# Petition for Writ of Certiorari — O'Brien v. O'Laughlin (No. 09-484)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2009

## Text

Supreme Court, U.S.
P FILED ’

09-484 OCT 21 2009
S6FICE OF THE CLERK

Hn the
Supreme Court of the Gnited States

STEVEN O’BRIEN,
Superintendent, Old Colony Correctional Center;
Petitioner.
VU.

MICHAEL O’ LAUGHLIN,
Respondent.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT

PETITION FOR AWRIT OF CERTIORARI

MARTHA COAKLEY
Massachusetts Attorney General

JESSICA V. BARNETT*
JAMES J. ARGUIN
Assistant Attorneys General
One Ashburton Place
Boston, MA 02108-1598
(617) 727-2200

*Counsel of Record

QUESTION PRESENTED

This petition presents the same question for
review as the petition for certiorari in Metrish v.
Newman, No. 08-1401, 2009 WL 1370163 (U.S.
May 12, 2009), namely, whether a federal habeas
court in reviewing the reasonableness of a state
court’s application of the sufficiency-of-the-evidence
standard established in Jackson v. Virginia, 443
U.S. 307 (1979), may rely on a “reasonable
speculation” standard to set aside the state court’s
evaluation oof the circumstantial evidence
supporting the jury’s verdict.

oe

TABLE OF CONTENTS

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Nee liicccasecassossyessesenssessseseneesseees 2
ae meeaeies OF Trill CASE ...........0......scccccseeeess 3

REASONS FOR GRANTING THE PETITION .. 10

A. This Court Should Grant Certiorari to
Prevent Federal Habeas Retrials of State
Criminal Cases in violation of AEDPA. ....... 13

B. This Court Should Grant Certiorari Because
the “Reasonable Speculation” Standard
Finds No Basis in this Court’s Cases and
Threatens to Erode Jackson v. Virginia....... 16

1. The “reasonable speculation” standard
is not clearly-established law under

SOPH Oe ee EEE EEE HEE EEEHEHEHEEEEH OEE EHH EEE HHH OEE

ad

The term “reasonable speculation” is
inherently contradictory and permits
appellate courts to usurp the jury’s role
IN oo. cunccvacceccescncsccscsvecsesecsese 17

3. The “reasonable speculation” standard
devalues circumstantial evidence,
unduly disadvantaging the prosecution
in domestic and acquaintance violence
DOIG icassiccseenssiccescrecneetes eceateeeee 20

C. This Court Should Grant Certiorari Because
the Instant Case is a Good Vehicle for
Clarifying Jackson’s Application to
Circumstantial Cases and for Re-Affirming

APPENDIX A: First Circuit Opinion, dated June
Pl I bvnsisdasctictsn into ee la

APPENDIX B: District Court Order of
Dismissal, dated December 12, 2007.......... 52a

APPENDIX C: Massachusetts Supreme Judicial
Court Opinion, dated March 10, 2006........ 53a

APPENDIX D: First Circuit Order Denying
Panel Rehearing and Rehearing en Banc... 90a

APPENDIX E: Statutory Provisions .............. 1l3a

1V

TABLE OF AUTHORITIES
Cases

Anderson v. Fuller,

MN AF a IE ID incase vnedsvnxanconsecbsccaceresdseneve 19
Bell v. Cone,

535 U.S. GBS C00Z)...........0cccccccccesesee 10, 13, 15, 16
Brown v. Farwell,

525 F.3d 787 (9th Cir. 2008),

cert. granted sub nom, McDaniel v.

Brown, 129 S. Ct. 1038 (2009)................02.... 12, 30
Brown v. Palmer,

Be Fe ee Cn Gh, BOD hosts nvcnccscchecccnsevassess 21
Brown v. Payton,

SOME Fe MD oo ide sacxcaveccecedetchacdedsoucacads 15, 23
Carey v. Musladin,

ee coc aca veesanccvddunconsvconccdcevasaves 17

Commonwealth v. O'Laughlin,
63 Mass. App. Ct. 805, 830 N.E.2d 222 (2005).... 8

Commonwealth v. O’Laughlin,
446 Mass. 188, 843 N.E.2d 617 (2006)........ passim

Desert Palace, Inc. v. Costa,
ee er oon spi vakecucnveucaccesancrsoeion 20, 28

Duckworth v. Fagan,
— BOSE |

Duncan v. Walker,

EE A UE RI Bie pnciccsssccnccosewncnsaves

Early v. Packer,

LE | ne

Engle v. Isaac,

456 U.S. 107 (1982)....... cuinseent aaiagetiia

Fuller v. Anderson,
662 F.2d 420 (6th Cir. 1981),

cert. denied sub nom, Anderson v.
Fuller, 455 U.S. 1028 (1982) .............

Herrera v. Collins,

BOG UTS. BI CIOS) ov cccrcccecccosesvaceesscess

Holland v. United States,

Be ae, BE CR iiss ccsssconssenersscsones

Jackson v. Virginia,

Ee RE. EE GE ce niriskcccnnhconesszactoes

Knowles v. Mirzayanee,

ERD SS. CE. FEE CD occ ncn sssccevevecocess

Lockyer v. Andrade,

Pee ees Ne I ois vk vevcscsvecsreerscvecawans

McDaneel v. Brown,

129 S. Ce. FOSS COGS)... ssc cecssceecesee

een re 30

20, 25, 28

Eis passim

Miller-El v. Cockrell,
Be re CE IE os ocaccedcasdvcccunccessacvscccdosecsveacs 13

Miranda v. Arizona,
sn. ss cconpnanevasenaeceeees 14, 22

Mitchell v. Esparza,
540 U.S. 12 (2003)

Newman v. Metrish,
543 F.3d 793 (6th Cir. 2008)... 2, 11, 16, 17, 21, 30

O’Brien v. O’Laughlin,
No. 09A194, 2009 WL 2831420
(U.S. August 26, 2009)
(Breyer, J., 1M) CRAMDETLS) ...........0...ccccsccccsccccscees 10n

O’Laughlin v. O’Brien,
ee ee OE CEG CAT, BOD) onccccesscsecseessccass passim

O’Laughlin v. O’Brien,

577 F.Sa i (ist Cir. 2009) ............. 1, 10, 18, 19, 20
Parke v. kaley,

so cy sa vngideuu de vuduenandoueesuens 11
Parker v. Rentco,

Soe We cee Oe CEE GAP, DIED vcescccscccceccsssensseseeseass 21
Schlup v. Delo,

513 U.S. 298 (1996)................ ipistumadotesuatere 18, 28n

Schriro v. Landrigan,
Be Sy MUU SION E Dano sconscvdvcccvvcdscctccsonacccecast 10, 14

vll
Smith v. Romanowski,
No. 07-1578, 2009 WL 1884451
CE Be I vice ca nov cnacvinsvcssesensesveccsecensens 21

Strickland v. Washington,
ee I I oor ox nese cnesinssssensecersconsccesyens 14,15

Tucker v. Palmer,

641 F.3d 652 (6th Cir. 2006)..........ccccescoccssscevenees 21

Uttecht v. Brown,

Ee FP noo coscecccecsscactecncccocccenseovens 14
Wainwright v. Witt,

469 U.S. 412 (1985)......... adi cin ca kpbangussica cacao aes 14
Williams v. Taylor,

529 U.S. 362 (2000)............00.. 2, 10, 11, 13, 14, 19
Witherspoon v. fllinois,

ne es ns css sunenaiannsukancmamaiiiae 14
Woodford v. Garceau,

Re Ue. Be CS cnc csceccscseseses apaIa anaes 10, 13
Woodford v. Visciotti,

ee eI 5. csc seve usvsabachentsacressvanaciens 14, 15
Wright v. West,

ee es seks gin bnaaewkieandiinses 18, 30

Yarborough v. Alvarado,
OE EF. SOF CGD ons vivcsicccccseccess 14, 18, 22, 23, 29

Vill

Statutory Provisions

ee Sie I wr sistas viscseiaeesevdesn ene 1
Fe re ie IE axicacedaksvinissasereematannens covnisekeduaneadaas 1,8
Oe Rs as te i iadkseh canicceontsenmieaeeean 1, 2n, 15
26 U.S.C. S SABGGIMD) 2. ccavsvsccccess 1,11, 13, 14, 15, 17
DE U2 & Se iivckdscssstcctencctauees 1, 3n, 11
Mass. Gen. Laws ch. 265, § 15A(b)............0...000.-0..0. 8
Mass. Gen. Laws ch. 265, § 18A ...... 2c cece ec ec ecco ees 8
Mass. Gen. Laws ch. 265, § 18(b)...................... ecco eee 8
Mans. Gen. LOWS Gh. TOG, © 36 vcsicdvsevssccticcinaae 8
Rules

Be, SE, hn i oan oven de nviecsencadeneccaasveacse eee ee 15
OG. Fe. PA. Fc Be oisncnvecinervccssszsvrs saisinteeetan nia 5
Fed. . AO. F. GIG visissessasmaniose eee 10

Other

Nancy J. King, et al., Final Technical Report:
Habeas Litigation in U.S. District Courts,
Vanderbilt University Law School and National
Center for State Courts (2007), available at
www.law.vanderbilt.edu......................... Ft OOO 12

Petition for Certiorari, Metrish v. Newman,
No. 08-1401, 2009 WL 1370163
(U.S. May 12, 2009) .......c.cccccccceeeceseeees i, 13, 17, 30

T. Lininger, Prosecuting Batterers After Crawford,
NS Se . 20

]
OPINIONS BELOW

The opinion of the United States Court of
Appeals for the First Circuit is published at 568
I 3d 287 (1st Cir. 2009). Appendix A. The order
of the United States District Court for the District
of Massachusetts is unpublished. Appendix B. The
Massachusetts Supreme Judicial Court’s opinion is
published at 446 Mass. 188, 843 N.E.2d 617 (2006).
Appendix C. The order of the Court of Appeals for
the First Circuit denying panel rehearing and
rehearing en banc is published at 577 F.3d 1 (1st
Cir. 2009). Appendix D.

JURISDICTION

The jurisdiction of the federal district court
was invoked by the timely filing of a petition for
writ of habeas corpus pursuant to 28 U.S.C. § 2254.
The federal district court denied the petition, and
the Court of Appeals for the First Circuit reversed.
The judgment of the court of appeals was entered
on June 10, 2009. The First Circuit denied a timely
petition for panel rehearing and rehearing en banc
on August 7, 2009. The jurisdiction of this Court is
invoked under 28 U.S.C. § 1254()).

STATUTORY PROVISIONS

The statutory provisions involved = are
28 U.S.C. § 1254(1); 28 U.S.C. § 2254(d); 28 U.S.C.
§ 2254(d)(1); and 28 US.C. § 2254(e)(1).
Appendix E.

2
INTRODUCTION

This case presents a= pressing. issue
impacting the core principles of comity and
federalism that underlie statutory restrictions on |
federal habeas review. It also involves the dilution
of the Jackson standard of review for sufficiency-of-
the-evidence claims, particularly where, as here,
the jury’s verdict rests on circumstantial evidence.

In evaluating — sufficiency-of-the-evidence
claims on habeas review, deference is due both
(1) to the state court’s reasonable application of the
Jackson standard under AEDPA,' see Williams uv.
Taylor, 529 U.S. 362, 409-11 (2000), and (2) to the
reasonable inferences that the jury could have
drawn in reaching its verdict, see Jackson, 445 U.S.
at 326. Recently, however, the Sixth Circuit, and
now the First Circuit, have departed from this
settled precedent by holding that a state-court
determination that there was sufficient evidence to
support a jury’s verdict can be set aside when a
federal court determines that the conviction is
based on “reasonable speculation” as opposed to
reasonable inferences. See O’Laughlin v. O’Brien,
568 F.3d 287, 302 (1st Cir. 2009) (““O’Laughilin IIT’),
Appendix A; Newman v. Metrish, 543 F.3d 793, 796
(Gth Cir. 2008), petition for cert. filed, Metrish v.
Newman, No. 08-1401, 2009 WL 1370163 (U.S.
May 12, 2009).

' The Antiterrorism and Effective Death Penalty Act of 1996
(“AEDPA’). 28 U.S.C. § 2254(d).

The “reasonable speculation” standard has
no basis in this Court's precedents and is contrary
to the fundamental principles of comity and
federalism underlying AEDPA's stringent
restrictions on federal habeas review. It invites
federal habeas courts to second guess the reasoned
judgment of state appellate courts, and, equally
troubling, to override the reasonable inferences
that the jury could have drawn from the evidence
presented at trial. The need for adherence to
AEDPA’s restrictions is especially strong in
sufficiency-of-the-evidence cases, where double
jeopardy bars the state from retrying a successful
habeas petitioner.

STATEMENT OF THE CASE

1. On the morning of November 17, 2000,
the victim, Annmarie Kotowski, was found in her
apartment severely beaten, having suffered fifteen
to twenty blows that broke nearly every bone in her
face and skull. Commonwealth v. O’Laughlin, 446
Mass. 188, 190, 198, 843 N.E.2d 617, 621, 626
(2006) (““O’Laughlin IT’). Appendix C.2. The victim
survived, but she had no memory of the attack. /d.
at 190, 843 N.E.2d at 621.

2 The opinion of the Massachusetts Supreme ducicial Court
(“SJC) contains a detailed recitation of the evidence. On
habeas review. these factual «(leterminations are presumed
correct. unless rebutted by clear and convincing evidence.
28 U.S.C. § 2254(e)(1). Highlighted here are those facts from
which a rational jury could infer guilt. Further facts are
introduced as necessary in the statement of reasons for
granting the petition

4

Respondent Michael O’Laughlin lived two
doors away from the victim in the same apartment
complex. /d. at 191, 199, 843 N.E.2d at 621, 627.
As a maintenance worker at the complex,
O’Laughlin had a master key to the victim’s
apartment. /d. at 191, 199, 843 N.E.2d at 621-22,
627. The police did not detect any signs of forced
entry into the victim’s apartment. Jd. at 194, 843
N.E.2d at 624. In fact, the doors were locked when
Mrs. Kotowski was discovered that morning. /d. at
193-94, 843 N.E.2d at 623.

Shortly before 2 a.m. on the night of the
attack, the victim’s upstairs neighbor was
awakened by banging and screaming noises and
called 911. Jd. at 192, 843 N.E.2d at 622. The
neighbor testified that he did not hear any vehicles
enter or leave the area from the time he first heard
screaming until the time the police arrived. Jd. at
192-93, 843 N.E.2d at 622-23. A test conducted by
the State Police determined that a person in the
victim’s apartment would have been able to hear
that someone was speaking in the apartment
above, but would have been unable to hear what
was said. Jd. at 192 n.3, 843 N.E.2d at 622 n.3.

When the police arrived following the 911
call, they encountered O’Laughlin outside, in 35-
degree weather, wearing only boxer shorts. Jd. at
193, 200, 202, 843 N.E.2d at 623, 627, 629.
According to the officers, O’Laughlin was “uneasy
and distant,” and he avoided eye contact with them.
Id. at 193, 200, 843 N.E.2d at 623, 627.
O’Laughlin told the police that he had been
awakened by screaming, but he thought it was an
animal trapped in the dumpster, so he had lodged a

5

stick in the dumpster to allow the animal to climb
out. Id. at 193, 200, 843 N.F.2d at 623, 627.5 But
the next morning, O’Laughlin claimed that he had
been awakened by noise from the arriving police
cruisers. Jd. at 195, 200, 843 N.E.2d at 624, 627.
Later, he gave yet another version. Jd. at 195, 200,
843 N.E.2d at 623, 627.

In fact, all three accounts were lies;
O’Laughlin’s telephone records indicated that he
was awake in his apartment at the time he claimed
to be sleeping. Jd. at 192, 200, 843 N.E.2d at 622,
627. O’Laughlin’s last telephone call was just
twelve minutes before the neighbor made his 911
call, id. at 192, 843 N.E.2d at 622, and there were
no other calls until later that morning, after the
police had arrived at the scene and an ambulance
had transported Mrs. Kotowski to the hospital. See
Trial Exhibit # 57, filed with the court of appeals as
supplemental authority pursuant to Fed. R. App. P.
284) on September 18, 2008.

O’Laughlin had spent the evening of the
attack drinking and smoking crack cocaine, but
eventually ran out of drugs. O’Laughlin II, 446
Mass. at 191-92, 199, 843 N.E.2d at 622, 627. He

3 O’Laughlin successfully steered the officers away from the
building, just two doors away, where the 911 caller and the
victim lived. The officers left shortly after their encounter
with O’'Laughlin, without speaking with the neighbor who
had made the 911 call. OZLaughtlin Il, 446 Mass. at 193. 843
N.E.2d at 623. The victim remained, injured and bleeding, in
her apartment, until she was discovered by her boyfriend at
about 5:45 a.m. Id. The victim’s boyfriend then notified the
police, who were dispatched back to the apartment. /d. at
194, 843 N.E.2d at 623.

G

was eager to obtain more drugs, but he had also
run out of money. Jd. at 192, 199, 843 N.E.2d at
622, 627. O’Laughlin called several drug dealers
during the two hours immediately preceding the
attack. Jd. at 192, 199, 843 N.E.2d at 622, 627.
Between midnight and two a.m., O’Laughlin made
fifteen telephone calls. Tr. 8/54.4 O’Laughlin, who
had previously been inside the victim’s apartment,
believed that the victim “had money.” O’Laughlin
IT, 446 Mass. at 192, 199, 843 N.E.2d at 622, 627.

The morning after the attack, when
O’Laughlin was told that someone had been
“murdered,” he replied, “What do you want me to
do about it?” Jd. at 194, 843 N.E.2d at 624. Later
that morning, O’Laughlin went to the police station
to be interviewed, but left shortly after without
telling anyone that he was leaving. Jd. at 195, 843
N.E.2d at 624. When he returned, he seemed
agitated and hed to the police, as described above.
Id. at 195, 200, 843 N.E.2d at 624, 627-28.

Following the attack, police discovered an
aluminum baseball bat on the ground a _ short
distance from the victim’s apartment. Jd. at 196,
199, 843 N.E.2d at 625, 627. The bat was covered
with leaves and debris, but was otherwise “clean.”
Id. at 196, 200, 843 N.E.2d at 625, 627.

4“Tr. [vol./[page|’ refers to the ten-volume tnal transcript.
which was filed with the district court.

5 The Commonwealth performed forensic testing on the bat.
As summarized by the SJC:

Three small reddish brown stains on the bat
tested positive for the presumptive presence of
blood. One tested positive for human blood.

7

O’Laughlin’s last name was inscribed on the bat,
and O’Laughlin later admitted that the bat
belonged to him. Jd. at 196-97, 200, 843 N.E.2d at
625, 627. The surgeon who operated on the victim
opined that her injuries “were caused by a long,
sturdy, hard, round object, consistent with an
aluminum bat like the one that was recovered near
the apartment building.” Jd. at 198, 843 N.E.2d at
626.

O’Laughlin consented to a search of his
apartment the day after the attack. Jd. at 195, 200,
843 N.E.2d at 625, 628. During the search, the
police alerted O’Laughlin to a red stain on his
closet door and asked whether they could take
swabbings. /d. at 195-96, 843 N.E.2d at 625.
O’Laughlin refused and told the police to leave. Id.
at 195-96, 843 N.E.2d at 625. He then removed the
stain with his finger and told the police they could

The three stains were swabbed and sent to the
deoxyribonucleic acicl (DNA) unit for further
lesting. Because of contamination in the DNA
lab, tests consumed all the testable material
without yielding results. An additional cutting
from tape on the bat’s handle from an area
where the presumptive presence of blood could
still be detected was submitted to the
laboratory. A State police DNA analyst
obtained human genetic material from the
sample indicating two or more donors, with
both a male and female possible in the
mixture. She concluded that the victim could
not be excluded as a contributor and that one
in two of any randomly selected individuals
“could have been the contributor.”

O’Laughilin IT. 446 Mass. at 197. 843 N.E.2d at 626.

8

return, explaining that he believed the stain was
his own blood, but he was not sure. Jd. at 196, 200,
843 N.E.2d at 625, 628. That morning, police
officers had noticed a “scratch or a dig mark” on
O’Laughlin’s cheek, a cut on his chin, and a “round,
circular bruise” below his left ear. Jd. at 194-95,
843 N.E.2d at 624.

2. Following a nine-day jury trial in May
2002, O’Laughlin was convicted of four offenses in
connection with the attack on Annmarie Kotowski:
(1) Burglary and Armed Assault in a Dwelling, see
Mass. Gen. Laws ch. 266, § 14; (2) Armed Assault
in a Dwelling, see Mass. Gen. Laws ch. 265, § 18A;
(3) Armed Assault with Intent to Murder, see Mass.
Gen. Laws ch. 265, § 18(b); and (4) Assault and
Battery by Means of a Dangerous Weapon, see
Mass. Gen. Laws ch. 265, § 15A(b).

3. On appeal, a three-judge panel of the
Massachusetts Appeals Court concluded that there
was insufficient evidence to support the jury’s
verdicts and reversed O’Laughlin’s convictions.
Commonwealth v. O’Laughlin, 63 Mass. App. Ct.
805, 817-23, 830 N.E.2d 222, 230-35 (2005). The
Massachusetts SJC granted further appellate
review and—in a unanimous 7-0 decision—
concluded that the evidence against O’Laughlin
was sufficient to support the verdicts. O’Laughlin
II, 446 Mass. at 198-205, 843 N_E.2d at 626-31.
After rejecting O’Laughlin’s other arguments, the
SJC affirmed his convictions. Jd. at 205-11, 843
N.E.2d at 631-35.

4. O’Laughlin’s habeas petition pursuant to
28 U.S.C. § 2254 followed. In his habeas petition,

9

O’Laughlin alleged that: (1) the evidence at trial
was constitutionally insufficient to prove his
identity as the perpetrator; and (2) the trial court
violated his right to present a defense by excluding
a handwritten note from evidence that, according to
O’Laughlin, supported his third-party culprit
defense. After briefing by the parties and a non-
evidentiary hearing, the district court denied
O’Laughlin’s petition. Appendix B. O’Laughlin
filed a timely notice of appeal and requested a
certificate of appealability (“COA”) from the district
court as to his sufficiency and right-to-present-a-
defense claims. The district court granted a COA
with respect to both issues.

5. In an opinion issued June 10, 2009, a
panel of the First Circuit concluded that the
evidence was constitutionally insufficient to convict
O’Laughlin and that the SJC’s decision affirming
O’Laughlin’s convictions was objectively
unreasonable. O’Laughlin Ill, 568 F.3d at 308.
The First Circuit thus reversed the order of the
district court and remanded the case with
instructions that the district court order
O’Laughlin’s unconditional release with prejudice
to reprosecution. Jd. at 309. In light of its holding
on the sufficiency issue, the panel did not reach
O’Laughlin’s remaining claim regarding his right to
present a defense. Jd. at 309 n.27.

G. On June 24, 2009, the Commonwealth
filed a petition for panel rehearing and rehearing

6 O’Laughlins petition also included a third claim not
relevant to this appeal

10

en banc in the First Circuit, which automatically
stayed the First Cuircuit’s mandate pending
disposition of the petition. See Fed. R. App. P.
41(d)(1). On August 7, 2009, the First Circuit
denied the Commonwealth’s petition for rehearing,
over the dissent of Chief Judge Sandra L. Lynch.
O’Laughlin v. O’Brien, 577 F.3d 1 (1st Cir. 2009)
(“O’Laughlin IV’). Appendix D.

7. On August 27, 2009, following the filing
and disposition of a series of motions for release
and counter-motions for a stay, including an
application for stay addressed to a single justice of
this Court, see Docket No. 09A194, the First Circuit
issued its mandate. On September 1, 2009, in
accordance with an in-chambers opinion of Justice
Breyer,’ the federal district court released
O’Laughlin on bail, subject to a number of
conditions, including house arrest, electronic
monitoring, and periodic reporting to the court’s
Pretrial Services office, pending a decision from
this Court on certiorari.

REASONS FOR GRANTING THE PETITION

This Court has repeatedly held that habeas
review is not intended to result in a federal retrial
of state criminal cases. Schriro v. Landrigan, 550
U.S. 465, 475 (2007); Woodford v. Garceau, 538
U.S. 202, 206 (2003); Bell v. Cone, 535 U.S. 685,
693 (2002); Williams v. Taylor, 529 U.S. 362, 386
(2000) (Opinion of Stevens, J.). Instead, AEDPA

* OBrien v. O'Laughlin, No. 094194, 2009 WL 2831420 (U.S
August 26. 2009) (Brever. J.. in chambers).

1]

requires federal courts to defer to a state court’s
application of clearly-established federal law, so
long as the state court’s decision is objectively
reasonable. 28 U.S.C. § 2254(d)(1); Williams, 529
U.S. at 409-10. Federal habeas courts also must
presume the correctness of state-court factual
findings, including the reasonable inferences drawn
from those facts. 28 U.S.C. § 2254(e)(1); Parke v.
Raley, 506 U.S. 20, 35 (1992). This deference is
warranted “to further the principles of comity,
finality, and federalism.” Duncan v. Walker, 533
U.S. 167, 178 (2001) (quoting Williams, 529 U.S. at
436).

Here, the First Circuit overturned a well-
reasoned decision of the Massachusetts SJC and
substituted its own evaluation of the evidence for
the SJC’s evaluation of the same evidence. In so
doing, the First Circuit exceeded its statutory
authority under AEDPA.

In addition, the legal standard applied by the
First Circuit to the underlying sufficiency-of-the-
evidence question conflicts with the standard
established by this Court in Jackson v. Virginia,
443 U.S. 307 (1979). In its June 10, 2009 opinion,
the First Circuit held that the evidence against
O’Laughlin was constitutionally insufficient,
stating that “‘[a]lthough circumstantial evidence

alone can support a conviction, there are times that
it amounts to only a reasonable speculation and not
to sufficient evidence. ... This is such a case.”
O’Laughlin ITI, 568 F.3d at 302 (quoting Newman
v. Metrish, 543 F.3d 793, 796 (Gth Cir. 2008),
petition for cert. filed, Metrish v. Newman, No. 08-
1401, 2009 WL 1370163 (U.S. May 12, 2009)). This

12

formulation of the legal standard for sufficiency—
which is the subject of another petition for
certiorari currently pending before this Court—is
inherently contradictory and undermines the
established rule that criminal convictions may be
based on reasonable inferences drawn from
circumstantial evidence.

Moreover, the “reasonable speculation”
standard is in direct conflict with Jackson’s
directive that federal habeas courts preserve the
jury’s role as factfinder by viewing all of the
evidence in the light most favorable to the jury’s
verdict. As a matter of practical consequence, the
standard disfavors the use of circumstantial
evidence and places an undue burden on the
prosecution to produce direct evidence of a
defendant’s guilt or face a heightened standard of
evidentiary sufficiency.

This erosion of the Jackson standard is of no
small concern to the administration of justice. A
recent study of habeas petitions filed by state
prisoners pursuant to AEDPA established that 25
percent of federal habeas petitions in capital cases
raised challenges to the sufficiency of the evidence,
and 20 percent of federal habeas petitions in
noncapital cases included sufficiency’ claims.
Nancy J. King, et al., Final Technical Report:
Habeas Litigation in U.S. District Courts,
Vanderbilt University Law School and National
Center for State Courts (2007), available at
www.law.vanderbilt.edu.

This Court has already granted certioran in
Brown v. Farwell, 525 F.3d 787 (9th Cir. 2008),

13

cert. granted sub nom, McDaniel v. Brown, 129 8.
Ct. 1038 (2009), in which the petitioner seeks
clarification of the _— sufficiency-of-the-evidence
standard applicable on federal habeas review. This
Court should likewise grant certiorari in this case,
and in Metrish v. Newman, to resolve uncertainty
about the application of the Jackson standard and
to prevent federal habeas courts from retrying state
criminal cases on collateral review.

A. This Court Should Grant Certiorari to
Prevent Federal Habeas Retrials of

State Criminal Cases in violation of
AEDPA.

By enacting AEDPA, Congress placed “more,
rather than fewer, limits on the power of federal
courts to grant writs of habeas corpus to state
prisoners.” Miller-El v. Cockrell, 537 U.S. 322, 337
(2003); Garceau, 538 U.S. at 206-07. These added
constraints were intended “to prevent federal
habeas ‘retrials’ and to ensure that state-court
convictions are given effect to the extent possible
under law,” Bell, 535 U.S. at 693 (citing Williams,
529 U.S. at 403-04).

AEDPA prohibits federal courts on habeas
review from overturning a state court’s reasonable
application of clearly-established federal law. See
28 U.S.C. § 2254(d)(1); Williams, 529 U.S. at 409-
10. Under AEDPA, “an unreasonable application of
federal law is different from an incorrect or
erroneous application of federal law.” Williams,
529 U.S. at 412 (emphasis in original). Thus, a
federal court “may not issue the writ simply
because that court concludes in its independent

14

judgment that the state-court decision applied [the
law] erroneously or incorrectly.” J/d. at 411;
Woodford v. V'sciotti, 537 U.S. 19, 24-25 (2002) (per
curiam). Rather, the appropriate inquiry is
“whether the state court’s application of clearly
established federal law was objectively
unreasonable.” Williams, 529 U.S. at 409. This is a
“substantially higher threshold” than de novo
review. Schriro, 550 U.S. at 473 (citing Williams,
529 U.S. at 410).

This Court has repeatedly re-affirmed that
§ 2254(d)(1) is binding on federal habeas courts and
that it forecloses habeas relief where a state court
has reasonably applied Supreme Court precedent.
See Uttecht v. Brown, 551 U.S. 1 (2007) (reversing
Ninth Circuit’s grant of habeas relief where state
court reasonably applied Witherspoon-Witt rule to
excusal of juror for cause in death penalty case);
Yarborough v. Alvarado, 541 U.S. 652, 665 (2004)
(reversing Ninth Circuit’s grant of habeas relief
where state court reasonably determined that
defendant was not “in custody” for Miranda
purposes); Mitchell v. Esparza, 540 U.S. 12 (2003)
(per curiam) (reversing Sixth Circuit’s grant of
habeas relief where state court reasonably applied
clearly-established federal law in affirming death
sentence); Lockyer v. Andrade, 538 U.S. 63 (2003)
(reversing Ninth Circuit’s grant of habeas relief
where state court reasonably applied “gross
disproportionality” principle to Zighth Amendment
claim); Visciotti, 537 U.S. at 19 (reversing Ninth
Circuit’s grant of habeas relief where state court
reasonably applied Strickland to _ ineffective-
assistance-of-counsel claim); Karly uv. Packer, 537
US. 3 (2002) (per curiam) (reversing Ninth

15

Circuit’s grant of habeas relief where “it [was] at
least reasonable [for state court] to conclude” that
there was no jury coercion); Bell, 535 U.S. at 685
(reversing Sixth Circuit’s grant of habeas relief
where state court reasonably applied Strickland to
ineffective-assistance-of-counsel claim).

The fact that the First Circuit “purported to
decide the case under the deferential standard
AEDPA mandates” does not shield its opinion from
review by this Court where the result reached
clearly violates AEDPA’s provisions. Brown uv.
Payton, 544 U.S. 133, 140 (2004). Instead, this
Court looks beyond a circuit court’s mere invocation
of AEDPA’s words and evaluates the substance of
its decision. See, e.g., id. at 147 (reversing grant of
habeas relief where “there [was] no basis for [the
Ninth Circuit's] conclu[sion] that the [state court’s]
application of our precedents was ‘objectively
unreasonable’’); Viscrotti, 537 U.S. at 25 (reversing
prant of habeas relief where Ninth Circuit
recognized that § 2254(d) was applicable but “did
not observe th{e] distinction [between an incorrect
and an unreasonable application of federal law],
[and] ultimately substituted its own judgment for
that of the state court”).

Here, as discussed below, the Massachusetts
SJC’s application of Jackson was_ objectively
reasonable, and the First Circuit “was nowhere
close to the mark when it concluded otherwise.”
Yarborough, 541 U.S. at 665. Certiorari is thus
appropriate because the First Circuit’s decision was
contrary to AEDPA, 28 U.S.C. § 2254(d)(1), and
this Court’s precedents. See Sup. Ct. R. 10(c).
intervention by this Court 1s necessary to prevent

16

“federal habeas ‘retrials” in sufficiency-of-the-
evidence cases and to ensure that O’Laughlin’s
“state-court convictions are given effect to the
extent possible under law.” Bell, 535 U.S. at 693.

B. This Court Should Grant Certiorari
Because the “Reasonable Speculation”
Standard Finds No Basis in this Court’s
Cases and Threatens to Erode Jackson
v. Virginia.

In its June 10, 2009 opinion, the First
Circuit held that “lajlthough circumstantial
evidence alone can support a conviction, there are
times that it amounts to only a_ reasonable
speculation and not to. sufficient evidence.”
O'Laughlin III, 568 F.3d at 302 (quoting Newman,
543 F.3d at 796) (emphasis added). This Court
should grant certiorari because the “reasonable
speculation” standard, first adopted by the Sixth
Circuit and relied on by the First Circuit in this
case, finds no basis in this Court’s established law.
Further, the term “reasonable speculation” is
inherently contradictory, it permits reviewing
courts to usurp the jury’s role as factfinder, and,
ultimately, it devalues circumstantial evidence, all
in direct conflict with Jackson v. Virginia.

1. The “reasonable speculation”
standard is not clearly-established
law under AEDPA.

As this Court recently reaffirmed, under
AEDPA, a federal court may not grant habeas relief
based on a state’s failure to apply “a specific legal
rule that has not been squarely established by this

17

Court.” Knowles v. Mirzayance, 129 S. Ct. 1411,
1419 (2009); see also Carey v. Musladin, 549 U.S.
70, 76-77 (2006) (same). The term “reasonable
speculation” is not found in Jackson v. Virginia or
any subsequent Supreme Court opinion. The term
first appeared in a 1981 opinion of the Sixth Circuit
Court of Appeals, Fuller v. Anderson, 662 F.2d 420
(6th Cir. 1981), cert. denied sub nom, Anderson uv.
Fuller, 455 U.S. 1028 (1982), and has come and
gone in the Sixth Circuit’s jurisprudence, appearing
most recently in Newman v. Metrish, 543 F.3d at
796, upon which the First Circuit relied heavily in
this case. The Sixth Circuit’s formulation of the
Jackson standard in Newman is itself subject to a
petition for a writ of certiorari that is pending
before this Court. See Metrish v. Newman, No. 08-
1401, 2009 WL 1370163 (U.S. May 12,. 2009).
Before the First Circuit’s June 10, 2009 opinion, no
other circuit had adopted this language. The
“reasonable speculation” test, to the extent it
departs from the Jackson rule (discussed below),
has not been clearly established by this Court and
cannot form the basis for a grant. of habeas relief.
28 U.S.C. § 2254(d)(1); Knowles, 129 S. Ct. at 1419.

2. The term “reasonable
speculation” is inherently
contradictory and permits

appellate courts to usurp the
jury’s role as factfinder.

The “reasonable speculation” standard
applied in the instant case not only finds no basis
in the Supreme Court’s cases, but, as Chief Judge
Lynch observed in her dissent from the denial of
rehearing en banc, “[t]he ‘reasonable speculation’

18

standard is materially different from the Jackson
standard in that it prohibits convictions from
resting on reasonable inferences drawn from the
evidence.” O’Laughlin IV, 577 F.3d at 4 (Lynch,
C.J., dissenting from the denial of en banc review).

Under Jackson, “the factfinder’s role as
weigher of the evidence is preserved through a
legal conclusion that upon judicial review all of the
evidence is to be considered in the lght most
favorable to the prosecution.” 443 U.S. at 319
(emphasis in original). Jackson thus permits jurors
“to resolve conflicts in the testimony, to weigh the
evidence, and to draw reasonable inferences from
basic facts to ultimate facts.” Jd. (emphasis added);
see also Schlup v. Delo, 513 U.S. 298, 330 (1995)
(the Jackson standard “focuses the inquiry on the
power of the tner of fact to reach its conclusion’);
Herrera v. Collins, 506 U.S. 390, 402 (1993) C[T]he
standard announced [in Jackson] . . . does not
permit a court to make its own _ subjective
determination of guilt or innocence.”) (quoting
Jackson, 443 U.S. at 318-19); Wright v. West, 505
U.S. 277, 296 (1992) (Opinion of Thomas, J.) (“In
Jackson, [this Court] emphasized repeatedly the
deference owed to the trier of fact, and,
correspondingly, the sharply limited nature of
constitutional sufficiency review.”). Here, the
standard applhed by _ the First Circuit
inappropriately strips jurors of the ability to make
a reasonable determination—beyond a reasonable
doubt—that circumstantial evidence in a case
points to a defendant's guilt.

Moreover, “{t]he term ‘reasonable
speculation’ contains an_ inherent _— conflict.

19

Recognizing that a conclusion rests on speculation
suggests that the inferences upon which it is based
are unreasonable.” O’Laughlin IV, 577 F.3d at 4
n.1 (Lynch, C.J., dissenting from the denial of en
banc review). Thus, the First Circuit’s statement
that a jury’s “reasonable speculation” cannot
amount to sufficient evidence is at best confusing
and at worst encourages appellate courts to
substitute their independent assessment of the
evidence for that of the jury.

A circuit court’s gloss on this Court’s
jurisprudence can stray so far from the underlying
standard as to constitute an error of law. See
Lockyer, 538 U.S. at 75 (holding that the Ninth

Circuit erred by defining “objectively
unreasonable,” as used in Williams vu. Taylor, to
mean “clear error’). In Lockyer, this Court

observed that the Ninth Circuit’s “gloss of clear
error fails to give proper deference to state courts
by conflating error (even clear error) with
unreasonableness.”. 538 U.S. at 75. In lke
manner, the term “reasonable speculation” fails to
give proper deference to the factfinder in
sufficiency-of-the-evidence cases by conflating
reasonable inferences with speculation. This gloss
on the Jackson standard cannot be permitted to
stand, as it “threatens to lead to reversals of state-
court criminal convictions whenever a federal court
chooses to sit as a jury and set aside the lawful
jury’s findings of fact.” Anderson v. Fuller, 455 U.S.
1028 (1982) (Burger, C.J., dissenting from denial of
certiorari). “Jackson did not authorize such gross
interference with the functioning of state criminal
justice systems.” /d.

20

$. The “reasonable speculation”
standard devalues circumstantial
evidence, unduly disadvantaging
the prosecution in domestic and
acquaintance violence cases.

In addition to intruding on the jury’s role as
factfinder, the “reasonable speculation” standard
“strongly disfavors circumstantial evidence,
contrary to [this Court’s] long-standing recognition
that a criminal conviction may rest— on
circumstantial evidence alone.” O’Laughlin IV, 577
F.3d at 4 (Lynch, C.J., dissenting from the denial of
en banc review); see Desert Palace, Inc. v. Costa,
539 U.S. 90, 100 (2003) (“[Wle have never
questioned the sufficiency of circumstantial
evidence in support of a criminal conviction, even
though proof beyond a _ reasonable doubt is
required.”); Holland v. United States, 348 U.S. 121,
140 (1954) (noting that, in criminal cases,
circumstantial evidence is “intrinsically no
different from testimonial evidence”). As Chief
Judge Lynch noted in her dissent, this “devaluation
of circumstantial evidence .. . has sweeping
implications,” particularly in domestic’ or
acquaintance violence cases, “where the victims,
who often have the only direct evidence of their
abusers’ guilt, are left unable to testify or they
recant or refuse to cooperate.” O’Laughlin IV, 577
F.3d at 4 (Lynch, C.J., dissenting from the denial of
en banc review) (citing T. Lininger, Prosecuting
Batterers After Crawford, 91 Va. L. Rev. 747, 768
(2005) (“Recent evidence suggests that 80 to 85
percent of battered women will recant. at some
point.”)).

21

Notably, in the majority of cases in which the
Sixth Circuit—the only other circuit court to adopt
the “reasonable speculation” standard—has applied
the standard, it has reversed a_estate-court
determination of a sufficiency claim. See Newman,
543 F.3d at 796 (divided panel affirmed grant of
habeas relief), petition for cert. filed, Metrish v.
Newman, No. 08-1401, 2009 WL 1370163 (U.S.
May 12, 2009); Parker v. Renico, 506 F.3d 444 (6th
Cir. 2007) (unanimous panel affirmed grant of
habeas rehef); Brown v. Palmer, 441 F.3d 347 (6th
Cir. 2006) (same); Fuller v. Anderson, 662 F.2d 420
(6th Cir. 1981) (divided panel affirmed grant of
habeas relief), cert. denied sub nom, Anderson uv.
Fuller, 455 U.S. 1028 (1982). But see Smith v.
Romanowski, No. 07-1578, 2009 WL 1884451 (6th
Cir. July 1, 2009) (unpublished) (divided panel
affirmed denial of habeas relief, with dissent
calling for reversal under “reasonable speculation”
standard); Tucker v. Palmer, 541 F.3d 652 (6th Cir.
2008) (divided panel reversed district court’s grant
of habeas relief, with dissent calling for affirmance
under “reasonable speculation” standard). The
Sixth Circuit’s, and now the First Circuit’s, dilution
of the Jackson standard invites federal courts to
retry state cases on habeas review, contrary to the
deference that Jackson and AEDPA demand.

22

ci. This Court Should Grant Certiorari
Because the Instant Case is a Good
Vehicle for Clarifying Jackson’s
Application to Circumstantial Cases
and for Re-Affirming AEDPA’s
Restrictions on Federal Habeas Review.

This case well ulustrates the concerns
outlined above. It presents an extremely close case
on the merits of the underlying sufficiency-of-the-
evidence question, as evidenced by the varied court
decisions in this matter. However, the very fact
that reasonable minds could differ regarding the
merits of the underlying constitutional issue makes
it clear that AEDPA constrained the First Circuit
to deny O’Laughlin’s petition for habeas relief. See
Yarborough, 541 U.S. at 664-65 (holding that
AEDPA precluded Ninth Circuit from granting
habeas relief where “fair-minded jurists could
disagree” over whether the defendant was in
custody for Miranda purposes).

This Court has observed that “evaluating
whether a rule application was unreasonable
[under AEDPA] requires considering the Rule’s
specificity. The more general the rule, the more
leeway courts have im reaching outcomes in case-
by-case determinations.” Id. at 664. Here,
O’Laughlin’s underlying challenge to the sufficiency
of the evidence is governed by the standard set
forth in Jackson v. Virginia, namely, “whether,
after viewing the evidence in the lght most
favorable to the prosecution, any rational trier of
fact could have found the essential elements of the
crime beyond a reasonable doubt.” 443 U.S. at 319
(emphasis in original). The standard is a general

23

one, and, accordingly, its application to a specific
case “can demand a_ substantial element of
judgment.” Yarborough, 541 U.S. at 664. Here,
even a cursory review of the First Circuit’s analysis
reveals that it failed to defer to the SJC’s reasoned
judgments. Simply put, “there [was] no basis for
{the First Circuit’s] conclu[sion] that the [SJC’s]
application of [Jackson] was ‘objectively
unreasonable.” Payton, 544 U.S. at 147.

The First Circuit panel first assailed “the
evidence that O’Laughlin acted upon a financial
motive,” calling it “weak at best.” O’Laughlin IT/,
568 F.3d at 302. The court emphasized that no
items of value were disturbed in the victim’s
apartment. Jd. However, the court overlooked the
fact that “nothing [was] displaced, but the victim’s
purse was on the floor.” O’Laughlin IJ, 446 Mass.
at 194, 843 N.E.2d at 624 (emphasis added).

The First Circuit then dismissed the SJC’s
conclusion that the jury could draw “a reasonable
inference that the defendant was frightened off
before he could steal anything when he heard the
neighbor [speaking on the telephone],” stating that
“no rational juror could conclude that the
placement of this phone call fmghtened [the
assailant] off given the volume and duration of
Mrs. Kotowski’s screams.” O’Laughlin III, 568 F.3d
at 302. The court offered no explanation as to why
the volume and duration of the victim’s screams—
which lasted only about thirty seconds before the
neighbor called the police, O’Laughlin IT, 446 Mass.
at 192, 843 N.E.2d at 622—renders the SJC’s
inference unreasonable. Rather, it is a reasonable
inference—and thus a required inference under

24

Jackson—that the assailant, upon realzing that
the victim’s screams had roused a neighbor, would
fear that the police could not be far behind. ‘his
inference was further supported by a police
reenactment of the 911 call, which determined that
a person standing in the victim’s bedroom could
hear footsteps and speaking noises from the

apartment above. /d. at 192 n.3, 843 N.E.2d at 622
n.3.

The First Circuit further asserted that the
savage nature of the beating was “inconsistent”
with the purported financial motive for the crime.
O’Laughlin Ill, 568 F.3d at 302. The weight of this
motive evidence was for the jury to assess. Jackson
does not permit the panel to substitute its
judgment for that of the jury on this issue. It was
not irrational for the jury to conclude that
O’Laughlin had a financial motive for entering the
apartment, to wit, that he needed money to buy
more drugs, and that he abandoned that purpose
when the attack on Mrs. Kotowski spiraled out of
control.

Similarly, the First Circuit attempted to
minimize evidence of O’Laughlin’s possession of a
master key to the victim’s apartment, stating that
although “one possible inference” is_ that
©’Laughlin used his key to enter the apartment,
“several others... possessed a master key,” and
“Mrs. Kotowski could have let someone familiar
into her apartment.” Jd. The implication that
these other possibilities detract from the sufficiency
of the prosecution’s evidence is inconsistent with
this Court’s observation in Jackson that the
prosecution is not “under an affirmative duty to

25

rule out every hypothesis except that of guilt
beyond a reasonable doubt.” 443 U.S. at 326 (citing
Holland, 348 U.S. at 140).

Moreover, individual pieces of evidence
cannot be considered in isolation. The fact that
O’Laughlin possessed a key to the victim’s
apartment becomes much more powerful when
considered alongside the fact that O’Laughlin had
entered the victim’s apartment on a previous
occasion and remarked on the value of her
possessions. In addition, telephone records showed
that O’Laughlin was awake in his apartment—only
two doors away from the victim’s apartment—just
minutes before the victim’s upstairs neighbor heard
screaming, and the neighbor testified that he did
not hear any vehicles enter or leave the area from
the time he first heard screaming until the time the
police arrived. O’Laughlin II, 446 Mass. at 192-93,
199, 843 N.E.2d at 622-23, 627.

The First Circuit also attempted _ to
circumscribe the inferences that could be drawn
from the fact that an aluminum bat, consistent
with the victim’s injunes and bearing O’Laughlin’s
surname, was found outside, a short distance from
the victim’s apartment. Although the panel
correctly pointed out that “any bat likely would
have been consistent with her injuries,” O’Laughlin
II, 568 F.3d at 302, this bat was located only
twenty-five yards from the crime scene, and apart
from some leaves and debris covering the bat, it
was “clean,” permitting the jury to infer that the
bat had recently been cleaned and had not been
outside for a long time. O’Laughlin IT, 446 Mass. at
196, 200, 843 N.E.2d at 625, 627.

26

With respect to the consciousness-of-guilt
evidence, the court dismissed the importance of this
evidence, even while admitting that “the conflicting
versions O’Laughlin gave the police as to how he
was awoken and his reaction to the police’s request
to swab his closet door when they were searching
his home could be probative evidence linking
O’Laughlin to the crime.” O’Laughlin IIT, 568 F.3d
at 304. According to the First Circuit, “in light of
O’Laughlin’s concerns that the police would
discover his drug use, this evidence was insufficient
to serve as the primary basis upon which the jury
could rely.”. Id. However, as the SJC correctly
noted, O’Laughlin’s reaction to the request to swab
the stain on his closet door “reflected not merely a
general consciousness of guilt, but indicated that
[O’Laughlin] feared that the blood stain could be
that of the victim, a fear he would have only if he
were in fact the perpetrator.” O’Laughlin ILI, 446
Mass. at 196, 200, 843 N.E.2d at 625, 628.
O’Laughlin also made a statement to a friend,
several days after the attack, that “with [my] bad
luck whoever the assailant was... came in with a
Nixon mask and a bat,” Tr. 6/186, indicating a
knowledge of the crime that only the assailant
would have.

The First Circuit also faulted the SJC for
citing the bruises and marks on O’Laughlin’s face
“as evidence from which the jury could infer that an
altercation occurred between O’Laughlin and Mrs.
Kotowski,” stating that “these bruises and marks
have minimal, if any, probative force given the fact
that they were not even noted by Officers ‘Tierney
and Skowron when they were responding to an
assault just minutes after the attack.”. O’Laughlin

27

ll, 568 F.3d at 304. Yet, in weighing this evidence,
a jury could reasonably discount the fact that the
two officers observing O’Laughlin under nighttime
conditions had overlooked or not understood the
significance of the marks, whereas they were
immediately apparent, and remarkable, to officers
in the light of day when more information was
available. Moreover, a jury could infer from the
bruises and marks that the victim fought back
during the attack, which could have enraged
O’Laughlin into added physical violence.

Finally, the First Circuit placed emphasis on
the fact that “the prosecution had to rely on
circumstantial evidence because no physical or
DNA evidence linked O’Laughlin to the attack
despite the copious amounts of blood at the crime
scene.” Jd. The panel remarked that “[c]onsidering
the large amount of blood, it is difficult to fathom
how O’Laughlin was able to avoid having any blood
or other DiNA evidence connect him to Mrs.
Kotowski.” Id.

The First Circuit’s characterization of the
blood evidence is flawed. A state chemist who
processed evidence at the scene testified that all
the visible blood at the crime scene was contained
in the bedroom. ‘Tr. 6/281-282. According to
officers who responded to the crime scene, the blood
inside the bedroom was mostly confined “to the
carpet and the wall,” Tr. 2/199-200, and the
bloodstains on the walls were “smears,” Tr. 2/243,
which were “mostly in the area of the floor or just
lower up on the door jams [sic].” Tr. 2/246. Based
on this evidence and on photographs from the
scene, the prosecution was able to argue in closing

28

that, despite copious amounts of blood on the floor,
there was “hardly any” spatter on the walls. Tr.
9/76-77. Thus, it was reasonable for the jury to
infer that most of the blood that the police observed
at the scene accumulated while the victim lay
bleeding in the hours following the attack, long
after the assailant had left. More importantly,
since no blood was found on any of the wall-to-wall
carpeting in any of the halls or rooms beside the
bedroom, nor on either of the doors leading out of
the apartment, Tr. 6/281-282, the reasonable
inference was that the assailant had little or no
blood on him after the attack.

Moreover, to the extent the First Circuit
imposed a requirement that the prosecution
present physical or DNA evidence to convict
O’Laughlin, such a requirement is contrary to the
law of this Court and the panel’s own recognition
that a conviction may rest solely on circumstantial
evidence. O’Laughlin III, 568 F.3d at 302; see
Desert Palace, Inc., 539 U.S. at 100; Holland, 348
U.S. at 140.8

5 In addition, to the extent the panel imphed that the
prosecution was required to disprove O Laughlins theory that
the victim's estranged husband committed the = attack.
O'Laughtlin U7, 568 F.3d at 308 (noting the “compelling third-
party evidence”), this is also contrary to Jackson, 443 US. at
326 Viewing the evidence in the light most favorable to the
prosecution means recognizing that the jury could reject
O'Laughlin’s third-party culprit evidence. See Sehlup. 513
US at 330 ((Ujnder Jackson. the assessment of the
credibility of witnesses is generally beyond the scope of
review. ). Here. the third-party evidence only estabhshed a
motive on the husband's part. The other evidence tended to

29

Perhaps the best indicator that this was a
close case, requiring deference to the SJC, is that
the First Circuit panel itself was divided as to what

aspects of the SJC opinion were unreasonable
under AE DPA:

This is not to say that each of us is
convinced that the state court’s
decision is unreasonable in every
respect. But this case comes to us on
arguments as presented by the
parties. This panel may not be in
complete unanimity in all particulars,
but we do agree that [O’Laughlin] has
the better of the argument with
respect to the means_ evidence
introduced by the prosecution at trial.

O’Laughlin IIT, 568 F.3d at 302 n.19. In sum,
because “fair-minded jurists” could (and did) differ
about whether the SJC’s opinion was in error,
under AEDPA, the First Circuit was required to
defer to the SJC’s reasoned judgment and to affirm
the district court’s denial of habeas relief.
Yarborough, 541 U.S. at 664-65.

The costs of permitting the First Circuit to
bypass AEDPA’s restrictions in this case would be
extremely high. Habeas review, by its very nature,
“entails significant costs.” Engle v. Isaac, 456 U.S.
107 (1982). “Among other things, ‘fiJt disturbs the
State’s significant interest in repose for concluded

negate his opportunity to commit the cmme See
Commonwealth's Brief to the SJC, Supp. Ans., Ex. L at 15-17
(summarizing third-party evidence)

30

litigation, denies society the right to punish some
admitted offenders, and intrudes’ on _s state
sovereignty to a degree matched by few exercises of
federal judicial authority.” Wright, 505 U.S. at 293
(Opinion of Thomas, J.) (quoting Duckworth ov.
Eagan, 492 U.S. 195, 210 (1989) (O’Connor, J.,
concurring)). In sufficiency cases such as this, the
friction engendered between the state and federal
justice systems is intensified by the fact that double
jeopardy principles bar retrial of a _ petitioner
granted habeas relief. This exacts a significant toll
on the interests of federalism and comity, and it
upsets expectations—particularly of victims—in
relation to the finality of state-court criminal
proceedings.

Moreover, this is not an isolated problem.
This Court is currently presented with at least two
other cases in which it is claimed that a federal
appellate court exceeded its authority on habeas
review by overturning a state-court determination
of evidentiary sufficiency. See Newman, 543 F.3d
at 796, petition for cert. filed, Metrish v. Newman,
No. 08-1401, 2009 WL 1370163 (U.S. May 12,
2009); Brown v. Farwell, 525 F.3d at 787, cert.
granted sub nom, McDaniel v. Brown, 129 S. Ct.
1038 (2009). Certiorari is warranted in this case,
as in Metrish v. Newman and McDaniel v. Brown,
to resolve uncertainty about the application of the
Jackson standard and to prevent federal retrials of
state criminal cases in the guise of habeas review.

31
CONCLUSION

The petition for a writ of certiorari should be
granted.

Respectfully submitted,

MARTHA COAKLEY
Attorney General for the
Commonwealth of
Massachusetts

JESSICA V. BARNETT*
JAMES J. ARGUIN

Assistant Attorneys General
One Ashburton Place
Boston, MA 02108-1598
(617) 727-2200

*Counsel of Record

Counsel for Petitioner

October 21, 2009

APPENDIX

la

APPENDIX A

[Published at: 568 F.3d *287]

United States Court of Appeals,
First Circuit.

Michael O’7LAUGHLIN, Petitioner, Appellant,
Vv.
Steven O’BRIEN, Superintendent, Old Colony
Correctional Center, Respondent, Appellee.

No. 08-1010.

Heard Sept. 12, 2008.
Decided June 10, 2009.

a FP

*289 Kenneth I. Seiger, for appellant.

Scott A. Katz, Assistant Attorney General,
Criminal Bureau, with whom Martha Coakley,
Attorney General, was on brief for appellee.

Before TORRUELLA, BALDOCK,F* and
HOWARD, Circuit Judges.

FN* Of the Tenth Circuit, sitting by
designation.

TORRUELLA, Circuit Judge.

2a

On the morning of November 17, 2000,
Annmarie Kotowski (“Mrs. Kotowski’) was found in
her apartment severely beaten and covered in
blood. She survived, but could not remember the
details surrounding the attack or the person who
attacked her. After an _ investigation, police
identified Petitioner-Appellant Michael O’Laughlin
as the perpetrator.

A Massachusetts Superior Court jury
subsequently convicted O’Laughlin of the following
counts: (1) burglary and armed assault in a
dwelling; (2) armed assault in a dwelling; (3) armed
assault with intent to murder; and (4) assault and
battery by means of a dangerous weapon. The
Superior Court then sentenced O’Laughlin to 35-50
years on Counts One and Two; 19-20 years on
Count 3; and 9-10 years on Count 4, ruling that the
sentences were to be served concurrently. The
intermediate Massachusetts Appeals Court
reversed the judgments holding that there was
insufficient evidence to support the verdicts.
Commonwealth v. O’Laughlin, 63 Mass. App. Ct.
805, 830 N.E.2d 222 £(2005) = (hereinafter
“O’Laughlin TI’). The Massachusetts Supreme
Judicial Court (“SJC”) reinstated the judgment
reasoning that there was sufficient evidence to
support the verdicts. Commonwealth v. O’Laughlin,
446 Mass. 188, 843 N.E..2d 617 (2006) (hereinafter “
O’Laughlin Ll “).

*290 O’Laughlin filed a petition for a writ of
habeas corpus in the United States District Court
for the District of Massachusetts on grounds that
(1) the SJC’s ruling was objectively unreasonable
because there was insufficient evidence to support

3a

a guilty verdict and (2) that the SJC violated his
constitutional right to present a defense. The
district court denied O’Laughlin’s petition for
habeas relief. After careful consideration, we
reverse the judgment of the district court and order
the district court to grant the petition.

I. Background
A. Factual Summary

“We must ‘accept the state court findings of
fact unless [O’Laughlin] convinces us, by clear and
convincing evidence, that they are in error.’ “
Lynch v. Ficco, 438 F.3d 35, 39 (1st Cir. 2006)
(quoting McCambridge v. Hall, 303 F.3d 24, 26 (1st
Cir. 2002) (en banc)); see also 28 U.S.C. §
2254(e)(1). We note that the SJC’s findings of fact
may be “supplemented with other facts from the
record that are consistent with the SJC’s findings.”
Lynch, 438 F.3d at 39; see also Healy v. Spencer,
453 F.3d 21, 22 (1st Cir. 2006). Thus, we recount
the facts largely as they were presented in the
SJC’s opinion.

In May 2000, Mrs. Kotowski revealed to
David Kotowski (““Mr. Kotowski’), her husband of
over twenty-five years, that she was romantically
involved with James Finn. In September 2000,
Mrs. Kotowski moved out of her home into the Fox
Hollow condominium complex in a neighboring
town.FN! She resided alone. O’Laughlin, a member
of Fox Hollow’s maintenance staff, lived two doors
down from Mrs. Kotowski. Like other members of
the maintenance staff, he possessed a master key to

4a

all the buildings on the property, including a key to
Mrs. Kotowski’s apartment.FN2

FN1. The SJC indicated a “difficult”
marital situation: “Both the victim
and her husband characterized their
relationship as friendly but strained.
(Other witnesses described _ the
husband’s attitude as alternating
between loving and angry.)”
Approximately a week before the
attack, she conversed for the first time
with her husband about the possibility
of getting a divorce. Mrs. Kotowski
testified that Mr. Kotowski was
“crushed” by the move.

FN2. O’Laughlin had been inside Mrs.
Kotowski’s apartment at least once
previously in September to fix a
window, among other tasks.

The SJC noted that O’Laughlin “took some
interest” in Mrs. Kotowski prior to the attack. For
example, when Mrs. Kotowski’s sister was visiting,
O’Laughlin stood outside her apartment and asked
Mrs. Kotowski if there were “any more good looking
women in there[.]” Also, he referred to Mrs.
Kotowski five or six times in conversations with
acquaintances, citing her “beautiful antique
furniture” in her apartment as evidence of her
wealth and remarking that he was attracted to her
“body type.” FN3

FN3. In addition, the SJC states that
just days before the attack, one

5a

acquaintance testified that O’Laughlin
had “really scared” Mrs. Kotowski by
inquiring “about the window in her
apartment.” However, once Mrs.
Kotowski realized he was on the
maintenance staff, she simply walked
away.

The day before the attack, O’Laughlin
cashed a $457.16 paycheck and made $200 child
support payment to his ex-wife. Also, the SJC
stated that O’Laughlin was agitated when he was
unable to sell his trailer to his neighbor because the
neighbor could not come up with $500. The
neighbor paid him the next day.

On the night of the attack, the SJC described
O’Laughlin as “[nJervous, jittery, [and] paranoid....”
This was “typical behavior when he smoked crack
cocaine,” which O’Laughlin had done earlier *291
that evening at the home of a frend, Mark Puleri.

As the mght wore on, O’Laughlin was
“depleted of drugs and most of his cash.” At 9:00 or
9:30 p.m. that evening, O’Laughlin, now at home
alone, telephoned another friend, Grover Finkle,
asking him for a ride to purchase drugs. Finkle,
who was at Richard O’Leary’s house, had
previously smoked crack cocaine with O’Laughlin
and knew a drug dealer. Finkle and O'Leary, a
taxicab driver, arrived at O’Laughlin’s apartment
an hour later. However, they soon left without
giving O’Laughlin a ride because O’Laughlin was
unable to secure money for cab fare.FN4

Ga

FN4. O’Leary refused to drive unless
O’Laughlin provided him with an
advance payment.

In the early morning hours of November 17,
between 12:10 and 1:43 a.m., fourteen telephone
calls were placed to or from O’Laughlin’s
apartment. The majority of these calls were placed
to known drug dealers.

Shortly before 2:00 a.m. George Whittemore,
a neighbor living directly above Mrs. Kotowski,
awakened to a woman screaming directly below
and the sound of “wood hitting wood.” According to
Whittemore, a carpenter by profession, these
sounds lasted for about thirty seconds.

Whittemore dialed 911 at 1:55 a.m. He
stayed awake until the police arrived and flashed
his apartment lights to indicate his apartment to
the police. Between the time he called 911 and
when the police arrived, Whittemore did not hear
any vehicles arrive or depart from the area. The
police later conducted a reenactment of the 911
call. Based on this reenactment, they concluded
that a person standing in Mrs. Kotowski’s bedroom
could have heard Whittemore’s footsteps as he
walked to the telephone as well as Whittemore’s
voice, but would have been unable to make out
what was being said.

Officers William Tierney and_ Phillip
Skowron arrived six or seven minutes after
Whittemore’s 911 call. They were unable to find
apartment number 202, the apartment reported in
the dispatch, because the apartment numbers at

7a

the complex had been recently renumbered. They
did not note anything unusual, but observed
O’Laughlin walking from the building on a
walkway leading from apartment number 19.
O’Laughlin was wearing only boxer shorts and
Officer Tierney testified that O’Laughlin appeared
‘Impervious’ to the near-freezing temperature.

O’Laughlin questioned the officers regarding
what had happened and the officers answered that
they were responding to a report of a woman
screaming. When they asked him if he had heard
any screaming, O’Laughlin replied that he had
been awakened by screaming, but believed it to be
a raccoon trapped in a dumpster.FN5 O’Laughlin
explained that he had placed a stick in the
dumpster so that it could escape. Officer Tierney
then looked inside the dumpster and saw a stick,
but no animal. The SJC noted that during his
conversation with the officers, O’Laughlin seemed
“uneasy and distant,” not making eye contact with
them. The police further searched the area, but left
after finding nothing suspicious.

FN5. O’Laughlin’s supervisor testified
that the complex had been having
problems with raccoons getting caught
in the dumpster.

Whittemore testified that throughout the
night he heard a woman moaning and crying
directly below him.’N® He also testified that later in
the morning, he heard the *292 sound of glass
breaking, banging, and a man outside Mrs.
Kotowski’s apartment calling her name. The man
subsequently yelled “Oh, my God.”

8a

FN6. Although he heard these sounds,
Whittemore did not contact the police
again that night.

The man Whittemore was referring to was
Mrs. Kotowski’s boyfriend, Finn, who had arrived
at 5:45 a.m. at Mrs. Kotowski’s apartment. On
weekdays, Finn routinely joined Mrs. Kotowski for
a morning coffee prior to starting his workday. On
this particular morning, when Finn knocked on the
door, he only heard her say, “Who is it?” in a
strange voice. After failing to reach her from a
nearby public telephone, Finn testified that he
forced open a locked sliding glass rear door.
Although the living room appeared to be in order,
he found Mrs. Kotowski lying on the floor next to
the bed. He testified that “there was just blood
everywhere.” Finn dialed 911 just before 6:30 a.m.
Mrs. Kotowski, who had severe wounds on her
head, was taken to Berkshire Medical Center. The
police ruled out Finn as a suspect because of his
alibi (which they confirmed), his reaction of shock
upon discovering Mrs. Kotowski, and _ his
cooperation with the police.

Officers who arrived after Finn’s 911 call
observed blood in the victim’s bedroom on the bed,
the pillow, the floors, the walls, and on the door
jambs of the bathroom and bedroom. The SJC
noted that the crime scene contained “ ‘quite a bit
of blood’ that appeared to be ‘splatters’ on the
comforter.” Further, the bed rail was dented, with
wood splinters on the ground beneath the dent.
Officer Skowron testified that everything else was
intact as the apartment was neat and nothing was
displaced. Mrs. Kotowski’s purse was on the floor,

9a

however. Officer Skowron also testified that there ~
were no signs that the front door or the rear sliding
door had been forced open (which contradicted a
report by an earlier officer on the scene stating that
the rear door was broken); that the drawers were
closed; and that the light and figurines on the
dresser were upright. Mrs. Kotowski testified that
no items of value were missing from the apartment.
‘hese items, which were in plain view on top of the
dresser, included diamonds, pearls, and an
expensive watch in the bedroom. Also, Mrs.
Kotowski’s purse contained her credit cards, about
$28 in cash, and a checkbook. There was $522 in
cash in a dresser drawer.

Constance Cappel, a neighbor who lived in
the apartment between O’Laughlin and Mrs.
Kotowski, testified that she heard voices outside
Mrs. Kotowski’s apartment at about 6:45 a.m.
Cappel went outside and saw Mrs. Kotowski being
loaded into an ambulance. She _ knocked on
O’Laughlin’s door and told him that she thought
someone had been murdered. O’Laughlin, who
answered the door in his boxer shorts and looked
like he had just awoken, responded “What do you
want me to do about it?”

At 8:45 a.m. O’Laughlin came out of his
apartment dressed for work, approached one of his
co-workers and Cappel, and inquired about what
was happening. After his co-worker explained the
situation, O’Laughlin described his encounter with
the police the previous night and how he had been
awakened by the police cruisers. O’Laughlin also
informed his co-worker that he told the police that

10a

he thought raccoons had been in the dumpster
making a “kind of squealing sound.”

At about 9:40 a.m., Officers Tierney and
Todd Briggs talked with O’Laughlin outside the
apartment building and Officer Tierney noticed a
“scratch or a dig mark in [O’Laughlin’s] left cheek,
[a] small cut on his chin and a round, circular
bruise ... just below his left car.” Officer Tierney
was unsure about how fresh these marks were.

The SJC remarked that although O’Laughlin
was initially “reluctant,” he *293 agreed to give a
statement at the police station when informed that
Officer Tierney would conduct the interview.
O’Laughlin arrived at the station at 10:40 a.m., but
was told by Chief Ronald Glidden to wait for Officer
Tierney, who had yet to arrive. Officer Tierney
arrived twenty minutes later and told O’Laughlin
that he would be “right with him.” However, when
he returned five minutes later, O’Laughlin had
left.?N7

FN7. O’Laughlin’s co-worker testified
that O’Laughlin went back to the
apartment complex and told him the
person O’Laughlin was supposed to
meet was not there. After discussing
the matter further, O’Laughlin
decided to go back to the police station
accompanied by his co-worker.

O’Laughlin returned to the police station
twenty minutes later and was interviewed by Chief
Glidden for about ten minutes. Chief Glidden
testified that O’Laughlin “seemed agitated” during

lla

the interview. In his statement to Chief Glidden,
O’Laughlin stated that he had been “drinking
before he went to bed and he just didn’t think he
was awake until he heard the cruisers at
approximately two o'clock.” He thought he may
have heard foxes or raccoons before that, but was
uncertain. O’Laughlin said that he had “seen [the
victim] around,”; that he and a friend had joked
about her boyfriend; and that he had been in that
apartment to repair a window. After the interview
concluded, he went home.

State Troopers David Buell and Brian Berkel
arnived at the complex around noon. ‘l'rooper Buell
spoke to O’Laughlin, who stated that he had been
out with his friend, Puleri, the previous night,
returned at 10:30 p.m., went to sleep around 11:30
p.m., and was awakened by screaming, which he
thought was a fox fighting with a _ raccoon.
O’Laughlin said that a short time later the police
arrived and he went out to speak with them. After
the officers left, he slept until 7:30 a.m., when he
was awakened by his neighbor, who had informed
him that there had been a murder.

Trooper Buell asked O’Laughlin for consent
to search his apartment in order to eliminate him
as a suspect and because his apartment was in
close proximity to Mrs. Kotowski’s apartment.
O’.aughhin consented, and allowed ‘Trooper Berkel
to take photographs and two police chemists to
search for blood stains. Trooper Berkel
photographed a red stain on a closet door near the
kitchen area. A chemist who saw the stain asked
O’Laughlin if his consent’ included taking
swabbings. O’Laughlin responded that it did not.

12a

Soon thereafter, O’Laughlin asked the officers to
leave his apartment.

Outside the apartment, the police decided to
apply for a search warrant. They returned to
O’Laughlin’s apartment and informed him of their
intent to secure the apartment and obtain a
warrant. O’Laughlin replied that they did not need
to pursue a warrant because he would allow them
back into the apartment. He also told the officers
that he had wiped the red stain off the closet door
with his finger, and thought it was his own blood,
but was not certain. O’Laughlin told the police that
he was concerned about a search because he was
afraid police would find his drug paraphernalia and
because he possessed money that he did not want
taken. Trooper Buell asked O’Laughlin to give him
the drug paraphernalia, telling him that he would
not be charged with drug possession.

When the chemists’ returned to the
apartment, the red stain on the closet door was
gone. However, the area, where the stain had been,
tested positive for the presumptive *294 presence
of blood. The chemists collected a sample by
swabbing.'N8

FN8. Chemists also collected swabs
from two small, red-brown stains in
the apartment that tested positive for
the presumptive presence of blood,
and cuttings of what appeared to be
blood from O’Laughlin’s bed comforter.
O’Laughlin handed over to the police
the clothes he said he wore the

l3a

previous night and permitted the
chemist to examine his boots.

A state trooper searched the area
surrounding the apartment complex with a dog
trained to search by scent. The dog found an
aluminum bat about twenty-five yards away from a
building’s dumpster in the woods. It appeared to be
covered in leaves and debris, but was otherwise
clean. O’Laughlin’s name was inscribed on the bat.

On November 20, O’Laughlin called a friend
and informed him that he was a suspect in the
assault. The SJC noted that O’Laughlin was
“upset” while he told his friend that he was “very
happy that {[Mrs. Kotowski] had survived ... [s]o
that she could identify her assailant,” but with his
bad luck the assailant could have been wearing a
“Nixon mask” and entered with a baseball bat.

Later that day O’Laughlin was arrested.
While in custody, O’Laughlin told an inmate that
although he owned the bat, he last saw it when he
moved into his apartment.FN®

IN9. At booking, O’Laughlin
remarked during his photograph that
the mark on his face was a pimple.
Trooper Michael Hill thought it was a
blemish or an injury.

The police recovered fourteen fingerprints
and one palm print from Mrs. Kotowski’s
apartment, none of which matched those of
O’Laughlin.FN!° In addition, footprint impressions
taken at the apartment did not match O’Laughlin's

l4a

boots. State Police Lieutenant Brian O’Hara,
trained in fingerprint analysis and _ bloodstain
patterns, opined that a blood stain on Mrs.
Kotowski’s pillow was caused by the transfer of
blood from a person’s right hand, but the handprint
was unidentifiable. He testified that the hand had
to have had a significant amount of blood on it, not
all of which would have been transferred.

FN10. Twelve of these prints were
identifiable and excluded O’Laughlin;
two were unidentifiable; and one was
identifiable, but police could not match
it to any known prints.

A state police chemist examined _ the
aluminum bat found in the woods. Three small
reddish brown stains on the bat tested positive for
the presumptive presence of blood, only one of
which tested positive for human blood. The three
stains were swabbed and sent to the DNA unit for
further testing. There was contamination in the
DNA lab, and thus the tests consumed all the
testable material without yielding results. An
additional cutting from tape on the bat’s handle, an
area where the presumptive presence of blood could
still be detected, was submitted to the laboratory. A
state police DNA analyst concluded that while Mrs.
Kotowski could not be excluded as a contributor,
one in two of any randomly selected individuals
could have been the contributor. FN!!

FN11. Because of the contamination,
only the following samples’ were
deemed adequate for further testing:
blood on Mrs. Kotowski’s bathroom

15a

floor; a stain on the wall behind
O’Laughlin’s dresser; and two cuttings
from O’Laughlin’s comforter. Of these
samples, it was concluded that all of
the blood found in O’Laughlin’s
apartment belonged to him, and
O’Laughlin was excluded as a possible
contributor to the sample of blood
taken from Mrs. Kotowski’s bathroom.

A surgeon who performed reconstructive
surgeries on Mrs. Kotowski after the attack
testified that she had sustained between fifteen to
twenty blows that broke *295 nearly every bone in
her face and skull. The only exception was her jaw.
She also had defensive wounds on her hands
caused by five to ten blows. The surgeon gave an
opinion that Mrs. Kotowski’s injuries were cased
by a long, sturdy, hard, round object, consistent
with an aluminum bat that was recovered in the
woods on the day of the attack.

B. Procedural History

In December 2000, A Berkshire County
grand jury charged O’Laughlin with four offenses:
(1) burglary and armed assault in a dwelling, see
Mass. Gen. Laws ch. 266, § 14; (2) armed assault in
a dwelling, see Mass. Gen. Laws ch. 265, § 18A; (3)
armed assault with intent to murder, see Mass.
Gen. Laws ch. 265, § 18(b); and (4) assault and
battery by means of a dangerous weapon, see Mass.
Gen. Laws ch. 265, § 15A(b).

16a

Following a nine-day jury trial in May 2002,
O’Laughlin was convicted of all four charges.
O’Laughlin appealed.

1. The Massachusetts Appeals Court Opinion

On appeal, the Massachusetts Appeals Court
concluded that there was insufficient evidence to
support the jury’s verdicts. The Appeals Court
stated that while the government’s’ evidence
demonstrated that O’Laughlin had a motive of
robbery, an opportunity to commit the crime, a
means to commit the crime, and a consciousness of
guilt, the evidence was not enough to establish
guilt. The Appeals Court concluded that “[nJothing
in the record sufficiently links the defendant to the
crime to permit the conclusion beyond a reasonable
doubt that he was the perpetrator” and that
“[philing inference upon inference does not amount
to proof beyond a reasonable doubt.” O’Laughlin J,
830 N.E.2d at 231-32. In reaching its conclusion,
the Appeals Court noted that the bat was only
“consistent” with the weapon used in the attack;
that O’Laughlin’s les to the police concerning his
whereabouts and his removal of the stain from his
closet door, “while certainly permissible to show a
guilty conscience, cannot fill the gap in the proof of
identity’; that O’Laughlin did not show physical
strain in his appearance and demeanor when
confronted by the police just about twelve minutes
after the attack, which would have been consistent
with someone who had just committed such a
“brutal” attack; and that the third-party culprit
evidence in this case detracted from _ the
government's case. /d. at 232-34. Thus, the Appeals

17a

Court reversed O’Laughlin’s convictions and
directed that judgments be entered in his favor.

2. The SJC Opinion

The Commonwealth then sought and
received further appellate review from the SJC.
The SJC concluded that the evidence against
O’Laughlin had been sufficient and affirmed his
convictions, stating that circumstantial evidence of
motive, opportunity, means, and consciousness of
guilt “permissibly convinced the jury of the
defendant’s guut.”. O’Laughlin IT, 843 N.E.2d at
627.

The SJC stated that the jury could
permissibly find that O’Laughlin’s motive to break
into Mrs. Kotowski’s apartment was robbery. /d. It
pointed to the fact that O’Laughlin had taken drugs
twice previously on the night of November 16, had
“run out” of drugs and money, and was calling
around as late as 1:43 a.m. to purchase drugs,
which the SJC noted was “only twelve minutes
before the victims’ upstairs neighbor telephoned
the police department to report screams and
banging sounds from downstairs.” /d.

The SJC further noted that O’Laughlin had
previously entered the victim’s apartment *296 and
“had reason to believe that she was wealthy and
might have cash or valuables.” /d. The SJC
commented that O’Laughlin “needed money
immediately and the victim was a nearby and
likely source.” /d. Accounting for the fact that
nothing was taken from the apartment, the SJC
pointed to a_- reenactment during trial

18a

demonstrating that the neighbor could be heard in
the apartment below when he called the police. The
SJC concluded that “[i]t is a reasonable inference
that the defendant was frightened off before he
could steal anything when he heard the neighbor
speaking.” Jd. at 627 n. 11.

The SJC also concluded that O’Laughlin had
the opportunity to commit the crime because he
resided only two apartment doors away from Mrs.
Kotowski and that he had a master key which gave
him access to her apartment. /d. at 627. In
addition, the SJC_ pointed to Whittemore’s
testimony that he did not hear any cars going to or
from the apartment complex in the interval
between when he first heard the screaming and
when the police arrived. Jd.

The SJC also reasoned that O’Laughlin had
the means to commit the crime by stating that the
aluminum bat was found a short distance from
Mrs. Kotowski’s apartment complex. Jd. The SJC
stated that “(t]he jury would certainly be
warranted in concluding that the bat was the
defendant's.” /d. The SJC explained that “[h]is
surname, not a common one, was visible on the bat
handle and he mentioned to someone in jail that he
was the owner of the bat the police had found.” Jd.
The SJC further noted, however, that although the
bat was covered by some leaves and debris, it was
otherwise “clean” when discovered. 7d. It also
acknowledged O’Laughlin’s statement that he had
not seen the bat since the day he had moved into
his apartment. /d. at 627 n. 12.

19a

Most notably, the SJC indicated the
significant evidence pointing to O’Laughlin’s
consciousness of guilt. /d. at 627. First, the SJC
referenced O’Laughlin’s demeanor when the police
first arrived on the scene and_ discovered
O’Laughlin outside in his “boxer shorts in near
freezing temperature.” Jd. The SJC noted that
when he talked with the police, he was “uneasy and
distant” and did not make eye contact with the
police officers. Jd. Also, the SJC remarked that the
differing versions O’Laughlin gave to police as to
the reason he woke up was indicative of his
untruthfulness.FN!2 Jd. at 627-28. The SJC further
noted that O’Laughlin reluctantly participated in
an interview with the police ar.d seemed “agitated”
when he spoke with them. /d. at 628.

FN12. The SJC stated that O’Laughlin
lied to the police when he told them
that he was awakened by _ the
screaming, but his telephone records
show that he was making phone calls
until twenty minutes before the police
arrived on the scene. He later told the
police that the police cruisers woke
him up. Also, he told the police in an
another interview that he went to bed
at 11:30 p.m., awoke to screaming that
he believed were animals fighting,
went back to sleep and awoke to his
neighbor’s knock on his door who was
there to inform O’Laughlin that Mrs.
Kotowski was severely beaten. /d. at
627-28.

20a

Moreover, the SJC pointed to O’Laughlin’s
reaction to the police’s request when they asked for
a swabbing of the red stain in the closet door of his
apartment. Jd. Although O’Laughlin later allowed
the police to return, the stain was gone and
O’Laughlin admitted to having removed it with his
finger, saying that he believed that it was his own
blood. The SJC conciuded that “[t]his evidence
reflected not merely a general consciousness of
guilt, but indicated that the defendant feared that
the blood stain could be that of the *297 victim, a
fear he would have only if he were in fact the
perpetrator.” Jd.

Finally, the SJC pointed to the fact that
O’Laughlin had “a ‘scratch or dig mark’ on his
cheek, a small cut on his chin and a bruise on his
neck.” Jd. While acknowledging that the police
officer could not discern whether the marks were
“fresh,” the SJC concluded that “it could be inferred
that the injuries were sustained during a physical
encounter with the victim.” Jd.

In sum, the SJC stated that the evidence
taken together “was sufficient to permit the jury to
determine beyond a reasonable doubt that the
defendant was the perpetrator of the vicious attack
on the victim.” Jd.

In reversing the lower appellate court
decision, the SJC distinguished its case law in
Commonwealth v. Mazza, 399 Mass. 395, 504
N.E.2d 630 (1987), stating that in the instant case
the prosecution “presented more evidence linking
[O’Laughlin] to the assault.” O’Laughlin II, 843
N.E.2d at 629. Furthermore, the instant case

2la

contained evidence of means as represented by the
aluminum bat, “significantly stronger evidence of
consciousness of guilt,” bruises on O’Laughlin’s
face, and the fact that OLaughlin was wearing only
boxers when the police found him, which “would be
consistent with his having disposed of bloody outer
garments.” Jd. With respect to O’Laughlhin’s attire,
the SJC added that “[t]he jury could find that, had
the defendant gone outside to check for animals in
the dumpster (as he claimed), it was implausible
that he would have done so without putting on at
least minimal clothing, not only for purposes of
protection against the cold but also for purposes of
decency.” Id.

The SJC disagreed with the weight placed by
the Appeals Court on the fact that O’Laughlin “did
not manifest any signs of recent physical exertion
(sweat, shortness of breath, wet hair or disarray)”
twelve minutes after the attack. Jd. at 629 n. 13.
The SJC stated that this did not detract from the
government’s case because twelve minutes after the
attack there would be no reason for O’Laughlin to
show signs of this physical exertion. /d.

Also, the SJC disagreed with the Appeals
Court that the third-party culprit evidence
presented in this case detracted from. the
government's argument or affected the sufficiency
of the evidence because it was not “so
overwhelming that no rational jury could conclude
that the defendant was guilty.” Jd. at 630. The SJC
stated that the third-party culprit evidence “simply
tended to contradict the Commonwealth’s evidence;
it did not show it to be incredible or conclusively

22a

incorrect.” FNS Jd. (internal quotation marks
omitted).

FN13. The SJC noted O’Laughlin’s
third-party culprit evidence in a
footnote:

The defense sought to portray the
victim’s husband, from whom she
had recently separated, as_ the
third-party culprit. The husband
was aware of the wife’s new address
and that she was involved with
another man. The victim described
the husband as being “upset” but
not angry about this relationship.
Others said the husband alternated
between being “nice” and verbally
abusive. The husband testified that
he was at home at the time of the
assault and that he received two
telephone calls just before 6 a.m.
Each time his “caller ID” indicated
the source of the call as the victim’s
apartment, but no one was on the
line. He dialed the number, and a
man answered. One witness
thought he saw the husband's car in
his workplace parking lot at
approximately 6 am. on _ the
morning of the attack, but a
neighbor saw the husband’s car
parked at home at 6:20 a.m. The
husband was generally cooperative
with the police, but did not permit
the police access to “personal”

23a

letters to his wife. Tests indicated
the presumptive presence of blood
on one of the husband’s forearms on
the day of the attack. On the
evening of November 17, the police
observed garbage bags on the floor
of the husband’s garage and dark
clothing in a clothes dryer. Two wet
towels strongly smelling of bleach
were found in a plastic bag in the
trunk of the husband's car. One of
the towels was the same as towels
found in the victim’s linen closet.
The husband explained that the
towels smelled because he did not
know how to do laundry and had
used too much bleach on them. He
said he brought them on a hunting
trip the previous weekend and had
forgotten them in the trunk.
Finally, the husband kept wooden
baseball bats and other athletic
equipment in his garage.

Id. at G30 n. 14.
*298 3. O’Laughlin’s Habeas Petition

In his habeas petition before the district
court, O’Laughlin alleged that (1) the evidence at
trial was insufficient to prove that he was a
perpetrator of the offenses for which he was
convicted; and (2) the trial court violated his mght
to present a defense by excluding a handwritten
note that, according to O’Laughlin, supported his
third-party culprit defense. After briefing by the

24a

parties and a non-evidentiary hearing, the district
court denied O’Laughlin’s petition reasoning that
“like the courts that have looked at this cold record
before me, this is a close question. But the petition
must be under federal law denied.”

O’Laughlin then filed a timely notice of
appeal and requested a Certificate of Appealability
(“COA”) as to his sufficiency and right-to-present a
defense claims. The district court granted a COA
with respect to both issues.

Il. Discussion
A. Standard of Review

We review de novo the district court’s
decision to grant or deny a habeas petition under
28 U.S.C. § 2254. Healy, 453 F.3d at 25. Under the
Antiterrorism and Effective Death Penalty Act of
1996 (““AEDPA”), Pub.L. No. 104-132, § 104, 110
Stat. 1214, 1219 (1996), a federal court shall not
grant a petition for habeas relief “with respect to
any claim that was adjudicated on the merits in
State court proceedings” unless the state court
decision: 1) “was contrary to, or involved an
unreasonable application of, clearly established
Federal law, as determined by the Supreme Court
of the United States” or 2) “was based on an
unreasonable determination of the facts in light of
the evidence presented in the State court
proceeding.” 28 U.S.C. § 2254(d)(1)-(2). “A state
court’s findings on factual issues ‘shall be presumed
to be correct’ and the petitioner bears the burden of
disproving factual findings by ‘clear and convincing

25a

evidence. “ McCambridge, 303 F.3d at 34-35
(quoting 28 U.S.C. § 2254(e)(1)).

Sufficiency claims are generally FN!4
evaluated under § 2254(d){1) and we look to
“whether the state court decision constitutes an
unreasonable application of clearly established
Supreme Court case law.” Hurtado v. Tucker, 245
F.3d 7, 15 (Ist Cir. 2001) (quoting Williams uv.
Matesanz, 230 F.3d 421, 426 (1st Cir. 2000)).

FN14. Although an analysis under §
2254(d)(1) is appropriate in the
present case, we say “generally”
because we need not conclude that we
must “evaluate a_ state court's
resolution of a Jackson sufficiency-of-
the-evidence claim in all cases under §
2254(d)(1) rather than § 2254(d)(2).”
Sarausad v. Porter, 479 F.3d 671, 678
(9th Cir. 2007) (emphasis added), rev'd
on other grounds sub nom.

‘addington v. Sarausad, --- U.S. ----,
129 S. Ct. 823, 172 L. Ed. 2d 532
(2009); cf. id. at 695 (Reinhardt, J.,
concurring in part and dissenting in
part) (“I see nothing in law or logic
preventing us from evaluating
Jackson claims under § 2254(d)(2),
which authorizes us to grant habeas
relief when the state court decision we
are reviewing is ‘based on = an
unreasonable determination of the
facts in light of the evidence presented
in the State court proceeding.’’)
(quoting § 2254(d)(2)).

26a

*299 “[T]he ‘unreasonable application of
prong of § 2254(d)(1) ‘reduces to a question of
whether the state court’s derivation of a case-
specific rule from the [Supreme] Court’s generally
relevant jurisprudence appears objectively
reasonable.” “ Jd. at 16 (quoting Matesanz, 230 F.3d
at 425).

“Habeas review involves the layering of two
standards. The habeas question of whether the
state court decision is objectively unreasonable is
layered on top of the underlying standard
governing the constitutional right asserted.” /d.

The constitutional right asserted in
sufficiency of the evidence claims is set forth by the
Supreme Court’s decision in Jackson v. Virginia,
443 U.S. 307, 99 S. Ct. 2781, 61 L. Ed. 2d 560
(1979). Under Jackson, due process requires that
“no person shall be made to suffer the onus of a
criminal conviction except upon sufficient proof-
defined as evidence necessary to convince a trier of
fact beyond a reasonable doubt of the existence of
every element of the offense.” /d. at 316, 99 S. Ct.
2781. More succinctly, the relevant test we take
from Jackson is “whether, after viewing the
evidence in the light most favorable to the
prosecution, any rational trier of fact could have
found the essential elements of the crime beyond a
reasonable doubt.” /d. at 319, 99 S. Ct. 2781
(emphasis in original).

Thus, for our purposes, we must decide
whether the SJC’s application of Jackson to
O’Laughlin’s case was “objectively unreasonable.”
Although “[t]he term ‘:nreasonable’ is no doubt

27a

difficult to define,” Hurtado, 245 F.3d at 17
(quoting Williams v. Taylor, 529 U.S. 362, 410, 120
S. Ct. 1495, 146 L. Ed. 2d 389 (2000)), we have
explained that “some increment of incorrectness
beyond error is required.” McCambridge, 303 F.3d
at 36 (quoting Francis S. v. Stone, 221 F.3d 100,
111 (2d Cir. 2000)). “The increment need not
necessarily be great, but it must be great enough to
make the decision unreasonable in the independent
and objective judgment of the federal court.” Jd.FN!5
To be sure, “the gap between erroneous state court
decisions and unreasonable ones is narrow,” Evans
v. Thompson, 518 F.3d 1, 6 (ist Cir. 2008), and “it
will be the rare case that will fall into this gap,” id.
(citing Williams, 529 U.S. at 388, 120 S. Ct. 1495).
However, for an _ erroneous decision to be
unreasonable, judicial incompetence is_ not
necessary and “a case will fall into this narrow gap
precluding relhef only when ‘it is a close question
whether the state decision is in error.’ “ /d. at 7
(quoting McCambridge, 303 F.3d at 36) (emphasis
in original). “ ‘It is enough if the Supreme Court’s
general principles can be discerned and if,
respectfully but with confidence,’ *300 the federal
court concludes that the state court unreasonably
applied federal law.” Jd. (quoting White, 399 F.3d at
25).

FN15. We also note “that a state-court
adjudication of an issue framed in
terms of state law may receive section
2254(d)(1) deference so long as the
state standard is at least as protective
of the defendant’s rights as its federal
counterpart.” Leftwich v. Maloney, 532
F.3d 20, 23-24 (1st Cir. 2008); see also

28a

White v. Coplan, 399 F.3d 18, 23 (st
Cir. 2005) (explaining that a iederal
habeas court may “infer that the
federal claim was considered if the
state court rejects a counterpart state
claim and then cites to a case holding
that the federal constitution provides
no greater protection’). Even though
the SJC did not cite Jackson, we have
no qualms with its analysis in this
respect. The SJC rehed on
Massachusetts case law that has
expressly adopted the federal
constitutional standard in Jackson.
See Commonwealth v. Latimore, 378
Mass. 671, 393 N.E.2d 370, 375 (1979);
see also Leftwich, 532 F.3d at 24
(“Because the Latimore court adopted
the governing federal constitutional
standard as the Massachusetts
standard for sufficiency of the
evidence challenges, ... we can
securely reason that in scouring the
record for Latimore error and finding
none the SJC effectively answered the
federal constitutional question.”)
(citations omitted).

Further, in our inquiry” of objective
unreasonableness the question “is not how well
reasoned the state court decision is, but whether
the outcome is reasonable.” Hurtado, 245 F.3d at
20. We note that just because an opinion is poorly
reasoned does not “mean that the outcome
represents an unreasonable application,
although... it is certainly ground for further

29a

inquiry if the state court ignores material facts.” Jd.
(internal citation omitted). “It is not necessary that
the federal court agree with every last detail of the
state court’s analysis. By like token, state courts
are not required to supply the specific reasons that
a federal court thinks are most persuasive for
upholding the judgment.” Healy, 453 F.3d at 28-29
(Ist Cir. 2006) (quoting Bui v. DiPaolo, 170 F.3d
232, 243 (1st Cir. 1999)).

As a final note, we emphasize the great
degree of deference state court judgments are due,
especially those that uphold jury verdicts.FN1¢

FN16. For example, in Hurtado, we
explained:

[Als a general rule, federal courts
should be particularly cautious
about issuing habeas, on grounds of
the objective unreasonableness of a
state court’s conclusion that the
evidence is sufficient, where there
has been a verdict of guilt by a jury
of a defendant’s peers, where the
defendant’s credibility was
evaluated by the jury hearing his
testimony, where that verdict has
been affirmed on appeal in the state
system, and where there is no claim
of constitutional error in_ the
conduct of the tnal. Even on direct
appeal, claims that the evidence
was insufficient to support the
verdict are “often made, but rarely
successful.”

30a

245 F.3d at 19-20 (quoting United
States v. Moran, 984 F.2d 1299, 1300
(1st Cir. 1993)).

B. Applicable Law
1. The Jackson Standard

Turning to the underlying constitutional
right asserted here, O’Laughlin maintains that his
due process nghts were violated because after
viewing the evidence in the light most favorable to
the prosecution, no rational trier of fact could have
identified him as the assailant beyond a reasonable
doubt. See Jackson, 443 U.S. at 319, 99 S. Ct. 2781
(“whether, after viewing the evidence in the hght
most favorable to the prosecution, any rational trier
of fact could have found the essential elements of
the crime beyond a reasonable doubt.”) (emphasis
in original); United States v. Ayala, 289 F.3d 16, 25
(Ist Cir. 2002) (“Identification of the defendant as
the person who committed the charged crime is
always an essential element which the government
must establish beyond a _ reasonable doubt.”)
(quotation marks and citations omitted).

“The Jucksoi standard 1s as easy to
articulate as it is difficult to apply.” Newman ov.
Metrish, 543 F.3d 793, 796 (6th Cir. 2008); see
generally Hon. Jon O. Newman, Beyond
“Reasonable Doubt,” 68 N.Y.U. L. Rev. 979 (1993)
(discussing difficulty of defining term); Note,
Reasonable Doubt: Az Argument Against
Definition, 108 Harv. L. Rev. 1955 (1995) (same).

3la

This is particularly the case where we have no
eyewitness to identify the perpetrator. In cases
based on circumstantial evidence such as the
instant case,FN17 “we face head-on the disturbing
truth that guilty verdicts rest on judgments about
probabilities and those judgments are usually
intuitive rather *301 than scientific.” Stewart v.
Coalter, 48 F.3d 610, 614 (1st Cir. 1995).

FN17. Like the SJC, we acknowledge
that to pass constitutional muster,
direct evidence of identification is not
necessary. “Identification can _ be
inferred from all the facts and
circumstances that are in evidence.”
Ayala, 289 F.3d at 25 (quotation
marks and citations omitted).

Despite the lack of precision in determining
what constitutes reasonable doubt and the inherent
difficulty in defining the term, this court and others
have attempted to explicate the standard. For
example, we have stated that “[g]uilt beyond a
reasonable doubt cannot be premised on pure
conjecture. But a conjecture consistent with the
evidence becomes less and less a conjecture, and
moves gradually toward proof, as alternative
innocent explanations are discarded or made less
likely.” /d. at 615-16.

As we have stated on multiple occasions,
‘{bleyond a reasonable doubt’ does not require the
exclusion of every other hypothesis; it is enough
that all ‘reasonable’ doubts be excluded.” /d. at 616
(quoting United States v. Oreto, 37 F.3d 739, 753
(lst Cir. 1994)); see also United States v. Dwinells,

32a

508 F.3d 63, 74 (Ist Cir. 2007); United States uv.
Olbres, 61 F.3d 967, 976 (Ist Cir. 1995); United
States v. Brown, 603 F.2d 1022, 1025 (1st Cir. 1979)
(‘The prosecution may prove its case by
circumstantial evidence, and it need not exclude
every reasonable hypothesis of innocence so long as
the total evidence permits a conclusion of guilt
beyond a reasonable doubt.”).

We note that although the circumstantial
evidence is permissible to discern the identity of
the perpetrator, there are some limits to its
probative value. “[A] reviewing court should not
give credence to ‘evidentiary interpretations and
illations that are unreasonable, insupportable, or
overly speculative.” Leftwich, 532 F.3d at 23
(quoting United States v. Spinney, 65 F.3d 231, 234
(1st Cir. 1995)); see also United States v. Valerio, 48
F.3d 58, 64 (1st Cir. 1995) (“we are loath to stack
inference upon inference in order to uphold the
jury's verdict”). Further,

fijf the evidence viewed in the lght
most favorable to the verdict gives
equal or nearly equal circumstantial
support to a theory of guilt and a
theory of innocence of the crime
charged, this court must reverse the
conviction. This is so because ... where
an equal or nearly equal theory of
guilt and a theory of imnocence is
supported by the evidence viewed in
the light most favorable to the
prosecution, a reasonable jury must
necessarily entertain a reasonable
doubt.

33a

United States v. Flores-Rivera, 56 F.3d 319, 323
(Ist Cir. 1995) (alterations, ellipses, and emphasis
in original) (internal quotation marks omitted).

Although we give great deference to jury
verdicts, we have held that evidence may
sometimes be insufficient to sustain a jury verdict
of guilt beyond a reasonable doubt. See, e.g., United
States v. Garcia-Torres, 280 F.3d 1, 6 (Ast Cir.
2002) (holding evidence insufficient to show proof
beyond reasonable doubt that defendant knew he
was aiding in drug conspiracy when participating
in kidnapping and murder); United States v.
Blasini-Lluberas, 169 F.3d 57, 62-64 (1st Cir. 1999)
(holding evidence insufficient to support convictions
of bank officer on four of five counts of
misapplication of bank funds); United States uv.
Morillo, 158 F.3d 18, 24 (Ist Cir. 1998) (holding
evidence insufficient to support inference of
knowledge of conspiracy’s purpose); United States
v. Czubinshi, 106 F.3d 1069, 1073-74 (1st Cir. 1997)
(holding evidence insufficient to show defendant
intended to carry out a scheme to defraud the IRS
under wire fraud statute); United States v. de la
Cruz-Paulino, 61 F.3d 986, 1001 (1st Cir. 1995)
(holding evidence insufficient to support conviction
for aiding and abetting where prosecution failed to
show defendant shared the specific intent of the
principal); Valerio, 48 F.3d at 65 (holding evidence
insufficient to support *302 a finding of intent to
distribute cocaine).

C. Analysis of the SJC Opinion

As our sister court has noted, “{aJlthough
circumstantial evidence alone can support a

34a

conviction, there are times that it amounts to only
a reasonable speculation and not to suffic.ent
evidence.” Newman, 543 F.3d at 796. This is such a
case.

The instant facts may support a reasonable
speculation that O’Laughlin was the assailant, but
not sufficient evidence to establish his guilt. Taken
together, the circumstantial evidence in this case,
even when drawing all reasonable inferences in
favor of the prosecution, does not permit any
rational jury to conclude that O’Laughlin was the
assailant beyond a reasonable doubt.

Specificaliy, the evidence that O’Laughlin
acted upon a financial motive to commit the attack
is weak at best. A jury could permissibly conclude
that he needed money to acquire crack cocaine,
giving him reason to break into Mrs. Kotowski’s
apartment, a person whom he knew had money.
However, Mrs. Kotowski testified that nothing of
value was taken and no items, not even expensive
jewelry in plain view, were disturbed. The SJC
accounted for this fact by stating that the jury
could draw “a reasonable inference that the
defendant was frightened off before he could steal
anything when he heard the neighbor [Whittemore]
speaking.” O’Laughlin IT, 843 N.E.2d at 627 n. 11.
Even if the assailant deduced that the neighbor
was calling the police in response to the attack,FN!8
no rational juror could conclude that the placement
of this phone call frightened him off given the
volume and duration of Mrs. Kotowski’s screams.
Moreover, the assailant’s actions are inconsistent
with O’Laughlin’s purported financial motive in
view of the savage beating Mrs. Kotowski suffered

35a

at the hands of the assailant, an attack involving at
least fifteen to twenty blows that nearly broke
every bone in her face and skull. If the assailant
were motivated by money, a few blows to
incapacitate her would have been sufficient.

FN18. A reenactment demonstrated
that the assailant would not have been
able to make out that Whittemore was
calling the police.

With respect to the opportunity to commit
the crime, O’Laughlin had a master key and there
were no signs of forced entry; thus, one possible
inference is that O’Laughlin used his master key to
enter Mrs. Kotowski’s apartment. It is notable,
however, that several others on the maintenance
staff possessed a master key. Also, Mrs. Kotowski
could have let someone familiar to her into the
apartment.

With respect to the means for the attack, a
jury could permissibly find that the aluminum bat
found in the woods was O’Laughlin’s bat given that
his name was on the bat and that he admitted to
owning the bat at one time. Yet, there was little
evidence connecting the aluminum bat, a non-
unique item in a residential complex, to the crime
scene apart from the fact that it was found twenty-
five yards from the _ residential complex the
following day and the use of such an object was
“consistent” with Mrs. Kotowski’s injuries.FN!9 Of
course, any bat likely would have been consistent
with her injuries. Also, Whittemore, a carpenter,
testified that he heard “wood hitting wood,” as
opposed to hearing the *303 sound of a hollow

36a

aluminum bat, when he was’7 awakened.
Furthermore, wooden bats were found in Mrs.
Kotowski’s estranged husband’s garage.

FN19. This is not to say that each of
us is convinced that the state court’s
decision is umnreasonable in every
respect. But this case comes to us on
arguments as presented by the
parties. This panel may not be in
complete unanimity in all particulars,
but we do agree that the petitioner
has the better of the argument with
respect to the means_ evidence
introduced by the prosecution at trial.

We next turn to O’Laughlin’s consciousness
of guilt, which the SJC considered the strongest
evidence in favor of reinstating the conviction.N20
When viewed in context, this evidence is minimally
probative on the question of whether O’Laughlin
was the assailant.

FN20. We compare itnfra_ the
consciousness of guilt evidence in our
case to that of Juan H. v. Allen, 408
F.3d 1262 (9th Cir. 2005). In Juan H.,
the Ninth Circuit granted habeas
rehef io a petitioner in part. because it
viewed that any conclusion regarding
the petitioner’s guilt based on the
prosecution’s consciousness of guilt
evidence amounted tv no more than
“bare conjecture.” Jd. at 1277.

37a

Notwithstanding the fact that it was just
after 2:00 a.m., the SJC cited to O’Laughlin’s
“uneasy and distant” demeanor and _ his
unwillingness to look Officers Tierney and Skowron
in the eye when they corfronted him just minutes
after the attack. However, both officers, even
though they were responding to reports of a
possible assault, did not consider O’Laughlin’s
behavior suspicious at the time. Indeed, they
initially believed he was the reporting party and
after asking him a few brief questions they left the
area. Even the fact that O’Laughlin was only clad
in boxers in near-freezing temperature did not give
them pause after he explained to them that he was
awakened by animal screams and had gone outside
to place a stick in the dumpster, a fact Officer
Tierney promptly verified. Also, the SJC explained
that a jury could find it “implausik'e” that
O’Laughlin would have gone outside without
“putting on at least minimal clothing” if his true
reason for going outside was to check for animals.
Yet, Officer Tierney stated that O’Laughlin
appeared unfazed by the cold and O’Laughlin’s alibi
shows that he did not intend to stay outside for a
very long time.

The other consciousness of guilt evidence
cited by the SJC-O’Laughlin’s reluctance to be
interviewed by the police, the inconsistent versions
of how he was awoken, his reaction to the
neighbor’s report of an assault, the fact that he was
agitated dunmng the interview, and his reaction
when the police wanted to swab his closet door-
while not helpful to his case, are not enough, even
when considered in combination with other
circumstantial evidence, to allow a jury to

38a

permissibly conclude O’Laughlin’s guilt beyond a
reasonable doubt.

With respect to this evidence, the fact that
O’Laughlin was reluctant to come down to the
police station and displayed some agitation during
the interview has minimal probative value in
determining whether O’Laughlin was the assailant.
Although this behavior could indicate
consciousness of guilt for some crime, such as
possessing crack cocaine (which the evidence shows
he admitted to being concerned about), it is an
impermissible inferential leap for a jury to find this
behavior significantly probative of whether
O’Laughlin committed such a brutal attack.’N2!
Likewise, his indifferent reaction to his neighbor
informing him of the attack the following morning
may bear on whether he was a compassionate
person, but has little probative value in assessing
O’Laughlin’s guilt.

FN21. This is not a case where the
defendant stonewalled the police. He
approached the police just minutes
after the attack, he submitted to a ten-
minute interview with the Chief of
Police, and ultimately allowed the
police to search his apartment.

*304 Admittedly, the conflicting versions
O’Laughlin gave the police as to how he was
awoken and his reaction to the police’s request to
swab his closet door when they were searching his
home could be probative evidence’ linking
O’Laughlin to the crime. However, in light of
O’Laughlin’s concerns that the police would

39a

discover his drug use, this evidence wes insufficient
to serve as the primary basis upon which the jury
could rely to conclude O’Laughlin’s guilt beyond a
reasonable doubt.

Lastly, the SJC cited bruises and marks on
O’Laughlin’s face as evidence from which the jury
could infer that an altercation occurred between
O’Laughlin and Mrs. Kotowski. However, these
bruises and marks have minimal, if any, probative
force given the fact that they were not even noted
by Officers Tierney and Skowron when they were
responding to an assault just minutes after the
attack.

It bears repeating that the prosecution had
to rely on circumstantial evidence because no
physical or DNA evidence linked O’Laughlin to the
attack despite the copious amount of blood at the
crime scene. Considering the large amount of blood,
it is difficult to fathom how O’Laughlin was able to
avoid having any blood or other DNA evidence
connect him to Mrs. Kotowski. Given the
insufficiency of the evidence, circumstantial or
otherwise, tying O’Laughlin to the attack, we
conclude that a rational jury could not find
O’Laughlin’s guilt beyond a reasonable doubt.

D. Objectively Unreasonable Standard for
Purposes of Habeas Review

Although we have identified several gaps in
the SJC’s analysis, we are mindful that on habeas
review under AEDPA we are not permitted to grant
a writ if we merely disagree with the jury verdict or
if we identify an error in the SJC’s reasoning. The

A0a

relevant inquiry is whether the SJC was objectively
unreasonable in upholding the conviction.

We once again acknowledge the extremely
high bar that must be overcome on habeas review
to overturn a state court decision; however, that
bar is not insurmountable and on rare occasions we
have held a state court decision to be objectively
unreasonable. See, e.g., White, 399 F.3d at 25
(holding on habeas review that state court
unreasonably applied Supreme Court’s
Confrontation Clause jurisprudence where state
court barred petitioner from cross examining
complainants regarding prior accusations).

This court has identified certain guidelines
that it finds useful in analyzing sufficiency claims
on habeas review.*N22 In addition, we note that
although we evaluate the state court decision in
light of Supreme Court precedent, we are not
precluded from looking at other federal court
decisions that may help guide us in applying *305
the Jackson standard. Indeed, “ ‘[djecisions from
the lower federal courts may help inform the
AEDPA analysis to the extent that they state the
clearly established federal law determined by the
Supreme Court.’ “ Evans, 518 F.3d at 10 (alteration
in original) (quoting Aspen v. Bissonnette, 480 F.3d
571, 574 n. 1 (Ast Cir. 2007)). This is especially true
when “ ‘factually similar cases from the lower
federal courts’ can ‘provid[e] a valuable reference
point’ when considering the reasonableness of a
state court’s application of Supreme Court
precedent to a particular set of facts.” Id.
(alteration in original) (quoting Rashad v. Walsh,
300 F.3d 27, 35 (ist Cir. 2002)). Under § 2254(d)()),

4la

we are not constrained in our “ability to draw from
any legal source in determining whether the state
court’s decision rests on constitutional error or is an
unreasonable application of Supreme Court
precedent. [Section 2254(d)(1)] only limits the
grounds on which habeas relief may be granted.”
Id.

F N22. These include:

(1) The focus of the inquiry is on the
state court decision:

(2) Even with the deference due by
statute to the state court's
determinations, the federal habeas
court must itself look to “the totality
of the evidence” in evaluating the
state court’s decision;

(3) The failure of the state court to
consider at all a key argument of
the defendant may indicate that its
conclusion is objectively
unreasonable; however, the paucity
of reasoning employed by the state
court does not itself establish that
its result is objectively
unreasonable;

(4) The failure of a state court to
give appropriate weight to all of the
evidence may mean _ that its
conclusion is objectively
unreasonable; and

42a

(5) The absence of cases of
conviction precisely parallel on
their facts does not, by itself,
establish objective
unreasonableness.

Hurtado, 245 F.3d at 18.

With this in mind, we look to a recent case,
Newman v. Metrish, where the Sixth Circuit held a
state court ruling to be objectively unreasonable on
grounds that the prosecution did not present
sufficient evidence to support a prosecution for
murder of a known drug dealer. 543 F.3d at 797. In
Newman, the prosecution presented evidence at
trial that the petitioner planned to rob drug dealers
for drugs or money; that the victim was a known
drug dealer who kept drugs in his freezer; that the
petitioner and the victim were known to engage in
drug transactions in the past; that the victim’s
freezer was “open and empty” after he was killed;
and that the petitioner had a motive for the killing
because he had seen the victim “make a pass” at
the petitioner’s girlfriend. Jd. at 794. Furthermore,
the prosecution presented evidence supporting an
inference that Newman had possessed and once
purchased the murder weapon. /d. This evidence
included forensic evidence and the fact that the
petitioner's friend saw a gun similar to the murder
weapon in the petitioner's home a few weeks prior
to the murder. FN23 Jd.

FN23. With respect to the murder
weapon, the Newman court
acknowledged that “the prosecution
offered ample evidence to support an

43a

inference that [the petitioner] had
previously possessed at least one of
the murder weapons.” Jd. at 795.
However, it noted that “the
prosecution did not offer any evidence
that [the petitioner] had used or
possessed the weapons on the day of
the murder,” any “eyewitness
testimony,” any “latent fingerprints
from the crime scene or the items in
the gym bag” in which the alleged
murder weapon was found. /d.

In analyzing the evidence under Jackson, the
Newman court stated that even when “considerling]
all of the evidence in the light most favorable to the
prosecution, there remains reasonable doubt
because we are hmited by what inferences reason
will allow us to draw.” Id. at 797. It remarked that
these hmitations included its ability to “infer only
that [the petitioner] intended to rob a drug dealer
and knew that [the victim] was a drug dealer, that
a gun previously owned by [the petitioner] was
used to kill [the victim], and that a similar looking
gun was seen in ([fthe petitioner’s] home
approximately two weeks before the murder.” Jd.
The Newman court added that “even assuming that
[the petitioner’s] gun was indeed the one used in
the homicide, there was no evidence of what
happened to it between that date and the date of
the homicide, and we need not speculate as to what
might have happened.” /d.

The Newman court reasoned that while there
was “a wealth of information showing that {the
petitioner] owned the gun,” *306 “evidence placing

44a

{the petitioner] at the scene” was “conspicuously
absent.” Id. at 797. It pointed to the fact that there
was no eyewitness testimony and the pclice did not
recover any fingerprints from the crime scene. /d.
The Newman court stated that “[w]ithout
additional evidence placing [him] at the scene of
the crime, there is only a reasonable speculation
that [the petitioner} himself was present.” Jd. It
concluded that “where the evidence taken in the
light most favorable to the prosecution creates only
a reasonable speculation that a defendant was
present at the crime, there is insufficient evidence
to satisfy the Jackson standard.” Id. Accordingly,
the Newman court declared the state court rubng
an unreasonable application of clearly established
federal law. Jd.

While Newman’s reasoning certainly does
not control our analysis, it is significant that our
sister court ruled a state court decision to be
objectively unreasonable under Jackson on facts
more probative of a petitioner’s guilt than what we
have here. For example, O’Laughlin, lke the
petitioner in Newman, was not connected to the
crime scene by forensic evidence or eyewitness
testimony; however, unlike the petitioner in
Newman who had prior business dealings with the
victim in that case, O’Laughlin had minimal
contact with the victim apart from a few casual
conversations and a maintenance call. Moreover,
the petitioner’s robbery motive in Newman was
consistent with the evidence-as the victim’s freezer,
which was his storage place for drugs, was open
and empty.FN24 In the instant case, however,
O’Laughlin’s alleged motive of robbery to satisfy his
need for crack cocaine docs not align with the fact

45a

that nothing of value was taken from Mrs.
Kotowski’s apartment or with how savagely she
was beaten at the hands of her assailant. Lastly, in
Newman, the petitioner owned a gun whose spent
cartridges and bullets matched those found in the
victim’s body. Here, the aluminum baseball bat
that O’Laughlin owned was merely “consistent”
with Mrs. Kotowski’s injuries, in the same way a
metal pipe or some other long, sturdy object would
be consistent with her injuries.

FN24. Even if, in Newman, the
petitioner's motive was anger because
the victim had made a pass at the
petitioner's girlfriend, the _ victim’s
gunshot wound is not inconsistent
with this motive.

Another decision from a sister court also
informs our analysis as to whether the SJC
unreasonably applied the Jackson standard. In
Juan H. v. Allen, the Ninth Circuit held that the
state court decision was objectively unreasonable
because there was insufficient evidence to conclude
that a juvenile petitioner aided and abetted a
principal in committing first-degree murder and
first-degree attempted murder. 408 F.3d at 1278-
79.

In Juan H., the state court had concluded
that the petitioner had “manifested consciousness
of guilt” because he fled from the crime scene; he
attempted to leave his home with his family after
the shooting; and he gave a false alibi to the police
that he was in a trailer and not present during the
shooting. Jd. at 1277. Also, as motive evidence, the

46a

state court cited petitioner’s gang gestures towards
the victim and the fact that the petitioner had
punched the victim on a prior occasion. Id.

With respect to the evidence of flight, the
Juan H. court reasoned that “[nJo reasonable tner
of fact could find evidence of criminal culpability in
the decision of a teenager to run home from the
scene of a shooting, regardless of whether the home
was in the same general direction as the car of a
fleeing suspect.” Jd. The Juan H. *307 court added
that “[ljikewise, any rational factfinder would find
little or no evidence of guilt in the fact that [the
petitioner] attempted, along with the rest of his
family, to leave his home as it was being
surrounded by an angry mob of neighbors.” Jd.

Regarding the false alibi, the Juan H. court
remarked that it was “bare conjecture” to regard
the petitioner’s untrue statements to the police as
reflective of consciousness of guilt. Jd. The court
explained that the petitioner “might have made a
false statement to law enforcement for any number
of reasons, especially given that any statements he
made as a witness would likely be used to prosecute
his older brother, a member of his immediate
family.” Id. The Juan H. court stressed: “Although
we must draw all reasonable inferences in favor of
the prosecution, a ‘reasonable’ inference is one that
is supported by a chain of logic, rather than, as in
this case, mere speculation dressed up in the guise
of evidence.” Id.

Finally, the Juan H. court stated that the
prosecution’s motive evidence was mere conjecture,
reasoning that the “interpersonal tensions”

47a

between the petitioner and the victim “do not
create a sufficiently strong inference of motive to
allow a reasonable trier of fact to conclude beyond a
reasonable doubt that [the petitioner} had reason to
aid and abet first-degree murder.” /d. at 1278.

The Juan AH. court maintained that
“[s]peculation and conjecture cannot take the place
of reasonable inferences and evidence-whether
direct or circumstantial-that [the petitioner]-
through both guilty mind and guilty act-acted in
consort with [the principal].” /d. at 1279. Applying
the Jackson standard to the state court decision,
the Juan A. court ruled that “only speculation ..
supports a conclusion” that the petitioner was
guilty o

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386017_1150%3A1. Public record. Not legal advice.
