# Petition for Writ of Certiorari — American Chemistry Council v. Sierra Club

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2010
- **Citation:** 559 U.S. 991

## Text

Supreme Court, U.>.
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i% ({) 09-495 OCT 22 2009
No. 09-OFFIGE OF THE CLERK

IN THE
Supreme Court of the United States

AMERICAN CHEMISTRY COUNCIL, AMERICAN FOREST
AND PAPER ASSOCIATION INC., AMERICAN PETROLEUM
INSTITUTE, NATIONAL PETROCHEMICAL & REFINERS

ASSOCIATION,
Petitioners,
Vv.
SIERRA CLUB, et al.,
Respondents.

On Petition for a Writ of Certiorari
to the United States Court of Appeals for the
District of Columbia Circuit

PETITION FOR A WRIT OF CERTIORARI

CARTER G. PHILLIPS*
DAVID T. BUENTE JR.
PETER R. STEENLAND JR.
JAMES W. COLEMAN
SIDLEY AUSTIN LLP

1501 K Street, N.W.
Washington, DC 20005
(202) 736-8000

Counsel for Petitioners

October 22, 2009 * Counsel of Record

an RRR IR EEToenE nt A TREOEED Hime me SSE
WILSON-EPES PRINTING Co., INC. — (202) 789-0096 — WASHINGTON, D. C. 20002

QUESTION PRESENTED

The Clean Air Act, 42 U.S.C. § 7607(b)(1), provides
a 60-day period for initiating petitions for review of
Environmental Protection Agency (EPA) regulations.
Petitions for review filed outside that period are
jurisdictionally barred. The District of Columbia
Circuit has adopted a “constructive reopening”
doctrine that permits a challenge to longstanding
regulations regardless of a failure to challenge the
regulation within the statutonly authorized period,
whenever regulatory changes have “changed the
calculus for petitioners in seeking judicial review.”
Pet. App. 12a. Other courts of appeals have
permitted petitions for review in such circumstances
only after the petitioner has first filed a petition with
the agency to alter or rescind its regulation. The
question presented is:

Whether a petitioner may challenge a Clean Air Act
regulation after the Act’s 60-day time period for
judicial review has expired, on the ground that the
regulatory context of the regulation has changed
sufficiently to alter the stakes for judicial review,
without first filing a petition with the EPA to rescind
or alter the regulation.

(1)

ll

PARTIES TO THE PROCEEDING

‘ The Petitioner in Nos. 02-1135 and 03-1219
below was Sierra Club.

The Petitioners in No. 06-1215 below were Friends
of Hudson, Environmental Integrity Project,
Louisiana Environmental Action Network and
Coalition for a Safe Environment.

The Petitioner in No. 07-1201 below was Coalition
for a Safe Environment.

The Respondents in these consolidated cases below
were the United States Environmental Protection
Agency and Stephen L. Johnson, Administrator.

The Intervenors in these consolidated cases below
were American Chemistry Council, National
Environmental Development Association’s Clean Air
Project, Alliance of Automobile Manufacturers,
National Paint and Coatings Association, Coalition
for Clean Air Implementation, Clean Air
Implementation Project, Air Permitting Forum,
American Forest and Paper Association, American
Petroleum Institute and National Petrochemical &

Refiners Association, all in support of Respondent
EPA.

RULE 29.6 STATEMENT

Petitioner American Forest & Paper Association
(““AF&PA”) is the national trade association of the
forest, paper and wood products industry.

Petitioner American Petroleum Institute (“API”) is
a nationwide, not-for-profit association.

National Petrochemical & Refiners Association
(“NPRA”) is a national trade association.

ill

The AF&PA, API, and NPRA have no parent
companies, and no publicly-held company has a 10%

or greater ownership interest in either the AF&PA,
API, or NPRA.

The American Chemistry Council (“ACC”) is a not-
for-profit trade association. ACC has no outstanding
shares or debt securities in the hands of the public
and has no parent company. No publicly held
company has a ten percent (10%) or greater
ownership interest in ACC.

TABLE OF CONTENTS

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PARTIES TO THE PROCEEDING .....................

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STATUTES AND REGULATIONS INVOLVED
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A. Statutory Background ..................2.....20000

BS. PYOCCCGINGS HOlOW ......cccccccccceccccscssccscecceese

REASONS FOR GRANTING THE PETITION...

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THE DECISION BELOW DEFIES THE
PLAIN TEXT OF THE CLEAN AIR ACT
AND UNRAVELS IMPORTANT ADMIN-
ISTRATIVE PROCEDURES ...-ccsccossccsoseeeess

THE CONSTRUCTIVE REOPENING
DOCTRINE CREATES A_ CIRCUIT

Ill. THE PRACTICAL IMPACT OF THE DE-
CISION BELOW MAKES IT PARTICU-
LARLY WORTHY OF REVIEW....................

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APPENDIX

APPENDIX A: Sierra Club v. EPA, 551 F.3d

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13

17

22
25

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TABLE OF CONTENTS—continued
Page
APPENDIX B: Sierra Club v. EPA, No. 02-
1135 (9th Cir. July 30, 2009) (order denying
AA ESSER ee Oe RODEN SD eS a OA aR ae ee 22a

APPENDIX C: Sierra Club v. EPA, No. 02-

1135 (9th Cir. July 30, 2009) (order denying
reh’g en banc)

SORES EEE HEHEHE HEE EEE EERE HHO HEE

APPENDIX D: Statutes and Regulation

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TABLE OF AUTHORITIES

CASES Page
Bowen v. Georgetown Univ. Hosp., 488 U.S.

Pe II ox cots dona eecaena vangeaeecnsaa;tasienvadeone 23
Caminetti v. United States, 242 U.S. 470

ENT ccsch suet sudebtieineteseumebackesimiaasiainueianasentees 15

Dunn-McCampbell Royalty Interest, Inc. v.
Nat? Park Serv., 112 F.3d 1283 (5th Cir.

MUTED vaxuececdes cvdus insu nsenudeiasiaccadanaaceteiaeemaacn 18, 19
Enuvtl. Def. v. Duke Energy Corp., 549 U.S.
UN SITE uuiucassnsteversussascekicdakavckcutieasasenonaas 13

Kennecott Utah Copper Corp. v. U.S. Dep't
of Interior, 88 F.3d 1191 (D.C. Cir.

REE eR er iene re RC ERS er OO Aa 14, 16
Legal Envtl. Assistance Found., Inc. v. U.S.
EPA, 118 F.3d 1467 (11th Cir. 1997) ........ 19

Motor Vehicles Mfrs. Ass’n of U.S. v. State
Farm Mut. Auto. Ins. Co., 463 U.S. 29

EeININTY clcoccrule bisiculscouudusaumsmpbadanesbeuecseucete’ 15, 23
Natl Mining Ass’n v. U.S. EPA, 59 F.3d

Re eit Wy IED Kcacusecscachinessssectecsemneses 7
Oljato Chapter of Navajo Tribe v. Train,

515 F.2d 654 (D.C. Cir. 19785)............ecceees 21
Save the Bay, Inc. v. EPA, 556 F.2d 1282

i yk og 5 oe eee ane wre een 22
Union Elec. Co. v. EPA, 515 F.2d 206 (8th

Cir. 1975), affd, 427 U.S. 246 (1976)...... 20, 21
Wind River Mining Corp. v. United Siates,

946 F.2d 710 (9th Cir. 1991)...............00c00. 19

STATUTES AND REGULATIONS

6 U.S.C. § 701 Ot 800. ........0:02000. ieivecieccadeuios 16
Oe Er ears ee TI, aca daen cosecexcencacdcsncesvereca 16

RS eae etd 18
OF Ua Ac Be I hired seeskchscnia Seecasecetdais 20

§ 1857h-5(b)(1) (1970).........-cceeeeee. 20

Vill

TABLE OF AUTHORITIES—continued

Page
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II si ccnesitnicrudanentecmnnee 1, 5, 9, 24
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ie SEIT accnsbudccsnusevcacasuunseveaeneee 1, 10, 23
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Th) aeons tit: 5
OP EA scccdduancavevennialenazocsanauaaeal 1, 4, 6, 22
© OB GGG oo viviiccidscretecenssaeigaein 7
37 Fed. Reg. 17,214 (proposed Aug. 25,
RO TEP vncscvincocindecsssseacissnnesveineneaaaen 5
58 Fed. Reg. 42,760 (proposed Aug. 11
ROIEED veccecssissvesciicsceiieassatarttecmmneenee 6, 9, 24

National Emission Standards for Hazard-
ous Air Pollutants Source Categories:
General Provisions, 59 Fed. Reg. 12,408
(Dat. 16, BIO oisicncissscccncistereasna eee 6
National Emission Standards for Hazard-
ous Air Pollutants for Source Categories:
General Provisions; and Requirements
for Control Technology Determinations
for Major Sources in Accordance with
Clean Air Act Sections, Sections 112(g)
and 112()), 67 Fed. Reg. 16,582 (Apr. 5,
ITE) cvnvccacssseseccvénesonscanasasesnsaussiaeneel iiss 9

ix
TABLE OF AUTHORITIES—continued
Page
National Emission Standards for Hazard-
ous Air Pollutants for Source Categories:
General Provisions; and Requirements
for Control Technology Determinations
for Major Sources in Accordance with
Clean Air Act Sections, Sections 112(g)
and 112(j), 68 Fed. Reg. 32,586 (May 30,
Cs csseneesceverseesecsoes )
National Emission Standards for Hazard
ous Air Pollutants: General Provisions,
71 Fed. Reg. 20,446 (Apr. 20, 2006) .......... 9
74 Fed. Reg. 9698 (proposed Mar. 5,
ole lens ses cecese py SE 8, 17, 24

PETITION FOR A WRIT OF CERTIORARI

Petitioners American Chemistry Council, American
Forest and Paper Association Inc., American
Petroleum Institute, and National Petrochemical &
Refiners Association respectfully petition for a writ of
certiorari to review the judgment and opinion of the
United States Court of Appeals for the District of
Columbia Circuit.

OPINIONS BELOW

The opinion of the court of appeals is reported at
551 F.3d 1019 and is reproduced in the appendix to
this petition (Pet. App.) at la—21la. The orders of the
court denying the petitions for rehearing and
rehearing en banc are unreported, and are reprinted
at Pet. App. 22a—25a.

JURISDICTION

The judgment of the court of appeals was entered
on December 19, 2008. A timely petition for
rehearing was denied on July 30, 2009. Pet. App.
22a--23a. Petitioners invoke this Court’s jurisdiction
under 28 U.S.C. § 1254.

STATUTES AND REGULATIONS INVOLVED

Section 112, 42 U.S.C. § 7412, section 302, 42
U.S.C. § 7602, and section 307, 42 U.S.C. § 7607, of
the Clean Air Act, and 40 C.F.R. § 63.6, in relevant
parts, are reproduced in the appendix at 26a—35a.

STATEMENT

In this case, a divided panel of the D.C. Circuit
invalidated a 1994 air pollution rule at the Sierra
Club’s request, even though the Clean Air Act’s 60-
day window for seeking judicial review of the rule

2

had long since passed. The court reasoned that,
notwithstanding the text of the Clean Air Act, Sierra
Club should be allowed to challenge the 1994 rule
because later rulemakings had changed the context
in which the earlier adopted rule operates, which has
supposedly altered the “stakes of judicial review.”
The panel held that the rule had been “constructively
reopened,” while conceding that it had not been
“actually reopened.”

The holding below raises a square conflict among
the circuits: the consensus of the Fifth, Eighth,
Ninth, and Eleventh Circuits is that, in these
circumstances, Sierra Club should have first
presented its case to the agency, petitioning the
Environmental Protection Agency (EPA) to rescind
its rule. If EPA had denied its petition to rescind, all
circuits agree that the Sierra Club could have
challenged this denia] and the agency’s reasoning in
federal court. This petition-to-rescind procedure
would have caused Sierra Club no harm and would
have avoided several harms caused by the D.C.
Circuit’s ruling.

First, the D.C. Circuit’s ruling defies the plain text
of the Clean Air Act (CAA). Under CAA section
307(b)(1), Sierra Club had 60 days within which to
file its petition for review, 42 U.S.C. § 7607(b)(1);
here, it waited eight years.

Second, the decision below unravels the normal
procedure for administrative rulemaking. In the
normal rulemaking process the agency notifies the
public of a proposed rule change; the stakeholders
comment on the proposal; the agency compiles these
comments in a record; and finally the agency makes a
considered decision on the basis of that record. At
that point, the decision is subject to judicial review
for a specified period of time. The “constructive

3

reopening” doctrine, which allows a party to
challenge a longstanding regulation in court anytime
that the context of the regulation changes, bypasses
and undercuts this process. It allows a petitioner to
raise a new challenge in court, without notice to other
stakeholders or comments from them, without a
record, without agency consideration of the views of
all interested parties, and without a reasoned agency
decision made in a nonlitigation context.

Third, the D.C. Circuit severely compounded this
problem in its substantive ruling by invalidating the
1994 rule on the basis that EPA had supposedly
admitted that it did not comply with statutory
requirements. Regardless of whether EPA actually
admitted anything, an agency cannot “admit” the
meaning of a statute. Allowing an agency to admit to
the meaning of a statute means that an agency can
reverse a longstanding rule in its litigation papers.
In this case, the court held that a few sentences in a
legal brief in 2008 negated a rule promulgated 14
years earlier after careful deliberation through
notice-and-comment procedures. If the agency wishes
to reverse position, it should do so following regular
rulemaking procedures open to all stakeholders.

Fourth, invalidating this particular rule threatens
regulated industries and businesses with substantial
hability, and the economy with unnecessary
disruption. The 1994 rule had provided that during
startup, shutdown, and malfunction (SSM) events,
businesses had to follow good work practices for
minimizing emissions, rather than meeting the
otherwise applicable standards for emissions of
hazardous air pollutants developed for normal
operations. EPA promulgated this rule because it
recognized that startup, shutdown, and malfunction
periods present unique and disparate challenges.

4

Acknowledging that these idiosyncrasies often make
it impossible for businesses to meet the otherwise
applicable emission standard, or for EPA to prescribe
a different standard for such events, EPA directed
that all sources follow “good air pollution control
practices for minimizing emissions,” during startup,
shutdown, and malfuncticn events. 40 C.F.R.
§ 63.6(e)(1)G). The ruling below means businesses
will be liable for noncompliance with standards that
EPA has acknowledged they will be unable to meet
Guring certain SSM periods. This is a significant
threat to these businesses because both the
government and ordinary citizens may sue them
under the Clean Air Act, potentially subjecting
violating businesses to substantial civil, and even
criminal, penalties.

In sum, this case presents an issue of sweeping
importance both to administrative law and _ to
companies subject to the Clean Air Act—an issue on
which the circuits are squarely divided. The Court
should grant certiorari.

A. Statutory Background

The Clean Air Act, designed to “protect and
enhance the quality of the Nation’s air resources,” 42
U.S.C. § 7401(b)(1), assumed its modern shape after
significant amendments in 1970. It contains several
programs to achieve its ends. Among the principal
provisions are the Clean Air Act section 111
“standards of performance” fer certain categories of
new sources that “cause[], or contribute[] significantly
to, air pollution” that endangers the public. 42 U.S.C.
§ 7411(b)(1). These section 111 standards are known
as new source performance standards, or NSPS.
When EPA first issued NSPS standards in the 1970s,
it directed that they did not apply to periods of
equipment startup, shutdown, and _ malfunction

D

(SSM), because the technologies used to meet these
standards of performance often “do not reach opti-
mum operating efficiency for some time,” and because
there is a “statistical probability of infrequent,
unavoidable mechanical failures” that can make it
impossible for a source to meet the standards during
a period of malfunction. 37 Fed. Reg. 17,214
(proposed Aug. 25, 1972). Instead, sources must
follow “good air pollution control practice for minimiz-
ing emissions” during SSM periods—a standard that
better reflects the unique and unpredictable problems

faced by extremely diverse sources during these
events. 40 C.F.R. § 60.11(d).

The Clean Air Act also regulates hazardous air
pollutants under section 112. 42 U.S.C. § 7412. In
1990 Congress significantly aitered the hazardous air
pollutant provisions of the Clean Air Act. Congress
listed 189 hazardous air pollutants, id. § 7412(b), and
directed that EPA provide “a list of all categories and
subcategories” of stationary sources that emitted
these pollutants by November 15, 1991. Id. § 7412(c).
Congress also instructed EPA to promulgate emission
standards for each source category on an aggressive
schedule. Jd. § 7412(d), (e). These section 112
standards are known as maximum achievable control
technology, or MACT, standards. MACT standards
for new sources must be at least as stringent as “the
emission contro] that is achieved in practice by the
best controlied similar source.” Jd. § 7412(d)(3). EPA
has set MACT standards on a source-by-source basis
for well over one hundred source categories, 40 C.F.R.
pt. 63, ranging from “Wood Furniture Manufacturing
Operations,” 40 C.F.R. pt. 63, subpt. JJ, to
“Containers” 40 C.F.R. pt. 63, subpt. PP, and from
“Dry Cleaning Facilities,” 40 C.F.R. pt. 63, subpt. M,
to “Shipbuilding and Ship Repair,” 40 C.F.R. pt. 63,

6

subpt. II. Thus, these section 112 standards now
affect a vast array of American manufacturers.

In promulgating MACT standards during the early
1990s, EPA relied upon its experience from the NSPS
program. It noted that section 112’s technology-
based standards for hazardous air pollutants are
“essentially equivalent to [section 111) performance
standards,” which apply to non-hazardous air
pollutants. 58 Fed. Reg. 42,760, 42,762 (proposed
Aug. 11, 1993). Consequently, it adopted a similar
exemption and general duty for startup, shutdown,
and malfunction events. EPA stated, with no.
equivocation, that “it is technically impossible to
properly operate” some required pollution control
techniques during “unpredicted and _ reasonably
unavoidable failures of air pollution control systems.”
Id. at 42,777. Accordingly, it required sources to
comply with the general duty to follow “good air
pollution control practices for minimizing emissions
to the greatest extent possible consistent with safety
and good air pollution control practices,” during such
events, 40 C.F.R. § 63.6(e)(1)G), rather than the
otherwise applicable MACT standard. National
Emission Standards for Hazardous Air Pollutants for
Source Categories: General Provisions, 59 Fed. Reg.
12,408 (Mar. 16, 1994) (“1994 Rule’).

Another provision of the 1994 Rule established
“recordkeeping requirements to allow [sources] to
develop a plan” for SSM events. 58 Fed. Reg. at
42,777. The 1994 Rule also provided that this plan
would be incorporated into the operating permit
required by the Clean Air Act, Title V. See 42 U.S.C.
§ 7661 et seq.; 59 Fed. Reg. at 12,439.

EPA’s final rule was published on March 16, 1994.
Clean Air Act section 307(b) directs that section 112
rules may be challenged only by a petition for review

7

in the D.C. Circuit within 60 days of publication—in
this case the deadline for challenge was May 15,
1994, 42 U.S.C. § 7607(b)(1). Environmental groups
did not petition for review of the 1994 Rule.
Although industry groups did seek review of other
portions of this rule,! no one challenged the SSM
provision at issue here—that is, the requirement that
a source follow the general duty to minimize emis-
sions during SSM periods unless its MACT prescribes
a more specific SSM standard. Accordingly, all
stakeholders—EPA, industry, States, environmental
groups, and others, viewed the SSM issue under
section 112 as resolved, subject only to future agency
promulgations, after notice and opportunity to
comment, of new MACT emission standards for
individual source categories.

After 1994, EPA promulgated MACT standards for
numerous source categories. Because these stan-
dards are specific to individual types of industrial
operation, they may supersede the general provisions
of the 1994 Rule where applicable. Some of these
MACT standards for specific industrial operations
apply during SSM periods, superseding the genera]
duty to follow good practices for minimizing
emissions during such periods. See 40 C.F.R. pt. 63,
subpt. L, National Emission Standards for Coke Oven
Batteries; 40 C.F.R. § 63.310. This makes sense for
source categories where startup, shutdown, and
malfunction events create predictable emission
problems that may be planned for and addressed with
new technology.

Many of the MACT standards, however, do not
apply during SSM events; instead, they rely on the

1 Industry groups’ claims were largely rejected. Natl Mining
Ass’n v. U.S. EPA, 59 F.3d 1351 (D.C. Cir. 1995) (per curiam)

8

general duty established in the 1994 rule to follow
good air pollution control work practices for
minimizing emissions at such times. This is not
surprising because during startup, shutdown or
malfunction, it is often literally impossibie for sources
to comply with the otherwise applicable MACT
standards for normal operations.

For example, when, after the decision below, EPA
proposed MACT standards for stationary recipro-
cating internal combustion engines, EPA recognized
that “emissions will likely be different during periods
of startup and malfunction, particularly for engines
relying on catalytic controls.” 74 Fed. Reg. 9698,
9710 (proposed Mar. 5, 2009). The agency deter-
mined that for some stationary internal combustion
engines, it could not rely upon catalytic controls to
reduce emissions during startup “because the engine
exhaust temperatures need to increase up to a certain
level for such controls to work effectively.” Id.
Further, EPA found that for this category of sources,
add-on controls often cannot be relied upon during
periods of malfunction, and relying upon the catalytic
controls during this period could permanently
damage the controls, rendering them unusable
during normal conditions. Id.

Faced with the decision below, EPA could no longer
rely on the general duty, and instead proposed
different, less stringent standards for periods of
startup, shutdown, and malfunction. Jd. at 9702—03
(listing different proposed standards for non-
emergency 2SLB, 4SLB, 4SRB, and CI sources). But
existing MACT standards often rely on the same
kinds of catalytic controls—controls that EPA has
acknowledged cannot be applied during startup and
malfunction. Thus, EPA was only stating the obvious
years ago when it noted that “unpredicted and

9

reasonably unavoidable failures of air pollution
control systems” could occur, making it “technically
impossible” to comply with MACT standards designed
for normal operation. 58 Fed. Reg. at 42,777. Indeed,
applying MACT standards designed for normal
operations to SSM events would violate the plain text
of the CAA, which requires that such standards be
“achievable.” 42 U.S.C. § 7412(d)(2).

B. Proceedings Below

In 2002, 2003, and 2006 EPA promulgated new
rules that changed how EPA monitors a source’s
compliance with the general duty to minimize
emissions during SSM events.2 As noted, other
provisions of the 1994 Rule required sources to file
SSM plans. Under these provisions, compliance with
the plan provided a safe harbor from enforcement
actions for violating the general duty. The 2002,
2003, and 2006 rulemakings altered these provisions
so that plan requirements no longer needed to be
subject to Title V review, but also provided that a
source’s compliance with a plan no longer provided it
with a safe harbor.

Sierra Club filed petitions for review, challenging
the 2002, 2003, and 2006 rules, alleging that these

2 National Emission Standards for Hazardous Air Pollutants
for Source Categories: General Provisions; and Requirements for
Control] Technology Determinations for Major Sources in
Accordance with Clean Air Act Sections, Sections 112(g) and
1129), 67 Fed. Reg. 16,582 (Apr. 5, 2002); National Emission
Standards for Hazardous Air Pollutants for Source Categories:
General] Provisions; and Requirements for Control Technology
Determinations for Major Sources in Accordance with Clean Air
Act Sections, Sections 112(g) and 112Q), 68 Fed. Reg. 32,586,
32,591 (May 30, 2003); National Emission Standards for
Hazardous Air Pollutants: General Provisions, 71 Fed. Reg.
20,446 (Apr. 20, 2006).

10

rules did not ensure compliance with the general
duty. But Sierra Club also argued that the i994 rule
itself was invalid because it relied on the general
duty to minimize emissions during SSM periods,
rather than the otherwise applicable MACT stan-
dard. Sierra Club argued that the 1994 Rule violates
section 112’s requirement that EPA promulgate
“emission standards” because CAA § 302(k) defines
“emission standard” as a requirement that “limits the
quantity, rate, or concentration of emissions of air
pollutants on a continuous basis.” 42 U.S.C.
§ 7602(k) (emphasis added). According to Sierra
Club, the 1994 rule did not provide for emission
limits on a “continuous” basis.

EPA, joined by Petitioners, noted that the court
only had jurisdiction to review petitions that had
been timely filed, and that the period for reviewing
the 1994 Rule had long passed. The D.C. Circuit
acknowledged that the petition fell outside the
statutory period, and that EPA had neither reopened
the 1994 Rule, nor acted in a manner that was
“tantamount to an actual reopening” of the rule. Pet.
App. 8a—9a (emphasis in original). Nevertheless, the
court held that EPA had “constructively reopened” its
1994 Rule by “modifying the SSM plan require-
ments.” Jd. at 10a. The court asserted that changing
the SSM plan requirements had “completely changed
the regulatory context for its SSM exemption.” /7d.
(quoting Sierra Club brief) (emphasis in original).

Offering several extended quotations from Sierra
Club’s brief, and none from the Clean Air Act, the
court asserted that ““EPA ha[d] eliminated all of thef]
safeguards,” that had ensured compliance with the
general duty. Pet. App. 10a (quoting Sierra Club
brief). The court suggested that “the general duty
requirement and the SSM plan requirements were

11

both elements of a package deal that EPA devised
and sold to the public as adequate protection from
{hazardous air pollutants] during SSM events.” 7d.
at 12a (quoting Sierra Club brief). Thus, the court
concluded that the 2002, 2003, and 2006 rules had
“changed the calculus for petitioners in seeking
judicial review, and thereby constructively reopened
consideration of the exemption from section 112
emission standards during SSM events.” Id. at 12a—
13a (internal citation omitted).

The court next concluded that the 1994 Rule
violated CAA section 112. It reasoned that the
definition of “emission standard” in CAA section
302(k) meant that “there must be continuous section
112—compliant standards.” Pet. App. 15a. It asserted
that EPA had admitted that the general duty to
follow good practices to minimize emissions was “not
a section 112-—compliant standard.” Jd. Thus, it
invalidated the 1994 Rule, asserting that “the general
duty that applies during SSM events is inconsistent
with the plain text of section 112.” Jd. at 2a.
Consequently, the court did not reach Sierra Club’s
objections to the 2002, 2003, and 2006 rules. Id. at
17a.

Judge Randolph dissented from the panel decision.
On the constructive reopening doctrine, he noted that
“{t]he majority’s [constructive reopening] rationale
implies that each time EPA changes an emissions
regulation, it risks subjecting every. related
regulation to challenges from third parties.” Pet.
App. 19a. He also noted that there is no need for the
constructive reopening doctrine: Sierra Club “may
file a petition to rescind [the 1994] regulations, and if
EPA denies the petition, Sierra Club may seek
judicial review of EPA’s action.” Jd. at 20a. Judge
Randolph also dissented from the majority’s

12

substantive ruling, noting that the majority’s
substantive analysis “dispose[d] of the case with an
argument not addressed in the brief of either party,”
so “EPA never had a fair opportunity to address the
issue.” Id. at 20a—21a. A timely petition for en banc
rehearing was denied on a five-to-three vote, with
Senior Judge Randolph and Judge Kavanaugh not
participating.

REASONS FOR GRANTING THE PETITION

The D.C. Circuit’s “constructive reopening” device
violates the plain text of the Clean Air Act, expanding
the jurisdiction of the court of appeals beyond that
granted by Congress. The decision also conflicts with
the decisions of several other federal circuits. The
court’s disregard of the text of the Act conflicts with a
long line of decisions from this Court. The decision
below presents particularly important questions
because the “constructive reopening” doctrine
threatens to undo administrative finality in cases far
beyond those involving EPA, thereby shifting the
focus of agency rulemaking from notice and comment
procedures, where the agency, industry, other
organizations, and the public can present their views
and defend their interests, to the federal courts,
where litigants are incentivized to play a cat-and-
mouse game with the agency and other parties in
order to attack settled rules.

The need for review of the decision of the D.C.
Circuit is particularly acute because of its substan-
tive conclusion that the general duty to follow “safety
and good air pollution control practices for
minimizing emissions,” during periods of equipment
startup, shutdown, and malfunction, unambiguously
violates EPA’s duty to promulgate “emission
standards.” This aspect of the decision holds sources

13

experiencing unavoidable malfunctions liable for
failure to comply with MACT rules that were adopted
on the understanding that it would often be
impossible to comply with them during malfunctions.
Given that the CAA authorizes both governmental
and citizen suit enforcement of the Act, the decision
threatens industries with substantial, unavoidable,
and unnecessary liabilities.

I. THE DECISION BELOW DEFIES THE
PLAIN TEXT OF THE CLEAN AIR ACT
AND UNRAVELS IMPORTANT ADMINI-
STRATIVE PROCEDURES.

The Clean Air Act’s judicial review provision, CAA
section 307(b)(1) provides: “A petition fer review of
action of the Administrator in promulgating ... any
emission standard or requirement under section 7412
of this title .. . may be filed only in the United States
Court of Appeals for the District of Columbia.” 42
U.S.C. § 7607(b)(1).2 It further provides:

Any petition for review under this subsection
shall be filed within sixty days from the date
notice of such promulgation, approval, or action
appears in the Federal Register, except that if
such petition is based solely on grounds arising
after such sixtieth day, then any petition for
review under this subsection shall be filed within
sixty days after such grounds arise.

Id.; see also Enutl. Def. v. Duke Energy Corp., 549
U.S. 561, 572—73 (2007).

3This provision dictates the review procedures for eight
categories of EPA action under the CAA, as well as “any other
nationally applicable regulations promulgated, or final action
taken” by EPA under the Act. 42 U.S.C. § 7607(b)(1).

14

There is no dispute that in this case the Sierra
Club’s petition is not “based solely on grounds arising
after” 1994. Although Sierra Club has asserted that
the 2002, 2003, and 2006 rules “completely changed
the regulatory context for [the] SSM exemption,” Pet.
App 9a (second emphasis added), Sierra Club’s
challenge is unquestionably aimed at the 1994
exemption itself. Whether or not Sierra Club’s
petition is based partly on grounds arising after 2002,
clearly it is not based solely on such grounds.

The text of the Clean Air Act provides an
unambiguous answer to petitioner’s challenge: it is
years too late. The decision below, however,
discarded the statutory time limits prescribed by
Congress. Instead, the court reasoned that EPA’s
changes to the SSM plan requirements had
“significantly altered the stakes of judicial review,”
and thus concluded that “(t]he fact that the
regulatory terms defining the general duty itself are
unchanged is legally irrelevant.” Pet. App. lla
(internal quotations and alteration omitted).

To support its decision, the court of appeals
provided an extremely one-sided summary of the
regulatory history of SSM plan requirements. But
more importantly, it offered no explanation of why
this regulatory history has any relevance to the text
of the Clean Air Act, which bars Sierra Club’s
challenge. Instead, it relied on a handful of earlier
D.C. Circuit cases, principally Kennecott Utah Copper
Corp. v. United States Department of Interior, 88 F.3d
1191 (D.C. Cir. 1996), that have employed the
“constructive reopening” device. Pet. App. 9a—1la.
Such a text-free approach to statutory construction
conflicts with this Court’s long-standing and
consistent doctrine: “Where the language is plain
and admits of no more than one meaning, the duty of

15

interpretation does not arise and the rules which are
to aid doubtful meanings need no discussion.”
Caminetti v. United States, 242 U.S. 470, 485 (1917).

One might imagine that such a departure from the
statutory text was motivated by strong policy
concerns, but there is no practical advantage to the
constructive reopening device. A long-standing rule
is not completely shielded from review by the running
of the statutory time period for a petition. As Judge
Randolph explained, “Sierra Club has another option:
it may file a petition to rescind those regulations and,
if EPA denies the petition, Sierra Club may seek
judicial review of EPA’s action.” Pet. App. 20a.

While this procedure would cause Sierra Club
almost no trouble, it would provide EPA, the public,
and the reviewing court clear benefits. Faced with a
petition to rescind, EPA could address the validity of
its 1994 regulation in a non-litigation setting and
within the context of its overall) responsibilities under
section 112. Equally important, other stakeholders,
such as the States, industry, and other non-
governmental organizations, could present their
views and defend their interests. And, if EPA
decided to rescind its regulation, it would have to do
so through notice-and-comment rulemaking. See
Motor Vehicles Mfrs. Ass'n of U.S. v. State Farm Mut.
Auto. Ins. Co., 463 U.S. 29, 42-43 (1983). This
procedure would allow the agency to make an
informed decision based on the comments of all
stakeholders. Finally, it would create a record that
would serve as the basis for the court of appeals’
review of the agency’s action.

Furthermore, as Judge Randolph noted, the
constructive reopening doctrine “implies that each
time EPA changes an emissions regulation, it risks
subjecting every related regulation to challenges from

16

third parties.” Pet. App. 19a. And, of course, the
doctrine is not limited to Clean Air Act regulation.
Kennecott was a case challenging regulations issued
under the Comprehensive Environmental Response,
Compensation, and Liability Act, 42 U.S.C. § 9601 et
seq. 88 F.3d 1191. In almost every area of
administrative law, each new regulation changes the
“regulatory context” for numerous other regulations.
Thus, the statutory time limits for review contained
in the Hobbs Act, 28 U.S.C. § 2341 et seq., as well as
other specific judicial review statutes similar to CAA
section 307(b)(1), are in danger of being compromised
by this ruling. Here, for example, the decision
radically altered the regulatory context for current
MACT standards for section 112 source categories
that rely on the general duty. Before the ruling
below, the otherwise applicable MACT standard did
not apply during SSM events; now, under the panel’s
ruling, it will. There is no doubt that the decision
below “significantly alter[ed] the stakes of judicial
review” of these source-specific MACT standards.
Pet. App. lla. Under the decision below, each such
standard may now be challenged regardless of the
Clean Air Act’s explicit deadline.

This unravels the regular ordering of the
administrative process. It unfairly disadvantages
those parties that rely on the notice-and-comment
procedure of the Administrative Procedure Act, 5
U.S.C. § 701 et seq. And, it rewards parties that
ambush agencies in litigation before they have been
able te consider their regulation in a non-litigation
context. EPA’s proposed MACT standard for station-
ary reciprocating internal combustion engines, which
followed the circuit court’s decision in this case,
reaffirms the wisdom of allowing the agency to
develop its record in a non-litigation context. For this

17

category of sources, the agency has been able to seek
views on how long a “start up” period should be and
consider the fact that use of the catalytic controls
during malfunction could render them ineffective
during normal operations. 74 Fed. Reg. at 9710—11.
Such tailoring of the MACT standards to the
applicable physical conditions has not been possible
for the large number of source categories for which
the decision below made the established MACT stan-
dard applicable at all times regardless of particular
problems and safety considerations present during
SSM events. This approach does not foster the
reasoned decision-making promoted by established
administrative procedures. Instead, it pushes
administrative disputes into the federal courts.

Il. THE CONSTRUCTIVE REOPENING DOC-
TRINE CREATES A CIRCUIT SPLIT.

Given that the constructive reopening doctrine
violates the plain text of the Clean Air Act and the
animating principles of administrative procedure, it
is not surprising that it conflicts with the decisions of
several circuit courts of appeals. The D.C. Circuit, of
course, handles many petitions for review, so its
decision, even standing alone, would warrant this
Court’s review because of the practical importance of
its holding. But other circuits have repeatedly
rejected the approach taken by the D.C. Circuit,
holding that if a party wants to challenge a
regulation after statutory time limits have passed, it
must first petition the agency to rescind the
challenged regulation.

The Fifth, Ninth, and Eleventh Circuits have
emphasized that the petition-to-rescind procedure is
faithful to the text of statutory time limitations, while
at the same time allowing for review of older
regulations that are alleged to be ultra vires. In

18

Dunn-McCampbeil Royalty Interest, Inc. v. National
Park Service, 112 F.3d 1283 (5th Cir. 1997), the Fifth
Circuit addressed a 1994 challenge to 1978 Nationa!
Park Service regulations. Jd. at 1285-86. The court
held that the challenge was barred by the general six-
year statute of limitations for civil actions against the
government, 28 U.S.C. § 2401(a). Dunn-McCampbell,
112 F.3d at 1286-88. It noted: “If Dunn-McCampbell
were able to point to ... an application of the
regulations [to Dunn-McCampbell] here, or if they
had petitioned the National Park Service to change
the ... regulations and been denied, this court might
have jurisdiction to hear that case.” /d. at 1287-88.

The Fifth Circuit relied on a Ninth Circuit decision
and a 1990 decision of the D.C. Circuit:

The Ninth Circuit, for example, has held that a
challenger may contest an agency decision as
exceeding constitutional or statutory authority
after the limitations period, but only by
petitioning the agency to review the application
of the regulation to that particular challenger.
Wind River Mining Corp. v. United States, 946
F.2d 710, 715 (9th Cir.1991). Although the Wind
River Court never said so explicitly, the court
treated the agency’s denial of that petition as a
“final agency action” sufficient to create a new
cause of action under the APA.

Similarly, in Public Citizen vu. Nuclear
Regulatory Commission, the D.C. Circuit held
that it had jurisdiction to hear a substantive
challenge after the limitations period had run.
901 F.2d 147, 152 (D.C.Cir.[1990]). In that case,
the claimant filed a petition with the agency to
rescind regulations, then challenged the agency’s
denial of the petition in federal court.

19
Id. at 1287 (subsequent history citation omitted).

The Wind River decision is similarly instructive. In
1987, the Wind River mining company petitioned the
Bureau of Land Management (BLM) to rescind its
1979 decision to classify certain land as a Wilderness
Study Area. Wind River Mining Corp. v. United
States, 946 F.2d 710, 711-12 (9th Cir. 1991). The
company alleged that the land did not meet the
statutory requirements for this classification. Jd. at
711. When BLM refused, the company filed suit in
federal court. Id. at 712. Although the Ninth Circuit
concluded that 28 U.S.C. § 2401(a)’s_ six-year
requirement applied to the company’s claim, id. at
713, it held that the claim was timely because of the
1987 petition to rescind. Jd. at 716. It concluded that
if “a challenger contests the substance of an agency
decision as exceeding constitutional or statutory
authority, the challenger may do so later than six
years following the decision by filing a complaint for
review of the adverse application of the decision to
the particular challenger,” reasoning that “[t]he
government should not be permitted to avoid all
challenges to its actions, even if ultra vires, simply
because the agency took the action long before anyone
discovered the true state of affairs.” Id. at 715.

The Eleventh Circuit has also held that a litigant
may challenge the substantive validity of an older
regulation through the petition-to-rescind procedure.
See Legal Enutl. Assistance Found., Inc. v. U.S. EPA,
118 F.3d 1467, 1473 (11th Cir. 1997) (“[I]n the course
of reviewing EPA’s order denying LEAF’s petition,
over which our jurisdiction is not questioned, we also
have jurisdiction to entertain LEAF’s contention that
the regulations upon which EPA relies are contrary
to statute and therefore invalid, regardless of the fact
that LEAF’s challenge is brought outside the

20

statutory period for a direct challenge to the
regulations.”) (interpreting the Safe Drinking Water
Act’s judicial review provision, 42 U.S.C. § 300)-
7(a)(2)).

Other circuits have reached the same conclusion, on
the basis that requiring an initial petition to rescind
allows for creation of a record and a considered
decision by the agency made outside of the litigation
context. The Eighth Circuit and even the D.C.
Circuit followed this reasoning in relatively early
Clean Air Act cases. The courts were interpreting
section 307(b)(1) of the 1970 Clean Air Act, which
provided: “A petition for review .... shall be filed
within 30 days from the date of such promulgation,
approval, or action, or after such date if such petition
is based solely on grounds arising after such 30th
day.” 42 U.S.C. § 1857h—5(b)(1) (current version at
42 U.S.C. § 7607(b)(1)). The Eighth Circuit concluded
that if a petitioner wanted to bring a challenge
outside of the thirty day limit, it must first present
the request to the agency, even if the petition was
based on new grounds. Union Elec. Co. v. EPA, 515
F.2d 206, 220 (8th Cir. 1975), affd, 427 U.S. 246
(1976). Relying on legislative history, and the need to
develop a record at the agency before an appeal, the
court reasoned:

The Senate Report indicates that it is only when
the Administrator fails to act upon the basis of
the new information that review is proper under
§ 307, implying that the information would have
to be brought to the Administrator’s attention.
The petition for review in this circumstance
would be a challenge to the Administrator's
action and would require a scrutiny of the
administrative record available to the Admini-
strator to determine whether a clear error of

21

judgment had been shown. It would not require
that this couri in the first instance develop a
record on the challenges.

Id. at 220. Thus, the court concluded that “[i]t is only
when the Administrator fails to act upon the basis of
the new information presented to him that a petition
for review is proper.” Id.

In Oljato Chapter of Navajo Tribe v. Train, 515
F.2d 654 (D.C. Cir. 1975), the D.C. Circuit adopted
the Eighth Circuit’s approach, stating:

we find no substantive difference between direct
review of a new information challenge and
review of the Administrator’s refusal to revise a
standard when presented with new information.
In both cases a revision would be ordered only if
it would be arbitrary and capricious to do
otherwise. We think, however, that review of the
Administrator’s refusal is a considerably more
desirable approach. Such a procedure would
avoid litigation when the Administrator acceded
to a request and, when he did not, it would
present us with an administrative record, includ-
ing the Administrator’s views in a nonlitigation
context, a judicially recognized distinction of
importance.

Id. at 666. Ordinarily, the Court is not concerned
when there appears to be an intra-circuit conflict and
thus the presence of an earlier D.C. Circuit ruling
would not be relevant to certiorari. But given the
dominance of the D.C. Circuit in reviewing agency
rulemakings, tension among decisions within that
Circuit should operate much the way it does when the
Court is reviewing decisions of the Federal Circuit on
subjects over which it has all but exclusive authority.
Thus, Judge Randolph's dissent, which relies heavily

22

upon previous Circuit holdings, provides an
unusually strong basis for this Court's review in this
case.

The Fifth Circuit has also endorsed these principles
in the context of the Clean Water Act in Save the Bay,
Inc. v. EPA, 556 F.2d 1282 (5th Cir. 1977). The court
embraced Oljato, noting that the petition-to-rescind
procedure would “ensure orderly development of the
issues and the record, as well as ... promote the full
and objective application of the agency’s expertise.”
Id. at 1289.

Thus, other courts of appeals have reached
agreement on the proper procedure for substantive
challenges to agency regulations outside the
statutorily prescribed review period: such challenges
must be brought through a petition to rescind. Such
a rule honors the statutory text, and the principles of
administrative law. The decision below is an
egregious departure from the decisions of the other
circuits, and even from earlier decisions of the D.C.
Circuit. And it is an extremely important departure
because of the D.C. Circuit’s special role in reviewing
agency regulations. Accordingly, this Court should
grant the petition.

Ill. THE PRACTICAL IMPACT OF THE DECI-
SION BELOW MAKES IT PARTICULARLY
WORTHY OF REVIEW.

The substantive conclusion of the court below
reinforces the need for review. The court of appeals
provided little independent reasoning for invalidating
the 1994 Rule. Instead, it relied on a supposed
agency admission that the general duty to follow
“good air pollution control practices for minimizing
emissions,” 40 C.F.R. § 63.6(e)(1)(i), is “not a section
112—compliant standard.” Pet. App. 15a. This

23

reasoning aggravates the court’s mistaken reopening
decision, because it means that EPA may reverse a
well-settled rule without any administrative process
or notice to interested parties. According to the court,
EPA’s appellate brief as respondent below suddenly
reversed a position that the agency had adopted in
notice-and-comment rulemaking and then maintain-
ed for 14 years. This reasoning is inconsistent with
this Court’s holdings on rescinding a regulation, see
Motor Vehicles Mfrs., 463 U.S. at 42—43, and with the
distinction this Court has drawn between agency
interpretations promulgated under delegated con-
gressional authority and those asserted in litigation
papers. Bowen v. Georgetown Univ. Hosp., 488 U.S.
204, 212 (1988).

The decision reached by this faulty reasoning
threatens to overturn EPA’s complex and well-
developed NSPS program, which was established well
over 30 years ago. As noted, the general SSM duty
for section 112 is modeled on the NSPS standard
under section 111. Although NSPS standards are
known as “standards of performance” rather than
“emission standards,” the Clean Air Act defines a
“standard of performance” as an “emission
limitation,” 42 U.S.C. § 7411(a)(1), which is defined
as equivalent to an “emission standard.” Id.
§ 7602(k). Thus, NSPS standards are now vulnerable
to a similar challenge.

This decision also presents the unusual case of
practical consequences so stark that they warrant
review. The decision holds sources experiencing
unavoidable malfunctions liable for failing to comply
with MACT rules that were promulgated on the
understanding that they would not apply during

24

startups, shutdowns, or malfunctions.4 As _ noted,
MACT standards are set so that they are at least as
stringent as “the emission control that is achieved in
practice by the best controlled similar source.” Id.
§ 7412(d)(3). And when EPA set these standards, it
generally did not consider the emission control
achieved in practice by sources during SSM events,
because those events were covered by the general
duty to minimize emissions at such times. See 74
Fed. Reg. at 9710. Indeed, EPA still has not even
collected data on these emissions. Jd. But under the
decision below, a source that is starting up, shutting
down, or has malfunctioned will be held to the
emission standards achieved by the best sources
during normal operation, even though “it is
technically impossible to properly operate” many
required pollution control technologies during
“unpredicted and reasonably unavoidable failures of
air pollution control systems.” 58 Fed. Reg. at
42,777; 74 Fed. Reg. at 9710-11.

If the D.C. Circuit’s decision is implemented, the
government could prosecute sources that unavoidably
fail to comply with MACT limits. And even if it does
not, Clean Air Act section 304 provides for citizen
suits. 42 U.S.C. § 7604. Thus, any party seeking to
punish an emission source for any reason, environ-
mental or otherwise, or simply seeking attorneys fees,
see td. § 7604(d), can sue these sources and claim a
violation of section 112 that was never contemplated
when the 1994 Rule was adopted. Given the CAA’s

4As EPA has recognized, it can take 15 to 30 minutes of
operation for exhaust gas temperatures to reach the tempera-
ture levels where certain catalytic controls become effective, and
attempting to use these controls during startup or malfunction
could compromise their overall effectiveness. 74 Fed. Reg. at
9710.

25

penalties, which include civil and criminal sanctions,
id. § '7413(b); 40 C.F.R. § 19.4; 42 U.S.C. § 7413(c)(1),
this decision threatens industry with substantial,
unavoidable liability and irreparable harm.

Thus, the decision below presents a particularly
important question of federal law because of its
implications for administrative procedure, the Clean
Air Act, and the national economy.

CONCLUSION

For the foregoing reasons, the petition for a writ of
certiorari should be granted.

Respectfully Submitted,

CARTER G. PHILLIPS*
DAVID T. BUENTE JR.
PETER R. STEENLAND JR.
JAMES W. COLEMAN
SIDLEY AUSTIN LLP

1501 K Street, N.W.
Washington, DC 20005
(202) 736-8000

Counsel for Petitioners
October 22, 2009 * Counsel of Record

APPENDIX

la
APPENDIX A

UNITED STATES COURT OF APPEALS,
DISTRICT OF COLUMBIA CIRCUIT

Nos. 02-1135, 03-1219, 06-1215, 07-1201

SIERRA CLUB,
Petitioner
Vv.

ENVIRONMENTAL PROTECTION AGENCY and
STEPHEN L. JOHNSON, ADMINISTRATOR,
ENVIRONMENTAL PROTECTION AGENCY,

Respondents

AMERICAN CHEMISTRY COUNCIL, et al.,
Intervenors

Argued Sept. 12, 2008
Decided Dec. 19, 2008

Before ROGERS, TATEL, Circuit Judges, and
RANDOLPH, Senior Circuit Judge.

Opinion for the Court by Circuit Judge ROGERS.

Dissenting opinion by Senior Circuit Judge
RANDOLPH.

ROGERS, Circuit Judge:

Petitioners challenge the final rules promulgated
by the Environmental Protection Agency exempting
major sources of air poliution from normal emission
standards during periods of startups, shutdowns, and

2a

malfunctions (“SSM”) and imposing alternative, and
arguably less onerous requirements in their place.’
Because the general duty that applies during SSM
events is inconsistent with the plain text of section
112 of the Clean Air Act (“CAA”), even accepting that
“continuous” for purposes of the definition of “emis-
sion standards” under CAA section 302(k) does not
mean unchanging, the SSM exemption violates the
CAA’s requirement that some section 112 standard
apply continuously. Accordingly, we grant the peti-
tions and vacate the SSM exemption.

I,

CAA section 112 designates over one hundred pol-
lutants as “hazardous,” 42 U.S.C. § 7412(b)(1), and
directs the Administrator of EPA to list all categories
of “major sources” of hazardous air pollutants
(“HAPs”), id. § 7412(c)(1), and to establish for each
“emissions standards” requiring “the maximum degree
of reduction in emissions,” id. § 7412(d)(2). These
controls are referred to as maximum achievable con-
trol technology (“MACT”) standards. See Natural Re-
sources Def. Council v. EPA, 489 F.3d 1364, 1368
(D.C.Cir.2007). Section 112 also sets a “MACT floor,”
id., requiring that standards “shall not be less strin-
gent than the emission control that is achieved in
practice by the best controlled similar source,” 42
U.S.C. § 7412(d)(3). After eight years, under section
112(, EPA is to revisit and potentially revise the
emissions standards for each source category to ensure
that they “provide an ample margin of safety to pro-
tect public health,” id. § 7412(f(2)A), “Emission
standard” is defined in section 302(k) as “a require-
ment established by the State or the Administrator

'40 C.F.R. § 63.6(e)(/ )(Gi), (D1), and (h)(1).

3a

which limits the quantity, rate, or concentration of
emissions of air pollutants on a continuous basis, in-
cluding any requirement relating to the operation or
maintenance of a source to assure continuous emission
reduction, and any design, equipment, work practice
or operational standard promulgated under this chap-
ter.” 42 U.S.C. § 7602(k).

In addition to revising section 112, the 1990 Amen-
dments also added Title V, which establishes a permit
program to better monitor compliance with emissions
standards. “Each permit... shall include enforceable
emission limitations and standards, a schedule of com-
pliance, .. . and such other conditions as are necessary
to assure compliance with applicable requirements of
this chapter.” Jd. § 7661c(a). Sources are required to
certify that they are in compliance with the applicable
requirements of the permit “and to promptly report
any deviations from permit requirements to the per-
mitting authority.” Jd. § 7661b(b)(2). Title V further
creates a “permit shield” for sources, ensuring that
compliance with the permit is “deemed compliance with
other applicable provisions” of the CAA. Id. § 7661c(f).
“Any permit application, compliance plan, permit, and
monitoring or compliance report” under Title V must
be “maldle available to the public.” Jd. § 766la(b)(8).

In the 1970s EPA had determined that excess
emissions during SSM periods are not considered vi-
olations of CAA emissions standards under section
111.* Although sources were “exemptled] from com-

? Standards of Performance for New Stationary Sources, 42
Fed.Reg. 57,125 (Nov. 1, 1977); see, e.g., 51 Fed.Reg. 27,956,
27,970 (Aug. 4, 1986). Section 111 left to the Administrator's
discretion the establishment of emissions standards for pollu-
tants from sources while section 112 mandated the establish-

4a

pliance with numerical emissions limits” during SSM
events, 42 Fed.Reg. 57,125, EPA required that “[aJt
all times, including periods of [SSM], owners and op-
erators shall, to the extent practicable, maintain and
operate any affected facility including associated air
pollution control equipment in a manner consistent
with good air pollution control practice for minimizing
emissions,” 40 C.F.R. § 60.11(d). EPA refers to sources’
obligation to minimize emissions to the greatest ex-
tent possible as the “general duty” standard. See, e.g.,
70 Fed.Reg. 43,992, 43,993 (July 29, 2005).

In 1994, EPA adopted the SSM exemption for sec-
tion 112. National Emission Standards for [HAPs] for
Source Categories: General Provisions, 59 Fed.Reg.
12,408 (Mar. 16, 1994) (“1994 Rule”).° Each source
was thus exempted from the numerical limits set for
emission control pursuant to section 112 and only the
general duty would apply. However, in order to avoid
a blanket exemption, EPA required each source to
develop and implement an SSM plan. “The purpose of
the plan [was] for the source to demonstrate how it
will do its reasonable best to maintain compliance with
the standards, even during [SSMs].” Jd. at 12,423.
Each SSM plan was to “describe[ ], in detail, proce-
dures for operating and maintaining the source during
periods of [SSM] and a program of corrective action
for malfunctioning process and air pollution control
equipment used to comply with the relevant stan-

ment of emissions standards for over 100 HAPs. See New Jersey
uv. EPA, 517 F.3d 574, 580 n. 1 (D.C.Cir.2008).

* “The General Provisions have the legal force and effect of
standards, and they may be enforced independently of relevant
standards.” 59 Fed.Reg. at 12,408. The requirements of the
General Provisions are superceded by any category-specific
standard. See id. at 12,409.

5a

dard.” Jd. at 12,439. The EPA Administrator could
require changes to the SSM plan if it was inadequate.
Id. at 12,440. The plan was incorporated by reference
into the source’s Title V permit, 59 Fed.Reg. at 12,439,
and thereby subject to prior approval by the State
permitting authority, 58 Fed.Reg. 42,760, 42,768
(Aug. 11, 1993). Under the CAA, the SSM plan was to
be made publicly available, 42 U.S.C. § 7661la(b)(8),
and served as a safe harbor during SSM events, id.
§ 7661c(f).

In 2002, EPA removed the requirement that a
source’s Title V permit incorporate the SSM plan,
and instead determined that a source’s Title V permit
must simply require the source to adopt an SSM plan
and to abide by it.* Because the SSM plan was no
longer itself part of the permit and could be revised
without formal] revision of the permit, it was no longer
subject to prior approval, and was no longer eligible
for the permit shield. 7d. Additionally, “to minimize
the unnecessary production of the SSM plan,” 66
Fed.Reg. 16,318, 16,326 (Mar. 23, 2001), the SSM
plan was to be made publicly available only upon re-
quest. Id. The Sierra Club sought reconsideration and
filed a petition for review of the 2002 Rule, and as
part of a settlement agreement, EPA proposed “modest”
changes to the SSM plan regulations, 67 Fed.Reg.
72,875, 72,879 (Dec. 9, 2002), namely that sources
must submit their SSM plans to the permitting au-
thority along with their Title V permit applications.

* National Emission Standards for Hazardous Air Pollutants
for Source Categories: General Provisions; and Requirements for
Control Technology Determinations for Major Sources in Accor
dance with Clean Air Act Sections, Sections 112(g) and 112(j), 67
Fed.Reg. 16,582 (Apr. 5, 2002) (“2002 Rule”)

6a

In the final rule adopted in 2003, however, EPA
“decided instead to adopt a less burdensome ap-
proach,”° requiring members of the public to make a
“specific and reasonable request” of the permitting
authority to request the SSM plan from the source.
68 Fed.Reg. at 32,591. The Sierra Club challenged the
2003 Rule in a new petition for review, which was
consolidated with its previous challenge. The Natural
Resources Defense Council (*“NRDC”) also filed a peti-
tion for reconsideration on the ground that any limi-
tation on the public availability of the SSM plans was
unlawful. EPA agreed to take comment on the new
SSM provisions, and the consolidated cases were held
in abeyance pending reconsideration.

In 2006, EPA retracted the requirement that sources
implement their SSM plans during SSM periods.® Ac-
cording to EPA, “(t]his is consistent with the concept
that the plan specifics are not applicable requirements
[under Title V] and thus cannot be required to be fol-
lowed. Nonetheless, the general duty to minimize
emissions remains intact and is the applicable re-
quirement.” 70 Fed.Reg. 43,992, 43,994 (Jul. 29, 2005).
Post-event reporting requirements provided that
sources must describe what actions were taken to mi-
nimize emissions “any time there is an exceedance of
an emission limit... and thus a possibility that the
general duty requirement was violated.” 71 Fed.Reg.

° National Emission Standards for Hazardous Air Pollutants
for Source Categories: General Provisions; and Requirements for
Control Technology Determinations for Major Sources in Accor-
dance with Clean Air Act Sections, Sections 112(g) and 112(j), 68
Fed.Reg. 32,586, 32,591 (May 30, 2003) (“2003 Rule”).

® National Emission Standards for Hazardous Air Pollutants:
General Provisions, 71 Fed.Reg. 20,446, 20,447 (Apr. 20, 2006)
(“2006 Rule”).

7a

at 20,448. EPA clarified that reporting and record-
keeping is only required when a start up or shut
down caused the applicable emission standard to be
exceeded, and “for any occurrence of malfunction which
also includes potential exceedances.” Id. at 20,447.
EPA also eliminated the requirement that the Ad-
ministrator obtain a copy of a source’s SSM plan upon
request from a member of the public and determined
that the public may only access those SSM plans ob-
tained by a permitting authority. The permitting au-
thorities, in turn, “still have the discretion to obtain
plans requested by the public, but will not be required
to do so.” Id.

Petitioners’ now contend that the exemption from
compliance with emissions standards during SSM
events is both unlawful and arbitrary, and that the
2002, 2003, and 2006 rules unlawfully and arbitrarily
fail to “assure compliance” with “applicable require-
ments” under Title V. Upon determining that we
have jurisdiction, we turn to petitioners’ challenges to
the rules.

7 The Coalition for a Safe Environment (“CFASE”) petitioned
for reconsideration of EPA’s conclusion that a source’s “Title V
permit will a3sure its compliance with the general duty to mi-
nimize emissions during [SSM] events merely by requiring the
facility to file a report after such an event.” CFASE, Comment
Letter, Petition for Reconsideration of “National Emission Stan-
dards for Hazardous Air Pollutants: General Provisions,” 71
Fed.Reg. 20,446 (June 19, 2006). EPA denied reconsideration,
72 Fed.Reg. 19,385 (Apr. 18, 2007), and CFASE petitioned for
review. This petition along with the other challenges to the 2006
Rule were consolidated with the previous petitions for review.

8a

II.

The CAA provides that “[a]ny petition for review
under this subsection shall be filed within sixty days
from the date notice of such promulgation, approval,
or action appears in the Federal Register.” 42 U.S.C.
§ 7607(b\1). EPA maintains that petitioners have
waived their challenge to the SSM exemption by not
challenging the 1994 Rule articulating that the general
duty standard replaces section 112 emissiens stan-
dards during SSM events. Petitioners, noting that
“EPA received repeated comments on the illegality of
its SSM exemption in the course of its rulemaking—
which covered more than six years, generated three
separate proposals and necessitated three petitions
for reconsideration,” Petrs. Br. 29, respond that
“rulemakings that significantly change the context
for a regulatory provision can re-open it for comment,
even if an agency does not change the provision itself,”
id., and that this is what happened here.

Under the reopening doctrine, the time for seeking
review starts anew where the agency reopens an issue
“by holding out the unchanged section as a proposed
regulation, offering an explanation for its language,
soliciting comments on its substance, and responding
to the comments in promulgating the regulation in its
final form.” Am. Iron & Steel Inst. v. EPA, 886 F.2d
390, 397 (D.C.Cir.1989); see P & V Enters. v. U.S.
Army Corps of Eng’rs., 516 F.3d 1021, 1023-24
(D.C.Cir.2008); Ohio v. EPA, 838 F.2d 1325, 1328
(D.C.Cir.1988). In its 2003 rulemaking, EPA discussed
revisions to its SSM plan requirements, but asserted
that “[n]othing in these revisions is intended .. . to
change the general principle that compliance with a
MACT standard is not mandatory during periods of
[SSM].” 67 Fed.Reg. at 72,880. In response to Sierra
Club’s comments questioning the legality of the SSM

9a

exemption, EPA stated: “We believe that we have dis-
cretion to make reasonable distinctions concerning
those particular activities to which the emission limi-
tations in a MACT standard apply, and we, therefore,
disagree with the legal position taken by the Sierra
Club.” 2003 Rule, 68 Fed.Reg. at 32,590. However,
“when the agency merely responds to an unsolicited
comment by reaffirming its prior position, that re-
sponse does not create a new opportunity for review.
Nor does an agency reopen an issue by responding to
a comment that addresses a settled aspect of some
matter, even if the agency had solicited comments on
unsettled aspects of the same matter.” Kennecott Utah
Copper Corp. v. Dep’t of Interior, 88 F.3d 1191, 1213
(D.C.Cir.1996); see also Am. Iron, 886 F.2d at 398.
Moreover, when EPA received unsolicited comments
on this issue in its 2006 rulemaking, it explained that
“(t]hese commenters raise issues that are outside of
the scope of this rulemaking. The general duty provi-
sion has been in place since 1994.” 71 Fed.Reg. at
20,449; cf. PanAmSat Corp. v. FCC, 198 F.3d 890,
897 (D.C.Cir.1999). Such agency conduct is not tan-
tamount to an actual reopening.

However, petitioners contend that the 2006 Rule
“has completely changed the regulatory context for its
SSM exemption by stripping out virtually all of the
SSM plan requirements that it created to contain
that exemption.” Petrs. Br. at 29. In Kennecott, this
court established that an “agency’s decision to adhere
to the status quo ante under changed circumstances”
can “constructively reopen[ ]” a rule “by the change in
the regulatory context.” 88 F.3d at 1214. A constructive
reopening occurs if the revision of accompanying reg-
ulations “significantly alters the stakes of judicial re-
view,” id. at 1227, as the result of a change that

10a

“could have not been reasonably anticipated,” Enviti.
Def. v. EPA, 467 F.3d 1329, 1334 (D.C.Cir.2006).

Petitioners recount, and EPA does not dispute, that:

To avoid creating a “blanket exemption from
emission limits,” EPA’s 1994 rule required that
(1) sources comply with their SSM plans during
periods of SSM; (2) SSM plans be reviewed and
approved by permitting authorities like any other
applicable requirement; (3) SSM plans be uncon-
ditionally available to the public, which could
participate in evaluating their adequacy in the
permit approval process; and (4) SSM plan provi-
sions be directly enforceable requirements. 59
Fed.Reg. at 12423[ ]. In the rulemakings chal-
lenged here, however, EPA has eliminated all of
these safeguards. SSM plans are no longer enfor-
ceable requirements, and EPA has expressly re-
tracted the requirement that sources comply
with them. 71 Fed.Reg. at 20447[ ]. EPA also has
eliminated any requirement that SSM plans be
vetted for adequacy and any opportunity ior citi-
zens to see or object to them. /d.[{ ].

Petrs. Br. at 29-30. These are not mere “minor
changes,” Enutl. Def., 467 F.3d at 1333. In so modify-
ing the SSM plan requirements, EPA has construc-
tively reopened the SSM exemption. While the text of
the general duty itself did not change, “EPA has
completely changed the regulatory context for its
SSM exemption by stripping out virtually all of the
SSM plan requirements that it created to contain the
exemption.” Petrs. Br. at 29 (emphasis in original).

EPA’s modifications to the SSM plan requirements
created a different regulatory construct as to the
means of measuring comphance with the general duty.

lla

Because the general duty does not include any “nu-
merical emissions limits,” 42 Fed.Reg. at 57,125, the
general duty assumes new shape depending on the
means used to capture that standard. In 1994, EPA
determined that compliance with the general duty on
its own was insufficient to prevent the SSM exemption
from becoming a “blanket” exemption. It established
the SSM plan requirements precisely because the
general duty was inadequate. Now EPA has removed
these necessary safeguards. Because the general duty
was defined in 1994 through and housed in the four
walls of the SSM plan requirements, EPA’s modifica-
tions to those requirements have eliminated the only
effective constraints that EPA originally placed on
the SSM exemption. The fact that the regulatory
terms defining “the general duty” itself are unchanged
is legally irrelevant because the other “extensive
changes... significantly alter[ed] the stakes of judicial
review,” Kennecott, 88 F.3d at 1226-27. Just as the
court in Kennecott agreed with industry that the
agency had constructively reopened a regulation
when it incorporated amended regulations that ex-
panded available remedies and thus altered its finan-
cial incentives for challenging the regulation, so too
here from the perspective of environmental petitioners’
interests and allocation of resources the general duty
“may not have been worth challenging in [1994], but
the [revised] regulations gave [that duty] a new signi-
ficance,” id. at 1227. In Kennecott, there were “new
and potentially more onerous provisions,” id., facing
industry; here petitioners face a blanket exemption
and a more onerous task in effecting compliance with
HAP emission standards during SSM events.

Although EPA asserts that “the duty to minimize
emissions is not inextricably linked to the SSM plan,”
Resp. Br. at 24, the rulemaking record shows that

12a

“the general duty requirement and the SSM plan re-
quirements were both elements of a package deal
that EPA devised and sold to the public as adequate
protection from [HAPs] during SSM events,” Petrs.
Reply Br. at 12. When commenters raised objections
to the SSM exemption in 1994, EPA’s direct response
relied upon the SSM plan as a justification for the re-
laxed standard:

“The EPA believes, as it did at proposal, that the
requirement for a(n] [SSM] plan is a reasonable
bridge between the difficulty associated with de-
termining compliance with an emission standard
during these events and a blanket exemption
from emission limits. The purpose of the plan is
for the source to demonstrate how it will do its
reasonable best to maintain compliance with
standards, even during [SSMs].”

59 Fed.Reg. at 12,423. EPA attempts now to dismiss
this statement as mere “inartful[ ] word[ing],” Resp.
Br. at 27, but the fact that EPA’s entire discussion of
the proper standard to apply during SSM events in-
voked the SSM plan provisions confirms that the
SSM plan and general duty standard are inextricably
linked. Indeed, the explicit purpose of the SSM plan
as devised in 1994 was to “ensure” that facility owners
abide by the general duty. 59 Fed.Reg. at 12,439.

Shifting from a regulatory scheme based on a mar
datory SSM plan that was part of a source’s Title V
permit, which is subject to prior approval with public
involvement, see 42 U.S.C. § 7661la(b)(6), to a regula-
tory scheme with a non-mandatory plan providing for
no such approval or involvement but only after-the-
fact reporting changed the calculus for petitioners in
seeking judicial review, id., and thereby constructively
reopened consideration of the exemption from section

l3a

112 emission standards during SSM events. Petition-
ers’ challenges to the SSM exemption are therefore
timely.

III.

On the merits, petitioners contend that EPA’s deci-
sion to exempt major sources from compliance with
section 112 emissions standards during SSM events
is contrary to the plain text of the statute and arbi-
trary and capricious in any event. EPA and Industry
Intervenor respond that EPA’s general-duty require-
ment during SSM events is a lawful interpretation of
the statute and a reasonable way to reconcile the
need to minimize emissions with the inherent tech-
nological limitations during SSM events. Challenges
to EPA’s interpretation of the CAA are governed by
Chevron U.S.A., Inc. v. NRDC, 467 U.S. 837, 842-843,
104 S.Ct. 2778, 81 L.Ed.2d 694 (1984), in which “the
court, as well as the agency, must give effect to the
unambiguously expressed intent of Congress.” Only
if the statute is silent or ambiguous on a particular
issue, may the court defer to the agency’s reasonable
interpretation. Jd. at 844, 104 S.Ct. 2778. The CAA
provides that the court may reverse any agency ac-
tion found to be “arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law.” 42
U.S.C. § 7607(d)(9)(A).

Section 112(d) provides that “[e]missions standards”
promulgated thereunder must require MACT stan-
dards. 42 U.S.C. § 7412(d)(2). Section 302(k) defines
“emission standard” as “a requirement established by
the State or the Administrator which limits the
quantity, rate, or concentration of emissions of air
pollutants on a continuous basis, including any re-
quirement relating to the operation or maintenance
of a source to assure continuous emission reduction,

l4a

and any design, equipment, work practice or opera-
tional standard promulgated under this chapter.” Jd.
§ 7602(k). Petitioners contend that, contrary to the
plain text of this definition, “EPA’s SSM exemption
automatically excuses sources from compliance with
emission standards whenever they start up, shut
down, or malfunction, and thus allows sources to
comply with emission standards on a basis that is not
‘continuous.” Petrs. Br. at 23. EPA responds that the
general duty that applies during SSM events “along
with the limitations that apply during normal operat-
ing conditions, together form an uninterrupted, i.e.,
continuous, limitation because there is no period of
time during which one or the other standard does not
apply,” Respt.’s Br. at 31. “Although Chevron step one
analysis begins with the statute’s text,” the court must
examine the meaning of certain words or phrases in
context and also “exhaust the traditional tools of sta-
tutory construction, including examining the statute’s
legislative history to shed new light on congressional
intent, notwithstanding statutory language that ap-
pears superficially clear.” Am. Bankers Ass’n v. Nat'l
Credit Union Admin., 271 F.3d 262, 267 (D.C.Cir. 2001)
(citations and quotation marks omitted).

EPA suggests that the general duty is “part of the
operation and maintenance requirements with which
all sources subject to a section 112(d) standard must
comply,” Respt.’s Br. at 33, pointing to section 302(k)’s
statement that an “emission standard” includes “any
requirement relating to the operation or maintenance
of a source to assure continuous emission reduction,”
42 U.S.C. § 7602(k). Section 302(k)’s inclusion of this
broad phrase in the definition of “emission standard”
suggests that emissions reduction requirements “as-
sure continuous emission reduction” without neces-
sarily continuously applying a single standard. Indeed,

15a

this reading is supported by the legislative history of
section 302(k):

By defining the terms “emission limitation,”
“emission standard,” and “standard of perfor-
mance,” the committee has made clear that con-
stant or continuous means of reducing emissions
must be used to meet these requirements. By the
same token, intermittent or supplemental controls
or other temporary, periodic, or limited systems
of control would not be permitted as a final
means of compliance.

H.R. Rep. 95-294, at 92 (1977), as reprinted in 1977
U.S.C.C.A.N. 1077, 1170. “Congress’s primary purpose
behind requiring regulation on a continuous basis”
appears, as one circuit has suggested, te have been
“to exclude intermittent control technologies from the
definition of emission limitations,” Kamp v. Hernandez,
752 F.2d 1444, 1452 (9th Cir.1985).

When sections 112 and 302(k) are read together,
then, Congress has required that there must be con-
tinuous section 112-compliant standards. The general
duty is not a section 112-compliant standard. Admit-
ting as much, EPA states in its brief that the general
duty is neither “a separate and independent standard
under CAA section 112(d),” nor “a free-standing
emission limitation that must independently be in
compliance” with section 112(d), nor an alternate
standard under section 112(h). Respt.’s Br. 32-34. Be-
cause the general duty is the only standard that applies
during SSM events—and accordingly no section 112
standard governs these events—the SSM exemption
violates the CAA’s requirement that some section 112
standard apply continuously. EPA has not purported
to act under section 112(h), providing that a standard
may be relaxed “if it is not feasible in the judgment of

16a

the Administrator to prescribe or enforce an emission
standard for control of a [HAP],” id. § 7412(h)(1),
based on either a (1) design or (2) source specific ba-
sis, id. § 7412(h)(2)(A), (B).

EPA’s suggestion that it has “discretion to make
reasonable distinctions concerning those particular
activities to which the emission limitations in a
MACT standard apply,” 68 Fed.Reg. at 32,590, belies
the text, history and structure of section 112. “In
1990, concerned about the slow pace of EPA’s regula-
tion of HAPs, Congress altered section 112 by elimi-
nating much of EPA’s discretion in the process.” New
Jersey, 517 F.5d at 578. In requiring that sources re-
gulated under section 112 meet the strictest standards,
Congress gave no indication that it intended the
application of MACT standards to vary based on dif-
ferent time periods. To the contrary, Congress specif-
ically permitted the Administrator to “distinguish
among classes, types, and sizes of sources within a
category or subcategory in establishing such stan-
dards,” CAA § 112(d)(1), 42 U.S.C. § 7412(d)(1). Addi-
tionally, while recognizing that in some instances it
might not be feasible to prescribe or enforce an emis-
sion standard under § 112, Congress provided in sec-
tion 112(h) for establishment of “work practice” or
“operational” standards instead, but, as petitioners
point out, “strictly limited this exception by defining
‘not feasible .. .’ to include only [two types of] situa-
tions,” Petrs. Br. 9, and did not authorize the Admin-
istrator to relax emission standards on a temporal
basis. See NRDC, 489 F.3d at 1374.

In sum, petitioners’ challenge to the exemption of
major sources from normal emission standards dur-
ing SSM is premised on a rejection of EPA’s claim of
retained discretion in the face of the plain text of sec-

17a

tion 112. “Where Congress explicitly enumerates cer-
tain exceptions to a general prohibition, additional
exceptions are not to be implied, in the absence of a
contrary legislative intent.” NRDC, 489 F.3d at 1374
(quoting TRW Inc. v. Andrews, 534 U.S. 19, 28, 122
S.Ct. 441, 151 L.Ed.2d 339 (2001)). The 1990 Amend-
ments confined the Administrator’s discretion, see
New Jersey, 517 F.3d at 578, and Congress was explicit
when and under what circumstances it wished to allow
for such discretion, id. at 582. “EPA may not construe
[a] statute in a way that completely nullifies textually
applicable provisions meant to limit its discretion.”
New Jersey, 517 F.3d at 583 (quoting Whitman, 531
U.S. at 485, 121 S.Ct. 903).

Accordingly, we grant the petitions without reaching
petitioners’ other contentions, and we vacate the SSM
exemption. See New Jersey, 517 F.3d at 583 (citing
Allied-Signal, Inc. v. U.S. Nuclear Regulatory Comm’n,
988 F.2d 146, 150-51 (D.C.Cir.1993)).

18a
RANDOLPH, Senior Circuit Judge, dissenting.

I do not agree that we have jurisdiction over Sierra
Club’s petition for judicial review. The original regu-
lations at issue, 40 C.F.R. § 63.6(e)-(h) (1994), exempt
periods of startup, shutdown, and malfunction from
opacity and non-opacity emission standards. When
EPA promulgated these regulations in 1994, Sierra
Club took no legal action. Yet under the Clean Air
Act a petition for judicial review of an EPA regulation
must be filed within 60 days of the regulation’s publi-
cation in the Federal Register. 42 U.S.C. § 7607(b)(1).

Of course an agency may give notice and ask for
comment on whether an existing regulation should be
modified or repealed or retained, or it may indicate in
response to comments that it has reconsidered the
regulation. See Kennecott Utah Copper Corp. v. Dep't
of Interior, 88 F.3d 1191, 1214 (D.C.Cir.1996). Or an
agency may give its regulation new significance by
altering other regulations incorporating it by refer-
ence. See id. at 1226-27. In any one of these situa-
tions the 60-day period would begin to run again. But
nothing of the sort occurred here. According to Sierra
Club, EPA’s rulemakings in 2002, 2003, and 2006
rendered enforcement of the 1994 startup, shutdown,
and malfunction regulations more difficult. Petr.’s Br.
at 29. Even if true,’ that could hardly have amounted

‘ The majority opinion makes a factual error when it suggests
that the new startup, shutdown, and malfunction regulations
have eliminated a prior requirement that EPA approve startup,
shutdown, and malfunction plans in the course of its review of
Title V permits. Maj. Op. at 1026. In fact, the plans were merely
incorporated by reference into Title V permits; there has never
been any requirement that EPA review or approve the plans
before approving permits. See 66 Fed.Reg. 16,318, 16,326 (2001);
see also 40 C.F.R. § 63.6(eX3)(vili) (1998); 67 Fed.Reg. 16,582,
16,587 (2002).

19a

to agency “action” re-promulgating the 1994 regula-
tions, which is what § 7607(b)(1) requires as a prere-
quisite for judicial review. After all, Sierra Club’s
complaint is not that the 1994 regulations are now
hard to enforce; it is instead that the 1994 regulations
are invalid and always have been. The recent rules
did not alter the exemption for startup, shutdown,
and malfunction events. The new rules simply mod-
ified requirements for each source’s plan regarding
implementation of the duty to minimize pollution
during the exempt periods. Sierra Club had the op-
tion—which it exercised’—of challenging the new
rules on the ground that the modifications will lead
to unacceptable levels of pollution.

In Kennecott, regulated industries sought judicial
review of an allegedly invalid regulation after changes
in related regulations made its enforcement more
likely and more punitive. Sierra Club has no compara-
ble financial incentives capable of assessment by a
court; instead, it presumably has an incentive to chal-
lenge any regulatory change that might lead to in-
creased pollution. The majority’s rationale implies
that each time EPA changes an emissions regulation,
it risks subjecting every related regulation to chal-
lenges from third parties. Such a regime, and the in-
stability it generates, is intolerable. Perhaps that is
why, until today, we have limited the constructive
reopening doctrine to cases involving regulated enti-
ties. See Envtl. Def. v. EPA, 467 F.3d 1329, 1334
(D.C.Cir.2006).

* The majority opinion does not reach Sierra Club’s argument
that the recent rules fail to guarantee enforcement of applicable
emissions standards and therefore violate Title V of the Clean
Air Act.

20a

Although EPA did not reopen its 1994 regulations
for judicial review, Sierra Club has another option: it
may file a petition to rescind those regulations and, if
EPA denies the petition, Sierra Club may seek judicial
review of EPA’s action. See, e.g., Pub. Citizen v. Nuc-
lear Regulatory Comm’n, 901 F.2d 147, 152 (D.C.
Cir.1990). There is no basis for permitting Sierra
Club to circumvent that procedural requirement in
this case. See Kennecott, 88 F.3d at 1214.

There is another problem with the majority opinion.
It disposes of the case with an argument not addressed
in the brief of either party—namely, that § 112(h) of
the Clean Air Act provides the only basis for EPA to
impose a non-numerical emissions standard and that
the 1994 regulations are unlawful because they do
not comply with the requirements of § 112(h). Sierra
Club mentions § 112(h), see Petr.’s Br. at 24, but its
argument that the 1994 regulations are unlawful
rests on § 302(k)’s requirement that “emission stan-
dards” must regulate air pollutants on a “continuous
basis,” id. at 23-24. EPA refers to § 112(h) only to
state that it is irrelevant to the question whether its
“general duty to minimize” is an enforceable standard
satisfying the statutory requirement to regulate
sources on a continuous basis. Resp.’s Br. at 33 n. 5. As
we have recognized, a passing mention of an other-
wise unbriefed issue does not normally suffice to pre-
serve the issue. United States v. Haldeman, 559 F.2d
31, 78 n. 113 (D.C.Cir.1976).°*

°’ The majority attempts to shoehorn its holding into Sierra
Club’s “continuous basis” arguments, stating that it reads § 112
and § 302(k) together to “require[ }] that there must be conti-
nuous section 112-compliant standards.” Maj. Op. at 1027. But
the discussion of § 302(k)’s “continuous basis” requirement does
no work in the majority’s legal analysis; without the “continuous

Z2la

Though there have been exceptions, we have gen-
erally declined to consider issues not briefed by the
parties, especially when the issue is not easy or the
record is long and complex, cf. United States v. Pryce,
938 F.2d 1343, 1347-48, 1351 (D.C.Cir.1991), when
doing so would be unfair to the respondent, Envtl.
Def. Fund, Inc. v. Costle, 657 F.2d 275, 284 n. 32
(D.C.Cir.1981), or when the legal issue is particularly
important, Carducci v. Regan, 714 F.2d 171, 177
(D.C.Cir.1983). Here, the question whether EPA’s in-
terpretation of § 112 is permissible is a difficult one,
and both the record and the statute are complex.
Here too, EPA has never had a fair opportunity to
address the issue.

basis” requirement, the majority would still hold that EPA’s
standards must be “section 112-compliant.” The majority’s point
is not that EPA has failed to regulate emissions sources on a
continuous basis. See Maj. Op. at 1027 (stating that EPA need
not continuously apply a uniform standard). It is instead that
the 1994 rule’s “general duty to minimize” does not meet the
requirements of § 112(h). Maj. Op. at 1027-28.

22a
APPENDIX B

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

[Filed July 30, 2009)

No. 02-1135
September Term 2008
EPA-67FR16582

SIERRA CLUB,
Petitioner
Vv.

ENVIRONMENTAL PROTECTION AGENCY and
LISA PEREZ JACKSON, ADMINISTRATOR,
ENVIRONMENTAL PROTECTION AGENCY,

Respondents

AMERICAN CHEMISTRY COUNCIL, et al.,
Intervenors

Consolidated with 03-1219, 06-1215, 07-1201

BEFORE: ROGERS and TATEL, Circuit Judges,
and RANDOLPH’, Senior Circuit Judge

ORDER

Upon consideration of the petition of intervenor
American Chemistry Council, et al. for panel rehearing
filed on April 3, 2009, and the response thereto, it is

*Senior Circuit Judge Randolph would grant the petition.

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ORDERED that the petition be denied.

Per Curiam

FOR THE COURT:
Mark J. Langer, Clerk

BY: /s/
Michael C. McGrail
Deputy Clerk

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APPENDIX C

UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

[Filed July 30, 2009)

No. 02-1135
September Term 2008
EPA-67FR16582

SIERRA CLUB,
Petitioner
Vv.

ENVIRONMENTAL PROTECTION AGENCY and
LISA PEREZ JACKSON, ADMINISTRATOR,
ENVIRONMENTAL PROTECTION AGENCY,

Respondents

AMERICAN CHEMISTRY COUNCIL, et al.,
Intervenors

Consolidated with 03-1219, 06-1215, 07-1201

BEFORE: SENTELLE, Chief Judge, and
GINSBURG, HENDERSON, ROGERS, TATEL,
GARLAND, BROWN, GRIFFITH, and
KAVANAUGH, © Circuit Judges

* Chief Judge Sentelle and Circuit Judges Henderson and
Brown would grant the petitions.

** Circuit Judge Kavanaugh did not participate in this matter.

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ORDER

The petitions of intervenors National Environmen-
tal Development Association’s Clean Air Regulatory
Project and American Chemistry Council, et al. for
rehearing en banc and the responses thereto were
circulated to the full court, and a vote was requested.
Thereafter, a majority of the judges eligible to par-
ticipate did not vote in favor of the petition. Upon
consideration of the foregoing, it is

ORDERED that the petitions be denied.

Per Curiam

FOR THE COURT:
Mark J. Langer, Clerk

BY: /s/
Michael C. McGrail
Deputy Clerk

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APPENDIX D

STATUTES AND REGULATIONS
42 U.S.C. § 7412. Hazardous air pollutants

* * * *

(d) Emission standards
(1) In general

The Administrator shall promulgate regulations
establishing emission standards for each category or
subcategory of major sources and area sources of
hazardous air pollutants listed for regulation pursu-
ant to subsection (c) of this section in accordance with
the schedules provided in subsections (c) and (e) of
this section. The Administrator may distinguish
among classes, types, and sizes of sources within a
category or subcategory in establishing such stan-
dards except that, there shall be no delay in the
compliance date for any standard applicable to any
source under subsection (i) of this section as the
result of the authority provided by this sentence.

(2) Standards and methods

Emissions standards promulgated under this
subsection and applicable to new or existing sources
of hazardous air pollutants shall require the
maximum degree of reduction in emissions of the
hazardous air pollutants subject to this section
(including a prohibition on such emissions, where
achievable) that the Administrator, taking into
consideration the cost of achieving such emission
reduction, and any non-air quality health and
environmental impacts and energy requirements,
determines is achievable for new or existing sources
in the category or subcategory to which such emission
standard applies, through application of measures,

27a

processes, methods, systems or techniques including,
but not limited to, measures which—

(A) reduce the volume of, or eliminate emissions
of, such pollutants through process changes,
substitution of materials or other modifications,

(B) enclose systems or processes to eliminate
emissions,

(C) collect, capture or treat such pollutants when
released from a process, stack, storage or fugitive
emissions point,

(D) are design, equipment, work practice, or
operational standards (including requirements
for operator training or certification) as provided
in subsection (h) of this section, or

(E) are a combination of the above.

None of the measures described in subparagraphs (A)
through (D) shall, consistent with the provisions of
section 7414(c) of this title, in any way compromise
any United States patent or United States trademark
right, or any confidential business information, or
any trade secret or any other intellectual property
right.

(3) New and existing sources

The maximum degree of reduction in emissions that
is deemed achievable for new sources in a category or
subcategory shall not be less stringent than the
emission control that is achieved in practice by the
best controlled similar source, as determined by the
Administrator. Emission standards promulgated
under this subsection for existing sources in a
category or subcategory may be less stringent than
standards for new sources in the same category or

28a

subcategory but shall not be less stringent, and may
be more stringent than—

(A) the average emission limitation achieved by
the best performing 12 percent of the existing
sources (for which the Administrator has
emissions information), excluding those sources
that have, within 18 months before the emission
standard is proposed or within 30 months before
such standard is promulgated, whichever is
later, first achieved a level of emission rate or
emission reduction which complies, or would
comply if the source is not subject to such
standard, with the lowest achievable emission
rate (as defined by section 7501 of this title)
applicable to the source category and prevailing
at the time, in the category or subcategory for
categories and subcategories with 30 or more
sources, or

(B) the average emission limitation achieved by
the best performing 5 sources (for which the
Administrator has or could reasonably obtain
emissions information) in the category or
subcategory for categories or subcategories with
fewer than 30 sources.

(4) Health threshold

With respect to pollutants for which a health
threshold has been established, the Administrator
may consider such threshold level, with an ample
margin of safety, when establishing emission
standards under this subsection.

(5) Alternative standard for area sources

With respect only to categories and subcategories of
area sources listed pursuant to subsection (c) of this
section, the Administrator may, in lieu of the

29a

authorities provided in paragraph (2) and subsection
(f) of this section, elect to promulgate standards or
requirements applicable to sources in such categories
or subcategories which provide for the use of
generally available control technologies’ or
management practices by such sources to reduce
emissions of hazardous air pollutants.

(6) Review and revision

The Administrator shall review, and revise as
necessary (taking into account developments in
practices, processes, and control technologies),
emission standards promulgated under this section
no less often than every 8 years.

(7) Other requirements preserved

No emission standard or other requirement
promulgated under this section shall be interpreted,
construed or applied to diminish or replace the
requirements of a more stringent emission limitation
or other applicable requirement established pursuant
to section 7411 of this title. part C or D of this
subchapter, or other authority of this chapter or a
standard issued under State authority.

(8) Coke ovens

(A) Not later than December 31, 1992, the
Administrator shall promulgate regulations
establishing emission standards under
paragraphs (2) and (3) of this subsection for coke
oven batteries. In establishing such standards,
the Administrator shall evaluate-—

(i)the use of sodium silicate (or equivalent)
luting compounds to prevent door leaks, and
other operating practices and technologies for
their effectiveness in reducing coke oven
emissions, and their suitability for use on new

30a

and existing coke oven batteries, taking into
account costs and reasonable commercial! door
warranties; and

(ii) as a basis for emission standards under this
subsection for new coke oven batteries that
begin construction after the date of proposal of
such standards, the Jewell design Thompson
non-recovery coke oven batteries and other
non-recovery coke oven technologies, and other
appropriate emission control and coke produc-
tion technologies, as to their effectiveness in
reducing coke oven emissions and _ their
capability for production of steel quality coke.

Such regulations shall require at a minimum
that coke oven batteries will not exceed 8 per
centum leaking doors, 1 per centum leaking lids,
5 per centum leaking offtakes, and 16 seconds
visible emissions per charge, with no exclusion
for emissions during the period after the closing
of self-sealing oven doors. Notwithstanding
subsection (i) of this section, the compliance date
for such emission standards for existing coke
oven batteries shall be December 31, 1995.

(B) The Administrator shall promulgate work
practice regulations under this subsection for
coke oven batteries requiring, as appropriate—

(i) the use of sodium silicate (or equivalent)
luting compounds, if the Administrator deter-
mines that use of sodium silicate is an effective
means of emissions control and is achievable,
taking into account costs and _ reasonable
commercial warranties for doors and related
equipment; and

(ii) door and jam cleaning practices.

3la

Notwithstanding subsection (i) of this section,
the compliance date for such work practice
regulations for coke oven batteries shall be not
later than the date 3 years after November 15,
1990.

(C) For coke oven batteries electing to qualify for
an extension of the compliance date for stan-
dards promulgated under subsection (f) of this
section in accordance with subsection (i)(8) of
this section, the emission standards under this
subsection for coke oven batteries shall require
that coke oven batteries not exceed 8 per centum
leaking doors, 1 per centum leaking lids, 5 per
centum leaking offtakes, and 16 seconds visible
emissions per charge, with no exclusion for
emissions during the period after the closing of
self-sealing doors. Notwithstanding subsection (i)
of this section, the compliance date for such
emission standards for existing coke oven
batteries seeking an extension shall be not later
than the date 3 years after November 15, 1990.

(9)Sources licensed by the Nuclear Regulatory
Commission

No standard for radionuclide emissions from any
category or subcategory of facilities licensed by the
Nuclear Regulatory Commiss.on (or an Agreement
State) is required to be promulgated under this
section if the Administrator determines, by rule, and
after consultation with the Nuclear Regulatory
Commission, that the regulatory program established
by the Nuclear Regulatory Commission pursuant to
the Atomic Energy Act [42 U.S.C. § 2011 et seg.] for
such category or subcategory provides an ample
margin of safety to protect the public health. Nothing
in this subsection shall preclude or deny the right of
any State or political subdivision thereof to adopt or

32a

enforce any standard or limitation respecting emis-
sions of radionuclides which is more stringent than
the standard or limitation in effect under section
7411 of this title or this section.

(10) Effective date

Emission standards or other regulations promulgated
under this subsection shall be effective upon promul-
gation.

* > * a

42 U.S.C. § 7602. Definitions
When used in this chapter—

* *« * *

(k) The terms “emission limitation” and “emission
standard” mean a requirement established by the
State or the Administrator which limits the quantity,
rate, or concentration of emissions of air pollutants
on a continuous basis, including any requirement
relating to the operation or maintenance of a source
to assure continuous emission reduction, and any
design, equipment, work practice or operational
standard promulgated under this chapter.’

* * *

42 U.S.C. § 7607. Administrative proceedings and
judicial review

* oe + *

(b) Judicia! review

(1) A petition for review of action of the Administra-
tor in promulgating any national primary or
secondary ambient air quality standard, any emission
standard or requirement under section 7412 of this

' So in original.

33a

title, any standard of performance or requirement
under section 7411 of this title, any standard under
section 7521 of this title (other than a standard
required to be prescribed under section 7521(b)(1) of
this title), any determination under section 7521(b)(5)
of this title, any control or prohibition under section
7545 of this title, any standard under section 7571 of
this title, any rule issued under section 7413, 7419, or
under section 7420 of this title, or any other
nationally applicable regulations promulgated, or
final action taken, by the Administrator under this
chapter may be filed only in the United States Court
of Appeals for the District of Columbia. A petition for
review of the Administrator's action in approving or
promulgating any implementation plan under section
7410 of this title or section 7411(d) of this title, any
order under section 7411(j) of this title, under section
7412 of this title,*? under section 7419 of this title, or
under section 7420 of this title, or his action under
section 1857c-10(c)(2)(A), (B), or (C) of this title (as in
effect before August 7, 1977) or under regulations
thereunder, or revising regulations for enhanced
monitoring and compliance certification programs
under section 7414(a)(3) of this title, or any other
final action of the Administrator under this chapter
(including any denial or disapproval by the Admini-
strator under subchapter I of this chapter) which is
locally or regionally applicable may be filed only in
the United States Court of Appeals for the appropri-
ate circuit. Notwithstanding the preceding sentence a
petition for review of any action referred to in such
sentence may be filed orly in the United States Court
of Appeals for the District of Columbia if such action
is based on a determination of nationwide scope or
effect and if in taking such action the Administrator

? So in original.

34a

finds and publishes that such action is based on such
a determination. Any petition for review under this
subsection shall be filed within sixty days from the
date notice of such promulgation, approval, or action
appears in the Federal Register, except that if such
petition is based solely on grounds arising after such
sixtieth day, then any petition for review under this
subsection shall be filed within sixty days after such
grounds arise. The filing of a petition for reconsider-
ation by the Administrator of any otherwise final rule
or action shall not affect the finality of such rule or
action for purposes of judicial review nor extend the
time within which a petition for judicial review of
such rule or action under this section may be filed,
and shall not postpone the effectiveness of such rule
or action.

(2) Action of the Administrator with respect to which
review could have been obtained under paragraph (1)
shall not be subject to judicial review in civil or
criminal proceedings for enforcement. Where a final
decision by the Administrator defers performance of
any nondiscretionary statutory action to a later time,
any person may challenge the deferral pursuant to
paragraph (1).

* * * *

40 C.F.R. § 63.6. Compliance with standards and
maintenance requirements.

* * %* *

(e) Operation and maintenance requirements.

(1)G) At all times, ir.cluding periods of startup, shut-
down, and malfunction, the owner or operator must
operate and maintain any affected source, including
associated air pollution control equipment and
monitoring equipment, in a manner consistent with

35a

safety and good air pollution control practices for
minimizing emissions. During a pericd of startup,
shutdown, or malfunction, this general duty to
minimize emissions requires that the owner or
operator reduce emissions from the affected source to
the greatest extent which is consistent with safety
and good air pollution control practices. The general
duty to minimize emissions during a. period of
startup, shutdown, or malfunction does not require
the owner or operator to achieve emission levels that
would be required by the applicable standard at other
times if this is not consistent with safety and good air
pollution control practices, nor does it require the
owner or operator to make any further efforts to
reduce emissions if levels required by the applicable
standard have been achieved. Determination of
whether such operation and maintenance procedures
are being used will be based on information available
to the Administrator which may include, but is not
limited to, monitoring results, review of operation
and maintenance procedures (including the startup,
shutdown, and malfunction plan required in para-
graph (e)(3) of this section), review of operation and
maintenance records, and inspection of the source.

* * * *

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_1161%3A1. Public record. Not legal advice.
