# Opposition Brief — Bannister v. Illinois

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2155%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 2010
- **Citation:** 562 U.S. 1061

## Text

No. 09-1576

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IN THE

Supreme Court of the United States

JAMES BANNISTER,
Petitioner,

Vv.

ILLINOIS,
Respondent.

ON PETITION FOR WRIT OF CERTIORARI
TO THE ILLINOIS SUPREME COURT

BRIEF IN OPPOSITION

ANITA ALVAREZ LisA MADIGAN

State’s Attorney Attorney General of Illinois

Cook County, Illinois 100 West Randolph Street,
ALAN J. SPELLBERG 12th Floor

Counsel of Record Chicago, [llinois 60601
MICHELLE Katz (312) 814-3000

JOHN EK. Nowak
Assistant State’s Attorneys
309 Richard J. Daley Center
Chicago, Illinois 60602
(312) 603-5496
alan.spellberg@cookcountyil.gov

Attorneys for Respondent

232976 g

COUNSEL PRESS
(800) 274-3321 * (800) 359-6859

a
QUESTION PRESENTED

In entering a plea agreement with a witness at
petitioner’s trial, the State relied upon the witness’s
account of the crime provided immediately following the
crime and in pre-plea interviews.

Did it violate due process for the plea agreement to
include a requirement that the witness testify at trial in
a manner consistent with his earlier statements to law
enforcement, where the same agreement — in multiple plea
provisions that petitioner does not challenge — additionally
required the witness to testify truthfully at petitioner’s
trial and required that his earlier statements also prove
to be truthful?

TABLE OF CONTENTS

QUESTION PRESENTED ...........cccecee.

EP CAPIC ER RUIN ATS so sccvccccecvovsvvcoes

TABLE OF CITED AUTHORITIES...........

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REASONS FOR DENYING THE PETITION ..

I.

II.

III.

CONCLUSION

This Case Implicates No Split In
Authority Worthy Of Certiorari Keview.....

Certiorari Should Be Denied On The
Independent Ground That Eliminating
The So-Called “Consistency” Clause That
Petitioner Challenges Would Not Have
Changed Johnson’s Incentive To Testify
Truthfully And Consistently At Trial........

On The Merits, The Illinois Supreme
Court Correctly Concluded That The Plea
Agreement Protected Petitioner’s Right
To Due Process Because It Repeatedly
Provided That The Witness Had To Testify
Truthfully And That The Agreement
Would Become Void If The Representations
Upon Which It Was Based Were False ......

21

00

TABLE OF CITED AUTHORITIES

Page

CASES
Franklin v. State,

577 P2d 860 (Nev. 1978) ....... cece ccc cecees 17
Giglio v. United States,

405 U.S. 150 (1972) ........... 5 eae 2]
Hoffa v. United States,

ee 5 tee I 5 5000 645905 6a oe Re eae es 22
Jackson v. Virginia,

Se Sra re Se cvs eee acne ev ere eeeeens 23
People v. Allen,

Fae Ree ER AO, Ee ok es ide tnveeeveuss 14,15
People v. Garrison,

700 Fae GLP CML. 10GB), occ ce esevewes 14-15, 18
People v. Green,

228 P2d 867 (Cal Ct. App. 1951) .............. 10
People v. Jenkins,

SOT FG 10664 (Cal, DOGO). occ ecevccussccce 15,17
People v. Jones,

600 N.W.2d 652 (Mich. App. Ct. 1999) ......... 6,9

People v. Medina,
41 Cal. App. 3d 438 (Cal. Ct. App. 1974)

wv

Cited Authorities

Page

Santobello v. New York,

7 Bee eo) oe | ci iar 21
Sheriff Humboldt County v. Acuna,

819 P2d 197 (Nev. 1991) .................. passem
State v. Bolden,

979 S.W.2d 587 (Tenn. 1998)................ 6, 9, 10
State v. Burchett,

399 N.W2d 258 (Neb. 1986)........... 9,10, 16, 17
State v. Clark,

743 P2d 822 (Wash. Ct. App. 1987) ...... 9-10, 16, 17
State v. DeWitt,

286 N.W2d 379 (lowa 1979). ............... 16, 17
State v. Dixon,

413 Foe Goo (ROR. DOO)... ccc cccewevssees 15, 16
State v. Fisher,

859 P2d 179 (Ariz. 1993).............. 12, 13, 15, 16
State v. Nerison,

ee RG SS rr 9,12

State v. Rivera,
Boe BEE ei) passim

7)

Cited Authorities

Page
State v. Rivera,
86 P3d 963 (Ariz. App. Ct. 2004) .............. 15
United States v. Gilliam,
od a Sey | Se 14
United States v. Stoltz,
BG ps ME COR sc 5 on ov cc ek ewe eee ehaens 14

OTHER AUTHORITIES

Stern et al., Supreme Court Practice, § 4.4
I nok hoes kerk e aa ese ev deeeess 15

1

BRIEF IN OPPOSITION

Respondent, the State of Illinois, respectfully requests
that the Court deny the petition for a writ of certiorari
seeking review of the judgment of the Illinois Supreme
Court affirming petitioner’s convictions for first degree
murder.

STATEMENT

Following the November 9, 1989, shooting deaths of
Dan Williams and Thomas Kaufman, petitioner James
Bannister and six others were charged with two counts
of first degree murder. Pet. App. 2a, 33a. Petitioner was
tried jointly with five of his co-defendants (Thomas Carter,
Michael Meyers, Eric Smith, James Young, and Kevin
Young). /d. at 33a-34a. The remaining co-defendant,
Michael Johnson, was granted a severance and was tried
separately. /d. at 34a. All seven men were convicted on
both counts of first degree murder. /d. at 2a. After several
appeals and post-conviction petitions, the trial court
ordered a new trial for petitioner and codefendant Smith
based on a claim of newly discovered evidence following
an evidentiary hearing on their post-conviction petitions.
Id. at 3a. The remaining defendants did not receive new
trials. /bid.

Johnson did not testify at petitioner’s first trial. At
petitioner’s new trial, however, Johnson testified against
petitioner pursuant to a plea agreement reached with the
People. Jd. at 3a-4a. The plea agreement, by its terms,
required Johnson to “testify truthfully in all matters
regarding the Ist Degree Murders of Dan Williams and
Thomas Kaufman” and required that “[sJuch truthful

2

testimony shall be consistent with” his post-arrest
statements and with his statements in the pre-plea
agreement interviews. /d. at 68a. The agreement also
provided that it would be “render[ed] null and void, and all
violations of criminal law by Michael Johnson will be fully
prosecuted by Cook County State’s Attorney’s Office” if
the “[rjepresentations made by Michael Johnson during
his post-arrest statements and his pre-plea agreement
interviews, upon which this agreement was predicated .

. are found to be false.” /d. at 70a. The parties also agr eed
to move to vacate Johnson’s existing sentence and to place
the case back on the trial court’s trial call. Jbzd. As part of
the agreement, Johnson pledged to plead guilty to the first
degree murder of Dan Williams, and the People agreed to
nolle pros the first degree murder count involving Thomas
Kaufman. /bid. The People alco agreed to reeommend that
the trial court sentence Johnson to sixty years in prison.
Ibid. The agreement was contingent on the trial court
accepting all of the terms in their entirety. Jbzd.

Following a bench trial, the trial court found petitioner
guilty of the first degree murders of Dan Williams and
Thomas Kaufman. /d. at 7a. The trial evidence established
that on November 9, 1989, petitioner, Smith, Carter, and
Kevin Young ran into Johnson, James Young, and Meyers
at the Stateway Gardens housing projects in Chicago. Pet.
App. 6a. All seven men went upstairs to the apartment of
Tiya Young, the niece of Kevin Young. /b7d. There, they
talked about the recent sexual assault a few days earlier
of Kevin Young’s girlfriend. /bid. They talked about
getting revenge on the Del Vikings gang because they
believed that the Del Vikings were responsible. bid. They
discussed retaliating physically and shooting people. /bzd.

9
o

The seven men then left and went to another building
in the complex. Jbid. All had guns. /bid. Petitioner had a
.so7 revolver. Pet. App. 39a.

When they arrived at 3618 South Federal Street, a
man with the nickname “Rick James” came out of that
building. /d. at 6a, 39a. Rick James greeted petitioner by
petitioner’s nickname. Pet. App. 6a. Kevin Young shot at
Rick James. /b7d. After he shot at Rick James, all seven
men ran to the 3547-3549 building. /d. at. 6a, 39a.

The seven armed men stayed at the 3547-3549 building
for ten to twenty minutes, and then they went back to
Tiya Young’s apartment. Pet. App. 40a. They stayed there
for approximately 45 minutes to an hour and talked and
smoked. /bid. They then left that apartment and walked
to another building in the complex. /d. at 6a, 40a.

When they arrived, the men encountered Daniel
Nicholson, who was in a wheelchair. /bz7d. Nicholson had
just come off the ramp and had turned into the building
in his wheelchair. Pet. App. 40a. Kevin Young, Smith,
Meyers, and James Young went into the hallway behind
Nicholson. /d. at 40a, 42a. Petitioner, Johnson, and Carter
stood on the first-floor porch. /bid. The four men near
Nicholson robbed him. /d. at 6a, 40a. Kevin Young reached
into Nicholson's pockets, and Nicholson took off some of
his gold chains and gave them to Kevin Young. Pet. App.
40a. At this point, all seven men had their guns out. Jd.
at 40a, 42a.

After Kevin Young took the chains from Nicholson, the
seven men left and returned to 3547-3549 South Federal
Street. Jd. at 6a, 40a. Johnson then told the others that he

4

was going upstairs to his apartment to get a ski mask and
some “wave” caps, which resemble scarves. /bid. After
retrieving the ski mask and caps, Johnson rejoined the
others and gave caps to Kevin Young and Carter, while
keeping the ski mask for himself. /b7d.

The seven men then walked together through the
breezeways to the building at 3517-3519 South Federal,
where Johnson and Meyers went to the side of the building
near the back hallway. /d. at 40a. Smith, Kevin Young, and
Carter stood behind what Johnson called the “mailbox”
in the breezeway area. /bid. Petitioner and James Young
stood on the 3519 side of the building. /bzd.

As Johnson and Meyers walked through the back
hallway, they encountered Gregory Gordon, Willie Sims,
and two women who were standing by the elevators.
Ibid. Johnson was wearing his ski mask, and Meyers was
wearing a “wave” cap. /bid. Johnson and Meyers also
encountered Denise Brady, Antoinette Barry, and Joe
Johnson, who were emerging from the 3517 building via
the stairway. /bzd.

Johnson then heard Smith say, “come here, mother
* * *” Id. at 41a. Nicholson and Gordon also heard that
statement. /d. at 42a-43a. Upon hearing the gunshots,
Johnson and Meyers went to the front of the building
to see what was happening. /d. at 7a, 4la. Johnson saw
Dan Williams running. /b2d. Petitioner, Smith, Johnson,
Meyers, Carter, Kevin Young, and James Young all fired
their guns at Williams. /bzd. Kevin Young stood behind
the mailbox, just under the breezeway, with Smith and
Carter. Jd. at 41a. Petitioner and James Young stood on the
ramp from the 3519 side of the building. /bid. Petitioner,

5

James Young, Kevin Young, Smith, and Carter stepped out
from underneath the building while shooting at Williams.
Ibid. Johnson also shot at Williams, who ran to the playlot,
jumped the fence, and ran toward 35th Street and the
[llinois Institute of Technology building. /d. at 7a, 41a.
Williams was fatally shot upon arriving at the building, as
was Thomas Kaufman, a security guard there. Jd. at 2a.

When the shooting stopped, Johnson retrieved a .25
automatic shell casing that had been discharged from his
gun and put it in his pocket. /d. at 41a. All seven of the
shooters then went back south towards the 3547 building.
Id. at Ta, 41a.

At the conclusion of the bench trial, the court found
petitioner and co-defendant Smith guilty of the first
degree murders of Dan Williams and Thomas Kaufman
and sentenced petitioner to natural life in prison. Jd. at 7a.
Petitioner appealed and raised several issues, including
whether “he was denied due process and deprived of a fair
trial based upon the plea agreement entered into between
the prosecution and co-defendant Michael Johnson.” Jd.
at 33a.

The Illinois Appellate Court rejected all of petitioner’s
arguments. About the challenge to Johnson’s plea
agreement, the court held that petitioner did not have
standing to contest the validity or enforcement of the
plea agreement because petitioner was not a beneficiary
of that agreement. /d. at 53a. And even if petitioner had
standing, the appellate court held, and “even if the plea
agreement were found to be invalid, the only consequence
would be that it could not have been enforced by either the
State or Johnson.” /d. at 56a. The court further noted that

6

petitioner had failed to cite any authority indicating that a
determination that the piea agreement was invalid would
have required suppression of Johnson’s testimony. /bid.

The appellate court also rejected petitioner’s
argument that he was deprived of due process and a fair
trial based upon the terms of the plea agreement, which
required Johnson to testify truthfully and consistently
with his post-arrest statements and statements made to
the prosecutors. /d. at 48a-52a. Following the reasoning of
decisions from other States, the appellate court held that
consistency provisions such as the one in Johnson’s plea
agreement are permissible when they are accompanied
by terms requiring the witness to testify truthfully. Jd.
at 48a-5la. Accordingly, the appellate court concluded
that “Johnson’s testimony was not tainted by the plea
agreement, and the admission of his testimony, induced by
the plea agreement, did not violate the petitioner’s rights
to due process and a fair trial.” Jd. at 52a.

Following the appellate court’s decision affirming his
convictions, petitioner filed a petition for leave to appeal
to the Illinois Supreme Court, which that court allowed.
Id. at la-2a, 7a-8a. Like the appellate court, a majority of
the supreme court analyzed cases from other jurisdictions
and held that the plea agreement here did not violate
petitioner’s due process rights because it repeatedly
required Johnson to testify truthfully. Jd. at 10a-17a.
Relying on State v. Rivera, 109 P.3d 83 (Ariz. 2005),
State v. Bolden, 979 S.W.2d 587 (Tenn. 1998), People v.
Jones, 600 N.W.2d 652 (Mich. Ct. App. 1999), and Sheriff
Humboldt County v. Acuna, 819 P.2d 197 (Nev. 1991),
and relying on the specific terms used in Johnson’s plea
agreement, the supreme court held that the agreement did
not taint Johnson’s testimony, and its admission did not

7

violate petitioner’s due process rights. Pet. App. 13a-17a.
As the supreme court explained:

Here, the plea agreement repeatedly and
explicitly obligated Johnson to testify truthfully.
The agreement also provided that Johnson would
testify in a manner that was consistent with his
prior statements to police and to prosecutors,
but if any of the representations contained in
his prior statements were found to be false, the
agreement would be rendered null and void.
Truthfulness was the overriding requirement
of the agreement. The agreement neither
compelled Johnson to disregard his witness’
oath, nor bound him to a particular script or
result. Accordingly, Johnson’s testimony was
not tainted by the plea agreement, and the
admission of his testimony did not violate the
defendant’s rights to due process and a fair
trial.

Id. at 17a. The supreme court observed that, at trial:

[tlhe State, on direct examination of Johnson,
fully disclosed the terms of the plea agreement
with him, and the defendant had an opportunity
to cross-examine Johnson about the agreement
and the benefits he would receive. The trial
court heard the details of Johnson’s plea
agreement and found him to be credible
nonetheless. As the finder of fact, it was the
trial court’s responsibility to resolve alleged
inconsistencies and conflicts in the evidence, as
well as to weigh the testimony and determine
the ¢redibility of the witnesses.

Td. at 18a.

8

Following the Illinois Supreme Court’s decision,
petitioner filed a petition for rehearing, which the court
denied on January 25, 2010. Jd. at 67a.

REASONS FOR DENYING THE PETITION

Petitioner’s claim regarding whether the Due
Process Clause is violated by a plea agreement that
requires truthful testimony consistent with a witness’s
prior statements is not worthy of certiorari review for
three reasons. First, no split of authority exists on this
point. The lower courts agree that plea agreements like
Johnson’s are proper because they expressly require
the witness to testify truthfully. Second, even if the
so-called “consistency” clause had been excised from
this particular plea agreement, the alleged incentive for
Johnson to testify consistently would have remained the
same because the unchallenged terms in the “Limitations
of Plea Agreement” would have rendered the agreement
“null and void” if he did not testify truthfully at trial or
if the representations he made to police and prosecutors
upon which the agreement was predicated were found to
be false. Finally, the Illinois Supreme Court was correct
on the merits.

I.

This Case Implicates No Split In
Authority Worthy Of Certiorari Review.

As the Illinois Supreme Court and many other courts
have held, a plea agreement based on a witness testifying
similarly to, or consistently with, a prior statement is
proper under the Due Process Clause so long as the plea

9

agreement is also expressly conditioned on the witness
testifying truthfully. See State v. Rivera, 109 P.3d 83,
86-89 (Ariz. 2005) (en banc) (also citing cases); People v.
Jones, 600 N.W.2d 652, 657-658 (Mich. App. Ct. 1999);
State v. Bolden, 979 S.W.2d 587, 591-592 (Tenn. 1998);
Sheriff, Humboldt County v. Acuna, 819 P.2d 197, 198
(Nev. 1991); State v. Nerison, 401 N.W.2d 1, 8 (Wis. 1987).
As Jones explained:

When a prosecutor decides to bargain with a
witness on the basis of representations made by
the witness during negotiations with the state,
it is reasonable for the prosecutor to rely on the
witness’ assertion that such representations are
truthful — especially when the representations
are consistent with other facts within the
prosecution’s knowledge of the case.

Jones, 600 N.W.2d at 657. Accordingly, “it is reasonable
to allow the prosecution to condition a grant of immunity,
or other favorable treatment, on the truthfulness of
the information providing the basis for the favorable
treatment.” Jbid. In Jones, as here, “by agreeing to
testify truthfully at trial in conformance with their
prior statements to the police, the immunized witnesses
effectively represented to the prosecution that their prior
statements had been truthful.” Jd. at 658.

Likewise, in Bolden, the Tennessee Supreme Court
held that expecting particular testimony from a witness
as a condition of a plea agreement is not a violation of
due process so long as the testimony must be truthful.
Bolden, 979 S.W.2d at 591-92 (citing State v. Burchett,
399 N.W.2d 258, 266-67 (Neb. 1987); State v. Clark, 743

10

P.2d 822, 828-29 (Wash Ct. App. 1987); Acuna, 819 P.2d
at 200-01). As the Bolden court observed, “{sleveral state
courts have concluded that requiring specific testimony
of a co-defendant as a condition of a plea agreement is
not a violation of due process so long as the testimony
is required to be truthful.” Jd. at 591. The court noted
that “‘it is only where the prosecution has bargained for
false or specific testimony, or a specific result, that an
accomplice’s testimony is so tainted as to require * * *
preclusion.” Jd. (quoting Burchett, 399 N.W.2d at 266-67).
Bolden thus distinguished on their facts cases in which
the plea agreement required only that the witness testify
in a particular fashion or that the testimony produce a
specific result, without regard to the truthfulness of the
testimony. /d. at 592 n.3 (citing People v. Medina, 41 Cal.
App. 3d 488, 455 (Cal Ct. App. 1974); People v. Green,
228 P.2d 867, 868-72 (Cal Ct. App. 1951)). Because the
plea agreement in Bolden specifically required the co-
defendant to testify truthfully, that condition “necessarily
engulfed” the other terms in the agreement, compliance
with which was “hinged upon truthful testimony.” /d. at
592. The court held that the codefendant’s testimony did
not violate the defendant’s rights to due process and a fair
trial even though it had been induced by a plea agreement
that required consistency with a prior statement because
that same agreement required truthful testimony. /d. at 593.

The Nevada Supreme Court has explained why such
agreements are not just legal and enforceable, but also
reasonable:

[I]t would be neither realistic nor fair to expect
the State to enter into a bargain without
assurances that the promisee’s trial testimony

11

would be consistent with the information he
or she provided to prosecutors as a basis for
leniency. We are simply unwilling to assume,
and therefore base a rule of law upon, the
proposition that our prosecutors will sit down
with persons vulnerable to prosecution and
commit them to testifying perjuriously. If the
person seeking the bargain purports to have
true information, and the State concludes that
such information is reliable and would be of
assistance in prosecuting other persons, the
State, in return for a commitment of leniency,
would have every right to expect that the
promisee’s trial testimony would be essentially
consistent with the original information upon
which the State’s promise was induced. If the
promisee reneges on the commitment to provide
truthful and consistent trial testimony, the
State will be free to withdraw from the bargain.

Acuna, 819 P.2d at 198. Accordingly, the Nevada Supreme
Court held that “[w]e now conclude that bargaining for
specific trial testimony, i.e., testimony that is essentially
consistent with the information represented to be factually
true during negotiations with the State, and withholding
the benefits of the bargain until after the witness has
testified, is not inconsistent with the search for truth or
due process.” /d. (emphasis added).

Similarly, the Wisconsin Supreme Court has held
that a plea agreement that required a witness to testify
consistently with his testimony at an earlier hearing was
“no different from any other [case] involving negotiated
plea agreements with accomplices in exchange for their

12

testimony.” Nerison, 401 N.W.2d at 8. Nerison explained
that, “[ulltimately, it is for the jury as factfinder to weigh
the testimony and evaluate credibility before making its
ultimate determination in the form of its verdict as to
what is the ‘truth.’” /d.

The Arizona Supreme Court reached the same result
in Rivera. There, the prosecution entered into plea
agreements with two witnesses who admitted to being
accomplices of the defendant. 109 P.3d at 84. Each witness
avowed in the agreement that statements given in earlier
videotaped interviews were fully accurate and truthful.
Id. And the agreements stated that each agreement
by the State was made on the basis that the witnesses’
avowals were true. /d. The witnesses also agreed in the
plea agreement to testify fully, accurately, and truthfully
in any trial against her co-defendants. /d. At trial, each
witness testified that she understood that any significant
variation from the statements each made in the earlier
pre-trial interview could cause that witness to lose the
benefit of her plea agreement. /d. at 84-85. Each witness
also testified that she understood that the plea agreement
required her to testify truthfully, and that she had done
so. Id. at 85.

The defendant in Rivera argued that, pursuant to prior
Arizona precedent (State v. Fisher, 859 P.2d 179 (Ariz.
1993)), the plea agreements contained illegal consistency
clauses that deprived him of a fair trial. Rivera, 109 P.3d
at 85. The Arizona Court of Appeals agreed and reversed
and remanded for a new trial. /bid. The Arizona Supreme
Court subsequently “granted review to decide whether
the court of appeals misapplied Fisher /] in holding
that the accomplice witnesses’ plea agreements were
impermissible consistency agreements.” /bid.

13

The Arizona Supreme Court reversed the court of
appeals and affirmed the defendant’s conviction, holding
that the plea agreements were lawful. /d. at 86-89.
The court noted that the plea agreements required the
witnesses to testify truthfully and to avow that their
prior statements were truthful. /d. at 86. The Arizona
Supreme Court then distinguished Fisher because
the plea agreement there did not require the witness
to testify truthfully, but only required the witness to
testify consistently with her prior statement regardless
of its truth. bid. As the court explained, “[oJur concern
in Fisher [] was that enforcing a consistency provision
would allow the prosecutor ‘to persuade an accomplice
to disregard his oath of truthfulness’ in order to obtain a
lenient plea deal.” /bid. (quoting Fisher, 859 P.2d at 184).

Significantly, the Arizona Supreme Court stated that
“(t]he critical issue is not whether the witness will feel
an obligation to testify to the same facts earlier told the
prosecutors or police, but rather whether the prosecution
has conditioned the plea agreement upon such testimony,
regardless of the truth of the earlier statement.” Jbid. The
court observed that “a consistency agreement has the
strong potential to procure untruthful testimony if the
agreement is not also conditioned upon the requirement
of truthful testimony,” and that “lilt is this tainting of
the ‘truth-seeking function of the courts’ that makes
consistency provisions invalid.” /bid. As a result, the
court held, “what Fisher // forbids is an agreement that
requires the witness to testify consistently with a previous
statement at trial even when doing so would render the
trial testimony untruthful.” /hid.

Here, the plea agreement with Johnson repeatedly
required that Johnson testify truthrully. For example, in

14

its first sentence, the agreement states: “It is agreed that
Michael Johnson will testify truthfully regarding the Ist
Degree Murders of Dan Williams and Thomas Kaufman
** *” Pet. App. 68a. The next sentence states that “[s]
uch truthful testimony shall be consistent with” Johnson’s
post-arrest statements and with his statements in the pre-
plea agreement interviews. /bid. The first sentence of the
next paragraph also states that “i]t is agreed that Michael
Johnson will testify truthfully in the case of People v.
James Bannister and Eric Smith * * *” Pet. App. “% The
first sentence of the following paragraph again refers to
Michael Johnson’s “truthful testimony” in this case. Pet.
App. 69a. The trial court, as the trier of fact, heard all of
the evidence, including the facts surrounding Johnson’s
plea agreement. Pet. App. 18a. After considering all of
these facts, the court found Johnson to be credible and
that Johnson told the truth when he testified at trial. Pet.
App. 18a. The decision of the Illinois Supreme Court below
thus is in accord with the forgoing authority. In contrast,
petitioner’s supposed split is illusory.

Petitioner points to the decisions of the United States
Court of Appeals for the Armed Forces in United States
v. Gilliam, 23 C.M.A. 4 (1974), and United States v.
Stoltz, 14 C.M.A. 461 (1964). Pet. at 11-12. Significantly,
however, neither Gilliam. nor Stoltz involved a due process
challenge, and the plea agreements at issue in those two
cases lacked truthfulness provisions. See Gilliam, 23
C.M.A. at 8; Stoltz, 14 C.M.A. at 464-65. Gilliam and
Stoltz , therefore, do not conflict with the decision below.

Nor do the California cases on which petitioner relies
conflict with the decision below. Petitioner cites People
v. Allen, 729 P.2d 115, 180-31 (Cal. 1986), and People v.

~

15

Garrison, 765 P.2d 419, 430 (Cal. 1989) (Pet. at 12-13), both
of which relied on People v. Medina, 41 Cal. App. 3d 438
(Cal. Ct. App. 1974). In none of those cases, however, did
the agreement contain a truthfulness provision. Indeed,
the California Supreme Court more recently clarified the
Medina rule, holding that a plea agreement requiring an
accomplice to testify fully and truthfully is valid, “even
if it is clear the prosecutor believes the witness’s prior
statement to the police is the truth, and deviation from
that statement in testimony may result in the withdrawal
of the plea offer.” People v. Jenkins, 997 P.2a 1044, 1119-
20 (Cal. 2000). Such an agreement does not dictate the
accomplice’s testimony in a manner that would offend
due process. /bid. Accordingly, Garrison and Allen
are distinguishable from the instant case, and Jenkins
makes clear that there is no split between California and
Illinois over agreements, such as Johnson’s, that require
the witness to testify truthfully. Accordingly, Garrison
and Ailen are not grounds for granting certiorari. See
generally Stern et al., Supreme Court Practice, § 4.4,
at 230 (8th ed. 2002) (“A conflict with a decision that has
been discredited or that has lost all weight as authority by
reason of intervening decisions of * * * the same court{[]
will not be an adequate basis for granting certiorari.”).

That leaves only State v. Dixon, 112 P.3d 883 (Kan.
2005), but because the Kansas Supreme Court relied on
overturned authority, Dixon provides no grounds for
granting certiorari, either. Dixon relied for its holding
almost exclusively on State v. Fisher, 859 P.2d 179 (Ariz.
1993), and the appellate court decision in State v. Rivera,
86 P.3d 963 (Ariz. App. Ct. 2004) (Dixon, 112 P.3d at
914-17), yet failed to recognize that the Arizona Supreme
Court, two months earlier, had reversed the appellate

16

court in Rivera and limited Fisher. State v. Rivera, 109
P.3d 83, 86 (Ariz. 2005). See supra pp. 12-14. Given that
Dixon conflicts with the decisions of all other courts
that have addressed the constitutionality of consistency
provisions, when those provisions are coupled with a
requirement that the witness testify truthfully, including
the Arizona Supreme Court in the very case on which
Dixon itself relied, Dixon’s future in Kansas is, at best,
uncertain.

Moreover, contrary to petitioner’s assertion, he would
not likely prevail under the laws of Iowa, Nebraska, or
Washington, states in which petitioner acknowledges
“courts have not directly confronted the issue.” Pet. at 14.
At the outset, State v. DeWitt, 286 N.W.2d 379, 384-85 (lowa
1979), is far afield, for in that case the plea agreement did
not require the witness to testify consistently with prior
statements or that such consistent testimony be truthful.
State v. Burchett, 399 N.W.2d 258, 266-67 (Neb. 1986), is
likewise in line with the decision below because there, as
here, the plea agreement required the witness to speak
truthfully to a prosecutor about the crime and to testify
truthfully at trial. Burchett, 399 N.W.2d at 266-67. The
Nebraska Supreme Court confirmed the propriety of the
agreement on the basis of the truthfulness requirement,
Burchett, 399 N.W.2d at 267, just as the Illincis Supreme
Court did below. And in State v. Ciark, 743 P.2d 822, 828
(Wash. Ct. App. 1987), the court followed Medina, which,
as explained, see supra p. 15, has itself been clarified to
preclude any constitutional infirmity in a plea agreement
requiring an accomplice to testify truthfully, “even if
it is clear the prosecutor believes the witness’s prior
statement to the police is the truth, and deviation from
that statement in testimony may result in the withdrawal

17

of the plea offer.” Jenkins, 997 P.2d at 1120. Moreover,
the agreement in Clark only imposed conditions on the
witness’s statement concerning the crime, not his later
testimony at trial. Clark, 743 P.2d at 859. In short, DeWitt,
Burchett, and Clark do not support the due process rule
that petitioner avows.

Finally, as to petitioner’s claim that he might prevail
under the approach of the Nevada Supreme Court in
Franklin v. State, 577 P.2d 860 (Nev. 1978), Pet. at. 14-15,
Franklin is no longer good law, having been expressly
overruled by Sheriff, Humboldt County v. Acuna, 819 P.2d
197 (Nev. 1991) (“Having reevaluated the Franklin rule
and concluded that it should not be further perpetuated,
we reverse without determining whether the district court
erred in finding a violation of the F’ranklin standard”).
In Acuna, upon which the Illinois Supreme Court relied,
the Nevada court “conclude[d] that [its] rather isolated
Franklin rule is of limited benefit to the search for truth,
and that it in fact may tend to frustrate truth and create
incentives for dissembling at trial.” Acuna, 819 P.2d at
198. The court then held that “bargaining for specific trial
testimony, i.e., testimony that is essentially consistent with
the information represented to be factually true during
negotiations with the State, and withholding the benefits
of the bargain until after the witness has testified, is not
inconsistent with the search for truth or due process.” /d.
Nevada law thus does not conflict with Illinois’s.

Petitioner attempts to distinguish Acuna by asserting
that it “reaffirmed * * * that the prosecution may not
present testimony ‘where the bargain [itself] compels
the witness to provide particularized testimony.” Pet. at
15 n.5 (quoting Acuna, 819 P.2d at 201). But Acuna was

18

speaking in the context of plea agreements that require
only consistent testimony and not that the testimony also
be truthful. Here, the agreement repeatedly required
that the testimony be truthful, which makes petitioner’s
attempt to distinguish Acuna unavailing. Indeed, Acuna
cited Medina and Garrison as support, and as explained
supra p. 15, these California cases are consistent with
the decision below.

In short, petitioner’s alleged split is illusory, and
certiorari review is unwarranted.

Il.

Certiorari Should Be Denied On The
Independent Ground That Eliminating
The So-Called “Consistency” Clause That
Petitioner Challenges Would Not Have
Changed Johnson’s Incentive To Testify
Truthfully And Consistently At Trial.

Petitioner challenges just one part of the plea
agreement with Johnson: the one-sentence requirement
that “[sluch truthful testimony shall be consistent with
Michael Johnson’s post-arrest statements in December
28, and December 29, 1989, to Chicago Police officers
and Cook County Assistant State’s Attorneys and his
statements made to Cook County State’s Attorney
personnel during his pre-plea agreement interviews
on April 29 and May 24, 2004.” Pet. App. 68a. Even if
this so-called “eonsistency” clause was excised from the
plea agreement, however, Johnson’s alleged incentive to
testify consistently with his earlier statements would have
remained the same in light of other unchallenged terms in
the “Limitations of Plea Agreement” included in his plea.

19

The “Limitations of Plea Agreement” section provides
that the agreement would become “null and void” if one
of several things occurred, including (in clause “B”)
Johnson’s “[fJailure * * * to truthfully testify under oath
in open court in the above matters” or (in clause “F”) a
finding that “[r]lepresentations made by * * * Johnson
during his post-arrest statements and his pre-plea
agreement interviews, upon which this agreement was
predicated,” are “false.” Pet. App. 70a. Read together,
these “truthfulness” provisions alone required Johnson
to testify at triai in substantial conformance to his prior,
post-arrest and pre-trial statements, and petitioner
cannot claim any meaningful distinction between that
(unchallenged) incentive to testify consistently and the
(challenged) incentive to do so purportedly instilled in
Johnson by the “consistency” provision. If the latter gave
Johnson any additional incentive to testify consistently in
this case, it is difficult to see what that added incentive
was, much less how it would be constitutionally significant
on these facts. Indeed, notwithstanding the “truthfulness”
and “consistency” provisions, Johnson felt free to make
some adjustments to his account between his post-arrest/
pre-trial statements and petitioner’s trial. See Pet. App. 7a
(noting that Johnson’s trial testimony was “substantially
consistent with the statement that he gave to the police on
December 29, 1989, the day after his arrest”) (emphasis
added). For instance, in his 1989 post-arrest statement,
Johnson omitted the entire encounter and robbery of
Nicholson, which occurred between the confrontation
with Rick James and the shooting of the victims. (Pet.
App. 73a-83a). At trial, however, Johnson described the
robbery of Nicholson in detail. Pet. App. 40a. But to avoid
implicating petitioner as a murderer — which alone might
have affected the outcome of this case — Johnson would

20

have had to change his testimony profoundly between his
post-arrest/pre-plea statements and trial, and if Johnson
had changed his account so fundamentally, the State
would have known that at least one of two things was
true: either Johnson lied when he gave his post-arrest/
pre-plea statements, or he lied in court. Cf. Rivera, 109
P.3d at 87 (theorizing that, in some cases, “truthfulness”
requirements might permit witness to make some
adjustments to account between pre-trial statements and
trial testimony). Either way, the plea agreement would
have been void under the “truthfulness” provisions alone,
without resort to the challenged, “consistency” provision.

In short, even without the challenged, express
“consistency” clause at the beginning of the agreement,
the rest of the agreement — which petitioner has not
challenged — would have provided the same alleged
incentive to Johnson to testify consistently with his earlier
statements. Petitioner does not contend a split exists
regarding the constitutionality of these “truthfulness”
requirements. Indeed, petitioner appears to endorse them.
See Pet. at 24 (arguing that “truthfulness” provisions in
Johnson’s plea agreement were not enough to cwre a due
process violation). But this guts his due process claim
on these facts, for he must argue that the challenged
“consistency” provision alone created an unconstitutional
incentive for Johnson to testify consistently at trial,
but he cannot begin to make that showing here where
unchallenged portions of the agreement already created
the same incentive. Accordingly, under these facts,
certiorari would be inappropriate.

21

III.

On The Merits, The Illinois Supreme
Court Correctly Concluded That The Plea
Agreement Protected Pétitioner’s Right
To Due Process Because It Repeatedly
Provided That The Witness Had To Testify
Truthfully And That The Agreement Would
Become Void If The Representations Upon
Which It Was Based Were False.

Johnson’s plea agreement protected petitioner’s right
to due process. The agreement repeatedly required that
Johnson testify truthfully. Pet. App. 68a-70a. While the
agreement also provided that his truthful testimony
had to be consistent with his prior statements to the
police and prosecutors, it also expressly stated that the
agreement would be void if it was later found that those
prior statements were false. Pet. App. 68a, 70a. Petitioner
does not object to the “truthfulness” provisions, and the
Illinois Supreme Court correctly concluded that the plea
agreement here protected petitioner’s right to due process
because “[t}ruthfulness was the overriding requirement
of the agreement.” Pet. App. 17a.

Unquestionably, “[t]he disposition of criminal charges
by agreement between the prosecutor and the accused,
sometimes loosely called ‘plea bargaining,’ is an essential]
component of the administration of justice.” Santobello v.
New York, 404 U.S. 257, 260 (1971). Accomplice testimony
is generally admissible at trial, even if it was procured
by the offer of a lenient sentence and secured by a plea
agreement. See Gigito v. United States, 405 U.S. 150,
154-55 (1972). Cross-examination, not exclusion, is the

22

appropriate method for probing the truthfulness of a
witness’s statement. Hoffa v. United States, 385 U.S. 293,
311 (1966). “The established safeguards of the Anglo-
American legal system leave the veracity of a witness
to be tested by cross-examination, and the credibility of
his testimony to be determined by a properly instructed
jury.” Jd. Moreover, the Nevada Supreme Court observed
in Acuna, “it would be neither realistic nor fair to expect
the State to enter into a bargain without assurances that
the promisee’s trial testimony would be consistent with the
information he or she provided to prosecutors as a basis
for leniency.” 819 P.2d at 198. “We are simply unwilling
to assume, and therefore base a rule of law upon, the
proposition that our prosecutors will sit down with persons
vulnerable to prosecution and commit them to testifying
perjuriously.” Jd.

Petitioner does not object to the truthfulness
provisions of the agreement or to the provision rendering
the agreement void if Johnson’s pre-plea statements were
false. Instead, petitioner argues that the “consistency”
provision makes “an accomplice feel[{] pressure to stick
to the prosecution’s preferred version of events” and
is tantamount to “vouching.” Pet. at 25-27. Petitioner’s
argument, however, proves too much. With every plea
agreement, the witness may feel implicit pressure
to testify favorably to the prosecution, but as Rivera
recognized, “[(s}killful cross-examination should expose to
the jury any motivation the witness may have to lie, such
as to preserve a favorable plea deal, and the jury must
determine the witness’s credibility.” Rivera, 109 P.3d at
85 (citing Hoffa, 385 U.S. at 311).

23

More importantly, the prosecution cannot permit
perjury, and in this sense a prosecutor always implicitly
“vouches” for the accuracy of the testimony of its
witnesses, regardless of whether the witness is testifying
pursuant to a plea agreement or not. Either way, the
prosecution would not have a witness testify if it believed
that the witness would testify falsely. Thus, the alleged
“pressure” on Johnson and the concern that the agreement
amounted to “vouching” for him is no different than if
the plea agreement did not contain the one-sentence
consistency provision to which petitioner objects.

In the end, petitioner received due process because the
agreement here repeatedly called for Johnson’s testimony
to be truthful. And the prosecution, on direct examination
of Johnson, fully disclosed the terms of his plea agreement.
Pet. App. 18a. Petitioner cross-examined Johnson about
the agreement and the benefits he would receive. /b2d.
The trial court heard all of the details of Johnson’s plea
agreement and still found him to be credible. /bid. As
the trier of fact, it was the trial court’s “responsibility
* * * to resolve conflicts in the testimony, to weigh the
evidence, and to draw reasonable inferences from basic
facts to ultimate facts.” Jackson v. Virginia, 443 U.S. 307,
319 (1979). Thus, the Illinois Supreme Court correctly
concluded that “Johnson’s testimony was not tainted by
the plea agreement, and the admission of his testimony
did not violate the defendant’s rights to due process and a
fair trial.” Pet. App. 17a. Since the lower court reached the
correct result on the merits, certiorari is not warranted.

24
CONCLUSION

The petition for a writ of certiorari should be
denied.

Respectfully submitted,

ANITA ALVAREZ Lisa MaApIGAN

State’s Attorney Attorney General of Illinois

Cook County, Illinois 100 West Randolph Street,
ALAN J. SPELLBERG 12th Floor

Counsel of Record Chicago, Illinois 60601
MICHELLE KaATz (312) 814-3000

JOHN EF. Nowak
Assistant State’s Attorneys
309 Richard J. Daley Center
Chicago, Illinois 60602
(312) 603-5496
alan.spellberg@cookcountyil.gov

Attorneys for Respondent

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2155%3A2. Public record. Not legal advice.
