
SION

Today heat sterilization is required for critical instru-
ments because it provides best possible margin of
safety against cross contamination. However, some
items will not tolerate heat, & submersion in liquid
disinfectant is highest level of treatment possible. Cli-
nicians have difficulty selecting disinfectants because
they have no way to know if expected microbial kill is
achieved. Although agencies such as EPA, FDA, & ADA
have responsibility to monitor claims, none actually
test products. Their registration & approval programs
are based on data submitted by manufacturers. CRA
questioned accuracy of glutaraldehyde & glu-
taraldehyde-phenolic claims because apparently similar
products had very different claims for test organism kill
times, optimum dilution, & reuse life. Therefore, it was
decided to perform tests to determine relevance of cur-
rent label & promotional information on glu-
taraldehyde-based instrument immersion disinfectants.
Following report includes: (1) goals of CRA testing; (2)
results of testing; & (3) CRA conclusions.

1. GOALS OF CRA TESTING.

Purpose of tests was to determine of differences exis-
ted among several glutaraldehyde-based disinfec-
tants. 10 formulations sold under 12 brand names
were tested at various dilutions (total of 18 solutions).
Tests included EPA Tuberculocidal Activity Test

App. 164

Method (using Mycobacterium bovis ATCC #35743) to
evaluate tuberculosis (TB) claims & a conventional
suspension test (using poliovirus I, Mahoney strain)
to evaluate poliovirus (polio) claims. These 2 organ-
isms were selected because of their known resistance
to inactivation by glutaraldehyde. Viruses of current
interest to dental clinicians, such as HIV & HBV, were
not used as test organisms because of technical diffi-
culties they present in tests & because they have been
shown to be readily susceptible to inactivation by
most common disinfectants. Organic stress was not
used because it is not required by EPA to validate
organism claims.

2. RESULTS OF TESTING.

Chart on pages 2-3 gives details of this evaluation.
Below is summary of results.

(a) TUBERCULOSIS TEST RESULTS - 12 of the 15
solutions with a TB kill claim required longer
contact times than listed on their label to pro-
duce EPA required reductions.

(b) POLIOVIRUS TEST RESULTS - 10 of the 15 solu-

tions with a polio claim required longer contact

) times than listed on their label to produce EPA
required reductions.

(c) TUBERCULOSIS PLUS POLIOVIRUS TEST
RESULTS - 4 of the 18 solutions tested fulfilled
EPA requirements for both TB & polio through

the last day of their reuse life claim in less than
30 minutes (Sporicidin 1:2 & 1:4, Cidexplus, &

ai

App. 165

Metricide Plus 30), & 7 more fulfilled these crite-
ria in less than 60 minutes (Cidex 7, Procide,
Metricide 28, Wipe Out not diluted, Banicide &
Sterall not diluted, & Sporicidin diluted 1:8).

(d) TUBERCULOSIS KILL DID NOT NECESSARILY
INSURE INACTIVATION OF POLIOVIRUS &
VICE VERSA - Clinicians have been lead to
believe kill of the TB organism signals kill of all

other pathogens. CRA has reported previously
that this is not true (Christensen, et al., JADA
119:493 Oct. ‘89). It is critical to note that 5
solutions in this evaluation required time beyond

. TB kill time to inactivate polio (Sporicidin
diluted 1:16, 1:8, 1:4; Wipe Out not diluted; &
Wipe Out diluted 1:2).

3. CRA CONCLUSIONS:

(a) Disinfectants with similar active ingredients had
equivalent performance despite diverse label
claims.

(b) Clinicians need to increase contact times well
beyond conventional 10 minutes to assure inactiva-
tion of resistant organisms.

(c) Increased contact times were always associated
with increased dilution of active ingredients.

(d) All 18 solutions tested inactivated both test organ-
isms to levels required by EPA, if clinician is will-
ing to tolerate whatever contact time data
indicate. CRA recommendations on specific brand
names tested are listed on page 3.

App. 166

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App. 168

CRA OBSERVATIONS & RECOMMENDATIONS
CRA OBSERVATIONS -

(1) POTENTIAL REASONS FOR DIFFERENT
CLAIMS OF APPARENTLY SIMILAR PRODUCTS
~ (a) Different efficacy test methods & parameters
used; (b) Different laboratory technicians with dif-
ferent techniques; (c) Error within test methods;
(d) Standard tests may not have been performed
properly i.e. improper neutralization, improper
organism challenge, no temperature control, etc.; &
(e) Present registration system does not provide
confirmation of disinfectant efficacy.

(2) NEED FOR DISINFECTANT MONITORS - Rou-
tine use of disinfectant monitors is necessary to
tell clinician to discard solution when active ingre-
dients have dropped to independable levels.

(3) NO IDEAL DISINFECTANT - All disinfectants
tested exhibited one or more characteristics that
can be undesirable such as fair to poor odor, corro-
sion of metal if soaked overnight, staining of skin
&/or plastic instruments, special requirements for
disposal, high cost, etc. Ideal disinfectant lacking
in all negative characteristics does not exist. Clini-
cians must determine characteristics they can &
cannot tolerate.

(4) EFFECTS OF WATER DILUTION - Undesirable
clinical characteristics & costs are decreased by
water dilution, but dilution also decreased anti-
microbial activity which extended contact times
significantly.

(5) BENEFITS & PROBLEMS WHEN GLU-
TARALDEHYDE COMBINED WITH PHENOLIC —

Combination of glutaraldehyde with phenolics is
attempt to take advantage of glutaraldehyde’s

(6)

App. 169

rapid virucidal activity & phenolic’s rapid tuber-
culocidal activity. CRA tests showed concentra-
tions of glutaraldehyde & phenolic are critical.
Altering concentrations of either chemical can
skew activity toward one organism at expense of
other.

REUSE LIFE CLAIMS VS. SOLUTION LEVELS -
Under heavy use, solution levels can drop so low
after about 2 weeks that longer reuse life claims
become irrelevant.

CRA RECOMMENDATIONS -

Since all 18 disinfectants tested eventually destroyed
both test organisms, clinical choices can be based on
desired speed of disinfection, amount of tolerable active
ingredients, & cost. CRA suggests following rationale
for choosing product best suited to individual needs.

(1)

(2)

(3)

IF CLINICIAN NEEDS FASTEST POSSIBLE KILL
OF RESISTANT ORGANISMS & COST, ODOR, &
CORROSION ARE NOT CONSIDERATIONS -
Sporicidin 1:2 or 1:4 are products of choice.

IF CLINICIAN NEEDS FAST KILL OF RESISTANT
ORGANISMS & TOLERANCE OF ORGANIC
LOAD OVER TIME IS NEEDED - Metricide Plus 30
or Cidexplus 3.2% glutaraldehydes are products of
choice. These higher concentration glu-
taraldehydes are ideal for pre-disinfection of
instruments to lower microbe counts before han-
dling. CRA tests show higher glutaraldehyde con-
centration maintains activity longer during heavy
use & in presence of heavy bioburden.

IF CLINICIAN WILL TOLERATE 45-60 MINUTE
SOAK TIME INDUSTRY STANDARD IS 2% GLU-
TARALDEHYDE —- There are numerous 2% glu-
taraldehydes & glutaraldehyde-phenolics from
which to choose (Banicide not diluted, Cidex 7,

(4)

App. 170

Procide, Metricide 28, Sporicidin diluted 1:8, Ster-
all not diluted, & Wipe Out not diluted). For prac-
tices that can tolerate soak times from 1-3 hours, 2
additional 2% glutaraldehydes (Glutarex & Omni-
cide) & 2 additional glutaraldehyde-phenolics
(ColdSpor diluted 1:20 & Wipe Out diluted 1:2) are
possibilities.

WHEN SOAK TIMES CAN EXTEND 4-6 HOURS &
LOWEST. POSSIBLE CONCENTRATION OF
ACTIVE INGREDIENTS IS DESIRED TO MINI-
MIZE HYPERSENSITIVITY - Sporicidin diluted
1:16 & Banicide & Sterall both diluted 1:4 fill] this
need.

App. 171

REFERENCE NO. 18
JADA, Vol. 129, July 1998

HOW WELL DOES THE CHEMICLAVE STERILIZE
HANDPIECES?

ROBERT A. KOLSTAD, PH.D.

ABSTRACT

Using the Food and Drug Administration’s protocol for
testing health care sterilizers, the author investigated
the ability of chemical vapor and steam to sterilize
handpieces. Five internal sites of six high-speed hand-
piece models and four internal positions of one low-
speed handpiece model were each inoculated with 10°
Bacillus stearothermophilus spores. Half-cycle chal-
lenges were conducted with Chemiclave models EC
5500 and 8000 (Barnstead/Thermolyne) and with two
autoclaves, Tuttnauer 2540M (large chamber) (Tuttnauer
USA Co., Ltd.) and Statim Cassette (SciCan USA).
Experiments with spores either openly exposed or par-
tially enclosed prove that

Between-patient instrument processing — including clean-
ing, packaging, loading, device operation, monitoring
and storage — is a subject of continuous interest to heath
care practitioners.!© So, too, is sterilization, which dental
offices experience as procedure, not end effect. The prac-
ticing dental community does not inspect instruments
cycled through steam, heated air or chemical vapor for
surviving microorganisms.

The marketing of sterilization devices is regulated by
the Food and Drug Administration, or FDA. In 1976, that

App. 172

agency began developing an official definition of steriliz-
ation, requiring manufacturers intending to market
health care sterilization devices to prove efficacy claims.”
The FDA published its requirements in 1993.8 In that
document, the agency prescribed the boundaries of the
sterilization process, incorporating two basic principles.

- Overkill. After use, each instrument is assumed to be
contaminated with microbes higher in both number and
resistance than those actually encountered. Accordingly,
efficacy studies are to be initiated with one million (108)
microbes of the kind most difficult to destroy by the
lethal agent in question. For example, bacterial spores
could be used in a study of the effectiveness of steam or
heated air.

~ Sterility assurance level. The sterility assurance level,
or SAL, is the probability - by consensus considered low
enough for patient safety ~ that each processed item bears
a single surviving microbe. For reused health care instru-
ments, the SAL is one in one million (10-2).

Sterilization claims are expressed as the stress
needed to achieve the prescribed viability reduction — for
example, the length of time an instrument is exposed to a
particular temperature. In practice, microbes on suitable
carriers — such as stainless steel washers ~ are exposed to
steam, heated air or another lethal agent. The sterilization
claim is the time during which the population is reduced
to 10 percent multiplied by 12 (the time during which
viability would fall from 10° to 10-6). In turn, that rate of
extrapolation must be confirmed with a test employing

instruments that bear 10° microbes. The exposure time

App. 173

during which total kill is achieved must not exceed half
the sterilization cl

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386018_1497%3A4. Public record. Not legal advice.
