# Petition for Writ of Certiorari — Hudson v. Scarbro

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2010
- **Citation:** 562 U.S. 981

## Text

e Court, U.S.
sa a

\\Qy No. D

497 HH HL 262010

In The

. ERK
Supreme Court of the UPR SRS

B.R. HUDSON, in his individual capacity,

Petitioner,

HILARIE G. SCARBRO, Administratrix of the
Estate of Gary Eugene Rummer,

Respondent.

ON PETITION FOR WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
For THE FOURTH CIRCUIT

PETITION FOR WRIT OF CERTIORARI

James R. Morgan, Jr.

Counsel of Record

Robert T. Numbers, I]

WOMBLE CARLYLE SANDRIDGE & RICE, PLLC
One West Fourth Street

Winston-Salem, North Carolina 27101
(336) 721-3600

jmorgan@wesr.com

rnumbers©wesr.com

Dated: July 26, 2010

THE LEX GROUPDPES ¢ 1750 K Street NW. @ Suite 475 @ Washington, DC 20006
(202) 955-0001 ¢ (800) 815-379) @ Fas: (202) 955-0002 @ www thelexgroup.com

QUESTIONS PRESENTED

In this case, a federal District Court Judge
with training and expertise in United States
constitutional law looked at the entire summary
judgment record and all relevant case authority, and
concluded that, in the light most favorable to
plaintiff and as a matter of law, Officer Hudson's
actions did not violate the Constitution. The Fourth
Circuit) panel judges disagreed with the District
Court Judge, and concluded that, in the light most
favorable to plaintiff, Officer Hudson's actions and/or
inactions did violate the Constitution. The Fourth
Circuit panel then went a step further, and held that
Officer Hudson was not entitled to qualified
immunity, even though a reasonable federal judge
had held that Officer Hudson’s actions did not

violate the Constitution.
The question presented here LS

Whether, absent a finding that the district
court's opinion was unreasonable, a government
official is entitled to qualified immunity under the
“clearly established” prong of the test set out in
Saucier v. Katz, 533 U.S. 194 (2001), if the district
court and the court of appeals disagree over whether
the government official’s conduct violated the

constitution.

2. Whether district court opinions should be
considered by courts of appeal in determining
whether a right is clearly established for purposes of
qualified immunity analysis

PARTIES TO THE PROCEEDING

The petitioner in this case is Officer B. R
Hudson in his individual capacity. Officer Hudson,
at the time of the incident in question, was a
detention officer at the New Hanover County Jail in

New Hanover County, North Carolina

The plaintiff in this case is Hilarie G. Scarbro
as Administratrix of the Estate of Gary Eugene

Rummer.

The only two remaining parties to this action

are those listed above.

However, the following were parties in the
District Court and the United States Court of
Appeals for the Fourth Circuit, but are no longer
parties to this action: New Hanover County; New
Hanover County Sheriffs Department; New Hanover
County Jail; Sidney A. Causey, individually and in
his capacity as Shenff of New Hanover County; J.T
Leonard, individually and in his official capacity as
detective of the New Hanover County Sheriffs
Department; E. Morton, individually and in his
official capacity as deputy of the New Hanover
County Sheriff's Department; 'T.L. Fuss, individually
and in his official capacity as corporal of the New
Hanover County Sheriffs Department; D.E. Keyes,
individually and in his official capacity as deputy of
the New Hanover County Sheriffs Department; Mr.
Hansen, individually and in his official capacity as
deputy of the New Hanover County Sheriffs
Department; J.P. Hatch, individually and in his
official capacity as sergeant of the New Hanover

1

County Sheriff's Department; M. Grimes,
individually and in his official capacity as deputy of
the New Hanover County Sherufs Department; Mr.
Ward, individually and in his official capacity as
deputy of the New Hanover County Sheriffs
Department; S. Jones, individually and in his official
capacity as sergeant of the New Hanover County
Sheriffs Department; W. Thomas Parker,
individually and in his official capacity as chief
deputy of the New Hanover County Sheriffs
Department; Clarence A. Hayes, individuaily and in
his official capacity as captain of the New Hanover
County Sheriffs Department; Angela Goebel,
Deputy, individually and/or in her official capacity;
Dennis Kutrow, Deputy, individually and/or in his
official capacity; Deputy Drakow, Deputy Sheriff,
individually and in his official capacity; Deputy
Frink, Deputy Sheriff, individually and in his official
capacity; Susan Barfield, R.N., individually and in
her official capacity; Gaysheron Bell, Deputy,
individually and in her official capacity as an
employee of the New Hanover County Health
Department; New Hanover County Health
Department; Janet McCumbie, individually and in
her official capacity as Personal Health Director of
the New Hanover County Health Department:
Penny Rayner, FNP, individually and in her official
capacity; and David Rice, individually and in his
official capacity as Health Director of the New
Hanover County Health Department

TABLE OF CONTENTS

»

PINIONS BELOW
JURISDICTIONAL STATEMENT

SVANT CONSTITUTIONAL
TUTORY PROVISIONS .

STATEMENT OF THE CASE
REASONS FOR GRANTING THE PETITION
THE FOURTH CIRCUIT PANE]

OPINION IS IN CONFLICT WITH
SUPREME COURT AUTHORITY

ave

THE FOURTH CIRCUIT PANEL
OPINION CONFLICTS WITH
DECISIONS OF A NUMBER OF
UNITED STATES COURTS OF
APPEAL AND THERE [S MUCH
CONFLICT AND CONFUSION
AMONG THE COURTS OF
APPEAL REGARDING THIS

ISSUE

\ THIS CASE PRESENTS AN
APPROPRIATE VEHICLE
TO ADDRESS AN ISSUE
THE SUPREME COURT
HAS DECLINED TO
ADDRESS AT LEAST
TWICE BEFORE

THE ABSENCE OF}
GUIDANCE ON THE ROLE
OF DISTRICT COURT
OPINIONS IN TH
PROCESS OF
DETERMINING

WHETHER A POINT OF
LAW IS CLEARLY
ESTABLISHED FOR
PURPOSES OF
QUALIFIED IMMUNITY
HAS LEAD TO

FRACTURED OPINIONS
AMONG THE COURTS OF
APPEAL .

Che Honorable Louise W. Flan

Re: Granting Defendants
Motion for Summary Judgment

utered May 8, 2008 ¥

TABLE OF AUTHORITIES

CASES

Anaya v. Crossroads Managed Care Sys

195 F.3d 584 (10th Cir. 1999)

Anderson v. Creighton
483 U.S. 635, 107 S. Ct. 3034
97 L. Ed. 2d 523 (1987)
Anderson v. Romero,
72 F.3d 518 (7th Cir. 1995)

Belcher v. Oliver.
898 F.2d 32 (4th Cir. 1990)

Bumegarner v. Hart,
316 Fed. Appx. 201
2009 WL 567227 (3d Cir. 2009

Davis v. Scherer,
468 U.S. 183, 104S. Ct. 30]
82 L. Ed. 2d 139 (1984)

Doe v. Dehe,
257 F.3d 309 (3d Cir. 2001

Doe v. Johnson,
597 F.3d 163 (4th Cir. 2010)

Edwards v. City of Goldsboro,
178 F.3d 231 (4th Cir. 1999)

Page

V11l

Gable v. Lewis,
201 F.3d 769 (6th Cir. 2000) 18

Gordon v. Kidd,
971 F.2d 1087 (4th Cir. 1992)...

Grayson v. Peed,
195 F.3d 692 (4th Cir. 1999), cert. deried,
529 U.S. 1067, 120 S. Ct. 1673
146 L. Ed. 2d 482 (2000) |

Harlow v. Fitzgerald,
457 U.S. 800, 102 S. Ct. 2727,
73 L. Ed. 2d 396 (1982) .. 7,15

Hayes v. Long,
72 F.3d 70 (8th Cir. 1995) 1”

Hope v. Pelzer,
536 U.S. 730, 122 5. Ct. 2508,
153 L. Ed. 2d 666 (2002) 10, 1)

Hunter v. Bryant,
502 U.S. 224, 112 S. Ct. 534
116 L. Ed. 2d 589 (1991) ....... 10, 11, 12

Jenkins by Hall v. Talladega City Bd. of Educ
115 F.3d 821 (llth Cir.), cert. demied,
Jenkins ex rel. Hall v. Herring,
522 U.S. 966, 118S. Ct. 412,
139 L. Ed. 2d 315 (1997) .... 16

Jermosen v. Smith,
945 F.2d 547 (2d Cir. 1991) 17

Lassiter v. Alabama A & M Univ

28 F.3d 1146 (11th Cir

Malley v. Briggs,
475 U.S. 335, 106 S. Ct
89 L. Ed. 2d 271 (1986)

Mitchell v. Forsyth,
472 U.S. 511, 105S. Ct
86 L. Ed. 2d 411 (1985)

Ohio Civil Serv. employees Ass

858 F.2d 1171 (6th Cu

Pearson v. Callahan.

1994)

LOY9Z2

LOS6

nm \

1ORR)

129 S. Ct. 808, 172 L. Ed. 2d
172 L. Ed. 2d 565 (2009)

Procunter v. Navarette,

434 U.S. 555, 98 S. Ct. &

00 L. Ed. 2d 24 (1978)

Ryder v. United States,
615 U.S. 177, 115 S. Ct

Saucier v. Katz,
533 U.S. 194, 121 S. Ct

»)
;

150 L. Ed. 2d 272 (2001)

Shotland v. City of Torrance,
189 Fed. Appx. 615 (9th

Cl}

Swanson v. Power
937 F.2d 965 (4th Cir. 1991), cert. denied
502 U.S. 1031, 112 S. Ct. 87]
116 L. Ed. 2d 777 (1992)

Tenenbaum v. William

193 F.3d 581 (2d Cir. 1999

C[ribble v. Gardner
860 F.2d 321 (9th Cir.1988), cert
190 U.S. 1075, 109 8. Ct. 208%
104 L. Ed. 2d 650 (1989

[Jnited States v. Lame)
520 U.S. 259. 117 S. Ct. ]
137 L. Ed. 2d 432 (199%

Wilson v. Layne
526 U.S. 603. 119S. Ct. 169
143 L. Ed. 2d 818 (1999

Young v. City of Mt. Rainier
4 y
238 F.3d 567 (4th Cir. 20

CONSTITUTIONAL PROVISION

PETITION FOR A WRIT OF CERTIORARI!

OPINIONS BELOW

opinion of th LJnited
\ppeal rthe Fourth Circuit that gave rn
decision 1s unpublished, and is reproduct
Appendix filed herewith (“App
unr ported opinion of the Distn

reproduced at App. 22

JURISDICTIONAL STATEMENT

‘he jud ment | the Cour

ntered on April 1, 201 The Fourth C
a petition jor rehearing on April 27

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RELEVANT CONSTITUTIONAL AND
STATUTORY PROVISIONS

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STATEMENT OF THE CASE

The plaintiff, Hilarie G. Scarbro’ as
Administratix of the Estate of Gary Eugene
Rummer, filed this action against various officers of
the New Hanover County Sheriffs Department and
New Hanover County Health Department
concerning the death of an inmate, Gary Eugene
Rummer, following his incarceration at the New
Hanover County Jail. The plaintiff asserted claims
under 42 U.S.C. § 1983 for excessive force; deliberate
indifference to serious medical needs; conspiracy;
and supervisory liability. The plaintiffs complaint
also included supplemental state law claims.

The District Court Judge dismissed plaintiffs
claims against most of the defendants, and later

eranted summary judgment in favor of the

remaining defendants, including defendant B.R.
Hudson.

[In granting summary judgment for defendant
Hudson in his individual capacity as to plaintiffs
Section 1983 claim for deliberate indifference to a
serious medical need, the District Court Judge
examined the entire summary judgment record and
Fourth Circuit authority, and held that under the
facts of this case, in the light most favorable to
plaintiff, Hudson’s actions or inactions did not
violate the United States Constitution. (App. 44-52).
(See panel opinion at footnote 4). (“The district
court...found no constitutional violation....”) (App. 9).

More specifically, in granting summary
judgment in favor of defendant Hudson as to

plaintiffs Section 1983 claim for deliberate
indifference to a serious medical need, the United
States District Court Judge noted that the plaintiffs
argument was that “by failing to give complete
answers or volunteer information in response to
nurse Barfield’s questions, defendant Hudson
deliberately interfered with Rummer’s care.” (App.
45). The United States District Court Judge noted
that Hudson told the nurse that Rummer “did not
fall.” (App. 46). The United States District Court
Judge analyzed Fourth Circuit authority, including
Young v. City of Mt. Rainier, 238 F.3d 567 (4th Cir.
2001); Grayson v. Peed, 195 F.3d 692 (4th Cir. 1999),
cert. denied, 529 U.S. 1067 (2000); and Belcher v.
Oliver, 898 F.2d 32 (4th Cir. 1990) (App. 47-51), and
reasonably concluded that “defendant Hudson, as a
non-medical staff member with no apparent medical
training, acted reasonably when he _ submitted
Rummer to trained medical professionals” (App. 47-
48) and that “[{iJn accordance with relevant Jaw, upon
the undisputed facts... Defendant Hudson's
affirmative actions in delivering Rummer to receive
medical care relieved him of responsibility” (App.
50), and that under the “relevant case law,” Officer
Hudson had no “affirmative duty to volunteer
unrequested information under the circumstances
presented.” (App. 50-51). Accordingly, as to
plaintiffs Section 1983 claim for deliberate
indifference to medical needs against Hudson in his
individual capacity, the United States District Court
Judge (after examining the entire record and
relevant case authority) held that under the facts of
this case, Hudson’s actions and/or inactions did not
violate the Constitution. (App. 9, 44-52).

Jt

The plaintiff filed a notice of appeal, and oral
argument was held.

On April 1, 2010, the Fourth Circuit panel
opinion was issued in this case. The panel affirmed
judgment in favor of most defendants as to most
claims. However, the panel reversed as to one
defendant on one claim: The panel reversed as to
plaintiffs Section 1983 claim for deliberate
indifference to a serious medical need against
defendant Hudson in his individual capacity. In
reversing the United States District Court’s grant of
summary judgment in favor of Officer Hudson as to
plaintiffs Section 1983 claim for deliberate
indifference to a serious medical need, the panel
opinion did not analyze or discuss the Fourth Circuit
cases relied upon by the United States Court Judge,
but instead analogized Officer Hudson’s action of
taking the inmate to a medical care provider in the
instant case to the officer’s action in Gordon v. Kidd,
971 F.2d 1087 (4th Cir. 1992) of transferring custody
of an inmate to another officer who was not a
medical care provider. (App. 12-13). The panel
opinion, citing Gordon, held that in the light most
favorable to plaintiff, Officer Hudson’s actions and/or
inactions violated the Constitution. (App. 11-12).
The panel opinion then went a step further. Even
though the District Court Judge believed and held
that Officer Hudson’s actions an/or inactions were
lawful and did not violate the Constitution, the panel
opinion held that Officer Hudson was not entitled to
qualified immunity because, according to the panel
opinion, no reasonable officer could have believed
that Hudson’s actions were lawful. (App. 12-13).

REASONS FOR GRANTING THE PETITION

:. THE FOURTH CIRCUIT PANEL OPINION
IS IN CONFLICT WITH SUPREME COURT
AUTHORITY

In this case, a reasonable federal District
Court Judge — with training and expertise in
constitutional law — looked at the entire summary
judgment record and relevant case authority, and
concluded that Officer Hudson's actions did not
violate the Constitution. As shown by the discussion
below, given that a federal District Court Judge held
that Officer Hudson’s actions were lawful, it cannot
be said that Officer Hudson violated clearly
established law; it cannot be said that Officer
Hudson had “fair warning” that his conduct was
unconstitutional; it cannot be said that Officer
Hudson was “plainly incompetent or... knowingly
violate[d] the law”; and it 1s manifest that since a
reasonable federal judge believed that Officer
Hudson's actions were constitutional, a reasonable
officer could have believed that Officer Hudson’s
actions were constitutional. In short, as shown
below, the Fourth Circuit panel misapplied basic
tenets of qualified immunity as set forth by this
Court; thus, the Fourth Circuit panel opinion is in
direct conflict with Supreme Court authority
relating to the doctrine of qualified immunity.

The doctrine of quahfied immunity exists to
protect law enforcement officers and_ other
governmental officials “from liability for civil
damages insofar as their conduct does not violate
clearly established statutory or constitutional nghts

of which a reasonable person would have known.”
Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S. Ct.

2727, 73 L. Ed. 2d 396 (1982). It “balances two
important interests — the need to hold public official
accountable when they exercise power irresponsibly
and the need to shield officials from harassment,
distraction, and hability when they perform their
duties reasonably.” Pearson v. Callahan, 129 S. Ct.
808, 815, 172 L. Ed. 2d 565 (2009). ‘Therefore
“[qjuahfied immunity is applicable unless the
official’s conduct violated a clearly established
constitutional right.” Id. at 816. In order to be
clearly established, “|t]he contours of the right must
be sufficiently clear that a reasonable official would
understand that what he is doing violates that
right.” Anderson v. Creighton, 483 U.S. 635, 640,
107 S. Ct. 3034, 3039, 97 L. Ed. 2d 523 (1987). In
other words, “in the light of pre-existing law the
unlawfulness must be apparent.” Id.

The United States Supreme Court has
emphasized that if reasonable federal judges
disagree on a constitutional question, an officer will
be entitled to qualified immunity because, if
reasonable judges disagree on a_ constitutional
question, the constitutional question cannot be said
to be “clearly established.” Thus, in Wilson v. Layne,
526 U.S. 603, 119 S. Ct. 1692 (1999), this Court, in
recognizing that an officer was entitled to qualified
immunity, stated that “[i]f judges...disagree on a
constitutional question, it is unfair to subject police
to money damages for picking the losing side of a
controversy. 526 U.S. at 618, 119 S. Ct. at 1701.
Similarly, in Pearson v. Callahan, 129 U.S. 808
(2009), this Court, quoting Wilson v. Layne, held

that officers were entitled to qualified immunity
where there was a “divergence of views” among
federal judges on a constitutional question because
“lijf judges...disagree on a constitutional question, it
is unfair to subject police to money damages for
picking the losing side of a controversy.” 129 S. Ct.
at 828. Thus, under the clear language and
reasoning of this Court, an officer is entitled to
qualified immunity if reasonable judges disagree on
whether the officer's conduct violates’ the
Constitution. Wilson, supra.; Pearson, supra.

The Court’s reasoning on this issue 1s logical,
sound, and clear: If a reasonable judge, trained and
experienced in the nuances of constitutional law,
believes and holds that an officer's actions did not
violate the Constitution, then it necessarily follows
that a reasonable officer — untrained in the nuances
of constitutional law — could have believed that his
actions did not violate the Constitution. Put another
way, if a federal judge — with training and expertise
in constitutional law — holds that an officer’s actions
did not violate the Constitution, then, as a matter of
law, it cannot be said that it was clearly established
that the officer’s action did violate the Constitution.
In order words, if a reasonable federa) district court
judge holds that an_ officers actions are
constitutional, then it is not possible to say that the
officer violated clearly established law.

In this case, despite a disagreement between
reasonable jurists over whether Officer Hudson’s
actions were constitutional, the Court of Appeals
denied Officer Hudson the protections of qualified
immunity. The District Court’s judgment in Officer

Hudson's favor was based upon a review of a variety
of cases from the Fourth Circuit and its independent
assessment that the plaintiff failed to produce a
forecast of evidence sufficient to show that Hudson
violated Rummer’s constitutional rights. On appeal,
the Fourth Circuit panel found not only that a
constitutional violation occurred, but also denied
Officer Hudson the _ protections of qualified
immunity.

The disagreement between the District Court
Judge and the Fourth Circuit panel judges was not
over the facts of the case or what law applied, but
instead over whether Fourth Circuit precedent
established that Officer Hudson’s conduct violated
the constitution. The District Court Judge held that
Fourth Circuit precedent on this issue demonstrated

that Officer Hudson’s conduct was constitutional.
The Fourth Circuit panel held that Officer Hudson’s
conduct was unconstitutional and that the law on
this issue was clearly established.

However, if federal judges who are
presumably more knowledgeable about the contours
of constitutional rights than a detention officer at
the New Hanover County Jail disagree -over
whether an_ officers actions violated the
Constitution, then, as a matter of law, it cannot be
said that it was clearly established that the officer’s
actions did violate the Constitution.

The reasons for this rule follow logically and
directly from numerous holdings of this Court. As
this Court has repeatedly emphasized, “if officers of
reasonable competence could disagree [on whether

10

an officer’s action is constitutional], immunity
should be recognized.” Malley v. Briggs, 475 U.S.
335, 341, 106 S. Ct. 1092, 1096 (1986). Thus, this
Court has stated that an officer is entitled to
qualified immunity if the officer “could have
believed...that his conduct was lawful.” Saucier v.
Katz, 533 U.S. 194, 199, 121 S. Ct. 215 (2001); See
Wilson v. Layne, 526 U.S. 603, 615, 119 S. Ct. 1692
(1999); Hunter v. Bryant, 502 U.S. 224, 227, 112 S.
Ct. 5384 (1991). Similarly, if reasonable federal
judges disagree on whether an officer’s action is
constitutional, then the law cannot be said to be
clearly established, and the officer is necessarily
entitled to qualified immunity. If a reasonable
federal judge ~— trained in constitutional law —
believes and holds that an officer's actions did not
violate the Constitution, then it is manifest that the
officer, who has no legal training, “could have
believed...that his conduct was lawful.” Saucier,

supra.

As this Court stated in Ryder v. United
States, 515 U.S. 177, 115 S. Ct. 2031 (1995),
qualified immunity “specially protects public officials
from damages liability for judgment calls made in a
legally uncertain environment....” 515 U.S. at 178,
115 S. Ct. at 2033. Moreover, as this Court has
made clear, qualified immunity protects an officer
for damages unless existing case law gave the officer
“fair warning” that his conduct violated the
Constitution. See Hope v. Pelzer, 536 U.S. 730, 741,
122 S. Ct. 2508, 153 L. Ed. 2d 666 (2002); United
States v. Lanier, 520 U.S. 259, 270-71, 117 S. Ct.
1219, 137 L. Ed. 2d 432 (1997). “Hindsight-based

reasoning “is forbidden in analyzing the issue of

1]

qualified immunity. Mitchell v. Forsyth, 472 U.S
511, 535, 105 S. Ct. 1086 (1985). In the case where,
as here, reasonable judges disagree over whether the
officer’s conduct violated the Constitution, then the
legal environment is by definition “legally
uncertain.” Thus, Officer Hudson is entitled to
qualified immunity, because qualified immunity
“specially protects public officials from damages
liability for judgment calls made in a legally
uncertain environment....” Ryder, supra. Moreover,
if a federal judge — trained and experienced in

constitutional law — reviews the entire summary
judgment record and concludes that the officer’s
actions did not violate the Constitution, then it
cannot be said that the officer had “fair warning”
that his actions did violate the Constitution. To
argue otherwise turns logic on its head. Thus,
where, as here, a federal judge holds that the
officer’s conduct did not violate the Constitution, it
cannot be maintained that the officer had “fair
warning that his conduct did violate’ the
Constitution. Thus, Office Hudson is entitled to
qualified immunity because existing case law did not
give him “fair warning” that his actions violated the

Moreover, the United States Supreme Court
has clearly held that qualified immunity gives public
officers “ample room for mustaken judgments”
because qualified immunity protects “all but the
plainly incompetent or those who knowingly violate
the law.” Hunter v. Bryant, 502 U.S. 224, 229, 112
S. Ct. 534 (1991), quoting Malley v. Briggs, 475 U.S.
335, 341, 106 S. Ct. 1092, 89 L. Ed. 2d 271 (1986).
See also Saucier v. Katz, 533 U.S. 194, 202, 121 S

crs

12

Ct. 2151 (2001). In the instant case, a federal
District Court Judge analyzed the entire summary
judgment record and relevant case law, and
concluded that Officer Hudson’s actions did not
violate the Constitution. Where, as in this case, a
reasonable federal judge concludes that Officer
Hudson’s actions were constitutional, it cannot be
said that Officer Hudson’s belief that his actions
were constitutional] were either “plainly
incompetent” or in knowing violation of the law. To
hold otherwise would place law enforcement officers
in an untenable position: It would require officers to
be more knowledgeable in the contours and nuances
of constitutional law than federal judges. Logically,
where, as here, a federal judge holds that an officer’s
actions did not violate. the Constitution, the officer
must necessarily be protected by qualified immunity
unless the federal District Court Judge is held to be
“plainly incompetent” or unless it is held that the
federal District Court Judge knowingly misstated
the law. There has been no such holding in this
case, nor could there be such a holding. In this case,
the federal District Court Judge reviewed the entire
summary judgment record and applicable case law,
and reasonably concluded that Officer Hudson did
not violate the Constitution. Since a reasonable
federal judge belbeved and held that Officer Hudson’s
actions were lawful, it cannot be said that Officer
Hudson’s belief.in the lawfulness of his conduct was
“plainly incompetent” or that he “knowingly
violate[d] the law.” Hunter, supra. Thus, the
Fourth Circuit panel opinion is in direct conflict with
finding Supreme Court authority.

The Fourth Circuit panel should have either
affirmed the District Court’s decision granting
qualified immunity to Officer Hudson on the ground
that the law was not clearly established, or
explained why the District Court's interpretation of
pre-existing case authority was unreasonable. The
Fourth Circuit panel's failure to address — or even
acknowledge — the disagreement between reasonable
judges, and to deny qualified immunity to Officer
Hudson, is in direct conflict with United States
Supreme Court jurisprudence on qualified
immunity

In sum, the Fourth Circuit panel opinion is in
conflict with applicable Supreme Court authority
regarding the hasic tenets of the doctrine of qualified
immunity. This Court has clearly stated that an
officer will be entitled to qualified immunity “if
judges...disagree on a constitutional question....”
Wilson, supra; Pearson, supra. The Fourth Circuit
panel opinion ignored this directive. This Court has
also held that an officer will be entitled to qualified
immunity if the officer “could have believed...that
his conduct was lawful.” Saucier, supra. The Fourth
Circuit panel failed to follow this Supreme Court
directive. The Fourth Circuit panel also failed to
follow the Supreme Court’s mandate that an office:
will be entitled to qualified immunity unless he had
“clear warning” that his conduct was unlawful, and
the directive that qualified immunity protects “all
but the plainly incompetent or those who knowingly
violate the law.” Malley, supra. Thus, the petition
for writ of certiorari should be granted

14

[| THE FOURTH CIRCUIT PANEL OPINION
CONFLICTS WITH DECISIONS OF A
NUMBER OF UNITED STATES COURTS OF
APPEAL AND THERE IS MUCH CONFLIC’
AND CONFUSION AMONG TIE COURTS
OF APPEAL REGARDING THIS ISSUE

lhe Supreme Court should grant certiorari in
this case to address the uncertainty that exists in
the lower courts about the role of district court
Opinions in determining whether a point of law is
clearly established. The uncertainty appears to be
even greater where, as here, a District Court Judge
finds no constitutional violation on the specific facts
of the case, and a circuit panel disagrees with the
District Court Judge’s conclusion that there was no
constitutional violation. The federal circuits have
dealt with the issue (of how to deal with District
Court opinions in the qualified immunity analysis)
in a variety of ways, leaving the law in this area
uncertain and _ unsettled Government official:
across the country should be provided with a
uniform understanding of when law is clearly
established and this case provides the appropriate

vehicle to do so.

A THIS CASE PRESENTS AN
APPROPRIATE VEHICLE TO
ADDRESS AN ISSUE THE’/SUPREME
COURT HAS DECLINED TO
ADDRESS AT LEAST TWICE
BEFORE

The Supreme Court has explicitly declined to

address this issue in the past In Procunier vy

Navarette, 434 U.S. 555. 565. 98 S. Ct. 855. 861

L.. Kd. 2d 24 (1978), the Court declined to inform thi
lower courts whether the clearly established prong
should be “evaluated by reference to the opinions of
this Court, of the Courts of Appeal, or of the local
Distmct Court],| several years later the Court
reiterated this position in Harlowe v. Fitzgerald, 45%
[| So BOO. B1R nh B82. 102% S. Ct. 29797. Y738R n BY) 73
lund. 2d 396 (1981)

his case present in appropriate vehicle to
iddress this matter because it presents a pure legal
issue: the impact. of District Court Judge decision
that an officer actions did not violate” th
constitution on a Court of Appeal panel later
determination of whether the officer conduct

violated a clearly established right

6 THE ABSENCE OF GUIDANCE ON
THE ROLE OF DISTRICT COUR’
OPINIONS IN THE PROCESS Ol
DETERMINING WHETHER A POINT
OF LAW IS CLEARLY ESTABLISHED
FOR PURPOSES OF QUALIFIED
[IMMUNITY HAS LEAD TO
FRACTURED OPINIONS AMONG
THE COURTS OF APPEAL

In the absence ol speailic guidance from thi
United States Supreme Court on the role of district
court opinions in determining whether a point of law
is clearly established, the circuits have attempted to
fashion their own rules based upon what they
hbeheve the Supreme Court would do. The result

have been anything but uniform

‘The fourth Tenth ind Eleventh Cuireuit
appear to accord the least weight to district court
opinion In these circuits, district court opinion
are not considered at all in determining whether an
issue is Clearly decided. See, e.g Anaya \
Crossroads Managed Care Sy Ine., 195 F.3d 584
94 (10th Cir. 1999) (considering only Supreme
Court, forum circuit, highest state court, or clearly
established weight of authority from other circuit
courts): EKdwards v. City of Goldsboro, 178 8d 231
251 (4th Car. 1999) (considering only Supreme Court
forum circuit and highest state court); Jenkins by
Hall v. ‘Talladeya City Bd. of Educ., 115 F.3d &21
826 n. 4 (l1th Cir.) cert. denied, Jenkins ex rel Hall
v. Herring, 522 U.S. 966, 118 S. Ct. 412, 139 L. Ed

dd 315 (1997)(same)

The Second, Third, and Seventh Circuits use
district court opimions in determining whether a
particular point of law is clearly established, but thi
district court opinions are not dispositive on the
issue. Doe v. Dehe, 257 F.4d 309, 321 n.10 Csd Cir
2001) (“We have held that district court decisions do
not establish the law of the circuit, and are not even
binding on other district courts within the district
Yet, as our prior decisions have illustrated, district
court opimions do play a role in the qualified
lmmunity analysis.”), Anderson v. Romero, 72 F.3d
18, 525 (7th Cir. 1995) [District court: opinions]
ire evidence of the state of the law. Taken togethe:
with other evidence, they might how that the law
had been clearly established. But by themselves they
cannot clearly establish the law because, while they

bind the parti hy Virtue 7) th goctrine oO] re

judicata they are not authoritative a preced nt and

17

therefore do not establish the duties of nonparties.”);
Jermosen v. Smith, 945 F.2d 547, 551 (2d Cir. 1991)
(“We note, however, that because this decision was
rendered in the Southern District of New York, it
could not, by itself, clearly establish a principle of
law in the Western District of New York where
Attica is situated.... Thus, it seems that the state of
the law...was unclear at the time Lippold and the
other defendants acted.”).

The Sixth, Eighth, and Ninth Circuits fall at
the opposite end of the spectrum from the Fourth,
Tenth and Eleventh circuits. These circuits allow a
district court to determine that a right is clearly
established based upon the district court's own
precedent. Ohio Civil Serv. Employees Ass'n _v.
Seiter, 858 F.2d 1171, 1177 (6th Cir. 1988) (Our
review of the Supreme Court's decisions and of our
own precedent leads us to conclude that, in the
ordinary instance, to find a clearly established
constitutional right, a district court must find
binding precedent by the Supreme Court, its court of
appeals or itself.”): Hayes v. Long, 72 F.3d 70, 73-74
(8th Cir.1995) (“{I]Jn the absence of binding
precedent, a court should look at all available
decisional law including decisions of state courts,
other circuits and district courts....”) (quoting Tribble
v. Gardner, 860 F.2d 321, 324 (9th Cir. 1988), cert.
denied, 490 U.S. 1075, 109 S. Ct. 2087, 104 L. Ed. 2d
650 (1989)).

Moreover, even panels and judges within the
various circuits use conflicting approaches in
analyzing how reasonable decisions of federal
district court judges affect the qualified immunity

18

analysis. Thus, while in the instant case, a Fourth
Circuit. panel ignored the fact that a federal District
Court Judge found no constitutional violation,
another Fourth Cirewt panel (in an opinion issued
less than a month before the panel opinion in the
instant case) held that a public officer was entitled to
qualified immunity because the District Court Judge
had found no constitutional violation, even though
the panel disagreed with the District Court Judge on
that point. See Doe v. Johnson, 597 F.3d 163, 176
(4th Cir. 2010) (“[w]hile we disagree with the district
court’s interpretation [of the law], we do not view the
interpretation to be unreasonable”). See also, e.g.,
Shotland v. City of Torrance, 189 Fed. Appx. 615
(9th Cir. 2006) (Bybee, J., dissenting) (“But the very
fact that this question could reasonably have been
resolved in either of these two ways means that,
almost by definition, “it would [not] be clear to a
reasonable officer that his conduct was unlawful,”
and the defendants are therefore entitled to qualified
immunity.); Gable v. Lewis, 201 F.3d 769, 773 (6th
Cir. 2000) (Nelson, J., dissenting) (“The underlying
issue in the case at bar ... is one on which there has
heretofore been no controlling Supreme Court or
Sixth Circuit authority and as to which federal
judges of reasonable competence could disagree and
in fact have disagreed. Because I do not think we
ought to require Highway Patrol officers to be more
prescient than Article II] judges when it comes to
divining future developments in the law, I would
recognize the defendants’ right to qualified
immunity here.”); Lassiter v. Alabama A & M Univ.,
28 F.3d 1146, 1149-52 (11th Cir. 1994) (“We cannot
realistically expect that reasonable police officers
know more than reasonable judges about the law.”);

19

Swanson v. Powers, 937 F.2d 965, 968 (4th Cir.1991)
(“Since qualified immunity 1s appropriate if
reasonable officers could disagree on the relevant
issue, 1t surely must be appropriate when reasonable
jurists can do so.”), cert. denied, 502 U.S. 1031, 112
S. Ct. 871, 116 L. Ed. 2d 777 (1992): Busnes V.
Hart, 316 Fed. Appx. 201, 2009 WL 567227 (3d Cir.
2009) (holding that officers were entitled to qualified
immunity where one federal District Court Judge
concluded the officers’ actions were constitutional,
reasoning that “when reasonable jurists arrive at
differing conclusions as to the lawfulness of an
officer’s conduct, it is difficult to say that the conduct
in question violated clearly established law”). See
also Davis v. Scherer, 468 U.S. 183, 196 n. 13, 104S
Ct. 3012 at 3020 n.13, 82 L. Ed. 2d 139 (198 4)
(“unfair and impracticable” to hold public officials to
the same level of knowledge as trained lawyers).

Obviously, these varied approaches to
determining when a district court opinion can be
used to determine that a right is clearly established
lead to disparate treatment by Courts of Appeal, and
conflicting results. For example, in Tenenbaum vy.
Willams, 193 F.3d 581, 600 (2d Cir. 1999), the
Second Circuit held that

it is particularly difficult to conclude

that the individual defendants’
behavior was wrongful under “clearly
established” Fourth amendment

principles in light of the district court’s
carefully considered decision that it did
not violate the Fourth amendment at

20

all, even though we ultimately disagree
with that conclusion.

Id. at 605. The Second Circuit’s opinion is in stark
contrast to the Fourth Circuit panel opinion in this
case where the district court issued a carefully
considered decision that Officer Hudson’s conduct
did not violate the Constitution, but the Fourth
Circuit panel not only disagreed with that
conclusion, but found (without addressing or
discussing the District Court Judge's analysis) that
the law was “clearly established.” ‘The Court should
erant certiorari to resolve this split among the
circuits and provide a uniform rule for the role of
district court opinions in the qualified immunity
analysis.

The practical result of the Fourth Circuit
panel opinion’s decision in the instant case is that
law enforcement officers in the Fourth Circuit will
no longer be judged on whether a reasonable officer
would have viewed his actions as violating clearly
established law, but instead they will be judged on
whether a court of appeals panel will view their
actions as violating the Constitution. Given the

unpredictable, rapidly-changing, and often
dangerous circumstances that confront law

enforcement officers, expecting these officers “to
predict the future course of constitutional law,”
Procunier v. Navarette, 434 U.S. 555, 562, 98 S. Ct.
855, 55 L. Ed. 2d 24 (1978), before they act could

have disastrous results.

The issue of whether a disagreement among
reasonable judges indicates that an issue is not

2]

clearly established has confounded a number of
Court of Appeals, Court of Appeals panels, and
judges. The lack of clarity on this issue among the
lower courts means that the strength of a
defendant’s qualified immunity defense will depend
on where a case was filed. Given the importance of
the defense of qualified immunity to government
officials, the federal courts should speak with one
voice on this issue. A grant of certiorari would
provide the court with a vehicle to address the
Fourth Circuit panel’s improper denial of qualified
immunity and to resolve the uncertainty between
the circuits on this issue.

CONCLUSION

For the foregoing reasons, the petition for a
rb b
writ of certiorari should be granted.

Respectfully submitted,

Ln Pon —

AMES R. MORGAN, IR

Counsel of Record

ROBERT T. NUMBERS, II

WOMBLE CARLYLE SANDRIDGE & RICE, PLLC
One West Fourth Strect

Winston-Salem, NC 27101

(336) 721-3600

APPENDIX

App. 1

APPENDIX TABLE OF CONTENTS
Page

Unpublished Opinion of
The United States Court of Appeals
For the Fourth Circuit
OEGOPOR BOPkl 1 FOTO vais ccicctesvascsnserceseen App. 1

Judgment of
The United States Court of Appeals
For the Fourth Circuit
entered April 1, 2010......... . _App. 14

Judgment of
The United State District Court
For the Eastern District of North Carolina
CREP DING GB DIG a vaccisecscsescscesssstecesus App. 17

Order of

The United States Court of Appeals
For the Fourth Circuit

Re: Denying Petition for Rehearing

lol

entered April 27, 2010.............. isscuseveer SE

Order of
The Honorable Louise W. Flanagan
Re: Granting Defendants’
Motion for Summary Judgment
entered May 8, 2008.............................. ADP. 22

App. 1

(ENTERED: APRIL 1, 2010]

UNPUBLISHED

UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

No. 08-1644

HILARIE G. SCARBRO, Admiunistratrix of the

Estate of Gary Eugene Rummer,
Plaintiff — Appellant,

Vs

NEW HANOVER COUNTY; NEW HANOVER
COUNTY SHERIFF'S DEPARTMENT; NEW
HANOVER COUNTY JAIL; SIDNEY A. CAUSEY,
Individually and in his capacity as Sheriff of New
Hanover County; J.T. LEONARD, Individually and
in his official capacity as detective of the New
Hanover County Sheriffs Department; E. MORTON,
Individually and in his official capacity as deputy of
the New Hanover County Sheriffs Department; B.R.
HUDSON, Individually and in his officia] capacity as
deputy of the New Hanover Sheriffs Department;
T.L. FUSS, Individually and in his official capacity
as corporal of the New Hanover County Sheriffs
Department; D.E. KEYES, Individually and in his
official capacity as deputy of the New Hanover

County Sheriffs Department; MR. HANSEN,

App. 2

Individually and in his official capacity as deputy of
the New Hanover County Sheriffs Department; J.P.
HATCH, Individually and in his official capacity as
sergeant of the New Hanover County Sheriffs
Department; M. GRIMES, Individually and in his
official capacity as deputy of the New Hanover
County Sheriffs Department; MR. WARD,
Individually and in his official capacity as deputy of
the New Hanover County Sheriffs Department; S.
JONES, Individually and in his official ‘capacity as
deputy of the New Hanover County Sheriff's
Department; W. THOMAS PARKER, Individually
and in his official capacity as chief deputy of the New
Hanover County Sheriffs Department; CLARENCE
A. HAYES, Individually and in his official capacity
as captain of the New Hanover Sheriffs Department;
ANGELA GOEBEL, Deputy, Individually and/or in
her official capacity; DENNIS KUTROW, Deputy,
Individually and/or in his official capacity; DEPUTY
DRAKOW, Deputy Sheriff, individually and in his
official capacity; DEPUTY FRINK, Deputy Sheriff,

individually and in his official capacity,
Defendants — Appellees,
and

SUSAN BARFIELD, R. N., Individually and in her
official capacity; GAYSHERON BELL, Deputy,
Individually and in her official capacity as an
employee of the New Hanover County Health
Department; NEW HANOVER COUNTY HEALTH
DEPARTMENT; JANET MCCUMBIE, Individually
and in her official capacity as Personal Health
Director of the New Hanover County Health

App. 3

Department; PENNY RAYNER, FNP, Individually
and in her official capacity; DAVID RICK,
Individually and in his official capacity as Health
Director of the New Hanover County Health
Department,

Defendants

Appeal from the United States District Court for the
Eastern District of North Carolina, at New Bern.
Louise W. Flanagan, Chief District Judge. (7:03-cev
00244-F'L)

Argued: December 1, 2009

Decided: April 1, 2010

Before KING and SHEDD, Circuit Judges, and John
Preston BAILEY, Chief United States District Judge
for the Northern District of West Virginia, sitting by
designation.

Affirmed in part, reversed in part, and remanded by
unpublished opinion. Judge Shedd wrote the opinion,
in which Judge King and Judge Bailey joined.

John Dwight Hudson, HUDSON & GENTRY, LLC,
Myrtle Beach, South Carolina, for Appellant. James
R. Morgan, Jr., WOMBLE, CARLYLE, SANDRIDGE

& RICE, PLLU, Winston-Salem, North Carolin
Appellees

Unpublished opinions are not binding |
this circuit

SHEDD, Circuit Judgi

Hilarie G. Scarbro, Admunistratrix of th
Estate of Gary Eugene Rummer, appeal! the
judgment entered in favor of the defendants on her
claims under 42 U.S.C. § 1983 for excessive force
inadequate medical care, and conspiracy to deprive
Rummer of his constitutional mnght: For the
following reasons, we affirm in part, but we revers
the district court’s order vranting summary
judgment in flavor of Defendant Deputy Billy Ray
Hudson on the inadequate medical care claim, and
we remand for further proceeding consistent with

this opinion

[In reviewing the district court's order granting
summary judgment to the defendants, we view thi
facts in the light most favorable to the plaintiff. Scott
v. Harris, 550 U.S. 372, 378 (2007). Gary Eugene
Rummer was arrested and incarcerated for failure to
serve the community service portion of his sentence
for driving under the influence of alcohol. A few days
after he was incarcerated, Rummer began having
delusions and summoned a guard. After learning of

App. o

Rummer’s alcohol addiction, the guard determined
that Rummer was suffering from delirium tremens
(“DTs”) caused by alcohol withdrawal and moved
him to a safekeeping cell for inmates who have
medical or mental health issues or who are
disruptive. Later that morning, Rummer was taken
to the medical unit where Nurse Barfield examined
him and treated him for DT’s. Rummer was alert,
onented, and walking on his own

Upon his return to the crowded safekeeping
cell, Rummer was stumbling over the other inmates’
mats and bothering them. When the other inmates
complained, Deputy Billy Ray Hudson was ordered
to move Rummer to a padded cell, Officer Melody
Grimes accompanied Hudson and guarded the door
to the safekeeping cell

Hudson entered the room in a “bum rush.” He
approached Rummer and grabbed Rummer’s arm to
handcuff him, but Rummer did not cooperate. At
that point, Hudson took him to the concrete floor
head-first from a standing position. Other inmates
recalled Rummer’s head hitting the floor with a thud
and then hearing Rummer give a “horrific” scream

After the takedown, Rummer was bleeding
from a scratch above his eye. Because Rummer could
not walk on his own, the guards carried him to a
padded cell where he laid moaning on the cell floor.
A supervising officer then decided to call the medical
unit, and after the medical staff refused to come to
the cell, Hudson and two other officers lifted
Rummer into a wheelchair and transported him to
the medical unit.

| LITid I (

art} r He Wa no

Rummer

not fall and failed t

ubdural hy matoma
ifte) an un
humme! physician

treating

with hi

Nurse Barheld fii

(Unaware of ku

Ucce ful

thi typ of in)

ATI Tie]

Barheld prescribed medi
recommended that Rumn
Central Prison, a la: faci
nonitored mor (
i IIT) el A }

insported to Central Prison
tall observed Ktumme)
lI mediately him to V
Chere, Rumme! CA‘ 1}

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it] |

First, Scarbro argues that the district court
erred in granting Hudson summary judgment on the
excessive force claim. A pretrial detainee’s claim of
excessive force is governed by the Due Process
Clause of the Fourteenth Amendment. Orem vy.
Rephann, 523 F.3d 442, 446 (4th Cir. 2008). To
succeed on such a claim, the plaintiff must
demonstrate that the defendant “inflicted
unnecessary and wanton pain and suffering” upon
the detainee. Whitley v. Albers, 475 U.S. 312, 320
(1986); Iko v. Shreve, 535 F.3d 225, 239 (4th Cir.
2008). This determination turns on whether the
force was applied “in a good faith cffort to maintain
or restore discipline or maliciously and sadistically
for the very purpose of causing harm.” Whitley, 475
U.S. at 320-21 (internal quotation marks omitted);
Wilkins v. Gaddy, U.S. , 180 S.Ct. 1175
(2010) (describing this as the “core judicial inquiry”)
Moreover, we must accord due deference to an
officer's efforts to restrain a detainee when faced
with a dynamic and potentially violent situation:
otherwise, “we would give encouragement to
insubordination in an environment which is already
volatile enough.” Grayson v. Peed, 195 F.3d 692, 697
(4th Cir. 1999).

To the extent that there are differences in thi
witnesses testimony regarding how the takedown
occurred, there is no evidence suggesting that
Hudson apphed force in a malicious, wanton, or
sadistic manner. When Hudson grabbed Rummer’s
arm to handcuff him, Rummer did not cooperate:
Hudson then took Rummer to the floor, which was

covered by mats, a1

takedown, the mats

1d handcuffed

covering the

him. During the
floor apparently

shifted, allowing Rummer’s head to hit the concrete
is not. evidence that Hudson's

floor. However. this

purpose was mal

icloUs., Sadistic or wanton

Therefore. we find that the evidence fails to establish

that Hudson used
Rummer. According!

excessive force in subduing

y, we affirm

rder granting summary judgm«

Scarbro’'s claim of ex

Cali

I also

‘PSS1IVEC t( ree

argues that

red in granting Hudson summa

her inadequate med

the district court's

to Hudson

ry juagment as ti

ical cure claim. She challenge

the district court's finding that there is no genuine

sue of material

ipjectiveiy Knew
;
. |
, hea
Hudson's conduct

violation. Henry v

fact aS TO

constituted

|
}

Purnell, 50]

ith Cir. 2007). The mghts of a

‘complaining of inad

equate medi

Fourteenth Amendment “are at le

Kighth Amendment protections

‘convicted prisoner.”
Gen. Hosp., 463 U.S. 2

laim of inadequate.

City of Revere v

whether Hudson

tablishing tha

a CONStILULIONA!

a

KE 3d af4. Sfi Zz

pretrial detainee

‘al care under the

ast as great as thi

available’ to
Massachusetts

J, 244 ( 1983). To prevail on a

are Searhro must

App. 10

produce evidence of acts or omissions sufficiently
harmful to constitute deliberate indifference to the
inmate’s serious medical needs. Estelle v. Gamble,
429 U.S. 97, 106 (1976).

First, Scarbro must show that the injury was
objectively serious. Farmer _y. Brennan, 511 U.S.
825, 834 (1994). Then, she must show that Hudson
subjectively knew of Rummer’s serious medical need.
Id. at 834-35. A factfinder may infer that a prison
official knew of a substantial risk of harm from the
fact that the risk was obvious, id. at 842, or from the
fact that the inmate’s need for medical attention was
“so obvious that even a lay person would easily
recognize the necessity for a doctor’s attention.” Iko,
535 F.3d at 241 (citation omitted). Finally, Scarbro
must show that Hudson acted with deliberate
indifference to Rummer’s serious medical need.
Farmer, 511 U.S. at 835. An officer can be held liable
for deliberate indifference only where “the official
knows of and disregards an excessive risk to inmate
health or safety.” Id. at 837; see Parrish ex_rel. Lee v.
Cleveland, 372 F.3d 294, 303 (4th Cir. 2004) (citation
omitted) (“[T]he evidence must show that the official
in question subjectively recognized that his actions
were ‘inappropriate in light of that risk.’”).

Turning to the facts at hand, we must first
decide whether Rummer suffered from an objectively
serious medical condition. Viewed in the light most
favorable to Scarbro, Rummer hit the concrete floor
head-first, screamed out in excruciating pain, and
was bleeding above his eye. Rummer’s glasses were
broken, he had urinated on himself, he was unable to
speak coherently, and he was unable to walk. In

App. 1]

view of this evidence, it is clear that Rummer had an
objectively serious medical need after the takedown.

We now consider whether Hudson subjectively
recognized Rummer’s serious medical need. After
taking Rummer to the floor, Hudson observed that
Rummer'’s condition had seriously deteriorated.
Because the substantial risk of harm to Rummer
was so obvious, a jury could infer that Hudson knew
that Rummer had a serious medical need. See
Farmer, 511 U.S. at 842. Therefore, the district court
erred in finding that Scarbro failed to provide
sufficient evidence to show that Hudson knew that
Rummer was at serious risk of head injury.

Finally, we turn to whether Hudson acted
with deliberate indifference toward Rummer’s
serious medical need. Nurse Barfield specifically
asked Hudson if Rummer had fallen, and Hudson
told her that he had not. Further, Hudson did not
inform her how Rummer sustained his injuries or
that he had used force against Rummer. Nurse
Barfield’s question should have alerted Hudson to
the importance of her knowing whether Rummer
sustained any physical impact, whether or not his
fall was caused by use of force. Nurse Barfield
explained that if she had known about the takedown,
she would have treated Rummer for a head injury
(rather than for D's) and immediately sent him to
the Emergency Room. Evidence of Hudson's
misrepresentation of critical medical information
requested by medical personnel is sufficient to raise
a reasonable inference that he recognized that his
response was inappropriate in light of Rummer’s

serious medical need. See Parrish ex rel. Lee, 372

App. 12

F.3d at 303. Therefore, we conclude that Scarbro
provided sufficient evidence to raise a genuine issue
of material fact as to whether Hudson was
deliberately indifferent to Rummer’s serious medical

need.

Having determined that there is sufficient
evidence of a constitutional violation as to the
inadequate medical care claim, we must now
consider whether Hudson is entitled to qualified
immunity. See Pearson v. Callahan, 555 U.S. ;
129 S.Ct. 808, 815-16 (2009). Qualified immunity is
resolved using a two-prong analysis: whether the
plaintiff provided sufficient facts to make out a
constitutional violation and whether the right at
issue was clearly established at the time of the
alleged violation. Id. Having found that Scarbro has
met her burden as to the first prong, we must now
determine whether Hudson’s alleged misconduct
“violate[d] clearly established = statutory = or
constitutional rights of which a reasonable person
would have known.” Harlow v. Fitzgerald, 457 U.S.
800, 818 (1982). Hudson bears the burden proving
that the right at issue here was not clearly
established. Henry, 501 F.3d at 378.

A right is clearly established where it has
been specifically identified so “as to leave no doubt
that the challenged action was unconstitutional.”
Swanson v. Powers, 937 F.2d 965, 969 (4th Cir.
1991). “This is not to say that an official action is
protected by qualified immunity unless the very
action in question has previously been held
unlawful; but it is to say that in the light of pre.
existing law the unlawfulness must be apparent.”

App. 13

Hope v. Pelzer, 536 U.S. 730, 739 (2002) (internal
quotation marks omitted). Thus, in determining
whether a right was clearly established, the key
issue 1s “whether it would be clear to a reasonable
officer that the conduct was unlawful in the
situation he confronted.” Saucier, 533 U.S. at 194-95.

We have denied qualified immunity to an
officer who transferred custody of a detainee to
another officer without informing the officer that the
detainee was suicidal. See Gordon, 971 F.2d at 1096-
97. The misconduct in the instant case is even more
egregious than that in Gordon because Hudson
misrepresented critical medical information that was
specifically asked for by medical personnel, and a
‘easonable inference from this inquiry is that the
requested information was necessary to properly
treat Rummer’s injuries. Unlike Gordon, where the
officer failed to offer information, Hudson
affirmatively misrepresented relevant medical
information. No reasonable officer could have
believed, in light of clearly established law, that such
a misrepresentation was lawful under’ these
circumstances. Therefore, Hudson is not entitled to
qualified immunity.

For the foregoing reasons, we affirm in part,
reverse in part, and remand for further proceedings
consistent with this opinion.

AFFIRMED IN PART,

REVERSED IN PART,
AND REMANDED

App. 14

[ENTERED: APRIL 1, 2010]

UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

No. 08-1644
(7:03-cv-00244-FL)

HILARIE G. SCARBRO, Admuiunistratrix of the
Estate of Gary Eugene Rummer,

Plaintiff — Appellant
V.

NEW HANOVER COUNTY; NEW HANOVER
COUNTY SHERIFFS DEPARTMENT; NEW
HANOVER COUNTY JAIL; SIDNEY A. CAUSEY,
Individually and in his capacity as Sheriff of New
Hanover County; J.T. LEONARD, Individually and
in his official capacity as detective of the New
Hanover County Sheriffs Department; E. MORTON,
Individually and in his official capacity as deputy of
the New Hanover County Sheriffs Department; B.R.
HUDSON, Individually and in his official capacity as
deputy of the New Hanover Sheriffs Department;
T.L. FUSS, Individually and in his official capacity
as corporal of the New Hanover County Sheriff's
Department; D.E. KEYES, Individually and in his
official capacity as deputy of the New Hanover
County Shenffs Department; MR. HANSEN,
Individually and in his official capacity as deputy of
the New Hanover County Sheriffs Department; J.P.

App. 15

HATCH, Individually and in his official capacity as
sergeant of the New Hanover County Sheriffs
Department; M. GRIMES, Individually and in his
official capacity as deputy of the New Hanover
County Sheriff's Department; MR. WARD,
[Individually and in his official capacity as deputy of
the New Hanover County Sheriffs Department; S
JONES, Individually and in his official capacity as
deputy of the New Hanover County Sheriffs
Department; W. THOMAS PARKER, Individually
and in his official capacity as chief deputy of the New
Hanover County Sheriffs Department; CLARENCE
A. HAYES, Individually and in his official capacity
as captain of the New Hanover Sheriffs Department;
ANGELA GOEBEL, Deputy, Individually and/or in
her official capacity; DENNIS KUTROW, Deputy,
Individually and/or in his official capacity; DEPUTY
DRAKOW, Deputy Sheriff, individually an in his
official capacity; DEPUTY FRINK, Deputy Sheriff

individually and in his official capacity
Defendants ~— Appellees
and

SUSAN BARFIELD, R. N., Individually and in her
official capacity; GAYSHERON BELL, Deputy,
Individually and in her official capacity as an
employee of the New Hanover County Health
Department; NEW HANOVER COUNTY HEALTH
DEPARTMENT; JANET MCCUMBIFE, Individually
and in her official capacity as Personal Health
Director of the New Hanover County Health
Department; PENNY RAYNER, FNP, Individually
an in her official capacity; DAVID RICE

A

F >| Aw ¢ vate
IW i dutVrud visi I d pl

UINITED STATES DISTRICT COURT
Kastern District of North Carolina
SOUTHERN DIVISION

ludgment in a Civil Case
VoRT Nismber er i tT he 24 4.]

»

yp WR { (Ji |
' f . dar
Decision by Court. ‘T'his action

aring before the Court. The 1 ues have been t1

ieard and a decision has been re

IS ORDERED, ADJUDGED AND DECREED
hat defendants’ motion for summary judgment 1
rRANTED as to plaintiffs remaining claims. Thi
remaining motions of or relating to trial issues, art

DENIED as MOOT. where the Clerk of Court
lirected to discontinue the case from the trial docket
1 now to CLOSE the
, RDERI } I
7 ) ty | [ }

NITED STATES COURT OF APPEAI
FOR THE FOURTH CIRCUIT

HILARIE G CARBRO Adm

NEW HANOVER COUNTY; NEW HANOVER
COUNTY SHERIFF'S DEPARTMEN’ NEW
HANOVER COUNTY JAIL; SIDNEY A. CAUSEY
Individually and in his capacity as Sheriff of New
Hanover County; J.T. LEONARD, Individually and
in his official capacity as detective of the New
Hanover County Sheriffs Department; E. MORTON
Individually and in his official capacity as deputy of
the New Hanover County Sheriffs Department; B.R
HUDSON, Individually and in his official capacity a
deputy of the New Hanover Sheriffs Department
T.L. FUSS, Individually and in his official capacity
as corporal of the New Hanover County Sheriff
Department; D.E. KEYES, Individually and in hi
official capacity as deputy of the New Hanover
County Sheriifs Department MR. HANSEN
Individually and in his official capacity as deputy of
the New Hanover County Shenffs Department; J.P

{ UNITED STATES DISTRICT COl
FOR THE EASTERN DISTRICT O]
NORTH CAROLINA
SOUTHERN DIVISION

motion

A4TY 17
LALLIS ila Ld

plaintiff responded February

lave replied In this pos
ee May 19. 2008,

; " .
¢ 1eC1Si0n

>

I

or

tan

Y)

4

act

relating

©
|

ind inadequate

New

il the

16, 2003. (Compl. 4/4] 2, 20, 26-27, 32). Plaintiff
ymplains of federal civil rights violations pursuant
42 U.S.( § 1983 (“§ 1983"), and medical
malpractice ind wrongful death ler Nort]
irolina state law. (1d. at 4/4} 33-70
he procedural history of the casi i length
In order entered May 5 004, the cow
iddressed several motions to dismiss, and dismiss‘
ill claims against defendants New Hanover County
New Hanover County Sheriffs Department, an
New Hanover County Jail, in addition to plaintif
nspiracy claims, redundant official capacity claim
ind plaintiff's ums for punitive damages again
lefendant New Hanover County Health Departm:
nd certain individual defendant n their offic
pa ] [ related i 1d
1@} I 14
I i A
ns { ummary judgn
New H County Health Departm
Yew Hanoy ( ity Sheriff Yepartm:
lism} imerou lividual defendar
ition of disn al Ww
M ,{) ) Be
4 [

n Wecemb

» Rumme
medical treatment whil

Hanover

(

§y gar AP

.s

sounty

rs alleged physical
a detainee

Jail on or

about

anuary 14.2003. and his subsequent death January

Remaining defendants, |
ity as Shenff of New

3.R. Hudson, a Deputy

lividually and in his capa
Hanover County (‘Causey’), |
f the New Hanover County
Hudson”), W. Thomas Parke
New Hanover County
‘Parker’), and Clarence A
New Hanover County
Hayes’), filed the instant
judgment January 2, 2008,
plaintiffs remaining claims.
.

f 4

1) plaintiffs first cause of

it
LJ 1 T tor oO oO \ Tore 1y
rmuason ior excesslvé LULU ln

plaintiffs second cause of act

rausey, Parker, and MHayes

} ]
xecuting policies which caus

rce 1n violation of §& 1983
ction against def
nedical care under § 1983; (4)
ction iwainst defenday
( lor aaoptiny and ext
juat medical cars
plaintiff nth
LD] ¢] t I il Cate v\ i
inst NM ] I \ ral
nstant moti ported
. { } { Ye ;
II iry I [
m1

Sheriffs Department
r, Chief Deputy of the
Sheriffs Department
Hayes, Captain of the
Sheriffs Department
motion for summary

+

seeking dismissal of
These claims include
tion against defendant
violation of § 1983; (2)
ion against defendants
for adopting and

ed the US€ of CACeESSIV'

3) plaintiffs third caus

ndant Hudson for inadequat:

plaintiffs fourth cau:

Causey, Parker. and

n wroneviul 1
Ker nd Have th
itfidavit na
tiement tf
c
} itl

App. 20

pursuant to an order for arrest for failure to appear
for driving under the influence, Rummer was
transported to the New Hanover County Jail wher:
he arrived at or around 1:30 a.m., January 10,2003.
(Compl. 44} 18-19; Defs Mem. Supp. Mot. For Summ
J., Ex. A). On January 14, 2003, during a safety
check at or about 4:30 a.m., Deputy Mitchell Marlow
(“Marlow”) heard a knocking on the door of cell 2-0,
where Rummer was being held. (Marlow Aff. § 2)
When Marlow responded to the knock, Rummer told
him that he was addicted to alcohol, and that he had
been kidnaped by a federal housing agency and put
to work as a painter. (id. at 4] 3). Marlow informed
his sergeant that Rummer appeared to be suffering
from ‘the DTs” /delirium tremens], a symptom of
alcohol withdrawal, prompting the sergeant to direct
Marlow to arrange for Rummer’s transfer to a
safekeeping cell. (Id. at 44 2-4)

Shortly thereafter, Rummer was transferred
to cell 423 by Deputy Kelly Vernon (“Vernon”). (id. at
4 5). Cell 423 is a safekeeping cell which, instead of
having bunks. has one mat on the floor of the cell for

each inmate being held in the cell. (Hudson Dep. pp

At approximately 7:00 a.m., Rummer was
taken for purposes of medical examination to Susan
Barfield (“Barfield”), a nurse, who noticed shght
tremors about his person, and prescribed Vistaril te
treat what she perceived to be symptoms of alcohol
withdrawal. (Barfield Dep. pp. 21, 49-50). Rummer
was returned to cell 423, where he continued to

exhibit unusual behavior. (Chne Dep. pp. 18,64

App. 26

Mikol Dep. pp. 13-14, 26, 29)? Other inmates in cell
423 began yelling to guards, asking them to remove
Rummer, fearing that his behavior was going to
result either in injury to himself or injury to
somebody else. (Goebel Dep. p. 9; Cline Dep. pp. 64-
65; Mikol Dep. p. 31). Goebel reported the situation
to her supervisor, Sergeant Frederick Hatch
(“Hatch”). (Goebel Dep. p. ID).

Following an order from Hatch to assess the
situation, defendant Hudson approached cell 423
and observed Rummer pulling on another inmate’s
sheet, mumbling to himself, standing overtop of
another inmate, and taking items from other
inmates. (Hudson Dep. pp. 14,28). Defendant
Hudson reported these observations to Hatch, who
directed defendant Hudson to transfer Rummer from
cell 423 to cell 419 for safety purposes. Ud. pp. 40-
42). Hatch noted that “the information in the
computer was that [Rummer] drank alcohol and may
possibly be suffering from the DT’s.” (Hatch Dep. Ex.
1). Officer Melody Grimes (“Grimes”) testified that
“they said he was going through DT’s and that he
was possibly bumping his head on the wall.” (Grimes
Dep. p. 31). Cell 419 is a padded cell wherein

prisoners who are suicidal or violent are placed for

their own safety. (Hudson Dep. p. 41 ).

Defendant Hudson entered cell 423 by himself
while Grimes stood watch by the door. (id. pp. 42-

Timothy Cline (“Cline”) was an inmate at New Hanover
-

County Jail on January 14,2003, and was in cell 423 with
Rummer. (Cline Dep. p. 10). Sean Mikol (“Mikol’) was an
inmate at the New Hanover County Jail on January 14,2003,
and shared a cell with Rummer. (Mikol Dep. pp. 6-7

App. 27

43). Defendant Hudson testified that he ordered
Rummerto come out ofthe cell three times, and
received no response. (Id. p. 48). This account is
corroborated by Grimes, who testified that she heard
defendant Hudson tell Rummer that he was being
moved to a different cell (Grimes Dep. p. 10), and by
inmate Mikol, who testified that he heard defendant
Hudson ask Rummer to get up and come with him,
then advise Rummer that he was going to be moved
to a different cell. (Mikol Dep. pp. 36-37, 77). Inmate
Cline testified that he did not recall! hearing
defendant Hudson say anything to Rummer before
defendant Hudson took Rummer down. (Cline Dep.
p. 24).

Defendant Hudson testified that, after
Rummer failed to respond to his verbal commands,
he touched Rummer on the right arm and said “Mr.
Rummer, you need to come with me,” at which time
Rummer jerked away from him. (Hudson Dep. at 49).
Defendant Hudson then grasped Rummer’s right
arm with his right hand. and pushing Rummer
downward with his left hand, forced him towards the
floor. (Id.) Rummer, who had been seated on a bench,
came into contact either with the concrete floor ofthe
cell, mats which were covering the concrete, or both.
(id. at 48-50, 57, 62; Cline Dep. p. 24). Defendant
Hudson testified that Rummer caught himself with
his left arm and wound up prone on the mat with his
left arm under him. and that Hansen arrived and
helped secure the handcuff on the left arm. (Hudson
Dep. p. 58). Defendant Hudson testified that he
forced Rummer to the floor rather than asking him
to stand up because “if he stand up, that could be

App. 28

more of a threat to me than actually putting him on
the —across the mats on the floor.” (Id. at 52).

When Rummer resisted being handcuffed.
Grimes called for backup. (Hansen Aff. 94 3, 5;
Grimes Dep. pp. 10, 21-22). Hatch and Officer Hugo
Hansen (“Hansen”) responded to assist. (Hansen Aff.
{| 5; Hudson Dep. p. 80). Hansen remembers helping
defendant Hudson handcuff Rummer, but Hatch
believed that Rummer had already been cuffed upon
their arrival. (Ilansen Aff. { 5; Hatch Dep. Ex. 1).
Rummer was removed from cell 423 immediately,
and taken to cell419 by Hansen and Hatch. (Grimes
Dep. p. 11: Hansen Aff. 4] 6; Hudson Dep. p. 80).

Rummer was partially walking and partially
being carried during this period oftransportation
from cell 423 to cell 419. (Hansen Aff. § 7; Grimes
Dep. p. 31). Defendant Hudson had torn the rubber
gloves that he was wearing, and stayed behind in
cell 423. (Hudson Dep. p. 81). On the way to cell 419,
Rummer was mumbling and told Hansen that he
“wantfed] to go home.” (Ilansen Aff. {| 8). When
Rummer arrived at cell 419, Hatch was behind
Rummer, holding his armpits. dd. at §} 10). There
was at that time another inmate lying on the floor in
cell 419, and as Rummer stepped into cell 419, he
tripped over the second inmate and fell to the floor,
striking his chest and right shoulder. (Id.) Hatch
sought to catch Rummer but was unsuccessful. and
Rummer fell to the padded floor. (1d.)

When defendant Hudson caught up with the
others and arrived at cell 419, Rummer was on the
floor of the cell, curled in a fetal position, and being

App. 29

attended to by Deputy Keyes. (HudsonDep. p.835).
Defendant Hudson testified that there was some
blood on the mats that covered the floor of the cell,
and that Keyes then noticed that there was a scratch
or cut above Rummer’s right eye. (id.) Rummer was
conscious at that time. (Id.) There is no evidence
before the court suggesting that defendant Hudson
was aware of how Rummer came to be on the floor in
cell 419.

Hatch ordered Rummer evaluated by medical
staff. (Hatch Dep. 39; Hansen Aff. § 10). Defendant
Hudson, who was retrieving new rubber gloves from
the control room of the New Hanover County Jail.
was not present when the medical department was
contacted. (Hudson Dep. p. 143). Defendant Hudson,
Hansen, and Ward transported Rummer by
wheelchair from cell 419, to the jail’s medical
department. (Hansen Aff. {| 111; Hudson Dep. pp.
94-96; Ward Aff. 4 6).

By all accounts the injury above Rummer’s
eye was relatively minor. Hatch noticed “a little
scratch’ that “was not bleeding.” (Hatch Dep. p. 41).
Hansen stated that he “did not even notice the
scratch until Sergeant Hatch pointed it out.”
(Hansen Aff. {| 10). Defendant Hudson did not notice
it until he arrived at cell 419. (Hudson Dep. p. 86). In
her notes, Barfield described it as “three small
scratches” and noted that the wound was _ not
bleeding. (DE # 46-5 (Barfield Notes) p. 2)
Defendant Hudson testified that, after cleaning the
wound, Barfield said “it did not need any stitches,
that it would be fine.” (Hudson Dep. 105). Although

the origins of the injury are not certain, Barfield’s

App. 30

notes show that defendant Hudson advised her that
“he thought the scratches came from when
[Rummer’s] glasses became broken.” (Hudson Dep. p

80; DE # 46-5 (Barfield Notes) p. 2).

The record relied upon in support of and in
opposition to the instant motion reveals the presence
of five people in proximity to Rummer at time of his
second examination, including two nurses, Barfield
and Gaysheron Bell (“Bell”),3 and three officers
Hansen, Ward, and _ defendant Hudson. It
illuminates through the testimony of Barfield and
defendant Hudson, and the affidavits of Hansen and
Ward, a cursory examination of Rummer by medical
staff, resulting in the administration of medications
per protocol for symptoms of alcohol withdrawal
(Hudson Dep. p. 101, 105; Barfield Dep. p. 43
Hansen Aff. { 12). Notes made by Barfield
contemporaneous with the examination recite in

part

Reliance on Bell's testimony at deposition is limited to
single page ofthe transcript introduced by plaintiff relating t
examination on medical protocol. Facts pertaining to Rummer’
second presentation to the medical department are adduced by

the parties through introduction of Barfield and defendant

Hudson's testimony at deposition

App. 3]

There are three sm. scratches into and
little beside right eyebrow. Cleansed
[with water] but [no] blood noted on
cotton ball and none on jumpsuit.
Entire head [and] scalp area felt [and]
checked for lumps, ‘sumps, or skin
breaks fand none] found. Asked
attending deputy [defendant Hudson]
if perhaps inmate had fallen recently
fand] he stated he thought scratch
came from when [patient’s] glasses

became broken
Hi # 46-5 (Barfield Notes) Dp

Barfield testified that Rummer was
“completely changed” from the first time that she
had seen him. (Barfield Dep. p. 28). Rummer, now
wearing a urine-saturated jumpsuit, kept trying to
slide out ofhis wheelchair. (Id. at 25). Barfield
checked Rummer’s head and scalp area for lumps,
bumps, or skin breaks, but found none. (Id. at 31).
Barfield cleaned the cut above his eye. (Id.; DE # 46-
5 (Barfield Notes) p. 2). Barfield testified aft
deposition that she did not ask whether Rummer
“had struck his head in any way.” (Barfield Dep. p

99

Specifically, Barfield ce tified

performed neurological tests which consisted of
checking Rummer’s eyes with a flashlight to make
sure they both reacted equally, and having Rummer
pull on her hands “to make sure that he had both
side strenyth instead of one side weakness,” but that

he neglected to document 1

her notes. (Barfield Dep oe

Barheld testified that » the exte)

yerformed any neurological Lf on Rummer uc!

ists were secondary because she’ was not lookin
for head injuries,” given the lack of outward sig)
head injury. (Id. at 29). She did not a

Hudson what caused Rummer'’s glasses to bre:
at 30). Barfield also testified that what cau
Rummers glasses to break was not something that
she needed to know. (ld.) ld gave Rummer
Librium and Dilantin pull
perceived aS symptom
did not summon a

Rummer. (Id. a

ud
ked him whet! Rumme)
sponded he did not {
147). His observations conc iv Kumme!
to avoid the wheelchair were consistent with
Barfield, (Id at Io Barfield
recollection oO] the admin
while not as technical wa
amplified upon that of Barfi
Dep. p. 43). Barfield did not
any question of the officer

fummer had ftallen. though he

INnquUuLry and delendant Hud

xchange with the nurse initiated
whether Rummer had fallen. (Bari
DE # 46-5 (Barfield Ni

Welendant § tiudsor Wd on
Barheld that Rummer was scratched by vla (id
Barfield testified that she did not ask him about thr
cause of the cratche he obser, 1 but her not

ind testimony evidence her understanding th
Rummers glasses caused the ratch n |

ld Dio # 46-5 (f riela t

ne widavit i Ward a 1 | f

resent at the physical examinatio1 hed

rht on any communication betwee! lefend
Hudson and Barheld regarding the possibl yurce
nummer Injuri but are otherw) ponerall
msistent vith th Uf Imonila nt Ward
lols i ratch ( I tummer! ( { if rye
XRummers attempts t et out of th neelchalr, al
recallfed|) Nurs Barfield ing pill f Vir
tummer! Ward Aff. “i$ Barl i ti
nstructed the deputi to tal Rummer back to cell
119 id. at | 9 Har tated that Bart
nspect i k immer leaned tl] ratctl I

head for bumy iV« 1! n

hich he ultimately swallowed nd “a Look h
ta 46 (ltianser “a. § | '

mination, Barbheld obser i the other pt
or nted | t{ummer a nNsist

nal barhe!l 12-4

: ‘ i } } j

ane mer Wa transport i by wheelcharr t K | f
119. (Ward Aff. “4% 9. 10). When returned to h
tumme! tood m and walked around the

king for a mat. (Id.) Ward obtained a mat for hi

App. 36

A party seeking summary judgment “bears
the initial responsibility of informing the district
court of the basis for its motion, and identifying
those portions of the [record] which it bclieves
demonstrate the absence of a genuine issue of
material fact.” Celotex Corp. v. Catrett, 477 U-S.
317, 323 (1986). Once the moving party has met its
burden, the non-moving party must then “set forth
specific facts showing that there is a genuine issue
for trial.” Matsushita oye ec. Indus. Co. Ltd. v. Zenith
Radio Corp., 475 U-S. 574. 986-87 (1986) (quoting
Fed. R. Civ. P. a

In making a determination on a summary
judgment motion, the court construes evidence in the
light most favorable to the non-moving party and
draws all reasonable si rences in the non-movant’s
favor. Anderson, 477 U.S. at 255: see also Odom v.
S.C. Dep't of Corr., 3.49 : 3d 765, 774 (4th Cir. 2003)
(we are to view the evidence in a light most
favorable to the nonmoving party and to give him

the benefit of all reasonable inferences”)
Nevertheless, judges are not “required to submit a
question to a jury merely because some evidence has
been introduced by the party having the burden of
proof, unless the evidence be of such a character that
it would warrant the jury in finding a verdict in

favor of that party.” Id. at 251. Evidence considered
by the court must be admissible, and “airy

generalities, conclusory assertions and_ hearsay
statements [do} not suffice to stave off summary
judgment.” United States v. Roane. 378 F.3d 382
400-01 (4th Cir. 2004).

App. 37

A court required to rule upon the issue of
qualified immunity potentially engages in a two step
inquiry. The court initially must determine whether
“[t]aken in the light most favorable to the party
asserting the injury ... the facts alleged show the
officer’s conduct violated a constitutional right.”
Saucier v. Katz, 533 U.S. 194, 201 (2001). If no
constitutional violation can be established, the

.

inquiry ends there and summary judgment based on
immunity is valid. Id

If. however. a constitutional violation is
detected, the court must determine whether the
right was clearly established at the time of the
alleged violation. Jd. “The relevant, dispositive
inquiry in determining whether a right is clearly
established is whether it would be clear to a
reasonable officer that his conduct was unlawful in
the situation he confronted.” Id. at 202. The
Supreme Court also warned in Saucier that denying
summary judgment any time a material issuc of fact
remains upon consideration of the first step, if upon
consideration of the second, and the law did not put
the officer on notice that his conduct would be clearly
unlawful, “could undermine the goal of qualified
immunity to ‘avoid excessive disruption of
government and permit the resolution of many
insubstantial claims on summary judgment.” Id.
(quoting Harlow_v. Fitzgerald, 457 U.S. 800, 818
(1982)). The Court held that “[a]f the law did not put
the officer on notice that his conduct would be clearly
unlawful, summary judgment hased on qualified

mmunity 1s appropriate.” Id

ve.
Te

App

The Fourth Circuit has held that “in gray
areas. where the law is unsettled or murky. qualified
immunity affords protection to an officer who takes
an action that is not clearly forbidden--even if the
action is later deemed wrongful.” Rogers _v.
Pendleton, 249 F.3d 279,286 (4th Cir. 2001). Even

where an officer is mistaken with respect to the

relevant law, “{i]f the officer's mistake as to what the

law requires is reasonable ... the officer is entitled to

the immunity defense.” Saucier, 533 U.S. at 205. In
making its determination, the court must avoid
engaging in “impermissible 20/20 hindsight,” even
when faced with a tragic outcome. Grayson, 195 F.3d
at 695; see also Belcher v. Oliver, 898 F.2d 32, 35
(4th Cir. 1990) (‘Only an exercise in impermissible
judicial hindsight could justify holding these officers
responsible for [detainee’s unforeseeable death by]

suicide.”).

Excessive Force Claim Under § 1983 Against
Defendant Hudson

“(E]xcessive force claims of pretrial detainees
are governed by the Due Process Clause of the
Fourteenth Amendment.” Riley v. Dorton, 115 F.3d
1159, 1166 (4th Cir. 1999) (en banc). To succeed on
the claim of excessive force against defendant
Hudson under the Fourteenth Amendment, plaintiff
nust demonstrate that defendant Hudson “inflicted

unnecessary and wanton pain and suffering” against

Cir. 1998)(quoting Whitley v. Albers, 475 U.S. 312,
320 (1986)). The court must determine whether the
force was applied “in a good faith effort to maintain

App. 39

or restore discipline or maliciously and sadistically
for the very purpose of causing harm.” Id.

At a minimum, Rummer was agitating the
other inmates in the cell, which prompted the other
inmates to call to the guards and request that
Rummer be extracted from the cell. (Goebel Dep. p.
9; Cline Dep. pp. 64-65; Mikol Dep. p. 31). It is
undisputed that defendant Hudson was ordered to
remove Rummer from cell 423, and that defendant
Hudson entered the cell in order to undertake this
task. (Hudson Dep. pp. 40-42). There is no genuine
issue regarding the fact that defendant Hudson then
proceeded to grasp one of Rummer’s arm in an
attempt to apply handcuffs, and upon being met with
what was described by multiple parties as “jerking
away and other resistance, defendant Hudson took
Rummer down to the floor.4 (Mikol Dep. pp. 37-39:
Hudson Dep. pp. 140, 160; Grimes Dep. pp. 10, 22).

It is undisputed that mats covered much of
the floor of cell 423 at the time of the incident. (Cline
Dep. p. 24). Defendant Hudson’s’ undisputed
testimony is that he directed Rummer down onto
these mats. (Hudson Dep. p. 50). Grimes testified
that once Rummer and defendant Hudson tumbled
to the floor, Rummer was on one of the mats as
defendant Hudson handcuffed him. (Grimes Dep. p.
11). Even if Rummer’s head made contact with the
concrete rather than the mats on the floor, there is

4 ~ 7 ~ 5
Inmate Cline. who was also present. never testified to any

jerking away. When asked if Rummer resisted defendant

Hudson in any way, he replied: “[wJell, you know, its hard for

me to say. you know. Someone could be tight with their arms

7
_

and hold them tight and I wouldn't know.” (Cline Dep. p. 28)

App. 40

no evidence suggesting that this was defendant
Hudson’s intention, let alone that defendant Hudson
used this force in a malicious, wanton, or sadistic
manner.

Plaintiffs expert testified that defendant
Hudson did not intend to hurt Rummer when he
took him to the ground: “[hle didn’t purposefully
cause the injuries. He purposefully took him to the
ground but he didn’t purposefully cause the injuries:’
(Katsaris Dep. p. 261).

Prior to and during the incident defendant
Hudson was concerned about his physical safety and
about the possibility of the situation spiraling out of
control if Rummer were not brought into compliance
immediately. (Hudson Dep. pp. 141-42, 160-61).
Further, New Hanover County Jail policy 7.09
(“Policy 7.09”) authorizes the “[u]se of physical holds
and takedown techniques to gain control of an
inmate” in situations where non-forceful means are
ineffective. (Def.’s Mot. for Summ. J., Ex. I, p. 3).

The Supreme Court has held that great
deference is due the officer faced with a dynamic,
rapidly evolving, and potentially violent situation
See, e.g., Saucier, 533 U.S. ot 205 (acknowledging
that it had previously “set out a test that cautioned
against. the ‘20/20 vision of hindsight’ in favor of
deference to the judgment of reasonable officers on
the scene’) (interna! citation omitted); see also

+,

Grayson, 195 F.3d at 697 (“In dealing with such
agitated detainees prison officials must not be forced
to walk a tightrope and face the prospect of a lawsuit

no matter which way they turn.... If we failed to

App. 41

accord due deference to the officers’ efforts, we would
give encouragement to insubordination in an
environment which is already volatile enough.”).
Here, where cefendant Hudson’s actions in subduing
Rummer appear reasonable even in “hindsight,”
there is no genuine issue as to any material fact that
suggests that defendant Hudson acted “maliciously
and sadistically for the very purpose of causing
harm.”

Plaintiff alleges that there exists a genuine
issue of material fact with respect to the question of
whether defendant Hudson verbally addressed
Rummer prior to his use of force. Plaintiff points to
Cline’s testimony regarding what conversation, if
any, took place between defendant Hudson and
Rummer prior to defendant Hudson’s use of force.

Cline testified that he did not recall hearing any
words pass from defendant Hudson to Rummer, but
his testimony falls short of affirmatively asserting
that at no time did defendant Hudson warn Rummer
or verbally direct him to act in any way.

Cline called his own recollection intu question
by indicating that his ability to hear any words pass
between defendant Hudson and Rummer could have
been affected by the other people in the cell, who
were verbally requesting Rummer’s removal from

the cell:

[YJou’'ve got to remember the scene
that you got there. You’ve got a row
full of people all on the floor. And then
all of a sudden the guard is rushing-
you know, the guard is rushing in.

App. 42

And so I don't-I don’t recall someone

saying, well, will you please put your

hands behind your back, I’m going to

take you out of here, in which they

probably could have done ... I didn’t

hear anything. You know, I-there’s

other people in this cell. And, you

know, there’s kind of people saying get

him out-you know, talking going on ...

it wasn’t like a-they came and said,

well, how are you doing, Mr. Hlummer

[sic]; we want to take you out of-I don’t

recall any conversation that went on

like that.
(Cline Dep. pp. 24-26, 81).
Plaintiff puts significant reliance upon Clem _y.
Corbeau, wherein the Fourth Circuit affirmed the
trial court’s denial of summary judgment on an
excessive force claim where a defendant-officer who
shot and killed a man testified that he fired on the
victim because he heard a threat, but another officer
and a witness who were both at the scene testified
that no threat was made. 284 F.3d 543, 551 (4th Cir.
2001). Clem is distinguishable from the instant
matter, however. In the case at bar, no less than
three people testified to defendant. Hudson’s verbal
warnings, and the sole contradictory evidence is
Cline’s equivocal testimony, the reliability of winich

7.

is called into question by Cline himself

App. 43

Even accepting as true the fact that defendant
Hudson did not verbally address Rummer prior to
grasping his arm, Rummer’s resistance once initial
contact was made would nonetheless entitle
defendant Hudson to apply force under Policy 7.09. A
“sood faith effort to maintain or restore discipline”
does not constitute excessive force. Whitley, 475 U.S.
at 320. The undisputed facts show that defendant
Hudson's actions represented such an effort. “Unless
it appears that the evidence, viewed in the light
most favorable to the plaintiff, will support a reliable
inference of wantonness in the infliction of pain
under the standard we have described, the case
should not go to the jury.” Id. at 322.

Denying summary judgment on the basis of
this single issue of fact would defy the direction
provided by the Supreme Court in Saucier. 533 U.S.
at 195. Accordingly, whatever conflict exists in the
record with respect to this fact fails to rise to the
level of a genuine issue of material fact capable of
preventing summary judgment under the
circumstances presented by this case.

Despite the severity of Rummer’s injuries, the
court cannot find that defendant Hudson’s use of
force was malicious or sadistic, aimed towards
purposeful causation of harm, or excessive under the
circumstances. As such, the use of force does not
violate the Constitution, and summary judgment is
appropriate.

App. 44

C Inadequate Medical Care Under § 1983
Against Defendant Hudson

Defendant Hudson also moves for summary
judgment on the basis of qualified immunity with
regard to plaintiffs claim of inadequate medical care.
Pretrial detainees such as Rummer who complain of
inadequate medical care proceed under. the
Fourteenth Amendment, rather than the Eighth
Amendment. Patten v. Nichols) 274 F.3d 829, 834
(4th Cir. 2001). The Fourteenth Amendment rights
of pretrial detainees are “at least as great as the
Eighth Amendment protections available to a
convicted prisoner.” Id.

As the courvt set forth in earlier order, to
prevail on an Eighth Amendment claim _ of
inadequate medical care, an inmate must allege acts
or omissions sufficiently harmful to constitute
deliberate indifference to serious medical needs.® To
be deliberately indifferent the prison official must
not only act recklessly, “the official must both be
aware of facts from which the inference could be
drawn that a substantial risk of serious harm exists,
and he must also draw the inference.” Farmer v.

Prison officials are deliberately indifferent to
serious medical needs only where they completely
fail to consider an inmate’s complaints or act
° A claimant must also objectively show that the injury inflicted or the
deprivation of medical care suffered was sufficiently serious. Farmer y
Brennan, 511 U.S. 825, 834 (1994). By order dated July 6, 2006, this
court, citing Estelle v. Gamble, 429 U.S. 97, 106 (1976), held that “there
appears to be no issue regarding the seriousness of Mr. Kummer’s
injuries in that such injuries resulted in his death.”

App. 45

intentionally to delay or deny the prisoner access to
adequate medical care. Estelle, 429 U.S. at 104. The
Kighth Amendment has been violated where
treatment is “so grossly incompetent, inadequate or
excessive as to Shock the conscience or to be
intolerable to fundamental fairness.” Miltier v.

Beorn, 896 F.2d 848, 851 (4th Cir. 1990). Deliberate
indifference is a very demanding standard which is
not satishied by mere negligence or malpractice. Id.
at 854 (citing Estelle, 429 U.S. at 105-06). “In order
to establish a claim of deliberate indifference to
medical need, the need must be both apparent and
serious, and the denial of attention must be both
deliberate and without legitimate penological
objective.” Grayson v. Peed, 195 F.3d 692, 695 (4th
Cir. 1999), cert. denied, Grayson v. Royer, 529 U.S
1067 (2000). The Fourth Circuit has held that to
bring an inadequate medical care claim against a
non-medical official, a plaintiff must show that the
official was personally involved with a denial of
treatment, deliberately interfered with prison
doctors’ treatment, or tacitly authorized or was
indifferent to the prison medical staffs misconduct.
Miltier, 896 F.2d at 854 (citing Slakan v. Porter, 737
F.2d 368, 372-73 (4th Cir. 1984), cert denied Reed v.
Slakan, 470 U.S. 1035 (1985)).

Plaintiff claims that defendant Hudson
violated Rummer’s constitutional rights in that
defendant Hudson knew that Rummer was seriously
injured and, by failing to give complete answers or
volunteer information in response to nurse Barfield’s
questions, defendant Hudson deliberately interfered
with Rummer’s care. Pl.’s Mem. Resp. Mot. Summ. J
at 10. Plaintiff is unable to point to any facts in the

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App. 50

that officers be mind readers.” id. at 695. The Fourth
Circuit found that the officers’ decision to deliver a
confused detainee to a correctional facility that
included a 24 hour medical facility was reasonable.
Id. Because the officer could reasonably rety on
trained staff at the health care facility to care for
detainee, the officer was “in no sense deliberately

indifferent to [the detainee’s] medical need.” Id.

In Belcher v. Oliver, a pretrial detainee who
manifested no outward signs of depression or risk
factors for selfharm nonetheless committed suicide
by hanging himself while he was being held.
subsequent to his arrest for driving under the
influence of alcohol, in a jail holding cell. 898 F.2d
32, 34 (4th Cir. 1990). His estate claimed that the
arresting officers were guilty of dehberate
indifference to his medical need because they did not
screen him for risk or remove his belt or shoelaces.
Id. The court held that the officers had no duty to
screen every patient, and that the failure to remove
belt and shoelaces was, at most, negligent. Id. at 34-
35. The court took note of affirmative actions taken
by defendants, on behalf of decedent, to secure his
“speedy release” so that his daughter could retrieve
him from detention, and held that the officers’
conduct “could in no way be construed as deliberate
indifference.” Id. at 35.

In accordance with relevant law, upon the
undisputed facts, defendant Hudson was reasonable
in believing that he relinquished responsibility for
Rummer’s well being when he delivered Rummer to
qualified health care providers, Grayson, 195 F.3d at
694: Young, 238 F.3d at 578. The court is unable to

App. 52

The case law sanctions only “deprivations of
rights, not errors in judgment, even though such
errors may have unfortunate consequences.”
Grayson, 195 F.3d at 696. That a tragedy occurred in
the New Hanover County Jail, resulting in
Rummer’'s death, is without dispute. However, where
plaintiff raises no genuine issue of material fact that
defendant Hudson actually knew that Rummer was
at serious msk for head injury, defendant Hudson is
entitled to the protection of qualified immunity and
summary judgment 1s appropriate.

D. Supervisory Liability Claims Under § 1983
Against Defendants Causey, Parker, and
Haves

Where a deprivation of federal rights has
occurred, a supervisory employee may be held liable
where a_ plaintiff demonstrates that (1) the
supervisor had actual or constructive knowledge of a
risk of the constitutional injury, (2) the supervisor
Was deliberately indifferent to or tacitly authorized
the risk, and (3) that an “affirmative causal link”
exists between the supervisor's action or failure to
act and the particular constitutional injury suffered
by the plaintiff.” Shaw v. Stroud, 13 F.3d 791. 799
(4th Cir. 1994), cert. denied 513 U.S. 814 (1994), and
cert. demied Stroud v. Shaw, 513 U.S. 813 (1994).
“The plaintiff... assumes a heavy burden in
supervisory lability cases.” Slakan, 737 F.2d at 373.
“Ordinarily, he cannot satisfy his burden of proof by
pointing to a single incident or isolated incidents, for
a supervisor cannot be expected to promulgate rules
and procedures covering every conceivable
occurrence within the area of his responsibilities.”

App. 53

Id. Plaintiff argues that defendants Parker and
Hayes, 1n their individual capacities, and defendant
Causey, individually and in his official capacity as
Sheriff of New Hanover County, are lable as
supervisors because they were “at all times relevant
herein, responsible for the formulation and execution
of policies regarding the treatment of arrestees,
detainees, and inmates at the New Hanover County
Jail.” Compl. 4 38. Plaintiff makes reference to
policies governing the use of force and restraints and
policies governing medical attention after the use of
force, but plaintiff offers argument specific only t«

policies regarding the use of force

Plaintiff contends that supervisory defendants
“knew that those policies were not being followed at
the jail,” “knew that persons such as Mr. Rummer
were at risk for serious injury,” and that “[c]learly
this failure to adopt and implement uniform, proper
policies for the use of force and restraints was a
causative factor in the death of Mr. Rummer.” PI. ‘s
Mem. Resp. Mot. Summ. J. at 17-18. Plaintiffs
argument fails, however, for several reasons.

The court has found no constitutional
violation upon which to base such liability. See
sections Band C, above. “If a person has suffered no
constitutional injury at the hands of the individual ...
officer, the fact that the departmental regulations
might have authorized the use of constitutionally
excessive force is quite beside the point.” Los Angeles
v. Heller, 475 U.S. 796, 799 (1986).

In the absence of a constitutional violation,
the court need not consider the propriety of any

App. 54

regulation in question, and supervisory hability is
inappropriate. Belcher, 898 F.2d at 36; see also
Hinkle v. City of Clarksburg, 81 F.3d 416, 420 (4th
Cir. 1996) (“In the absence of any underlying use of
excessive force ... . liability cannot be placed on
either [other] officers, a supervisor, or the City’);
Giancola v. West. Virginia Dep't of Public Safety, 830
F.2d 547, 550 (4th Cir. 1987) Clfthe officers’ actions
were in compliance with constitutional standards,
there is no hability on the part ofthe officers or the

employing ertities.’).

Even assuming that Rummer’s constitutional
rights were violated as a result of defendant
Hudson's use of force and the subsequent medical
treatment, plaintiff has “ailed to provide any factual
support for the theory that supervisory defendants
were aware that jail policies created a risk, or for the
theory that there exists “an affirmative causal link”
between the policies and Rummer’s injury.

Plaintiff has failed to provide any evidence
that defendants Parker, Hayes, or Causey were
responsible for policies, practices, or customs which
were a direct and proximate cause of the alleged
inadequate treatment of Rummer’s medical needs, or
that any such policies resulted in harm to Rummer.
In addition, plaintiff cites to no other instances of
similar conduct or any general or widespread
problem related to medical attention. To establish
supervisory lability, plaintiff must show that the
policy or lack thereof created a “pervasive and
unreasonable risk of harm.” Stroud, 13 F.3d at 799.
Plaintiff makes no factual showing to support such a
finding.

App. 55

With respect to the use of force, detailed and
specific procedures are contained in Policy 7.09.
Plaintiffs own expert testified that Policy 7.09 is a
reasonable example of proper correctional practice.
(Katsaris Dep. pp. 111, 166). Defendant Causey
testified to the widespread use of handcuffs in
detention facilities as a safety measure for officers
and inmates alike, and plaintiffs expert corroborated
this testimony. (Causey Dep. pp. 74, 78; Katsaris
Dep. p. 237). To support lability on this claim, the
policy complained of must generate “an
unreasonable risk of harm of constitutional injury.”
Stroud, 13 F.3d at 799. Plaintiff has failed to make
such a showing.

Further, plaintiff has failed to demonstrate
how the use of the handcuffs within the New
Hanover County Jail is causally lnked to the
particular constitutional injury allegedly suffered by
Rummer, since the injury allegedly resulted from
defendant Hudson’s maiueuver, not his use of
handcuffs. At the time Rummer was taken down,
only one of his hands was cuffed. (Hudson Dep. p. 58;
Hansen Aff. 4 5). Defendant Hudson testified that
Rummer landed on his left arm, which was not
secured by handcuffs. (Hudson Dep. p. 58). Aside
froin plaintiffs bare allegation that there is a causal
link, the record contains no support for such a claim.

Plaintiff bears a heavy burden to make a
showing of supervisory liability. Slakan, 737 F.2d at
373. On a motion for summary judgment, the court
tests for a “genuine issue” through recourse to the
relevant law, “view[ing] the evidence presented
through the prism of the substantive evidentiary

App. 56

burden.” Anderson, 477 U.S. at 254. Plaintiff must

rely on more than “airy generalities, conclusory
assertions and hearsay statements.” Roane, 378 F.3d
at 400. Here, where plaintiffs burden is high and
factual support is nonexistent on several necessary
elements of the claim, summary judgment is
appropriate.

In accordance with the foregoing, it is
established that as a matter of law, defendants
Parker, Hayes, and Causey are not liable under a §
1983 claim of supervisory liability, and accordingly,
plaintiffs supervisory lability claims are dismissed.

F. State Wrongful Death Claim Against
Defendants Hudson, Causey, Parker, and
Hayes

Defendants Hudson, Causey, Parker, and
Hayes also seek to dismiss, pursuant to Rule 56,
plaintiffs wrongful death claim under North
Carolina General Statute section 28A-18-2(a).
Plaintiff argues that a court ruling on this claim is
premature because discovery to this point has been
limited to qualified 1mmunity, and no discovery
specifically related to this claim has_ been
undertaken. In the alternative, plaintiff argues that
the elements of a state wrongful death claim have
been established.

North Carolina General Statute section 28A-
18-2(a) provides in relevant part:

When the death of a person is caused
by a wrongful act, neglect or default of

App. 57

another, such as would, if the injured
person had lived, have entitled him to
an action for damages therefore, the
person or corporation that would have
been so liable, and his or their
personal representatives or collectors,
shall be liable to an _ action for
damages. to be brought by the
personal representative or collector of
the decedent;

N.C. Gen. Stat. § 28A-18-2(a)

The Fourth Circuit has held that where an
officer's actions “were, as a matter of law, reasonable
in the circumstances of [the] case, they cannot be
negligent or wrongful, as required by N.C. Gen. Stat
§ 28A-18-2(a).” Sigman v. Town of Chapel Hill, 161
I.3d 782, 789 (4th Cir. 1998). Having determined
that defendants actions were reasonable, the court
finds that “plaintiffs have no state law claim.” Id
Accordingly, plaintiffs wrongful death claim against
defendants is dismissed.

CONCLUSION

or the foregoing reasons, defendants’ motion
for summary judgment (DE # 91) is GRANTED as to
plaintiffs remaining claims. The remaining motions
of or relating to trial issues, are DENIED as MOOT,
where the Clerk of Court is directed to discontinue
the case from the trial docket and now to CLOSE it.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2317%3A1. Public record. Not legal advice.
