# Petition for Writ of Certiorari — Friends of the Everglades v. South Florida Water Management District

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2010
- **Citation:** 562 U.S. 1082

## Text

Supreme Court, U.S.
ert en

WA

No. 10- 10-25? AUG 19 2010

In THFFICE OF THE CLERK
Supreme Court of the United States

MICCOSUKEE TRIBE OF INDIANS OF FLORIDA,

Petitioner,
v.

SOUTH FLORIDA WATER MANAGEMENT DISTRICT,
CAROL WEHLE, EXECUTIVE DIRECTOR
UNITED STATES OF AMERICA
U.S. SuGAR CorRPORATION,
Respondents.

On PETITION FOR A Writ OF CERTIORARI TO THE
UNITED StaTES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

PETITION FOR A WRIT OF CERTIORARI

SONIA Escosio O’DONNELL
Counsel of Record
JAMES EDWIN KIRTLEY, JR.
LarA O’DONNELL GRILLO
JORDEN BurT LLP
777 Brickell Avenue
Suite 500
Miami, Florida 33131
(305) 371-2600
SEO@jordenusa.com

Attorneys for Petitioner

231393 ce

COUNSEL PRESS
(800) 274-3321 © (800) 359-6859

QUESTIONS PRESENTED

The Clean Water Act (“CWA”) unambiguously
prohibits the “addition” of any pollutants to “navigable
waters” without a National Pollutant Discharge
Elimination System (“NPDES”) permit. The “unitary
waters” theory - discussed and questioned by this Court
in South Florida Water Management District v.
Miccosukee Tribe of Indians, 541 U.S. 95 (2004)
(“Moiccosukee”) — posits that all of the “navigable waters”
of the United States constitute a single body such that
the transfer of water from any one body of “navigable
waters” to any other could never be an “addition” within
the meaning of the statute. The Environmental
Protection Agency (“EPA”) Regulation at issue in this
case adopts the “unitary waters” theory.

The question presented is whether the Eleventh
Circuit’s decision according deference to the EPA’s
“unitary waters” theory Regulation is contrary to the
CWA’s unambiguous language, which, as this Court
suggested in Miccosukee, prohibits the transfer or
discharge of a pollutant from one meaningfully distinct
body of water to another without a NPDES permit; and
whether the court of appeals’ decision violates the
separation of powers doctrine by effectively allowing the
manipulation of a federal lawsuit by an agency of the
Executive Branch.

dL
PARTIES
Petitioner (Intervenor-Plaintiff Below):

The Miccosukee Tribe of Indians of Florida is the
petitioner here. The Friends of the Everglades; Florida
Wildlife Federation; and Fishermen Against Destruction
of the Environment, all of which were plaintiffs below,
have also submitted a separate petition for certiorari in
this matter.'

Respondents (Defendants Below):

The South Florida Water Management District; its
Executive Director, Carol Wehie, in her official capacity;
the United States Sugar Corporation; and the United

States of America are the respondents. The South
Florida Water Management District and Ms. Wehle were
defendants before the district court. United States
Sugar and the federal government were intervenor-
defendants below.

CORPORATE DISCLOSURE STATEMENT

The Miceosukee Tribe of Indians of Florida has no
parent corporation, and no publicly held company owns
ten percent or more of its stock.

1. The Friends of the Everglades et al. submitted their
separate petition to the Court on August 5, 2010. Justice Thomas
granted the Miccosukee Tribe of Indians of Florida an extension
of time, until August 19, 2010, to submit this petition for
certiorari.

TABLE OF CONTENTS

QUESTIONS PRESENTED

ear ns waren Gta ws aaa ee nee a

CORPORATE DISCLOSURE STATEMENT

TABLE OF CONTENTS

TABLE OF APPENDICES

TABLE OF AUTHORITIES .

OPINIONS BELOW

STATEMENT OF JURISDICTION

STATUTES INVOLVED

STATEMENT OF THE CASE

REASONS FOR GRANTING THE PETITION ..

I. Certiorari Should Be Granted Because

The Eleventh Circuit’s Decision, Which Is
Contrary To The CWA’s Unambiguous
Permit Requirements, Is Inconsistent
With This Court’s Decision In
Miccosukee Requiring Permits, As Well

As With The Decisions Of Other Circuits
Regarding The “Unitary Waters” Theory

Contents

Certiorari Should Be Granted Because
The Eleventh Circuit Accorded Deference
To The EPA’s Regulation Contrary To
This Court’s Decisions

A. The EPA’s interpretation is not
entitled to deference because the
CWA is unambiguous

The EPA’s interpretation is not
entitled to deference because the
theory underlying it has been
unanimously rejected by the courts

The EPA’s interpretation is not
entitled to deference because it is

merely a losing litigation position that
was subsequently codified in the
course of this case

. Certiorari Should Be Granted To Decide
The Important Question Of Whether The
Eleventh Circuit’s Deference To The
EPA's Regulation Violates Separation Of
Powers Principles

CONCLUSION

TABLE OF APPENDICES

Appendix A — Opinion Of The United States
Court Of Appeals For The Eleventh Circuit,
Dated And Filed June 4, 2009 ..............

Appendix B — Final Judgment Of The United
States District Court For The Southern
District Of Florida, Dated June 14, 2007 And
Filed June 15, 2007

Appendix C — Order On Remedies Of The
United States District Court For The
Southern District Of Florida, Dated June 14,
2007 And Filed June 15, 2007

Appendix D — Order Of The United States
District Court For The Southern District Of
Florida, Dated And Filed December 11, 2006,
Setting Forth Findings Of Fact And
Conclusions Of Law

Appendix Ek — Order Of The United States
Court Of Appeals For The Eleventh Circuit,
Dated And Filed May 7, 2010, Denying The
Petition For Rehearing En Banc ........... 208a

Appendix F — Relevant Statutes ............. 205a

*)

Appendix G — Relevant Regulation .......... 213a

TABLE OF AUTHORITIES
( "A S I Dy S
Alaska Department of Environmental
Conservation v. E.PA.,

940 U.S. 461 (2004)

Auer v. Robbins,
519 U.S. 452 (1997)

Barnhart v. Sigmon Coal Co.,
534 U.S. 488 (2002)

Barnhart v. Walton,
535 U.S. 212 (2002)

Bowen v. Georgetown University Hospital,
488 U.S. 204 (1988)

Case of Hayburn,
2 U.S. 408 (1792)

Catskill Mountains Chapter of Trout
Unlimited, Inc. v. City of New York,
273 F.3d 481 (2d Cir. 2001) MSsim

Catskill Mountains Chapter of Trout
Unlimited, Inc. v. City of New York,
451 F.3d 77 (2d Cir. 2006)

Catskill Mountains Chapter of Trout
Unlimited, Inc. v. B.PA..,
630 F. Supp. 2d 295 (S.D.N.Y. 2009)

Authorities

Chevron U.S.A. Inc. v. Natural Resource
Defense Council, Inc.,
467 U.S. 837 (1984)

Chicago & Southern Air Lines, Inc. v.
Waterman S. S. Corp.,
333 U.S. 103 (1948)

Chock Full O’Nuts Corp. v. United States,
453 F.2d 300 (2d Cir. 1971)

Clark v. United States,
2007 WL 2142652
(Fed. Cl. Ct. July 17, 2007)

Dubois v. United States Department
of Agriculture,
102 F.3d 1273 (1st Cir. 1996)

Federal Express Corp. v. Holowecki,
552 U.S. 389 (2008)

French v. Miller,
530 U.S. 327 (2000)

Friends of the Everglades v. E.PA..,
No. 08-13652-C (11th Cir.)

Friends of the Everglades v. South Florida
Water Management District,
570 F.3d 121 (11th Cir. 2009)

Vill

{uthorities

Page
Friends of the Everglades v. South Florida
Water Management District,
605 F.3d 962 (11th Cir. 2010) . - 7

Friends of the Everglades, Inc. v. South
Florida Water Management District,
2006 WL 3635465 (S.D. Fla. Dec. 11, 2006) PASsim

Gutierrez de Martinez v. Lamagno,
515 U.S. 417 (1995) .......... : , 30

Indiana Michigan Power Co. v.
Department of Energy,
88 F.3d 1272 (D.C. Cir. 1996) ... 14

In re Swanson,
540 F.3d 1868 (Fed. Cir. 2008) | 31]

Kaiser Aetna v. United States,
444 U.S. 164 (1979) ...... i hae 18

Koshland v. Helvering,
298 U.S. 441 (1986) .......... | 13

Loving v. United States
517 U.S. 748 (1996) .... 28

Ma v. Ashcroft,
361 F.3d 5538 (9th Cir. 2004) 24

{uthorities

Morrison v. National Australia Bank Ltd..
130 S. Ct. 2869 (2010)

Mova Pharmaceutical Corp. v. Shalala,
140 F.3d 1060 (D.C. Cir. 1998)

National Cable & Telecommunications
Association v. Brand X Internet Services.
545 U.S. 967 (2005)

N.L.R.B. v. United Food & Commercial
Workers Union, Local 23, AFL-CI/O,
484 U.S. 112 (1987)

Plaut v. Spendthrift Farm, Inc.,
514 U.S. 211 (1995)

Rapanos v. United States,
547 U.S. 715 (2006)

Robertson v. Seattle Audubon Society,
503 U.S. 429 (1992)

Smiley v. Citibank (South Dakota), N.A..,

517 U.S. 735 (1996)

Smith v. Scott,
223 F:3d 1191 (10th Cir. 2000)

futhos ities

Pave

South Florida Water Management Listrict 1

Miccosukee Tribe of Indians,

541 U.S. 95 (2004) .. passim
Town of Deerfield, New York v. F-C.C.,

992 F:2d 420 (2d Cir. 19938) 32
i/nited States v. Klein,

80 U.S. 128 (1871) . 28, 29, 30, 31
United States v. Mead Corp.,

5338 U.S. 218 (2001) 24
l/nited States v. Morton.

167 U.S. 822 (1984) 26
l/nited States v. Padelford,

76 U.S. 531 (1869) 29
l/nited States v. Sioux Nation of Indian

448 U.S. 371 (1980) a 28-29

Volkswagenwerk Aktiengesellschaft
Kederal Marine Commission.
390 U.S. 261 (1968) ;

futhoriti

STATUTES AND RULES
Statutes

28 U.S.C

eed
~

33 U.S.C » 125)

we
ad
—
_
A
—
we
-

33 U.S.C. § 1365

Rules and Regulations
10 Ck R 122.3

40 CFR 122.45

71 Ked. Reg. 32889

71 Fed. Reg. 3289]

73 Ked. Reg. 33697

]

Petitioner Miccosukee Tribe of Indians of Florida
respectfully requests that a writ of certiorari issue to
review the judgment of the United States Court of
Appeals for the Eleventh Circuit, which afforded
deference to an absurd administrative interpretation of
the CWA on the basis of an EPA Regulation that was
adopted for the purpose of overruling the district court’s
decision, and which is contrary to the plain and
unambiguous language of the statute and in violation of
the separation of powers doctrine.

OPINIONS BELOW

The Eleventh Circuit issued an opinion in this case,
as well as an order denying en banc consideration. The
opinion and final judgment of the court of appeals is
styled, Friends of the Everglades v. South Florida
Water Management District, 570 F3d 1210 (11th Cir.
2009) (“Friends”), and is included in Appendix A. The
United States District Court for the Southern District
of Florida’s findings of fact and conclusions of law are
found in the decision styled, F’riends of the Everglades,
Inc. v. South Florida. Water Management District, 2006
WL 3635465 (S.D. Fla. Dee. 11, 2006) (“Friends”). The
district court’s orders are in Appendices B, C, and D.

STATEMENT OF JURISDICTION

This Court’s jurisdiction is invoked pursuant to
28 U.S.C. § 1254. The court of appeals entered an
opinion and final judgment on June 4, 2009 (App. A).
It later denied rehearing en bane by order dated May
7, 2010 (App. E). On August 3, 2010, Justice Thomas
extended the time within which to file this petition for
writ of certiorari, making it due on August 19, 2010.

2
STATUTES INVOLVED

This case involves the NPDES permitting provisions
of the CWA. The CWA prohibits the discharge of any
pollutant without a permit. 33 U.S.C. §§ 1311, 1342.
At issue is whether, under 33 U.S.C. § 1362(12), the
transfer of a pollutant from one meaningfully distinct
body of “navigable waters” to another is a “discharge”
of a pollutant within the meaning of the CWA, such that
a NPDES permit must be obtained. A “discharge” of a
pollutant is defined in the CWA as “any addition of any
pollutant to navigable waters from any point source.”
Id. The meaning of that language was the subject of
the EPA’s proposed Rule (71 Fed. Reg. 32889) and final
Regulation (73 Fed. Reg. 33697 and 40 CFR 122.3(i)), as
well as the focus of both the district court and the court
of appeals in resolving the dispute below. The relevant
statutory provisions are included in Appendix F, and the
E'PA’s final Regulation is contained in Appendix G.

STATEMENT OF THE CASE

This Petition arises from two consolidated lawsuits
filed in 2002 by the Friends of the Everglades, the
Fishermen Against Destruction of the Environment,
and the Florida Wildlife Federation (collectively,
“plaintiffs”). The lawsuits alleged that the South Florida
Water Management District (““SFWMD”) viclated the
CWA by allowing discharges of pollutants into Lake
Okeechobee (the “Lake”) without NPDES permits.
Petitioner, the Miccosukee Tribe of Indians of Florida
(the “Tribe”), intervened as a plaintiff because the back-
pumping of pollutant-laden waters into the Lake without
permits threatens the Tribe’s environment and way of

life. United States Sugar and the federal government
intervened on behalf of the defendants.” The district court
had jurisdiction under 28 U.S.C. § 1331 and 33 U.S.C.
§ 1365(a).

The Lake is a large and shallow body of water that
remains “the central feature of the Everglades ecosystem
and is recognized as its liquid heart.” Friends, 2006 WL
3635465, at *7 (App. D at 70a). “It is the largest body of
fresh water in the southeastern United States and the
second largest freshwater lake within the continental
United States.” Jd. The Lake is also considered a
“navigable water,” as that term is used in the CWA. /d.
Adjacent to the Lake are a series of canals that collect
polluted water drained from their respective basins. /d. at
*12 (App. D at 81a). This canal water contains by-products
of industrial, municipal, and construction activities that are
conducted within the basins. /d. Pump stations (named
“S-2,” “S-3,” and “S-4”) are built into the dike around the
Lake where it adjoins the canals. /d. at *13 (App. D at
84a). Massive quantities of polluted water are then
moved through the pumps and discharged into the Lake.
Id. at *14 (App. D at 86a). The Lake is a potable water
source and the district court found that the discharge at
issue poses a public health threat. See id. at *18-*19
(App. D at 97a); see also Order on Remedies (App. C at
45a) (back-pumping creates “significant risk” of “serious
injury to humans and death to wildlife”). The issue before
the district court was whether permits were required
before the SFWMD could back-pump polluted cana! water
into the Lake.

2. The SFWMD, United States Sugar, and the United
States government, including the EPA, shall at times
collectively be referred to as the “defendants.”

The consolidated case was stayed pending this
Court’s decision in South Florida Water Management
District v. Miccosukee Tribe of Indians, 541 U.S. 95
(2004) (“Miccosukee”). In Miccosukee, this Court
decided in favor of the Tribe on the issue presented —
whether a point source must be the original source of
the pollutant. Jd. at 104-05. The Court answered that
question in the negative, concluding that the point
source need only convey the pollutant to “navigable
waters.” Jd. at 105. The Court found that no NPDES
permit is required unless pollutants are transferred
from one body of water to another meaningfully
distinct body of water. 7d. at 112. Miccosukee was
remanded because the Court found summary judgment
premature, as there remained a question of fact as to
whether the bodies of water at issue were meaningfully
distinct. Jd.

In addition, the Court chose not to address the
merits of the government’s so-called “unitary waters”
argument, which “posits that all of the navigable waters
of the United States constitute a single water body, such
that the transfer of water from any body of water that
is part of the navigable waters to any other could never
be an ‘addition’” within the meaning of the statute.’
See Catskill Mountains Chapter of Trout Unlimited,
Inc. v. City of N.Y., 451 F.3d 77, 81 (2d Cir. 2006)
(“Catskill 17”). Although the Miccosukee majority and

3. In other words, under the theory “all the water bodies that
fall within the Act’s definition of ‘navigable waters’ (that is, all ‘the
waters of the United States, including the territorial seas,’
§ 13862(7)) should be viewed unitarily for purposes of NPDES
permitting requirements.” Miccosukee, 541 U.S. at 105-06.

-

o

Justice Scalia both favored leaving the “unitary waters”
question for another day, the majority ruled that the
government could advance the argument on remand.
Miccosukee, 541 U.S. at 109. Justice Scalia, on the other
hand, wrote separately because he believed that there was
“no point in directing the Court of Appeals to consider an
argument it has already rejected.” /d. at 113 (Scalia, J.,
concurring in part and dissenting in part). Importantly,
the Court questioned the “unitary waters” theory, noting
that several NPDES provisions might be read to conflict
with the “unitary waters” approach. Jd. at 107-08.

After Miccosukee was decided and the stay in this case
lifted, the district court held a bench trial. Using this
Court’s decision in Miccosukee as its guide, the district
court determined that the Lake and the canals were in
fact meaningfully distinct. In so concluding, the district
court rejected the EPA's “unitary waters” theory and held
that “in the absence of a NPDES permit, the operation of
the S-2, S-3, and S-4 pump stations to backpump pollutant-
containing waters from the canals in a northerly direction
into Lake Okeechobee is in violation of the CWA.” Friends,
2006 WL 36385465, at *61 (App. D at 200a). The district
court arrived at this determination on the basis of statutory
interpretation, concluding that the plain language of the
CWA required the SFWMD to obtain permits for the
operation of its pumping structures because they were
“point sources” discharging “pollutants” into navigable
waters. Jd. The EPA had earlier moved for summary
judgment on the “unitary waters” theory, which, if
accepted, would have entitled it to judgment as a matter
of law. R. 369. But the court denied that motion. R. 527 at
1. In its order following the trial, the court rejected every
argument made by the defendants regarding exclusions
and exemptions under the CWA, reasoning that requiring

6

permits for back-pumping is “consistent with the CWA goal
of restoring and maintaining the chemical, physical, and
biological integrity of the nation’s waters.” /d. at *42 (citing
33 U.S.C. § 1251(a)) (App. D. at 133a).

After the close of trial, but before the district court
entered judgment, the EPA proposed a Rule that
exempted water transfers, such as those at issue here, from
the permit requirements of the CWA, and defined water
transfer as an activity that conveys waters of the United
States to another water of the United States without
subjecting the water to intervening use. As with the
defendants’ other arguments, however, the district court
ultimately rejected this one too, ruling that “{nlo agency
interpretation, or court order for that matter, can alter
the unambiguous congressional intent expressed in a
statute and the Court thus rejects the interpretation

proposed by the EPA.” Friends, 2006 WL 3635465, at *48
(App. D at 169a).

Subsequent to the district court’s decision and while
this case was pending on appeal, the EPA issued a new
Regulation adopting the “unitary waters” theory and
condoning the SFWMD’s transfer of pollutants from one
body of water to another meaningfully distinct body
without a permit.’ See 73 Fed. Reg. 33697-708 (June 13,

4. The final Regulation has been separately challenged in
several federal district and circuit courts. The Judicial Panel on
Multidistrict Litigation ordered that the circuit court challenges
be litigated in the Eleventh Circuit, see Friends of the Everglades
v. B.PA., No. 08-13652-C (11th Cir.), and stayed pending the
decision of the court of appeals in this case. The district court
lawsuits have also been stayed. See Catskill Mountains Chapter of
Trout Unlimited, Inc. v. E.PA., 630 F. Supp. 2d 295 (S.D.N.Y. 2009)).

7

2008) (codified at 40 C.F-R. § 122.3(i) (hereinafter, the
“Regulation”) (App. G). Through this post hoc
interpretation, the EPA ignored key portions of this
Court’s decision in Miccosukee and effectively eviscerated
the permit provisions of the CWA, codifying its argument
that all “navigable waters” are one.

The Eleventh Circuit agreed that “the agricultural
canals and Lake Okeechobee are meaningfully distinct
water bodies.” Friends, 570 F.3d at 1216 n.4 (App. A at
10a). But instead of affirming the district court consistent
with Miccosukee, the court of appeals reversed on the basis
of the EPA’s new Regulation. /d. at 1228 (App. A at 36a)
While recognizing that the “unitary waters” theory had
been uniformly rejected by courts, the Eleventh Circuit
found the Regulation entitled to deference because, in its
view, the statutory language was ambiguous. /d. at 1218-

19, 1227-28 (App. A at 18a, 34a). The court of appeals
declined en banc review after requesting a response on
the en banc petitions and considering the case for nearly a
year. Friends of the Everglades v. South Fla. Water Mgmt.
Dist., 605 F.3d 962 (11th Cir. 2010) (App. E).

The Tribe now seeks a writ of certiorari to review the
Eleventh Circuit’s decision, which is contrary to the
unambiguous language of the CWA and not only conflicts
with precedent from this Court and the other circuits on
the issue of whether a NPDES permit is required for the
discharges here, but also with the constitutional doctrine
of separation of powers.

8
REASONS FOR GRANTING THE PETITION

In Miccosukee, this Court, while expressing doubts,
left unanswered the question of whether the “unitary
waters” theory is an incorrect construction of the CWA’s
permitting provisions. 541 U.S. at 107-08, 109. Likewise,
in a separate opinion, Justice Scalia stressed the
importance of “leaving the Government’s unitary-waters
theory to be considered in another case.” /d. at 113
(Scalia, J.). This is that case.

Certiorari should be granted because the opinion
of the court of appeals conflicts with the decision of this
Court in Miccosukee, which held that conveyances that
do not themselves add pollutants nevertheless require
NPDES permits, and with decisions of all other circuits
that have considered the “unitary waters” approach. The

decision below allows discharges of pollutants into
“navigable waters” of the United States without
permits, in contravention of the unambiguous language
and intent of the statute. The court of appeals’
acceptance of the government’s theory eviscerates the
NPDES permitting requirement of the CWA, which, as
the district court recognized, represents “the most
important tool in achieving the goal of cleaning up the
nation’s waters.” Friends, 2006 WL 3635465, at *42
(App. D at 133a). The court of appeals’ decision will
undoubtedly affect numerous discharges, allowing the
movement of pollutants from contaminated and toxic
canals into pristine waters. Thus, in order to settle the
meaning of this important federal statute, the Court
should grant review in this case.

9

Relatedly, certiorari is also necessary to resolve the
issue of whether an agency’s mid-suit promulgation of
a regulation is entitled to any deference when it merely
sets forth a previously-argued and previously-rejected
litigation position. As we have here, an agency’s
codification of a losing litigation position is suspect and
not attendant with the usual indicia of reliability. In
deferring to the EPA’s Regulation in this case, the court
of appeals disregarded this fact as not important.
In so doing, it departed from this Court’s instruction
that administrative interpretations tantamount to
amorphous litigation positions carry little, if any, weight
and that deference is not due when a statute is clear.

Further, the Court should grant review because the
EPA’s promulgation of the Regulation, in order to force

deference to its previously-rejected litigation position,
violates the separation of powers doctrine in two
respects: first, because it allows an agency of the
Executive Branch to prescribe a rule of decision without
amending applicable law; and second, because the
judgments of Article III courts are not answerable to,
and cannot be altered by, an agency of a coordinate
branch of government.

Thus, in addition to important issues regarding the
interpretation of the CWA and the plain meaning of the
NPDES permitting provisions, this case presents an
exceptional question about how far the government may
go to shroud an untenable and rejected interpretation
of a federal statute with apparent legitimacy, through
an eleventh hour Regulation designed to alter the
lawsuit’s outcome.

10

I. Certiorari Should Be Granted Because The
Eleventh Circuit’s Decision, Which Is Contrary To
The CWA’s Unambiguous Permit Requirements, Is
Inconsistent With This Court’s Decision In
Miccosukee Requiring Permits, As Well As With The
Decisions Of Other Circuits Regarding The
“Unitary Waters” Theory

Certiorari should be granted because the Eleventh
Circuit’s interpretation of the CWA’s NPDES
permitting provisions is inconsistent with this Court’s
decision in Miccosukee, which recognized that NPDES
permits are required for discharges of pollutants where
bodies of water are meaningfully distinct.

Miccosukee found that “a point source need not be
the original source of the pollutant; it need only convey
the pollutant to ‘navigable waters.’” Miccosukee, 541
U.S. at 105. The EPA’s Regulation contradicts this
holding by exempting conveyances of “navigable
waters” from permitting requirements so long as
nothing is added to the water en route to the
transferring destination. The E PA explained that, under
the final Regulation, permits are required only for
“pollutants introduced by the water transfer activity
itself to the water being transferred,” and that the scope
of the required NPDES permits would be only for those
“added pollutants.” See 73 Fed. Reg. 33697, 33705 (June
13, 2008) (responding to public comments). This is
another way of saying that a permit is required only if
the point source is the original source of the pollutant -
a position directly rejected by Miccosukee’s holding. In
fact, the E PA’s explanation shows that its interpretation
is directly contrary to Miccosukee: “Such a permit would

1]

not require the water transfer facility to addres:
pollutants that may have been in the donor waterbody
and are being transferred.” /d.

The Eleventh Circuit agreed with the district court
that the canals and the Lake were meaningfully distinct
bodies of water under the CWA. Friends, 570 F.3d at
1216 n.4 (App. A at 10a). Consistent with Miccosukee,
therefore, NPDES permits were required for the back
pumping. See Catskill 11, 451 F.3d at 82 (“Miccosukee
held that if the canal and the wetlands are not
meaningfully distinct water bodies — an unresolved
factual question —- no NPDES permit is required.”);
Friends, 2006 WL 3635465, at *37 (“[T]he [Miccosukee |
Court held that the water transfer activities only
required a NPDES permit if they transferred water (and
pollutants) from one body of water to another
meaningfully distinct body of water.”) (App. D at 148a).
The Eleventh Circuit’s contrary finding, and its
deference to the EPA’s Regulation, thus creates a
conflict with Miccosukee. This conflict in the
interpretation of an important federal statute, as well
as the unprecedented environmental damage that will
result as a consequence of the decision below, makes
this an issue of exceptional importance meriting
certiorari review.

So does the fact that the EL PA’s interpretation
conflicts with precedent from the First and Second
Circuits. See Catskill Mountains Chapter of Trout
Unlimited, Inc. v. City of N.Y., 273 F.3d 481 (2d Cir. 2001)
(“Catskill I”); Catskill Mountains Chapter of Trout
Unlimated, Inc. v. City of N.Y., 451 F.3d 77 (2d Cir. 2006)
(“Catskill II” ); Dubois v. U.S. Dep't of Agric., 102 F.3d

|

1278 (st Cir. 1996). In Dubois, the First Circuit noted
the problem with the interpretation advanced by the
Ky PA in the Regulation here: under the “unitary waters”
theory, a river so polluted that “|iJt emitted an
overwhelming odor and was known to peel the paint off
buildings located on its banks” would be allowed to
discharge into a pond irrespective of the river’s pollution
and no matter how pristine the pond. Dubois, 102 F.3d
at 1297. The First Circuit concluded that Congress could
not have intended such an “irrational result.” /d
Similarly, in Catskill 1], the Second Circuit rejected the
“unitary waters” theory (and every basis argued in
support of it), finding that nothing in the text of the
CWA supports inter-basin transfers of pollutants
without permits. See Catskill 1], 451 F.3d at 84-85;
see also Friends, 2006 WL 3635465, at *48 (App. D at
169a). Like the First Circuit, the Second Circuit
concluded that the E PA’s interpretation “would lead to
the absurd result that the transfer of water from a
heavily polluted, even toxic, water body to one that was
pristine via a point source would not constitute an
‘addition’ of pollutants and would not be subject to the
CWA’'s NPDES requirement.” Catskill 1], 451 E3d at
81 (citing Catskill 1, 273 F-3d at 493). Yet in this case,
remarkably, the Eleventh Circuit concluded that such
an interpretation was reasonable

Thus, by countenancing the IE PA’s interpretation
in the final Regulation, the court of appeals delivered a
decision in conflict with the First and Second Circuits,
which have described the theory underlying the
agency’s interpretation as irrational and absurd
Kurther, the Eleventh Circuit’s decision conflicts with
Miccosukee’s interpretation of the CWA and it

skepticism of the “unitary waters” approach. The district
court here, as with other courts before it, rejected the
“unitary waters” theory. This Court should now grant
certiorari to finally resolve the issue left open by
Miccosukee, a case that the Tribe took to this Court
approximately six years ago in order to protect its
homeland, the Everglades, and which remains
unresolved in the district court because of the EPA’
“unitary waters” theory.

Il. Certiorari Should Be Granted Because The
Eleventh Circuit Accorded Deference To The EPA's
Regulation Contrary To This Court’s Decisions

Certiorari also should be granted because, contrary
Lo prior Supreme Court precedent, the court of appeal:
erroneously accorded deference to the E PA’s Regulation
under Chevron U.S.A. Inc. v. Natural Resource Defense
Council, Ine., 467 U.S. 887 (1984)

A. The EPA’s interpretation is not entitled to
deference because the CWA is unambiguous

This Court has said that “liln the context of an
unambiguous statute, we need not contemplate
deferring to the agency’s interpretation.” Barnhart 4
Sigmon Coal Co., 584 U.S. 4388, 462 (2002) (citing
Chevron, 467 U.S. at 842-43).” No Chevron deference

» See also Volkswagenwerk Aktiengesellschaft v. ked. Muy
Comm'n, 890 U.S. 261, 272 (1968) (courts should not affirm
udministrative decisions which are inconsistent with a statute)
Koshland v. llelvering, 298 U.S. 441, 446-47 (19286) (a repulatior

cannot amend a statute's unambiguous provision

14

was owed to the EPA's absurd interpretation because
the statute’s permitting requirement is unambiguous,
just as the district court found. See Friends, 2006 WL
3635465, at *48 (“[T]Jhe undersigned finds that the
statute is unambiguous. No agency interpretation, or
court order for that matter, can alter the unambiguous
congressional intent expressed in a statute and the
Court thus rejects the interpretation proposed by the
EPA.”) (App. D at 169a); see also Catskill I], 451 F.3d
at 84-85 (plain meaning of the word “addition” in the
CWA controls).

The court of appeals strained to find ambiguity and
treated as outcome determinative a Regulation that
works substantive changes to the statute under the
guise of “clarification.” See Smith v. Scott, 223 F.3d
1191, 1195 (10th Cir. 2000) (an agency cannot make
substantive changes under guise of clarification).
Indeed, “[tjhe [EPA’s] treatment of this statute is not
an interpretation but a rewrite.” Jndiana Michigan
Power Co. v. Dep’t of Energy, 88 F.8d 1272, 1276
(D.C. Cir. 1996). As the Court explained in Barnhart:

[The Judiciary’s] role is to interpret the
language of the statute enacted by Congress.
This statute does not contain conflicting
provisions or ambiguous language. Nor
does it require a narrowing construction
or application of any other eanon or
interpretative tool. “We have stated time and
again that courts must presume that a
legislature says in a statute what it means and
means in a statute what it says there. When
the words of a statute are unambiguous, then,

15

this first canon is also the last: ‘judicial inquiry
is complete.” We will not alter the text in
order to satisfy the policy preferences of the
Commissioner. These are battles that should
be fought among the political branches and
[the affected parties]. Those parties should
not seek to amend the statute by appeal to
the Judicial Branch.

Barnhart, 534 U.S. at 461-62 (citations omitted). That
analysis aptly fits this case. If the defendants’ “policy
preferences” are that no permits be required for
transfers between separate bodies of “navigable
waters,” then they must properly and within the limits
of law take that battle to the “political branches,” not
the courts. The statute as written is unambiguous in its
requirement for NPDES permits and thus no deference
was owed to the E-PA’s Regulation.

The Eleventh Circuit's finding of ambiguity evinces
a misdirected focus on the term “navigable waters”
instead of “addition” in the statute. The issue in this
case is whether the back-pumping of dirty canal water
into the Lake constitutes a “discharge” of pollutants so
as to require NPDES permits. “Discharge” includes
“any addition of any pollutant to navigable waters from
any point source.” 33 U.S.C. § 1362(12) (emphasis
supplied).

Rather than focusing upon the plain meaning of the
word “addition,” as the Second Circuit did in Catskill I
and // and as the district court did in this case, the
Eleventh Circuit shifted its focus to the term “navigable
waters.” See Friends, 570 F.3d at 1223 (“The question

16

is whether ‘addition. .. to navigable waters’ — meaning
addition to ‘the waters of the United States’ — refers to
waters in the individual sense or as one unitary whole.”)
(App. A at 25a). It reasoned that the statute was
ambiguous because “navigable waters” did not have the
word “any” in front of it:

According to the Water District, the
conspicuous absence of “any” before
“navigable waters” in § 1362(12) supports the
unitary waters theory because it implies that
Congress was not talking about avy navigable
water, but about all navigable waters as a
whole. The Friends of the Everglades’ reading
effectively asks us to add a fourth “any” to
the statute so that it would read: “Any addition
of any pollutant to any navigable waters from
any point source.” But we are not allowed to
add or subtract words from a statute; we
cannot rewrite it. Besides, if the meaning of
language is plain, no alteration should be
necessary to clarify it. The addition or
subtraction of words indicates that the
unaltered language is not plain.

There are two reasonable ways to read the
§ 13861(12) language “any addition of any
pollutant to navigable waters from any point
source.” One is that it means “any addition
... to [any] navigable waters;” the other is
that it means “any addition ... to navigable
waters [as a whole].” As we have held before,

17

“the existence of two reasonable, competing
interpretations is the very definition of
ambiguity.”

Id. at 1224, 1227 (citations omitted; emphasis original)
(App. A at 28a, 36a). Notably, the EPA did not rely on
the “absent any” argument that the Eleventh Circuit
panel found so dispositive, and this curious disconnect
between the agency’s rationale and the court of appeals’
decision clearly undermines the argument for deference.

Moreover, what the court of appeals ignored is the
plain meaning of the term “any addition.” As the district
court and Second Circuit found, that term
unambiguously means that permits are required
whenever there is something added to a body of
“navigable waters,” and this Court held in Miccosukee
that the “addition” must be from another meaningfully
distinct body of water. The district court explained as
follows:

“Addition” is defined as the “joining of
one thing to another.” Webster’s Third
International Dictionary Unabridged, p. 24
(1993). Although the EPA states “that it is
reasonable to interpret ‘addition’ as not
generally including the mere transfer of
waters from one water of the U.S. to another,”
it offers no sound explanation in support of
its strained definition of the term. 71 Fed. Reg.
32891. Notwithstanding Defendants’
protestations to the contrary, it is evident that
“addition ...to the waters of the United
States” contemplates an addition from

18

anywhere outside of the receiving water,
including from another body of water.

Friends, 2006 WL 3685465, at *42 (citations omitted)
(App. D at 133a). Similarly, the Second Circuit found
that “[g]iven the ordinary meaning of the CWA’s text,”
the government’s “unitary waters” theory offers “an
interpretation [that] is inconsistent with the ordinary
meaning of the word ‘addition.”” Catskill I, 273 F.3d at
493; see also Dubois, 102 F.3d at 1297-99 (discussing
meaning of “addition”). Thus, both of those courts found
that “addition” was the relevant term and that a permit
is required if pollutants are transferred from one body
of water to another meaningfully distinet body.
Miccosukee, 541 U.S. at 112. In focusing on the term
“navigable waters” instead of “any addition,” the
Eleventh Circuit incorrectly found ambiguity where
there is none.

Clearly, “navigable waters” is used in the statute
as a jurisdictional term to identify those bodies of water
that are subject to federal regulation. See, e.g., Rapanos
v. United States, 547 U.S. 715 (2006) (discussing
jurisdictional significance and scope of “navigable
waters”); Kaiser Aetna v. United States, 444 U.S. 164,
172 (1979) (discussing “definition of ‘navigable waters’
as this Court has used that term in delimiting the
boundaries of Congress’ regulatory authority under the
Commerce Clause”). The CWA merely requires that the
destination waters (that is, the waters into which a
discharge occurs) are “navigable,” or “waters of the
United States,” so as to ensure they are subject to
Congress’s authority to regulate under the Commerce
Clause. The originating location or character of the

19

waters being discharged into “navigable waters” is
simply irrelevant under the statute. As explained, all
that matters for purposes of determining whether there
is a “discharge” of pollutants such that a permit is
required, is whether there has been “any addition” of
pollutants from another meaningfully distinct body of
water. That the CWA contains a scheme of provisions
focusing upon the water quality standards of individual
bodies strongly supports this reading of the statute.*®
See Miccosukee, 541 U.S. at 106-07. Thus, the term
“addition” was not ambiguous; and, consequently, there
was no basis for the Hleventh Circuit to defer to the
EPA’s construction.

Moreover, the prior court decisions finding the
statute unambiguous control over the EPA’s
subsequent interpretation, pursuant to this Court’s
decision in National Cable & Telecommunications
Association v. Brand X Internet Services, 545 U.S. 967
(2005) (“Brand X”’). Brand X held that “[{a] court’s prior
judicial construction of a statute trumps an agency
construction otherwise entitled to Chevron deference
only if the prior court decision holds that zts
construction follows from the unambiguous terms of
the statute and thus leaves no room for agency
discretion.” Id. at 982 (emphasis supplied). In other

6. So too does the fact that the term “dredged spoil” is part
of the definition of “pollutant” under 33 U.S.C. § 1362(6).
“Dredged spoil” inherently comes from other “navigable
waters”; and yet when it is discharged, a permit is required.
See Petition for Writ of Certiorari by Friends of the Everglades
et al. at 22-23. Thus, the EPA’s “unitary waters” theory is
inconsistent with the very definition of “pollutant” under the
CWA.

20

words, “[ojnly a judicial precedent holding that the
statute unambiguously forecloses the agency’s
interpretation, and therefore contains no gap for
the agency to fill, displaces a conflicting agency
construction.” Jd. at 982-83.

Because prior decisions left “no gap for the agency
to fill,” the court of appeals owed no deference to the
agency’s interpretation here. Jd. Prior court decisions
found that the “unitary waters” theory conflicts with
the plain language of the statute. See Catskill IJ, 451
F'3d at 85 (repeatedly indicating that its decision was
mandated by “the text of the CWA” and the statute’s
“plain language”); Friends, 2006 WL 3635465, at
*48 (“[T]he undersigned finds that the statute is
unambiguous. No agency interpretation, or court order
for that matter, can alter the unambiguous congressional
intent expressed in a statute and the Court thus rejects
the interpretation proposed by the EPA.”) (App. D at
169a). In Catskill I and JI, for example, the Second
Cireuit, like the district court in this case, found that
the word “addition” plainly meant permits were required
whenever there is a transfer of water from one
meaningfully distinct body to another. See Catskill IJ,
451 F.3d at 84-85. Thus, consistent with Brand X, those
prior interpretations of the statute’s plain language
should trump the EPA’s contrary construction in the
Regulation.‘

7. One ancillary question left after Brand X “to bedevil
the lower courts,” 545 U.S. at 1018 (Sealia, J., dissenting), is
readily apparent here and sheuld be resolved by this Court -
i.e., the force that prior judicial determinations of no ambiguity
by a sister crrcurt carry under Brand X’s agency-reversal rule.

21

B. The EPA’s interpretation is not entitled to
deference because the theory underlying it
has been unanimously rejected by the courts

Deference was also inappropriate because the
Regulation is based on a theory that has been uniformly
rejected by every court to have considered its merits.
As the Eleventh Circuit itself recognized, even this
Court has cast doubt on the “unitary waters” theory,
albeit without definitively deciding the issue:

The unitary waters theory has a low batting
average. In fact, it has struck out in every court
of appeals where it has come up to the plate.
Even the Supreme Court has called a strike or
two on the theory, [but]. . . [t]he Court has not,
however, called the theory out yet.

Friends, 570 F.3d at 1217-18 (citing, among others,
Catskill 1, 273 F.3d at 491; Catskill J], 451 F.3d at 8&3;
Dubois, 102 F.3d at 1296; Miccosukee, 541 U.S. at 107)
(App. A at 12a).°

In Miccosukee, this Court referred to the “unitary
waters” theory with skepticism and noted its tension
with other statutory provisions and regulations:

[SJeveral NPDES provisions might be read
to suggest a view contrary to the unitary

8. The Eleventh Circuit also acknowledged that a prior
panel of that court had at “one time decided to reject” the
“unitary waters” theory as well, “but that decision was vacated”
when this Court granted certiorari in Miccosukee. See Friends,
570 F.3d at -218 (App. A at 13a).

9) »)
rare

waters approach. ... This approach [under
33 U.S.C. §§ 13813(¢c)(2)(A) and (d)] suggests
that the Act protects individual water bodies
as well as the “waters of the United States”
as a whole.

The Government also suggests that we adopt
the “unitary waters” approach out of
deference to a longstanding EPA view that
the process of “transporting, impounding, and
releasing navigable waters” cannot constitute
an “addition” of pollutants to “‘the waters of
the United States.’” But the Government does
not identify any administrative documents in
which EPA has espoused that position.
Indeed, an amicus brief filed by several
former EPA officials argues that the agency
once reached the opposite conclusion. The
“unitary waters” approach could also conflict
with current NPDES regulations [including,
for example 40 C.F\R. § 122.45(g)(4)]. .. .
The NPDES program thus appears to
address the movement of pollutants among
water bodies, at least at times.

541 U.S. at 107-08 (citations omitted;.emphasis supplied).

As the Miccosukee decision suggests, the “unitary
waters” theory in fact presents a problematic
interpretation that is incompatible with several
provisions of the CWA - including, notably, the entire
group of provisions aimed at water-body-specific “water
quality standards.” Miccosukee, 541 U.S. at 106-07;
see also Catskill IJ, 451 F.8d at 81. Nevertheless,

23

contrary to all circuits that have decided the issue, the
Eleventh Circuit panel concluded that the CWA was
ambiguous with regard to the requirements for NPDES
permits and then afforded deference to the final
Regulation that codified this absurd theory.

This Court recently said that “[w]Je need ‘accept only
those agency interpretations that are reasonable in light
of the principles of construction courts normally
employ.” See Morrison v. Nat'l Australia Bank Ltd.,
130 S.Ct. 2869, 2887, (2010). In Morrison, the Court
rejected the SEC’s interpretation because it relied on
the flawed reasoning of “cases we disapprove” and
therefore “we owe [the agency’s position] no deference.”
Id. at 2887-88. The same holds true in this case. The
court of appeals acknowledged that the “unitary waters”
theory, upon which the Regulation is based, was rejected
by every circuit to have considered it and was questioned
by this Court in Miccosukee. Indeed, the opinion below
concludes that “all of the existing precedent and the
statements in our own vacated decision are against the
unitary waters theory,” adding that, “[iJf nothing had
changed, we might make it unanimous.” Friends, 570
F.3d at 1218 (App. A at 18a). Those prior decisions
rejecting the “unitary waters” theory as untenable were
rendered on the basis of “the principles of construction
that courts normally employ.” Accordingly, consistent
with Morrison, the Regulation should be rejected as a
baseless construction of the CWA that is entitled to no
deference.

In sum, because the Eleventh Circuit has embraced
a construction that is both obviously inconsistent with
the CWA and contrary to decisions of other circuits, the

2A

Court should now decide the issue it left open in
Miccosukee and definitively rule out the “unitary
waters” theory. See, e.g., N.L.R.B. v. United Food &
Comm. Workers Union, Local 23, AFL-CIO, 484 U.S.
112, 128 (1987) (deference owed only “as long as
[agency’s] interpretation is rational and consistent with
the statute”); Ma vu. Ashcroft, 361 F.3d 5538, 559 (9th Cir.
2004) (where agency’s interpretation “contravenes the
statute and leads to absurd and wholly unacceptable
results,” the court “need not defer”); Mova Pharm.
Corp. v. Shalala, 140 F.3d 1060, 1069 (D.C. Cir. 1998)
(no Chevron deference where “the {agency] has
embarked upon an adventurous transplant operation”
of the statute and its interpretation “is inconsistent with
the unambiguously expressed intent of Congress”).

C. The EPA’s interpretation is not entitled to
deference because it is merely a losing
litigation position that was subsequently
codified in the course of this case

In addition to the reasons above, the EPA’s
Regulation is due no deference because, as this Court
has said, agency interpretations amounting to little
more than “convenient litigating position|[s]” carry little
weight. See Bowen v. Georgetown Univ. Hosp., 488 U.S.
204, 213 (1988) (“Deference to what appears to be
nothing more than an agency’s convenient litigating
position would be entirely inappropriate.”); United
States v. Mead Corp., 533 U.S. 218, 228 (2001) (level of
deference owed to agency interpretations advanced
during litigation is “near indifference”). Similarly,
the Court has said that an agency’s “post hoc
rationalization|s],” which are advanced “to defend past

agency action against attack,” are not subject to
deference. See, e.g., Auer v. Robbins, 519 U.S. 452, 462
(1997); Bowen, 488 U.S. at 212; cf FedEx Corp. v
Holowecki, 552 U.S. 389, 400 (2008) (according
deference because there was “no reason to assume the
agency’s position ... was framed for the specific purpose
of aiding a party in this litigation”). Consistent with
these principles, an agency “may not take advantage of
[its} power to promulgate retroactive regulations during
the course of a litigation for the purpose of providing
[it}self with a defense.” Chock Full O’ Nuts Corp. v.
United States, 4538 F.2d 300, 308 (2d Cir. 1971). Yet, in
this case, the EPA did just that; and the court of appeals
condoned it.

After briefing on appeal, the EPA finalized the
Regulation at issue here. It did so to tip the seales in its
favor and alter the outcome of this federal lawsuit
something that it succeeded in doing. In merely making
“official” its prior arguments, the EPA did not change
the character of what was still a mere convenient
litigating position — one which the district court rejected
out of hand. Indeed, the Regulation itself actually quotes
from the government’s appellate brief to the Eleventh
Circuit, thus making plain that the EPA was simply
attempting to legitimize what was previously just an
unpersuasive argument. See Petition for Writ of
Certiorari by Friends of the Everglades et al. at 8. The
EPA’s Regulation was a game-changer in this lawsuit,
and the very essence of a forbidden post hoc
rationalization. Were it not for the EPA’s Regulation,
the court of appeals would not have reached the
conclusion that it did.

ZO

In finding insignificant the E PA’s manipulation, the
Kleventh Circuit mistakenly relied upon statements
from this Court’s decisions in Smiley v. Citibank (South
Dakota), N.A., 517 U.S. 735, 740-41 (1996); United
States v. Morton, 467 U.S. 822, 8385 n.21 (1984); and
Barnhart v. Walton, 5385 U.S. 212, 221 (2002). Those
cases are inapposite under these facts. In Smiley, the
Court did say that it does not “matter that the regulation
was prompted by litigation, including this very suit.”
Smiley, 517 U.S. at 741. But the agency position there
was not advanced as a losing argument in the lower court
only to be later codified as a regulation in order to alter
the outcome on appeal. Thus, Smiley does not contro!
here;’ and neither does Morton or Barnhart

[In Morton, there is no indication that the position
embodied in the regulation was advanced as a losing
litigation position only to be subsequently adopted in
order to turn the tides in the case. In addition, the Court
found the regulation’s enactment in response to the
lawsuit unproblematic because the suit had “brought
to light an additional administrative problem of the type
that Congress thought should be addressed by
regulation,” which was before not otherwise apparent.
Morton, 467 U.S. at 8386 n.21. The same cannot be said
here. The EPA was wel! aware of the central

9. Importantly, however, Smiley noted the principle explained
above, that “[|o]f course we deny deference ‘to agency litigating
positions that are wholly unsupported by regulations, rulings, or
administrative practice,” because “[t]he deliberateness of such
positions, if not indeed their authoritativeness, is suspect.” Smiley,
517 U.S. at 741 (citing Bowen, 488 U.S. at 212). To the extent Smiley
is relevant at all, it is for that proposition, not the one relied upon
by the court of appeal

interpretative issue in this case, as the “unitary wate!
theory was nothing new and had been advanced as
argument — unavailingly — in several prior cases. Thi
fact makes the EPA's manipulation readily apparent

harnhart is similarly unhelpful because there, unlike
here, the regulations were not adopted to effectively
manipulate the case’s outcome. Indeed, the agency’
position carried the day before the district court and
was only defeated before the Fourth Circuit, which found
that the statute was unambiguous and, hence, not
subject to the agency’s interpretation. Barnhart, 535
U.S. at 216. Upon review, this Court disagreed, stating
that “the statute does not unambiguously forbid the
layency’s| regulation.” /d. at 218. It then went on to
find the agency’s construction permissible. /d. at 219
20. Accordingly, when the Court refused to disregard
the regulations because they were “only recently enacted

, perhaps in response to this litigation,” zd. at 221, it
did so under circumstances completely inapposite to thi

Cas,

The court of appeals was therefore wrong to take
the uncritical view that the EPA's conduct in this case
could be justified, and excused, by reference to thi
Court's prior decisions. It quite simply cannot

19,
“ua

Ill. Certiorari Should Be Granted To Decide The
Important Question Of Whether The Eleventh
Circuit’s Deference To The EPA’s Regulation
Violates Separation Of Powers Principles

In deferring to the EPA’s post hoc interpretation of
the statute, the court of appeals permitted an Executive
Branch agency to improperly manipulate the lawsuit’s
outcome. This raises separation of powers concerns.

As this Court has said, “the separation-of-powers
doctrine requires that a branch not impair another in
the performance of its constitutional duties.” Loving v.
United States, 517 U.S. 748, 757 (1996). The Constitution
“gives the Federal Judiciary the power, not merely to
rule on cases, but to decide them, subject to review only
by superior courts in the Article IIT hierarchy — with an
understanding, in short, that ‘a judgment conclusively
resolves the case’ because ‘a ‘judicial Power’ is one to
render dispositive judgments.” Plaut v. Spendthrift
Farm, Inc., 514 U.S. 211, 218-19 (1995).

In this case, the EPA, by the use of its purported
“interpretation” of the CWA, attempts to do what the
Supreme Court has forbidden Congress to do — that is,
to direct a particular decision in a case without amending
the applicable law. See Robertson v. Seattle Audubon
Soc’y, 503 U.S. 429, 486 (1992), citing United States v.
Klein, 80 U.S. 128 (1871). In Klein, the Court struck
down as unconstitutional a statute dictating the outcome
in a pending case and requiring the decision to be
made in the government's favor. United States v.

29

Sioux Nation of Indians, 448 U.S. 371, 404 (1980)
(characterizing Klein). This Court has explained the Klein
decision thusly:

Klein, the executor of the estate of a
Confederate sympathizer, sought to recover the
value of property seized by the United States
during the Civil War, which by statute was
recoverable if Klein could demonstrate that the
decedent had not given aid or comfort to the
rebellion. In United States v. Padelford, 9 Wall.
531, 542-543, 19 L. Ed. 788 (1869), [the Court]
held that a Presidential pardon satisfied the
burden of proving that no such aid or comfort
had been given. While Klein’s case was pending,
Congress enacted a statute providing that a
pardon would instead be taken as proof that the
pardoned individual had in fact aided the enemy,
and if the claimant offered proof of a pardon the
court must dismiss the case for lack of
jurisdiction. [The Court] concluded that the
statute was unconstitutional because it
purported to “prescribe rules of decision to the
Judicial Department of the government in cases
pending before it.”

French v. Miller, 5380 U.S. 327, 348-49 (2000) (citations
omitted). A similar thing occurred here when the EPA
issued its Regulation, commanding the Eleventh Circuit’s
deference to a rejected statutory interpretation, just so it
could win the case. Indeed, by its Regulation, the agency
effectively “assigned to the federal court only rubber stamp
work,” leaving the plaintiffs with “no judicial audience,”

30

for the court of appeals saw its task as merely to defer to
the “unitary waters” theory, no matter how absurd it
or other courts believed the interpretation to be.
Cf Gutierrez de Martinez v. Lamagno, 515 U.S. 417,
429 (1995). Moreover, the court of appeals in essence
decided the pending and stayed rule challenges, leaving
all parties without a judicial forum to adjudicate the
va’ ‘dity of the Regulation. See n.4, supra.

This Court has not had occasion to address the
application of Klein and progeny to, as we have here,
an agency’s promulgation of a regulation during the
pendency of a case in order to alter, manipulate, or
prescribe its outcome. The principle announced in Alein
— that a coequal branch of the government cannot dictate
findings or command particular results — applies equally
in this setting.

While Klein has been somewhat limited by
subsequent decisions, that limitation does not come into
play here. In Plaut, 514 U.S. at 218, the Court said,
“[wlhatever the precise scope of Klein, however, later
decisions have made clear that its prohibition does not
take hold when Congress ‘amend[s] applicable law.’”” In
this case, Congress has not changed the law at all.
Rather, the CWA is exactly as it was when this case
began. The only change has been the EPA’s Regulation,
which sets forth a post hoc rationalization based on the
government’s losing litigation arguments in order to
alter the case’s outcome. Thus, there is a viable
separation of powers question under Klein, even as
limited by its progeny. Cf Clark v. l/nited States, 2007
WL 2142652, at *6 (Fed. Cl. Ct. July 17, 2007) (“While

ol

the government is correct that Klein has been limited
by subsequent Supreme Court decisions, . . . the
government’s analysis ignores the unique circumstances

Neither the Supreme Court
nor any Circuit ... has had the opportunity to opine on
the application of Alezn in such a circumstance .... For
that reason, Alein continues to pose a constitutional
question[.]”). Accordingly, certiorari should be granted
to consider this important separation of powers
question.

And the separation of powers doctrine is implicated
in another respect as well: The power of the federal
courts is not subject to usurpation by an agency of the
Executive Branch. See, e.g., Plaut, 514 U.S. at 218 (“The
second type of unconstitutional restriction upon the
exercise of the judicial power .. . [is] that Congress

cannot vest review of the decisions of Article IJ] courts
in officials of the Executive Branch.’).'® Indeed,

10. See also Chicago & S. Air Lines, Inc. v. Waterman S. S.
Corp., 333 U.S. 108, 113-14 (1948) (“It has also been the firm
and unvarying practice of Constitutional Courts to render no
judgments... that are subject to later review or alteration by
administrative action.”); Jz re Swanson, 540 F.3d 1368, 1378-79
(Fed. Cir. 2008) (“The Supreme Court has repeatedly held that
‘Congress cannot vest review of the decisions of Article I1]
courts in officials of the Executive Branch.’”). Cf Alaska Dep't
of Envtl. Conserv. v. E.PA., 540 U.S. 461, 511-12 (2004) (Sealia,
J., dissenting) (“If a federal agency were to exercise an
analogous power to review the decisions of federal courts, the
arrangement would violate the well-established rule that the
judgments of Article III courts cannot be revised by the

(Cont'd)

OZ

if a judgment of an Article III court were
subject to revision by a coordinate branch, it
would not be the exercise of judicial power.
Since neither the legislative branch nor the
executive branch has the power to review
judgments of an Article III court, an
administrative agency such as the [EPA],
which is a creature of the legislative and
executive branches, similarly has no such
power.

Town of Deerfreld, N.Y. v. FC.C., 992 F.2d 420, 428 (2d
Cir. 1993) (citation omitted; emphasis original). In this
case, when the court of appeals heeded the EPA's absurd
interpretation of the CWA, it allowed just that to occur.
The court of appeals sanctioned the EPA’s use of a
Regulation to do what it otherwise could not do — namely,
reverse the district court’s well-founded conclusions
about the meaning of the CWA’s permitting provisions.
See id. (administrative agency has no power to “review
judgments of an Article III court”). Thus, the court of
appeals allowed the Executive Branch to manipulate the

(Cont'd)

Executive or Legislative Branches. ... The principle that
judicial decisions cannot be reopened at the whim of the
Executive or the Legislature is essential to preserving
separation of powers and judicial independence.”), citing Case
of Hayburn, 2 U.S. 408, 410 n.* (1792) (“L[B]y the constitution,
neither the secretary at war, nor any other executive officer, nor
even the legislature, are authorized to sit as a court of errors on
the judicial acts or opinions of this court.”) and Plaut, 514 U.S.
at 211.

od

Judiciary and dictate a different outcome in a lawsuit,
in violation of the separation of powers doctrine.”

Therefore, the Court should grant certiorari to
make explicit that an agency’s after-thought of a
Regulation, which effectively usurps the Judiciary’s
function, may not be accorded deference consistent with
the separation of powers doctrine.

11. Justice Scalia raised similar concerns in his Brand X
dissent, albeit in a slightly different factual context. There, he
argued that the majority’s decision allowed for “judicial
decisions subject to reversal by executive officers” — a result he
found “not only bizarre,” but also “probably unconstitutional.”
Brand X, 545 U.S. at 1016, 1017 @ealia, J. , dissenting). In support
of this view, Justice Sealia cited one of the separation of powers
cases noted above, Chicago & Southern Air Lines, Inc. v.
Waterman S.S. Corp., 333 U.S. 103, 113 (1948), wherein the Court
held that “Article III courts do not sit to render decisions that
can be reversed or ignored by executive officers.” See Brand X,
545 U.S. at 1017 (Scalia, J.).

34

CONCLUSION

For all of the important reasons explained above,
the Court should grant this petition and issue a writ of
certiorari to the United States Court of Appeals for the
Eleventh Circuit to review its decision in this case.

Respectfully submitted,

SONIA Escosio O’ DONNELL
Counsel of Record

JAMES E/DWIN KIRTLEY, JR.
LARA O’DONNELL GRILLO
JORDEN Burt LLP

777 Brickell Avenue

Suite 500

Miami, Florida 33131
(305) 371-2600

SEO @jordenusa.com

Attorneys for Petitioner

APPENDIX

la
APPENDIX A— OPINION OF THE UNITED STATES

COURT OF APPEALS FOR THE ELEVENTH
CIRCUIT, DATED AND FILED JUNE 4, 2009

UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

No. 07-138829
D.C. Docket No. 02-80309-CV-CMA

FRIENDS OF THE EVERGLADES,
FLORIDA WILDLIFE FEDERATION,

Plaintiffs-
Counter-Defendants-
Appellees
Cross-Appellants,

FISHERMEN AGAINST DESTRUCTION
OF THE ENVIRONMENT,

Plaintiff-
Counter-Defendant
Appellee,

MICCOSUKEE TRIBE OF INDIANS OF FLORIDA,

Intervenor-Plaintiff-
Counter-Defendant-
Appellee
Cross-Appellant,

{ppendix /

SOUTH FLORIDA WATER
MANAGEMENT DISTRICT,

Defendant
Counter-Claimant
Cross-Appellee,

CAROL WEHLE, Executive Director,

Defendant
Appellant,

UNITED STATES OF AMERICA,
U.S. SUGAR CORPORATION,

[Intervenor-Defendant:

Appellant

Appeal from the United States District Court
for the Southern District of Florida

(June 4, 2009)

sefore DUBINA, Chief Judge, CARNES, Circuit
Judge, and GOLDBERG,* Judge

Honorable Richard W. Goldberg , Judge, United State
Court of International ‘lrade, sitting by designatior

Appendix A

CARNES, Circuit Judge:

This appeal turns on whether the transfer of a
pollutant from one navigable body of water to another
is a “discharge of a pollutant” within the meaning of the
Clean Water Act, 33 U.S.C. § 1362(12). If itis, a National
Pollution Discharge Elimination System permit i:
required. 33 U.S.C. §§ 1311(a); 1342(a). The Act defines
“discharge of a pollutant,” but the meaning of that
definition is itself disputed. During the course of this
litigation, the Environmental Protection Agency
adopted a regulation addressing this specific matter.
The issue we face, after we dispose of a preliminary
Kleventh Amendment question, is whether we owe that
KPA regulation deference under Chevron U.S.A., Inc
v. Natural Res. Defense Council, Inc., 467 U.S. 837, 104
S. Ct. 2778 (1984).

The unique geography of South Florida is once again
before us. See Miccosukee Tribe of Indians of Fla
v. United States, — F.8d , 2009 WL 1199871, at *1
(11th Cir. May 5, 2009). Lake Okeechobee is part of that
geography. Historically, the lake had an ill-defined
southern shoreline because during rainy seasons it
overflowed, spilling a wide, shallow sheet of water
overland to the Florida Bay. “But progress came and

took its toll, and in the name of flood control, they mad
their plans and they drained the land.’

In the 1930s the Herbert Hoover Dike was built
along the southern shore of Lake Okeechobee. It wa
intended to control flooding but failed during the
hurricanes of 1947 and 1948. Congress then authorized
the Central and Southern Florida Flood Project; as part
of it the Army Corps of Engineers expanded the Hoover
Dike and built pump stations including S-2, S-3, and S
1. Under the modern version of that project, nearly all
water flow in South Florida is controlled by a complex
ystem of gates, dikes, canals, and pump station

The area south of Lake Okeechobee’s shoreline wa
designated the Everglades Agricultural Area. The Corp
dug canals there to collect rainwater and runoff from
the sugar fields and the surrounding industrial and
residential areas.* Not surprisingly, those canals contain
a loathsome concoction of chemical contaminant
including nitrogen, phosphorous, and un-ionized
ammonia. The water in the canals is full of suspended
and dissolved solids and has a low oxygen content

Those polluted canals connect to Lake Okeechobee,
which is now virtually surrounded by the Hoover Dike

| John Ander QT CTO WY nd Ti} Mil yiLOite Vy
BMG Kecords 1992)

2. The canals are commonly called the KAA canals, and we
will refer to them as the agricultural canal though the also

ontain industrial and residential runof!

ippe nadia |

The S-2, S-3, and S-4 pump stations are built into the
dike and pump water from the lower levels in the canal
outside the dike into the higher lake water. They do that
by spewing water through the dike and into “rim canal

open to the lake. This process moves the wate
containing Agricultural Area contaminants uphill into
Lake Okeechobee, a distance of some sixty feet. The
pumps do not add anything to the canal water; the:
simply move it through pipes. At full capacity, the pump
within the S-Z, S-3, and S-4 stations can each move 900
cubic feet of water per second—more than 400,000
gallons per minute. The South Florida Wate
Management District operates the pumping station

Two oryanizations, the Iriends of the Kiverglade
and the Fishermen Against the Destruction of the
environment, filed this lawsuit against the Water District
in 2002. The plaintiffs (whom we will call collectively the
friends of the Iiverylades) sought an injunction to force
the Water District to get a permit under the Clean Water
Act’s National Pollution Discharye Elimination System
(NPDES) program before pumping the polluted canal
water into the lake. The court allowed a number of
interveners to enter the lawsuit. Asserting that thi
pollution of Lake Okeechobee threatens its way of life
the Miccosukee Tribe joined on the plaintiffs’ side. The
United States, “on behalf of” the EPA and the Corp
joined on the defense side, as did the U.S. Sugar
Corporation. In an amended complaint, the plaintiff
added the Water District’s executive director as a

defendant

6a
Appendix A

In early 2006 there was a two-month bench trial in
the United States District Court for the Southern
District of Florida. See Miccosukee Tribe v. S. Fla. Water
Mgmt. Dist., 559 F.3d 1191, 1192-94 (11th Cir. 2009)
(describing that trial). After the trial, the district court
decided that the Water District was immune under the
Eleventh Amendment and dismissed it from the case,
but the court kept the executive director in the lawsuit
under the Fx parte Young doctrine. See Ex parte Young,
209 U.S. 123, 28 S. Ct. 441 (1908). It concluded that
operating the S-2, S-3, and S-4 pump stations without
an NPDES permit violated the Clean Water Act. In June
2007 the court granted an injunction against the
executive director of the Water District that required
her to “apply... fora NPDES permit forthwith.” All of

the defendants except the Water District appealed the
part of the final judgment that enjoined the executive
director, while the plaintiffs cross-appealed the part
dismissing the Water District under the Eleventh
Amendment.

iT.

We begin with the cross-appeal, which contests the
dismissal of the Water District on Eleventh Amendment
immunity grounds. The parties disagree mightily about
this issue and had gotten so wrapped up in the
arguments about it that none of them had stepped back
to ask why it matters. We asked that question of the
attorneys at oral argument, and once they got past the
deer-in-the-headlights moment they could offer no good
reason why we, or they, should eare if the Water District

Ta

Appendix A

is in or out of this lawsuit. We believe that it does not
matter at all.

No party disputes that the executive director of the
Water District has been properly sued under the
Ex parte Young doctrine. That doctrine provides an
exception to Eleventh Amendment immunity for lawsuits
against state officials as long as the plaintiffs seek only
prospective injunctive relief to stop ongoing violations
of federal law. See Fla. Ass’n of Rehab. Facilities, Inc.
v. Fla. Dep't of Health & Rehab. Servs., 225 F.3d 1208,
1219 (11th Cir. 2000). And that is all the plaintiffs in this
case seek. That relief can be obtained as readily by
enjoining the real-person executive director as it could
be by enjoining both her and the Water District.
See Fed. R. Civ. P. 25 (providing for automatic
substitution of successors upon the death or end of term
of the officer named as the original party). If anything,
injunctions against real people are more easily enforced
than those against corporate or government entities
because real people can be put in jail.

At one time it appeared that the Eleventh
Amendment issue might matter because the executive
director had initially argued that some of the relief
requested by the Friends of the Everglades was beyond
the proper scope of the E'x parte Young doctrine. If true,
that part of the requested relief would have been
unavailable unless the Water District itself could be sued.
But Jonathan Glogau, the attorney representing the
Water District, conceded at oral argument that if the
plaintiffs are entitled to the relief they seek, all of that

8a
Appendix A

relief can be obtained by enjoining the executive
director.’ We are entitled to rely on that concession
because James Nutt, the attorney representing the
executive director, assured us at the beginning of the
arguments that Glogau would speak on the Eleventh
Amendment issue for the executive director as well as
for the Water District.

Two-and-a-half weeks after oral argument, however,
we received a supplemental letter from attorney Nutt
in which, referring to himself in the third person, he
stated: “The Executive Director’s counsel did not have
an opportunity to address the Court’s question, posed
at the very end, whether the remedies available against
the Executive Director through the fiction of Young are
the same as the remedies available as [sic] against the
District were it not immune. They are not.” The belated
letter is not helpful. As a seneral matter it is conceivable
that remedies available against the executive director
might not match those available against the Water
District, if it is not protected by the Eleventh
Amendment. But we are not dealing with a general

3. Counsel: In this case, all of the relief that [the plaintiffs]
wanted, they got.

Court: Alright, let me ask you this: Are you now
conceding to this Court that under Ex parte Young,
with the Director in, all of the relief that they are
now seeking they can obtain through the Director?

Counsel: Yes.

Court: Okay. (OA Trans., Jan. 16, 2009)

Ya

Appendix A

matter. We are dealing with this particular case. The
only remedies sought are prospective injunctive relief
of the sort which, if granted, would be obtained through
judicial process applied against the executive director,
who is responsible for the operation of the Water District.
See Fla. Stat. § 373.083.

The plaintiffs have the greatest interest in the
availability of remedies. They are satisfied that, as the
attorney for the Water District assured us at oral
argument, “the remedies sought by Plaintiffs can be
obtained against the Executive Director of the District.”
We are, too. To enjoin the executive director of the
Water District is for all practical purposes to enjoin the
Water District. And equity is practical.

An issue is moot “when it no longer presents a live
controversy with respect to which the court can give
meaningful relief.” Fla. Ass’n of Rehab. Facilities, Inc.,
225 E3d at 1217; see also Powell v. McCormack, 395 U.S.
486, 496, 89 S. Ct. 1944, 1951 (1969). To decide a moot
issue is to issue an advisory opinion, one unnecessary
to the judicial business at hand and outside the authority
of Article III courts. Fila. Ass’n of Rehab. Facilities,
225 F.3d at 1216-17; see also B&B Chem. Co. v. United
States E'PA, 806 F.2d 987, 989 (11th Cir. 1986) (“A
justiciable controversy is thus distinguished from a
difference or dispute of a hypothetical or abstract
character; from one that is academic or moot.’). To
decide questions that do not matter to the disposition
of a case is to separate Lady Justice’s scales from her
sword. That we will not do. Cf. George E. Allen, The Law

10a
Appendix A

as a Way of Life, 27 (1969) (“The seales of justice without
the sword is the impotence of law.”’).

IT.

Having disposed of the Eleventh Amendment issue,
we turn now to whether the 8-2, S-3, and S-4 pumps
require NPDES permits. The Clean Water Act bans the
“discharge of any pollutant” without a permit. 33 U.S.C.
$§§ 1311, 1342(a)(1). “Discharge” is defined as “any
addition of any pollutant to navigable waters from any
point source.” 33 U.S.C. § 1362(12).

It is undisputed that the agricultural and industrial
runoff in the canals contains “pollutants,” that Lake

Okeechobee and the canals are “navigable waters,” and
that these three pump stations are “point sources” even
though they add nothing to the water as they move it
along. See S. Fla. Water Mgmt. Dist. v. Miccosukee
Tribe, 541 U.S. 95, 102, 105, 124 S. Ct. 15387, 1542-43
(2004). The question is whether moving an existing
pollutant from one navigable water body to another is
an “addition... to navigable waters” of that pollutant.‘

4. The permitting requirement does not apply unless the
bodies of water are meaningfully distinct. Miccosukee, 541 U.S.
at 112, 1248S. Ct. at 1547. The district court concluded that Lake
Okeechobee and the agricultural canals are meaningfully
distinct based on ten fact findings that it detailed at
considerable length. Our review of those findings is limited to
looking for clear error, see Anderson v. City of Bessemer City,

(Cont'd)

ia
Appendix A

The district court decided that it is, but that decision
came before the EPA adopted its regulation. Our review
is de novo. United States v. DBB, Inc., 180 F.3d 1277,
1281 (11th Cir. 1999).

A.

The Water District’s central argument is based on
the “unitary waters” theory. That theory is derived from
the dictionary definition of the word “addition,” which
is not defined in the Act. See generally S.D. Warren Co.
v. Maine Bd. of Envtl. Prot., 547 U.S. 370, 376, 126 S.
Ct. 1843, 1847 (2006) (stating that an undefined
statutory term is to be read “in accordance with its
ordinary or natural meaning.”) (quotation omitted). The
dictionary definition of “addition” is “to join, annex, or
unite” so as to increase the overall number or amount
of something. Webster’s Third New International
Dictionary 24 (1998).

(Cont'd)

470 U.S. 564, 574, 1058S. Ct. 1504, 1512 (1985), and the defendants
do not even challenge them as clearly erroneous. Given the fact
findings the district court made, we are satisfied that the
agricultural canals and Lake Okeechobee are meaningfully
distinct water bodies.

The EPA wrote an opinion letter that attempted to build a
case for the waters not being meaningfully distinct. That letter
is not entitled to Chevron deference. See Christensen v. Harris
County, 529 U.S. 576, 587, 120S. Ct. 1655 (2000) (“Interpretations
such as those in opinion 'etters ... do not warrant Chevron
style deference.”). Applying Skidmore v. Swift & Co., 323 U.S.
134, 140, 65S. Ct. 161 (1944), we find the EPA’s informal view of
the term “meaningfully distinct” unpersuasively narrow.

12a
Appendix A

The unitary waters theory holds that it is not an
“addition ... to navigable waters” to move existing
pollutants from one navigable water to another. An
addition occurs, under this theory, only when pollutants
first enter navigable waters from a point source, not
when they are moved between navigable waters. The
metaphor the Supreme Court has adopted to explain
the unitary waters theory is: “If one takes a ladle of soup
from a pot, lifts it above the pot, and pours it back into
the pot, one has not ‘added’ soup or anything else to
the pot.” Miccosukee, 541 U.S. at 110, 1248. Ct. at 1545-
46 (alteration and quotation marks omitted). Under that
metaphor the navigable waters of the United States are
not a multitude of different pots, but one pot. Ladling
pollution from one navigable water to another does not
add anything to the pot. So no NPDES permit is
required to do that.

The unitary waters theory has a low batting average.
In fact, it has struck out in every court of appeals where
it has come up to the plate. See, e.g., Catskill Mountains
Ch. of Trout Unlimited, Inc. v. City of New York
(Catskills 1), 273 F.3d 481, 491 (2d Cir. 2001) (“[T]he
transfer of water containing pollutants from one body
of water to another, distinct body of water is plainly an
addition and thus a ‘discharge’ that demands an
NPDES permit.”); Catskill Mountains Ch. of Trout
Unlimited, Inc. v. City of New York (Catskills [1), 451
I3d 77, 83 (2d Cir. 2006) (concluding that “[t]he City
also reasserts the unitary-water theory of navigable
waters. Our rejection of this theory in Catskzlls J,
however, is ... not undermined” by Miccosukee, 541

l3a
Appendix A

U.S. 95, 124 S. Ct. 1537); Dague v. City of Burlington,
935 F.2d 1843, 1354-55 (2d Cir. 1991) (rejecting the idea
that pollutants are ‘added’ only on first entry into any
navigable water); Dubois v. U.S. Dep’t of Agric., 102 F.3d
1273, 1296 (1st Cir. 1996) (“[T]here is no basis in law or
fact for the district court’s ‘singular entity’ [unitary
waters] theory.”); N. Plains Res. Council v. Fidelity
Exploration and Dev., 325 F.3d 1155, 1163 (9th Cir.
2003). Even the Supreme Court has called a strike or
two on the theory, stating in Miccosukee that “several
NPDES provisions might be read to suggest a view
contrary to the unitary waters approach.” 541 U.S. at
107, 1248S. Ct. at 1544. The Court has not, however, called
the theory out yet.

We have no controlling circuit precedent on the
unitary waters theory. We did at one time decide to
reject it, but that decision was vacated. See Miccosukee
Tribe v. S. Fla. Water Mgmt. Dist., 280 F.3d 1364, 1368
(llth Cir. 2002) (concluding that “addition .. . to
navigable waters” includes pumping polluted water from
one navigable water body into another), vacated,
Miccosukee, 541 U.S. at 112, 124 S. Ct. at 1547. Parts of
decisions that are vacated and have not been reinstated
“have no legal effect whatever. They are void.” Uniied
States v. Sigma Intl, Inc., 300 F.3d 1278, 1280 (11th Cir.
2002) (en banc). We are free to give statements in a
vacated opinion persuasive value if we think they
deserve it. See Tallahassee NAACP v. Leon County, 827
F.2d 1436, 1440 (11th Cir. 1987).

l4a
Appendix A

In Miccosukee, 280 F.3d at 1367, we addressed
whether the law required an NPDES permit before
polluted water could be moved through the S-9 pump
from some particular Everglades canals into a water
conservation area. In a footnote, we declined to adopt
the unitary waters theory. /d. at 1368 n.5 (“We reject
the Water District’s argument that no addition of
pollutants can occur unless pollutants are added from
the outside world insofar as the Water District contends
the outside world cannot include another body of
navigable waters.”). Instead we said that “the receiving
body of water is the relevant body of navigable water”
and that “the relevant inquiry is whether—but for the
point source—the pollutants would have been added to
the receiving body of water.” /d. at 1368. For that
proposition we cited Catskill J, a Second Circuit decision
rejecting the unitary waters theory. Because the polluted
canal water would not have flowed into the conservation
area but for S-9’s pumping, we concluded that S-9 was
adding pollutants to a meaningfully distinct water body,
so an NPDES permit was required. /d. at 1868-69. The
Supreme Court vacated our decision and remanded for
further factfindings, however, because the existing
record did not convince it that the canals and the water
conservation area were meaningfully distinct water
bodies. Miccosukee, 541 U.S. at 112, 124 S. Ct. at 1547.
The Court also stated that the Water District’s unitary
waters argument was to be available on remand. /d., at
112, 124 S. Ct. at 1547.

In sum, all of the existing precedent and the
statements in our own vacated decision are against the

|Sa

Appendix A

unitary waters theory. That precedent and those
statements take the view that the transfer of pollutants
from one meaningfully distinct navigable body of water
to another is an “addition .. . to navigable waters” for
Clean Water Act permitting purposes. If nothing had
changed, we might make it unanimous. But there has
been a change. An important one. Under its regulatory
authority, the EPA has recently issued a regulation
adopting a final rule specifically addressing this very
question. Because that regulation was not available at
the time of the earlier decisions, they are not precedent
against it. We are the first court to address the “addition
... to navigable waters” issue in light of the regulation-
to decide whether the regulation is due Chevron
deference.

b.

The EPA’s new regulation, which became final on
June 13, 2008, explains that it was adopted to:

clarify that water transfers are not subject to
regulation under the National Pollution
Discharge Elimination System (NPDES)
permitting program. This rule defines water
transfers as an activity that conveys or
connects waters of the United States without
subjecting the transferred water to
intervening industrial, municipal, or
commercial use.

loa

Appendix A

NPDES Water Transfers Rule, 73 Fed. Reg. 33,697-708
(June 13, 2008) (codified at 40 C.E.R. § 122.38(i)).
Everyone agrees that the EPA’s regulation is entitled
to Chevron deference if it is a reasonable construction
of an ambiguous statute. Under Smiley v. Citibank, 517
U.S. 735, 740-41, 116 8. Ct. 1730, 1734 (1996), and United
States v. Morton, 467 U.S. 822, 835 n.21, 104 S. Ct. 2769,
2776 n.21 (1984), it does not matter that the regulation
was proposed and issued well after the beginning of this
lawsuit. Neither does it matter if it was done in response
to this or similar lawsuits. See Barnhart v. Walton, 535
U.S. 212, 221, 122 S. Ct. 1265, 1271 (2002). Nor does it
matter whether the new regulation is a dramatic shift
in EPA policy. Natl. Cable & Telecomm. Assoc. v. Brand
X Internet Servs., 545 U.S. 967, 981, 125 S. Ct. 2688,
2699, 162 L. Ed. 2d 820 (2005) (“Agency inconsistency i:
not a basis for declining to analyze the agency’

interpretation under the Chevron framework.”)

All that matters is whether the regulation is a
reasonable construction of an ambiguous statute.
Chevron, 467 U.S. at 842-48, 104 S. Ct. at 2781 (“If the
intent of Congress is clear, that is the end of the matter;
for the court, as well as the agency, must give effect to
the unambiguously expressed intent of Congress.”);
id. at 844, 104 8S. Ct. at 2782 (“[A] court may not
substitute its own construction of a statutory provision
for a reasonable interpretation made by the
administrator of an agency.”); Sverra Club v. Johnson,
541 F.3d 1257, 1265 n.3 (11th Cir. 2008) (“[A] court must
give effect to an agency’s reasonable interpretation of

ippendix

an ambiguous statute.’). In other words, there must bi
two or more reasonable ways to interpret the statute,
and the regulation must adopt one of those ways. Those
two requirements are obviously intertwined. Se:
Matthew C. Stephenson & Adrian Vermeule, Chevron
Has Only One Step, 95 Va. L. Rev. 597 (2009); Orin S
Kerr, Shedding Light on Chevron: An Empirical Study
of the Chevron Doctrine in the U.S. Courts of Appeals
15 Yale J. on Reg. 1, 30 (1998) (examining 200 court of
appeals cases applying Chevron and finding that in 2&
percent of them the inquiry was collapsed into the single
question of whether the interpretation was reasonable)

The Friends of the Everglades’ position that the
Ky PA’s regulation does not warrant Chevron deference
because the meaning of the “addition to navigable
waters’ language is clear and its lack of ambiguity
forecloses the unitary waters theory. Cf, e.g., Ala. Power
Co. v. U.S Dep't of knergy, 307 F3d 1800, 1812 (11th
Cir. 2002) (finding that, because “using traditional tool:
of statutory construction,” the Nuclear Waste Policy Act

provision in question was clear, no level of deference
applied to the agency’s contrary interpretation); Brand
X, 545 U.S. at 982-83, 1258. Ct. at 2700 (“Only a judicial

precedent holding that the statute unambiguously
forecloses the agency’s interpretation, and therefore

contains no gap for the agency to fill, displaces a
conflicting agency construction.”). The defendants have
two alternative positions. Their bolder position is that
the EPA’s regulation mirrors the unambiguous meaning
of the statute. Their more modest one is that even if
the statute is ambiguous, the regulation is one

reasonapnle inte rpretat ati oT if ine true conf!

most of our discu lO] cenvel mn whethnet!

Wistrict, arguing tor ambiguity, throw U V (

Wildlife Federation v. Consumer Power Co 2h),

BotLn Tel piten everal decision ] rne

5SO (6th Cir. 1988), and National Wildlife Fed

Gorsuch, 693 F.2d 156 (D.C. Cir. 1982). In the

the courts concluded that the “discharge of a pollutant

language in the Clean Water Act wa ambiguous ane

leferred to the IEPA view that dams did not ade
pollutants, which meant that no NPDES permits wert
necessary. S62 I’ 2d at 584-85; 693 F.2d at 183. The le
Lnose case addre ed. h Vy ¢ eP] Vere nierent irom!
e belore u
in Gorsuch t!} National Wildlife kederation sus

the EPA for failing to require NPDE> permits for dam

693 F.2d at 161. The man-made dams and their re

rVQOw.

caused change n the water's temperature, nutrient

loads, and oxygen content, and the affected water wa

then released through the dams into the rive!

ld. The EPA gave two reasons why no permit wa

required: (1) the changes caused by the dams we

pollutants; and (2) even if they were, releasing

‘re not

waler

through a dam did not add those pollutants to the water,

because the water would have reached the down:

tream

river anyway, and its passage through the dam did not
change it. /d. at 165. The D.C. Circuit concluded that

neither the language of the st it r |
history conclusively supported eithe ch
about what “discharge of a pollutant 1 i!
circumstances of that case, so the court def
Ky PA's position.” /d. at 175, 183

In doing so,

tne (707 i(} 1} " eptle
position that colder water and changes tn it
dissolved nutrient content were not pollut
ld. at 174. That rendered irrelevant v
changed wate} was he ing ‘added LO} ral
A movement through adam. |) ny event

moving Irom a
it. because
the } ue of whether the

hody of watertoa different body ¢

rive!
ts of

tr

tne tae

iT) (Tl

to the navigable waters, the Gorsucl Mui
have decided that issue. Watt BellSouth
Tne 316 kd 1208, 1207 (11th Cir, 2008

heir opinion ay, Judicial decisions cannes
beyond the facts of the case n which tho

are announced.’ ): lU/nited State

Lou

1319, 1321 (11th Cir. 2000) (same). It follow
court also could not have decided whether tl
language was ambiguou regarding Lat |
the one before us. Languaye can be ibigru
respect but not in othe)

». Grorsuch predat Chevron wb applied
imilar level of deference ce 698 | if 1] v'
that EPA's interpretation reasonal rot ince
conyre ional intent, and entitled to vr t « rey

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20a
Appendix A

The other decision the Water District pitches us is
Consumers Power, 862 F.2d 580. In that case a power
plant sucked water containing some unlucky fish out of
Lake Michigan, pumped the water uphill, and then
directed it and the fish back downhill through turbines
that generated electricity. 862 F.2d at 581. In the process
the turbines pureed some of the fish and spewed the
fish puree back into Lake Michigan. /d. at 581-82. The
plant was a “dam” for permitting purposes because part
of the generating process involved impounding water.
Id. at 589-90. Deferring to the EPA’s position, the Sixth
Circuit concluded that “any entrained fish released with
the ... facility’s turbine generating water originate in
Lake Michigan and do not enter the Lake from the
outside world.” Jd. at 585. Fish, living or dead, are
biological material under the Clean Water Act, and the
fish in Consumers Power had always existed in the same
lake to which the power plant returned them. See id.
Accordingly, the court did not have before it, and so
could not have decided, whether moving pollutants
between different bodies of navigable water constitutes
an addition of pollutants to navigable waters. See Watts,
316 F.3d at 1207.

Gorsuch and Consumers Power involved water that
wound up where it would have gone anyway. That is not
this case. Water from the agricultural canals would not
flow upstream into Lake Okeechobee if the S-2, S-3, and
S-4 pumps did not move it there. Here, unlike in Gorsuch
and Consumers Power, pollutants are being moved

2la
Appendix A

between meaningfully distinct water bodies.’ The fact
that those decisions found the statute ambiguous as
applied to different factual situations is of little help to
the Water District. See Barnhart v. Sigmon Coal Co.,
534 U.S. 438, 450, 122 S. Ct. 941, 950 (2002) (explaining
that the inquiry as to whether a statute is ambiguous is
undertaken “with regard to the particular dispute in
the case”); United States v. Santos, U.S. _, 1285S.
Ct. 2020, 2024 (2008) (noting that “context gives
meaning” with regard to the circumstances under which
a statute is ambiguous). Context means a lot.

The Friends of the Everglades, arguing against
ambiguity, pitch us other decisions. See, e.g., Catskills
I, 273 F.3d at 481; Catskills IJ, 451 F.3d at 77;
Miccosukee, 280 F.3d at 1367, vacated, 541 U.S. at 112,
1248. Ct. at 1547; Dubos, 102 F.3d at 1273. They argue
that all of the courts of appeals that have addressed the
issue have found that “any addition of any pollutant to
navigable waters” includes moving polluted water
between meaningfully distinct water bodies. That
statement depends, however, on what one means by “the
issue.” Fach decision the Friends of the Everglades rely
on addressed which interpretation of the statutory
language was most plausible or preferable. Because
they all came out before the EPA’s new regulation went
into effect, none of those decisions addressed the issue
before us, which is whether the EPA's interpretation of
the statutory language is reasonable, even if we mignt

6. See supra p. 11, n.2.

22a
Appendix A

prefer another one. Deciding how best to construe
statutory language is not the same thing as deciding
whether a particular construction is within the ballpark
of reasonableness. See Brand X, 545 U.S. at 980, 125 S.
Ct. at 2699 (“Chevron requires a federal court to accept
the agency’s construction of the statute, even if the
agency’s reading differs from what the court believes is
the best statutory interpretation.”); Shotz v. City of
Plantation, 344 F.3d 1161, 1178 (11th Cir. 2003)
(observing that “in the absence of an administrative
interpretation,” a court must impose its own
eonstruction on the statute).

Still, the Friends of the Everglades urge us to infer
from the opinions in those other cases that the courts
believed the Act’s language unambiguously requires a
permit in these circumstances, and they argue that we
should be persuaded by that inference. In the Catskills
cases, the Second Circuit held that pumping polluted
water from the Schoharie Reservoir into the Esopus
Creek required an NPDES permit. Catskills 7, 273 F.3d
at 489. Those water bodies were hydrologically
connected; they both flowed into the Hudson River. But
because of directional flow and gravity, waters from the
reservoir “under natural conditions . . . would never
reach Esopus Creek.” /d. at 484. The Second Circuit
stated that “[nJo one can reasonably argue that the
water in the Reservoir and the Esopus are in any sense
the ‘same.’” Jd. at 492.

The Second Circuit then brushed aside the EPA’s
informal opinion that no permit was required. The court

Appendix A

cited the “ordinary meaning” of the statutory text,
especially the word “addition,” and called the “singular
entity’ theory of navigable waters .... inconsistent with
the ordinary meaning of the word ‘addition.’” Jd. at 493.
It concluded that “none of the statute’s broad purposes
sways us from what we find to be the plain meaning of
its text... We find that the textual requirements of the

.. definition of ‘discharge of a pollutant’ in § 1362(12)
are met here.” /d. at 494. In Catskills 77 that court
confirmed its holding. In doing sv, it found unpersuasive
the EPA’s 2005 guidance letter, which reiterated the
EPA’s view that a permit was not required. That letter,
the court explained, “simply overlooked [the] plain
language [of the statute].” 451 F.3d at 84. The letter
was not entitled to, and did not receive, Chevron-level

deference. Jd. at 82. It only warranted and received
Skidmore consideration for persuasive value, which is
a significantly less deferential standard. /d.

Importantly, the Second Circuit explicitly refused
to foreclose the possibility that its decision might be
different if Chevron deference applied. 273 F.3d at 490
(“If the EPA’s position had been adopted in a rulemaking
or other formal proceeding, deference of the sort
applied by the Gorsuch and Consumers Power courts
might be appropriate.”’). That is the situation we have
here.

Our opinion in Miccosukee followed the same line of
reasoning as the Second Circuit in the Catskills cases
and reserved the same question, which is the question
before us now. Miccosukee, 280 F.3d at 1367, vacated,

24a
Appendix A

541 U.S. at. 112, 124 S. Ct. at 1547. In Miccosukee we
stated our belief that the Clean Water Act required an
NPDES permit for transfers of polluted water between
meaningfully distinct water bodies, but we qualified that
conclusion. 280 F.3d at 1869. We pointed out that we
could “ascertain no EPA position applicable to S-9 to
which to give any deference, much less Chevron
deference.” Jd. at 1368 n.4. Now there is an EPA
regulation that poses the Chevron issue missing from
the Miccosukee case.’

None of the decisions the parties have thrown our
way helps either side much. The Water District’s
decisions found ambiguity in the relevant provision of
the Clean Water Act as it applied to dams involving the

same bodies of water, not to pumps transferring
pollutants between meaningfully distinct bodies of water.
The Friends of the Everglades’ decisions, though
involving the same factual context, decided only how best
to construe the statutory language—not whether that
language is ambiguous and could reasonably be
construed another way. We turn to that issue now.

7. The Dubots case is similar to Miccosukee and the
Catskills cases. In Dubois the First Cireuit held that
transferring pollutants from a river to a pond required an
NPDES permit because the court wanted to avoid “a watering
down of Congress’ clear statutory protections.” 102 F.3d at 1299.
However, the court did not apply Chevron deference, id. at 1285
n.15, and it does not appear that the Forest Service had
promulgated a regulation that the court could have deferred to
even if it had desired to do so. Jd. at 1296-99.

25a

Appendix A
IV.

In the first step of Chevron analysis we apply the
traditional tools of statutory construction to ascertain
whether Congress had a specific intent on the precise
question before us. See Chevron, 467 U.S. at 843 n.9,
104 8. Ct. at 2782 n.9 (“If a court, employing traditional
tools of statutory construction, ascertains that Congress
had an intention on the precise question at issue, that
intention is the law and must be given effect.”). If
Congress did, then the statute is not ambiguous and
Chevron has no role to play. The traditional tools of
statutory construction include “examination of the text
of the statute, its structure, and its stated purpose.”
Miami-Dade County v. United States EPA, 529 F.3d
1049, 1063 (11th Cir. 2008); Robinson v. Shell Orl Co.,
519 U.S. 337, 341, 117 S. Ct. 843, 846 (1997) (“The
plainness or ambiguity of statutory language is
determined by reference to the language itself, the
specific context in which that language is used, and the
broader context of the statute as a whole.”).®

The Clean Water Act outlaws “the discharge ot any
pollutant” subject to several exceptions, one of which is
where an NPDES permit is obtained. 33 U.S.C. §§ 1811,

8. Recently, we reluctantly concluded that in determining
for Chevron purposes whether Congress had an intent on the
issue at hand, we also look to legislative history. Miccosukee,
2009 WL 1199871 at *14. We do that on page 34, infra.

26a
Appendix A

1342(a)(1). “Discharge” includes “any addition of any
pollutant to navigable waters from any point source.”
33 U.S.C. § 1362(12). “Navigable waters,” in turn, is
defined as “the waters of the United States.” 33 U.S.C.
§ 1862(7). The Supreme Court has recently instructed
that the term “discharge of pollutants” and its definition
is “of particular significance” within a “complicated
statute.” S.D. Warren Co., 547 U.S. at 380, 126 S. Ct. at
1850.

The question is whether “addition . . . to navigable
waters”—meaning addition to “the waters of the United
States”—refers to waters in the individual sense or as
one unitary whole. Under the Water District’s unitary
waters theory, “to navigable waters” means to all
navigable waters as a singular whole. As a result,
pollutants can be added to navigable waters only once,
and pollutants that are already in navigable water's are
not added to navigable waters again when moved
between water bodies. Conversely, the Friends of the
Everglades’ position is that “to navigable waters” refers
to each individual water body. As a result, the statute
means “any addition of any pollutant to any navigable
waters,” even though those are not the words the statute
uses. Under the Friends of the Everglades’ reading,
pollutants existing in one navigable water, like the
agricultural canals, are “added... to navigable waters”
when they are transferred into another navigable water,
like Lake Okeechobee.

The common meaning of the term “waters” is not
helpful. In ordinary usage “waters” can collectively refer

27a
Appendix A

to several different bodies of water such as “the waters
of the Gulf coast,” or can refer to any one body of water
such as “the waters of Mobile Bay.” An “addition . . . to
navigable waters” could encompass any addition to a
single body of navigable water regardless of source (like
water pumped from one navigable body of water to
another), or it could mean only an addition to the total
navigable waters from outside of them (like a factory
pumping pollutants into a navigable stream). Because
the statutory language could be used either way, we turn
next to its immediate context.

b.

The context in which language is used is important.

See Robinson, 519 U.S. at 341, 117 S. Ct. at 846; Koons
Buick Pontiac GMC, Inc. v. Nigh, 543 U.S. 50, 60, 125
S. Ct. 460, 467 (2004) (“A provision that may seem
ambiguous in isolation is often clarified by the remainder
of the statutory scheme .. . because the same
terminology is used elsewhere in a context that makes
its meaning clear....”); FDA v. Brown & Williamson
Tobacco Corp., 529 U.S. 120, 1382, 120 8S. Ct. 1291, 13800-
01 (2000) (“The meaning—or ambiguity—of certain
words or phrases may only become evident when placed
in context.”). The Water District argues that the context
of 33 U.S.C. § 1862(12) demonstrates that Congress
intentionally selected each word in the definition of
“discharge” to deliver a specific meaning. It asserts that
the Friends of the Everglades’ reading of the statute
would require us to add words to the law, which is
impermissible.

28a
Appendix A

“Discharge” is defined in the Act as “[a]ny addition
of any pollutant to navigable waters from a.1y point
source.” 33 U.S.C. § 1362(12). According to the Water
District, the conspicuous absence of “any” before
“navigable waters” in § 1362(12) supports the unitary
waters theory because it implies that Congress was not
talking about any navigable water, but about all
navigable waters as a whole. The Friends of the
Everglades’ reading effectively asks us to add a fourth
“any” to the statute so that it would read: “Any addition
of any pollutant to any navigable waters from any point
source.” But we are not allowed to add or subtract words
from a statute; we cannot rewrite it. See 62 Cases, More
or Less, Fach Containing Six Jars of Jam v. United
States, 340 U.S. 598, 596, 71 S. Ct. 515, 518 (1951) (we
are not “to add nor to subtract, neither to delete nor to
distort [the words]” Congress has used); Blount v. Rizzi,
400 U.S. 410, 419, 91 S. Ct. 423, 429 (1971) (“{1]t is for
Congress, not this Court, to rewrite the statute.”);
Nguyen v. United States, 556 F.3d 1244, 1256 (11th Cir.
2009) (“We are not authorized to rewrite, revise, modify,
or amend statutory language in the guise of interpreting
it... .”); Albritton v. Cagle’s, Inc., 508 F.3d 1012, 1017
(llth Cir. 2007) (“We are not empowered to rewrite
statutes.”). Besides, if the meaning of language is plain,
no alteration should be necessary to clarify it. The
addition or subtraction of words indicates that the
unaltered language is not plain.

There is also the fact that Congress knows how to
use the term “any navigable water[s]” when it wants to
protect individual water bodies instead of navigable

29a

Appendix A

waters as a collective whole. Within the Clean Water Act
itself, Congress authorized the EPA to investigate
“the pollution of any navigable waters,” 33 U.S.C.
§ 1254(a)(3), and referred to the EPA’s dissemination of
information about changes in the flow “of any navigable
waters.” 33 U.S.C. § 13814(f)(2)(F). Other water
protection statutes also use the term “any navigable
water[s].” See, e.g., 38 U.S.C. § 407 (“It shall not be
lawful to throw, discharge, or deposit ... any refuse
matter ... into any navigable water of the United
States. ..”);33 U.S.C. § 419 (“The Secretary of the Army
is authorized .. . to govern the transportation and
dumping into any navigable water, or waters adjacent
thereto, of dredgings, earth, garbage, and other refuse
materials ...”);33 U.S.C. § 512 (“No bridge shall at any
time unreasonably obstruct the free navigation of any
navigable waters of the United States.”). The common
use by Congress of “any navigable water” or “any
navigable waters” when it intends to protect each
individual water body supports the conclusion that the
use of the unmodified term “navigable waters” in
§ 1862(12) (or the use in its definition, “the waters of
the United States,” at § 13862(7)) means the waters
collectively. See Delgado v. United States Att’y Gen., 487
3d 855, 862 (11th Cir. 2007) (“[W here Congress knows
how to say something but chooses not to, its silence is
controlling.”) (quotation marks omitted); DirecTV, Inc.
v. Brown, 371 F.3d 814, 818 (11th Cir. 2004) (“[WJhen
Congress uses different language in similar sections, it
intends different meanings.”) (quoting /raola & CIA,
S.A. v. Kimberly-Clark Corp., 232 F.3d 854, 859 (11th
Cir. 2000).

40a
Appendix

That context does not, however, establish that the
meaning of the statutory language is clear. Although
Congress did use the term “any navigable waters” in
the Clean Water Act to protect individual water bodies,
it also used the unmodified “navigable waters” to mean
the same thing. For example, as the Supreme Court
noted in Miccosukee, 541 U.S. at 107, 124 S. Ct. at 1544,
the Act discusses the states’ creation of water-body
specific quality standards based on “the designated uses
of the navigable waters involved.” 33 U.S.C. § 1813(e)(2)
In that context “the navigable waters” must refer to
many individual water bodies—exactly what the Friends
of the Everglades contend that it means in 83 U.S.C.
§ 13862(12) (“Any addition of any pollutant to navigable
waters ...”). See also Miccosukee, 541 U.S. at 106-07,
124 8S. Ct. at 1544 (citing § 13813(c)(2) and stating that
“several NPDES provisions might be read to sugyest a
view contrary to the unitary waters approach.”)

The result so far is that we are not persuaded that
the meaning of the statutory provision at issue, read
either in isolation or in conjunction with similar

provisions, is plain one way or the other. The statutory
context indicates that sometimes the term “navigable

waters” was used in one sense and sometimes in the
other sense.

The “broader context of the statute as a whole” doe:
not resolve the ambiguity. Robinson, 519 US.

117 S. Ct. at 846; Koons Buick, 548 US

sla
Appendix A

Ct. at 467 (explaining that a seemingly ambiguous
provision may be clarified by the broad context of the
statute if “only one of the permissible meaning:
produces a substantive effect that is compatible with
the rest of the law.”). The general purpose of the Clean
Water Act is broad and ambitious:

The objective of this chapter is to restore and
maintain the chemical, physical, and biological
integrity of the Nation’s waters. In order to
achieve this objective it is hereby declared
that, consistent with the provisions of thi:
chapter— (1) it is the national goal that the
discharge of pollutants into the navigable
waters be eliminated by 1985.

33 U.S.C. § 1251(a). The NPDES permitting program
is the centerpiece of the Clean Water Act. See, e.g., Am
lron & Steel Inst. v. HPA, 115 F.3d 979, 990 (D.C. Cir
1997); Gorsuch, 693 F.2d at 175-76 (“There is indeed
some basis in the legislative history for the position that
Congress viewed the NPDES program as its most
effective weapon apainst pollution.”). In light of the
sweeping goals of the Act, the Senate Conference
Report states that the “conferees fully intend that the
term ‘navigable waters’ be given the broadest possible
constitutional interpretation ...”.”S. Conf. Rep. 92-1236

9. That statement appears intended to extend the
application of the Clean Water Act to cover as much water a
the Commerce Clau e would allow S04 (jt neratly Rapano 41

Cont'd

ippe ‘i fi ‘

(1972), as reprinted wn 1972 U.S.C.C.A.N. 3776, 3822
The Friends of the Everglades argue that, for two
reasons, the Clean Water Act’s ambitious anti-pollution
goals make it absurd to read the Act as implicitly
creating a sizeable excepuon tothe NPDES permitting
program for pollutants that come from other navigable

water

lirst, they assert that the permitting program itsel!
is designed to protect individual water bodies. State
water quality standards, which are specific to individual
water bodies, are intertwined with the NPDES
permitting process. If a water body fails to meet the
tate water quality standards, the government alte
the terms of the NPDES permits held by contributing
point sources in order to ratchet down the load of
pollutants that may be pumped into that water body
Miccosukee, 541 U.S. at 107, 1245. Ct. at 1544; 33 U.S.C
1313(d). Given the permitting requirement’s role in
maintaining individualized water quality standards, the
friends of the Everglades argue that it would make little
ense to allow uncontrolled, un-permitted pumping
between navigable waters that could have different
quality standards. Lake Okeechobee, for example,
classified as drinking water under the state water quality
tandards. Pumpiny dirty agricultural canal water into
the lake makes it more difficult to meet the lake’s quality

tandards. ‘lo allow such pumping without a permit

tends to undermine the goals of the NPDES proyram
The Friends of the Everglades argue that the unitary
waters theory, which would exclude from the permitting
requirement the pumping of pollutants into the lake, |
an unreasonably narrow reading of the Act

second, the Friends of the Everglad aurpue that
reading the statute to protect only the navigable water
as one unitary whole could lead to results even more
absurd than pumping dirty canal water into a reservon
of drinking water. If an “addition Lo navigable water
occurs only at a pollutant’s first entry into navigable
waters, and never apain when it is transferred to a
different water body, then the NPDIcS rovram Lr
centerpiece of the Clean Water Act would require no
permit for a project to pump the most loathsome
navigable water in the country into the most pristin

One

These horrible hypotheticals are frightening enough
that we might ayree with the lriends of the Iiverglade
that the unitary waters theory does not comport with
the broad, general goals of the Clean Water Act. Se
generally 33 U.S.C. § 1251(a) (to restore and maintain
the chemical, physical, and biological integrity of the
Nation's waters”). But we “interpret and apply statute
not congressional purposes.” /n re lledrick, 524 bd
1175, 1188 (lith Cir. 2008); Oncale 4 SuUnNdAOwWNeE?)
Offshore Serv: inc., 5238 U.S. 7b, 79, 11% Ct. 0%
1002 (1998) C[ IT ]t is ultimately the provisions of our law

rather than the principal concern Ol oul legri lator |
which W are voverned.” Wa al Sowlhen /Y f

34a
Appendix A

Sorrell, 549 U.S. 158, 171, 127 8S. Ct. 799 (2007) (“[I]t
frustrates rather than effectuates legislative intent
simplistically to assume that whatever furthers the
statute’s primary objective must be the law.”) (citation
omitted). And there are other provisions of the Clean
Water Act that do not comport with its broad purpose
of restoring and maintaining the chemical, physical and
biological integrity of the Nation’s waters. (Which may
help explain why the Act’s express goal of completely
eliminating all discharge of pollutants into the navigable
waters by 1985 was not met.)

No one disputes that the NPDES program is
restricted to point sources. Non-point source pollution,
chiefly runoff, is widely recognized as a serious water
quality problem, but the NPDES program does not even
address it. See generally Rapanos, 547 U.S. at 777, 126
S. Ct. at 2247 (Kennedy, J., concurring) (observing that
agricultural runoff from farms along the Mississippi
River creates an annual hypoxic ‘dead zone’ in the Gulf
of Mexico that is nearly the size of New Jersey); Oregon
Natural Desert Ass'n v. United States Forest Serv., 550
F.3d 778, 780 (9th Cir. 2008) (stating that the “disparate
treatment of discharges from point sources and nonpoint
sources is an organizational paradigm of the [Clean
Water] Act”). Not only are ordinary non-point sources
outside the NPDES program, but Congress even
created a special exception to the definition of “point
source” to exclude agricultural storm water discharges
and return flows from irrigation, despite their known,
substantially harmful impact on water quality. 33 U.S.C.
§ 13862(14).

—
Sa

Appendix A

The point is that it may seem inconsistent with the
lofty goals of the Clean Water Act to leave out of the
permitting process the transfer of pollutants from one

navigable body of water to another, but it is no more so
than to leave out all non-point sources, allowing
agricultural run-offs to create a huge “dead zone” in
the Gulf of Mexico. Yet we know the Act does that. What
this illustrates is that even when the preamble to
legislation speaks single-mindedly and espouses lofty
goals, the legislative process serves as a melting pot of
competing interests and a face-off of battling factions.
What emerges from the conflict to become the
enactment is often less pure than the preamble
promises. The provisions of legislation reflect
compromises cobbled together by competing political
forces and compromise is the enemy of single-
mindedness. It is not difficult to believe that the
legislative process resulted in a Clean Water Act that
leaves more than one gap in the permitting
a it enacts. Wyeth v. Levine, U.S. __,

1298S. Ct. 1187, 1215-16 (2009) (Thomas, J., concurring)
“Legislators : may compromise on a statute that does
not fully address a perceived mischief, accepiing half a
loaf to facilitate a law’s enactment.”) (quotation omitted);
Bd. of Governors vw. Dimension Fin. Corp., 474 U.S. 361
373-74, 106 S. Ct. 681, 688-89 (1986) (“Application of
‘broad purposes’ of legislation at the expense of specific
provisions ignores the complexity of the problems
Congress is called upon to address and the dynamics of
legislative action. ...the final language of the legislation
may reflect hard-fought compromises.”).

36a
Appendix A

As the Supreme Court once said, “[a]fter seizing
every thing from which aid can be derived we are left
with an ambiguous statute.” United States v. Bass, 404
U.S. 336, 347, 92 S. Ct. 515, 522 (1971) (internal citation
and alteration omitted). There are two reasonable ways
to read the § 1361(12) language “any addition of any
pollutant to navigable waters from any point source.”
One is that it means “any addition ... to [any] navigable
waters;” the other is that it means “any addition... to
navigable waters [as a whole].” As we have held before,
“the existence of two reasonable, competing
interpretations is the very definition of ambiguity.”
United States v. Acosta, 363 F.3d 1141, 1155 (11th Cir.
2004) (quotation marks omitted).

D.

Having concluded that the statutory language is
ambiguous, our final issue is whether the EPA's
regulation, which accepts the unitary waters theory that
transferring pollutants between navigable waters is not
an “addition ... to navigable waters,” is a permissible
construction of that language. Chevron, 467 U.S. at 843,
104 8. Ct. at 2782. In making that determination, we
“need not conclude that the agency construction
was... the reading the court would have reached if the
question initially had arisen in a judicial proceeding.”
Id. at 837, 843 n.11, 104 8. Ct. at 2782 n. 11; see also 2d.
at 844, 104 S. Ct. at 2782 (“{[A] court may not substitute
its own construction of a statutory provision for a
reasonable interpretation made by the administrator of
an agency.”). Because the EPA’s construction is one of

Appendix A

the two readings we have found is reasonable, we cannot
say that it is “arbitrary, capricious, or manifestly contrary
to the statute.” Jd. at 844, 104 8. Ct. at 2782.

Sometimes it is helpful to strip a legal question of
the contentious policy interests attached to it and think
about it in the abstract using a hypothetical. Consider
the issue this way: Two buckets sit side by side, one with
four marbles in it and the other with none. There is a
rule prohibiting “any addition of any marbles to buckets
by any person.” A person comes along, picks up two
marbles from the first bucket, and drops them into the
second bucket. Has the marble-mover “add[ed] any
marbles to buckets”? On one hand, as the Friends of
the Everglades might argue, there are now two marbles
in a bucket where there were none before, so an addition
of marbles has occurred. On the other hand, as the
Water District might argue and as the EPA would
decide, there were four marbles in buckets before, and
there are still four marbles in buckets, so no addition of
marbles has occurred. Whatever position we might take
if we had to pick one side or the other of the issue, we
cannot say that either side is unreasonable.

Like the marbles rule, the Clean Water Act’s
language about “any addition of any pollutant to
navigable waters from any point source,” 33 U.S.C.
§ 1862(12), is ambiguous. The EPA's regulation adopting
the unitary waters theory is a reasonable, and therefore
permissible, construction of the language. Unless and
until the EPA rescinds or Congress overrides the
regulation, we must give effect to it.

38a
Appendix A

In the defendants’ appeal, we REVERSE the
district court’s judgment that the operation of the S-2,
S-3, and S-4 pumps without NPDES permits violates
the Clean Water Act. We DISMISS AS MOOT the
plaistiffs’ cross-appeal from the dismissal of the Water
Lb © on Eleventh Amendment grounds.

REVERSED in part and DISMISSED in part.

39a

APPENDIX B — FINAL JUDGMENT OF THE
UNITED STATES DISTRICT COURT FOR THE
SOUTHERN DISTRICT OF FLORIDA,
DATED JUNE 14, 2007 AND
FILED JUNE 15, 2007

UNITED STATES DiSTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
MIAMI DIVISION

CASE NO. 02-80309-CIV-ALTONAGA/Turnoff
FRIENDS OF THE EVERGLADES, INC., et al.,
Plaintiffs,
Vs.
HENRY DEAN, Executive Director, South
Florida Water Management District, in his
official capacity; et al.,
Defendants.

FINAL JUDGMENT
THIS CAUSE came before the Court upon the
Order on Remedies issued separately on this date.
Pursuant to the Order on Remedies and the Court’s

December 11, 2006 Order Setting Forth Findings of Fact
and Cénelusions of Law | D.F. 636], it is

40a

Appendix B
ORDERED AND ADJUDGED as follows:

(1) A declaratory judgment is issued in favor of
Plaintiffs. In the absence of a National Pollutant
Discharge Elimination System (“NPDES”) permit, the
South Florida Water Management District’s
(““SFWMD[’s]”) operation of the S-2, S-3, and S-4 pump
stations to backpump pollutant-containing waters from
the canals in a northerly direction into Lake Okeechobee
is in violation of the Clean Water Act.

(2) A permanent injunction is issued in favor of
Plaintiffs. The SFWMD’s Executive Director shall apply
to the Florida Department of Environmentai Protection
for a NPDES permit forthwith.

(3) The Court shall retain jurisdiction, including to
the extent allowable in light of tne parties’ anticipated
appeal, to ensure compliance with this Judgment.
Furthermore, the Court retains jurisdiction over
Plaintiffs’ request for the award of attorney’s fees and
costs.

DONE AND ORDERED in Chambers at Miami,
Florida, this 14th day of June, 2007.

s/ Cecilia M. Altonaga
CECILIA M. ALTONAGA
UNITED STATES DISTRICT JUDGE

4la

APPENDIX C — ORDER ON REMEDIES OF THE
UNITED STATES DISTRICT COURT FOR THE
SOUTHERN DISTRICT OF FLORIDA,
DATED JUNE 14, 2007 AND
FILED JUNE 15, 2007

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF FLORIDA
MIAMI DIVISION

CASE NO. 02-80309-CiV-ALTONAGA/Turnoff
FRIENDS OF THE EVERGLADES, INC., et al.,
Plaintiffs,
vs.

HENRY DEAN, Executive Director, South Florida Water
Management District, in his official capacity; et al.,

Defendants.
ORDER ON REMEDIES

THIS CAUSE came before the Court upon the
parties’ memoranda on injunctive relief and remedies;'
1. Plaintiffs, Friends of the Everglades (“FOE”),
Fishermen Against Destruction of the Environment, Ine.
(“FADE”), and Florida Wildlife Federation’s (“FWF|[’s]”)
Memorandum on Injunctive Relief and Remedies [D.E. 649];
Intervenor-Plaintiff, the Miccosukee Tribe of Indians of
(Cont'd)

42a
Appendix C

Plaintiffs’ and Plaintiff-Intervenor’s Joint Motion for
Joinder of Mike Sole, in his Official Capacity as
Secretary of the Florida Department of Environmental
Protection, as an Involuntary Plaintiff [D.E. 653], filed
on March 6, 2007; Intervenor-Defendant, U.S. Sugar’s
Motion to Strike Plaintiffs’ Exhibits to Plaintiffs’
Memorandum on Injunctive Relief and Remedies
[D.E. 665], filed on April 18, 2007; and Defendant, the
SFWMD’s Motion for Certification Under § 1292(b)
[D.E. 689], filed on June 4, 2007. The Court has carefully
considered the partie

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2383%3A01. Public record. Not legal advice.
