# Petition for Writ of Certiorari — Bannister v. Illinois

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2155%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2010
- **Citation:** 562 U.S. 1061

## Text

Supreme Court of the

\a\ a lun 09-___ a
IN THE

FILED

JUIN 2.42010

OFFICE OF THE CLERK
nited States

JAMES BANNISTER,

Petitioner,

ILLINOIS,

Respondent.

On Petition for a Writ of Certiorari
to the [linois Supreme Court

PETITION FOR A WRIT OF CERTIORARI

Abishi C. Cunningham, Jr.
Public Defender of
Cook County

Erica L. Reddick

Lester Finkle

Assistant Public Defenders

CooK COUNTY PUBLIC
DEFENDER

69 West Washington

15th Floor

Chicago, IL 60602

Amy Howe

-Kevin K. Russell

HOWE & RUSSELL, P.C.
7272 Wisconsin Avenue
Suite 300

Bethesda, MD 20814

Jeffrey L. Fisher
Counsel of Record

Pamela S. Karlan

STANFORD LAW SCHOOL
SUPREME COURT
LITIGATION CLINIC

559 Nathan Abbott Way

Stanford, CA 94305

(650) 724-7081

jlfisher@law.stanford.edu

Thomas C. Goldstein
AKIN, GUMP, STRAUSS,
HAUER & FELD LLP
1333 New Hampshire
Avenue, NW
Washington, DC 20036

RRO A NC RNASE EER SCENARIO
WILSON-EPES PRINTING CO., INC. — (202) 789-0096 ~- WASHINGTON, D.C. 20002

QUESTION PRESENTED

Whether the prosecution’s’ presentation of
testimony at trial subject to a consistency provision in
a plea agreement — that is, a provision binding the
witness to testify consistently with prior statements
made to the police or prosecutors while not under
oath — contravenes the Due Process Clause.

1]

TABLE OF CONTENTS

PREP A BODEN EF RRRGCSEGIN 0 BUD) ......0.sccrccvccensncnesssorescoasercssess i
ements OP AUTHORITIES .........00cccccccssssecsssesconseseces 111
PETITION FOR A WRIT OF CERTIORART.............. ]
I cvs acaknssnasceesranessnvesseetescranresuunesaiak 1
SE Ee rE RNS NEI ]
RELEVANT STATUTORY PROVISIONS ................. 1
meeeeeemeie | OF THE CASEL................ccccccsssssescesesess J
REASONS FOR GRANTING THE WRIT .................. 8

I. The Decision Below Widens An
Irreconcilable Conflict Among State
Sy UNE © RABUN v.ecsccesssesnsasctscccavasnenesanensn 9
II. The Question Presented Significantly
Impacts The Administration of Criminal
IEPA ene RN MERE IDI oc. 2 OR 6 16

III. The [Illinois Supreme Court’s Decision
Contravenes This Court’s Due Process

ES OOTP A SPELLS ERE 19
sca sania van aenineeavoneenennobiins ‘aieaaaeanan 27
APPENDIX A, Opinion of the Illinois Supreme

int a as sess nnnocsonnntiinnauicienvanenaaeohamase eels la
APPENDIX B, Opinion of the Appellate Court of

Taco cha sonia niin sbabeiintaonscnacuce eaten ert 32a
APPENDIX C, Docket Entry, Order of Illinois

Supreme Court Denying Rehearing ................. 67a
APPENDIX D, Plea Agreement of Michael

Lido rohan cceaaupeneundeamneelaeniacaaarrene 68a

APPENDIX E, Statement of Michael Johnson
SETI a's auiansaopiipaten dghcosmuninandacmameenaneoen 72a

11]

TABLE OF AUTHORITIES

Cases
Alcorta v. Texas, 355 U.S. 28 (1957) (per

RPEINIIE Ds otiacs sc ss ccracece dake senate issued 21, 26
Brady v. Maryland, 373 U.S. 83 (1963) .................. 23
California v. Green, 399 U.S. 149 (1970)... ee. 21
Estes v. Texas, 381 U.S. 532 (1965) ..............cccccceese 19
Foster v. Caltfornia, 394 U.S. 440 (1969).......0..0..... 23

Franklin v. State, 577 P.2d 860 (Nev. 1978) ....14, 15
Hall v. United States, 419 F.2d 582 (5th Cir.

RO isk cca escent dads ene 23
Hoffa v. United States, 385 U.S. 293 (1966)........... 16
Kyles v. Whitley, 514 U.S. 419 (1995) ....... ee. 23
Leslie v. State, 952 P.2d 966 (Nev. 1998) ......... 15, 26
Lilly v. Virginia, 527 U.S. 116 (1999) ................... 16
Manson v. Brathwaite, 432 U.S. 98 (1977)............. 23
Maryland v. Craig, 497 U.S. 836 (1990) .......0......... 21

Mattox v. United States, 156 U.S. 237 (1895) ........22
Mooney v. Holohan, 294 U.S. 103 (1935) (per

IND 5c, crv cans ssh counacasnesnsechcatckedsasieaianantcounven 21
Napue v. Iilinos, 360 U.S. 264 (1959) .........0..... 21, 26
People v. Allen, 729 P.2d 115 (Cal. 1986)............... 12
People v. Boyer, 133 P.3d 581 (Cal. 2006) .............. 13
People v. Garrison, 765 P.2d 419 (Cal. 1989) ...12, 13
People v. Jenkins, 997 P.2d 1044 (Cal. 2000)......... 13
People v. Jones, 600 N.W.2d 652 (Mich. Ct.

FR BE oikicctacaeibenwiusiiiaatea 7,10, 11,13

People v. Medina, 116 Cal. Rptr. 133 (Ct. App.
reece ere yeaa akan ae ieee eae 13

1V

Perry v. Leeke, 488 U.S. 272 (1989).............:.:cccceee 19
Portuondo v. Agard, 529 U.S. 61 (2000) ................. 19
Sher1ff, Humboldt County v. Acuna,

Ae Week BUT AIH, RIED wadssnesscceversccissosccscconcsane 15
State v. Bolden, 979 S.W.2d 587

I a la avs passim
State v. Burchett, 399 N.W.2d 258 (Neb. 1986) ..... 14
State v. Clark, 743 P.2d 822 (Wash. Ct. App.

5 5 CORINNA Aa MA Ocak re NCR RRC nO En oe Pe ee 14
State v. DeWitt, 286 N.W.2d 379 (lowa 1979),

cert. denied, 449 U.S. 844 (1980)................0.008.. 14
State v. Dixon, 112 P.3d 883 (Kan. 2005)............... 13
State v. Fisher, 859 P.2d 179 (Ariz. 1993)........ 1 2
State v. Nerison, 387 N.W.2d 128 (Wis. Ct.

App. 1986)......... ai ec RE ee MER 10, 24
State v. Nertson, 401 N.W.2d 1 (Wis. 1987)..... 10, 18
State v. Rivera, 109 P.3d 83 (Ariz. 2005)................ 11
The Pizarro, 15 U.S. (2 Wheat.) 227 (1817)............ 21
United States v. Agurs, 427 U.S. 97 (1976)............ 19
United States v. Binker, 795 F.2d 1218 (5th

NNER Se RCE Mle PER EEN IY ROE 26
United States v. Brown, 720 F.2d 1059 (9th

2 RANE Dee AIS ee tee eine Ce 27
United States v. Ford, 99 U.S. 594, 600 (1878)...... 20
United States v. Gillfam, 23 C.M.A. 4 (1974)......... 12
United States v. Harlow, 444 F.3d 1255 (10th

+ 5S. EERE enone ein eel teen cree tion Oe 26
United States v. Stoltz, 14 C.M.A. 461

5 SRIRAM er eto sete SITE ce Se. Aon NO OR 11, 12

Washington v. Texas, 388 U.S. 14 (1967)............... 16

Vv

Young v. United States, 470 U.S. 1 (1985).............

Statutes and Rules

ae EG osc ucivaniencciacasnhuscucmnsmeeulandmeontene 1
Judiciary Act of 1789, § 30, 1 Stat. 73 (1789) 20
ee Es su vu cccuden ecsepeecaauasmariauaae Alaa 21

Other Authorities

Cay, John, The Statutes at Large, from Magna
Charta, to the Thirtieth Year of King
George the Second, Inclusive (1758)..................

Blackstone, William, Commentaries on the
E108 OF Eemtn CUTS) occ cicnsccccesccccesesnnsttevencanses

PETITION FOR A WRIT OF CERTIORARI

Petitioner James Bannister respectfully petitions
for a writ of certiorari to review the judgment of the
Illinois Supreine Court.

OPINIONS BELOW

The opinion of the Illinois Supreme Court, Pet.
App. la—3la, is reported at 923 N.E.2d 244 (Ill.
2009). The opinion of the Illinois Appellate Court,
Pet. App. 32a—66a, is reported at 880 N.E.2d 607 (III.
App. Ct. 2007). The relevant trial court proceedings
and order are unpublished.

JURISDICTION

The Illinois Supreme Court denied rehearing for
this case on January 25, 2010. Pet. App. 67a. Justice
Stevens subsequently extended the time to file this

petition to and including June 24, 2010. No. 09A951.
This Court has jurisdiction pursuant to 28 U.S.C.
§ 1257(a).

RELEVANT CONSTITUTIONAL PROVISION

The Fourteenth Amendment to the United States
Constitution provides, in relevant part: “No State
shall . . . deprive any person of life, liberty, or
property, without due process of law.”

STATEMENT OF THE CASE

In a typical plea agreement in which an
individual agrees to provide testimony in exchange
for prosecutorial leniency, the agreement requires the
individual to give truthful testimony at trial. This
case presents an important and recurring issue
concerning testimony offered pursuant to a different
type of plea agreement: one that not only requires

2

that the accomplice shall give truthful testimony, but
also requires that such testimony “shall be
consistent” with certain prior unsworn statements to
the police. Pet. App. 68a. A bare majority of the
Illinois Supreme Court held that the Due Process
Clause permits the prosecution to present such
testimony.

1. On an evening in 1989, in a housing project in
Chicago, several men shot at Dan Williams, killing
him and a bystander, Thomas Kaufman. Police
quickly surmised that the shooting was gang relatied
and concentrated .their investigation on suspected
members of a local street gang.

A few weeks after the shooting, Cook County
police officers interviewed Deanda Wilson, a twelve-
year-old member of a rival gang. According to
Wilson, the police began the interview by showing
him pictures of seven men, including petitioner,
whom they suspected of being involved in the
shooting. Wilson then told police that he had seen
those seven men shooting at the victims.

Another of the individuals depicted in the police
photographs was Michael Johnson. The _ police
arrested Johnson and showed him the same seven
photographs that they had showed to Wilson.
Johnson initially denied any involvement in the
incident or any knowledge of who was involved. Pet.
App. 7a. After twenty-four hours at the police
station, Johnson changed his story. He said that he
and the six other men in the photographs had all shot
and killed Williams and Kaufman. The police
recorded and transcribed Johnson’s statement, which
is reproduced at Pet. App. 72a—83a.

3

The State charged Johnson, petitioner, and the
five other individuals in the photographs with two
counts of first-degree murder. Because Johnson was
the only defendant to have implicated himself, the
trial court severed his trial from the others.

During Johnson’s_ pretrial proceedings, he
executed an affidavit saying that he had mistakenly
implicated one of the other codefendants, Eric Smith,
as one of the seven individuals involved in the
shootings. Later, Johnson testified under oath that
he had no recollection of confessing or implicating
others. Pet. App. 7a. Johnson was nevertheless
convicted of both counts and sentenced to life without
parole.

Johnson refused to testify at the trial of
petitioner and his five codefendants, thereby
precluding the State from introducing any of his
statements. The State introduced a variety of other
evidence implicating several of the defendants in the
shooting, but “the only direct evidence against
[petitioner] was the testimony of Deanda Wilson.”
Pet. App. 2a. Petitioner called four witnesses, each of
whom testified that he was at home at the time of the
shootings. The jury convicted all six defendants of
both counts, and the court sentenced each to life in
prison without parole.

2. Petitioner continued to maintain his innocence
on appeal and eventually filed a _ petition for
postconviction relief, based on the fact that Wilson
had recanted his trial testimony. Pet. App. 3a. The
trial judge responded that “this is a difficult situation
for me because it’s one of the few times in 20 years I
ever disagreed with a jury’s verdict on a particular
defendant. . . . ]HJad it been a bench trial I would

4

have found Mr. Bannister not guilty, given the
identification and his _ alibi.” Pet. App. 47a.
Nonetheless, he dismissed the petition without an
evidentiary hearing.

The Illinois Appellate Court reversed and
ordered the trial court to hold an evidentiary hearing.
At the conclusion of that hearing, the trial court
determined that Wilson’s testimony “was not
accurate and truthful” because he did not actually
witness the shooting. Pet. App. 3a; see also Pet. App.
37a-38a. Because the State had not offered any
other evidence at petitioner’s trial implicating him in
the murders, the court concluded that “the outcome of
{petitioner’s] trial likely would have been different
without Wilson’s perjured testimony” and vacated his
convictions. Pet. App. 3a.

3. The State elected to retry petitioner. To that
end, Cook County prosecutors approached Johnson,
who was then in the midst of serving his natural-life
sentence. He was housed in a super maximum
security prison under twenty-three-hour lockdown.

Six months later, the parties entered into a plea
agreement in which Johnson agreed to testify at
petitioner’s retrial. The agreement, in language
typical of plea bargains involving purported
accomplices, required Johnson to “testify truthfully in
all matters regarding the Ist Degree Murders of Dan
Williams and Thomas Kaufman.” Pet. App. 68a. The
agreement, however, further contained a consistency
provision, which required that:

Such truthful testimony shall be consistent
with Michael Johnson’s post-arrest
statements in December 28, and December

9)

29, 1989, to Chicago Police officers and Cook
County Assistant State’s Attorneys and his
statements made to Cook County State’s
Attorney personnel during his _ pre-plea
agreement interviews on April 29 and May
24, 2004.

Pet. App. 68a. Put another way, this provision
prohibited Johnson from testifying in conformity with
the affidavit he signed during his prosecution. The
agreement also provided that the deal would be “null
and void” if, among other things, Johnson’s “post-
arrest statements and his pre-plea agreement
interviews, upon which this agreement was
predicated, ... are found to be false.” Pet. App. 70a.

In exchange for Johnson’s testimony, the State
agreed to vacate one of his murder convictions and to
recommend a significant reduction in his sentence for
the other. The State also agreed to recommend
transferring Johnson to a medium-security facility.
Pet. App. 69a—70a.

At petitioner’s second trial, the State put
Johnson on the stand, and he testified the way he
had promised to do in his agreement. Johnson’s
testimony was the only direct evidence that
petitioner was involved in the shooting. The State
presented three other eyewitnesses to the shooting,
but they all testified that they had seen only five
people shoot at the victims. None of them recalled
seeing petitioner that evening.’

1 The State presented one other witness who testified that
seven men — one of wnom was petitioner — had robbed him

6
In his defense, petitioner again presented four
alibi witnesses. As in 1991, each one testified that

petitioner was at his mother’s house when the
shootings occurred. Pet. App. 2a, 7a, 44a.

But to no avail. Sitting as finder of fact in a
bench trial, the same trial judge who oversaw
petitioner’s first trial convicted petitioner of both
counts of first-degree murder and sentenced him to
life in prison without parole. The State subsequently
made good on its promises to Johnson. Pet. App. 21a.
With good-time credits, he is scheduled to be released
from prison in ten years.

4. Petitioner appealed his conviction, arguing
that the State’s presentation of Johnson’s testimony
subject to the consistency provision in his plea
agreement violated his right to due process under the
Fourteenth Amendment. Pet. App. 48a. Petitioner
contended that the provision subverted the truth-
seeking function of trial because it interfered with
Johnson’s oath to testify truthfully.

The Illinois Appellate Court rejected’ the
argument and affirmed. Pet. App. 48a—52a. It did
not dispute that the Due Process Clause prohibits the
prosecution from presenting testimony that impedes
the truth-seeking function of trial. But it reasoned
that the consistency provision “did not violate
[petitioner’s] rights to due process and a fair trial”

shortly before the shootings. The State, however, never charged
petitioner with robbery. And when the prosecution asked the
witness to identify the seven men from photographs, the witness
wrongly identified a photograph of another one of the original
defendants as petitioner.

7
because the overall plea agreement “neither
compelled Johnson to disregard his oath of
truthfulness nor bound him to a particular script or
result.” Pet. App. 52a.

5. A bare majority of the Illinois Supreme Court
affirmed. Relying on State v. Bolden, 979 S.W.2d 587
(Tenn. 1998), and People v. Jones, 600 N.W.2d 652
(Mich. Ct. App. 1999), the majority held that
Johnson’s testimony pursuant to the consistency
provision did not violate due process because other
provisions of his plea agreement required Johnson
generally to tell the truth and provided that the
apreement was void “if any of the representations
contained in his prior statements were found to be
false.” Pet. App. 17a. In the majority’s view, these
provisions rendered the testimony acceptable because
they imposed an “overriding requirement... that the
accomplice . . . testify truthfully.” Pet. App. 17a.
Thus, the court concluded, the traditional safeguard
of cross-examination was _ sufficient to allow
petitioner to probe Johnson’s credibility. Pet. App.
17a—18a.?

The dissent disputed the majority’s suggestion
that the taint of a consistency provision can be erased
by a generalized truth-telling obligation in a plea

* The Illinois Supreme Court also held that petitioner lacked
standing to challenge the validity of Johnson’s plea agreement
itself. Pet. App. 8a—-10a. Petitioner does not renew that
argument here. Instead, he seeks review only of the Illinois
Supreme Court’s rejection of his argument that the admission of
“Johnson's testimony’ subject to the agreement “denied [him] a
fair trial.” Pet. App. 10a (emphasis added).

8

agreement. Agreeing with petitioner’s argument that
“the State has no crystal ball to know what the ‘truth’
is — it only knows what statements are consistent,”
Pet. App. 28a, the dissent maintained that a
provision requiring that a _witness’s_ in-court
testimony “sha// be consistent with certain of his
prior statements” violates due process, Pet. App. 30a.
This was especially true, the dissent contended, in
this case, in which “the witness[{] had a history of
inconsistent statements.” Pet. App. 30a.

6. The Illinois Supreme Court denied rehearing
without comment. Pet. App. 67a.

REASONS FOR GRANTING THE WRIT

The Illinois Supreme Court’s decision widens an
acknowledged division among state courts of last
resort and a federal court of appeals over whether the
prosecution’s presentation of testimony pursuant to a
consistency provision in a plea agreement violates
the Due Process Clause. This Court should resolve
this conflict. The criminal justice system relies
heavily upon the use of accomplice-turned-informant
testimony, and the use of consistency provisions to
contractually bind such witnesses to give particular
testimony at trial raises important questions about
the integrity of criminal trials.

Furthermore, the Illinois Supreme Court’s
decision holding that the Constitution allows
testimony pursuant to consistency provisions is
incorrect. The Due Process Clause prohibits the
prosecution from interfering with the truth-seeking
function of trial. When the prosecution presents
testimony subject to a consistency provision, the
prosecution requires the witness to recite a specific

9

version of events that it has predefined as the
“truth.” This interferes both with the witness’s
ability to discharge his oath - the centuries-old
mechanism for securing truthful testimony — and the
jury’s role as ultimate finder of fact.

1. The Decision Below Widens An Irreconcilable
Conflict Among State And Federal Courts.

Courts are intractably divided over whether the
prosecution violates the Due Process Clause when it
presents testimony at trial under a plea agreement
requiring that the witness’s testimony be consistent
with prior statements he made to law enforcement.
Courts take three different approaches to the issue:
four always allow such testimony; three never allow
such testimony; and one takes a_ fact-intensive
approach, but would not have allowed the testimony
at issue here.

1. The Illinois Supreme Court’s decision
allowing the prosecution to introduce accomplice
testimony pursuant to _ consistency provisions
comports with decisions of two other state supreme
courts and one intermediate appellate state court.

In State v. Bolden, 979 S.W.2d 587 (Tenn. 1998),
the prosecution presented testimony from an
accomplice whose plea agreement required him to
testify “truthfully . .. and as he stated in his
statement to (law enforcement] on 3/21/94 at 6:05
p.m.” /d. at 589. The Tennessee Supreme Court held
that testimony pursuant to such a_ consistency
provision does not violate due process. Jd. at 593.
The court reasoned that such “testimony [i]s not
tainted” because a general truth-telling obligation

10

alongside a consistency provision makes “the
agreement hinge[] upon truthful testimony.” Jd. at
592. Thus, the jury may consider a consistency
provision in assessing a witness’s credibility, but
such a provision does not affect the permissibility of
the witness’s testimony. Jd. at 592-93.

The Wisconsin Supreme Court has similarly
held that an agreement requiring a _ purported
accomplice “to testify to the state’s version of the
‘truth, .. . fis} no different from any other...
negotiated plea agreement[] with accomplices in
exchange for their testimony.” State v. Nerison, 401
N.W.2d 1, 8 (Wis. 1987). Accordingly, in a case in
which the Wisconsin Court of Appeals had held that
the prosecution violated due process by presenting
testimony from a witness whose plea agreement
required him to testify “consistent with his testimony
at [an earlier] [fhJearing,” State v. Nerison, 387
N.W.2d 128, 133 (Wis. Ct. App. 1986), the Wisconsin
Supreme Court reinstated the defendant’s conviction.
The court concluded that the normal procedural
safeguards used to protect a defendant’s right to a
fair trial in a case involving a plea agreement — cross-
examination, disclosure of the agreement, and jury
instructions on accomplice credibility — are always
enough to guarantee due process. Nerison, 401
N.W.2d at 8.

Lastly, the Michigan Court of Appeals has held
that due process allows the prosecution to present
testimony subject both to a general truthfulness
provision and a consistency provision. Jeople v.
Jones, 600 N.W.2d 652, 656—57 (Mich. Ct. App. 1999).
The court reasoned that although such a consistency

1]

provision provides “some incentive” for a witness “to
conform [his] trial testimony to [his] prior accounts,”
it does not “render[) the witnesses’ testimony so
tainted as to be inadmissible.” Jd. at 657.°

2. One federal court of appeals and two state
high courts have adopted precisely the opposite
position. The U.S. Court of Appeals for the Armed
Forces (formerly the U.S. Court of Military Appeals)
has held that due process prohibits the prosecution
from presenting an accomplice’s testimony subject to
a provision that requires the witness to testify
consistently with a pretrial statement to law
enforcement. United States v. Stoltz, 14 C.M.A. 461,
464 (1964). Declaring that a consistency provision
“obviously detract[s] from the quest for truth,” the

° The Illinois Supreme Court also suggested that its holding
is consistent with the Arizona Supreme Court’s decision in State
v. Rivera, 109 P.3d 83 (Ariz. 2005). But Avera did not involve
a consistency provision. Jd. at 87. Instead, the witness’s plea
agreement simply recited an avowal from the witness that her
prior statements were truthful. /d. at 84. The Arizona Supreme
Court made clear that such an avowal “is not the same as
requiring [a witness] to testify consistently with [a] specific
version of the facts.” Jd. at 86. What is more, the Arizona
Supreme Court expressly rejected the holdings of Tennessee and
Wisconsin supreme courts that a witness’s “obligation to testify
truthfully over[comes] any pressure” a consistency provision
imposes “to testify consistently with a prior statement.” Jd. at
87; see also State v. Fisher, 859 P.2d 179, 184 (Ariz. 1993)
(holding that consistency provisions are unenforceable because
they “undermine the reliability and fairness of the trial . . . and
taint the truth-seeking function of the courts by placing undue
pressure on [a] witness[] to stick with one version of the facts
regardless of [the truth]”).

12

court “utterly condemn|{s]” testimony pursuant to
such a provision “as a pollution of the stream of
justice.” Jd. at 464-65; see also United States v.
Gilliam, 23 C.M.A. 4, 8 (1974) (testimony subject to
agreement that “required [a witness] to testify in a
particular manner” improperly bound the witness
“without regard for the sanctity of his oath”). The
court allows accomplice testimony subject to a plea
agreement only when there is a “complete
understanding . . . that [the witness is] to testify on/y
truthfully” — a requirement that cannot be met when
a plea agreement contains a consistency provision.
Gilliam, 23 C.M.A. at 8 (emphasis added). In the
years following these holdings, there does not seem to
be any record of any federal prosecutor — inside or
outside of the military — presenting testimony subject
to a consistency provision.

The Supreme Court of California has reached
the same conclusion, reasoning that when the
prosecution provides a purported accomplice with a
benefit “subject to the condition that his testimony
substantially conform to an earlier statement given
to police,” then “the accomplice’s testimony is ‘tainted
beyond redemption’ and its admission denies the
defendant a fair trial.” People v. Allen, 729 P.2d 115,
130-31 (Cal. 1986) (quotation and citation omitted)
(citing People v. Medina, 116 Cal. Rptr. 133, 141 (Ct.
App. 1974)). In other words, when a bargain is
“expressly contingent on the witness sticking to a
particular version” of his story, People v. Garrison,
765 P.2d 419, 430 (Cal. 1989), “[t]he error involved in
the use of such tainted testimony is a denial of the
fundamental right to a fair trial in violation of federal

13

constitutional principles.” Jd. at 428 (alteration in
original) (quoting Medina, 116 Cal. Rptr. at 146).*

The Kansas Supreme Court likewise has held
that the prosecution may not present testimony
pursuant to a consistency provision. In State v.
Dixon, 112 P.3d 883 (Kan. 2005), a witness agreed in
a probation agreement to “testify ... in a consistent
and truthful manner as set forth in his [sworn]
inquisition.” /d. at 914. Noting the “split in author-
ity as to whether a consistency agreement affects a
defendant’s right to a fair trial,” the Kansas Supreme
Court specifically rejected the Michigan Court of
Appeals’ holding in Jones. /d. at 915-17. Instead, it
ruled that the prosecution may not require anything
more of accomplices in plea agreements than they
“testify[] completely and truthfully,” even when the
prior statements at issue were given under oath. /d.
at 917. Otherwise, the accomplice will feel too much
pressure to adhere to his prior statements. See id. at
915.

‘ The Illinois Supreme Court’s suggestion that the
California Supreme Court has since backed away from these
decisions, see Pet. App. 12a, is incorrect. While the California
Supreme Court has declined to extend the “Medina rule,” it has
never cut back on the rule itself. See People v. Boyer, 133 P.3d
581, 612-13 (Cal. 2006) (distinguishing plea agreements in
which witness represents that prior statements are truthful
from those that require consistency and _ reaffirming
impermissibility of testimony subject to the latter); People v.
Jenkins, 997 P.2d 1044, 1119-20 (Cal. 2000) (allowing
accomplice testimony while charges are pending against the
accomplice because pending charges are not the same as a
consistency provision).

14

Petitioner would also likely prevail in three
additional states whose courts have not directly
confronted the issue but nonetheless have strongly
suggested that the admission of testimony pursuant
to a consistency provision violates due process. See
State v. DeWitt, 286 N.W.2d 379, 384 (Iowa 1979)
(agreeing that plea agreement requiring conformity
with specific statements violates due process, but
concluding that the plea agreement at issue did not
so require), cert. denied, 449 U.S. 844 (1980); State v.
Burchett, 399 N.W.2d 258, 266 (Neb. 1986) (same,
reasoning that “it is only where the prosecution has
bargained for false or specific testimony... that an
accomplice’s testimony is so tainted as to require its
preclusion” (emphasis added) (citing DeWiytt, 286
N.W.2d at 384)); State v. Clark, 743 P.2d 822, 828
(Wash. Ct. App. 1987) (citing the California Court of
Appeal’s decision in Medina for the rule _ that
consistency provisions violate due process but finding
no such provision in the case before it).

3. The Nevada Supreme Court takes a context-
specific approach to testimony subject to consistency
provisions, under which petitioner would also prevail:
the prosecution may not present testimony subject to
consistency provisions, at least when _ credible
evidence does not corroborate the testimony. In
Franklin v. State, 577 P.2d 860 (Nev. 1978), the
Nevada Supreme Court held that “testimony becomes
‘tainted beyond redemption’ where the accomplice is
placed under compulsion to testify in a particular
fashion in order to receive the benefits of his plea
bargain.” Jd. at 862. Such testimony “violates the
defendant’s due process rights,” the court held,
because it “call[s] upon an alleged ‘accomplice’ to

15

disregard his or her oath,” thereby undercutting the
witness’s obligation to “render a full, fair, and
accurate account of the facts.” Jd. at 862 & n.3.°

The Supreme Court of Nevada later suggested
that the prosecution might be allowed to introduce
testimony subject to a consistency provision when
there is “[cjJredible evidence” corroborating the
testimony. Leslie v. State, 952 P.2d 966, 972-73
(Nev. 1998). Even under such a rule, however, the
Nevada Supreme Court still would have condemned
the testimony subject to the consistency provision in
this case because Johnson’s testimony was not
corroborated. To the contrary, Johnson provided the
only direct evidence implicating petitioner in the
shooting.

° Apart from concluding that presenting testimony subject to
an express consistency provision violates due process, the
Nevada Supreme Court also held in Franklin that the
prosecution could not present any testimony subject to a plea
agreement that would “reasonably cause the alleged accomplice
to believe he must testify in a particular fashion,” even if the
agreement was not “expressly conditioned on_ specific
testimony.” 577 P.2d at 862. The Nevada Supreme Court has
overruled the latter holding, making clear in Sheriff? Humboldt
County v. Acuna, 819 P.2d 197 (Nev. 1991), that the prosecution
may, consistent with due process, “bargain in good faith for
testimony represented [during plea negotiations] to be factually
accurate.” Jd. at 200 & n.4. But contrary to the Illinois
Supreme Court’s misleading reference to Acuna, see Pet. App.
16a, the Nevada Supreme Court reaffirmed in that case that the
prosecution may not present testimony “where the bargain
[itself] compels the witness to provide particularized testimony.”
819 P.2d at 201.

16

II. The Question Presented Significantly Impacts
The Administration Of Criminal Justice.

This Court should resolve the constitutionality
of presenting testimony subject to consistency
provisions now for at least two reasons.

1. The question presented implicates. the
reliability and public integrity of criminal trials.
There is no doubt that using accomplice testimony
procured through plea bargaining is a necessary and
accepted component of our criminal justice system.
See Hoffa v. United States, 385 U.S. 298, 311 (1966).
Accordingly, the prosecution may offer a benefit to an
accomplice in exchange for the accomplice’s
agreement to testify fully and truthfully at another’s
trial.

At the same time, this Court repeatedly has
stressed that a purported accomplice’s testimony that
shifts or spreads blame carries “presumptive
unreliability,” Lilly v. Virginia, 527 U.S. 116, 137
(1999), in part because accomplices have a great
“interest in lying in favor of the prosecution” in order
to secure more lenient treatment. Washington v.
Texas, 388 U.S. 14, 22-23 (1967). Accomplice
testimony pursuant to plea agreements that do not
simply require accomplices to testify truthfully, but
also that contractually require them to testify in a
specific way, exacerbates these concerns. Such
testimony also raises suspicions insofar as it suggests
that a general truth-telling requirement_will not
alone produce the testimony the prosecution desires.

2. Indeed, it appears that prosecutors reserve
consistency provisions for cases in which an

17

accomplice’s blame-spreading testimony is_ par-
ticularly suspect. Petitioner’s understanding is that
neither federal prosecutors nor prosecutors’ offices in
some states ever insert such provisions in plea
agreements; these offices simply require accomplices
to give truthful testimony at_ trial. Nor do
prosecutors’ offices in the remaining states insert
consistency provisions in the mine run of cases. But
that does not mean that the legality of presenting
testimony subject to such provisions is an
inconsequential matter. To the contrary, prosecutors
seem to reserve such provisions for cases in. which
accomplices have told prior inconsistent stories and
there is no direct corroboration for the story that the
prosecution wants the witness to recite:

e Here, the accomplice made several contra-
dictory statements — only some of which implicated
petitioner — before entering into his plea agreement.
Indeed, he testified twice under oath in ways that
conflicted with the unsworn statements to the police
that his plea agreement required him to repeat at
petitioner’s trial. See supra at 3. Had Johnson not
presented the most prosecution-friendly version of his
story at petitioner’s trial, the prosecution would have
been unable to convict petitioner, as he was the only
witness to directly implicate petitioner in the
shooting. Pet. App. 3a—7a.

e In Bolden, the Tennessee case on this issue,
the accomplice initially entered into a traditional plea
agreement to testify against the defendant. 979 S.W.
2d at 589. Once on the stand, however, he failed to
inculpate the defendant. /d. During a recess in the
trial, the prosecution negotiated a new plea bargain

18

in which the accomplice agreed, in exchange for a
further reduction in his sentence, to testify not only
truthfully but also “as he stated in his statement to
(law enforcement} on 3/21/94 at 6:05 p.m.” Jd. The
prosecution then recalled the witness to the stand,
where he testified as the prosecution wished. Jd.

e In Nerison, the Wisconsin case on this issue,
one individual involved in a theft repeatedly told law
enforcement, and later testified under oath, that the
defendant was not involved in the crime; another
repeatedly said that he did not know whether the
defendant was involved. 387 N.W.2d at 129-33.
After the two alleged accomplices were convicted,
however, they claimed for the first time, in exchange
for newly offered promises of leniency, that the
defendant Aad been involved. Jd. at 130. The
prosecution then charged the defendant and
introduced this testimony at his trial, subject to the
accomplices’ promises to testify consistently with
their new accusations and inconsistently with their
prior sworn testimony. Id. at 132-33. The
accomplices’ blame-spreading testimony constituted
“the only’ testimony _ specifically implicating
[defendant] in the ‘conspiracy.” Jd. at 130.

Until this Court resolves the conflict over the
constitutionality of presenting testimony subject to
consistency provisions, the due process rights of
criminal defendants will vary based on geographic
happenstance. And in those states that permit
consistency provisions, prosecutors will continue to
use them in precisely the kinds of cases in which it is
paramount that witnesses appreciate their obligation
to tell the whole truth and nothing but the truth.

19

III. The Illinois Supreme Court's Decision
Contravenes This OCourt’s Due _ Process
Jurisprudence.

The Due Process Clause guarantees a
fundamentally fair trial, and “the sine qua non of a
fair trial” is “[clourt proceedings [that] are held for
the solemn purpose of endeavoring to ascertain. the
truth.” Estes v. Texas, 381 U.S. 532, 540 (1965); see
also Portuondo v. Agard, 529 U.S. 61, 73 (2000) (The
“central function of the trial . . . is to discover the
truth.”). Accordingly, the Due Process Clause
imposes various bedrock requirements concerning
witness testimony that are necessary to prevent the
“corruption of the truth-seeking function of the trial
process.” United States v. Agurs, 427 U.S. 97, 104
(1976); see also Perry v. Leeke, 488 U.S. 272, 282
(1989) (due process rules that apply to witnesses are
“rules that serve the truth-seeking function of the
trial.”).

These truth-seeking requirements manifest
themselves in two overlapping’ strands’. of
jurisprudence that preclude the prosecution from
deviating from the ordinary practice of requiring
witnesses solely to testify truthfully and instead
introducing their testimony subject to consistency
provisions. First, the prosecution may not interfere
with a witness’s ability at trial to take an oath to tell
“the whole truth.” Second, the prosecution may not
act as an arbiter of truth, impeding or distorting the
jury’s ability to determine the truth for itself
according to all relevant and admissible evidence.
The prosecution’s presentation of testimony pursuant
to consistency provisions runs afoul of both of these
prohibitions.

20

1. In the common law tradition, “|t]he oath
administered to the witness is not only that what he
deposes shall be true, but that he shall depose the
whole truth: so that he is not to conceal any part. of
what he knows, whether interrogated particularly to
that point or not.” 3 William Blackstone, Com
.mentartes on the Laws of England 372 (1768)
(emphasis in original). This requirement dates back
at least to 1702, when an English act declared that
before giving any evidence all “witnesses . . . shall
first take an Oath to depose the Truth, the whole
Truth, and nothing but the Truth.” 3 John Cay, Zhe
Statutes at Large, from Magna Charta, to the
Thirtieth Year of King George the Second, Inclusive
405 (1758). Congress enshrined the whole truth oath
in the Judiciary Act of 1789, requiring that witnesses
“shall be carefully examined and cautioned, and
sworn or affirmed to testify the whole truth.” An Act
to Establish the Judicial Courts of the United States
§ 30, 1 Stat. 73, 89 (1789).°

A witness’s oath or affirmation is intended to
“awaken the witness’ conscience and [to] impress the
witness’ mind with the duty to [testify truthfully].”

* The requirement that witnesses tell the “whole truth” also
has deep roots in the particular context of accomplice testimony.
In the crown witness system - the historical analogue to plea
bargaining for accomplice testimony that existed at the founding
— an accomplice turned state witness had to “disclose[] the
whole truth” to “save himself from punishment and secure a
pardon .... [I}f he act[ed] in bad faith or failled] to testify fully
and fairly, he (could) still be prosecuted as if he had never been
admitted as a witness.” United States v. Ford (The Whiskey
Cases), 99 U.S. 594, 600 (1878)

21

Fed. R. Evid. 603; see also Maryland v. Craig, 497
U.S. 836, 845-46 (1990) (the oath “impressles the
witness] with the seriousness of the matter”) (quoting
California v. Green, 399 U.S. 149, 159 (1970)). It also
“guard(s] against the lie by the possibility of a
penalty for perjury.” Green, 399 U.S. at 158; see also
The Pizarro, 15 U.S. (2 Wheat.) 227, 240 (1817)
(Story, J.) (when witnesses “are bound to declare the
whole truth” they cannot “fraudulently suppress any
material facts”).

Given the longstanding centrality of the oath to
the truth-seeking process of tral, the Due Process
Clause prohibits the prosecution from presenting
testimony from a witness who is unwilling, or
compromised in his ability, to testify to the whole
truth. The prosecution, for example, may not know-
ingly present false testimony at trial. Mooney v

Holohan, 294 U.S. 103, 112 13 (1935) (per curiam).
Nor may it allow one of its witness’s testimony that it
knows to be false or incomplete to stand uncorrected.
See Napue v. Illinois, 360 U.S. 264, 269-70 (1959);
Alcorta v. Texas, 355 U.S. 28, 31 (1957) (per curiam).

Presenting accomplice testimony subject to a
consistency provision interferes with the sanctity and
function of the oath in much thc same _ way.
Consistency provisions require witnesses to adhere to
prior, unsworn statements on the stand. Pet. App.
68a. What is more, such provisions make it a breach
of contract for witnesses to pive testimony that
deviates from the prosecution’s theory of the case.
Presenting accomplice testimony subject to
consistency provisions, therefore, “taint|s] the truth-
seeking function of the courts by placing undue
pressure on witnesses to stick with one version of the

22

fact regardless of its truthfulness.” Fisher, 859 P.2d
at 184 (Ariz. 1993). It also effectively removes the
threat of perjury, for accomplices under consistency
provisions know that it is highly improbable that the
state will later charge that the story the prosecution
itself foreordained as the “truth” was actually a lie.

Presenting testimony subject to consistency
provisions also subverts the truth-seeking process in
a more subtle way. It is commonplace for a witness
to “modify his testimony in the light of a refreshed
recollection.” Mattox v. United States, 156 U.S. 237,
252 (1895) (Shiras, J. dissenting). Witnesses also
sometimes realize simply through rigorous cross-
examination that certain details in prior statements
were incorrect. A witness under an _ unfettered
obligation to tell the “whole truth” can clarify or
revise his testimony in such situations without fear
that the prosecution will rescind his plea bargain. A
witness subject to a consistency provision, however,
faces a powerful disincentive to clarify or revise
inadvertently incorrect prior statements — especially
if he believes that the details at issue might call into
question the prosecution’s theory of the case. The
Due Process Clause does not allow the prosecution to
interfere in this manner with the oath to tell the
whole truth.

2. The prosecution’s presentation of testimony
subject to a consistency provision contravenes due
process for another, related reason: It arrogates to
the prosecution the factfinder’s duty to determine the
ultimate truth of the prosecution’s charges.

Under the Anglo American system of trial by
jury, the prosecution and the defense present their
dueling versions of the truth, and the jury decides

23

whether the prosecution has proven the defendant’s
guilt beyond a reasonable doubt. The Due Process
Clause, in other words, “preserve[s] the criminal
trial, as distinct from the prosecutor’s private
deliberations, as the chosen forum for ascertaining
the truth about criminal accusations.” <Ayles v.
Whitley, 514 U.S. 419, 440 (1995). The prosecution
thus may not withhold materia] exculpatory evidence
from the jury’s purview. /d. at 432; see also Brady v.
Maryland, 373 U.S. 83 (1963). Nor may a prosecutor
“vouch” for a witness’s testimony, suggesting that she
has personal knowledge beyond the _ evidence
presented to the jury of what the truth is. Young v.
United States, 470 U.S. 1, 18-19 (1985); see also, e.g.,
Hall v. United States, 419 F.2d 582, 585-87 (5th Cir.
1969). Nor may the prosecutior introduce witness
identification testimony that it has unduly influenced
before putting the witness on the stand. Foster v.
California, 394 U.S. 440, 443 (1969); see also Manson
v. Brathwaite, 432 U.S. 98, 116 (1977). If the state
“fiJn effect, . . . repeatedly [says] to the witness, “This
is the man,” the witness’s testimony becomes tainted
beyond repair. Foster, 394 U.S. at 443.

Presenting accomplice testimony pursuant to a
consistency provision similarly gives primacy to the
prosecutor’s “private deliberations” over the jury’s
role as finder of fact. When the _ prosecution
contractually requires an accomplice’s trial testimony
to be consistent with particular prior statements, the
prosecution predetermines the veracity of its own
charges just as surely as when the prosecution
presents testimony from a witness whom it subjected
to an unduly suggestive line-up. In both situations,
the prosecution “define[s] the truth in its own terms,”

24

Nerison, 387 N.W.2d at 325, effectively telling the
witness, “this is what the truth is, and this is what
you should (or, in the case of a consistency provision
— must) tell the jury.” Such actions interfere with the
jury’s ability to hear untainted testimony and to
decide for itself whether the prosecution’s allegations
are true.

3. The Illinois Supreme Court did not dispute
that presenting testimony subject to a provision in a
plea agreement that subverts the truth-seeking
process of trial violates the Due Process Clause. It
held, however, that introducing testimony subject to
a consistency provision does not have this effect
because: (a) the presence of standard plea terms
render truthfulness “the overriding requirement” of
an agreement even when a consistency provision is
present; and (b) cross-examining a witness who is
subject to a consistency provision can address any
residual concerns regarding its influence on the
witness. Pet. App. 17a—18a. Neither of these argu-
ments has merit.

a. Neither a_ plea agreement’s’ general
requirement that the witness testify truthfully nor a
provision voiding the agreement if the witness’s prior
statements to law enforcement turn out to be false —
both standard provisions in plea agreements and
present in the agreement at issue here — prevents a
consistency provision from tainting the testimony of a
witness who is subject to it. As the dissent below
noted, “the State has no crystal ball to know what the
‘truth’ is — it only knows what statements are
consistent.” Pet. App. 28a. If an accomplice adheres
to the details of his prior, unsworn statement at the
expense of telling the whole truth, the accomplice will

25

retain the benefit of his bargain so long as the
prosecution does not independently discover that the
factual inaccuracies in the testimony. But if an
accomplice tells the truth but testifies inconsistent
with his prior unsworn statements, the accomplice
will obviously breach his plea agreement and lose the
benefit of his bargain. Under these circumstances,
an accomplice feels pressure to stick the prosecution’s
preferred version of events, regardless of its veracity,
in a way that exceeds the ordinary dynamics of
testifying pursuant to an ordinary plea bargain. A
consistency provision, in short, limits the truth-
fulness of witness testimony and the effect of the
witness’s oath — not the other way around.

In the end, the proof is in the pudding: If general
truthfulness requirements actually trumped _ the
influence of consistency provisions, then prosecutors
would never have reason to insert consistency
provisions into plea agreements. A standard plea
agreement would always suffice. Yet the State
insisted here that Johnson testify here subject to a
consistency provision, and prosecutors in other cases
sometimes likewise deviate from standard practice.
See supra at 17-18. The only reasonable inference
from this reality is that prosecutors themselves
believe that consistency provisions have some
influence on witnesses that goes above and beyond
customary truth-telling obligations.’

7’ At a minimum, presenting testimony subject to a
consistency provision violates the Due Process Clause in cases,
such as this one, in which there is no reliable, objective way to
determine the “truth” (because there is no physical or other

26

b. Nor does the fact that an accomplice who
testifies subject to a consistency provision is, like any
other witness, “subject to searching cross-
examination,” Pet. App. 17a—18a (quotation omitted),
cure the taint that such a provision creates either.
When prosecutorial tactics interfere with the truth-
seeking process, this Court has never suggested,
much less held, that a defendant’s opportunity for
cross-examination cures such prosecutorial mis-
conduct. See Napue, 360 U.S. at 269-70; A/corta, 355
US. at 31.

Furthermore, even if the sole constitutional
concern here were, as the Illinois Supreme Court
suggested, Pet. App. 18a, one of witness credibility,
cross-examination concerning the effect of a
consistency provision would not solve the due process
problem. Federal courts of appeals have held that
prosecutors violate the Due Process Clause when
they introduce into evidence a plea agreement with
even an ordinary truthfulness provision and suggest
to the jury — either by other language in the
agreement itself or by argumentation — that they
have “independently verified the truthfulness of the
{accomplice’s] testimony.” United States v. Harlow,
444 F.3d 1255, 1263 (10th Cir. 2006); see also United
States v. Binker, 795 F.2d 1218, 1222 n.2, 1227 (5th

direct evidence corroborating the witness’s story) and the State
picks its preferred version of testimony out of a witness’s own
numerous conflicting accounts. See Leslie, 952 P.2d at 972-73
(suggesting that presenting testimony subject to consistency
violates due process at least when no “credible evidence”
corroborates the witness’s prior statements).

27

Cir. 1986). Such action constitutes impermissible
vouching; it implies “that the prosecutor knows what
the truth is and is assuring its revelation.” United
States v. Brown, 720 F.2d 1059, 1073 (9th Cir. 1983)
(quoting United States v. Roberts, 618 F.2d 530, 536
(9th Cir. 1980)).

A consistency provision sends the same message
of independent prosecutorial knowledge of the truth;
it expresses the prosecution’s belief that the witness’s
testimony is truthful insofar as it tells a certain
story. Consequently, the prospect of cross-examin-
ation on the basis of such a provision presents, at
best, a Hobson’s choice: whatever gains a defendant
might make by attacking the accomplice’s credibility
come at the expense of revealing to the factfinder
that the prosecution seemingly “knows what the
truth is and is assuring its revelation.” Jd. Due
process does not allow the prosecution to put the
defendant in such a bind.

CONCLUSION

For the foregoing reasons, the petition for a writ
of certiorari should be granted.

28
Respectfully submitted,

Abishi C. Cunningham, Jr.
Public Defender of
Cook County
Erica L. Reddick
Lester Finkle
Assistant Public Defenders
CooK COUNTY PUBLIC
DEFENDER
69 West Washington
15th Floor
Chicago, IL 60602

Amy Howe

Kevin K. Russell

HOWE & RUSSELL, P.C.
7272 Wisconsin Avenue
Suite 300

Bethesda, MD 20814

June 24, 2010

Jeffrey L. Fisher
Counsel of Record

Pamela S. Karlan

STANFORD LAW SCHOOL
SUPREME COURT
LITIGATION CLINIC

559 Nathan Abbott Way

Stanford, CA 94305

(650) 724-7081

jifisher@law.stanford.edu

Thomas C. Goldstein
AKIN, GUMP, STRAUSS,
HAUER & FELD LLP
1333 New Hampshire
Avenue, NW
Washington, DC 20036

APPENDIX

la
APPENDIX A

SUPREME COURT OF ILLINOIS
THE PEOPLE OF THE STATE OF ILLINOIS,

Appellee,
V.
JAMES BANNISTER,
Appellant.
No. 105887
Oct. 29, 2009

Chief Justice FITZGERALD delivered the judgment of
the court, with opinion.

OPINION

Defendant James Bannister was convicted of two
counts of first degree murder and sentenced to natural
life imprisonment for his role in a gang-related
shooting. His convictions and sentence were affirmed
on direct appeal. People v. Young, 263 Ill. App. 3d 627,
635 N.E.2d 473 (1994). The defendant then filed a
postconviction petition, alleging actual innocence
because the key witness for the State had recanted his
trial testimony. The trial court granted the defendant’s
petition, vacated his convictions, and ordered a new
trial. After a bench trial, the defendant was again
convicted of two counts of first degree murder and
sentenced to life imprisonment. On appeal, the
defendant asserted that, :nter alia, he was denied due
process and deprived of a fair trial because the State
had entered into a plea agreement containing a so-
called consistency provision with one of the
defendant’s accomplices. The appellate court affirmed

2a

the defendant’s convictions and sentences. 378 Ill.
App. 3d 19, 880 N.E.2d 607.

For the reasons that follow, we also affirm.
BACKGROUND

On November 9, 1989, several men shot at Dan
Wilhams from around a building in the Stateway
Gardens housing complex in Chicago. Williams ran
away from the gunfire and toward a building on the
campus of the Illinois Institute of Technology (IIT).
Williams was shot and killed at the revolving door of
the building. Thomas Kaufman, a security guard
inside the building, was shot and killed by a stray
bullet. The defendant and several of his fellow gang
members, including Michael Johnson, were charged
with murder.

At trial, the only direct evidence against the
defendant was the testimony of Deanda Wilson, a 12-
year-old member of a rival gang. Wilson testified that
on the night of the shooting he saw the defendant and
six other men around a building in the Stateway
Gardens housing complex. According to Wilson,
Williams was near a play lot in front of the building
when someone called out to him. Following a verbal
exchange, the defendant and his fellow gang members
shot at Williams, and Williams stumbled toward the
IIT building. Wilson stated that the shooting
continued for about 15 seconds before the defendant
and his accomplices fled. The defendant presented an
alibi defense, calling four witnesses who testified that
he was at home at the time of the shooting. A jury
found the defendant guilty of two counts of first degree
murder, and he was sentenced to life imprisonment.
The defendant’s convictions and sentence were

3a
affirmed on direct appeal. Young, 263 Ill. App. 3d 627,
635 N.E.2d 473.

In April 1993, the defendant filed a pro se
postconviction petition, and more than two years later
in July 1995, defense counsel filed a supplemental
petition, alleging actual innocence based on Wilson’s
recantation of his trial testimony implicating the
defendant. The trial court dismissed the defendant’s
petition without an evidentiary hearing, but the
appellate court reversed and remanded. The appellate
court held that the trial court should have conducted
an evidentiary hearing regarding Wilson’s recantation.
On remand, the circuit court conducted an evidentiary
hearing and found that, with respect to the defendant,
Wilson’s trial testimony was not accurate and truthful
and that there was no corroboration for his implication
of the defendant. The court concluded that the outcome
of the defendant’s trial likely would have been
different without Wilson’s perjured testimony. The
trial court granted the defendant’s request for
postconviction relief, vacated his convictions and
sentences, and ordered a new trial.

The defendant waived his right to a jury trial, and
the cause proceeded to a bench trial. The State’s key
witness was the defendant’s accomplice, and a
codefendant at his first trial, Michael Johnson.
Johnson, who had been tried separately, had also been
convicted of both murders and sentenced to natural
life imprisonment. Johnson agreed to testify against
the defendant pursuant to a plea agreement with the
State. The agreement stated:

“IT IS AGREED that Michael Johnson will
testify truthfully in all matters regarding the

4a
lst degree murders of Dan Williams and
Thomas Kaufman, which occurred on November
9, 1989, at approximately 10:00 p.m. at or near
3517-19 S. Federal, Chicago, Cook County,
Illinois. Such truthful testimony shall be
consistent with Michael Johnson’s post-arrest
statements in [sic] December 28, and December
29, 1989, to Chicago Police officers and Cook
County Assistant State’s Attorneys and his
statements made to Cook County State’s
Attorney personnel during his _pre-plea

agreement interviews on April 29 and May 24,
2004.

It is agreed that Michael Johnson will testify
truthfully in the case of People v. James
Bannister * * *,

In exchange for Michael Johnson’s truthful
testimony in the above matters, it is agreed that
Michael Johnson shall withdraw all appeals and
post-conviction petitions in his case, * * * and
forever waive any and all future appeals, post-
conviction petitions or motions to vacate pleas.
It is further agreed that the parties will move to
vacate the existing sentence in Michael
Johnson’s case * * * and that the case will be
placed back on the Honorable James Schreier’s
trial call. It is agreed that Michael Johnson
shall plead guilty to the lst degree murder
counts involving Dan Williams, and the State
will nolle pros the lst degree murder counts
involving Thomas Kaufman. The State will
recommend that Judge Schreier resentence
Michael Johnson to 60 years in the Illinois

5a
Department of Corrections (‘1.D.0.C.’). This
agreement is contingent on Judge Schreier’s
acceptance of its terms in their entirety.

It is further agreed that the State shall place
Michael Johnson in the Witness Program Living
Unit until his trial testimony in open court is
completed. After his testimony is completed,
Michael Johnson shall be remanded to the
I.D.0.C. The State shall recommend to I.D.0.C.
that Michael Johnson be segregated from * * *
co-defendants and that Michael Johnson be
housed in a medium-security prison, or, if that’s
not possible, in the Pontiac Correctional
Center.”

The agreement also contained a page _ of
limitations, which stated that the agreement was “null
and void” if Johnson failed “to truthfully testify under
oath in open court” against the defendant or his
representations “during his post-arrest statements and
his pre-plea agreement interviews, upon which this
agreement was predicated” were found false. Johnson,
his attorney, and two assistant State’s Attorneys
signed the agreement.

At trial, the State called Johnson as a witness and
asked him first about the agreement. Johnson stated
that his understanding was that in exchange for his
testimony and guilty plea, the State would “nolle” one
of the murder counts, recommend a sentence of 60
years, and request that he be transferred from Tamms
Correctional Center, Illinois’ “super-max” prison.
Johnson understood that his sentence remained within
the trial judge’s discretion and that his_ transfer

.

~

ae

6a
remained within the discretion of the Department of
Corrections.

Johnson then testified about the murders
According to Johnson, in 1989, he had been a member
of the Gangster Disciples’ street gang for
approximately 10 years. On the evening of November
9, 1989, he was walking through the Stateway
Gardens housing complex with James Young and
Michael Meyers when they met the defendant, Eric
Smith, Thomas Carter, and Kevin Young at ;
apartment building in the complex. All seven men
went upstairs to the apartment of Kevin Young’s niece
and talked for an hour about the recent sexual assault
of Young’s girlfriend. The men believed that Young’s
girlfriend had been assaulted by members of the Del
Vikings street gang, and they hatched a plan to shoot
Del Vikings in revenge.

The men then armed themselves, left the
apartment, and proceeded to another building in the
complex. There, they encountered a man known as
“Rick James,” who greeted the defendant by his
nickname. Kevin Young shot at “Rick James.” The
men returned to the apartment of Kevin Young’s niece,
where they talked and smoked for approximately an
hour. The men again left the apartment and proceeded
to another building in the complex. There, they
encountered Daniel Nicholson, whom they robbed. The
men went to the building where they began, and where
Johnson lived. Johnson testified that he went upstairs
to his apartment to get a ski mask for himself and
some “wave” caps for Kevin Young and Carter.

According to Johnson, the men walked to yet
another building in the complex. Standing near the

7a

building, Johnson heard Smith say, “Come here,
mother* * *.” After hearing gunshots, he walked with
Meyers to the front of the building, where he saw
Williams running while the defendant, Smith, Carter,
Kevin Young, and James Young were firing their guns
at him. Johnson testified that he shot at Williams as
he crossed a play lot, jumped the fence, and ran
toward the IIT building. According to Johnson, when
the shooting eventually stopped, the seven men went
to an apartment in another building and waited until
the police left the area.

Johnson’s testimony was substantially consistent
with the statement that he gave to the police on
December 29, 1989, the day after his arrest. Johnson
acknowledged that he initially denied any involvement
in the shootings and that, prior to his trial, he had

moved to suppress his inculpatory'§ statement,
asserting that he had not been advised of his
constitutional rights by the police. Johnson stated that
the basis for this motion was untrue because he had
been advised of his rights before making his
statement. Defense counsel rigorously cross-examined
Johnson as to the specific terms of the plea agreement
and his motivation for entering into the agreement.

As he had in his first trial, the defendant again
presented an alibi defense and called several witnesses
who testified that he was at home on the night of the
shootings. The trial court found the defendant guilty
on both counts of first degree murder and sentenced
him to life imprisonment.

The defendant appealed, raising the issue of the
constitutional validity of the State’s plea agreement
with Johnson. The appellate court affirmed his

8a

conviction and sentence, holding that the defendant
was not denied due process. 378 II]. App. 3d 19, 880
N.E.2d 607. We allowed the defendant’s petition for
leave to appeal. 210 Ill. 2d R. 315(a).

ANALYSIS

The central issue in this appeal is whether the
plea agreement between the State and Johnson
violated the defendant’s right to due process. Our
review is de novo. People v. Burns, 209 Tl. 2d 551, 560,
809 N.E.2d 107 (2004); People v. Lindsey, 199 Ill. 2d
460, 463, 771 N.E.2d 399 (2002).

Initially, the defendant argues that he has
standing to challenge the validity of this plea
agreement. The defendant asserts that, while plea
agreements are guided by contract law principles,
these principles must give way when an agreement
raises constitutional concerns. According to the
defendant, “When others conspire to illegally develop
evidence against a defendant, due process and
fundamental fairness require that a defendant must
have * * * standing to challenge that conduct.”

Absent due process concerns, the validity of a plea
agreement is generally governed by contract law.
People v. Henderson, 211 Ill. 2d 90, 103, 809 N.E.2d
1224 (2004); People v. Evans, 174 Ill. 2d 320, 326, 673
N.E.2d 244 (1996). Under contract law, there is a
strong presumption that the agreement benefits the
parties to it, and not a third party, and this
presumption may be overcome only by evidence
manifesting an affirmative intent by the parties to
benefit the third party. See Estate of Willis v.
Kiferbaum Construction Corp., 357 Ill. App. 3d 1002,

9a

1007, 830 N.E.2d 636 (2005), citing Bates & Rogers
Construction Corp. v. Greeley & Hansen, 109 Ill. 2d
225, 486 N.E.2d 902 (1985). Here, the defendant was
not an intended beneficiary of the plea agreement
between the State and Johnson. Therefore, he lacks
standing to argue that the agreement was invalid.

The defendant compares the State’s actions here in
procuring Johnson’s testimony to efforts by the State
to secure involuntary confessions. According to the
defendant, however, his argument differs from that of
a defendant vicariously raising a fourth amendment
claim because he was the “direct target” of the State’s
conduct. The defendant, however, neither explains his
reasoning nor cites any authority in support of it. Any
defendant aggrieved by the introduction of evidence
produced by an illegal seizure against a third party
could make the same argument, but that argument
would fail. See People v. Kidd, 178 Ill. 2d 92, 135, 687
N.E.2d 945 (1997) (“A fourth amendment violation can
be urged successfully only by those whose rights have
actually been violated by the search itself, not by those
who have been aggrieved solely by the introduction of
damaging evidence”). The State negotiated with
Johnson to secure his testimony. Indeed, the State
often bargains for accomplice testimony. The fact that
that testimony would be used at the defendant’s tria!
is unremarkable. Further, the defendant’s argument
that the State lacked the authority to enter into a plea
agreement with Johnsen is unavailing. Under the
revestment doctrine, litigants may revest a trial court
with personal and subject matter jurisdiction, after the
30-day period following final judgment, if they actively
participate in proceedings that are inconsistent with
the merits of the prior judgment. See People v.

10a

Minniti, 373 Ill. App. 3d 55, 65, 867 N.E.2d 1237
(2007), citing People v. Kaeding, 98 Il. 2d 237, 240-41,
456 N.E.2d 11 (1983); People v. Henry, 329 Ill. App. 3d
397, 403, 769 N.E.2d 34 (2001).

The larger problem for the defendant is that even
if he had standing to contest the validity of the
agreement, its validity would not affect its
admissibility. That is, even if the trial court, in the
case against the defendant, had somehow found a
reason to reach the validity of Johnson’s plea
agreement—an agreement that was still executory and
had yet to be accepted by the trial court—and
invalidated it, the remedy would not have been to
suppress his testimony. The remedy would have been
to void the agreement. As the appellate court correctly
observed, a plea agreement between a witness and the
State that cannot be enforced has no effect on the
admissibility of that witness’ testimony at trial. 378
Ill. App. 3d at 35, 880 N.E.2d 607, citing People v.
Caban, 318 Ill. App. 3d 1082, 1087-89, 743 N.E.2d 600
(2001). If the agreement had been deemed invalid,
Johnson would have remained convicted of two
murders and remained incarcerated at Tamms, and
his testimony would have remained in the case against
the defendant.

However, even though the defendant lacks
standing to challenge the validity of the agreement, he
does not lack the ability to challenge Johnson’s
testimony. A defendant may always question a witness
on matters affecting his credibility and bias. The issue,
then, becomes whether the plea agreement itself so
undermined Johnson’s credibility that we must
conclude the defendant was denied a fair trial.

lla

We note that the defendant does not challenge the
sufficiency of the evidence against him. The defendant
argues simply that, as a matter of constitutional law, a
plea agreement by which the State secures an
accomplice’s testimony is invalid when it contains a so-
called consistency provision. According to the
defendant, plea agreements that place a witness under
a strong compulsion to testify in a particular fashion
should be condemned by this court. The defendant
insists, “The State cannot require [a] co-defendant to
tell the truth and then tell the co-defendant what is
the truth.” The defendant concedes that if the plea
agreement had simply required Johnson to testify
truthfully, he would have had the opportunity to do so.
But the State took away this opportunity when it told
him that the truth was his postarrest and court-
reported statements in 1989, and his statements to
prosecutors in 2004.

The defendant relies primarily upon People v.
Medina, 116 Cal. Rptr. 133 (Ct. App. 1974), and State
v. Fisher, 859 P.2d 179 (Ariz. 1993). In Medina, two
defendants were charged with murder. Three of their
accomplices testified against them pursuant to
agreements in which the accomplices received
immunity in exchange for testimony consistent with
prior recorded statements. The California Court of
Appeal held that “a defendant is denied a fair trial if
the prosecution’s case depends substantially upon
accomplice testimony and the accomplice witness is
placed, either by the prosecution or the court, under a
strong compulsion to testify in a particular fashion.”
Medina, 116 Cal. Rptr. at 145.

12a

However, the rule in Medina, which seems so
categorical to the defendant, was clarified in a
subsequent case. In People v. Jenkins, 997 P.2d 1044,
1119-20 (Cal. 2000), the California Supreme Court
rejected the contention that the testimony of an
accomplice pursuant to a plea agreement is inherently
unreliable. That court held that a plea agreement
requiring an accomplice testify fully and truthfully is
valid, “even if it is clear the prosecutor believes the
witness’s prior statement to the police is the truth, and
deviation from that statement in testimony may result
in the withdrawal of the plea offer.” Jenkins, 997 P.2d
at 1120. Such an agreement does not dictate the
accomplice’s testimony in a manner that would offend
due process. Jenkins, 997 P.2d at 1120.

In Fisher, the defendant was charged with first
degree murder. At trial, the defendant’s wife invoked
her fifth amendment rights and refused to testify, but
a letter memorializing an agreement between her and
the State was admitted into evidence. The letter,
signed by the defendant’s wife and her attorney, stated
that she agreed that her testimony at trial would not
“vary substantially” from prior statements she had
made to police. The defendant was convicted of first
degree murder and sentenced to death. He then filed a
motion for a new trial based on newly discovered
evidence—namely, his wife’s confession to the murder.
The trial court granted this motion, and the State
appealed. The Arizona Supreme Court affirmed,
holding that plea agreements with consistency
provisions, but without any overriding requirements of
truthfulness, “undermine the reliability and fairness of
the trial and plea bargaining process and taint the
truth-seeking function of the courts by placing undue

13a

‘pressure on witnesses to stick with one version of the
facts regardless of their truthfulness.” Frsher, 859 P.2d
at 184.

But in a subsequent case, the Arizona Supreme
Court explained:

“The critical issue is not whether the witness
will feel an obligation to testify to the same facts
earlier told the prosecutors or police, but rather
whether the prosecution has conditioned the
plea agreement upon such testimony, regardless
of the truth of the earlier statement. [Citation.|
All accomplice plea agreements put some
pressure on a cooperating witness. [Citation.]
But a consistency agreement has the strong
potential to procure untruthful testimony if the
agreement is not also conditioned upon the
requirement of truthful testimony. [Citation.] It
is this tainting of the ‘truth-seeking function of
the courts’ that makes consistency provisions
invalid. [Citation.]” State v. Rivera, 109 P.3d 83,
86 (Ariz. 2005).

The Avera court noted that safeguards, such as
full disclosure of the plea agreement to the finder of
fact and cross-examination, adequately protect a
defendant’s rights. Aivera, 109 P.3d at 87; see State v.
Nerison, 401 N.W.2d 1, 4 (Wis. 1987) (“Cross-
examination, not exclusion is the proper tool for
challenging the weight and credibility of accomplice
testimony”).

The appellate court here relied on State v. Bolden,
979 S.W.2d 587 (Tenn. 1998), and People v. Jones, 600
N.W.2d 652 (Mich. Ct. App. 1999). In Bolden, the
defendant and an accomplice were charged with first

l4a

degree murder. The accomplice entered a _ plea
agreement with the State, under which he agreed to
plead guilty and testify truthfully, and consistent with
an earlier statement to the police, against the
defendant in exchange for a reduced sentence. The
defendant was convicted and appealed.

The Supreme Court of Tennessee observed that
accomplice testimony is generally admissible even if it
results from a plea agreement. Bolden, 979 S.W.2d at
590. The court noted, though, that other courts have
required safeguards to be followed before admitting
such testimony; these safeguards include the full
disclosure of the terms of any plea agreement and the
opportunity for full cross-examination. Bolden, 979
S.W.2d at 590. The court further noted that other
courts have added the requirement that such
testimony may not be conditioned on the witness
following a script. The court stated that “it is only
where the prosecution has bargained for false or
specific testimony, or a_ specific result, that an
accomplice’s testimony is so tainted as to require...
preclusion.” Bolden, 979 S.W.2d at 591, quoting State
v. Burchett, 399 N.W.2d 258, 266 (Neb. 1986). The
court distinguished on their facts cases in which the
plea agreement required only that the witness testify
in a particular fashion or that the testimony produce a
specific result, without regard to the truthfulness of
the testimony. Bolden, 979 S.W.2d at 592 n.3. The
Bolden ccurt stated that because the plea agreement
specifically required the codefendant to _ testify
truthfully, that condition “necessarily engulfed” the
other terms in the agreement, which “hinged upon
truthful testimony.” Bolden, 979 S.W.2d at 592. The
court held that the codefendant’s testimony did not

15a

violate the defendant’s rights to due process and a fair
trial. Bolden, 979 S.W.2d at 593.

In Jones, the defendant was charged with first
degree murder. At trial, four accomplices testified
against the defendant pursuant to plea agreements.
These agreements required the accomplices to testify
truthfully about the defendant’s involvement in the
offense, and consistent with their original statements
to the police, in return for immunity. The defendant
was convicted, and on appeal argued that he was
denied due process because the plea agreement
required the accomplice to provide specific testimony.

The Michigan Court of Appeals initially stated
that “in most cases, a promise of immunity or other
favorable treatment is relevant only to the issue of the
credibility of the witness, and not to the admissibility
or the immunized testimony.” Jones, 600 N.W.2d at
656. The court acknowledged that several state courts
have held that the prosecution may not bargain with
an accomplice in exchange for testimony conforming to
a script, without regard for the truth. Jones, 600
N.W.2d at 656. Underlying this rule, asserted the
court, was the concern that a witness placed under a
strong compulsion to testify to a particular version of
events is “no longer a free agent whose credibility can
be evaluated” by the finder of fact. Jones, 600 N.W.2d
at 656. The court observed that although the immunity
agreements may provide some incentive for the
witnesses to conform their trial testimony to their
prior accounts of the incident, they did not violate the
defendant’s rights where the prosecution expressly
conditioned its grants of immunity on the promises
that the witnesses would provide truthful testimony.

16a

Jones, 600 N.W.2d at 657. The Jones court concluded
that when a prosecutor makes the decision to bargain
with a witness on the basis of representations made by
the witness during negotiations with the State, it is
reasonable for the prosecutor to rely on the witness’
assertion that such representations are truthful and to
expect that the witness’ trial testimony would be
essentially consistent with the original information
upon which the State’s promise of leniency was
induced. Jones, 600 N.W.2d at 657. We find Bolden
and Jones persuasive.

“There is no question that ‘[t]he disposition of
criminal charges by agreement between the prosecutor
and the accused, sometimes loosely called “plea
bargaining,” is an essential component of the
administration of justice.” Henderson, 211 Ill. 2d at
102, 809 N.E.2d 1124, quoting Santobello v. New York,
404 U.S. 257, 260 (1971). The State may bargain
directly with a defendant to dispose of a case, or it may
bargain with a defendant’s accomplice to secure
testimony against the defendant in an effort to dispose
of a case. Though accomplice testimony by its nature is
fraught with serious weaknesses, it is generally
admissible at trial, even where it was procured by an
offer of a lenient sentence and secured by a plea
agreement. See People v. Tenney, 205 Ill. 2d 411, 429,
793 N.E.2d 571 (2002). That is, “bargaining for specific
trial testimony, re, testimony that is essentially
consistent with the information represented to be
factually true during negotiations with the State, and
withholding the benefits of the bargain until after the
witness has testified, is not inconsistent with the
search for truth or due process.” Sheriff Humboldt
County v. Acuna, 819 P.2d 197, 200 (Nev. 1991); see

17a

also State v. Clark, 743 P.2d 822, 828 (Wash. Ct. App.
1987) (“[j]Just because an immunity agreement rests on
a premise that the requested testimony will be of some
benefit to the State, the agreement is not necessarily
rendered impermissibly coercive”). It is reasonable for
the State to condition its largesse toward an
accomplice on the accomplice testifying consistently
with what the State believes is the truth, as long as
the agreement’s overriding requirement is that the
accomplice also testify truthfully.

Here, the plea agreement repeatedly and explicitly
obligated Johnson to testify truthfully. The agreement
also provided that Johnson would testify in a manner
that was consistent with his prior statements to police
and to prosecutors, but if any of the representations
contained in his prior statements were found to be
false, the agreement would be rendered null and void.
Truthfulness was the overriding requirement of the
agreement. The agreement neither compelled Johnson
to disregard his witness’ oath, nor bound him to a
particular script or result. Accordingly, Johnson’s
testimony was not tainted by the plea agreement, and
the admission of his testimony did not violate the
defendant’s rights to due process and a fair trial.

Our legal system tests a witness’ credibility
through cross-examination and leaves the
determination of that credibility to the finder of fact.
See People v. Evans, 209 Ill. 2d 194, 213, 808 N.E.2d
939 (2004), quoting Hoffa v. United States, 385 U.S.
293, 311 (1966).

“In most instances, any potential for prejudice
to a defendant’s case will be avoided by allowing
the witness to testify subject to searching cross-

18a

examination intended to develop fully any
evidence of bias or motive on the part of the
witness, or improper conduct on the part of the
State. Every fact that might in some way
influence the truthfulness and credibility of the
witness’s testimony should be laid before the
(finder of fact]. [Citation.) This ensures no
unnecessary barriers will be imposed on the
State’s ability to bargain for truthful testimony,
and at the same time ensures the [finder of fact}
will be able to determine what weight, if any, in
light of all the evidence, to give the witness’s
testimony.” State v. McGonigle, 401 N.W.2d 39,
42 (Iowa 1987).

The State, on direct examination of Johnson, fully
disclosed the terms of the plea agreement with him,
and the defendant had an opportunity to cross-
examine Johnson about the agreement and the
benefits he would receive. The trial court heard the
details of Johnson’s plea agreement and found him to
be credible nonetheless. As the finder of fact, it was
the trial court’s responsibility to resolve alleged
inconsistencies and conflicts in the evidence, as well as
to weigh the testimony and determine the credibility of
the witnesses. See People v. Sutherland, 223 I\l. 2d
187, 242, 860 N.E.2d 178 (2006).

CONCLUSION
For the reasons that we have stated, we affirm the
judgment of the appellate court.
Affirmed.
Justices THOMAS, GARMAN and KARMEIER

concurred in the judgment and opinion.

19a

Justice FREEMAN dissented, with opinion, joined by
Justices KILBRIDE and BURKE.

Justice FREEMAN, dissenting:

This appeal presents significant constitutional
issues of first impression for Illinois courts, defining
the limits of the State’s power to secure testimony
against an accused by entering into a contingent plea
agreement with an already-convicted accomplice which
requires him to. testify “truthfully,” but also
“consistently” with certain prior statements. It is my
view that these serious matters require in-depth
analysis and careful consideration of the defendant’s
arguments that such plea agreements violate an
accused’s right to due process and a fair trial because
they unduly interfere with the truth-seeking process
and, therefore, should be prohibited in our courts.
Because my colleagues now place their stamp of
approval upon the State’s use of contingent plea
agreements containing consistency clauses without
addressing any of the arguments advanced _ by
defendant in the context of the unique facts of this
appeal, I cannot join the majority opinion.

Defendant was convicted in 1991 of two counts of
first degree murder and_ sentenced to life
imprisonment. During that trial, the State’s sole
witness against defendant was a 12-year-old rival
gang member, who testified that he saw defendant
shoot the victims. Subsequently, however, this witness
recanted his testimony, and, during postconviction
proceedings, defendant was granted a new trial. It is
this second trial, which took place in 2004, which is
the subject of this appeal. The State’s only direct
evidence against defendant in this new trial came

2U0a

through the testimony of Michael Johnson. Although
Johnson had been a codefendant during the 199]
prosecution, he was tried separately, and the State did
not present testimony from Johnson ayainst defendant
during those proceedings. Like defendant, Johnson
had been convicted by a jury of two counts of first
degree murder and_ sentenced to natural life
imprisonment with no possibility of parole. Johnson
was incarcerated at ‘'amms Correctional Center, a
“super” maximum-security facility, when the State
approached him in January 2004—13 years after the
jury convicted him of double murder—with the offer of
a plea bargain in exchange for his testimony against
defendant in defendant’s second trial. For six
months—from January to June 2004—the State
negotiated the terms of this plea agreement with
Johnson.

Ultimately, the parties struck a deal in which
Johnson would “testify truthfully” against defendant.
The agreement required that “[sluch — truthful
testimony sha// be consistent with” (emphasis added)
two of the several postarrest statements Johnson
made to law enforcement officials subsequent to his
arrest for the murders in 1989, as well as with
Johnson’s preplea agreement interviews with the
State, which occurred in April and May 2004. As part
of his plea, Johnson agreed to “withdraw all appeals
and post-conviction petitions in his case,” and “forever
waive any and all future appeals, post-conviction
petitions or motions to vacate pleas.” In exchange, the
State agreed to “move to vacate [Johnson’s] existing
sentence,” and promised that Johnson’s “case will be
placed back on the [circuit court’s] trial call.” The
agreement called for Johnson to then plead guilty to

2la

one count of first degree murder, and provided that the
State would “nol/e pros” the second first degree
murder count of which Johnson had previously been
convicted. Finally, the State agreed to recommend that
Johnson be resentenced to 60 years’ incarceration, and
that he be moved from the Tamms facility to a lower-
level medium-security facility to serve the remainder
of his sentence.

Johnson thereafter testified during defendant's
second trial. It was only after defendant was convicted
that the plea agreement between Johnson and the
State was executed. The circuit court's docket sheet
reflects that on July 27, 2004, Johnson’s “conviction of
2 counts of murder [was] vacated by agreement of the
parties.” Thus, as a result of Johnson’s cooperation
with the State and adherence to the provisions in the
plea agreement, his two jury convictions for first
degree murder entered 13 years earlier were erased,
he pled guilty to only one count of first degree murder,
was resentenced to 60 years’ imprisonment with credit
for time already served, and was transferred from
Tamms to a lower-security facility.

Defendant in this court questions the propriety of
the plea agreement between Johnson and the State,
asserting that his constitutional right to due process
and a fair trial were violated by the method employed
by the State in securing Johnson’s testimony, which
was then used against defendant to obtain a conviction
in his second trial. In addition, defendant also
advances the broader argument that this court should
generally prohibit the use of consistency clauses in
contingency plea agreements, as such clauses interfere
with due process and the search for the truth, placing

22a
a witness under a strong compulsion to testify to a
particular set of facts and virtually “scripting” the
witnesses’ testimony.

The majority holds that defendant lacks standing
to contest the validity of the plea agreement entered
into between the State and Johnson. Defendant argues
that he has met the requirements for standing in that
he has demonstrated an injury to a legally cognizable
interest, that the injury is traceable to the State’s
actions and that it is substantially likely to be
redressed. See Village of Chatham vy. County of
Sangamon, 216 Ill. 2d 402, 419-20, 837 N.E.2d 29
(2005). Specifically, defendant asserts that the State’s
use of Johnson’s testimony against him, procured
through a plea agreement containing a consistency
clause, violated his legally cognizable interest in due
process and a fair trial. The majority, however, never
squarely addresses defendant’s contention in the
context of the specific facts of this case. Instead, my
colleagues generally state that “la]bsent due process
concerns, the validity of a plea agreement is generally
governed by contract law.” 236 Ill. 2d at 9, 923 N.E.2d
at 249. They then note that under general contract
principles there is a strong presumption that the
agreement benefits the parties to it and not a third
party, and that this presumption may only be
overcome by showing that the parties to the agreement
had an affirmative intent to benefit the third party.
The majority then summarily states that under these
contract principles, defendant “lacks standing to argue
that the agreement was invalid.” 236 Ill. 2d at 10, 923
N.E.2d at 249.

23a

Although the majority notes the general rule that
contract provisions govern plea agreements “absent
due process concerns,” and strictly confines its
discussion of standing to an application of contract
principles, it is precisely the aforementioned “due
process concerns” which animate defendant’s
argument and which are not addressed by the
majority’s opinion. The arguments raised by defendant
implicate more than simple citation to general contract
principles. As defendant notes, this court has
previously observed in a related context that the
underlying “contract” right in plea bargains are
“constitutionally based and therefore reflect|] concerns
that differ fundamentally from and run wider than
those of commercial contract law,” and that, because of
this, “the application of contract law principles to plea
agreements may require tempering in some instances.”

People v. Evans, 174 Ill. 2d 320, 326-27, 673 N.E.2d
244 (1996). I am unconvinced by the majority’s terse
analysis that no considerations other than those of
contract law come into play under the specific facts
presented here.

In addition, the majority gives short shrift to
defendant’s argument questioning the authority of
both the State and the circuit court to erase a jury
conviction for double murder 13 years after its entry.
According to defendant, upholding the plea bargain
between Johnson and the State under the specific
circumstances presented in this case is tantamount to
holding that the State has the absolute authority to
overturn a jury verdict of guilty. Defendant explains
that this occurs through the offer of a plea bargain
wherein the State determines which of various
statements made by a witness are “true,” and then

24a
compels that witness to adhere to these statements
throughout his testimony under the requirements of
the consistency clause. In addition, defendant argues
that the circuit court lacked jurisdiction to vacate
Johnson’s two jury convictions, entered 13 years
earlier.

In its opinion, the majority briefly references
“defendant’s argument that the State lacked the
authority to enter into a plea agreement with
Johnson,” and immediately finds it “unavailing.” 236
Ill. 2d at 10, 923 N.E.2d at 249. The majority disposes
of defendant’s serious contentions in one sentence,
holding that “[uJnder the revestment doctrine,
litigants may revest a tmal court with personal and
subject matter jurisdiction, after the 30-day period
following final judgment, if they actively participate in

proceedings that are inconsistent with the merits of
the prior judgment.” 236 Ill. 2d at 10, 923 N.E.2d at
249.

In People v. Flowers, 208 Ill. 2d 291, 802 N.E.2d
1174 (2003), this court clearly stated that “[t]he
jurisdiction of trial courts to reconsider and modify
their judgments is not indefinite,” and held that a trial
court normally loses jurisdiction to vacate or modify its
judgment 30 days after entry of that judgment, unless
a timely postjudgment motion is filed. F/owers, 208 Il.
2d at 303, 802 N.E.2d 1174. We further held that
“(lack of subject matter jurisdiction is not subject to
waiver [citation] and cannot be cured through consent
of the parties [citation].” Flowers, 208 Ill. 2d at 303,
802 N.E.2d 1174. Although we were not called upon to
directly address the continued vitality of the
revestment doctrine in Flowers, the unequivocal

25a

language in that opinion has caused our appellate
court to question whether the revestment doctrine
remains valid. See People v. Price, 364 Ill. App. 3d 543,
546-47, 846 N.E.2d 1003 (2006) (although leaving open
the question of whether the revestment doctrine
survived Flowers, the court noted that Flowers was
“consistent with the maxim that a party may not.
waive an objection to subject matter jurisdiction”).

Although the major'ty in its opinion summarily
holds that the revestment doctrine bestowed upon the
parties and the circuit court the authority to wipe
away Johnson’s prior double murder convictions 13
years after their entry and allow him to plead guilty to
one count of murder and a reduced sentence, I note
that my colleagues cite to the appellate court decision
in People v. Minniti, 373 lll. App. 3d 55, 867 N.E.2d
1237 (2007), for direct support of this holding. The
Minniti decision itself discusses the uncertainty within
the appellate court regarding the continued vitality of
the revestment doctrine subsequent to our decision in
Flowers. Minniti, 373 Ul. App. 3d at 65-66, 867 N.E.2d
1237. Ultimately, after examining the history and
purposes of the revestment doctrine, Minniti concludes
that “the revestment doctrine remains intact” after
Flowers. Minniti, 373 lll. App. 3d at 66, 867 N.E.2d
1237.

It is curious that the majority relies upon the
appellate court’s decision in Minniti for direct support
of its application of the revestment doctrine in the
instant appeal. As stated, Minniti struggled to
interpret the impact of our decision in Flowers upon
the continued vitality of the revestment doctrine, and
concluded, based upon a review of our prior case law,

26a

that the doctrine of revestment could be reconciled
with Flowers. It is my position that it is the duty of
this court to reconcile its own decisions, and that we
should speak directly to the bench and bar as to the
reasoning for doing so, and not indirectly through
citation to an appellate court decision which attempts
to divine the intent of this court. The majority’s one-
sentence statement regarding the revestment doctrine,
and its citation to this appellate court decision in
support of its holding, does nothing to reconcile the
language in Filowers—which is contrary to the
revestment doctrine—and also does not answer the
fundamental question raised by defendant in the
matter before us as to the authority of the State and
the circuit court to nullify a jury verdict entered over a
decade ago. Finally, I note that even if there were no
question concerning the vitality of the revestment
doctrine, there remains ‘a question as to whether it
applies under the unique facts of this case. In
Minnittthe case cited by the majority in support of
its holding—the revestment doctrine was applied to
revest the circuit court with jurisdiction to hear a
postjudgment motion which was untimely by ezght
days. Minniti, 373 lll. App. 3d at 64, 867 N.E.2d 1237.
Here, the majority revests the circuit court with
jurisdiction J3 years after entry of Johnson’s
conviction. I question whether the purposes and
principles underlying the revestment doctrine may be
stretched that far.

After determining that defendant does not have
standing to challenge the plea agreement between the
State and Johnson, the majority further holds that
even if he did have standing, defendant’s arguments
would fail. Defendant contends that his mght to due

27a

process and a fair trial includes the right to be tried on
competent evidence. Although the majority
acknowledges that “accomplice testimony by its nature
is fraught with serious weaknesses” (236 Il. 2d at 16,
923 N.E.2d at 252-53), it dismisses defendant’s
assertion that the testimony offered by Johnson
against him is especially suspect because Johnson’s
plea agreement with the State required that his
testimony be consistent with certain of his prior
statements, statements which Johnson had, in fact,
previously contradicted under oath. Specifically, after
his arrest in 1989, Johnson had initially provided
statements to law enforcement officers in which he
denied any involvement in the crime. Subsequently,
however, Johnson provided an inculpatory statement
which also implicated defendant. Before his trial,
Johnson again changed his position and filed a motion
to suppress his inculpatory statement, and testified
under oath that he did not understand the concept of
Miranda rights, was not given Miranda rights, did not
provide the information that was contained in his
confession, and did not remember making the
confession.

Defendant underscores that pursuant to the terms
of the plea agreement between the State and Johnson,
Johnson’s testimony was required to be consistent only
with those statements wherein he _ implicated
defendant, despite the fact that Johnson himself
testified under oath at his suppression hearing that he
did not make those same statements. Defendant
further contends that, although the plea agreement
required that Johnson’s testimony be “truthful,” it is
difficult to ascertain under the facts presented what
exactly the “truth” is. According to defendant, the

28a

State has made the determination that the “truth”
equates with the contents of certain prior statements
made by Johnson. However, defendant contends, the
State thereby improperly places itself in the position of
the trier of fact in making that determination.
Defendant maintains that the State has no crystal ball
to know what the “truth” is—it only knows what
statements are consistent.

Defendant further argues that the effect of the
plea agreement was to place Johnson under an
extremely strong compulsion to testify against
defendant in a particular manner in an effort to please
the State. Defendant asserts that once he was granted
a new trial due to the recantation by the State’s key
witness at the first trial, the State was desperate to
obtain Johnson’s testimony, which was the only direct
evidence against defendant at the second trial. In
order to do so, defendant maintains that the State had
to offer Johnson an agreement he would find difficult
to refuse. In exchange, Johnson had to testify in such a
way that would ensure that defendant would be
convicted, or Johnson would himself return to facing
life in prison. According to defendant, when a witness
is presented with such a situation, the testimony of
that witness will, by necessity, conform to what is
dictated by the State. Defendant concludes that this
amounts to Johnson delivering “scripted” testimony
which is inconsistent with the search for the truth and
impugns the integrity of the justice system.

The majority fails to squarely address defendant’s
contentions. Rather, my colleagues examine case law
from other jurisdictions and draw support from those
decisions for its conclusion that the plea agreement

29a

between the State and Johnson did not violate
defendant’s rights because even though Johnson
agreed that his testimony would be consistent with
certain prior statements he had made, it also required
that the testimony be “truthful.” A closer examination
of the cases relied upon by the majority, however,
undermines support for its holding, as these decisions
upheld plea agreements containing consistency clauses
in situations factually distinguishable from the matter
at bar.

In State v. Bolden, 979 S.W.2d 587 (Tenn. 1998), a
codefendant was offered a plea agreement whereby in
exchange for his testimony against the defendant, he
would receive a_ reduced sentence. There, the
agreement provided:

“If {the codefendant witness] testifies truthfully
as to [defendant’s] involvement in the murder of
{the victim] and as he stated in his statement to
(law enforcement] on 3/21/94 at 6:05 p.m. and as
to threats made to him by [defendant] then [the
State] will offer a plea to 2d Degree Murder,
Range I, judicial sentencing.” Bolden, 979
S.W.2d at 589.

The court held that because the agreement “hinged
upon truthful testimony” (Bolden, 979 S.W.2d at 592),
it did not require that the witness testify in accordance
with a particular script.

Similarly, in People v. Jones, 600 N.W.2d 652
(Mich. Ct. App. 1999), witnesses against the defendant
were granted “use” immunity in exchange for their
testimony against him. There, the agreements
provided:

30a

“IN THE MATTER OF [Witness], that if
[Witness] provides a truthful statement to the
Detroit Police Department concerning his
knowledge of the killing of [the victim] and
testifies truthfully in all trials, proceedings and
hearings in connection with that killing the
Wayne County Prosecutor’s Office will not use
(Witness’] testimony to bring charges against
him.” Jones, 600 N.W.2d at 654.

The court upheld the agreement, noting that
although the immunity agreements provided “some
incentive” for the witnesses to conform their testimony
at trial to their prior accounts, it was “not persuaded
that the agreements rendered the witnesses’ testimony
so tainted as to be inadmissible.” Jones, 600 N.W.2d at
657.

In the instant appeal, Johnson had _ been
incarcerated for over a decade for double murder when
he was approached by the State with a plea agreement
encouraging him to testify against defendant; no
similar fact pattern exists in either Bo/den or Jones.
Further, in both Bolden and Jones, the terms of the
plea agreements differ in significant respect from that
in the matter at bar, as neither contained a provision
such as here which required that the witness must not
only testify “truthfully,” but also that his testimony
“shall be consistent with certain of his prior
statements. Further, there is no indication in either of
these cases that the witnesses had a history of
inconsistent statements under oath, as does Johnson.
Finally, it does not appear that the witnesses in those
cases received the extent of benefits offered to Johnson
in exchange for his’ testimony, including the

3la

nullification of a jury verdict and the erasing of a
conviction, reduction in sentence, and a transfer from
a super-maximum security facility to a lower-security
facility. Because the cases relied upon by the majority
are factually distinguishable, I do not find them
supportive of its holding that the plea agreement here
was unobjectionable and that such agreements should
be condoned in the future under I]linois law.

For the foregoing reasons, I cannot join the

majority's opinion.
Justices KILBRIDE and BURKE join in this
dissent.

32a
APPENDIX B
APPELLATE COURT OF ILLINOIS
FIRST DISTRICT, SECOND DIVISION

THE PEOPLE OF THE STATE OF ILLINOIS,
Plaintiff-Appellee,
Vv.
JAMES BANNISTER,
Detendant-Appellant.

No. 1-04-2894
Dec. 4, 2007

[OPINION]
Justice HOFFMAN delivered the opinion of the

COUrt:

Following a jury trial in 1991, the defendant,
James Bannister, was convicted of two counts of first
degree murder and_ sentenced to natural life
imprisonment. His convictions and sentence were
affirmed on direct review. People v. Young, 263 Ill.
App. 3d 627, 635 N.E.2d 473 (1994). He subsequently
sought relief under the Post-Conviction Hearing Act
(725 Ill. Comp. Stat. Ann. 5/122-1 et seg. (West 1992)),
asserting, inter alia, actual innocence premised on
newly discovered evidence of the recantation of trial
testimony against him. The defendant’s postconviction
petition initially was dismissed without an evidentiary
hearing on this question. On appeal, this court
reversed and remanded for an evidentiary hearing on
the recantation issue. See People v. Bannister, No. 1-
97-2876, 299 Ill. App. 3d 1119, 740 N.E.2d 95 (1998)
(unpublished order under Supreme Court Rule 23).
Following the evidentiary hearing, the trial court

3A

yranted the defendant’s request for postconviction
relief, vacated his convictions, and ordered a new trial
The defendant was retried in a bench trial in 2004 and
again found guilty of two counts of first degree murder
and sentenced to natural life in prison.

On appeal, the defendant challenges his
convictions, asserting that (1) his retrial violated his
right to be free from double jeopardy, (2) he was denied
due process and deprived of a fair trial based upon the
plea agreement entered into between the prosecution
and co-defendant Michael Johnson, (3) by entering into
the plea agreement with Johnson, the State usurped
the Governor's exclusive right to pardon or commute
sentences, (4) the trial court erred in allowing the
State to prosecute him under an indictment that
allegedly had been obtained through the use of
perjured testimony, (5) the trial court erred in
permitting the State to call Deanda Wilson as a
witness where Wilson’s prior inconsistent testimony
had been found to be untruthful, (6) he was deprived of
due process and a fair trial by cumulative error, and
(7) the State failed to prove his guilt beyond a
reasonable doubt. For the following reasons, we affirm
the defendant’s conviction and sentence.

To resolve the issues raised on appeal, it is
necessary to consider the facts and procedural history
of the defendant’s prior prosecution. The defendant
was charged with the November 9, 1989, murders of
Dan Williams and Thomas Kaufman in gang-related
shootings near the Stateway Gardens housing
complex. Also charged with the murders were co-
defendants, James Young, Michael] Meyers, Kevin
Young, Thomas Carter, Eric Smith, and Michael

34a

Johnson. The defendants were tried jointly by a jury,
with the exception of Michael Johnson, who was
granted a severance and tried separately. The
evidence presented at the consolidated trials of the
defendant and other co-defendants is summarized a:
follows.

The shootings originated from the pround and
first-floor porches of the building at 3517-3519 South
Federal Street. The shooters chased Williams toward
an Illinois Institute of Technology (IIT) research
building across the street, where he stumbled to the
ground. Both Williams and Kaufman, a security guard
stationed inside the doors of the ITT building, were
killed by the gunfire. The State presented evidence in
support of its theory that Williams had been shot, in a
case of mistaken identity, to avenge the sexual assault
of co-defendant Kevin Young's girlfmend by member:
of a rival street gang, one of whom was also named

“Williams.”

At the joint tral of the six co-defendants, the only
direct evidence against the defendant was the
testimony of Deanda Wilson, who was then 1? years
old and a member of the Del Vikings street gang.
Wilson testified that, on the night of the shooting, he
was with Willie Sims on the first-floor porch of 3519
South Federal Street when he saw the defendant and
the six co-defendants, all of whom were dressed in
black, approach the building. The seven individuals
were all members of the Gangster Disciples street
gany, a rival of the Del Vikings pang.

According to Wilson, the defendant and = co

defendant Eric Smith arrived at the building first and
waited near a janitor’s closet under the building, at

35a

one point passing within 10 feet of him. Wilson and
Sims then went to the second-floor porch where Wilson
saw three co-defendants standing below him in front of
the building and two co-defendants standing on the
first-floor porch of a connected building. Williams was
near a play lot in front of the building when someone
called out to him. Following a verbal exchange, all
seven men, including the defendant, stepped out from
their positions and fired at Williams, who stumbled
toward the IIT building and fell between its doors.
Wilson was cross-examined regarding certain alleged
inconsistencies in his testimony, such as whether the
shooters were wecring masks over their faces and
whether he could actually see the defendant and
Smith from his vantage point.

Several other witnesses corroborated certain
aspects of Wilson’s testimony, including his version of
how Williams was chased and shot by several men
before he fell near the doors of the IIT building and
Wilson’s description of the shooters’ dark clothing and
the manner in which they left the scene. In addition,
Denise Brady and Ruth Wilson, Deanda’s mother,
corroborated Wilson’s identification of co-defendants
Kevin Young and Thomas Carter.

The defendant presented an alibi defense, calling
four witnesses who testified that he was at home at
the time of the shooting. At the conclusion of the trial,
the jury found the defendant guilty of two counts of
first degree murder, and he was sentenced to life
imprisonment. The defendant’s convictions and
sentence were affirmed on direct appeal. Young, 263
Ill. App. 3d at 627, 635 N.E.2d 473.

36a

In April 1993, the defendant filed a pro se petition
for postconviction relief in which he requested a new
trial, and a supplemental petition was filed by counsel
in July 1995. The supplemental petition raised several
issues, including actual innocence based on newly
discovered evidence of Wilson’s recantation of his trial
testimony implicating the defendant. The
postconviction petition was supported by the affidavit
of Wilson, who attested that he was 15 years old and a
member of the Gangster Disciples. In his affidavit,
Wilson recanted his trial testimony in which he
identified the defendant as one of the shooters he saw
on November 9, 1989. Wilson also gave a _ court-
reported statement in which he stated that he had
seen seven people involved in the shooting but could
positively identify only four. According to Wilson’s
statement, although he had identified seven shooters
at the co-defendants’ joint trial, he was not certain
about the identity of three of those people, including
the defendant. He did see two people standing under
the building, as he had testified at trial, but he was
unable to identify them because they were wearing
masks. Wilson further attested that when he went to
the police station, a detective showed him pictures of
seven men, and those were the people he said were
involved in the shooting. Wilson claimed that before he
testified at trial, he told both a detective and an
assistant state’s attorney that he was not certain
about the identity of all seven of the shooters.

The court initially dismissed the petition without
conducting an evidentiary hearing on the issue of
Wilson’s recantation. In so ruling, the court found that
the recantation was unreliable and untrustworthy.
The court particularly noted that, since trial, Wilson

ofa

had switched allegiance to the Gangster Disciples, the
street gang to which the defendant belonged. In
denying the defendant’s request for postconviction
relief based on ineffective assistance of counsel, the
trial judge remarked, “as I look back, I believe I would
have found [the defendant] not guilty in a bench trial *
* * [the] [jury thought otherwise * * * I don’t think
[defense counsel’s decision not to call two witnesses]
amounts to incompetence.”

In denying the defendant’s motion to reconsider
the dismissal of his postconviction petition, the trial
judge stated,

“I repeat this is a difficult situation for me
because it’s one of the few times in 20 years I
ever disagreed with a jury’s verdict on a
particular defendant * * * had it been a bench
trial[,] IT would have found [the defendant] not
guilty, given the identification and his alibi. But
it was for the jury to decide. They could have
reasonably found him guilty, * * * there is
nothing under the law * * * that would require
me to change the result brought about by the
jury.

On appeal from the dismissal of the defendant's
postconviction petition, this court reversed and
remanded, holding that the circuit court should have
conducted an evidentiary hearing on the question of
Wilson’s recantation of his trial testimony implicating
the defendant.

On remand, the circuit court conducted an
evidentiary hearing and found that, with respect to the
defendant and co-defendant Smith, Wilson’s trial
testimony was not accurate and truthful and that

38a

there was no corroboration for his implication of the
defendant and Smith in the shooting. The court
concluded that, as to the defendant and co-defendant
Smith, the outcome of the trial “would probably have
been different if not for Wilson’s perjured testimony.”
Accordingly, the court granted the defendant’s
postconviction petition requesting a new trial, vacated
his convictions and sentence, set bond, and remanded
the defendant to the custody of the Cook County
Sheriff pending retrial. The defendant subsequently
filed multiple discovery requests and demands for
trial. The defendant was retried by the court after
waiving his right to a jury.

In the second tmal, the State presented the
testimony of co-defendant Johnson, who had been tried
separately, convicted of both murders, and sentenced
to natural life imprisonment. Johnson acknowledged
that he had consented to testify against the defendant
as part of a plea agreement with the State. Under the
terms of the plea agreement, Johnson promised to
testify truthfully in exchange for the State’s promise to
move for vacatur of his two murder convictions and
sentence, accept a guilty plea on one count of murder,
nolle prosequi the other murder charge, and
recommend that the court impose a sentence of 60
years’ imprisonment on the single murder conviction.
The plea agreement also provided that Johnson
promised to testify in a manner that was consistent
with his prior statements to police and to prosecutors,
but the agreement would be rendered null and void if
any of the representations contained in Johnson’s prior
statements, upon which the agreement’ was
predicated, were found to be false. The agreement,
which was signed by Johnson, his attorney, and two

39a

assistant state’s attorneys, also provided that it was
subject to the approval of the trial court judge. In
addition, Johnson testified that he had asked to be
transferred from the super maximum security facility
in which he had been incarcerated and that the State
had promised to request a transfer to a different
penitentiary, but Johnson understood that decision
was completely within the discretion of the Illinois
Department of Corrections.

Johnson further testified that in 1989, he had been
a member of the Gangster Disciples street gang for
approximately 10 years. On the evening of November
9, 1989, he was walking through the Stateway
Gardens housing complex with James Young and
Michael Meyers when they met the defendant, Eric
Smith, Thomas Carter, and Kevin Young near the
building at 3651 South Federal Street. All seven men
went upstairs to apartment 309, which was the home
of Tiya Young, Kevin Young’s niece. There, they talked
for about an hour, discussing a plan to shoot members
of the Del Vikings street gang in revenge for the
previous sexual assault of A.W., who was Kevin
Young’s girlfriend.

After this discussion, the group left the apartment
and went to 3618 South Federal Street. At that time,
all seven men were armed with guns. Johnson testified
that he had a .25-caliber automatic, and the defendant
had a .357-caliber revolver. When the group arrived at
the second building, they encountered a man known as
“Rick James,” who greeted the defendant by his
nickname. Kevin Young shot at “Rick James,” and
then all seven men ran to the building at 3547-3549
South Federal Street, where they waited for about 20

40a

minutes before returning to Tiya Young’s apartment.
There, the group talked and smoked for 45 to 60
minutes.

After leaving Tiya Young’s apartment, the group
walked to 3617 South Federal Street and encountered
Daniel Nicholson, who was in a wheelchair. Johnson
stated he stood on the first-floor porch with Carter and
the defendant while Kevin Young, Smith, Meyers, and
James Young followed Nicholson into the hallway. All
seven men had their guns out while Kevin Young
robbed Nicholson of some gold chains and other items.
After robbing Nicholson, the group walked north to the
building at 3547-3549 South Federal Street. Johnson
testified that he then told the others that he was going
upstairs to his apartment to get a ski mask and some
“wave” caps, which are like scarves. After retrieving
the ski mask and caps, he rejoined the others, gave

caps to Kevin Young and Carter, and kept a ski mask
for himself.

Thereafter, the seven men walked together to the
building located at 3517-3519 South Federal Street.
According to Johnson, he and Meyers walked to the
side of the building near the back hallway. Smith,
Kevin Young, and Carter stood in the breezeway
behind an area referred to as the “mailbox.” The
defendant and James Young stood on the 3519 side of
the building. Johnson stated that, at that time, he was
wearing a ski mask, and Meyers was wearing a “wave”
cap. As he and Meyers walked through the back
hallway, they met Gregory Gordon, Willie Sims, and
two women who were standing near the elevators.
They also saw Denise Brady, Antoinette Barry, and
Joe Johnson, who were coming out of the stairway.

4la

Johnson testified that he then heard Smith say,
“come here, mother * * *.” After hearing gunshots, he
walked with Meyers to the front of the building to see
what was happening. Johnson stated that he saw
Williams running while the defendant, Smith, Carter,
Kevin Young, and James Young were firing their guns
at him. Kevin Young stood behind the “mailbox,” just
inside the breeze way, with Smith and Carter. The
defendant and James Young were on the ramp from
the 3519 side of the building. The defendant, James
Young, Kevin Young, Smith, and Carter stepped out
from underneath the building while shooting at
Williams. Johnson testified that he shot at Williams as
he ran to a play lot, jumped the fence, and ran toward
the IIT building.

According to Johnson, when the _ shooting
eventually stopped, he picked up a_ .25-caliber
automatic shell casing from his gun and put it in his
pocket. All seven of the shooters then went to an
apartment in the building at 3547 South Federal
Street and waited a few minutes until the police left
the area. Johnson stated that he then went with
Meyers, James Young, Kevin Young, Carter, and the
defendant to an apartment in another building, but
Smith drove away in a car. After about five minutes,
the remaining members of the group left the
apartment, and he went to the home of his aunt. About
a week later, he sold the gun that he had used in the
shooting.

Johnson’s testimony was substantially consistent
with the statement he gave the police on December 29,
1989, the day after his arrest. Johnson acknowledged
that he initially denied any involvement in the

42a

shootings and, prior to his 1991 trial, he had moved to
suppress his statement, asserting that he had not been
advised of his constitutional rights before being
questioned. At the retrial of the defendant, Johnson
testified that the basis for his motion to suppress had
been untrue because he had been advised of his rights
prior to giving the statement. The defendant cross-
examined Johnson as to the specific terms of the plea
agreement and his motivation for entering into the
agreement.

Daniel Nicholson testified that he had been
confined to a wheelchair since 1981 and, on November
9, 1989, he was visiting his sister who lived in
Stateway Gardens. Between 9 and 10 p.m., he left his
sister’s apartment and went to visit A.W. at 3617
South Federal Street. While waiting outside, he saw
Kevin Young, Carter, James Young, Smith, Meyers,
Johnson, and the defendant. All seven men pulled
guns, and Kevin Young and Meyers robbed him of
three gold chains, a watch, and two diamond rings.
Afterward, Smith told him to just roll down the ramp
and not look back. Nicholson stated that, as he was
leaving, he saw Williams and told him that he had just
been robbed and that Williams should go to the front
of the building. Despite his warning, Williams walked
to the back of the building. As he was going up the
ramp of his sister’s building, he heard someone say,
“[clatch that mother * * *” Looking backward, he saw
that Williams was running from several people who
were chasing him. He also heard several gunshots and
saw flashes of gunfire.

Gregory Gordon testified that in November of
1989, he lived in Stateway Gardens at 3517-3519

43a

South Federal Street. Between 9 and 10 p.m. on
November 9, 1989, he was with a person known as
“Big Will.” As the two men stood near the ground-floor
elevators on the 3517 side of the building, they saw
seven men, all of whom were dressed in dark clothing, »
walk into the hallway of the building. Some of the men
had bandanas or scarves over their faces. Gordon
stated that he recognized Meyers, Johnson, Carter,
Smith, and Kevin Young, all of whom were holding
guns in their hands. While he pressed the elevator
button, he heard someone say, “[c]lome here, mother * *
*” and several gunshots. When the elevator doors
opened, he got inside along with “Big Willi,” two girls,
and another guy. In the elevator, he heard another
volley of gunshots before he got off on the 10th floor.
According to Gordon, he then walked to the edge of the
porch and looked down, where he saw someone
crawling on the ground near the IIT building. He then
looked over the porch on the other side of the building
and saw seven men walking in a line toward the
building at 3547-3549 South Federal Street. Gordon
testified that he subsequently viewed police
photographs and identified Kevin Young, Smith,
Carter, Meyers, and Johnson as five of the seven men
he had seen on the night of the shootings. He also
identified photographs of the defendant and James
Young as people he recognized from the neighborhood,
but he was unable to state specifically that they were
members of that group.

Gordon acknowledged that on August 29, 1990, he
signed a statement exonerating Smith, but he
explained that he was coerced into doing so. Gordon
testified that he feared for his life and was forced to
give that statement by Demetrius Jackson, who had a

44a

gun and whom he believed was a member of the
Gangster Disciples.

The State also called Deanda Wilson, who was
then serving a sentence for murder in a Minnesota
prison. Wilson denied seeing the shootings of Williams
and Kaufman at all. Wilson stated that he was at a
completely different building and knew nothing of the
murders until he heard gunshots. Wilson testified that
he looked out of a window after the shooting was all
over, and he did not see any of the shooters. The
prosecution introduced Wilson’s prior inconsistent
statements made during his testimony at the
defendant’s first trial, Johnson’s trial, and during the
proceedings before the grand jury. Wilson admitted
that he had previously testified that the defendant w

[Text truncated at 120,000 characters. The full text is on the page linked above.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_2155%3A1. Public record. Not legal advice.
