# Opposition Brief — Allen v. United States

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2696%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 2011
- **Citation:** 562 U.S. 1217

## Text

(4

No. 10-594

Jn the Supreme Court of the Gnited States

WILLIAM ALLEN, PETITIONER
,

UNITED STATES OF AMERICA

ON PETITION FORA WRIT OF CERTIORAR!
lO THE UNITED STATES COURT OF APPEFAI
FOR THE SEVENTH CIRCUII

BRIEF FOR THE UNITED STATES IN OPPOSITION

NEAL KUMAR KATYAI
Acting Solicitor Gene
Counsel Oo] Record
LANNY A, BREUER
t?

iss7stant A Lorie / Crt

OSEPH F.. PALME!
Attorne ij

Department of Justice
Washington DC et) sf
Supre mel thrief DUSA

107) SIs
~ ’

QUESTION PRESENTED

{ nited States V. Lowe ; 145 hs 3d 45 ls {
cert. denied, 525 U.S. 918 (1998)

United States v. Moore, 149 F.3d 773 (Sth Cir

ert. denied, 525 U.S. 1030 (1998) . .
Unated States v. Nururdin, 8 F.3d 1187 (7th Cir
1993), cert. denied, 510 U.S. 1206 (1994) .....

l/nited States v. Tipton, 90 F.3d 861 (4th Cir. 1996

cert. denied, 520 U.S. 1253 (1997) ..... ee
l/nited States v. Wood, 299 U.S. 123 (1936) LO
l/ttecht v. Bre wn, 551 U.S. 1 (2007) ... (
Wainwright v. Witt, 469 U.S. 412 (1985)
Wi hip / ié 3Q7 | és tte: 19 {)

statute

IS U.S.C. 2251(d)(1 )(A)
18 U.S.C. 2252A(a)(1) . 2.3
IS U.S.C. 2252A(a)(5)(B) 2.3

28 U.S.C. 1866(¢e)(2) 6

In the Supreme Court of the GAnited States

No. 10-594

WILLIAM ALLEN, PETITIONER
UNITED STATES OF AMERICA

ON PETITION FOR A WRIT OF CERTIORAR!
) THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUTII

BRIEF FOR THE UNITED STATES IN OPPOSITION

OPINION BELOW
The opinion of the court of appeals (Pet. App. 1-13)
is reported at 605 F.3d 461.
JURISDICTION
The judgment of the court of appeals was entered on
May 25, 2010. Pet. App. 1. A petition for rehearing was
denied on August 4, 2010 (Pet App. 28). The petition for
a writ of certiorari was filed on November 2, 2010. The
jurisdiction of this Court is invoked under 2& U.S.C
1254(1).
STATEMENT

Following a jury trial in the United States District
Court for the Northern District of Illinois, petitioner
was convicted of offering to receive or exchange child
pornography, in violation of 18 U.S.C. 2251(d)(1)(A);

-

transporting or shipping child pornography, in violation
of 18 U.S.C. 2252A(a)(1); and possessing child pornogra-
phy, in violation of 18 U.S.C. 2252A(a)(5)(B). Pet. App.
1, 14-15. He was sentenced to 360 months of imprison-
ment, to be followed by a lifetime of supervised release.
Id. at 4, 16-17. The court of appeals affirmed. /d. at 1
13.

lL. On April 12, 2006, a Federal Bureau of Investiga
tion (FBI) agent investigating child exploitation logged
into a chat room and saw advertisements posted by peti
tioner offering to exchange child pornography. Pet.
App. 2; Gov't C.A. Br. 2. Petitioner, using the handle
“kidbot,” offered aceess to a file server containing “New
Pics/Vids Mostly Girls Few Boys 10-15,” and “New Vids
Girls only 10-15 NO NON-NUDE.” /d. at 2-3. Peti-
tioner’s advertisements ran more than 300 times during
the agent’s April 12, 2006 session, and other users con-
nected or attempted to connect to the file server nearly
200 times that day. /d. at 3. The agent, following the
instructions in petitioner’s advertisement, connected to
the server, uploaded a file containing a corrupted image
to obtain credit to download, and downloaded images
showing pre-pubescent girls engaging in sexual activity
with adult males. Pet. App. 2; Gov’t C.A. Br. 3.

The FBI determined that “kidbot” was using an In-
ternet Protocol address registered to petitioner’s moth-
er. Pet. App. 2. The I BI obtained and executed a war-
rant to search her house. /bid. The agents found peti-
tioner, who was 21 years old and living at his mother’s
house, in his bedroom with a desktop computer and
other storage devices containing more than a thousand
images of child pornography. /bid. Petitioner’s com-
puter also contained a log file identifying it as the file
server from which the agent had downloaded chiid por-

nography. /bid. The agents found chat logs on peti

tioner’s computer, in which petitioner identified himself
as “William” and as a “21-year old male from Illinois.”
[bid. In the chats, petitioner described how he used
chat rooms to obtain and trade child pornography, and
he also stated that he had molested children. /d. at 2-3;
Gov't C.A. Br. 6.

2. A grand jury in the Northern District of Illinois
returned an indictment charging petitioner with one
count of offering to receive or exchange ch ld pornogra
phy, in violation of 18 U.S.C. 2251(d)(1)(A); one count
of transporting or shipping child pornography, in viola
tion of 18 U.S.C. 2252A(a)(1); and one count of possess
ing of child pornography, in violation of 18 U.S.C.
2252A(a)(5)(B).

During jury selection, Juror 31, in response to an
item on the questionnaire asking whether anything
would make it difficult for her to serve as a fair juror,
disclosed that her then six-year-old daughter, who was
now grown, had been a victim of an attempted kidnap
ping. Pet. App. 3, 40. The judge asked the juror
whether that experience would somehow prejudice her
against the defendant. /d. at 3, 32. She initially re
sponded “Yes,” but then stated “I can’t be positive one
way or the other. I don’t know how I would react to it,
being a touchy situation to begin with.” /d. at 32.

The judge explained that “both sides are entitled to
fairness and, actually, a clean slate in your mind, so that
whatever exists in your past does not carry over and
influence the decision in this case.” Pet. App. 8,32. The
judge asked Juror 31 whether she could be open

»«>

minded, and she said that she could. /d. at 3, 32-33. The
judge then asked whether she could perhaps set her
experience aside, and the juror said, “Yes.” /d. at 3, 33.

The judge explained that petitioner was “entitled to the
presumption of innocence” and asked the juror whether
she could give petitioner that presumption. /bid. She
replied, “I think I could.” /drd.

The judge then allowed petitioner’s counsel to ask
additional questions. Pet. App. 3. Counsel referred to
the juror’s answer on the questionnaire and again asked
her whether the “nature of the charges” and her
“past experience” would make it difficult for her to be
fair. Jd. at 3, 33-34. Juror 31 responded that she didn’t
know, but that, in light of her past experience, the “cir-
cumstances” of the trial “bother|[ed her] personally, with
having ehildren and a little girl.” /d. at 34. Counsel
again asked, “So the charges—the child pornography-
just the nature of the charges alone would make it diffi-
cult for you to be fair to both parties?” Ibid. Juror 31
initially replied that it would, and then she indicated she
was unsure. /d. at 3-4, 34-35. The judge then explained,
“There is not anything wrong with having an impact, but
it is whether, just the nature of the charges, you find so
offensive that you will not give the guy the benefit of the
doubt?” Jd. at 4,35. Juror 31] responded, “I would give
him the benefit of the doubt until everything is pre
sented, yes.” /bid. The judge said, “You strike me as a
fair-minded person.” /d. at 38.

Over petitioner’s objection, the district court refused
to strike Juror 31 for cause and allowed her to be seated
as the twelfth juror. Pet. App. 4. The judge explained
that although he initially thought that Juror 31 should
be excused, the colloquy as a whole led him to conclude
that she could be fair. /d. at 35-36. The court indicated
that the juror’s equivocal statements were caused by

defense counsel “push|ing| her in another direction.” /d

at 36. Petitioner’s counsel renewed his objection the

following day, and the judge stated that, following the
colloquy, he “beeame firmly convinced * * that she
could be a fair and impartial juror.” Gov't C.A. Br. 11

12. The jury convicted petitioner on all counts. Pet.
App. 4.

3. The court of appeals affirmed. Pet. App. 1-13. As
relevant here, the court concluded that the district court
did not abuse its discretion in refusing to strike Juror 3]
for cause. The court noted that a prospective age may
be seated, despite a party’s for-cause ch: lenge, | the
juror has given “final, unequivocal assurances’ that, In
deciding the case, the on can “set aside any opinion
S i“ sie 4 ht hold.” /d. at 6 (quoting Patton v. Yount, 467
U. 25, 1036 ( 1984)) In considering that question,

oe, ‘ourt accorde d “great deference to the judgment of
{
t1

hee - rienced trial judge” who had the “unique oppor

nity to assess the credibility of the jurors.” Id at 5
(quoting United States v. Nururdin, 8 F.3d 1187, 1190
(7th Cir. 1993)).

The court concluded that the district court was
“within its discretion” to find that Juror 31 gave “final,
unequivoeal, and credible assurances that she could set
aside any bias” arising from her daughter’s attempted
kidnapping. Pet. App. 6. The court reasoned that any
relevant bias Juror 31 may have held was “relativel)
minimal,” 2d. at 9, because the attempted kidnapping of
the juror’s daughter “related only tangentially” to peti
tioner’s child pornography crimes and the specific issues
in the ease. /d. at 8. The court further ctated that Juror
31 explicitly recognized as much when she agreed that
“this crime has nothing to do with that crime.” /d. at 7.
he court also concluded that the juror’s statement that
she would give petitioner the benefit of the doubt was

sufficiently final and unequivocal. /d. at 8. The court of

appeals credited the district court’s conclusion that the
juror’s earlier, equivocal statements were caused by
defense counsel's “pushing.” /bid. Finally, the court of
appeals noted that Juror 31 demonstrated an ability to
follow the court’s instructions by twice stating, in re
sponse to the district court’s instructions, that she would
give petitioner the ,. csumptioa of innocence. /d. at 9.
Judge Wood dissented. In her view, Juror 31’s ad
mission that “it would be difficult for her to be fair,”
combined with her failure to offer “an unequivocal asser
tion of impartiality,” required the juror’s dismissal. Pet.
App. 12-138. Judge Wood noted that the juror’s assur
ance that she would give petitioner the “benefit of the
doubt” was insufficient because it suggested a more le
nient standard than proof beyond a reasonable doubt,
and because the statement was made in response to the
district court’s “misleading[]” statement that there was
“not anything wrong” with the juror’s prior experience
“having an impact” on her perception of the case. /d. at

1

DISCUSSION

Petitioner contends (Pet. 9-15) that the distriet court
abused its discretion in refusing to excuse Juror 31 for
cause. ‘The court ef appeals correctly rejected that con
tention, and the court’s faect-bound ruling does not con
flict ‘vith any decision of this Court or of another court
of appeals. Further review is unwarranted.

A district court must excuse for cause any prospec
tive juror who would be unable to render an impartial
verdict. See 28 U.S.C. 1866(¢c)(2). The court need not
excuse a juror for cause, however, if the juror indicates

an ability to fay aside his or her opinion and render a

verdict based on the evidenee. See Patton v. Yount, 467

U.S. 1025, 1087 n.12 (1984); /rvin v. Dowd, 366 U.S. 717,
7 23 (1961). Because the inquiry into a prospective
juror’s bias turns largely on assessments of “demeanor
and credibility that are peculiarly within a trial judge’s
province,” Uttecht v. Brown, 551 U.S. 1, 7 (2007), appel
late review of those determinations is highly deferential.
“Reviewing courts are properly resistant to second
guessing the trial judge’s estimation of a juror’s impar
tiality, for that judge’s appraisal is ordinarily influenced
by a host of factors impossible to capture fully in the
record—among them, the prospective juror’s inflection,
sincerity, demeanor, candor, body language, and appre
hension of duty.” Skilling v. United States, 1308. Ct.
2896, 2918 (2010); see Wainwright v. Witt, 469 U.S. 412,
428 (1985); 27d. at 429 (noting that the trial judge’s “pre
dominant function in determining juror bias involves
credibility findings whose basis cannot be easily dis
cerned from an appellate reeord”); United States \
Jimenez, 513 F.3d 62, 72 (3d Cir. 2008) (trial court’s re:
olution of whether a prospective juror can render a fair
verdict entitled to “special deference”); U/nited States \
Tipton, 90 F.3d 861, 880 (4th Cir. 1996) (appellate re
view of district court rulings on for cause challenges ‘
appropriately most deferential”), cert. denied, 520 U.S
1253 (1997). As the court observed in l/nited States v.
Lowe, 145 F.8d 45 (1st Cir. 1998), “[t]here are few as
pects of a jury trial where we would be less inelined to
disturb a trial judge’s exercise of discretion, absent
clear abuse, than in ruling on challenges for cause in the
empaneling of a jury.” /d. at 49 (quoting United State:
v. Gonzalez-Soberal, 109 F.3d 64, 69 (1st Cir. 1997))
The extraordinary deference accorded a district
court’s rulings on for-cause challenges also reflects a

recognition that juror testimony on voir dire may be

“ambiguous and at times contradictory.” Patton, 467
U.S. at 1039. As this Court noted in Patton, “the jay
persons on the panel may never have been subjected to
the type of leading questions and cross-examination tac
tics that frequently are employed,” and thus they “ean

not be expected invariably to express themselves care

fully or even consistently.” /b67d. For that reason, “it is
[the trial] judge who is best situated to determine com

petency to serve impartially,” and he “properly . 1a)
choose to believe those statements that were the most
fully articulated or that appeared to have been least in

fluenced by leading.” Jbid.; see Skilling, 1308. Ct. at
2918 (“In contrast to the cold transcript received by the
appellate court, the in-the-moment voir dire affords the
trial court a more intimate and immediate basis for as
sessing a venire member’s fitness for jury service.”);
Reynolds v. United States, 98 U.S. 145, 156-157 (1879)
(“{T]he manner of the juror while testifying is often

times more indicative of the real character of his opinion
than his words. * * * Care should, therefore, be taken
in the reviewing court not to reverse the ruling below
upon such a question of fact, except in a clear case.”);
United States v. Moore, 149 F.3d 773, 780 (8th Cir.)
(concluding that district court’s credibility determina

tion concerning juror partiality “cannot be manifest er
ror; indeed it is virtually unassailable on appeal’), cert
denied, 525 U.S. 1030 (1998). Thus, “in reviewing claims
of this type, the deference due to district courts is at il

pinnacle.” Skilling, 13808. Ct. at 2923.

The district court acted within its discretion in deny
ing petitioner’s for-cause challenge to Juror 31. It i
true that Juror 31 initially stated that the incident in
volving her daughter would make it difficult for her to

be fair. and that she was unsure whether that incident

would influence her ability to begin the case presuming
the defendant’s innocence. But she also stated that she
would try to be open-minded and that she thought she
would be able to do so. She affirmed her belief that she
could set her experience aside, she recognized that her
daughter’s experience had nothing to do with peti
tioner’s case, and she twice said she would give peti
tioner the presumption of innocence. That she gave an
equivocal answer to defense counsel’s inquiry whether
her experience would make it difficult to be fair did not
automatically disqualify her from service, especial]
considering her subsequent assurances to the judge

See lU/nited State S V. Johnson. 4Y5 38d G51, 464 (Sth
Cir. 2007) (upholding denial of a motion to strike a juror
for cause, because “l[allthough the juror gave some
equivocal answers and acknowledged the possibility that
his judgment could be affected by some aspects of the
ease, the district court concluded that juror 600 could be
fair and impartial and that his statements reflected the
reasonable self doubts of a conscientious and reflectiv:
person”) (internal quotation marks omitted), cert. de

nied, 129 8S. Ct. 32 (2008); United States v. Alexander,
18 F.3d 1477, 1484 (9th Cir.) (district court did not abuse
its discretion in concluding that when juror said she “bi

lieved” she could act impartially, this was equivalent to
saying she would do so), cert. denied, 516 U.S. 878
(1995): United States v. Barraza, 576 F.3d 798, 801-804
(Sth Cir. 2009) (no abuse of discretion in refusing to
strike for cause a juror who stated his strong feeling

about a parent’s responsibility could affect his ability to
hear the case but stated he would try to be fair), cert

denied, 1318S. Ct. 67 (2010); United States v. Grandisor

780 F.2d 425, 482 (4th Cir. 1985) (no abuse of discretior

in refusing to strike for cause a juror who expr

LO

doubts as to whether she could remain uninfluenced b
the indictment but stated she would try to follow the
court’s instructions), vacated on other grounds, 479 |
LO76 (1987).

Petitioner contends (Pet. 9-15) that the decision bi
low conflicts with this Court's statement in Reynold
that “a juror who has formed an opinion cannot be im
partial.” 98 U.S. at 155. But Juror 41 did not state tha
she had formed an opinion as to petitioner’s guilt, bu
instead assured the court that she would presume hi
innocence until the evidence was presented. Nor is thi

case analogous to the situation in /rvin v. Dowd, it
which the Court ruled that jurors’ declarations of impatr

tiality were insufficient where a “barrage” of publicit,
In a small rural community, including defendant’s r¢

ported confession to a brutal murder and robbery spree
resulted in a jury composed two-thirds of people who
thought petitioner was guilty before the trial bega Hf

hould establish a “clear line” requiring disrnissal of ar
juror who indicates a bias unless the juror makes “an
unambiguous statement of impartiality.” Such a “bright
line rule” would be inconsistent with the special defer
ence this Court has accorded to trial judges in this co
text, as well as with this Court’s recognition that juro)
“cannot be expected invariably to express themselves
carefully or even consistently.” Patton, 467 U.S. at
1039; see United States v. Wood, 299 U.S. 128, 145-14!
(1936) (“Impartiality is not a technical conception, It!

a state of mind. For the ascertainment of this ment
attitude of appropriate indifference, the Constitutio
lays down no particular tests and procedure is !

chained to any ancient and artificial formula

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2696%3A2. Public record. Not legal advice.
