# Petition for Writ of Certiorari — Kraft Foods Global, Inc. v. Spoerle

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2011
- **Citation:** 562 U.S. 1137

## Text

Supreme Court, U.S.
FILED

~ OFFICE OF THE CLERK
Dn The
Supreme Court of the Anited States

— é iti
KRAFT FOODS GLOBAL, INC.,
OSCAR MAYER FOODS DIVISION,
Petitioner,
\
JEFF SPOERLE, NICK LEE, KATHI SMITH,
JASON KNUDTSON, on behalf of themselves

and all others who consent to become plaintiffs
and similarly-situated employees,

Respondents

On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Seventh Circuit

PETITION FOR A WRIT OF CERTIORARI

SS ee
DANIEL A. KAPLAN DAVID B. GOROFF
Counsel of Record FOLEY & LARDNER LLP
FOLEY & LARDNER LILP Suite 2800
Verex Plaza 312 North Clark Street
150 East Gilman Street Chicago, Illinois
Madison, Wisconsin 60654-5313
53703-1481 (312) 832-4500
(608) 257-5035 dyvoroff@foley.com

dkaplan@foley.com

Attorneys for Petitioner

COCKLE LAW BRIEF PRINTING CO (800) 225-6964
OR CALL COLLECT (402) 342-2831

QUESTION PRESENTED

Through decades of labor legislation, including
the National Labor Relations Act, 29 U.S.C. §151 ef
seq. (“NLRA”), the Labor Management Relations Act,
29 U.S.C. §§$141-97 (““LMRA”), and the Fair Labor
Standards Act, 29 U.S.C. §201 et seq. (“FLSA”),
Congress has extolled the sanctity of the collective
bargaining process and made the promotion of collec-
tive bargaining a central legislative goal. To best
achieve this objective, Congress made management of
collective bargaining exclusively subject to federal
law. In that same spirit, Congress passed Section
203(0) of the FLSA, 29 U.S.C. §203(0) (‘Section
203(0)”), which specifically authomzes representa-
tives of labor and management, through collective
bargaining, to agree to forgo compensation for
clothes-changing time (“Clothes-Changing ‘Time’”)
that any law might otherwise require. Here, pursuant
to this statutory scheme, Petitioner Kraft Foods
Global, Inc., Oscar Mayer Foods Division (“Kraft”)
and its union, the United Food and Commercial
Workers Union, Local 538 (the “Union”) determined
more than 25 years ago that it was in their common
best interests to forgo such compensation in exchange
for higher employee wages and other perquisites. In

light of these facts, the question presented Is:

QUESTION PRESENTED — Continued

Where FLSA Section 203(0) specifically allows
unions and employers to resolve through their collec
tive bargaining agreements (“CBAs”) the issue of
whether Clothes-Changing Time must be compen
sated, can a state law or municipal ordinance inter-

fere with such agreements, or does federal law

preempt state laws and municipal ordinances that

would otherwise override such terms?

LIST OF PARTIES AND
RULE 29.6 STATEMENT

This is a petition (“Petition”) of a decision in a
suit brought as a class action by four named plaintiffs
(the “Named Plaintiffs”) on behalf of themselves and
a class of 782 members who have designated the
Named Plaintiffs and class counsel as their repre-
sentatives in this litigation. By this Petition, Kraft
challenges the order below as to the entire class.

The caption contains the names of all the
Named Plaintiffs as well as of the Petitioner.

Pursuant to Rule 29.6 of the Rules of this
Court, Petitioner states that Kraft Foods Global, Inc.

is a wholly-owned subsidiary of Kraft Foods, Inc.,

which is a publicly-held corporation.

TABLE OF CONTENTS

QUESTION PRESENTED.......0...0..0cc0ccc0ceeereeees

LIST OF PARTIES AND RULE 29.6 STATE-
MENT

TABLE OF CONTENTS .............4:

TABLE OF AUTHORITIES

PETITION FOR A WRIT OF CERTIORARI .

OPINIONS BELOW

Petr Sy pt, ae eon eee

STATUTORY PROVISIONS INVOLVED

I. Facts Material To The Question Presented ...

A. To Comply With Kraft’s Standards
And Applicable Law, Facility Workers
Wear Certain Clothing To Promote
Safety And Hygiene

For More Than 25 Years, Kraft And

The Union Have Agreed Through Col-

lective Bargaining That It Serves

5

Their Common Best Interests To Forgo

Compensation For Clothes-Changing
: 5

Time

Respondents Sue, Claiming That Wis-
consin Law Overrides The CBA’s Treat-
ment Of Clothes-Changing Time

TABLE OF CONTENTS — Continued
Page
D. The Courts Below Rule That States
And Municipalities May Override CBA
Provisions Regarding Clothes-Changing
Compensation
II. The District Court Properly Exercised
Federal Jurisdiction
REASONS FOR GRANTING THE PETITION ...
I. Review Is Warranted Because This Case
Presents A Question Of Exceptional Na-
tional Importance
A. For Decades, Congress Has Extolled
The Sanctity Of Collective Bargain-
ing And Directed That It Be Regu-
lated Exclusively By Federal Law
1. The NLRA
2. The LMRA
A hy ©” REI neat een owner ane
Congress Passed Section 203(0) To Al-
low Labor And Management To Re-

solve A Contentious Issue Through
Collective Bargaining

lL. Section 203(0)’s Legislative History
Shows That Congress’ Primary In-
tent Was To Defer To Collective
Bargaining

Section 203(0)’s Text Requires Def-
erence To Collective Bargaining

II.

VI

TABLE OF CONTENTS — Continued

Page

C. This Case Illustrates How Allowing
CBAs To Resolve The Issue Of
Clothes-Changing Compensation Fur-
thers All Parties’ Best Interests..........

Review Is Warranted Because The Deci-
sion Conflicts With This Court’s Prece-
dent And Misinterprets Federal Law.....

A. LMRA Section 301 Preempts State
Laws And Municipal Ordinances That
Override CBA Determinations Re-
garding Clothes-Changing Compen-
oe otc es aie eevdeanexduadoane

B. State Laws And Municipal Ordinances
That Override CBA Determinations
As To Clothes-Changing Time Are In
dependently Preempted Under The
Doctrine Of Conflict Preemption.........

C. The Garmon Doctrine Independently
Requires Preemption..............s.cecceeeeeee

D. The Seventh Circuit’s Reasons For
Avoiding Preemption Each Fail ..........

1. The Seventh Circuit Misinterpreted
Section 203(0)’s Relationship To
Other FLSA Sections ......................

2. The Seventh Circuit’s “Multiplier/
Multiplicand” Reasoning Cannot
Withstand Scrutiny ..........cccscscscceees

3. The Seventh Circuit’s Speed Limit
I NO a cs assccssusaxtesivsvacsacventes

24

.
—

26

30

34

TABLE OF CONTENTS — Continued

Page

This Court Should Grant This Peti-

tion To Reverse A Dangerous Prece-

dent And Provide Clear Direction On

This Vital Issue

l. If Left To Stand, The Decision Will
Nullify The Purpose Of Section
203(0)
If Left To Stand, The Decision Will
Undermine Workers’ Confidence
In Unions And The Collective Bar-
TONITE FIG vain ricnsesasscscuscsenccess
If Left To Stand, The Decision Will
Allow States And Municipalities

To Improperly Deprive Management

And Labor Representatives Of The
Benefit Of Their Bargains..............

If Left To Stand, The Decision Will
Open The Floodgates To Litigation
Tnat Congress Meant To Close.......

If Left To Stand, The Decision Will
Undermine The Portal-To-Portal

CEP UIE Gc bcnssccesciavesesersvexssans

APPENDICES

Spoerle v. Kraft Foods Global, Inc., 615 F.3d
427 (7th Cir. 2010)

43

TABLE OF CONTENTS

Continued

Page
Spoerle v. Kraft Foods Global, Inc., 626
F. Supp. 2d 713 (W.D. Wis. 2009) .... ..App. 9
Spoerle v. Kraft Foods Global, Inc., 527
F. Supp. 2d 860 (W.D. Wis. 2007) ... ..App. 2
29 U.S.C. §151 App. 59
29 U.S.C. §157 App. 61
29 U.S.C. §158(d) App. 61
29 U.S.C. $188 ..... .App. 63
29 U.S.C. §203(1) ..App. 64
29 U.S.C. §203(0)........ .App. 66
29 U.S.C. §206(a)(1).. .... App. 66
29 U.S.C. §207(a)(1), (2)... .. App. 67
29 U.S.C. §218(a)...... .. App. 68
Wis. Stat. $103.02............. .. App. 70
Wis. Stat. $108.08 q.csccoccesscevsscccces: ..App. 71
Wis. Admin. Code DWD §272.12........... .App. 73
Wis. Admin. Code DWD §274.03................::000. App. 74
Excerpts from House Debate on Amendments
to Fair Labor Standards Act dated April 10,
1979 (Statements of Reps. Herter, McConnell
a ira areas sat canananedsonenbeoteavenssadesins’ App. 75

Plaintiffs’ and Defendants’ Joint Proposed Stip-
App.

ulation of Facts and Conclusions of Law

TABLE OF AUTHORITIES

CASES

14 Penn Plaza LLC v. Pyett, 129 5. Ct. 1456
SND siesésesechasucnecentadeaneserae aE

Adames v. Executive Atrlines, Inc., 258 F.3d 7
eo £6 Be : : 5 ) ee

Allied Structural Steel Co. v. Spannaus, 438
Cee, Bee CE Pe Pe ckenccodectsccuns

Allis-Chalmers Corp. v. Lueck, 471 U.S. 202
ROO orescnveisstecescuecconsnsveeesienssannets aaennaennmn |

Anderson v. Cagle’s, Inc., 488 F.3d 945 (11th
Ee, SPENT D ncaccccdcvaddesedsuncessaacantaaaaee |

Anderson v. Yungkau, 329 U.S. 482 (1947)..

Atchley v. Heritage Cable Vision Assocs., 101
F.3d 495 (7th Cir. 1996) ..................

Barrentine v. Arkansas-Best Freight Sys., 450
U.S. 728 (1981)......

Bejil v. Ethicon, Inc., 269 F.3d 477 (5th Cir.
PO ED vocesecsesccaceveccisensnett \oketcuseksiousecebele aaa |

Bloate v. United States, 130 S. Ct. 1345 (2010).

Bonito Boats v. Thunder Craft Boats, Inc., 489
U.S. 141 (1989)............. sbSdapcducuaanacucese ;

Building and Trades Council (San Diego) v.

Garmon, 359 U.S. 236 (1959)....... eee 10, 32, 3:

Cannon v. Edgar, 33 F.3d 880 (7th Cir. 1994)..

Carbon Fuel Co. v. United Mine Workers of
Am., 444 U.S. 212 (1979)............

Page

2Q

TABLE OF AUTHORITIES — Continued

Page

Douglas v. Am. Info Te h ( orp ae i/7 F.2d 565

(7th Cir. 1989) 7
Fed Energy Admin { Algonquin S Nr. Ire

426 U.S. 548 (1976)
Fibreboard Paper Products Corp. v. NLRB, 379

U.S. 203 (1964) )
Franklin v. Kellogg Co., 619 F.3d 604 (6th Ci

2010).
Freightliner Corp. v. Myrw k, 514 U.S. 2380

(1995) 36
Geier v. American Honda Motor Co., Inc., 529

U.S. 861 (2000) 1G
Gozlon-Peretz v. United States, 498 U.S. 395

(1991)... 5
Hawatian Airlines v. Norris, 512 U.S. 246

(1994).... 9
Hill v. Florida, 325 U.S. 538 (1945) 50)
IBP. Inc. v. Alvarez, 546 U.S. 21 (2005) S
La. Pub. Serv. Comm'n v. F-C.C., 476 U.S. 355

;. \_ a ()
Lingle v. Norge Division of Magic Chef, In

486 U.S. 399 (1988)... 38. 39
Livadas v. Bradshaw. 512 U.S. 107 (1994) 0
Metro. Life Ins. Co. v. Massachusetts, 471 U.S

724 (1985) ()

TABLE OF AUTHORITIES — Continued

Mowry v. United Parcel Seri 115 Fk
(10th Cir. 2005)

N Yy. Tel Co i N Y. Dept Of Labor | +H)
519 (1979)

Pirant v. U.S. Postal Service, 542 F.3d 202 (7th
Cir. 2008)

Sepulveda v. Allen Family Foods, Inc., 591 F.3d
209 (4th Cir. 2009). cert. dented. 2010 WL
2420333 (Oct. 4. 2010) pa:

pamsters v. Lucas Flour Co
(1962)

Textile Workers v. Lincoln Mull

(1957)

United States v. Locke, 529 U.S. 89 (2000)

Wisconsin Dept. of Industry Labor and Human
Relations v. Gould, 475 U.S. 282 (1988) 10

rf EDERAI
28 U.S
28 U.S.C
20 3.
28

29

pa

Liii

THORITETIES (continued

Supreme Court Rule 10(

X11]

TABLE OF AUTHORITIES — Continued

Page
REGULATIONS
Wis. Admin. Code DWD §272.12.........000.... eee. 2, £0
Wis. Admin. Code DWD §274.03...............cc cece cece ee 2, 29
CONSTITUTIONAL PROVISIONS
US. Const, Art. Vi, Sh ...0.000csc0:. RY one eek 38
OTHER AUTHORITIES
96 Cong. Rec. 1143S (IDES) .......6.06cccccvecsceee, cons hb, Ae
See. TE. Tee 0 RUPEE Pos ck veccusscedesansucvevcocenscntenss 15
Be, BO, DOO, FM ee Ce Bink ccccccccavacccacascncesussscevevesvns 17
HLR. Rep. No. 81-1455 (1949)..........cccrsecsssncosvessesessvess 20
Joint Hearings on S. 2475 and H.R. 7200
Before The Comm. On Education And Labor,
United States Senate, And The Comm. On
Labor, H. of Rep., 75th Cong. 22 (1937)
(Statement of Robert H. Jackson).......... spa 15, 16
U.S. DOL, Wage & Hour Div., Adm. Interp. No.
DER Cents FG, FIN, esc dcns css vececsesevesvevievecssssssees 21
U.S. DOL, Wage & Hour Div., Adm. Op. Ltr.
No. FLSA2002-2 (June 6, 2002) ........0...0..0..... 20, 21

U.S. DOL, Wage & Hour Div., Adm. Op. Ltr.
No. FLSA2007-10 (May 14, 2007)....... Yl Fa. Si enee 21

PETITION FOR A WRIT OF CERTIORARI

Kraft respectfully petitions for a writ of certioran
to review the decision (“Decision”) of the United
States Court of Appeals for The Seventh Circuit
affirming the judgment by the United States District
Court for the Western District of Wisconsin (“District
Court”), which held that Kraft, pursuant to Wiscon-
sin’s minimum wage and overtime law, must pay
employees in Wisconsin for all Clothes-Changing
Time, despite having agreed with 1tts Union for more
than 25 years to forgo such compensation in exchange
for higher employee wages and other perquisites and
despite controlling federal law that preempts such

Wisconsin law.

OPINIONS BELOW

The Memorandum Opinion of the Seventh Cir-
cuit (Appendix (“A”) 1-8) is reported at 614 F2d 427
(7th Cir. 2010). The District Court Opinion and Order
dated June 17, 2009 is reported at 626 F. Supp. 2d
913 (W.D. Wis. 2009) (A9-28). The District Court's
Order denying Kraft’s motion for summary judgment
is published at 527 F. Supp. 2d 860 (W.D. Wis. 2007)
(A29-58).

JURISDICTION

The Seventh Circuit entered its Order on August
2, 2010. This Court has jurisdiction pursuant to 28
U.S.C. $1264.

STATUTORY PROVISIONS INVOLVED
(1) NLRA 87, 29 U.S.C. §151 (A59-60);

(2) 29 U.S.C. §157 (A61);
29 U.S.C. §158 (A61-63);
LMRA §301, 29 U.S.C. §185(a) (A63);
FLSA §$203(1), 29 U.S.C. §203() (A64-65);
FLSA §203(0), 29 U.S.C. §203(0) (A66);

FLSA §206(a)(1), 29 U.S.C. §206(a)(1)
(A66-67);

FLSA §207(a)(1), (2), 29 U.S.C. §207(a)(1),
2) (A67-68):

FLSA §218(a), 29 U.S.C. §218(a) (A68
69);

Wis. Stat. $103 (A70);
) Wis. Stat. §109.03 (A71-72

Wis. Admin. Code DWD $272.12 (A73);
and

(13) Wis. Admin. Code DWD §274.03 (A74).

- a _

3

STATEMENT OF THE CASE
Facts Material To The Question Presented.

Kraft operates a meat-processing plant in Madison,
Wisconsin (Kraft’s “Facility”). (Plaintiffs’ and Defen-
dants’ Joint Proposed Stipulation of Facts and Con
clusions of Law, A79-93, 41, A79). The Named
Plaintiffs represent a class of 782 of the Facility’s

hourly employees. (A82-83).

A. To Comply With Kraft’s Standards And
Applicable Law, Facility Workers Wear
Certain Clothing To Promote Safety
And Hygiene.

As a processor of food products, Kraft must
comply with certain U.S. federal regulations. In
addition, as an employer, Kraft must follow safety
and health regulations promulgated under the Occu
pational Safety & Health Act. Kraft has implemented
its own Sanitation Standard Operating Procedures
and uses Good Manufacturing Procedures to reduce
the likelihood of introducing contaminants to food

products and the manufacturing process. (A83). Kraft
additionally has its own safety policies which dictate

the articles that employees must wear in performing
their duties. (A83).

The only articles required by Kraft to be put on
before the work shift and taken off after that shift by
Respondents are captive footwear, such as_ shoe
rubbers; over-the-calf rubber boots or work boots; hair
nets; beard nets (if an employee has a_ beard);

hardhats or bump caps; and frocks or career clothing
(collectively, “Articles”). (A84-86).

B. For More Than 25 Years, Kraft And The
Union Have Agreed Through Collective
Bargaining That It Serves Their Com-
mon Best Interests To Forgo Compensa-
tion For Clothes-Changing Time.

In 1956, the Union and Kraft (or its predecessors)
began to expressly negotiate whether the Company
would compensate Respondents for time spent don-
ning and doffing Articles (“Clothes-Changing Com-
pensation”). The 1956 CBA added 12 minutes per day
for the time each employee spent changing clothes
incident to employment, which time would be added
to the employees’ daily work time (the “Clothes-
Changing Provision”). An_ essentially identical
Clothes-Changing Provision remained in each CBA
until 1985. (A90-91).

During negotiations in 1984, Kraft sought to
delete the CBA’s Clothes-Changing Provision, but the
Union rejected this proposal. (A90-91). After exten-
sive but failed negotiations, Kraft declared an im-
passe and implemented a wage reduction from
$10.69/hour to $8.25/hour. All other CBA provisions
remained intact, including the Clothes-Changing
Provision. (A91).

In early 1985 — after additional negotiations

Kraft proposed a wage increase up to $10.00/hour in

a |

return for a reduction in benefits, including elimina-
tion of the Clothes-Changing Provision. On May 12,
1985, the Union’s members ratified the proposal.
(A91).

Twice since then — in 1986 and 1989 — the Union
sought unsuccessfully to reinstate the Clothes-
Changing Provision. (A91). The Union otherwise has
not subsequently sought any Clothes-Changing Com-
pensation. Since 1985, Kraft has not paid Clothes-
Changing Compensation to its employees. (A91-92).

C. Respondents Sue, Claiming That Wis-
consin Law Overrides The CBA’s Treat-
ment Of Clothes-Changing Time.

Plaintiffs sued in the District Court on May 30,
2007, alleging that Kraft violated federal and state
law by failing to compensate them for Clothes-Changing
Time. They contended that Clothes-Changing Time con-
stituted “hours worked” under Wisconsin’s Wage and
Overtime Statutes, Wis. Stat. §8103.02 & 109.03, and
implementing regulations and required compensation
notwithstanding any contrary CBA provision.

In September 2007, Kraft moved for summary
judgment on several theories, including that Section
203(0) applied because the CBA expressly excluded
compensation for Clothes-Changing Time. Kraft spe-
cifically argued that federal law preempted Plaintiffs’

state law claims under several distinct theories.

6

D. The Courts Below Rule That States
And Municipalities May Override CBA
Provisions Regarding Clothes-Changing
Compensation.

Although Plaintiffs stipulated to all of Kraft’s
proposed findings in support of its motion for sum-
mary judgment, the District Court denied that mo-
tion. The District Court held that it could not
determine as a matter of law whether the Articles
were “clothes” for purposes of Section 203(0). Since it
was not certain that the federal statute applied, the
District Court concurrently found it could not address
preemption.

Thereafter, the parties completed discovery. Kraft
requested leave to submit a renewed motion for
summary judgment, but the District Court denied the
request.

The District Court granted Respondents’ motion
for class certification on May 6, 2008, and the parties
prepared for trial.

In Summer 2008, shortly before trial was to be-
gin, the parties entered mediation. In a resulting set-
tlement, the parties agreed to submit joint findings of

fact and legal briefing upon which the District Court
would decide the case. In addition, Kraft agreed to
limit its arguments regarding Respondents’ FLSA
claim to whether Section 203(0) applied and, if so, to
limit its arguments whether Respondents’ state law
claims were preempted by federal law. Kraft agreed

not to proceed on its other defenses in exchange for
Respondents’ agreement to limit their claim.

The parties then submitted stipulated joint find-
ings of fact on September 8, 2008. The District Court
approved the settlement on February 12, 2009, and
Kraft and Respondents cross-moved for judgment
based on stipulated facts.

The District Court again ruled in favor of Re-
spondents on June 17, 2C09, but on different grounds.
While the District Court noted that, since its initial
decision, the law had evolved regarding whether the
Articles were “clothes” for purposes of Section 203(0),
it determined that it “need not resolve” the applic-
ability of Section 203(0) because it had no preemptive
effect. (A20).

The District Court concluded that states and
municipalities have authority to “give workers more
rights than they would be entitled to under federal
law,” even where Section 203(0) expressly provides
that the CBA “shall” control the question of Clothes-
Changing Compensation.

Kraft timely appealed to the Seventh Circuit.
After briefing and argument, on August 2, 2010, in a
seven-page opinion that did not address Kraft’s
theories of preemption, the Seventh Circuit affirmed
the District Court and rejected the contention that
state or local law was preempted. (A1-8).

II. The District Court Properly Exercised
Federal Jurisdiction.

The District Court exercised jurisdiction under
28 U.S.C. §§1331 and 1337 for claims arising under
the FLSA. The District Court exercised jurisdiction
under 28 U.S.C. §1367(a) for the ancillary state

claims.

REASONS FOR GRANTING THE PETITION

Review Is Warranted Because This Case
Presents A Question Of Exceptional Na-
tional Importance.

In IBP. Inc. v. Alvarez, 546 U.S. 21 (2005), this
Court explained the “continuous workday rule” re-
quired employers to pay workers for all time spent
following the first principal activity of the day and
until the final principal activity of the day. In Alvarez,
the first principal activity was the donning of “in-
tegral and indispensable” safety gear, and the final
principal activity was the doffing of such gear. The
\luarez parties had specifically agreed that the
donning and doffing involved were principal activi-
ties. This Court did not address whether Section
203(0) applied to the donning or doffing, as neither
party raised the issue. Nor did this Court address
whether Section 203(0) preempts efforts by states

or municipalities to require Clothes-Changing Com-

pensation when, pursuant to that Section, unions
and employers by CBA have agreed to forgo such

compensation. Alvarez has since spawned hundreds
of cases disputing the scope of Section 203(0).

Although a number of federal appellate courts
have addressed the applicability of Section 203(0), the
preemption issue had not been addressed previously
before the Seventh Circuit issued its Decision in this
case. The preemption issue remains vitally im-
portant to American labor and management.

For more than 75 years, Congress has made it a
pillar of American labor policy to promote collective
bargaining, having concluded that it promotes em-
ployees’ standard of living, is fairest to employers and
employees and best allows labor and management to
resolve issues particular to their industry. Congress
has directed that the interpretation and administra-
tion of CBAs be subject exclusively to federal law.

In Section 203(0), in particular, Congress deter-
mined that it was best to defer to the determination
of individual unions and employers through their
CBAs as to how to resolve the contentious issue of
Clothes-Changing Compensation. Now, however, the
Decision establishes a dangerous precedent that
threatens to undermine these key federal goals by
allowing local laws to override settled collective
bargaining decisions, in direct conflict to what federal
law intends. This Court should grant Kraft’s Petition

' The Seventh Circuit recognized that the preemption issue

is one of first impression. (A5)

10

to provide clear guidance that such state and munic!
pal intrusions are preempted. Indeed, preemption is
required under several independent doctrines, includ-
ing Section 301 of the LMRA, 29 U.S.C. §185, the
doctrine of conflict preemption and the doctrine of
preemption established by Building and Trades
Council (San Diego) v. Garmon, 359 U.S. 236 (1959)
(“Garmon”), including this Court’s decision applying
the Garmon doctrine under similar circumstances in
Wisconsin Dept. of Industry Labor and Human Rela
tions v. Gould, 475 U.S. 282 (1988) (“Gould”).

If left to stand, the Decision will undermine the
very collective bargaining process Congress intended
to protect and cause other harms that Congress

sought to avoid.’

For these reasons, this Petition amply satisfies
Supreme Court Rule 10(c), as it presents a matter
where a United States Court of Appeals has both
“decided an important question of federal law that
has not been, but should be settled by this Court,”

and “has decided an important federal question in a

* This Court’s denial of the petition for certiorari filed in
Sepulveda v. Allen Family Foods, Inc., 591 F.3d 209, 217 (4th
Cir. 2009), cert. denied, 2010 WL 2420333 (Oct. 4, 2010) (“Sepul
veda”), does not detract from the merits of Kraft’s Petition
Sepulveda determined that donning and doffing protective or
safety gear constitutes “changing clothes” for purposes of Section
203(o), a question entirely distinct from the preemption issues
raised here

lL]

way that conflicts with relevant decisions of thi
Court.” S. Ct. Rule 10(c)

A. For Decades, Congress Has Extolled
The Sanctity Of Collective Bargaining
And Directed That It Be Regulated
¢xclusively By Federal Law.

1. The NLRA

In passing the NLRA, Congress determined that
collective bargaining “safeguards commerce from
injury” and declared it to be national policy to
“encouragle] the practice and procedure of collective

bargaining.” 29 U.S.C. §151. That section provides

Kxperience has proved that protection by law
of the right of employees to organize and
bargain collectively safeguards commerce
from injury, impairment, or interruption, and
promotes the flow of commerce by removing
certain recognized sources of industrial strife
and unrest, by encouraging practices funda
mental to the friendly adjustment of indus
trial disputes arising out of differences as to
wages, hours, or other working conditions
and by restoring equality of bargaining powe1
between employers and employee:

[It is hereby declared to be the policy of the
United States to eliminate the causes of cer
tain substantial obstructions to the free flow
of commerce and to mitigate and eliminate

these obstructions when they have occurred

by encouraging the practice and procedure of
collective bargaining and by protecting the
exercise of workers of full freedom of associa
tion, self-organization, and designation of
representatives of their own choosing, for the
purpose of negotiating the terms and cond
tions of their employment or other mutual!

aid or protection

‘Lo imple ment that policy, Congre mandated
that employees “shall” have the right to organize and

collectively bargain. NLRA Section 7 provide

mployees ‘hall have the

organization, to form, jo! or assist labor

organizations, to bargain collectively through

representatives of their own choosing, and
to engage in other concerted activities fo
the purpo: Cc of collective bargain nyY OT othe T

mutual aid or protection
Q157/

In interpreting the NLRA thu
acknowledged Congress’ desire to allow matters of
vital concern to labor and management to be resolved
through collective bargaining. E.g., fibreboard Paper
Products Corp v. NLRB, 379 U.S. 203, 211 (1964)
(“To hold, as the Board has done, that contracting out
is a mandatory subject of collective bargaining would
promote the fundamental purpose of the Act by bring
ing a problem of vital concern to labor and manag
ment within the framework established by Congre

as most conducive to industrial peace.”). This Court

reatlirmed recently mn Jif frenn Pla. I LLC { Pvyeilt
129 S.Ct. 1456, 1464-65 (2009). that CBA term
should be honored unless they violate a federal stat

ute. That decision reaflirmed the deference piven te

(CBA

2. The LMRA

In 1947, Congre passed the haft-Llartley
Act, later codified as the LMRA. Convre therein
amended the NLRA to restrict certain union activiti
and to guarantee freedom of speech and conduct for
employers and individual employee Significantly
not only did Congre leave intact the NLRA’s com
mitment to collective bargaining, it provided a statu
tory framework for conducting collective bargaining
in Section &(d), now codified at 29 U.S.C. 8158. That

Droy ide ;

} ceriormancs

l'}o bargain col ectively 1 Live

|
of the mutual obligation of the employer and
the representative of the employe Lo meet

at reasonable times and confer in vood faith

with respect to wages, hours and other term
and condition of employment but uch
obligation does not compel either party to
agree lo a propo al or re quire the making of
a concession

ld Section lps al oO set lortn procedure thata it ity

Loa (CCBA must follow hefore it may modify mw vermi

nate the contract ld

14

This Court has recognized that the LMRA em-
bodies a policy of deferring to collective bargaining

decisions:

[o]ne policy of particular importance — if not
the overriding one — was the policy of free,
collective bargaining. And to make crystal
clear the intention to leave the parties en-
tirely free of any Government compulsion to
agree to a proposal, or even reach an agree-
ment, Congress added section 8(d) defining
‘to bargain collectively’ as ‘not [to] compel
either party to agree to a proposal or require
the making of a concession.’ 29 U.S.C.
§158(d). It follows that the parties’ agreement
primarily determines their relationship. If
the parties’ agreement specifically resolves a
particular issue, the courts cannot substitute
a different resolution.

Carbon Fuel Co. v. United Mine Workers of Am., 444
U.S. 212, 218 (1979) (citations omitted; emphasis
added).

3. The FLSA

The FLSA’s history is consistent with Congress’

commitment to collective bargaining. Congress
passed the FLSA against the backdrop of the Depres-
sion, with the intent of protecting workers who were

unable to organize. It sought to provide a minimum
standard of living for all workers by providing a floor
for hourly wages, qualification for overtime, and age
of employability (to avoid child labor). Beyond these

15

discrete issues, Congress did not intend to interfere
with collective bargaining, much less to permit state
or municipal interference.

In calling for the legislation that would eventual-
ly become the FLSA, President Roosevelt emphasized
his concern about the “exploitation of unorganized
labor.” His recommendation more fully provides:

All but the hopelessly reactionary will agree
that to preserve our primary resources of
man power, Government must have some con

trol over maximum hours, minimum wages,
the evil of child labor, and the explottation of
unorganized labor.

H.R. Doc. No. 75-255, at 2 (1937) (emphasis added).

That the FLSA was meant to support collective
bargaining was further evident from a debate be-
tween two future Supreme Court Justices, then-
United States Attorney General Robert H. Jackson
and then-Labor Committee Chairman Hugo L. Black.
Attorney General Jackson affirmed that the FLSA
“gives effect to collective bargaining, as I understand
it. I do not think you are in any danger of collective
bargaining reaching a wage below the minimum.”
Bills To Provide For The Establishment Of Fair Labor
Standards In Employments In And Affecting Inter-
state Commerce And For Other Purposes: Joint Hear-
ing on S. 2475 and H.R. 7200 Before The Comm. On
Education And Labor United States Senate And The
Comm. On Labor H. of Rep., 75th Cong. 22 (1937)
(Statement of Robert H. Jackson).

16

Other witnesses before Congress echoed that the
best way to ensure a minimum quality of life for all
workers was through collective bargaining, but
acknowledged that many workers lacked access to
this protection.

Some observers have mentioned that all this
could and should be done by organized labor
unions. ... It might be a very fine thing if all
of our 43,000,000 wage earners were mem-
bers of well organized and intelligently led
unions. No doubt at some very distant time
this or something near it may exist. But it
will take many years to organize into well-
administered unions the great body of wage
earners in the United States. We cannot de-
lay for that many years.

Id. at 97 (Statement of Robert Johnson).

As Congress debated the legislation, President
Roosevelt told both Houses that, once a floor of ac-
ceptable wages and hours was established, it was best
to leave the negotiation for better terms to the collec-
tive bargaining process:

No reasonable person seeks a complete uni-
formity in wages in every part of the United
States; nor does any reasonable person seek
an immediate and drastic change from the
lowest paid to the highest paid. We are seek-
ing, of course, only legislation to end starva-
tion wages and intolerable hours; more

17

desirable wages are and should continue to
be the product of collective bargaining.

H.R. Doc. No. 75-458 at 4 (1938) (emphasis added).

B. Congress Passed Section 203(0) To Al-
low Labor And Management To Re-
solve A Contentious Issue Through
Collective Bargaining.

1. Section 203(0)’s Legislative History
Shows That Congress’ Primary In-
tent Was To Defer To Collective
Bargaining.

Congress enacted Section 203(0) in 1949 as an
amendment to the 1947 Portal-to-Portal Act, 29
U.S.C. §254(a)(2) (“PPA”). Section 203(0)’s legislative
history leaves no doubt that Congress intended to
allow labor and management representatives to

resolve through collective bargaining what otherwise
could be a particularly contentious issue — Clothes-
Changing Compensation — and, where collective
bargaining resolved that issue, to protect that deter-

mination from governmental interference.

Section 203(0) arose in response to an ambiguity
in the PPA regarding whether Congress intended to
allow employers and employees to contract for
Clothes-Changing Compensation. Between 1947-49,
that ambiguity resulted in claims on behalf of indus-
trial employers that, by some reports, exceeded $1
billion. See Sepulveda, 591 F.3d at 217.

18

To resolve this ambiguity, Representative Chris-
tian Herter introduced the amendment that later
became Section 203(0). He explained that the
amendment was “offered for the purpose of avoiding
another series of incidents which led to the Portal-To-
Portal Legislation.” 95 Cong. Rec. 11433 (1949)
(statement of Rep. Herter) (included A75-78). He
further observed that unions and employers in differ-
ent industries had reached diverse outcomes as to
whether Clothes-Changing Time was compensable
and that the matter was best left to individual CBAs:

In some of those collective-bargaining agree-
ments the time taken to change clothes .. . is
considered part of the working day. In other
collective-bargaining agreements, it is not so
considered. But, in either case, the matter
has been carefully threshed out between the
employer and the employee and apparently
both are completely satisfied with respect to
their bargaining agreements.

Id. (A76).

Representative Herter specifically noted his de-
sire to prevent federal Department of Labor (“DOL”)
officials from overriding a CBA that had settled this

issue:

The difficulty, however, is that suddenly
some representative of the Department of
Labor may step into one of those industries
and say, “You have reached a _ collective-
bargaining agreement which we do not ap-
prove. Hence, the employer must pay for

19

back years the time which everybody had
considered was excluded as a part of the
working day.” That situation may arise at
any moment. This amendment is offered
merely to prevent such a situation arising
and to give sanctity once again to the collec-
tive-bargaining agreements as being a deter-
mining factor in finally adjudicating that
type of arrangement.

Id. (emphasis added) (A76). See Fed. Energy Admin v.
Algonquin SNG, Inc., 426 U.S. 548, 546 (1976) (hold-
ing that “a statement of one of |a statute’s) sponsors

deserves to be accorded substantial weight in
interpreting th[at] statute”).

Before proceeding to a vote and in responding to
another representative’s question, Representative
Herter confirmed his understanding that both labor
and management desired the amendment. 95 Cong.
Rec. 11433 (1949) (Statements of Reps. Lucas and
Herter) (A77). The House then approved the Amend-
ment.

A Conference Report reinforced that Section
203(0) was intended to amend the phrase “hours
worked” throughout the FLSA once Clothes-Changing
Compensation had been resolved by a CBA, stating:

for the purposes of mintmum wage and max-
imum hours provisions of the Act, there
would be excluded from “hours worked” any
time spent by the employee which was ex-
cluded from measured working time under a
bona fide collective bargaining agreement

20

applicable to him or custom or practice
thereunder. A conference agreement limits
this exclusion to time spent by the employee
in changing clothes and cleaning his person
at the beginning or at the end of each work
day.

H.R. Rep. No. 81-1453, at 16 (1949) (emphasis added).

As the Sepulveda court recognized, Section 203(0)
represents a judgment that leaving this issue to the

CBA process is in employees’ best interests: “Like the
Portal-To-Portal Act, Section 203(0) reflects Con-
gress’s intention to give private parties greater dis-
cretion to define the outer limits of the workday.” 591
F.3d at 218.

Relying on a 2002 DOL opinion letter, the Sepul-
veda court held:

And Congress has concluded that employees
would be better off if this issue were subject
to collective bargaining. For, “[iJt would dis-
serve the workers the Fair Labor Standards
Act it meant to protect if employers who wish
to introduce ... more protective gear in the
workplace and knew that in doing so, they
would lose their ability to bargain with their
union over the compensability of donning
and doffing protective gear.” Fair Labor
Standards Act, U.S. Dept. of Labor, Wage &
Hour Div. Advisory Op. Ltr. No. FLSA2002-2

21
(June 6, 2002).° This sort of disincentive to
workplace safety is not one that courts
should casually introduce, especially in the
face of a clear and contrary congressional
mandate by section 203(0).

2. Section 203(0)’s Text Requires Def-
erence To Collective Bargaining.

Section 203(0)’s text reinforces Congress’ inten-
tion to defer to CBAs concerning Clothes-Changing

Compensation. Section 203(0) is set forth in the

FLSA’s definitions section and provides:

* In the 2002 opinion letter, the DOL noted that Congress
passed §203(0) to “give a measure of deference on [Clothes-
Changing Compensation] to the agreements and judgment
shared by companies and their employees’ designated represent-
atives.” U.S. DOL, Wage & Hour Div., Adm. Op. Ltr. No.
FLSA2002-2 at 3 (June 6, 2002). This was reaffirmed in 2007.
U.S. DOL, Wage & Hour Div. Adm. Op. Ltr. FLSA2007-10 (May
14, 2007). However, the DOL has changed its position a number
of times in recent years as to what “changing clothes” means for
purposes of Section 203(0), an issue not presented in this
Petition. On June 16, 2010, the DOL reverted to a position
articulated in 1997 and 2001 — that Section 203(0) does not
exempt protective gear that is required by law, the employer or
the nature of the job. U.S. DOL, Wage & Hour Div., Adm. Interp.
No. 2010-2 (June 16, 2010). This vacillation shows how volatile
and contentious Section 203(o0) is and highlights that a danger-
ous by-product of the Decision will be to spur a new generation
of litigation over whether state law or municipal ordinances
supplant Section 203(0).

y

a hd

As used in this Chapter —

(o) Hours Worked. — In determining for the
purposes of sections 206 and 207 of this title
the hours for which an employee is employed,
there shall be excluded any time spent in
changing clothes or washing at the beginning
or end of each workday which was excluded
from measured working time during the
week involved by the express terms of or by
custom or practice under a bona fide collec-
tive-bargaining agreement applicable to the
particular employee.

29 U.S.C. §203(0) (emphasis added) (A65). Section
203(0) admits of no exception for any law, whether
state or federal.

Congress’ use of the phrase “shall be excluded”
shows its specific intent that this issue not be subject
to limitation or override by courts or governmental
officials. E.g., Anderson v. Yungkau, 329 U.S. 482, 485
(1947) (“shall” is ordinarily “the language of com-
mand”) (citation omitted). In its Decision, however,
the Seventh Circuit did not address the import of
Congress’ use of this “language of command” in
Section 203(0). Yet, Congress’ forceful command that
CBA decisions as to Clothes-Changing Compensation
be protected from governmental interference is plain-
ly undermined if every state and municipal govern-
ment may freely override such CBA determinations —
the effect of the Decision here.

The language that introduces Section 203 — “As

used in this Chapter” — shows that each subsection of

23

Section 203 applies for purposes of construing all
other FLSA provisions. Therefore, Section 203(o)
modifies the definition of “hours worked” throughout
the FLSA when a CBA has addressed Clothes-
Changing Compensation by carving out Clothes-
Changing Time from what is counted in determining
“hours worked.” See Franklin v. Kellogg Co., 619 F.3d
604, 611 (6th Cir. 2010) (noting that the “majority of
our sister circuits” interpret Section 203(0) not as an
exemption from the FLSA,* “but as an exclusion from
the definition of work”).

Moreover, most other provisions of the FLSA set
forth federal minimum standards as to wages, over-
time or age of employability. See, e.g., 29 U.S.C. §206
(minimum wage) (A66); 29 U.S.C. §207(a) (“not longer
than” or “in excess of” as to overtime) (A67-68); 29
U.S.C. §203(1) (minimum age requirements) (A64-65).
Each such provision anticipates that higher state
minimums serve Congress’ intent of providing for a
better standard of living. By contrast, Section 203(o0)
does not attempt to set a federal floor that state and
local governments may exceed. Instead, it excludes an
issue from governmental regulation in its entirety.
This reflects Congress’ determination that employees
and employers alike best prosper if the issue of
Clothes-Changing Compensation is protected from

* Exemptions are set forth in FLSA Section 213, 29 U.S.C
§213.

24

governmental interference once it is resolved by
collective bargaining.

C. This Case Illustrates How Allowing
CBAs To Resolve The Issue Of Clothes-
Changing Compensation Furthers All
Parties’ Best Interests.

This case illustrates the wisdom of Congress’
belief that allowing issues to be resolved through
collective bargaining best promotes workers’ inter-
ests. Workers at Kraft’s Facility agreed to forgo 12
minutes per day of Clothes-Changing Compensation
in exchange for increased wages for every hour of
their workday, resulting in compensation that is well
above both the federal and Wisconsin’s minimum
wage. Kraft’s employees have repeatedly reaffirmed
the CBA’s treatment of Clothes-Changing Compensa
tion for more than 25 years.

A survey of the judicial landscape shows that one
of the most litigated issues in American labor law is
whether an article is “clothing” for purposes of Sec
tion 203(0). Hundreds of lower courts have faced this
question. As noted above, the DOL has vacillated on
this issue and failed to provide clear guidance.

Section 203(0)’s applicability was at issue in this
case as originally filed. However, because subsequent
Seventh Circuit precedent left no doubt that the
Articles were within Section 203(0), see Pirant v.
U.S. Postal Service, 542 F.3d 202, 208 (7th Cir. 2008),
this Petition does not present any question of what

constitutes “clothing” under Section 203(0). Like the
Seventh Circuit, other courts have taken an expan
sive view of clothing for this purpose. See, e.g., Ander
son v. Cagle’s, Inc., 488 F.3d 945 (11th Cir. 2007); Bejil
269 F.3d 477 (5th Cir. 2001) (each

deferring to CBA’s definition of what constituted

v. Ethicon, Inc.,
“clothing”). Many cases questioning the scope of
Section 203(0), however, continue to proceed. If Rep
resentative Herter was concerned about $1 billion in
claims at the time Section 203(0) was passed, the
amounts at issue in today’s lawsuits are truly stag

ver) cy
gering

Parties’ willingness to litigate this issue show
how important it 1s, and makes it especially im
portant to defer to Congress’ desire to allow union
and employers to agree on ways to resolve this issue

apart from costly lawsuits

Il. Review Is Warranted Because The Deci-
sion Conflicts With This Court’s Prece-
dent And Misinterprets Federal Law.

In enacting the major pieces of ‘Twentieth Century
labor legislation, Congress intended to protect collec
tive bargaining through a uniform body of federal!
law. Recognizing this history, this Court has repeat
edly held state laws that interfere with such national
uniformity are preempted. Here, the language and
history of Section 203(0) makes preemption of incon

sistent local laws particularly necessary. Neverthe

less, in what was merely a seven-page opinion, the

Decision below nevel adare ed any *) Kral

emption theone it improperly disregarded

independ nt ba for federal pre mption

LMRA Section 301 Preempts State
Laws And Municipal Ordinances That
Override CBA Determinations Regard
ing Clothes-Changing Compensation.

ection JO] state

Suits for violation of contracts between an
employer and labor organization represent
ing employees in the industry allecting
commerce may be brought in any district
court of the United States having jur! diction

of the partie

VAs, [) S.C ~185(a) (A63) In lextile Worke) Lanes

Mills, 353 U.S. 448 (1957) this Court ruled that the

Section 301 case =a

substantive law to apply in

federal law. which the courts must fashion from a

) ld al ADb A ) tn

policy of our national labor law
authorizes federal court

(Court stated, “|Section 301] |
to fashion a hody of federal law tor the enforcement ol
Id. at 451
(his body of federal law, consistent with the NLRB
uniform inter

these collective bargaining agreement

administration of labor policy, ensure

pretation of such labor contracts and promotes peac

labor di! puls ld

able resolution of legitimate

ihe dimensions ol ecto!

conclusion that substant

eral labor law must be

Vi principle | «*()

par mount f LI

area covered by the statute [so that] | ui‘

raised in suits of a kind ce

‘O] lare to he decided Act

( rt Qt 1¢ deral labor poli

Id. at 103. This Court conch

Section] 340) | ( {)T rf mn na
labor flaw uniformly to preval!
rules.” Id. at 104

In Vil ( hal) ey { a

1985). thi Court ruled “the u

uniformity and predictability

tion extended not merely to law

f collective bargaining but o

meaning of CIA terms. /d. at

Other court nave hneld that Lhe preempt f ri

*) federal law extends be yond

Lo any “impli d rivhts” created
the hop which Implement Hi)

}

of the avyreement.” Dougia
© ai 2d N65 YW A (7th (i
Sleelworker { Warrior A Citi

US »/4 »/9-B0 1Y60)) hve

ha held that if itt rece ary

or implied term f a CBA

vered Dy ect

ording to the

ded |

ead doctrine tf fed
i t) I { iL if
/ } 17)
Lerest Mn wlerpre

required that preen
affecting the pre

aL that npacted
l}

xXpre CBA prov!

by the “common lav

qd turn he t hye conte

Vreri lrifo lec} (
14YRY quoting {/)
| Navipattor (

mn the Seventh ¢

Dd

completely preempted by [Section] 301.” Atchley v
Heritage Cable Vision Assocs., 101 F.3d 495, 499 (7th
Cir. 1996).

Here one must interpret the CBA to determine
whether the issue of Clothes-Changing Compensation
has been resolved “by express terms of or by custom
or similar practice under a bona fide collective bar-
gaining agreement.” 29 U.S.C. §203(0). Moreover, one
must consult that CBA to know what articles consti-
tute “clothes” as to that issue.

Further, application of Wisconsin law as _ to

Clothes-Changing Compensation leads to a different

result under state law than under federal law on a
key issue identified by Congress. Thus, in Wisconsin,
if the Decision below is correct, Kraft and its Union
may not agree to forgo Clothes-Changing Compensa-
tion through their CBA. In other states, however,
Section 203(0) will continue to govern. Thus, uni-
formity is impossible. The workers at the Wisconsin
‘acility may re-eive Clothes-Changing Compensa-
tion, while Oscar Mayer employees in a different
state, e.g., Iowa, with an identical CBA, may not
receive such compensation for donning and doffing

the same Articles.

Independent from the CBA’s treatment of
Clothes-Changing Compensation, a court would have
to consult the CBA to determine how properly to
apply Wisconsin law, making Section 301 preemption
still applicable. Wisconsin wage laws create a right to

overtime pay for “hours worked in excess of 40 hours

29

per week” at “time and one-half the regular rate of
pay.” Wis. Admin. Code DWD §274.03 (A74). Deter-
mining the number of “hours worked” under Wiscon-
sin law requires interpreting the CBA to address even
less controversial elements of what constitutes a
compensable hour. Wisconsin administrative regula-
tions define “hours worked,” Wis. Admin. Code DWD
§272.12 (A73), which is not always the same as the
time for which employees receive compensation under
a CBA. Indeed, the current CBA between Kraft and
the Union compensates employees for time that
would not necessarily constitute “hours worked”
under Wisconsin law, such as sick time, extra hours
for unscheduled call-in work, vacations and holidays.
Where, as here, a CBA’s terms govern an employee's
“hours worked” per week, courts have found that
Section 301 preempts state law claims. See Mowry v.
United Parcel Serv., 415 F.3d 1149, 1157 (10th Cir.
2005) (preempting state wage claim under Section
301 because determining whether plaintiff was

underpaid required review of CBA terms).

Numerous courts have reached the same _ conclusion
regarding preemption of state wage laws under the Railway
Labor Act, which is persuasive because the standard for preemp-
tion is virtually identical to Section 301’s. Hawaiian Airlines v
Norris, 512 U.S. 246 (1994). See, e.g., Adames v. Executive
Airlines, Inc., 258 F.3d 7, 13 (1st Cir. 2001) (overtime claim

preempted because determination of hours “worked” and

effective hourly wages requires interpretation of CBA).

30

State Laws And Municipal Ordinances
That Override CBA Determinations As
To Clothes-Changing Time Are Inde-
pendently Preempted Under The Doc-
trine Of Conflict Preemption.

As this Court has noted repeatedly (and the
Supremacy Clause of the United States Constitution
lemands), “[p]re-emption occurs when Congress, in
enacting a federal statute, expresses a clear intent to
preempt state law, ... where there is implicit in
federal !aw a barrier to state regulation, ... or where
the state law stands as an obstacle to the accom-
plishment and execution of the full objectives of
Congress.” La. Pub. Serv. Comm’n v. F-C.C., 476 U.S.
355, 368-69 (1986) (emphasis added).

‘“{[]n any pre-emption analysis, the purpose of

Congress is the ultimate touchstone.” Metro. Life Ins.
Co. v. Massachusetts, 471 U.S. 724, 738, 747 (1985)
(internal quotation and alteration omitted). In cases

involving preemption issues, a court’s duty is to
“decide if a state rule conflicts with or otherwise
stands as an obstacle to the accomplishment and
execution of the full purposes and objectives of the
federal law.” Livadas v. Bradshaw, 512 U.S. 107, 120,
131-32 (1994) (internal quotation omitted). See also
Hill v. Florida, 325 U.S. 538, 543 (1945) (finding state
licensing provision conflicted with NLRA provision
allowing employees to select their own bargaining

agents and to pass upon their qualifications).

31

Moreover, when application of state law would
restrict the exercise of rights guaranteed by federal
law or undermine the purpose of such law, the conflict
is resolved in favor of federal law. N.Y. Tel. Co. v. NY.
Dept. of Labor, 440 U.S. 519, 529 (1979).

In passing Section 203(0), Congress indisputably
wanted to let the matter of Clothes-Changing Com-
pensation be “carefully threshed out between the
employer and the employee.” It wanted to “prevent
such a situation” where a CBA could be overridden
years later resulting in an employer having to pay
back wages for “time which everybody had considered
was excluded as a part of the working day.” It wanted
to give “sanctity once again to the _ collective-
bargaining agreements as being a determining factor
in finally adjudicating that type of arrangement.”
Implementing these areas, Congress mandated that
Clothes-Changing Time “shall be excluded” from
hours worked when a CBA so provides. 29 U.S.C.
§203(0).

Now, if the Decision stands, what “everybody had
considered to be excluded as a part of the working
day” instead will be deemed to be included. A gov-
ernmental official will be able to override a CBA. The
“sanctity” of the CBA will not be respected. Clothes-
Changing Time will not be excluded from hours
worked, despite Section 203(0)’s mandate. The direct
conflict is manifest.

‘

In this instance, Kraft and the Union “collective

ly bargained in good faith and agreed” in exchange for
y B Ss 5 5
other concessions — including a higher hourly wage

32

that the minimal time employees spent in changing
clothes would be excluded from “hours worked,” as
expressly authorized by Section §203(0). Respondents’
state law claims are preempted because they other-
wise deny this express right under federal law, result-
ing in direct and unlawful state interference with
Congress’ express purpose in passing Section 203(o).

|

The Garmon Doctrine Independently
Requires Preemption.

In Garmon, this Court established that “[wJhen it
is clear or may fairly be assumed that the activities
which a State purports to regulate are protected by
[NLRA §7], or constitute an unfair labor practice
under §8, due regard for the federal enactment re-
quires that state jurisdiction must yield.” 359 U.S. at
244. Garmon emphasized that potential rather than

actual, conflict is enough to require preemption. /d. at
246. If conduct “is arguably within the compass of $7
or $8 of the [NLRA], the State’s jurisdiction is dis-
placed.” /d.

As this Court later explained in N.Y. Telephone,

Congress’

overriding interest in a uniform, nationwide
interpretation of the federal statute by the
centralized expert agency created by Con-
gress [the National Labor Relations Board]
not only demands that the NLRB’s primary
jurisdiction be protected, it also forecloses
overlapping state enforcement of the pro-
hibitions in §8 of the Act, as well as state

33

interference with the exercise of mghts pro-
tected by §7 of the Act.

440 U.S. at 528 (internal citations omitted).

Both NLRA Sections 7 and 8 concern collective
bargaining between employers and union representa-
tives. See 29 U.S.C. §§157, 158. States may not in-
vade this bargaining process. Cannon v. Edgar, 33
F.3d &80, 884 (7th Cir. 1994) (noting that the NLRA
does not permit “direct intrusion by the state into the
collective bargaining process’).

In Gould, this Court held that Garmon pre-
empted a Wisconsin statute that provided an addi-
tional remedy to that authorized by the NLRB. 475
U.S. 282. The Wisconsin statute had proscribed state
procurement of products manufactured or sold by
repeated violators of the NLRA even though the
NLRB authorized no such remedy. Thus, Wisconsin
suspended respondent from future state procurement
opportunities after its various divisions were named
in four NLRB enforcement orders, all outside of
Wisconsin. The same District Court judge as here found
the Wisconsin law to be preempted, and the Seventh
Circuit agreed. The Supreme Court affirmed, stating:

The Garmon rule prevents States not only
from setting forth standards of conduct in-
consistent with the substantive require-
ments of the NLRA, but also from providing
their own regulatory or judicial remedies for
conduct prohibited or arguably prohibited by
the Act. See 359 U.S., at 247. The rule is de-
signed to prevent ‘conflict in its broadest
sense’ with the ‘complex and interrelated

34

federai scheme of law, remedy and admin-
istration,’ id., at 243, and this Court has rec-
ognized that ‘{clonflict in technique can be
fully as disruptive to the system Congress
erected as conflict in overt policy.’ Motor
Coach Employees v. Lockridge, 403 U.S. 274
(1971).

Id. at 276. Similarly, Wisconsin law here may be
viewed as adding a remedy ~— the inclusion of Clothes-
Changing Time as part of a compensable hour — under
circumstances where federal law has authorized
parties to a CBA to exclude that remedy.

D. The Seventh Circuit’s Reasons For
Avoiding Preemption Each Fail.

By misapplying Section 203(0) and other FLSA
Sections, the Seventh Circuit improperly avoided the
preemption issue and — on an issue of first impression
- established a precedent that is directly contrary to

what Congress intended and public policy requires,

showing that Supreme Court Rule 10(c)’s criteria are
satisfied here.

1. The Seventh Circuit Misinterpreted
Section 203(0)’s Relationship To
Other FLSA Sections.

The Seventh Circuit read the reference to FLSA
Sections 206 and 207 in the opening clause of Section
203(0) to suggest that Section 203(0) is limited to “rules
of federal law.” It concluded from this that “[s|tates

are free to set higher hourly wages or shorter periods

before overtime pay comes due.” (A5).° Yet, that

freedom does not permit states to override CBA
provisions entered into pursuant to Section 203(0).
Where a CBA addresses Clothes-Changing Time,
Section 203(0) excludes this from what states may
consider as an hour for purposes of wage or overtime

laws.

The Seventh Circuit also based its Decision on
Section 218(a), which allows States to set higher
hourly wages or shorter periods before overtime pay
becomes due. In Section 218(a), Congress specifically
authorized states to implement higher minimum
wages than federal minimums and to set lower max-
imum hours worked than federal law set before
overtime pay was required. It concluded from this
that “[nJothing in Section 203(0) limits the operation
of §218(a),” (A5), but this reasoning has it backwards.
Section 218 makes no reference to clothes changing
nor limits Section 203(0) in any way. The specific
statute — here Section 203(0) — controls over the more
yeneral provisions of Section 218(a). See Gozlon-
Peretz v. United States, 498 U.S. 395, 407 (1991). As
this Court recently reiterated, “general language of a
statutory provision, although broad enough to include
it, will not be held to apply to a matter specifically
dealt with in another part of the same enactment.”

* Nothing in Wisconsin law specifically addresses Clothes-
Changing Time or expressly requires an employer to compensate
for it. The Seventh Circuit just read the absence of any state
analogy to Section 203(0) to require this result

36

Bloate v. United States, 130 S. Ct. 1345, 1354 (2010)
(quoting D. Ginsberg & Sons, Inc. v. Popkin, 285 U.S.
204, 208 (1932>).

If Clothes-Changing Time is carved out from

”

“hours worked” (as it would be elsewhere in the
FLSA), Section 218(a) remains viable as a savings
clause. States may still set lower hours for overtime
but cannot include in these hours the discrete subject
areas that federal law has withdrawn. So, for
instance, if federal law has a 35-hour minimum
overtime requirement, Wisconsin may set a 30-hour
requirement. But for purposes of both laws, Clothes-
Changing Time must be excluded if a CBA so pro-

vides.

A savings clause such as Section 218(a) should
not be read so that it undermines the legislative
purpose of a substantive statutory provision. This
Court has repeatedly “decline[d] to give broad effect
to savings clauses where doing so would upset the
careful regulatory scheme established by federal law.”
United States v. Locke, 529 U.S. 89, 106 (2000).

Nor will the presence of a savings clause preclude
the application of conflict preemption to preempt
state law that conflicts with a federal statute. See
Geier v. American Honda Motor Co., Inc., 529 U.S.
861, 886 (2000); Freightliner Corp. v. Myrick, 514
U.S. 280, 288 (1995) (District of Columbia tort law
that conflicted with federal statute preempted, de-

spite savings clause). Section 218 does not provide a

37

license for states to override a CBA where a federal

regulator may not.

2. The Seventh Circuit’s “Multiplier/
Multiplicand” Reasoning Cannot
Withstand Scrutiny.

The Seventh Circuit also reasoned, in error, that
because unions and employers may not contract
around state and local wage minimums in their
CBAs, they likewise cannot contract around state
requirements as to hour limits. Thus, the Seventh
Circuit held “[iJt would be senseless to say that a
state may control the multiplicand but not the multi-

plier, or the reverse, because control of either one

permits the state to determine the bottom line (pro-
vided that the state’s number exceeds the federal
minimum ... ).” (A5). But this reasoning fails. The
FLSA provided for no carve-out from what constitutes
a minimum hourly wage — the “multiplicand,” to use
the Seventh Circuit’s term. Section 203(0) does not
address the amount of wages. But Section 203(0) does
carve out what may be counted as an “hour worked”
when a CBA addresses Clothes-Changing Compensa-
tion. As noted above, a state may establish a lower
minimum number of hours to qualify for overtime
than does federal law, but it is still required to ex-
clude Clothes-Changing Time in calculating such

hours.

38

3. The Seventh Circuit’s Speed Limit
Analogy Fails.

Similarly, the Seventh Circuit analogized that
unions and employers may not agree by CBA to flout
state speed limits. (A7). This analogy is strained for
at least three reasons. First, Congress does not au
thorize unions and employers to contract around
speed limits in their CBAs. Yet Congress has autho
rized unions and employers to contract as to Clothes
Changing Compensation. Second, if Congress wanted
to, under the Supremacy Clause, Art. VI, §1, it could
allow unions and employers to contract around state
speed limits. Third, speed limits, of course, represent
a legislative judgment of what best promotes the
common interest in public safety. Here, as noted
above, Congress has determined that it is in workers’
and employers’ best interests to allow the issue of
Clothes-Changing Compensation to be resolved
through collective bargaining, and this case demon
strates why that is a prudent and just decision.

The Seventh Circuit cited Lingle v. Norge Divi
sion of Magic Chef, Inc., 486 U.S. 399 (1988), to
suggest that a CBA may be “ignored, to the extent
that it sets lower wages or hours than state law
specifies.” (A6) (emphasis in original). Again, Wiscon
sin is not merely setting lower hours, it is including
within its calculation of hours a subject that Congress
mandated be excluded in Section 203(0). Lingle, is
otherwise inapposite. It concerned whether an em
ployee could bring a state retaliatory discharge claim

and held that Section 301 did not preempt that claim

In so deciding, this Court looked at the two element
necessary to establish a prima facie retaliatory dl
charge claim: (1) discharge or a threat thereof; and
(2) a motive to deter the employee from exercising het
rights. This Court concluded that these element
were purely “factual questions pertain|ing] to the
conduct of the employee and the conduct and motiva
tion of the employer” and that “[nJeither of the ele
ments requires a court to interpret any term of a

collective-bargaining agreement.” /d. at 407

E. This Court Should Grant This Petition
To Reverse A Dangerous Precedent
And Provide Clear Direction On This
Vital Issue.

1. If Left To Stand, The Decision Will
Nullify The Purpose Of Section
203(0).

The Decision allows state laws and municipal!
ordinances to interfere with the intended reach of
CBAs on an issue that is plainly otherwise governed
by federal law. A: authorized by Section 203(0), the
Union and Kraft agreed in their CBA to forgo
Clothes Changing Compen ation in} exchange

higher wages

The Decision below directly conflicts with Con
gress’ general intent to leave the regulation of CBA
provisions solely to federal law. Instead, the Decision

creates a precedent pursuant to which each of the 5O

tates, every territory, and every municipality acro

iddre

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42

or conceded, the process of negotiating an
agreement would be made immeasurably
more difficult by the necessity of trying to
formulate contract provisions in such a way
as to contain the same meaning under two or
more systems of law which might someday
be invoked in enforcing the contract. Once
the collective bargain was made, the possibil
ity of conflicting substantive interpretation

under competing legal systems would tend

to stimulate and prolong disputes as to its
interpretation. Indeed, the existence of pos
sibly conflicting legal concepts might sub
stantially impede the parties’ willingness t
agree to contract terms providing for final
arbitral or judicial resolution of disputes

Id. at 103-104. Yet. these fears may well be realized if

this Court lets the Decision remain precedent

If Left To Stand, The Decision Will
Allow States And Municipalities To
Improperly Deprive Management
And Labor Representatives Of The
Benefit Of Their Bargains.

Kraft and its Union reached a bargain more
than 25 years ago as to how to best resolve the
contentious issue of Clothes-Changing Compensation.
See Allied Structural Steel Co. v. Spannaus, 438 U.S.
234. 245 (1978) (“jclontracts enable individuals [and
organizations] to order their personal and business
affairs according to their particular needs and inter-

ests”). Now. however, the Decision allows states and

municipalities to essentially rewrite that CBA, r

quiring Kraft to still pay 1ts workers the higher wages
it promised in exchange for their concession to forgo
Clothes-Changing Compensation, but depriving Kraft
of the benefit of that concession. If the Decision
stands, therefore, workers will receive an unfair

windfall

4. If Left To Stand, The Decision Will
Open The Floodgates To Litigation
That Congress Meant To Close.

As noted above, Congress passed Section 203(0
to close a loophole in the PPA that led to a torrent of
litigation over Clothes-Changing Time. Now, there
likely will be a new flood of litigation raising the issue
of whether a state or local law in fact applies to a

particular Clothes-Changing Compensation provision

5. If Left To Stand, The Decision Will
Undermine The Portal-To-Portal Act.

As Sepulveda notes, Section 203(0) rests on the
same principle as the PPA itself — to allow certain
activities to be defined as outside the scope of hours
worked under certain circumstances for purposes of
compensation. Thus, if one follows the Decision to its
logical endpoint, it places equally at risk the un.-
formity and_ predictability sought by Congress
through the PPA. The PPA requires that only princi-

pal activities that are compulsory be compensated

and that workers should not receive compensation

+4

activities. 29 U.S.C.

Or
But

would prevent a local law from defining an

post-liminary
§254(a)(2). under the Decision’s logic, nothing
“hour
that

Decision

activities are

the

it

post-liminary.

worked” so that encompasses

pre- or Kor example,

appears to leave no recourse to employers or unions if
a state or municipality decides to compensate work

ers for time spent driving from home to work or from

LO home, eve

W OT k

LO he

deemed
be

federal law DroV\ ides

pre

uld viewed an

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pursuant

‘

lo

provi

Res}

DANIEL A. KAPLAN
Counsel of Record
FOLEY & LARDNER LLI

Verex Plaza

150 East Gilman Street

Madison, Wisconsin
53703-1481]

(608) 257-5035

dkaplan@foley.com

)

[}

this is
After

though traditionally

all. this
than

post-liminary

Oo Supreme |

}

vectfully submitted,
DAVID B. GOROF!

FOLEY & LARDNER LLP

Suite 2800

312 North Clark Street

Chicago, Illinois

60654-5313
(312) 832-4500

dgoroff@foley.com

App

In the United States Court of Appeals

For the Seventh Circuit

No. 09-2691

JEFF SPOERLE, et al

Appeal from the United States Distmet C
for the Western District of Wisconsin
No. 07-cv-300-bbc — Barbara B. Crabb, Ju

>

ARGUED DECEMBER 38. 2009
DECIDED AucusT 2. 2010

Before EASTERBROOK. Chief Judg

and Evans, Circuit Judges

KASTERBROOK, Chief Judge. The Fair Labor Stan
dards Act requires employers to pay workers for time

spent donning and doffing “integral and _indis-.

pensable” safety gear. See IBP, Inc. v. Alvarez, 546
U.S. 21 (2005); 29 U.S.C. $254. It aiso allows labor

and management to vary this rule through collective

bargaining:

App. 2

Hours Worked. — In determining for the pur
poses of sections 206 and 207 of this title the
hours for which an employee is employed,
there shall be excluded any time spent in
changing clothes or washing at the beginning
or end of each workday which was excluded
from measured working time during the
week involved by the express terms of or by
custom or practice under a bona fide collec:
tive-bargaining agreement applicable to the
particular employee

29 U.S.C. §203(0). This appeal presents the question
whether §203(0) preempts state law that lacks an

equivalent exception

Kraft Foods requires the employees who prepare
meat products at its Oscar Mayer plant in Madison,
Wisconsin, to wear safety gear, such as steel-toed
boots and hard hats, plus a smock that keeps other
garments clean. Workers must wear hair nets and
beard nets to protect the food from dandruff and
other contaminants. It takes each worker a few
minutes at the start of every day to put these items
on, and a few more at day’s end to take them off.
Kraft Foods and Local 538 of the United Food and
Commercial Workers Union have agreed that this
time is not compensable. Section 203(0) permits
unions and management to trade off the number of
compensable hours against the wage rate; the work-

ers get more, per hour, in exchange for agreeing to

exclude some time from the base.

App. 3

The plaintiffs in this suit disagree with the
tradeoff struck in the collective bargaining agreement
and want the time included and at the higher
hourly rate that the union obtained by agreeing to
exclude these few minutes a day. They have two
principal arguments: first that protective gear is not
“clothing” under §203(0), and second that Wisconsin's
own wage-and-hour legislation lacks any equivalent
to §203(0). The first of these arguments Is a loser, for
reasons given in Sepulveda v. Allen Family Foods,
Inc., 591 F.3d 209 (4th Cir. 2009). We agree with

Sepulveda and need not repeat its analysis. But the

second prevailed in the district court. The Fair Labor
Standards Act has a saving clause
No provision of this chapter shall excuss

noncompliance with any Federal or State law
or municipal ordinance establishing a mini
mum wage higher than the minimum wage
established under this chapter or a maxi
mum work week lower than the maximum
workweek established under this chapter.

No provision of this chapter shall justify any
employer in reducing a wage paid by him
which is 1n excess of the applicable minimum
wage under this chapter, or justify any em-
ployer in increasing hours of employment
maintained by him which are shorter than
the maximum hours applicable under this
chapter.

29 U.S.C. §218(a). This means, the district court

concluded, that donning and doffing time counts

toward the workweek (and overtime rates) if state

App. 4

law so provides. Kraft Foods concedes that Wisconsin
requires time spent donning and doffing safety gear
to be compensated at the minimum wage or higher,
and that this time counts toward the limit after
which the overtime rate kicks in. See Wis. Stat
§§ 109.03, 103.02; Wis. Admin. Code § DWD
272.12(2\(e). (This makes it unnecessary to decide
whether federal law would require payment for this
time, in the absence of a §203(0) agreement. See
Pirant v. United States Postal Service, 542 F.3d 202,
208-09 (7th Cir. 2008) (discussing which kinds ol
required safety gear are “integral and indispensable”
for purposes of the analysis in /BP).) Kraft Foods
contends, however, that §203(0) preempts Wisconsin's
law. The district judge rejected that argument and
entered judgment in plaintiffs’ favor as a matter of
Wisconsin rather than federal law, see 626 F. Supp
2d 913 (W.D. Wis. 2009), a step supported by the

supplemental jurisdiction of 28 U.S.C. §1367

Kraft Foods contends that §$203(0) embodies a
federal decision to permit a collectively bargained
resolution to supersede the rules otherwise applicable
to determining the number of hours worked. That’s
an accurate statement, as far as it goes. But “as far as
it goes” means “as far as §203(0) itself goes.” And the
statute tells us exactly how far it goes. The first
words of §203(0) are: “In determining for the purposes
of sections 206 and 207 of this title the hours for
which an employee is employed .. .”. Section 206 sets
the federal minimum wage per hour worked. Section

207 specifies how many hours a person may work in a

App. 95

given period before overtime pay commences. These
are rules of federal law. States are free to set higher
hourly wages or shorter periods before overtime pay
comes due. That’s what §218(a) says. Nothing in

$203(0) limits the operation of §218(a)

As far as we can tell, this is the first time an
employer’s argument that §203(0) preempts state law
has reached a court of appeals. All three district
judges who have considered this argument have
rejected it. In addition to the decision under review,
see In re Cargill Meat Solutions Wage & Hour Litiga
tion, 632 F. Supp. 2d 368, 392-94 (M.D. Pa. 2008);
Chavez v. IBP. Inc., 2005 U.S. Dist. LEXIS 29714 at
*112-22 (E.D. Wash. May 16, 2005). If Wisconsin had
provided for a minimum hourly wage exceeding the
rate in the collective bargaining agreement between
Kraft Foods and Local 538, the state law would
trump the CBA. And if this is so for the hourly rate, it
must be equally so for the number of hours, because
how much pay a worker receives depends on the
number of hours multiplied by the hourly rate. It
would be senseless to say that a state may control the
multiplicand but not the multiplier, or the reverse,
because control of either one permits the state to
determine the bottom line (provided that the state's
number exceeds the federal minimum; §218(a) does
not allow a state to authorize employers to pay less

than the federal floor).

As Kraft Foods sees things, Wisconsin is med-

dling with collective bargaining, so that federal labor

law preempts state law if §203(0) does not do the

App. 6

trick. Yet nothing in the Wisconsin statutes gives a
state court, or other state official, any role in inter
preting or enforcing a collective bargaining agree
ment. What Wisconsin requires is that the collective
bargaining agreement be ignored, to the extent that it
ets lower wages or hours than state law specifies. Cf
Lingle I Norge Dit LSLOML OF Magic Chef, Ine : 186 |

399 (1988) (state rules that disregard, rather than
interpret, collective bargaining agreements are not
preempted by federal labor policy). Suppose the CBA
et a wage of $8 per hour, higher than the current
federal minimum wage of $7.25, while Wisconsin law
et a minimum wage of $8.25. (Wisconsin’s actual
minimum wage is $7.25, but some states, including
Illinois, use $8 25.) No one would contend that the
employer could pay the workers $7.25 an hour, even
though that is allowed by federal law if labor and
management agree (this is the same sense that
excluding donning and doffing time is allowed by
§203(0)). Which rate would prevail: $8 from the CBA
or $8.25 from state law? According to §218(a), the
employer must pay $8.25 an hour; state law super-
sedes the collective bargaining agreement. And if this
is so about the wage per hour, it is equally true about

the number of hours

Nothing that labor and management put in a
collective bargaining agreement exempts them from
state laws of general application. If a CBA were to
say: “the workers will receive the minimum wage
under FLSA, and not one cent more no matter what

state law provides,” that would be ineffectual. So too

App. 7

would an agreement along the lines of: “Because our
base hourly rate is more than 150% of the minimum
wage, we need not pay overtime rates under state
law.” States can set substantive rules that determine
the effective net wage, even when a CBA plays a role
as it does when a law requires overtime pay at some
multiple of the base pay set in a collective bargaining
agreement). Every state’s overtime-compensation rule
could affect collective bargaining — knowing that state
law requires pay at time-and-a-half, labor and man
agement might agree to a lower base rate per hour

but that effect would not prevent application of the

tate’s wage-and-hour statutes

Management and labor acting jointly (through a
CBA) have no more power to override state substan
tive law than they have when acting individually
Imagine a CBA saying: “Our drivers can travel at 85
mph, without regard to posted speed limits, so that
they can deliver our goods in fewer compensable
hours of work time.” That clause would be ineffectual
And a CBA reading instead that “our drivers can

travel at a reasonable rate of speed, no matter what

state law provides” would be equally pointless. Mak

ing a given CBA hard to interpret and apply (as the
word “reasonable” would be) would not preempt state
law on the theory that states must leave the interpre
tation of CBAs to the National Labor Relations Board
and the federal judiciary; states would remain free to
enforce laws that disregarded CBAs altogether. That
is what Wisconsin does when determining which

donning aiid doffing time is compensable.

A Ppp re

The district court therefore did not « in con

cluding that plaintiffs are entitled to be paid for all

time required by Wisconsin law, and the judgment 1

NE} ray

IN THE UNITED STATES DISTRICT COUR)

FOR THE WESTERN DISTRICT OF WISCON

JEFF SPOERLE, NICK LE!
KATHI SMITH, JASON
KNUDTSON, on behalf of
themselves and all other
who consent to become
Plaintiffs and similarly

ituated emp!

IN¢ () r Mave
Divisi
be] l

riaintil hell l } ar '
ind Jason Knudtson brought t! ( bined colle
iction under the federal Fan iber Standard
ind cla action inde! Lal law ontendlnyg Ul!
hourly emp! ver at the Oscar Maver p mt n Nia
on, Wisconsin should be paid tor the time spen
lonning and dotting a number ol afety and init
tion article and walking to ind from their worl

tations at the bepinning and end of their shift

its original motion for summary judgment, defend:

Kraft Foods Global, Inc. argued that federal law d
not require compen ation because these activitie

within several exceptions to the FLSA definition

‘work” involving “preliminary nd postliimina

(jt

fall

App. 12

boots, or work boots), hairnets, beard nets (if an

employee has a beard), hard hats or bump caps,

frocks or career clothing (shirt, pants and jacket). The
footwear and career clothing generally are worn in
place of plaintiffs’ own clothes; the frocks are worn

over those clothes.

Plaintiffs are not permitted to remove any of the
articles from the plant. The articles are stored in or
near the locker room. Plaintiffs may don the articles
there or on their way to the production area, where
the time clock is. The process is reversed at the end of
the shift; after plaintiffs clock out, they may remove
the articles and return them to the area they are
stored. Depending on each plaintiff’s department, it
takes between five and twelve minutes to don and
doff these articles and walk to and from the locker
room and production area.

Since 1985, defendant has not paid its employees
for donning and doffing these articles, pursuant to
the coliective bargaining agreement between defen-

dant and plaintiffs’ union.

OPINION

The focus of the parties’ remaining disputes is
the proper scope of 29 U.S.C. § 203(0):

Hours Worked. — In determining for the pur-
poses of sections 206 and 207 of this title the
hours for which an employee is employed,
there shall be excluded any time spent in
changing clothes or washing at the beginning

App. 13

or end of each workday which was excluded
from measured working time during the
week involved by the express terms of or by
custom or practice under a bona fide collec-
tive-bargaining agreement applicable to the
particular employee.

As now constituted, the case raises two questions:
(1) are the articles that plaintiffs are required to don
and doff exempt from the requirements of the FLSA
because they are “clothes” within the meaning of 29
U.S.C. § 203(0); and (2) if -~hey are exempt, does
§ 203(0) preempt Wisconsin law that does not contain
an exception for “changing clothes”? (I do not address
the issue that some courts have, e.g., Figas v. Horse-
head Corp., 2008 WL 4170043, *6 (W.D. Pa. Sept. 3,
2008), which is whether the donning and doffing of
the articles qualifies as “changing” within the mean-
ing of § 203(0), because the parties do not raise it.)

With respect to the question under § 203(0), in
the December 31, 2007 order, I rejected the “I know it
when I see it” approach to defining the term “clothes”
advanced by defendant. In the cases defendant relied
on at summary judgment, courts had concluded that
certain articles used for safety and sanitation were
“clothes” without explaining why or providing a
definition of the term. E.g., Anderson v. Cagle’s, Inc.,
488 F.3d 945, 955-56 (11th Cir. 2007); Beyil v. Ethicon,
Inc., 269 F.3d 477, 480 n. 3 (5th Cir. 2001); Kassa uv.
Kerry, Inc., 487 F. Supp. 2d 1063, 1067 (D. Minn.
2007). Instead, I followed the lead of the court in Fox

v. Tyson Foods, Inc., No. CV-99-BE-1612-M, 2002 WL

App. 14

32987224, *11 (N.D. Ala. Feb.4, 2002), in which the
court had noted that “changing clothes” is “e1 every-
day, plain-language term that describes what most
people do every day — taking off pajamas to put on
work clothes in the morning, or taking off dress
clothes to put on casual wear in the evening.” Under
“(tlhis view, the relevant questions [are] straight
forward: Is the article something the employee would
normally wear anyway (or does it replace such cloth-
ing)? Or is it something the employee wears in addi-
tion to those clothes and is required to do so for a job-
related reason?” Spoerle, 527 F. Supp. 2d at 867. See
also Hoyt v. Ellsworth Co-op. Creamery, 579 F. Supp.
2d 1132, 1137 (W.D. Wis. 2008) (Shabaz, J.) (adopting
same definition); Perez v. Mountatre Farms, Inc., No.
CIV. AMD 06-121, 2008 WL 2389798, *3 (D. Md. June
10, 2008) (same). Because the parties had adduced
little evidence regarding the nature and purpose of
the articles at issue, I concluded that defendant had
failed to show as a matter of law that the articles met
this standard.

Without saying so explicitly, defendant is seeking
reconsideration of the summary judgment order by
asking for a new interpretation of § 203(0). In particu-
lar, defendant argues that the meaning of “changing
clothes” should be governed by the collective bar-
gaining agreement so long as that agreement is
“bona fide.” Not surprisingly, defendant believes that
the standard is met in this case and that the court

should give “deference” to the collective bargaining

App. 15

agreement, which does not require compensation for
donning and doffing the articles in dispute.

Defendant’s position has some surface appeal.
From the courts’ perspective, it could eliminate the

task of construing an ambiguous statutory term.

From the employers’ and employees’ perspectives, it
é : } I

could provide greater certainty over the scope of their
respective rights and obligations because one need
only consult the collective bargaini.:g agreement to

determine whether donning and doffing particular
items is a compensable activity.

A closer view of defendant’s proposal reveals
serious flaws. For one thing, it collapses a two-part
question under the statute into a single inquiry.
Under § 203(0), donning and doffing particular arti-
cles may he excluded from an employee’s “hours
worked” if two conditions are met: (1) the activity is
excluded from compensation “by the express terms of
or by custom or practice under a bona fide collective-
bargaining agreement”; and (2) the activity consti-
tutes “changing clothes.” Figas, 2008 WL 4170048, at
*6§ (“Inherent in this defense [under § 203(0)] are two
separate elements”). Under defendant’s view, once it
is determined that the act of donning and doffing
particular articles is not protected by the collective
bargaining agreement, the analysis is complete. In
other words, if the collective bargaining agreement
does not require compensation for donning and doffing,
it necessarily means that the articles are “clothes”

within the meaning of § 203(o).

App. 16

The problem with this view is that Congress gave
no hint in the statute that the task of interpreting
§ 203(0) should be relegated to employers or unions.
Ordinarily, questions of statutory construction are the
province of the judiciary. United States v. American
Trucking Ass’ns, 310 U.S. 534, 544 (1940) (“The
interpretation of the meaning of statutes, as applied
to justiciable controversies, is exclusively a judicial
function.”). Defendant fails to point to even one other
example in which private parties have binding au-
thority to constrie a statute, or, as defendant sug-
gests even more boldly, in which the meaning of a
word in a statute can vary from case to case, depend-
ing on the individualized interpretavion in a collective
bargaining agreement. By their nature, statutes are
meant to create rules of conduct that govern everyone
the same. I would not depart from this basic principle
of law without strong evidence of congressiona.

intent, evidence that defendant has failed to provide.

Perhaps realizing the problems its approach
poses, defendant puts a qualifier on it, saying that
courts may provide their own definition when the one
in the collective bargaining agreement is “patently
unreasonable” or otherwise unfair. Dft.’s Br., at 2,
dkt. #277. This qualifier seems to be an attempt by
defendant to align itself with those courts that have
distinguished “specialized protective gear” from “non-
unique protective gear,” concluding that the latter

qualifies as “clothes” under § 203(0) but the former
does not. E.g., Anderson, 488 F.3d at 955-56; Alvarez
v. IPB, Inc., 339 F.3d 894 (9th Cir. 2003); Kassa, 487

App. 17

F. Supp. 2d at 1067. Defendant says that the ap-
proach in these cases is consistent with its own
because items that are “extensive, unique and bur-
densome to don and doff ... are far less likely to fit
into any good faith, shared definition of ‘clothes.’”
Dft.’s Br. at 21, dkt. #277.

Once defendant qualifies its position in this way,
any practical benefits it might have disappear. De-
fendant argues that a problem with this court’s
interpretation of § 203(0) is that it “leaves so many
open questions only resolvable on a case-by-case
basis.” Dft.’s Br., at 17, dkt. #277. To the extent this is
true, defendant’s approach does not solve that prob-
lem. Instead of arguing over whether an article is
something an employee would wear anyway, parties
employing defendant’s proposed standard would
argue over whether articles are sufficiently “exten-
sive, unique and burdensome,” which are far from self
defining terms. Thus, adopting defendant’s view
would not eliminate the need for the difficult line
drawing that defendant criticizes; it would simply
move the line in a direction that favors the employer.
More important, the distinction defendant would
make between “burdensome” or “unique” articles and
any other safety or sanitation equipment has no basis
in the statute or in the ordinary meaning of clothes.
Thus, defendant’s view would return courts to the
“IT know it when I see it” approach I rejected in the

summary judgment order.

Although I do not find defendant’s view of

§ 203(0) persuasive, I agree that the law in this

App. 18

circuit is not the blank slate it was at the time of the
summary judgment order. In Pirant v. United States
Postal Service, 542 F.3d 202, 208-09 (7th Cir. 2008),
the court considered whether, under the Family
Medical Leave Act, the time spent by a postal service
employee donnin and doffing “gloves, shoes and [a]
work shirt” was werk time that could be counted
toward qualifying under the Act. After noting that the
FMLA is governed by the same standards as the
FLSA, the court cited Steiner v. Mitchell, 350 U.S.
247, 256 (1956), for the proposition that “changing
clothes” is a noncompensable “preliminary” or “post-
liminary” act under 29 U.S.C. § 254(a) of the FLSA
unless “those activities are an integral and indispen-
sable part of the principal activities for wnich covered
workmen are employed.” Finally, the court concluded
that the plaintiff’s donning and doffing was not
compensable because she “was not required to wear
extensive and unique protective equipment.” Pirant,
542 F.3d at 209.

I agree with plaintiffs that Pirant is distinguish-
able from this case in a number of ways. Most nota-
ble, the court was not applying § 203(0), but rather
the FLSA exception under § 254(a) regarding “prelim-
inary” and “postliminary” activities, which is no
longer at issue in this case. (Originally, defendant
raised a defense under § 254(a), but withdrew it as
part of the settlement.) In addition, the articles at
issue in this case are different from the articles in
Pirant, which were simply a uniform and thus would

fall under any definition of “clothes.” Spoerle, 527

ees

App. 19

F. Supp. 2d at 867 (“Under this [court’s] understand-
ing of ‘changing clothes,’ putting on a uniform would
not be covered under the FLSA under ordinary cir-
cumstances, but donning and doffing equipment used
to protect against hazards particular to the workplace

would be covered.”)

Although Pirant is not on all fours with this case,
it cannot be set aside as easily as plaintiffs suggest.
The analysis under § 254(a) is closely related to the
one under § 203(0) in the context of donning and
doffing, particularly in light of this court’s summary
judgment order. Both require a court to examine the
nature and purpose of the article. If an article is not
“integral and indispensable” under Steiner for safety
or other job-related reasons, this makes it more
difficult to argue that the article is protective equip
ment rather than clothes under § 203(0). E.g., Figas,
2008 WL 4170043, at *18 (discussing interaction of
§ 203(0) and § 254(a)). Further, even though the
articles at issue in Pirant were different from those in
this case, the standard suggested by the court goes
beyond the particular facts of the case. In concluding
that the donning and doffing was not compensable,
the court noted that the articles were not “extensive
and unique protective equipment.” Prrant, 542 F.3d at
209. Although the court did not cite any cases for this
approach, it is evocative of the approach I rejected
from cases like Anderson and Kassa. lf that standard

were applied to the articles in this case, it is unlikely

that plaintiffs could meet it

App. 20

Pirant is not the only potential problem for
plaintiffs. In the summary judgment order, I rejected
defendant’s argument under § 203(0) in part because
defendant had proposed so few facts about the arti-
cles that it was impossible to tell whether or not they
were “clothes” under this court’s interpretation of
that term. Now, however, the facts show that some of
the articles at issue are worn as replacemen 3 for
clothes that plaintiffs would wear anyway, which is a

key part of this court’s definition.

Although Pirant may leave the state of federal
law in this circuit unclear and the facts in this case
may cast some doubt on plaintiffs’ ability to meet the
standard under § 203(0) set forth in the summary
judgment order, I need not resolve these questions.
The parties agree that plaintiffs are entitled to full
relief under the terms of the settlement if they suc-
ceed on their federal law claims under the FLSA or
their state law claims under Wis. Stat. §§ 109.03 and
103.02. Under their settlement, the parties agree that
Wisconsin law requires compensation for donning and
doffing the items at issue because it does not include
a counterpart to § 203(0). Defendant raises no defens
es related to the scope of state law. The only defense
it raises is that the state laws are unenforceable
because they are preempted by federal law. Thus,
unless defendant is right about preemption, plaintiffs
win. Because I conclude that defendant is wrong on

this issue, I will enter judgment in favor of plaintiffs.

Defendant’s theory of preemption is that § 203(0)

conflicts with any claims under state law that would

App. 21
require it to compensate plaintiffs for donning and
doffing the articles at issue in this case. (I will as
sume for the purpose of considering defendant's
preemption arguments that the articles are “clothes”
within the meaning of § 203(0).) Under a theory of
conflict preemption like the one defendant asserts,
the standard is a relatively general one, which is
“whether state law differs from federal law in such a
way that achievement of the congressional objective
is frustrated.” Aux Sable Liquid Products v. Murphy
526 F.3d 1028, 1034 (7th Cir. 2008) (internal quota

tions and alterations omitted)

Defendant identifies three other types of preemp
tion under § 301 of the Labor Relations Management
Act and under the theories set forth in San Diego
Building Trades Council v. Garmon, 359 U.S. 236
(1959), and Lodge 76, International Associationn of
Machinists and Aerospace Workers, AFL-CIO v. Wi
consin Employment Relations Commission, 427 U.S
132 (1976), but 1t does not develop any argument wit!

respect to these theories. Although defendant says it

does not intend to waive those argument hat 1

exactly what it has done by failing to d » them
E.g., General Auto Service Station v. City « hicago,

596 F.3d 991, 1006 (7th Cir. 2008); Pruitt
Chicago, Illinois, 472 F.3d 925, 930 (7th Cir. 2006)

In attempting to show that § 203(0) preempt
more generous state laws, defendant faces an uphill
battle. Any preemption analysis begins with two basic
principles: the intent of Congress always controls and

the presumption is that Congress does not wish to

App. 22

interfere with the state’s power to provide for the
welfare of its people. Wyeth v. Levine, 129 5. Ct. 1187
1194-95 (2009). “That assumption applies with par
ticular force when Congress has legislated in a field
traditionally occupied by the States,” Altria Group,
Inc. v. Good, 129 S. Ct. 538, 543 (2008), such as labor
law. Anderson v. Sara Lee Corp., 508 F.3d 181, 193
(4th Cir. 2007) (“There is a strong presumption that
Congress, in enacting the FLSA for the benefit of
workers, did not intend to override the States’ trad:
tional role in protecting the health and safety of thei
citizens.”). A party arguing that federal law preempts
a state law must show that was “the clear and man)

fest purpose of Congress.” Wyeth, 129 5. Ct. at 1195

Defendant’s burden becomes even heavier when
one considers that the general purpose of the FLSA 1:
to prevent “labor conditions detrimental to the
maintenance of the minimum standard of living
necessary for health, efficiency, and general well
being of workers.” 29 U.S.C. § 202(a). Defendant
could not argue successfully that such a purpose i:
frustrated by a statute that seeks to insure full
compensation to employees for all of the work that

they do

Perhaps defendant's biggest obstacle | the
express savings clause that Congress included in the
FLSA. Under 29 U.S.C. § 218(a), “No provision of thi
chapter ... shall excuse noncompliance with any
Federal or State law or municipal ordinance estab

lishing a minimum wage higher than the minimum

wage established under this chapter or a maximum

work week lowe! than tne rAAIINU WOTKWeECH {

tablished under thi: chapter

Defendant attempts to avoid the effect of 9 213(a
with a single sentence in its opening brief in which 11
tate that “ tihe right to remove compensation fo!
clothes changing from the collective bargaining tabl
is noticeably absent from this clause.” Dit.’s Br., at 3:
dkt. #277. This is reading § 218(a) and § 203(0) t
narrowly. The question under § 218(a) is not whether!
a particular activity is expressly enumerated unde!
the statute, but whether the state law can be di
cribed as setting a higher minimum wage

'

maximum work week than federal! law

The tats law provision Al Lit nm wl

Wi Stat. $$ 103.02 and 109.03 (and the implement
ing regulations in Wi Admin ode Ch 272 and
2/4) are Wape and nou! law Section 103.0 ,wovertl
the maximum number of hour employer may be
required to work without being paid overtime ect
109.03 govern mat payment ol wow pection 206
imply a method for calculating “jou worked

the context of 68 206 and 207 of the FI \ which are

the federal analogs to §§ 103.02 and 109.03. Muell

Thompson 133 F.3d 1063, 1064 lth Cn 1YY
noting substantial ove rlap between FLSA and Wi)
‘tat. $88 109.03 and 103.02). In particular ecti
203(0) define ih jou w lorked for the purpose
if sections 206 and 20% o that “time pent in char
ing clothe ‘excluded” from the calculation if th

vue has been addressed by a collective bargain

f
}

hud

calculation
under pDown
clothe De Ke,

?

Ipp

App. 26

Apr. 10, 2008), the courts reviewed the legislative
history behind § 203(o) and concluded that it did not
support a finding of preemption. Rather, the history
showed that Congress was interested in limiting the
requirements of federal law; there was no evidence to
suggest that it was seeking to override § 218(a). Car-
gill, 2008 U.S. Dist. Lexis 31824, at *72-74; Chavez,
2005 U.S. Dist. Lexis 29714, at *118-20. Defendant
cites no cases in which a court has come to a contrary

conclusion.

The federal bias toward collective bargaining
may lead to the preemption of some state laws or
causes of action, but generally this has been when
state laws create a risk of taking away employee
rights provided by collective bargaining or becoming
entangled in the collective bargaining process, not
when state laws add a right that is independent from
the agreement. Livadas v. Bradshaw, 512 U.S. 107,
118 (1994) (preemption appropriate when law im-
poses “penalty on those who complete the collective-
bargaining process” or “those who participate in the
process”); Allis-Chalmers Corp. v. Lueck, 471 U.S. 202

(1985) (state law cause of action preempted when it

would require interpretation of collective bargaining
agreement). In Livadas, 512 U.S. at 130, the Court

could not have stated it more clearly: “[W]e have
never suggested that labor law’s bias toward bargain-
ing is to be served by forcing employees or employers
to bargain for what they would otherwise be entitled
to as a matter of course.” See also Lingle v. Norge
Division of Magic Chef, Inc., 486 U.S. 399, 409-10

App. 27

(1988) (no preemption when adjudication of “substan-
tive mghts a State may provide to workers ... does
not depend upon the interpretation of [collective

\

bargaining] agreements”); Douglas v. American
Information Technologies Corp., 877 F.2d 565, 569
(7th Cir. 1989) (“[Fjederal labor policy does not pre-
vent states from providing workers with substantive
rights independent of the collective bargaining rela-
tionship.”) Defendant fails to cite even a single exam-
ple in which a court found a state law preempted
because it provided more rights than would otherwise
be provided in a collective bargaining agreement.

Defendant includes a short discussion ir its
opening brief regarding “field preemption,” but it is
nothing more than a restatement of its position that
§ 203(0) conflicts with more generous state laws.
Accordingly, it is unnecessary to consider that argu-

ment separately.

ORDER

IT IS ORDERED that the motion for summary
judgment filed by plaintiffs Jeff Spoerle, Nick Lee,
Kathi Smith, and Jason Knudtson, dkt. #279, is
GRANTED, and defendant Kraft Foods Global, Inc.’s
motion for final judgment, dkt. #276, is DENIED. The
clerk of court is directed to enter judgment in favor of
plaintiffs. The parties shall determine damages in

accordance with the settlement agreement.

App. 28

Entered this 16th day of June, 2009.

BY THE COURT

BARBARA B. CRABB

District Judge

App. 29

0927 F.Supp 2d 560
United States District Court,
W.D. Wisconsin.

Jeff SPOERLE, Nick Lee, Kathi Smith,
Jason Knudtson, on behalf of themselves and
all others who consent to become Plaintiffs
and similarly situated employees, Plaintiffs,
V.

KRAFT FOODS GLOBAL, INC.,

Oscar Mayer Foods Division, Defendant
No. 3:07-cv-00300-bbc.

Dec. 31, 2007.

Kurt C. Kobelt, Lawton & Cates, S.C., Madison, WI.
for Plaintiffs.

Daniel A. Kaplan, Foley & Lardner, Madison, WI, for
Defendant.

OPINION AND ORDER
BARBARA B. CRABB, District Judge.

This case presents a straightforward quest‘on:
does the Fair Labor Standards Act, 29 U.S.C. §§ 201-
219, require defendant Kraft Foods Global, Inc., to
pay its employees for time they spend putting on and
taking off items of safety and sanitation equipment
that defendant's policies and federal law require the

employees to wear?

Plaintiffs contend that they are entitled to com-
pensation because donning and doffing the equip-

ment constitutes “work” under the FLSA. Although

App. 30

defendant does not dispute plaintiffs’ basic character-
ization, it argues that the work is not compensable
under several of the statute’s exceptions involving
“preliminary” and “postliminary” activities, “changing
clothes” and “de minimis” acts.

In addition to their claim under the FLSA, plain-
tiffs assert state law wage and hour claims under
Wis. Stat. §§ 109.03 and 103.02, as well as a claim for
violations of Wis. Admin. Code §§ DWD 272.10 and
274.06, which impose requirements for employer
record keeping. Defendant contends that plaintiffs’
state law claims are barred under several theories of
preemption and that Wisconsin law does not recog-
nize a private right of action for plaintiffs’ record
keeping claim.

Plaintiffs filed this suit as a purported class
action but they have not yet moved for class certifica-
tion. They have stipulated with defendant to refrain
from seeking class certification until the court re-
solves the defendant’s motion for summary judgment.
Having reviewed the parties’ submissions, I conclude
that defendant’s motion for summary judgment must
be denied in most respects. On the current record,
I cannot conclude as a matter of law that the donning
and doffing of the equipment at issue in this case is
excluded from the protections of the FLSA. With
respect to plaintiffs’ state law claims, none of defen-
dant’s preemption arguments is persuasive. However,
because plaintiffs have failed to show that they have

a right to sue for enforcement of the record keeping

App. 31

requirements, I will grant defendant’s motion for
summary judgment with respect to that claim.

From the parties’ proposed findings of fact and
the record, I find the following facts to be undisputed.

UNDISPUTED FACTS

Defendant Kraft Foods Global, Inc. operates a
meat processing plant in Madison, Wisconsin through
its Oscar Mayer Foods Division. Plaintiffs Jeff
Spoerle, Nick Lee, Kathi Smith and Jason Knudtson
are employees at the plant.

Defendant tracks its employees’ hours of work
using time clocks, which are located throughout the
plant, typically might outside the “production area.”
Using a credit card-like badge, employees clock in
just before entering the production area and clock out
for meals and at the end of their shift when they
leave the production area.

er federal law and company policy, employees
who work in the production area must wear various
items of “personal protective equipment.” This
equipment includes a hard hat or bump cap, steel-
toed shoes or sanitation boots, ear plugs, hairnet and
beard net, safety glasses, a freezer coat (if necessary),
gloves, plastic gloves, paper frock or plastic apron,
sleeves, slickers (for einployees that work in wet
areas) or a cotton frock (employees may choose to

wear «cotton pants and a shirt instead, which the

App. 32

parties refer to as “career clothes”). Employees may
be disciplined for failing to wear this equipment.

Employees must put on some of these items
before clocking in. Employees retrieve and put on
cotton frocks or career clothes and steel-toed shoes or
sanitation boots in a locker room at the plant. On
their way to clocking in, employees put on ear plugs,
hairnets and beard nets, which are kept in bins near
the locker room. (The parties do not identify where
employees put on hard hats, bump caps, safety
glasses and freezer coats, but they agree that em-
ployees must put on these items before clocking in.)
All of these items are owned by defendant and stored
at the plant. After walking to the time clock and
swiping their time cards, employees put on plastic
gloves, aprons and slickers. (Neither side proposes
any facts regarding what happens at the end of the
shift, but it is reasonable to infer that it is the same
as the beginning of the shift, that is, employees are
paid for taking off gloves, aprons and slickers, but not
for doffing the other items or for walking back to the
locker room. )

The current collective bargaining agreement
between plaintiffs and defendant does not guarantee
compensation for the time spent donning and doffing

personal protective equipment.

“on “ot
dio)

App. ;

OPINION
A. Fair Labor Standards Act

Although the Fair Labor Standards Act includes
many different provisions, its core requirement can
be reduced to a simple and now uncontroversial
proposition: employers must pay their employees a
wage for all of the “work” *hat they do. 29 U.S.C.
§§ 206 and 207; Smith v. Aztec Well Servicing Co., 462
F.3d 1274, 1285 (10th Cir.2006); Alvarez v. IBP, Inc.,
339 F.3d 894, 902 (9th Cir.2003). There are two
related exceptions to this rule that are relevant to
this case. Work may not be compensable under the
FLSA if it (1) is “preliminary to or postliminary to”
the employee’s “principal” activities and if it occurs
“prior to” or “subsequent to” the “workday,” 29 U.S.C.
§ 254(a)(2); or (2) consists of “changing clothes,”
29 U.S.C. § 203(0). A third non-statutory exception
has been carved out by the courts, which is whether a

particular activity is “de minimis.”

The FLSA does not define “work,” but the Su-
preme Court has construed it broadly. One commonly
cited definition comes from Tennessee Coal, [ron &
Rail Co. v. Muscoda Local No. 123, 321 U.S. 590, 598,
64 S.Ct. 698, 88 L.Ed. 949 (1944): “physical or mental
exertion (whether burdensome or not) controlled or

required by the employer and pursued necessarily

and primarily for the benefit of the employer and his

business.” But even this view may sound more re-
strictive than it actua: 7 is. The reference to “physical
or mental exertion” does not mean that only heavy

App. 34

labor and solving equations are covered. The Court
has placed much greater emphasis on “[wJhether time
is spent predominantly for the employer’s benefit or
for the employee’s,” Armour & Co. v. Wantock, 323
U.S. 126, 133-34, 65 S.Ct. 165, 89 L.Ed. 118 (1944), on

njothing in the statute or in reason

the ground that “
demands that every moment of an employee's time
devoted to the service of his employer shall be directly
productive.” Tennessee Coal, Iron & Rail Co., 321 U.S.
at 599, 64 S.Ct. 698; see also Anderson v. Mt. Clemens
Pottery Co., 328 U.S. 680, 691, 66 S.Ct. 1187, 90 L.Ed.
1515(1946) (concluding that nonproductive activity
was “work” because it “was under the complete con-
trol of the employer”). Thus, the Court has concluded
that “work” encompasses activities such as traveling
on a railcar through a mine shaft, watching and
guarding a building, Tennessee Coal, Iron & Rail Co.,
321 U.S. at 599, 64 S.Ct. 698, and even standing and
waiting, Armour & Co., 323 U.S. at 133-34, 65 5.Ct.
165.

Defendant does not refute plaintiffs’ assertion
that donning and doffing the personal protective
equipment is “work” under the Supreme Court's
definition. Rather, it argues that plaintiffs’ conduct
falls within the exceptions listed above. I will con

sider each of those in turn.

1. Preliminary and postliminary activities

Under the Portal-to-Portal Act, certain activities

are withdrawn from the pay mandates of the FLSA,

App. 35

including “activities which are preliminary to or post
liminary to [a] principal activity or activities, which
occur either prior to the time on any particular
workday at which such employee commences, or
subsequent to the time on any particular workday at
which he ceases, such principal activity or activities.”
29 U.S.C. § 254(a). Defendant believes that the don-
ning and doffing of protective equipment constitutes
noncompensable “preliminary” and “postliminary”

activities.

Defendant’s view might be plausible looking at
the language of the statute in isolation, but it is
completely untenable in light of the Supreme Court’s
interpretations of the statute. The question in Steiner
v. Mitchell, 350 U.S. 247, 76 S.Ct. 330, 100 L.Ed. 267
(1956), was whether chemical plant employees were
engaging in “preliminary”
ties under § 254(a) when they showered and changed
their clothes immediately before and after working
with toxic chemicals. After reviewing the statute’s
legislative history, the Court concluded that Congress
“did not intend to deprive employees of the benefits of
the Fair Labor Standards Act where they are an
integral part of and indispensable to their principal
activities.” Jd. at 256, 76 S.Ct. 330. Applying this stan-
dard, the Court quickly rejected the employer’s argu-
ment that the Portal-to-Portal Act relieved it of the
obligation to pay its employees for the activities in

and “postliminary” activi-

dispute, stating that “it would be difficult to conjure
up an instance where changing clothes and showering

are more clearly an integral and indispensable part of

App. 36

the principal activity of the employment than in the

case of these employees.” /d

In light of Steiner, it is difficult to credit any
argument that the Portal-to-Portal Act applies in this
case. Like the clothes changing in Steiner, plaintiffs’
donning of equipment is performed for the purpose of
protecting the employee from work-related hazards
and occurs immediately before entering the produc
tion area. Because plaintiffs need to put on the
equipment in order to perform their job safely, their

cS

doing so is “an integral and indispensable part” of a

“principal activity.”

It is indispensable and integral in another sense
as well because plaintiffs are required by both com
pany policy and federal law to don and doff the equip
ment. Ballaris v. Wacker Siltronic Corp., 370 F.3d
901, 911 (9th Cir.2004) (whether activity is required
by employer is relevant to question whether activity
is integral and indispensable part of principal activi
ties); Davis v. Charoen Pokphand (USA), Inc., 302
F.Supp.2d 1314, 1322 (M.D.Ala.2004) (same). In fact,
employees at defendant’s plant who fail to don the
equipment may be subject to discipline. Thus, plain
tiffs may not perform their jobs without the equip

ment.

Further, plaintiffs must don and doff the equip
ment at the plant, immediately before and after their
productive activities. Employees do not have the

option of keeping the equipment at home. Lemmon v
City of San Leandro, No. C 06-07107 MHP, 2007 WL

1326743, *5 (N.D.Cal. Dec.7, 2007) (noting that court
have found donning and doffing to be principal a
tivity under Steiner when occurring at work plac
Abbe v. City of San Diego, No O5cevl629 DM!
(JMA). 06cev0538 DMS (JMA), 2007 WL 4146696

(S.D.Cal.2007) (same)

Defendant contends that these tacts are insult
cient to establish a “pring ipal activity,” citing Gormar
v. Consolidated Idison Corp., 488 F.3d 586. 593 (2d
Cir.2007). which read Steiner as being Iimited to
workplace dangers that transcend ordinary ri

‘he court reasoned as follow

At issue in Sleiner was exposure to corr
and toxic substances that permeated

tery plant; at issue here 1s the security
nuclear power plant. The analogy is, how
ever, unsustainable Without the taking
of the measures required, the environment
of the battery plant could not sustain hfe
given the toxic substances in liquid, solid
powder and vapor form (and in the dust ol
the air) that “permeate|d] the entire [bat
tery] plant and everything and everyone in
it.” Steiner therefore supports the view that
when work is done in a lethal atmosphere
the measures that allow entry and immer!
sion into the destructive element may be in

tegral to all work done there, just as a dive!

donning of wetsuit, oxygen tank and mouth

piece may be integral ¢ the work eve!

though it is not the Cund 1 ti

aal employer vist aon
fa citacil oOrmitllved

his interpretation ol D
ihe court appeal LO tbe iving Ul tne HiT |
Siemmer doe not apply unis th ork |! gone
lethal atmo phe re In other word if Liye cl

nec ary Lo pre vent the employer Iron Lua
lying, itis not “integral” to a principal a ity. Fro
! public policy pe! pective aan reading 1 obviou
troubling hecause it reat mu mmifortable d Lil
tion between hazards that k) d hazards th
naim (or pose ol iva? rk of death ma ( | |
in employe entitled to omy r) ! '
ne herself from the former o

Fortunately, ¢ aor ppol
tinction. Although it is true that the fact
nvolved life-threatening msi LI (Court did |}
imit its holding to that Luatliol bul qa on L}
the facts before it presented or of the eal
example of an activity that w inteyral and « pe
able to the principal activity. Sfeiner, do0 | if
Anis ib &s.Ct 330 Further Line legislative histor
ted by the Court distingul hed between a job that
Lne « mployt e “could not pee rform ithout puthil
on certain clothe and an activity that wa mere
convenience to the employee and not directly related
Lo the pecitn work.” /d. at 258. 76 S.Ct. 330. Because
the e juUIpment in this case 1s donned for! alely pul
posi and required by la nd compal poll

App. 40

room (where the protective gear is donned and doffed)
and the production area. Id. at 34, 126 S.Ct. 514.

After Alvarez, there can be little doubt that
donning and doffing protective gear at the beginning
and end of the workday are “principal activities”
under the Portal-to-Portal Act. The Court could not
have reached its conclusion regarding the walking
time without concluding that donning and doffing
protective gear are compensable activities. Bishop uv.
United States, 72 Fed.Cl. 766, 780 (Fed.Cl.2006)
(concluding that in Alvarez Supreme Court “endorsed”
the court of appeals’ conclusion that donning and
doffing of protective gear are “principal activities”).
Further, the Court did not suggest that donning and
doffing time was compensable only if the relevant
gear was necessary to protect the employee from “a
lethal atmosphere.”

Defendant points to one sentence in Alvarez, 546
U.S. at 40, 126 S.Ct. 514, in which the Court stated
that preshift activities may be “necessary” but still
not “integral and indispensable” to a “principal activ-
ity.” However, the Court made that observation in the
context of discussing the time employees may wait
before donning their equipment and after doffing it,
an activity that is not at issue in this case. Further, in
concluding that such waiting time was “preliminary”
and “postliminary,” the Court emphasized that it was
“two steps removed from the productive activity on
the assembly line,” id. at 42, 126 S.Ct. 514, and that,
“unlike the donning of certain types of protective
gear, which is always essential if the worker is to do

App. 41

his job, the waiting may or may not be necessary in
particular situations or for every employee,” /d. at 40,
126 S.Ct. 514 (emphasis in original). Thus, although
the sentence defendant cites may suggest that the
line between “preliminary” and “principal” activities
will not always be a clear one, there is no room left to
argue after Alvarez that donning and doffing of pro-
tective gear are not “principal activities” within the
meaning of the Portal-to-Portal Act.

Defendant cites Reich v. Oscar Mayer Foods
Corp., No. 4:93CV204, 1995 WL 1765643, *2 (E.D.Tex.
Mar.2, 1995), which concluded that donning and
doffing safety equipment were “preliminary” and
“postliminary” to a “principal activity” under the
Portalto-Portal Act. However, the reasoning of Reich
is conclusory and it was decided before the Supreme
Court decided Alvarez. I do not find Reich to be

persuasive.

2. Changing clothes

Defendant’s second line of defense is 29 U.S.C.
§ 203(0), which states:

In determining for the purposes of sections
206 and 207 of this title the hours for which
an employee is employed, there shall be ex-
cluded any time spent in changing clothes or
washing at the beginning or end of each
workday which was excluded from measured
working time during the week involved by
the express terms of or by custom or practice
under a_ bona fide collective-bargaining

App. 42

agreement applicable to the particular em-
ployee.

For the purpose of this case, § 203(0) applies if two
conditions are met: (1) the activity at issue consti-
tutes “changing clothes”; and (2) the collective bar-
gaining agreement excludes “changing clothes” from
compensation. There is no dispute that the parties’
collective bargaining agreement excludes from com-
pensation any time spent changing clothes. The
question is whether donning and doffing protective
equipment constitute “changing clothes” under the

statute.

The FLSA does not provide a definition for clothes,
leaving the courts to struggle to come up with their
own. But even the most liberal construction would
not encompass some of the items at issue, such as
earplugs and safety goggles, a point that defendant
does not deny. Dft.’s Br., dkt. #13, at 11 (acknowledg-
ing that earplugs and hair nets may not be “clothes”).
Although defendant argues that the remaining arti-
cles are “clothes” under § 203(o0), it fails to provide its
own definition. Instead, it simply cites a few cases
that have found similar articles to fall under the
exclusion. None of these cases is persuasive. Like
defendant, the court in one case concluded that the
items at issue fell within § 203(0) but it failed to
provide any definition of clothes. Kassa v. Kerry, Inc.,
487 F.Supp.2d 1063, 1067 (D.Minn.2007). The others
simply adopt a definition of “clothes” as anything
that covers the body, with little or no explanation.
Anderson v. Cagle’s, Inc., 488 F.3d 945, 955-56 (11th

App. 43

Cir.2007); Bejil v. Ethicon, Inc., 269 F.3d 477, 480 n. 3
(5th Cir.2001).

The view of the courts in Anderson and Beyil is
inherently problematic because even those courts
(and defendant) acknowledge that some articles used
to cover the body may not be properly included within
the meaning of “clothes” under § 203(0), such as
armor or a space suit. Dft.’s Br. at 10; Anderson, 488
F.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2682%3A1. Public record. Not legal advice.
