# Petition for Writ of Certiorari — Ash v. Tyson Foods, Inc. (No. 06-706)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2006

## Text

a Supreme Court. US
- Fipter
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| -LE DO
No. 06-9. -7:05 "07 17 2006
| Jn The OFFICE OF THE CLERK
Supreme Court of the Anited States
¢

ANTHONY ASH and JOHN HITHON,

Petitioners,
Vv.

TYSON FOODS, INC..
Respondent.

®

On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Eleventh Circuit

¢

PETITION FOR A WRIT OF CERTIORARI

-

ALICIA K. HAYNES
HAYNES & HAYNES. PC.
1600 Woodmere Drive
Birmingham, AL 35226
(205) 879-0377

ERIC SCHNAPPER
Counsel of Record |
School of Law
University of Washington
P.O. Box 353020
Seattle, WA 98195
(206) 616-5167

Counsel for Petitioners

QUESTIONS PRESENTED

(1) In Ash v. Tyson Foods, Inc., 126 Sup. Ct. 1195
(2006), this Court noted that the courts of appeals “have
articulated various ... standards” regarding when a
plaintiff may support a claim of employment discrimina-
tion by adducing evidence that he or she was better
qualified than the individual selected for a disputed
position. The question presented is the issue expressly left
unresolved by Ash: “what standard should govern pretext
claims based on superior qualifications[?|]” 126 Sup. Ct. at
1197. ~

(2) How and by whom should evidence of racist
remarks be evaluated in a case alleging racial discrimina-
tion?

il

PARTIES

The parties to this action are set forth in the caption.

iil

TABLE OF CONTENTS

Page
Cs FUORI jisicsitciiercsvccnincvneieedidionnanen i
FIG encstncesvicscsiineinidcnidetaieiiaenaininianeabamanl il
CRE TIGRE eiistccconsivrcestieviinstiniaisthaitasipsaitiedennianmibantummaiaia 1
Skeet OF CUI occecicccencsivivninvincitsnnnicenniceiniannaan 2
Re RIG ea ciitnsceccininssisnsamicdniscccneineanpaaredioaiaen 2
See ET Ci iscsvisiisnnneenecsceenintennaniaimaiie 3

I. There Is A Widespread Conflict Among The
Circuit Courts Regarding When, Or Indeed
Whether, Evidence Regarding Comparative
Qualifications Can Be Utilized To Prove In-
vidious Discrimination In Employment............. 10

II. The Decision Of The Eleventh Circuit Conflicts
With Decisions Of This Court And Of Numer-
ous Courts Of Appeals Regarding The Evalua-
tion Of Biased Remarks In Discrimination

COG raxesnesnverscenneissdienienindsebanienesmeiaaeannets 23
CO ce vicicnnittinisniieinciiimammmaaes 30
APPENDIX
Opinion of the Court of Appeals, August 2, 2006............. la
Opinion of the Court of Appeals, April 19, 2005............... 9a
Memorandum Opinion of the District Court, March

Fe, HOOT sivnnricnninescnccimcstsenaietaiennniieaiibiaiiniebiamatanaimui 22a
Order of the District Court, May 18, 2004... 42a
Order of the Court of Appeals, October 2, 2006 ............. 43a

District Court Decisions in the Eleventh Circuit
Applying the “No Reasonable Person” Standard........ 45a

1V
TABLE OF CONTENTS - Continued

District Court Decisions in the Fifth Circuit Apply-
ing the “No Reasonable Person” Standard................. 47a

District Court Decisions in the Seventh Circuit
Applying the “No Reasonable Person” Standard........ 49a

TABLE OF AUTHORITIES

Page
CASES
Aka and Lathram v. Snow, 336 F.3d 1085 (D.C.Cir.
dishes tii ta pe cca sslase daiplaesoaphais euadenisaavaaten ts peeeeets 20
Aka v. Washington Hosp. Center, 156 F.3d 1284
a, IY TEs sis si coiacids Coaecndineina anand batseneeceababamceciaminds 20
Alexander v. Fulton County, Georgia, 207 F.3d 1303
NG Sick ciiicincsnncascsscontenmbcchantaviowniddetaieseanss 12, 13
Anderson v. City of Bessemer City, 470 U.S. 564
TD iid sandctvubunpueitssdaatetertinindesusiadaabentaedened 25, 28, 29, 30
Ash v. Tyson Foods, Inc., 126 S. Ct. 1195, ____ U.S.
Sa) eS kdomhesviphniiaindspisandvdatdeastebinsiiatnebnnesenvainiiin passim
Barnes v. United States Department of the Navy, 95
ee RR BE Oe Ce FB tikiitereimnse 16
Bernales v. Cook, 37 Fed. Appx. 792 (7th Cir. 2002) ........ 22
Bray v. Marriott Hotels, 110 F.3d 986 (3d Cir. 1997)........ 21
Brooks v. County Commission of Jefferson County,
Ala., 446 F.3d 1160 (11th Cir. 2006)............... eee 12,13
Carberry v. Monarch Marking Systems, Inc., 30
Pod. Agmx. O09 (Gti Cae. 2008) ccecisessscsssvectesesicesseverevess 19
Cardova v. State Farm Ins. Companies, 124 F.3d
Re CE EE ST cts harcxtnsitinscegneicnicvsnanbieounie te 27
Carter v. George Washington University, 387 F.3d
PG SIR cod ceirastascistectccsbiccnceg alacsucauaeueccacapicdassaasatinde 20
Celestine v. Petroleos de Venezuela, 266 F.3d 343
CR SU, BED pcicwetncrsctesvconevaes isGisiaiennddmadeheanaeiunbainihida 16

Chuang v. University of California Davis, Bd. of
Trustees, 225 F.3d 1115 (9th Cir. 2000)...............ccccc0000 27

vi

TABLE OF AUTHORITIES - Continued

Page
Chustz v. City of New Orleans, 2002 WL 31556353
Esme tits RID HERG MINED sisicicckusloesaceinieessdaeestnasiecdaiimesedwsecees 16
Cichon v. Exelon Generation Co., L.L.C., 401 F.3d
REESE DOT EEN ES eee Oa EM 22
Cook v. Mississippi Dept. of Human Services, 108
Fed. Appx. 852 (Sth Cir. 2004) .......cccccccssccssecesesvenscereeees 16
Cooper v. Southern Co., 390 F.3d 695 (11th Cir.
a eee silicaleetiniabeditinnasensitemiveisteiniadieien 8,12
Cornwell v. Electra Central Credit Union, 439 F.3d
RN Re i 16
Dancy-Pratt v. The School Board of Miami-Dade
County, 2001 WL 1922063 (S.D.Fla. Dec. 13,
SERENE Tie er e O CET R e e O DR 13
David v. Caterpillar, Inc., 324 F.3d 851 (7th Cir.
leith cdighiailastacices abldtihiipaibandeilois schigisaliccshdaalieaabemieiiiandiiaeld 22
Deines v. Texas Department of Protective and
Regulatory Services, 164 F.3d 277 (5th Cir. 1999)........ 15
Dennis v. Columbia Colleton Medical Center, Inc.,
290 F.3d GSO (4th Cir. 2O0B).......covccscsssccecrcossssesesesers 20, 21
Dorrego v. Public Health Trust of Miami Dade
County, 293 F. Supp. 2d 1274 (S.D. Fla. 2003)............. 13
EEOC vu. Heartway Corp., 2006 WL 3030562 (10th
Es ___RRUNer cree IR NOOR gr EE eT 29
Evans v. City of Bishop, 238 F.3d 586 (5th Cir.
SIciisccch nick sii dibk busch vidas cekaaiaieacambeeseasnadicedeionaamaaiaanaantraanas 27
Farrell v. Butler University, 421 F.3d 609 (7th Cir.
EER Rte nen Re ROOD OR CROFT eT NEE 22

Glenn’s Trucking Co. v. NLRB, 298 F.3d 502 (6th
SN MII Plaintiffs’ Exhibit 2.
* Plaintiffs’ Exhibit 10 p. 8.
” Plaintiffs’ Exhibit 9.

6

about these written Tyson personnel and promotion
standards.” Second, Tyson disputed the meaning of the
written standards in question. For example, although the
job summary stated that three to five years experience
was a “requiremen|t],” a defense witness testified that
that amount of experience was merely “suggested.”

In addition, Tyson offered evidence that a primary
criterion that was used to determine the individual to
receive each promotion was whether he or she did not
work at the Gadsden plant, and thus could bring a fresh
approach and prospective.” Application of that criterion
would have favored the two whites actually selected.
Hatley explained that he used that standard — rather than
experience or seniority or work in the same department ~
because the Gadsden plant was assertedly losing money,
and was at risk of being closed by Tyson.” Plaintiffs
contended that this ad hoc standard had been fashioned
simply to rationalize promoting two less qualified whites;
plaintiffs offered evidence that the Gadsden plant was not
actually losing money, and that one of the whites selected
had come from a Tyson plant that had been closed because
it was not profitable.”

Much of the closing argument at trial was devoted to
these disputes regarding whether the whites who were
promoted were, under Tyson’s own standards, far less

* Tr. 355-56, 536, 539.
* Tr. 607.

° Tr. 436, 445, 446.

" Tr. 439-40.

? Tr. 449.

qualified than Ash and Hithon.” The jury was properly
instructed that it could not find Tyson liable merely
because the promotion decisions “were stupid decisions or
bad decisions,” but only if those decisions had been moti-
vated by racial discrimination.“

Following the jury verdict for plaintiffs, Tyson moved
for judgment as a matter of law. The district court con-
cluded as a matter of law that much of the evidence
offered by plaintiffs could not be relied on to support the
jury’s finding of intentional discrimination. First, applying
Eleventh Circuit precedent, the trial judge held that
plaintiffs could not rely on evidence that they were better
qualified than the promoted whites, unless that evidence
was so extraordinary it “jump[s] off the page and slap[s
you] in the face.” (3la) (quoting Lee v. GTE Florida, Inc.,
226 F.3d 1249, 1254 (11th Cir. 2000)). Even if the plaintiffs
were more qualified than the whites who received the -
disputed promotions, the court held, any disparity was not
great enough to meet that demanding standard. (33a).
Second, the judge concluded that Hatley’s use of the term
“boy” was not “racial in nature.” (34a). The judge also
ruled, in the alternative, that Tyson was entitled to a new
trial, in part because “the jury’s verdict of discrimination
is against the great weight of the evidence.” (42a).

In its 2005 decision, the Eleventh Circuit upheld the
trial judge’s conclusion that as a matter of law neither the
evidence regarding qualifications and nor the evidence
regarding Hatley’s actions in calling Ash and Hithon “boy”
could support the jury’s finding of discrimination. The

® Tanscript, pp. 560, 573-74, 576-85, 589, 603-04, 605-07, 617,
622. ©
* Transcript, p. 636.

8

court of appeals held that evidence that Ash and Hithon
were more qualified could not be relied on to show an
employer’s reasons were a pretext for discrimination,
unless the disparities in qualifications were so great that
they “virtually jump off the page and slap you in the face.”
15a (quoting Cooper v. Southern Co., 390 F.3d 695, 732
(11th Cir. 2004)). The court of appeals also held that as a
matter of law Hatley’s use of the term “boy” when address-
ing Ash and Hithon was not evidence of discrimination;
only use of the phrase “black boy,” the court insisted, could
support a finding of discrimination. (14a).

The court of appeals upheld the decision of the district
court to award judgment as a matter of law dismissing
Ash’s claim. (15a). With regard to Hithon’s claim, the
panel concluded that there was sufficient evidence to
support the jury verdict, because Hatley had interviewed
Hithon for one of the vacancies only after Hatley had
actually offered the job to King and after King had ac-
cepted it. (16a). The appellate court upheld the trial court’s
actions in granting Tyson a new trial with regard to
Hithon’s claim. (16a). Petitioners filed a timely petition for
rehearing in the Eleventh Circuit. That petition was
denied on June 23, 2005.

This Court granted a petition for writ of certiorari,
and in a per curiam decision overturned the Eleventh
Circuit. Ash v. Tyson Foods, Inc., 126 8. Ct. 1195, __ US.
___ (2006). With regard to evidence that a discrimination
plaintiff had superior qualifications, this Court rejected
the Eleventh Circuit’s “slap in the face” standard as
“unhelpful and imprecise.” 126 S. Ct. at 1197. The Court
emphasized that “qualifications evidence may suffice, at
least in some circumstances, to show pretext,” 126 S. Ct.
at 1197; the petition had demonstrated that the Eleventh

Circuit’s “slap in the face” standard was so stringent that
it had never been satisfied in any appellate or district
court decision in that circuit.” This Court noted that the
circuit courts had adopted conflicting standards for evalu-
ating qualifications evidence, but expressly did not under-
take to resolve that conflict. Rather, the Court remanded
the case to the Eleventh Circuit with instructions to utilize
instead a standard that would ensure “consistent results.”
126 S. Ct. at 1198. —

This Court also overturned the Eleventh Circuit’s
holding that “boy,” as a form of address to an adult Afri-
can-American man, could never as a matter of law be
evidence of discriminatory animus. The Court held that
this form of address could be “probative of bias,” and
identified several factors which should be considered in
determining “(t]he speaker’s meaning.” 126 S. Ct. 1197.

On remand the Eleventh Circuit insisted, despite this
Court’s decision, that the evidence in this case still was
insufficient as a matter of law to support the jury’s finding
of discrimination. The court of appeals held that proof that
a plaintiff was better qualified than the person promoted
to a disputed position could not support a finding of
discrimination unless the differences in ability were so
enormous “that no reasonable person, in the exercise of
impartial judgment, could have chosen the candidate
selected over the plaintiff for the job in question.” (6a). The
court of appeals held that this stringent standard was not
satisfied. With regard to the repeated instances in which

‘* The petition noted that that standard had been applied in 10
Eleventh Circuit decisions and in 34 decisions by district courts within
that circuit. In every case the court concluded that the standard had not
been satisfied. Petition for Writ of Certiorari, Ash v. Tyson Foods, Inc.,
No. 05-379, 11-12. .

10

the African-American plaintiffs were addressed as “boy,”
the Eleventh Circuit again insisted that this classic racial
slur could not support a finding of racial discrimination.
(5a).

The court of appeals denied a timely petition for
rehearing.

REASONS FOR GRANTING THE WRIT

I. THERE IS A WIDESPREAD CONFLICT AMONG
THE CIRCUIT COURTS REGARDING WHEN,
OR INDEED WHETHER, EVIDENCE OF COM-
PARATIVE QUALIFICATIONS CAN BE UTIL-
IZED TO PROVE INVIDIOUS DISCRIMINATION
IN EMPLOYMENT

This case presents the inter-circuit conflict that was
recognized, but that expressly was not resolved, by this
Court’s February 2006 decision in the instant case. There
remains a widespread inter-circuit conflict regarding
when, and indeed whether, a plaintiff alleging discrimina-
tion in promotion or hiring can prove invidious discrimina-
tion by showing that he or she was more qualified than the
person selected for the position in question. This Court’s
February 2006 decision observed that in addition to the
“slap in the face” standard disapproved in that opinion,
“(flederal courts ... have articulated various other stan-
dards” for evaluating such qualifications evidence. 126
S. Ct. at 1197.

The Court’s decision did not resolve that conflict;
rather, it explained “[t]his is not the occasion to define
more precisely what standard should govern pretext
claims based on superior qualifications.” 126 S.Ct. at
1198. In light of the Eleventh Circuit’s intransigent re-
sponse to this Court’s February 2006 decision, the instant

11

case provides an exceptionally appropriate “occasion to
define more precisely” the standard governing this manner
of proof.

The inter-circuit conflict recognized by this Court in
Ash is well-established and clearly defined. The Eleventh
and Fifth Circuits apply a “no reasonable person” stan-
dard. In both circuits a substantial body of caselaw makes
clear that this standard can virtually never be met. No
appellate or district court decision in the Eleventh Circuit
has ever found that a plaintiff’s evidence satisfied the “no
reasonable person” standard. The Seventh Circuit applies
the “no reasonable person” standard more narrowly,
limiting it to cases in which the plaintiff has no other
evidence of unlawful intent; even in the Seventh Circuit,
however, when the “no reasonable person” standard does
apply, evidence of superior qualifications is always re-
jected. Conversely, the Ninth Circuit does not limit the use
of qualifications evidence, and has repeatedly permitted a
plaintiff to rely on such evidence to defeat summary
judgment or to sustain a jury verdict. The Third, Fourth
and District of Columbia Circuits apply intermediate
standards, permitting reliance on evidence of comparative
qualifications in some but not all cases.

The Eleventh Circuit first articulated the “no reason-
able person” standard in 2000, and has now applied it ina
dozen decisions involving a variety of federal employment
discrimination cases, including claims under Title VII of
the 1964 Civil Rights Act, 42 U.S.C. section 1981, the Age
Discrimination in Employment Act, and the Fourteenth
Amendment.” Under that standard, evidence that a

* Taylor v. Roche, 2006 WL 2613659, at *1 (11th Cir. Sept. 12,
2006) (Title VII); Higgins v. Tyson Foods, Inc., 2006 WL 2466178, at *2
(Continued on following page)

12

plaintiff was better qualified cannot be relied on to prove
intentional discrimination unless the differences in quali-
fications were so vast “that no reasonable person, in the
exercise of impartial judgment, could have chosen the
candidate selected over the plaintiff for the job in ques-
tion.” (6a). The Eleventh Circuit does not claim that this
“no reasonable person” standard is substantively different
than the “slap in the face” standard rejected by this Court
in Ash. To the contrary, the Eleventh Circuit has repeat-
edly held that the “no reasonable person” standard is
identical to the rejected “slap in the face” standard.’ The

(llth Cir. Aug. 28, 2006) (Title VII and the Age Discrimination in
Employment Act), Milledge v. Rayonier, Inc., 2006 WL 2257949, at *2
(11th Cir. Aug. 8, 2006) (Title VII); Ash v. Tyson Foods, Inc., 2006 WL
2219749, at *3 (11th Cir. Aug. 2, 2006) (Title VII and section 1981);
Hubbard v. M & H Valve Co., 2006 WL 1410147, at *1 (1ith Cir. May
22, 2006) (Title VII and section 1981); Tippier v. Spacelabs Medical,
Inc., 2006 WL 1130809, at *3 (11th Cir. April 27, 2006) (Title VII and
section 1981); Brooks v. County Commission of Jefferson County, Ala.,
446 F.3d 1160, 1163-64 (11th Cir. 2006) (Title VIL); Watkins v. Hunts-
ville, Ala., 176 Fed. Appx. 955, 956 (11th Cir. 2006) (Title VII); Hithon v.
Tyson Foods, Inc., 144 Fed. Appx. 795, 800 (11th Cir. 2005) (Title VII
and section 1981); Cooper v. Southern Co., 390 F.3d 695, 732-33 (11th
Cir. 2004) (Title VII and section 1981); Lee v. GTE Florida, Inc., 226
F.3d 1249, 1254-55 (llth Cir. 2000) (Title VII) (overturning jury
verdict); Alexander v. Fulton County, Georgia, 207 F.3d 1303, 1340-41
(11th Cir. 2000) (Section 1981 and the Fourteenth Amendment).

" In Higgins v. Tyson Foods, Inc., 2006 WL 2466178, at *2 (11th
Cir. Aug. 28, 2006), the Eleventh Circuit approved a district court
decision that had “equated the language” of the “slap in the face”
standard with the “no reasonable person” standard.

The Eleventh Circuit’s seminal decision in Cooper v. Southern Co.
390 F.3d 695 (llth Cir. 2004), explained that the requirement of
evidence

“so apparent as virtually to jump off the page and slap you

in the face”... “should be understood to mean that dispari-

ties in qualifications must be of such weight and signifi-

cance that no reasonable person, in the exercise of impartial
(Continued on following page)

13

Eleventh Circuit nonetheless insists that its adherence to
the “no reasonable person” standard was “approved” by
this very Court in Ash itself.”

The “no reasonable person” standard, avowedly
stringent in theory, is fatal in practice. In the 12 Eleventh
Circuit decisions applying this standard, no plaintiff ever
succeeded in making the requisite showing. The court of
appeals has applied that standard both to direct summary
judgment for defendants and, as here, to overturn jury
verdicts. Equally striking is the pattern of decisions

judgment, could have chosen the candidate selected over the
plaintiff for the job in question.”

207 F.3d at 1340 (quoting Cofield v. Goldkist, Inc., 267 F.3d 1264, 1268
(11th Cir. 2001) and Lee v. GTE Florida, Inc. , 226 F.3d 1249, 1254 (11th
Cir. 2000)) (emphasis added). The Eleventh Circuit reiterated that the
two standards were identical in Alexander v. Fulton County, Ga., 207
F.3d 1303 (11th Cir. 2000) and Lee v. GTE Florida, Inc., 226 F.3d 1249,
1254 (11th Cir. 2000).

In addition, in the period prior to this Court’s decision in Ash, eight
district court decisions in the Eleventh Circuit had expressed their
understanding that the “slap in the face” and “no reasonable person”
standards were identical. Twilley v. Burlington Northern, etc. Rwy. Co.,
351 F. Supp. 2d 1299, 1307 (N.D.Ala. 2004); Harrington v. The Chil
dren’s Psychiatric Center, 2003 WL 23356396, at *10 (S.D.Fla. Dec. 9,
2006); Dorrego v. Public Health Trust of Miami Dade County, 293
F. Supp. 2d 1274, 1283 (S.D.Fla. 2003), Green v. Miami-Dade County,
2003 WL 22331877, at *8 (S.D.Fla. Sept. 9, 2003); Rogers-Libert v.
Miami-Dade County, 184 F. Supp. 2d 1273, 1280 (S.D.Fla. 2001);
Dancy-Pratt v. The School Board of Miami-Dade County, 2001 WL
1922063, at *7 (S.D.Fla. Dec. 13, 2001); Humphrey v. Potter, 162
F. Supp. 2d 1354, 1363 (S.D.Fla. 2001), Taylor v. Williams, 2000 WL
1844698, at *3 (S.D.Ala Oct. 30, 2000).

* Taylor v. Roche, 2006 WL 2613659, at *1 (11th Cir. Sept. 12,
2006) (describing the “no reasonable person” standard “as approved by
Ash vu. Tyson Foods, Inc.”); Brooks v. County Commission of Jefferson
County, Ala., 446 F.3d 1160, 1163 (11th Cir. 2006) (describing Ash as
“approving of this language” stating the “no reasonable person”
standard).

14

among district court decisions in the Eleventh Circuit.
Since that circuit fashioned the “no reasonable person”
standard in 2000, it has been applied in 28 district court
decisions reproduced in Westlaw. In every one of those
cases, the district judge held that the plaintiff had failed to
show that the disparities in qualifications were so great
that no reasonable person could have chosen the candidate
selected over the plaintiff." This Court has repeatedly held
that discrimination plaintiffs should be permitted to rely
on evidence of greater qualifications to prove discrimina-
tion. Ash, 126 S. Ct. at 1197; Patterson v. McLean Credit
Union, 491 U.S. 164, 187-88 (1989); Texas Dept. of Com-
munity Affairs v. Burdine, 450 U.S. 248, 259 (1981). The
Eleventh Circuit’s utilization of a standard which invaria-
bly precludes reliance on such evidence is inconsistent
with this Court’s decisions in Ash, Patterson, and Burdine.

In the Eleventh Circuit it is for judges, not juries, to
decide whether evidence of qualification disparities satis-
fies the “no reasonable person” standard. Thus in the
instant case, the dispositive finding made by the Eleventh
Circuit panel was that “we conclude that the plaintiffs did
not meet their burden . . . to show” that the “no reasonable
person” standard had been met. (7a) (emphasis added).”

’* We set forth a list of those district court decisions in an Appendix
to the petition.

*® See Higgins v. Tyson Foods, Inc., 2006 WL 2466178, at *2 (“the
district court concluded that the plaintiff has simply failed to meet that
test. We agree”), Milledge v. Rayonier, Inc., 2006 WL 2257949, at *2
(“[the plaintiff’s] account ... may show that he was qualified for the
position, but not that [the no reasonable person standard was met}]”);
Hithon v. Tyson Foods, Inc., 144 Fed. Appx. 795, 800 (plaintiff “failed to
establish” that the no reasonable person standard was met).

15

The “no reasonable person” standard is also well
established in the Fifth Circuit. From the outset the Fifth
Circuit (like the Eleventh Circuit) has held that the “no
reasonable person” standard “should be understood to
mean” the same thing as the “slap in the face” standard,
the very standard rejected by this Court in Ash v. Tyson’s
Food.” In the Fifth Circuit it also is for the courts, not the
trier of fact, to decide whether the differences in qualifica-
tion were so great that no reasonable person could have
rejected the plaintiff in favor of the candidate chosen.”
That circuit recognizes that the “no reasonable person”
requirement is an “extremely high” standard. Roy uv.
United States Department of Agriculture, 115 Fed. Appx.
198, 201 (5th Cir. 2004). In practice the standard is almost

* Deines v. Texas Department of Protective and Regulatory Ser-
vices, 164 F.3d 277, 280-81 (5th Cir. 1999):

The phrase “jump off the page and slap [you] in the face” is
simply a colloquial expression that we have utilized to bring
some degree of understanding to the level of disparity in
qualifications required to create an inference of intentional
discrimination. In its essence, the phrase should be under-
stood to mean that disparities in qualifications must be of
such weight and significance that no reasonable person, in
the exercise of impartial judgment, could have chosen the
candidate selected over the plaintiff for the job in question.
The “no reasonable person” formulation originated in Deines.

* See, e.g., Runnels v. Texas Children’s Hospital Select Plan, 167
Fed. Appx. 377, 383 (5th Cir. 2006) (plaintiffs “have failed to show” that
they were so much better qualified as to meet the “no reasonable
person” standard); Roy v. United States Department of Agriculture, 115
Fed. Appx. 198, 201 (5th Cir. 2004) (the plaintiff’s evidence “does not
satisfy” the “no reasonable person” standard); Reynolds v. City of
Dallas, 2004 WL 893425, at *8 (N.D.Tex. April 23, 2004) (“the Court
does not find that Piaintiff’s qualifications were so disparately superior
to [the successful candidates’) that no reasonable person, in the exercise
of impartial judgment, could have chosen them.”).

16

impossibly high. No appellate decision in the Fifth Circuit
has ever found that a plaintiff had met that standard.”
Among the 31 district court decisions in the Fifth Circuit
applying the “no reasonable person” standard,” there are
only two highly unusual cases in which a district judge has
ever found that that standard had been satisfied.

The Ninth Circuit, at the other end of the spectrum,
imposes no such limitations on the use of evidence of com-
parative qualifications. “In Odima [v. Westin Tucson Hotel,
53 F.3d 1484 (9th Cir. 1995)], we held that the plaintiff's
superior qualifications standing alone were enough to prove
pretext.” Raad v. Fairbanks North Star Borough School
District, 323 F.3d 1185, 1194 (9th Cir. 2003) (emphasis in
original). Indeed, in the Ninth Circuit even evidence that the
plaintiff was equally qualified as the successful candidate is
sufficient to support a finding of discrimination. Margolis v.
Tektronix, Inc., 44 Fed. Appx. 138, 141-42 (9th Cir. 2002)

* Runnels v. Texas Children’s Hospital Select Plan, 167 Fed. Appx.
377, 383 (5th Cir, 2006) (section 1981); Roy v. United States Department
of Agriculture, 115 Fed. Appx. 198, 201 (5th Cir. 2004) (Title VII); Cook
v. Mississippi Dept. of Human Services, 108 Fed. Appx. 852, 860 (5th
Cir. 2004) (Title VII and section 1981); Barnes v. United States Depart-
ment of the Navy, 95 Fed. Appx. 46, 50 (5th Cir. 2004) (Title VII and the
ADEA), Wright v. Columbia Women & Children’s Hospital, 2002 WL
495325, text at n.11 (5th Cir. May 18, 2002) (ADEA), Celestine uv.
Petroleos de Venezuela, 266 F.3d 343, 357 (5th Cir, 2001) (Title VII).

“ A list of those cases is set out in an Appendix to this petition.

In Chustz v. City of New Orleans, 2002 WL 31556353, at *10
(E.D.La. Nov. 15, 2002), the successful candidate for a high level
administrative post (as the employer well knew) was addicted to crack
cocaine, had been fired from his previous position for drug abuse, and
did not meet the minimum requirements for the new post. In Lall v,
Perot Systems Corp., 2004 WL 884438, at *7 (W.D.Tex. April 23, 2004),
all four of the original founders of the business unit in question
executed affidavits stating that plaintiff was the best qualified candi-
date.

17

(“Margolis’ principal argument is that ... she is more
qualified than one or more male managers. ... Margolis’
evidence on this point, if believed, is adequate ... to
survive summary judgment. A jury could find that Tek-
tronix(’s explanation] is a pretext for discrimination if it
believes that Margolis was, in fact, more (or at least as)
qualified.”); Tucevich v. State of Nevada, 1999 WL 62735,
at *1 (9th Cir. Jan. 22, 1999) (reversing award of summary
judgment in part because “the evidence indicates that
Tucevich was equally qualified, if not more qualified, than
the individuals that defendant hired.”) Unlike the Elev-
enth Circuit, which asserts that this Court’s decision in
Ash approved the “no reasonable person” bar to such
evidence, the Ninth Circuit cites Ash for the contrary
proposition that qualifications evidence “may suffice .. . to
show pretext.” Cornwell v. Electra Central Credit Union,
439 F.3d 1018, 1033 (9th Cir. 2006).

This sharp difference in the standards applied to
evidence of comparative qualifications is clearly outcome
determinative. The Ninth Circuit has repeatedly done
something that the Eleventh and Fifth Circuits have
invariably refused to do under the “no reasonable person”
standard — upheld a discrimination claim because the
plaintiff had offered evidence of his or her greater qualifi-
cations. In seven cases the Ninth Circuit has relied on
such evidence to deny summary judgment to a defendant
employer. Cornwell v. Electra Central Credit Union, 439
F.3d at 1033-34 (9th Cir. 2006) (Title VII) (“a reasonable
jury might ... view the disparity between [the plaintiff’s]
management experience and [that of the person treated
more favorably] as proof that the Defendant’s explanation

. was a pretext for race discrimination.”); Margolis v.
Tektronix, Inc., supra; Haas v. Betz Laboratories, Inc.,
1999 WL 451206, at *2 (9th Cir. June 23, 1999) (“Haas

18

also has established pretext indirectly by offering evidence
that the chosen applicant ... was not the most qualified
applicant for the job.”); Tucevich v. State of Nevada, supra;
Godwin v. Hunt Wesson, Inc., 150 F.3d 1217, 1222 (9th Cir.
1998) (“Facts tending to show that the chosen applicant
may not have been the best person for the job are proba-
tive as they ‘suggest that [the defendant’s explanation]
may not have been the real reason for choosing [the
applicant selected] over the [plaintiff].’”) (quoting Lindahl
v. Air France, 930 F.2d 1434, 1439 (9th Cir. 1991)); Tho-
mas v. California State Department of Corrections, 1992
WL 197414, at *3 (9th Cir. Aug. 18, 1992) (“we find that
... a rational trier of fact could conclude that Thomas was
more qualified [than the person hired] and that the De-
partment’s articulated reasons for rejecting him were
pretextual.”); Lindahl v. Air France, 930 F.2d 1434, 1439
(9th Cir. 1991) (“All of these facts tend to show that [the
person promoted] may not have been the best person to
lead the group, and they therefore suggest that leadership
ability may not have been the real reasons for choosing
[him] over Lindahl.”).

In the Ninth Circuit, the degree to which the qualifi-
cations of the plaintiff exceed those of the successful
applicant are matters for consideration by the trier of fact,
not a possible basis for summary judgment or judgment as
a matter of law. Thomas v. California State Department of
Corrections, supra. “The closer the qualifications of the
candidates, the less weight the [trier of fact] should give to
perceived differences in deciding whether the proffered
explanations were pretextual.” Odima v. Westin Tucson

19

Hotel Co., 991 F.2d 585, 602 (9th Cir. 1993) (emphasis
added).””

The Sixth Circuit in Jenkins v. Nashville Public
Radio, 106 Fed. Appx. 991 (6th Cir. 2004), explained that

This circuit has never adopted the [Fifth Circuit]
requirement that in order to raise a genuine is-
sue as to whether the plaintiff was rejected be-
cause of an improper motive rather than because
of the exercise of discretionary business judg-
ment, the plaintiff must demonstrate qualifica-
tions that are “vastly — or even clearly” greater
than those of the successful applicant. And we
cannot readily reconcile [such a requirement]
with the well-established principle of Burdine
that “(t]he fact that a court may think that the
employer misjudged the qualifications of the
applicants does not in itself expose him to Title
VII liability, although this may be probative of
whether the employer’s reasons are pretexts for
discrimination.” Texas Dept. of Community Af-
fairs v. Burdine, 450 U.S. 248, 259 (1981).
106 Fed. Appx. at 994. Relying on evidence that an em-
ployment discrimination plaintiff was better qualified, the
Sixth Circuit overturned district court decisions awarding
summary judgment to the defendant employers in Jen-
kins, in Zambetti v. Cuyahoga Community College, 314
F.3d 249, 259 (6th Cir. 2002), and in King v. Healthrider,
Inc., 1999 WL 825122 (6th Cir. Oct. 8, 1999). In Carberry v.
Monarch Marking Systems, Inc., 30 Fed. Appx. 389, 392 (6th
Cir. 2002), the Sixth Circuit upheld a jury’s finding of dis-
crimination largely because of evidence that the plaintiff was

** Because the claims in Odima had been determined at a bench
trial, the Ninth Circuit referred in this instance to evaluation of the
weight of the evidence by the trial court.

20

the better qualified applicant. And in Glenn’s Trucking Co.
v. NLRB, 298 F.3d 502, 506 (6th Cir. 2002), the Sixth
Circuit upheld an NLRB finding of discrimination against
union members in light of evidence that “the discrimina-
tees appear to be more qualified than those individuals
who were hired.”

The District of Columbia Circuit has adopted an
intermediate standard. In a sharply divided en banc
decision, that court of appeals held that

lilf a factfinder can conclude that a reasonable

employer could have found the plaintiff to be sig-

nificantly better qualified for the job, but this
employer did not, the factfinder can legitimately

infer that the employer consciously selected a

less-qualified candidate — something employers

do not usually do, unless some other strong con-

sideration, such as discrimination, enters into

the picture.

Aka v. Washington Hosp. Center, 156 F.3d 1284, 1294 (D.C.
Cir. 1998) (en banc) (emphasis added). This standard is
more demanding than that in the Ninth Circuit (which
does not require that the difference in qualification be
significant) but less demanding than that in the Eleventh
and Fifth Circuits (which require differences in qualifica-
tions to be overwhelming, and which insist that the court,
not the factfinder, should determine if that standard is
met.) In both Aka and Lathram v. Snow, 336 F.3d 1085,
1092-93 (D.C.Cir. 2003), the District of Columbia Circuit
relied on evidence regarding comparative qualifications to
overturn decisions awarding summary judgment to defen-
dants. On the other hand, that circuit has upheld summary
judgment for employers where it concluded that a reasonable
jury could not find that the plaintiff was “significantly better
qualified.” Carter v. George Washington University, 387 F.3d

21

872, 881-82 (D.C.Cir. 2004); Stewart v. Ashcroft, 352 F.3d
422, 429-30 (D.C.Cir. 2003). |

The Fourth Circuit also applies an intermediate
standard, requiring that the qualifications evidence be
sufficient to permit a finding that the plaintiff was “dis-
cernibly better qualified” Heiko v. Colombo Savings Bank,
F’'S.B., 434 F.3d 249, 261 (4th Cir. 2006), or “plainly supe-
rior.” Dennis v. Columbia Colleton Medical Center, Inc., 290
F.3d 639, 649 n.4 (4th Cir. 2002). The Fourth Circuit relied
on such qualifications evidence to uphold a jury’s finding of
discrimination in Dennis, and to overturn the award of
summary judgment in Heiko.

In Bray v. Marriott Hotels, 110 F.3d 986 (3d Cir. 1997),
the Third Circuit relied on evidence of comparative quali-
fications to deny summary judgment to an employer; the
court divided sharply, however, regarding what standard
should be applied. The majority held that the plaintiff
could rely on evidence that she was better qualified than
the successful applicant (110 F.3d at 995-97), while the
dissenting judge would have insisted on evidence that “the
qualifications were extremely disproportionate.” 110 F.3d
at 1000 (Alito, J., dissenting). The majority objected that
the standard proposed in the dissent would “immunize an
employer from the reach of Title VII,” 110 F.3d at 993, but
then Judge Alito objected that the majority’s holding
would bring about “an unwarranted extension of the anti-
discrimination laws.” 110 F.3d at 1002.

The Seventh Circuit has adopted a hybrid approach.
Where a plaintiff relies solely on evidence of comparative
qualifications, the Seventh Circuit utilizes the Eleventh
Circuit “no reasonable person” standard.” On the other

*° See cases cited at n.28.

22

hand, where the plaintiff has other evidence (albeit evi-
dence not by itself sufficient to support a finding of
discrimination), the Seventh Circuit uses the Ninth
Circuit standard, permitting reliance without limitation
on evidence of comparative qualifications.”

In the Seventh Circuit, as elsewhere, the standard
_ utilized is of conclusive importance. In the Seventh Circuit
there are 9 appellate” and 24 district court decisions”
applying the “no reasonable person” standard. In every
one of these 33 cases the court held that the plaintiff’s
evidence could not satisfy that standard. On the other
hand, in all of the cases in the Seventh Circuit applied the
less demanding Ninth Circuit standard, the court con-
cluded that the plaintiff’s evidence was sufficient to
withstand summary judgment.”

” Harvey v. Office of Banks and Real Estate, 377 F.3d 698, 712-13
(7th Cir. 2004) (Title VII and section 1981); David v. Caterpillar, Inc.,
324 F.3d 851, 861-63 (7th Cir. 2003) (Title VII).

* Sublett v. John Wiley & Sons, Inc., 2006 WL 2613509, at *7 (7th
Cir. Sept. 13, 2006) (Title VII); Mlynczak v. Bodman, 442 F.3d 1050,
1060 (7th Cir. 2006) (Title VII); Farrell v. Butler University, 421 F.3d
609, 615-16 (7th Cir. 2005) (Title VII); Cichon v. Exelon Generation Co.,
L.L.C., 401 F.3d 803, 813 (7th Cir. 2005) (Fair Labor Standards Act);
Jordan v. City of Gary, Indiana, 396 F.3d 825, 834 (7th Cir. 2005) (Title
VII and ADEA); Reed v. Lawrence Chevrolet, Inc., 108 F.3d 393, 395-96
(7th Cir. 2004) (Title VII); Reed v. Manteno School Dist. No. 5, 59 Fed.
Appx. 868, 871-72 (7th Cir. 2003) (Title VII and ADEA); Bernales v.
Cook, 37 Fed. Appx. 792, 795 (7th Cir. 2002) (Title VII); Millbrook v.
IBP Inc., 280 F.3d 1169, 1182 (7th Cir. 2002) (Title VID).

* A list of those decisions is set forth in an appendix to this
petition.

® Harvey v. Office of Banks and Real Estate, supra; David v.
Caterpillar, Inc., supra; Lust v. Sealy, Inc., 277 F. Supp. 2d 973, 988
(W.D.Wis. 2003) (Title VII); Kozlowski v. Fry, 238 F. Supp. 2d 966, 1012
(N.D.Ill. 2002) (Title VID.

23

The question presented is of manifest importance. In
the Eleventh, Fifth and Seventh Circuits there are 110
decisions applying the “no reasonable person” standard.
The total number of discrimination cases in those three
circuits involving qualifications evidence is substantially
higher; in the Eleventh and Fifth Circuits, for example,
there have also been numerous other decisions applying
the semantically distinct but substantively identical “slap
in the face” standard.” Cases involving this type of evi-
dence also arise with considerable frequency in the other
circuits. In the absence of a decision by this Court resolv-
ing the question left open in its February 2006 decision in
the instant case, the large number of claims resting on
such evidence will continue to be decided differently
depending on the circuit in which an action is filed. Certio-
rari should be granted to resolve that conflict.

Il. THE DECISION OF THE ELEVENTH CIRCUIT
CONFLICTS WITH DECISIONS OF THIS COURT
AND OF NUMEROUS COURTS OF APPEALS
REGARDING THE EVALUATION OF BIASED
REMARKS IN DISCRIMINATION CASES

In its 2005 decision, the Eleventh Circuit held that
addressing an adult African-American man as “boy”
(unlike “black boy”) could never as a matter of law be
evidence of racial animus. (14a). This Court overturned
that per se rule. In Ash this Court held that the signifi-
cance of such a remark would depend on “(t]he speaker’s
meaning,” and listed a number of factors to be considered

* Petition for Writ of Certiorari, Ash v. Tyson Foods, Inc., 126 S.
Ct. 1195 (2006), No. 05-379, pp. 10-14 (listing 90 “slap in the face” cases
in the Fifth and Eleventh Circuits).

24

in determining the speaker’s intent. 126 S. Ct. at 1197. On
remand, however, the Eleventh Circuit responded with a
flurry of new objections to the evidence of these potentially
damning statements. In its determination to find some
reason to again overturn the jury’s finding of discrimina-
tion, the court of appeals flatly disregarded several con-
trolling decisions of this Court, including this Court’s
February 2006 decision in the instant case.

First, the Eleventh Circuit held that the repeated use
of the term “boy” was not probative because the remarks
were “ambiguous.” (5a). But in Ash this Court itself had
already noted that very ambiguity, expressly recognizing
that this form of address does not invariably have the
same meaning. “Although it is true the disputed word will
not always be evidence of raciai animus, it does not follow
that the term, standing alone, is always benign.” Ash, 126
S. Ct. at 1197. On remand the court of appeals has now
held that that very ambiguity precludes a trier of fact from
relying on evidence that the term “boy” was used to
address African-American men. That is emphatically
contrary to this Court’s holding in Ash that the trier of fact
is to resolve that ambiguity and by so doing is to ascertain
“(t]he speaker’s meaning.” Jd. By holding that the ambigu-
ity in “boy” (unlike “black boy”) precludes reliance on this
evidence, the Eleventh Circuit has resuscitated the very
rule rejected by this Court in Ash.

Second, in making its determination that the plant
manager had no racial intent in using the term “boy,” the
Eleventh Circuit objected that the factors set forth in this
Court’s decision in Ash for interpreting that usage were
not “in the record.” (5a). But two of the factors identified
by this Court, “inflection” and “tone of voice,” by their very
nature would never be reflected in a cold transcript. 126

25

S. Ct. at 1197. Only the trier of fact, unlike an appellate
court, would “be aware of the variations in demeanor and
tone of voice that bear so heavily on the listener’s under-
standing of and belief in what is said.” Anderson v. City of
Bessemer City, 470 U.S. 564, 575 (1985). At the trial in the
instant case, a witness reproduced for the jury the tone
and inflection with which the term “boy” had been used.”
The Eleventh Circuit, by insisting that the interpretation
of allegedly discriminatory remarks be made by an appel-
late court based solely on the content of the transcript,
effectively refused to comply with this Court’s decision in
Ash that inflection and tone of voice should be considered
in determining a speaker’s meaning.”

Third, the Eleventh Circuit objected that the “boy”
remarks, even if they did indicate “general racial bias” on
the part of the plant manager, were nonetheless legally
irrelevant because the remarks were not made at the time
of the promotion decisions and, in the court’s view, were
for that reason “totally unrelated to the promotions at
issue.” (5a). In Reeves v. Sanderson Plumbing Products,
Inc., 530 U.S. 133 (2000), this Court emphatically rejected
that very basis for disregarding biased remarks. In Reeves,
as here, the court of appeals held that evidence of biased
remarks could not support a jury verdict of discrimination
because “these comments were not made in the direct
context of Reeves’s termination.” 197 F.3d 688, 693 (5th
Cir. 1999). This Court held, to the contrary, that such

* See n.4, supra.

*® Cf. Anderson v. City of Bessemer City, 470 U.S. at 579 (“it is easy
to imagine that the tone of voice with which the witness related her
comment... might have conclusively established that the remark was
a facetious one.”)

26

remarks were probative even if not made in connection
with the disputed employment decision.

In holding that the record contained insufficient
evidence to sustain the jury’s verdict, the Court
of Appeals misapplied the standard of review dic-
tated by Rule 50.... The court... failed to draw
all reasonable inferences in favor of petitioner.
For instance, while acknowledging “the poten-
tially damning nature” of [a decisionmaker’s]
age-related comments, the court discounted them
on the ground that they “were not made in the
direct context of Reeves’s termination.”

530 U.S. at 162.

In the wake of Reeves, other circuits have correctly
insisted that it is for the trier of fact to evaluate the type
of evidence which the Eleventh Circuit insists can never
be probative. In Russell v. McKinney Hospital Venture, 235
F.3d 219 (5th Cir. 2000), the Fifth Circuit explained:

In light of the Supreme Court’s admonition in

Reeves, our pre-Reeves jurisprudence regarding

so-called “stray remarks” must be viewed cau-

tiously.... Age-related remarks are appropri-
ately taken into account when analyzing the
evidence supporting a jury verdict (even if not in

the direct context of the decision... )

235 F.3d at 229." In Plotke v. White, 405 F.3d 1092 (10th
Cir. 2005), the Tenth Circuit held:

“ See Palasota v. Haggar Clothing Co., 342 F.3d 569, 578 (5th Cir.
2003) (“Post-Reeves, this court has taken a more ‘cautious’ view of the
stray remark doctrine... . Age-related remarks ‘are appropriately taken
into account when analyzing the evidence supporting the jury’s verdict,’
even when the comment is not in the direct context of the termina-
tion... .”) (quoting Russell), Hooker v. Victoria’s Secret Stores, Inc., 2001
WL 1692436 (5th Cir. Nov. 21, 2001) (“{IJn light of the Supreme Court’s

(Continued on following page)

27

The Supreme Court has emphasized that courts

should not reject a plaintiff’s evidence of addi-

tional circumstantial gender-based comments .. .

because they ‘were not made in the direct context

of [the plaintiff’s termination.’ Reeves, 350 U.S.

at 151-53.... Accordingly, we have held that

gender-based comments by a plaintiff’s supervi-

sor can be relevant evidence of pretext ... even

when such comments were not directly limited to

the termination decision.
405 F.3d at 1107. Both before and after Reeves that Ninth
Circuit has recognized that biased remarks are probative
of pretext even though the remarks were not made in
connection with the disputed employment decision, or even
about the plaintiff. Chuang v. University of California
Davis, Bd. of Trustees, 225 F.3d 1115, 1128 (9th Cir. 2000)
(the supervisor’s “remark establishes discriminatory
intent even though it was uttered during consideration of
different Asian-American’s potential employment”) (em-
phasis added) (citing Reeves); Cardova v. State Farm Ins.
Companies, 124 F.3d 1145, 1149 (9th Cir. 1997) (“if such
remarks were indeed made, they could be proof of dis-
crimination against [the plaintiff] despite their reference
to another agent and their utterance after” the employ-
ment decision in dispute) (emphasis added).

Fourth, the Eleventh Circuit on remand made its own
finding of fact that the white plant manager who made the

holding in Reeves. .. . ‘the potentially damning nature of... age-related
comments’ cannot be discounted ‘on the ground that they were not
made in the direct context’ of an adverse employment decision.”)
(quoting Russell), Evans v. City of Bishop, 238 F.3d 586, 591-92 (5th Cir.
2000) (“Reeves emphatically states that requiring evidence of discrimi-
natory animus to be ‘in the direct context’ of the employment decision is
incorrect.”).

28

remarks did not intend to use the term “boy” with a racial
meaning.
The usages were conversational and as found by
the district court were non-racial in context. ...
The lack of a modifier in the context of the use of
the word “boy” in this case was not essential to
the finding that it was not used racially. ... The
statements ... showed no indication of general
racial bias ... by [the plant manager].

(5a) (Emphasis added).

This Court has made clear, however, that discerning
the intent behind such extra-judicial statements is a
question of fact for the trier of fact, not a question of law
for the courts. Anderson v. City of Bessemer City, 470 U.S.
564 (1985). Whether a speaker intended to use the term
“boy” or some other language in a racial manner is as
much a question of fact as whether an employer intended
to promote or fire a worker because of his or her race.
Thus whether in this case the manager intended the term
“boy” in a racial manner was, like the question of racial
motive in promotions, a matter to be resolved by the jury.

In Anderson a finding of discrimination in hiring
turned in part on whether a particular statement that had
been made during a critical job interview was intended by
the speaker to be serious or facetious. Following a bench
trial, the district judge concluded that the remark was
facetious, and relied on that finding in concluding that
intentional discrimination had occurred. The Fourth
Circuit reinterpreted the intent behind that remark,
concluded that the remark was not facetious, and there-
fore reversed the find of discrimination. This Court
unanimously reinstated the discrimination finding, ex-
plaining that the appellate court had erred in substituting
its own finding regarding the meaning of the remark in

29

question for the conclusions of the trier of fact. “[T]he error
of the Court of Appeals was its failure to give due regard to
the ability of the District Court to interpret and discern
the credibility of oral testimony.” 470 U.S. at 577.

In the wake of Anderson, numerous courts of appeals
— unlike the Eleventh Circuit in this case — have recog-
nized that the interpretation of extra-judicial statements
that could indicate possible bias is a matter for the trier of
fact. Phelan v. Cook County, 463 F.3d 773, 782 (7th Cir.
2006) (“To the extent that the discriminatory nature of...
these remarks is ambiguous, we note that ‘the task of
disambiguating ambiguous utterances is for trial, not for
summary judgment.’”) (citing Shager v. Upjohn Co., 913
F.3d 398, 402 (7th Cir. 1990)); EEOC v. Heartway Corp.,
2006 WL 3030562, at *8 (10th Cir. Oct. 26, 2006) (“Al-
though this is arguably an ambiguous statement, a jury
could reasonably find that [the employee] was being fired
because fof her disability]”); Thanonsingh v. Board of
Educ., 462 F.3d 762, 781-82 (7th Cir. 2006) (“the statement
could be interpreted reasonably by a juror as probative
evidence that [the speaker] harbored animus against
persons for whom English is a second language.”); Green v.
City of New York, 2006 WL 2846473, at *10 (2d Cir. Oct. 5,
2006) (“the district court, on summary judgment, should
have resolved the ambiguity against [the defendant]”);
Shager v. Upjohn Co., 913 F.2d 398, 401 (7th Cir. 1990)
(the district judge who improperly awarded summary
judgment “considered the comments on age attributed to
{the supervisor] to be ambiguous. That they were. But the
task of disambiguating ambiguous utterances is for trial,
not for summary judgment.”); Siegel v. Alpha Wire Corp.,
894 F.2d 50, 55 (3d Cir. 1990) (“a jury could find that...
that phrase ... indicated bias against older employees. Of
course, a jury could also decide [otherwise] ... but that is

30

precisely the sort of question that should be left to the
jury.”).

Certiorari should be granted to bring the Eleventh
Circuit into compliance with this Court’s decisions in Ash,
Anderson, and Reeves, and to resolve these inter-circuit

conflicts.

CONCLUSION

For the above reasons, a writ of certiorari should issue
to review the judgment and opinion of the Court of Ap-
peals for the Eleventh Circuit.

Respectfully submitted,

ALICIA K. HAYNES
HAYNES & HAYNES, P.C.
1600 Woodmere Drive
Birmingham, AL 35226
(205) 879-0377

ERIC SCHNAPPER
(Counsel of Record)
School of Law
University of Washington
P.O. Box 353020
Seattle, WA 98195
(206) 616-3167

Counsel for Petitioners

la

2006 WL 2219749
{DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

No. 04-11695

D.C. Docket No.
96-03257-CV-RRA-M

ANTHONY ASH,
JOHN HITHON,

Plaintiffs-Appellants,
versus
TYSON FOODS, INC.,

a corporation,

Defendant-Appellee.

Appeal from the United States District Court
for the Northern District of Alabama

(August 2, 2006)

ON REMAND FROM THE
UNITED STATES SUPREME COURT

Before DUBINA, CARNES and MARCUS, Circuit Judges.

PER CURIAM:

2a

I.

Appellants Anthony Ash (“Ash”) and John Hithon
(“Hithon”), black males, (collectively “the plaintiffs”)
appeal the district court’s orders (1) granting Tyson Foods,
Inc.’s (“Tyson”) renewed motion for judgment as a matter
of law, pursuant to Fed. R. Civ. P. 50(b), on their 42 U.S.C.
§ 2000e et seg. (“Title VII”) and 42 U.S.C. § 1981 discrimi-
nation claims, and (2) alternatively granting Tyson’s
motion for a new trial, pursuant to Fed. R. Civ. P. 50(c), on
the basis that the jury’s punitive and compensatory
damages were excessive and unsupported by the evidence.

In an unpublished decision, we affirmed the district
court’s alternative grant of a new trial on Hithon’s claims
because there was insufficient evidence to support the
punitive damages award and the compensatory damages
award was excessive, but upheld the court’s dismissal of
Ash’s claims on grounds that he did not prove discrimina-
tion. See Ash v. Tyson Foods, Inc., 129 Fed. Appx. 529 (11th
Cir. 2005), vacated, 126 S. Ct. 1195 (2006). Hithon’s
evidence demonstrated that Supervisor Hatley may not
have interviewed Hithon until after he selected Randy
King (“King”), a white shift manager at an Arkansas plant,
for the position in question. We held this evidence to be
sufficient to permit a jury to decide whether Hithon’s
articulated reasons for not selecting him were a pretext for
race discrimination.

On petition for writ of certiorari, the Supreme Court
of the United States granted the writ, vacated our judg-
ment, and remanded the case for further consideration.
Specifically, the Supreme Court found fault with our
partial reliance on an articulation of the comparative
qualifications standard as one where pretext is shown only

3a

when the disparity in qualifications is so apparent as to
virtually “jump off the page and slap you in the face.” It
also instructed that this court erred by concluding that the
use of “boy” alone is not evidence of racial discrimination
unless accompanied by racial qualifiers when evaluating
whether such references to plaintiffs were evidence of
racial bias. Ash v. Tyson Foods, Inc., 126 S. Ct. 1195
(2006).

The Supreme Court remanded the case to us with
instructions to determine whether these two findings were
essential to our holding and to determine if the standards
written more appropriately would change the ultimate
finding. The Supreme Court specifically cautioned that its
decision should not be read to hold that petitioners’ evi-
dence necessarily showed pretext.

Il.

We review a district court’s grant of a Fed. R. Civ. P.
50(b) renewed motion for judgment as a matter of law de
novo and apply the same standard as the district court.
See Abel v. Dubberly, 210 F.3d 1334, 1337 (11th Cir. 2000).
In reviewing the evidence, we draw all factual inferences
and resolve all credibility determinations in favor of the
non-moving parties, who in this case are Ash and Hithon.
Munoz v. Oceanside Resorts, Inc., 223 F.3d 1340, 1344
(11th Cir. 2000). However, “the non-movant must put forth
more than a mere scintilla of evidence suggesting that
reasonable minds could reach differing \ rdicts,” and must
show “[a] substantial conflict in the evidence ... before a
matter will be sent to the jury.” Abe/, 210 F.3d at 1337.

Credibility determinations, the weighing of the evidence,
and the drawing of legitimate inferences from the facts are

4a

jury functions, not those of a judge.” Reeves v. Sanderson
Plumbing Products, Inc., 530 U.S. 133, 150, 120 S. Ct.
2097, 2110, (2000) (citation omitted). “[A] motion for
judgment as a matter of law will be denied only if reason-
able and fair-minded persons in the exercise of impartial
judgment might reach different conclusions.” Abel, 210
F.3d at 1337 (citation and internal quotations omitted).

We review a district court’s grant of a new trial for an
abuse of discretion. F.D.1.C. v. Stahl, 89 F.3d 1510, 1514
(11th Cir. 1996). The district court should grant a motion
for a new trial when

the verdict is against the clear weight of the evi-
dence or. will result in a miscarriage of justice,
even though there may be substantial evidence
which would prevent the direction of a ver-
dict.... Because it is critical that a judge does
not merely substitute his judgment for that of
the jury, new trials should not be granted on evi-
dentiary grounds unless, at a minimum, the ver-
dict is against the great — not merely the greater
~— weight of the evidence.

Lipphardt v. Durango Steakhouse of Brandon, Inc., 267
F.3d 1183, 1186 (llth Cir. 2001) (internal citations and
quotation omitted).

Il.

The Supreme Court held that the word “boy” used
without modification was “not always benign” and could be
evidence of racially discriminatory intent. The Court listed
five non-exclusive factors which may indicate whether the
word is evidence of racial animus — “context, inflection,

5a

tone of voice, local custom and historical usage.” Ash, 126
S. Ct. at 1197.

After reviewing the record, we conclude once again
that the use of “boy” by Hatley was not sufficient, either
alone or with the other evidence, to provide a basis for a
jury reasonably to find that Tyson’s stated reasons for not
promoting the plaintiffs was racial discrimination. The
usages were conversational and as found by the district
court were non-racial in context. But even if somehow
construed as racial, we conclude that the comments were
ambiguous stray remarks not uttered in the context of the
decisions at issue and are not sufficient circumstantial
evidence of bias to provide a reasonable basis for a finding
of racial discrimination in the denial of the promotions.
The lack of a modifier in the context of the use of the word
“boy” in this case was not essential to the finding that it
was not used racially, or in such a context as to evidence
racial bias, in the decisions at issue, even if “boy” is con-
sidered to have general racial implications. The state-
ments were remote in time to the employment decision,
totally unrelated to the promotions at issue, and showed
no indication of general racial bias in the decision making
process at the plant or by Hatley. Moreover, there is
nothing in the record about the remaining factors to
support an inference of racial animus in the use of the
term “boy.” |

There was insufficient evidence of bias in the circum-
stances of this case to overcome the articulated reasons for
Hatley’s decision, which was that the selected applicants
were not associated with the prior poor performance of the
plant, they had demonstrated leadership and management
skills, they had superior recommendations, and they had
experience in the poultry industry at more than one Tyson

6a

plant. The only negative — King’s lack of a college degree —
made him equally, but not less, qualified educationally
than the plaintiffs. Thus, we conclude that the “boy”
comments, with the other evidence presented, do not
provide a reasonable basis for a finding of racial discrimi-
nation in the context of the employment decisions at issue
here.

IV.

In its opinion vacating our judgment, the Supreme
Court instructed that the visual image of words “jumping
off the page to slap you in the face” was unhelpful and
imprecise as an elaboration of the standard for inferring
pretext from superior qualifications. The Court concluded
that “some formulation other than the test ... articulated
... by those words would better insure that the trial
courts reach consistent results,” citing by way of contrast
the articulated standard used in Cooper v. Southern Co.,
390 F.3d 695, 732 (11th Cir. 2004), cert. denied, ___ US.
___, 126 S. Ct. 478 (2005), to-wit: “disparities in qualifica-
tions must be of such weight and significance that no
reasonable person, in the exercise of impartial judgment,
could have chosen the candidate selected over the plaintiff
for the job in question.” Ash, 126 S. Ct. at 1197.

The “jump off the page test” was not essential to this
court’s initial conclusion that the comparative qualifica-
tions evidence did not provide sufficient evidence of
pretext. Since Ash, we have utilized the Cooper standard
to evaluate the level of disparity necessary to constitute
proof of pretext claimed on the basis of comparative
qualifications. See, e.g., Brooks v. County Commission of
Jefferson County, Al, 446 F.3d 1160 (llth Cir. 2006);

Ja

Watkins v. City of Huntsville, (No. 04-15607) (11th Cir. Apr.
18, 2006); Roper v. City of Foley Police Dept., (No. 05-
15199) (11th Cir. Apr. 18, 2006); Price v. M & H Valve Co.,
(No. 05-15205) (11th Cir. Apr. 7, 2006). In these cases,
comparative qualifications and other alleged indicia of
discrimination (i.e., subjective criteria used by the deci-
sion-maker, plaintiff’s belief that his (or her) qualifica-
tions were superior), were held insufficient for a factfinder
reasonably to find that the decision was not based on the
qualifications of the applicants.

On this record, we conclude that the plaintiffs did not
meet their burden under Cooper to show that the dispari-
ties between their qualifications and the qualifications of
King and Dade were “of such weight and significance that
no reasonable person, in the exercise of impartial judg-
ment, could have chosen the candidate selected over the
plaintiff for the job in question.” Cooper, 390 F.2d at 732.

V.

After applying the above standards, we reinstate the
previous holdings of our decision. We affirm the district
court’s grant of judgment as a matter of law in favor of
Tyson on Ash’s discrimination claims. We reverse the
district court’s grant of judgment as a matter of law in
favor of Tyson on Hithon’s discrimination claims but, with
respect to Hithon, we affirm the district court’s order
alternatively granting a new trial because there was
insufficient evidence to support the jury’s punitive dam-
ages award, and the compensatory damages award was
excessive. We remand this case to the district court to
conduct further proceedings consistent with this opinion.

8a

AFFIRMED in part, REVERSED and RE-
MANDED in part.

9a

129 Fed.Appx. 529

[DO NOT PUBLISH]

IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

No. 04-11695
Non-Argument Calendar

D. C. Docket No. 96-03257-CV-RRA-M

ANTHONY ASH,
JOHN HITHON,

Plaintiffs-Appellants,
EDDIE BULLOCK, et al.,
Plaintiffs,
versus

TYSON FOODS, INC.,

a corporation,

Defendant-Appellee,
THOMAS HARTLEY,
an individual,

Defendant.

Appeal from the United States District Court
for the Northern District of Alabama

(April 19, 2005)
Before DUBINA, CARNES and MARCUS, Circuit Judges.

10a

PER CURIAM:

Appellants Anthony Ash and John Hithon, black
males, (collectively “the appellants”) appeal the district
court’s orders (1) granting Tyson Foods, Inc.’s renewed
motion for judgment as a matter of law, pursuant to Fed.
R. Civ. P. 50(b), on their 42 U.S.C. § 2000e et seg. (“Title
VII”) and 42 U.S.C. § 1981 discrimination claims, and (2)
alternatively granting Tyson’s motion for a new trial,
pursuant to Fed. R. Civ. P. 50(c), on the basis that the
jury’s punitive and compensatory damages awards were
excessive and unsupported by the evidence. We affirm in
part and reverse and remand in part.

During the summer of 1995, the appellants, who were
superintendents at Tyson’s Gadsen, Alabama poultry
plant, applied for two shift manager positions at the
Gadsen plant. Thomas Hatley, the Gadsen plant manager,
decided to hire Randy King and Steve Dade, white males,
for the two shift manager positions. Following Hatley’s
decision to choose King and Dade for the shift manager
positions, the appellants filed suit, claiming, inter alia,
that their failure to be promoted to the shift manager
positions violated their rights under Title VII and 42
U.S.C. § 1981.

A. Judgment as a Matter of Law

On appeal, the appellants initially argue that the
district court should not have granted Tyson’s renewed
motion for judgment as a matter of law because it had
denied the motions for judgment as a matter of law at trial
and there were no intervening events to justify the court
to change its mind. The appellants then contend that
Tyson’s reasons for not promoting them were pretextual.

lla

In support of the pretext argument, the appellants argue
that: (1) Hatley provided shifting reasons for his decision
not to hire them; (2) Hatley used qualifications that (a)
were not required by company policy, and (b) excluded the
appellants; (3) Hatley only checked references for black
candidates and did not review King’s or Dade’s perform-
ance reviews or personnel files; (4) Hatley lied about a
college degree requirement for the shift manager position;
(5) Hatley offered King the shift manager position before
interviewing Hithon for the job; (6) Hatley hand-picked
Dade for the shift manager position despite telling the
superintendents that he would hold the position open
before deciding on the promotion; (7) Tyson failed to prove
that the Gadsen plant was losing money when Ash and
Hithon were superintendents; and (8) Hatley’s decision
was made in an atmosphere where black employees were
treated differently, including Hatley’s cool demeanor
toward the appellants and his statements referring to the
appellants as “boys.”

We review a district court’s grant of a Fed. R. Civ. P.
50(b) renewed motion for judgment as a matter of law de
novo and apply the same standard as the district court.
See Abel v. Dubberly, 210 F.3d 1334, 1337 (11th Cir. 2000).
In reviewing the evidence, we draw all factual inferences
and resolve all credibility determinations in favor of the
non-moving parties, which in this case are Ash and
Hithon. Munoz v. Oceanside Resorts, Inc., 223 F.3d 1340,
1344-45 (llth Cir. 2000). However, “the non-movant must
put forth more than a mere scintilla of evidence suggesting
that reasonable minds could reach differing verdicts|,|”
and must show “[a] substantial conflict in the evidence ...
before a matter will be sent to the jury.” Abel, 210 F.3d at
1337. “Credibility determinations, the weighing of the

12a

evidence, and the drawing of legitimate inferences from
the facts are jury functions, not those of a judge.” Reeves v.
Sanderson Plumbing Products, Inc., 530 U.S. 133, 150, 120
S.Ct. 2097, 2110, 147 L.Ed.2d 105 (2000) (citation and
internal quotation omitted). “A motion for judgment as a
matter of law will be denied only if reasonable and fair-
minded persons in the exercise of impartia] judgment
might reach different conclusions.” Abel, 210 F.3d at 1337
(citation, internal punctuation and quotation omitted).

Title VII of the Civil Rights Act of 1964 prohibits
an employer from “discriminat[ing] against any individual
with respect to compensation, terms, conditions, or privi-
leges of employment, because of such individual’s race... . ”
42 U.S.C. § 2000e-2(a)(1). Under 42 U.S.C. § 1981, every
person in the United States:

shall have the same right in every State and Ter-
ritory to make and enforce contracts, to sue, be
parties, give evidence, and to the full and equal
benefit of all laws and proceedings for the secu-
rity of persons and property as is enjoyed by
white citizens, and shall be subject to like pun-
ishment, pains, penalties, taxes, licenses, and
exactions of every kind, and to no other.

42 U.S.C. § 198l(a). This statute is interpreted as “af-
fordling] a federal remedy against discrimination in
private employment on the basis of race.” Johnson v.
Railway Express Agency, Inc., 421 U.S. 454, 459-60, 95
S.Ct. 1716, 1720, 44 L.Ed.2d 295 (1975). When a case of
intentional discrimination is brought under either Title
VII or § 1981, we employ the McDonnell Douglas Corp. v.
Green, 411 U.S. 792, 802, 93 S.Ct. 1817, 36 L.Ed.2d 668
(1973), framework. See Cooper v. Southern Co., 390 F.3d
695, 724 n. 16 (11th Cir. 2004).

13a

Under McDonnell Douglas, 411 U.S. at 802, 93 S.Ct.
at 1824, the plaintiff must first establish a prima facie
case of discrimination, which a plaintiff establishes in a
failure to promote case by showing that: (1) “he is a mem-
ber of a protected class”; (2) “he was qualified for and
applied for the promotion”; (3) “he was rejected”; and (4)
“other equally or less qualified employees who were not
members of the protected class were promoted.” Combs v.
Plantation Patterns, 106 F.3d 1519, 1539 n. 11 (11th Cir.
1997) (citations omitted). Once a prima facie case is
developed, the defendant has the burden of producing a
legitimate, non-discriminatory reason for its decision. See
Reeves, 530 U.S. at 142, 120 S.Ct. at 2106. Once these two
burdens have been met, the McDonnell Douglas frame-
work disappears, and the sole issue is whether the em-
ployer acted discriminatorily. Jd. at 142-43, 120 S.Ct. at
2106. The plaintiff always has the ultimate burden to
prove that discrimination existed and may establish
discrimination “by showing that the employer’s proffered
explanation is unworthy of credence.” Jd. (citation and
internal quotation omitted). Therefore, “a plaintiff’s prima
facie case, combined with sufficient evidence to find that
the employer’s asserted justification is false, may permit
the trier of fact to conclude that the employer unlawfully
discriminated.” Jd. at 148, 120 S.Ct. at 2109. However, an
employer would be entitled to judgment as a matter of law
where “the plaintiff created only a weak issue of fact as to
whether the employer’s reason was untrue and there was
abundant and uncontroverted independent evidence that
no discrimination had occurred.” Jd. (citations omitted).

We have held that isolated general racial comments
“are not direct evidence of discrimination because they are
either too remote in time or too attenuated because they

l4a

were not directed at the plaintiff, .. . |. However,] we have
not held that such comments can never constitute circum-
stantial evidence of discrimination.” Ross v. Rhodes Furni-
ture, Inc., 146 F.3d 1286, 1291 (11th Cir. 1998) (citation
omitted). When a racial comment is provided as evidence,
we examine whether the comment “when read in conjunc-
tion with the entire record, [is] circumstantial evidence of
those decision makers’ discriminatory attitude. If so, the
court must then determine whether such circumstantial
evidence, along with other evidence ... , might lead a
reasonable jury to disbelieve [the employer’s] proffered
reason for [not promoting the employee].” Jd. at 1292.
While the use of “boy” when modified by a racial classifica-
tion like “black” or “white” is evidence of discriminatory
intent, see Browning v. President Riverboat Casino-
Missouri, Inc., 139 F.3d 631, 635 (8th Cir. 1998) (indicating
that the use of “that white boy” was evidence of a dis-
criminatory attitude), the use of “boy” alone is not evi-
dence of discrimination. See Ruby v. Springfield R-12
Public School Dist., 76 F.3d 909, 912 (8th Cir. 1996)
(holding that referring to the appellant as “boy” and
comments about clothing and blacks committing more
crimes were not evidence of pretext); Bonner v. Home
Depot, 323 F.Supp.2d 1250, 1258-59 (S.D. Ala. 2004), aff’d,
No. 04-12887 (11th Cir. 2004) (finding that a single refer-
ence to a plaintiff as “boy” was not evidence of pretext).

We have noted that “[s]tanding alone, deviation from a
company policy does not demonstrate discriminatory
animus.” Mitchell v. USBI Co., 186 F.3d 1352, 1355-56
(11th Cir. 1999) (citation omitted). However, we have also
observed that deviation from company policy can be
circumstantial evidence of discrimination, especially
where the rules were bent or broken to give a non-minority

l5a

applicant an advantage. See Carter v. Three Springs
Residential Treatment, 132 F.3d 635, 644 (11th Cir. 1998);
see also Berg v. Fla. Dept. of Labor and Employment Sec.,
Div. of Vocational Rehab., 163 F.3d 1251, 1255 (11th Cir.
1998) (suggesting that failure to adhere to or inconsistent
application of policies may be circumstantial evidence of
discrimination where there is a showing that the policies
were applied to others). Additionally, a plaintiff’s showing
that an employer’s reason for not following a company
policy was pretextual does not establish intentional
discrimination without a finding that the employer acted
because of race. See Clark v. Huntsville City Bd. of Educ.,
717 F.2d 525, 528 (11th Cir. 1983).

Finally, we have indicated that the issue in discrimi-
nation cases is not whether one employee is better quali-
fied than another because we do not sit in judgment of an
employer’s decision. See Cooper v. Southern Co., 390 F.3d
695, 732 (11th Cir. 2004). As a result, “[iJn a failure to
promote case, a plaintiff cannot prove pretext by simply
showing that []he was better qualified than the individual
who received the position that []he wanted.” See Lee v.
GTE Florida, Inc., 226 F.3d 1249, 1253 (11th Cir. 2000).
Pretext can be established through comparing qualifica-
tions only when “the disparity in qualifications is so
apparent as virtually to jump off the page and slap you in
the face.” Cooper, 390 F.3d at 732 (citation and internal
quotation omitted). However, an employee’s showing that
the employer hired a less qualified candidate is probative
of whether the employer’s reason is pretextual, but not
proof of pretext. Lee, 226 F.3d at 1253.

After reviewing the record in the present case, we
conclude that Ash did not present sufficient evidence for a
reasonable jury to find that Tyson discriminated against

16a

him because none of the evidence applicable to his claims
establishes discrimination. However, we conclude that
Hithon presented a sufficient case of discrimination
because he demonstrated that Hatley interviewed him
after Hatley had already hired King, indicating that
Hatley’s stated reasons for rejecting Hithon — his lack of a
college degree, his position as a manager at a financially
troubled plant, and his lack of experience outside of the
Gadsen plant — were pretextual. This evidence of pretext
along with Hithon’s prima facie case of discrimination was
sufficient for the jury to decide whether Tyson discrimi-
nated. Accordingly, we conclude that the district court did
not err in granting Tyson’s motion for judgment as a
matter of law on Ash’s claims, but the court erred in
granting the motion for judgment as a matter of law on
Hithon’s claims.

B. New Trial

Because the district court did not err in granting
judgment as a matter of law in favor of Tyson on Ash’s
claims, the issue of whether the court should have alterna-
tively granted a new trial is moot for Ash. However,
because we conclude that the district court erred in grant-
ing a motion for judgment as a matter of law on Hithon’s
claims, we turn to his appeal of the district court’s alterna-
tive grant of a new trial.

On appeal, Hithon argues that the district court erred
in alternatively granting Tyson’s motion for a new trial
because: (1) the court’s order provided no basis for its
decision, making it impossible for him to appeal specific
grounds for the decision or to allow it to be reviewed at the
appellate level; (2) the court’s decision that the ratio

17a

between the punitive and compensatory damages awards
was premature as the court failed to determine back pay
and attorney’s fees; and (3) he presented sufficient
evidence to support the jury’s award of compensatory
damages. Also, Hithon adopts his district court brief,
contesting the district court’s decision to grant a new trial.

1. Standard of Review

We review a district court’s grant of a new trial for an
abuse of discretion. F.D.I.C. v. Stahl, 89 F.3d 1510, 1514
(1lth Cir. 1996). In employing the abuse of discretion
standard for granting new trials, we use a more stringent
approach. Jd. The district court “should grant a motion for
a new trial when

the verdict is against the clear weight of the evi-
dence or will result in a miscarriage of justice,
even though there may be substantial evidence
which would prevent the direction of a ver-
dict.... Because it is critical that a judge does
not merely substitute his judgment for that of
the jury, new trials should not be granted on evi-
dentiary grounds unless, at a minimum, the ver-
dict is against the great — not merely the greater
— weight of the evidence.”

Lipphardt v. Durango Steakhouse of Brandon, Inc., 267
F.3d 1183, 1186 (llth Cir. 2001) (internal citations and
quotations omitted).

2. Punitive Damages

“(PJunitive damages ‘are awarded solely to punish
defendants and deter future wrongdoing.’” U.S. E.E.O.C.
v. W & O, Inc., 213 F.3d 600, 616 (11th Cir. 2000) (quoting

18a

Walters v. City of Atlanta, 803 F.2d 1135, 1147 (11th Cir.
1986). We have held that punitive damages are available
under § 1981. See Claiborne v. Illinois Cent. R. R., 583
F.2d 143, 154 (5th Cir. 1978);’ see also Johnson v. Railway
Express Agency, Inc., 421 U.S. at 460, 95 S.Ct. at 1720
(stating in dictum that punitives are available in § 1981
actions). Under Title VII, punitive damages are also
available if the plaintiff shows the employer “engaged in a
discriminatory practice or discriminatory practices with
malice or with reckless indifference to the federally pro-
tected rights of an aggrieved individual.” See 42 U.S.C.
§ 198la(b)(1). However, where a plaintiff has both Title
VII and 42 U.S.C. § 1981 discrimination claims, the
plaintiff is not constrained by the damage caps under Title
VII and may recover under $1981. See 42 U.S.C.
§ 1981la(a)(1), (b)(4). “[A]Jny case law construing the puni-
tive damages standard set forth in § 198la ... is equally
applicable to clarify the common law punitive damages
standard with respect to a § 1981 claim.” See Lowery v.
Circuit City Stores, Inc., 206 F.3d 431, 441 (4th Cir. 2000).

As a result, punitive damages are available under 42
U.S.C. § 1981 when an “employer has engaged in inten-
tional discrimination and has done so with malice or with
reckless indifference to the federally protected rights of an
aggrieved individual.” Kolstad v. American Dental Ass’n,
527 U.S. 526, 529-30, 119 S.Ct. 2118, 2122, 144 L.Ed.2d
494 (1999) (quotation omitted). “‘[Mlalice’ or ‘reckless
indifference’ pertain to the employer’s knowledge that it
may be acting in violation of federal law, not its awareness

* In Bonner v. City of Prichard, 661 F.2d 1206, 1207 (11th Cir.
1981) (en banc), we adopted as binding precedent the decisions of the
former Fifth Circuit handed down prior to October 1, 1981.

19a

that it is engaging in discrimination.” Jd. at 535, 119 S.Ct.
at 2124. “Malice means ‘an intent to harm’ and reckless-
ness means ‘serious disregard for the consequences of
[one’s] actions.’” U.S. E.E.0.C. v. W & O, Inc., 213 F.3d at
611 (citation omitted) (alteration in original). Intentional
discrimination will not rise to the level of maliciousness or
recklessness where the employer: (1) is “unaware of the
relevant federal prohibition”; or (2) “discriminates with the
distinct belief that its discrimination is lawful.” Kolstad,
527 U.S. at 536-37, 119 S.Ct. at 2125. A plaintiff does not
have to show egregiousness or outrageous discrimination
to prove punitive damages although this is one form of
proof. Jd. at 538-39, 119 S.Ct. at 2126. Not only must the
plaintiff show maliciousness or recklessness, but he must
“also impute liability to the employer. Jd. at 539, 119 S.Ct.
at 2126. The Supreme Court has held that an employer
will not be held liable for punitive damages where “the
discriminatory employment decisions of managerial agents
..,. are contrary to the employer’s good-faith efforts to
comply with [42 U.S.C. § 1981].” See id. at 545, 119 S.Ct.
at 2129 (quotation omitted). In the absence of evidence of a
good-faith effort to comply with § 1981, an employer will
be liable for actions of its agent when the agent served the
employer in a managerial capacity and committed the
intentional discrimination at issue while acting in the
scope of employment. See id. at 542-43, 119 S.Ct. at 2128.

As initial matters, we first conclude that Hithon first
cannot adopt arguments from his district court brief
contesting Tyson’s motion for a new trial. See Four Sea-
sons Hotels and Resorts, B.V. v. Consorcio Barr S.A., 377
F.3d 1164, 1167 n. 4 (11th Cir. 2004) (“rejectling] the
practice of incorporating by reference arguments made to
district courts, and ... hold[ing] that [the appellant] ...

20a

waived the arguments it ha[d] not properly presented for
review”). Second, Hithon’s argument that the district court
failed to give reasons for its decision to grant a new trial
as required by Fed. R. Civ. P. 50(c) is without merit be-
cause the court stated its reasons by determining that the
compensatory and punitive damages 2»:ards were “against
the great weight of the evidence and iwere] outrageously
excessive and shocking to the judicial conscience.”

We conclude that the district court did not abuse its
discretion in granting a new trial on the basis of the jury’s
punitive damages award because the evidence was insuffi-
cient to support an award of punitive damages as Hithon
has failed to present any evidence that Hatley knew he
was violating federal law when he failed to promote
Hithon. Moreover, because Hithon failed to establish that
Hatley acted with malice or reckless indifference to his
federal rights, we conclude that the district court did net
err in granting a new trial on the punitive damages
award.

3. Compensatory Damages

This court has stated that “[a]lthough compensable
damage must be proven, ... general compensatory dam-
ages, as opposed to special damages, need not be proven
with a high degree of specificity.” Ferrill v. Parker Group,
Inc., 168 F.3d 468, 476 (11th Cir. 1999). “Compensatory
damages may be inferred from the circumstances” or
proven through testimony. /d. (citation and internal
quotation omitted). Evidentiary shortcomings go to the
amount of loss, not to the issue of damages. Jd. Under
§ 1981, compensatory damages encompass: (1) emotional
harms such as humiliation and insult; (2) intangible,

2la

psychological injuries; or (3) financial, property, or physi-
cal harms. /d. (citations omitted). There is no requirement
that emotional damages be proven through medical
evidence or expert testimony. See Kim v. Nash Finch Co.,
123 F.3d 1046, 1065 (8th Cir. 1997) (holding that “medical
or other expert evidence was not required to prove emo-
tional distress and that there was sufficient evidence of
emotional distress”) (persuasive authority).

After reviewing the record, we conclude that the
district court did not abuse its discretion in granting the
motion for a new trial on the compensatory damages
award because Hithon provided insubstantial evidence to
support the jury’s $250,000 compensatory damages award.

For the foregoing reasons, we affirm the district
court’s grant of judgment as a matter of law in favor of
Tyson on Ash’s discrimination claims. We reverse the
district court’s grant of judgment as a matter of law in
favor Tyson on Hithon’s discrimination claims. However
with respect to Hithon, we affirm the district court’s
decision to alternatively grant a new trial because there
was insufficient evidence to support the jury’s punitive
damages award and the compensatory damages award
was excessive. We remand this case for the district court to
conduct further proceedings consistent with this opinion.

AFFIRMED IN PART, REVERSED AND RE-
MANDED IN PART.

22a

IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION

ANTHONY ASH,
EDDIE BULLOCK,
ROBIN DAVENPORT,
JOHN HITHON,
TRAVIS TANNER, and
VIVIAN THORNTON,

Plaintiffs,

CIVIL ACTION NO.
96-RRA-3257-M
VS.

TYSON FOODS, INC.,
a corporation, and
THOMAS HATLEY, an individual,

Defendants.

i i i a

MEMORANDUM OF DECISION
(Filed Mar. 26, 2004)

The jury found in favor of the remaining plaintiffs,
Anthony Ash and John Hithon, on their claims of promo-
tion discrimination, and returned identical awards of
compensatory damages in the amount of $250,000.00, and
punitive damages in the amount of $1,500,000.00.’ Before
the court is the defendant’s Rule 50 motion for judgment
as a matter of law on the plaintiffs’ discrimination claims,

" The question of back-pay was reserved for a bench trial, and the
court reserved that matter until ruling on the current motion. The
claims of Hithon and Ash in question are the only remaining claims, as
the other claims remaining after the court’s ruling on the defendants’
motion for summary judgment have been dismissed. Defendant Hatley
has been dismissed from the case.

23a

their claims for compensatory damages, and their claims
for punitive damages (ct. doc. 247). The defendant filed a
memorandum of law in support thereof (ct. doc. 254). The
plaintiffs filed their opposition (ct. doc. 259) and a support-
ing brief (ct. doc. 260), to which the defendant filed a reply
(ct. doc. 265). At oral argument, the defendant filed a
further response addressing the plaintiffs’ particular
assertions of pretext (ct. doc. 297).

The court has the duty to grant the defendant’s
motion and dismiss plaintiffs Hithon’s and Ash’s discrimi-
nation claims if the evidence is insufficient to sustain
findings that the plaintiffs were passed over for promotion
to shift manager because of their race. Although it is the
trial evidence which is under consideration, the standard
is the same as if the court were considering a motion for
summary judgment. The trial transcript allows the evi-
dence presented to the jury to be carefully considered.

Reasons Given by Hatley for Selecting
King and Dade over Hithon

Hatley did not base his promotion decisions on the
written qualifications for shift manager. Hatley testified
that he based his decisions on these factors: experience in
the poultry industry in a successful plant; leadership and
organizational skills; experience in more than one plant;
having a college degree; and, as the primary consideration,
Hatley’s belief that it would be better to have as shift
managers persons who were not associated with the badly-
performing Gadsden facility. With respect to the latter,
Hatley strongly relied on what he was told by others
(references) in assessing current managers. This was

24a

explained by Hatley, in part, when he testified to what he
told an applicant who did not get the job:

Q. Did you tell him very clearly what the pri-
mary reason he didn’t get the job was?

A. I most certainly did.
And what was that? What did you tell him?

A. Again, that we had poor performance at
Gadsden. We had a group of managers there
that admittedly, no issue that they had been
in the business for a long time. You call that
knowledge, call that experience, whatever.
But the numbers were bad. We were losing
money.

©

And, the huge question mark in my
mind is what part did their leadership play
in the poor performance and, more impor-
tantly, why hadn’t the leadership help
change that.

Q. Now, how long had you had to observe per-
sonally the performance of those two guys?

A. Not very long. Again, these two shift man-
agers —

Q. Did you do anything to double check to be
sure that maybe in spite of their association,
that there might be — you know, that you
shouldn’t give so much weight to that?

A. Well, again, John Pittard worked with these
guys for a long period of time. As a matter of
fact, I think, it’s also noted. And I asked
him. And my concern — the question mark
there based on John’s reference was not
erased.

Trial Transcript, pp. 439-40.

25a

Ash Was Not Considered

Hatley testified that Ash told him at the beginning
that he did not think he was ready to be a shift manager,
and, therefore, did not consider Ash for either shift man-
ager opening. Ash’s evidence, however, is that he told
Hatley that he wanted to be considered for the job. As the
non-moving party, Ash’s version of the evidence must be
taken as true. However, it is Ash’s position, and the
evidence is uncontroverted, that Hatley did not consider
Ash for either shift manager opening.’ Hatley testified:

THE COURT: Did you say that Ash did not
come to you and tell you that he wanted the sec-
ond slot that came open?

THE WITNESS: He did not.

THE COURT: Did you consider him even
though he didn’t come to you and say that? Did
you still consider him?

THE WITNESS: Sir, after he told me in the
office that he was not ready for the shift man-
ager’s position, I didn’t consider him beyond that.

Trial Transcript, p. 456. Why did Hatley not consider Ash?
The defendant contends that Hatley simply acted on Ash’s
statement that he was not ready for the job, while Ash
asserts discrimination.

Law of Pretext

Because it is believed that the evidence supports
a finding that the plaintiffs were qualified to be shift

* Nevertheless, the defendant compares and discusses Ash’s
qualifications.

26a

managers, and because Hatley offered legitimate, non-
discriminatory reasons — the factors previously enumer-
ated that Hatley stated he based his decisions on — for
selecting King and Dade, who are both white, Hithon must
show that these considerations were pretextual. It is
incumbent on a plaintiff tc show pretext as to each and
every reason given by the decision-maker for taking the
action complained of. In the context of pretext, Hatley’s
considerations in selecting King and Dade should be
considered as one “reason,” as Hatley considered them
together and overall, not separately. Together, they are
deemed “qualifications.”

Pretext “means a lie, specifically a phony reason
for some action.” Russell v. Acme-Evans Co., 51
F.3d 64, 68 (7th Cir.1995). The question is not
whether the employer properly evaluated the
competing applicants, but whether the em-
ployer’s reason for choosing one candidate over
the other was honest. Brill v. Lante Corp., 119
F.3d 1266, 1273 (7th Cir.1997). “‘Pretext for dis-
crimination’ means more than an unusual act; it
means something worse than a business error;
‘pretext’ means deceit used to cover one’s tracks.”
Clay v. Holy Cross Hosp., 253 F.3d 1000, 1005
(7th Cir.2001) (internal citations omitted). Thus,
even if IBP’s reasons for selecting Harris over
Millbrook were “mistaken, ill considered or fool-
ish, so long as [the employer] honestly believed
those reasons, pretext has not been shown.”
Jordan v. Summers, 205 F.3d 337, 343 (7th
Cir.2000).

Millbrook v. IBP, Inc., 280 F.3d 1169, 1175 (7th Cir. 2002).
The court is “not in the business of adjudging whether
employment decisions are prudent or fair. Instead, [its]
sole concern is whether unlawful discriminatory animus

27a

motivates a challenged employment decision.” Damon uv.
Fleming Supermarkets of Florida, Inc., 196 F.2d 1354,
1361 (11th Cir. 1999). A plaintiff must show not merely
that the defendant’s employment decisions were mistaken,
but that they were in fact motivated by [improper dis-
criminatory reasons]. Lee v. GTE Florida, Inc., 226 F.3d
1249, 1253 (11th Cir. 2000). Evidence of pretext might not
be enough to prove intentional discrimination:

(if the plaintiff proves at trial that the defen-
dant’s proffered reason for its employment deci-
sion was false, i.e., pretextual, that is “one form
of circumstantial evidence that is probative of in-
tentional discrimination, and it may be quite
persuasive.” Jd. But “[i]t is not enough to disbe-
lieve the employer; the factfinder must believe
the plaintiffs explanation of intentional dis-
crimination.” Jd. Thus, as the Supreme Court in
Reeves stressed, the existence of the prima facie
case, coupled with evidence of pretext, is not al-
ways enough to satisfy the plaintiff's burden of
proving intentional discrimination. Jd. at 146-47,
120 S.Ct. 2097 (“This is not to say that such a
showing by the plaintiff will always be adequate
to sustain a jury’s finding of liability. Certainly
there will be instances where, although the
plaintiff has established a prima facie case and
set forth sufficient evidence to reject the defen-
dant’s explanation, no rational] factfinder could
conclude that the action was discriminatory.”).

Applying Reeves, we must first consider whether
Millbrook presented sufficient evidence of pretext
— not because that is dispositive, but because if
IBP’s asserted justification for selecting Harris
were pretextual, that could constitute circum-
stantial evidence that IBP intentionally dis-
criminated against Millbrook. From there, we

28a

review the record as a whole to determine
whether the evidence in its entirety supports a
reasonable inference of race discrimination. /d.
at 148, 120 S.Ct. 2097.

Millbrook v. IBP, Inc., 280 F.3d at 1174. “[A]n employer
would be entitled to judgment as a matter of law ... if the
plaintiff created only a weak issue of fact as to whether
the employer’s reason was untrue and there was abundant
and uncontroverted independent evidence that no dis-
crimination had occurred.” Reeves v. Sanderson Plumbing
Products, Inc., 530 U.S. at 148. Moreover, the plaintiffs
must present evidence that Hatley lied. It is not enough
for the factfinder simply to disbelieve Hatley’s reasons.
“(Without proof of a lie [as to what the employer believed]
no inference of discriminatory motive can be drawn.”
Millbrook v. IBP, Inc., 280 F. 3d at 1181, quoting Olsen v.
Marshal & Ilsley Corp., 267 F.3d 597, 602 (7th Cir. 2001).

[T]his standard is consistent with the plaintiff’s
ultimate burden of proof in discrimination cases.
Such a plaintiff cannot get to a “jury if his only
‘evidence’ had been that defendants’ witnesses
were not worthy of belief. That would have made
it a no-evidence case, and such a case a plaintiff
must lose, because he has the burden of proof.”
Equal Employment Opportunity Commission v.
G-K-G, Inc., 39 F.3d 740, 746 (7th Cir.1994) (in-
ternal citations omitted). Rather, “to avoid a di-
rected verdict or a JNOV, a plaintiff must do
more than merely argue that the jury might have
chosen to disbelieve all of the defendant’s evi-
dence.... A plaintiff must offer substantial evi-
dence to support the argument.” Perfetti v. First
National Bank of Chicago, 950 F.2d 449, 456 (7th
Cir.1991) (internal quotations omitted). Thus,
“la] party cannot meet its burden of proof ‘by

29a

relying on the hope that the jury will not trust
the credibility of the witnesses....’” Jd. (inter-
nal citation omitted). Yet that is exactly what
Milibrook attempts; he seeks to justify the jury
verdict based on his contention that the jury
could have disbelieved IBP’s assertion that it
selected Harris because of his superior qualifica-
tions. However, without some affirmative evi-
dence calling into question IBP’s credibility,
Millbrook must lose. See also, Fischbach, 86 F.3d
at 1183 (“Title VII liability cannot rest solely
upon a judge’s determination that an employer
misjudged the relative qualifications of admit-
tedly qualified candidates.”). Thus, to reconcile
this precedent, we must adopt the standard that
we have today — that comparative qualifications
do not support a finding of pretext — or we would
be allowing plaintiffs to reach the jury based
solely on a claim that the employer cannot be be-
lieved. We have consistently rejected such claims.
See, e.g., Massey v. Blue Cross-Blue Shield of Il-
linois, 226 F.3d 922, 926 (7th Cir. 2000) (“It is
always possible, of course, that the jury might
have disbelieved everything [the employer] said,
but we routinely deny summary judgments based
on that kind of hope, and consistency requires us
also’ to reject that possibility as a way of saving
the jury’s verdict.”)

Millbrook v. IBP, Ine., 280 F.3d at 1181-82.

The question before the court, then, is whether suffi-
cient evidence was presented at trial to show that Hatley’s
reason for selecting King and Dade over Hithon was not
real, and that his real reason for selecting King and Dade
was to deny Hithon promotion because he is black. Ash
must show that the evidence is sufficient to find that

30a

Hatley’s statement that he did not consider Ash because
Ash said he was not ready for the job was pretextual.

Plaintiffs’ Assertions of Pretext

The plaintiffs claim that there are several pieces of
evidence tending to establish pretext and intentional
discrimination. These assertions are set out in the plain-
tiffs’ opposition brief, and the court will comment on most
of them.

Qualifications

Hatley did not base his selections on the written
qualifications for shift manager.’ However, failure to follow
policy, without more, is not evidence of discrimination.
Mitchell v. USBI Company, 186 F.3d 1352, 1355-56 (11th
Cir. 1994). In this case, Hatley testified that, although he
was aware of Tyson’s EEOC policy, he was not aware of the
written qualifications for the shift manager position.

* Written qualifications
The written qualifications were set out as follows:

Education: Requires education beyond high
school including special training, vocational
school, and/or college course.
Experience: 3-5 yrs.
Computer Skills: Requires elementary computer
skills. For example, checking electronic mail, en-
tering data into document templates, or creating
simple queries.
Travel: 1-5 trips/yr.
Special Skills: (none).

The evidence at trial did not explore whether the appli-
cants met all of these written qualifications.

3la

Hithon contends that the fact that he was not selected
based on his qualifications alone is evidence of pretext. In
Lee v. GTE Florida, Inc., 226 F.3d 1249 (11th Cir. 2000),
the Eleventh Circuit set out the law concerning claims of
discrimination based on qualifications:

Other circuits have more clearly articulated the
evidentiary burden a plaintiff must meet in order
to prove pretext by showing she was substan-
tially more qualified than the person promoted.
See Fulton County, 207 F.3d at 1340. In Deines,
for example, the Fifth Circuit affirmed the dis-
trict court’s instruction to the jury stating that
“disparities in qualifications are not enough in
and of themselves to demonstrate discriminatory
intent unless those disparities are so apparent as
virtually to jump off the page and slap you in the
face.” 164 F.3d at 280. The court explained that
the phrase

“jump off the page and slap [you] in the face”

. should be understood to mean that dis-
parities in qualifications must be of such
weight and significance that no reasonable
person, in the exercise of impartial judg-
ment, could have chosen the candidate se-
lected over the plaintiff for the job in
question. This evidentiary standard does not
alter the plaintiff’s evidentiary burden to
prove the fact of intentional discrimination
by a preponderance of the evidence. Instead,
the standard only describes the character of
this particular type of evidence that will be
probative of that ultimate fact.

Id. at 280-281.

Lee, 226 F.3d at 1254. The court held that “[nlone of Lee’s
proffered evidence established that she was more qualified

32a

than Hines, let alone so clearly more qualified for the
position than Hines that a reasonable juror could infer
discriminatory intent from the comparison. Jd. at 1255.
Also, it is perfectly acceptable for the decision-maker to
base his decision on subjective factors as long as they are
subject to objective evaluation. Chapman v. Al Transport,
229 F.3d 1012, 1034-35 (11th Cir. 2000). “[I]ndeed, for
higher level executive and managerial promotions, subjec-
tive factors may play a very substantial role.” Denney v.
City of Albany, 247 F.3d 1172, 1185 (11th Cir. 2001).

The qualifications of Ash, Hithon, King, and Dade,
which are stated in the parties’ submissions, are set out
generally as follows:

Hithon joined the poultry industry in 1982. His work
experience was limited to the Gadsden plant, where, as a
superintendent for five years, he was responsible for 500-
600 people. Hithon had military experience in the Na-
tional Guard. He did not have a college degree. Comments
on Hithon from “higher-ups” were negative.

Ash joined Tyson in 1980. His only experience outside
Gadsden was as a member of a group of 12 employees who
trained at the Blountsville plant for three months. In
1995, Ash had been a superintendent for just over one
year. He supervised a total of 350 workers. Ash helped
start the debone operation at the Gadsden plant, and later
helped start the IQF department. He did not have a
college degree.

King had worked in two successful Arkansas plants,
where he had been a shift manager. He did not have a
college degree. He was highly recommended, as will be
discussed later.

33a

Dade joined Tyson in 1993. He had held numerous
positions at the Boaz plant, including Personnel Manager,
Production Superintendent, First and Second Shift Super-
intendent, and Assistant Plant Manager, some of which
positions were held simultaneously. He was transferred to
Gadsden as maintenance supervisor in May of 1995. He
achieved the rank of Lieutenant Colonel after fourteen
years in the United States Marine Corps. In addition to a
Bachelor’s degree, Dade held a Master’s Degree in Man-
agement and Human Relations.

It is concluded that even if it could be found that
Hithon was more qualified than King or Dade, the dispar-
ity would not be so great as to allow a finding of discrimi-
nation based on the difference. In fact, the evidence shows
that King and Dade were more qualified, considering the
emphasis Hatley placed on wanting to bring in new
management and the recommendations he received.’
Whether Ash’s qualifications were so superior to Dade or
King that Hatley, out of a discriminatory intent, wanted to
avoid considering Ash by claiming that Ash told him that
he was not ready to be a shift manager, and whether other
asserted instances of pretext are evidence of such intent,
will be discussed later.

Other Claimed #vidence of Pretext

The plaintiff» claxm that there is certain evidence
which establishes racial animus on the part of Hatley and
calls into doubt the reasons he gave for not selecting
Hithon or considering Ash. The plaintiffs refer to evidence

* Recommendations are discussed, infra, pp. 14-15.

34a

that Hatley spoke or ate with whites only. Hatley’s testi-
mony that Hithon would come by his office and that they
would talk in the office and in the break room about
Hithon’s military experience and the things he would like
to do if he were shift manager was undisputed. This
evidence is hardly probative of a racial animus. The
plaintiffs also point to the testimony that on one occasion
Hatley called Hithon “boy,” and on two occasions he called
Ash “boy.” In a production meeting, Hatley said “Hey, boy”
as Hithon was walking through the door. Trial Transcript,
p. 150. In the cafeteria, Hatley said to Ash, “Boy, you think
you've got enough starch in those jeans?” Trial Transcript,
p. 252. Ash’s wife told Hatley that her husband was not a
boy, and Hatley laughed. Neither Ash nor Hithon com-
plained about the statements. Even if Hatley made these
statements, it cannot be found, without more, that they
were racial in nature.

The plaintiffs refer to other alleged evidence of dis-
crimination. They state that at the time in question there
had never been a black shift manager at the Gadsden
plant. This statement is unsupported with statistical
evidence sufficient to allow an inference of discrimination,
and is, therefore, meaningless. Moreover, Hatley, the sole
decision-maker, had nothing to do with the selection of
management personnel before he came to the Gadsden
plant.

The plaintiffs claim that the shift manager positions
were never posted. Hatley’s testimony that he instructed
Tyson’s resource manager, Ever Higgins, a black woman,
to post both openings, is uncontradicted.’ Certainly the

* King and Dade testified that they saw the postings.

35a

plaintiffs knew of the availability of the jobs, whether they
were posted or not. Moreover, Hatley talked to them about
the openings.

Hithon testified that he was made sanitation superin-
tendent before July, 1985, given more duties than the
white person who previously held that position, and then
was ignored when credit for the clean-up was given to
Dade. Dade testified that Hatley told him that Purdle had
complimented Dade as the person mainly responsible for
the effort. Hatley, the decision-maker, had nothing to do
with the things about which Hithon complains.

The plaintiffs state that Hatley interviewed Hithon
and Blake on the same day he hired King. The apparent
implication is that Hatley’s interviews with Hithon and
Blake, black men, were shams, because King had already
been hired. In his testimony, Hatley explained that he
simply did not record his interviews with Hithon and
Blake at the time they were interviewed, which was before
King was hired. The evidence shows that Hatley was not
always orderly or punctual in his note taking or the
recording of his notes, but that is not evidence of discrimi-
natory intent.

There was evidence that Hatley said he was going to
work with the superintendents, one of whom was white,
for six months, evaluate them, and then fill the second
position. However, Dade was given the job less than a
month later, which was before Hatley had been on board
at Gadsden a full six months. The plaintiffs apparently
contend that the fact that Hatley did not wait for six
months indicates that he did not intend to give them a fair
evaluation. It is just as likely, however, that Hatley, who
was told to get the situation in Gadsden corrected as soon

36a

as possible, who was hesitant to hire a manager at the
Gadsden plant as a shift manager, and who received
negative recommendations on Hithon, simply decided it
was not necessary or prudent to wait six months to make a
decision. Hatley, of course, was under no obligation to wait
six months or any set amount of time to make his decision.
Hatley testified to the pressure he was under:

Q. Now, who told you that they wanted you to
go in and manage that plant?

A. Well, I was first contacted by Mark. After
the interview process, he said I had been se-
lected for the job.

Q. What was the potential future of that plant
if it continued to lose the kind of money that
it was losing the month you took over?

A. If we continued to lose that kind of money at
Gadsden, at some point, Tyson Foods, they
would have had to rationalize that plant.
They would have had to do a major signifi-
cant product change or think about closing

the plant.
Q. Did that concern you?
A. Sure, it did.
Q. Why?
A.

Well, we had twelve to thirteen hundred
people whose livelihood depended on work-
ing at that plant.

Q. So what was your mission? Did anybody ex-
plain to you what your mission was when
they sent you to the plant?

A. The first monthly meeting that we had after
I came to the plant was shortly after that. It

©

©

©

37a

was made very clear to me by Mr. Purdle in
that meeting — again, you know, we're rank-
ing all the plants up there —

MS. WALKER: Judge, we would object to
hearsay.

MR. LACY: We don’t offer it for the truth,
just the fact there was a meeting where he
was given — he was given business instruc-
tions, Your Honor. I think it’s also permissi-
ble to show what he was told he was
supposed to do in his job.

THE COURT: Overruled.
Go ahead, Mr. Hatley.

And, again, in this meeting, Gadsden was
pretty well on the lower third on all the pa-
rameters you could look at.

MS. WALKER: Objection. It’s nonrespon-

sive, Your Honor.
THE COURT: Overruled.
Go ahead, Mr. Hatley.

And I remember very distinctly in that
meeting Mr. Purdle looking at me and say-
ing, you know, Tom, you don’t have long to
get this turned around. So that was my mis-
sion was to get it turned around.

That was in May, early May or late May?

The monthly meeting would have been in
May, yes.

Were you periodically reminded of the per-
formance of the plant and the mission?

Yes, I was.

38a

Q. Tell the jury some examples of those re-
minders.

A. Well, certainly Mark Waller, he was my
complex manager. We would talk almost
daily. But I worked quite a few Saturdays
there at the plant. I had quite a bit going on.

There were quite a few Saturdays
where Mr. Lovett, who was then the senior
vice-president of operations for Tyson, would
call me at the plant, and, you know, remind
me of what I had to get done and asked me
how I was going to get it done, that I didn’t
have a lot of time to get it done.

Trial Transcript, pp. 410-13.

The plaintiffs also state that Hatley said that a college
degree was needed, and point out that King did not have
one. When asked whether a degree was absolutely re-
quired, Hatley testified that “[i]t was a criteria we looked
at, a requirement we looked at, but it was not an absolute
prerequisite, no.” Trial Transcript at 438. Lola Hithon, the
plaintiff’s wife, testified that Hatley was under consider-
able pressure to improve the ratio of managers at the
plant with college degrees but that a degree was not a
requirement for promotion. John Hithon himself testified
that there was pressure from above to get persons with
college degrees, particularly from Mark Waller, the com-
plex manager (manager of several plants). Finally, King
was already a shift manager at the Pine Bluff, Arkansas,
plant, and, therefore, being awarded the same position at

* Hatley advised Hithon to take leadership classes and work on a
college degree.

39a

Gadsden would be considered a lateral move, not a promo-
tion.

The plaintiffs even contend that the evidence was
disputed as to whether the plant had been losing money.
The evidence that the plant was losing money was clear.
Even Hithon testified that he would rate the Gadsden
plant very much below average for the past two years. In
any event, it is without dispute that Hatley was sent to
Gadsden for the very purpose of improving the plant’s poor
financial performance.

Hatley testified that he considered the negative
comments about Hithon from John Pittard, a former
Gadsden plant manager who had supervised Hithon for
eight years. Pittard told Hatley that Hithon’s performance
was less than standard. Hatley further testified that
“John’s recommendation was that he would most definitely
not recommend, at all, that John [Hithon] works hard, but
that he couldn’t grasp the whole picture.” Hatley Trial
Testimony, p. 445. In response, Hithon points to a 1990
letter written by Pittard, commending his job perform-
ance. Hatley, however, was not even aware of the five-year
old letter’s existence. On the other hand, Hatley testified
that in addition to the fact that King was already working
at a successful plant as a shift manager, King had very
positive references from Tyson’s executive vice-president of
operations and senior vice-president of operations. Speak-
ing of King, Hatley testified:

And, again, the leading factor was that he
was a shift manager already in a successful Ty-
son plant. In making phone calls to ask about
Randy, I got recommendations from a number
of people, including our executive vice-president

40a

of operations at the time, and the senior vice-
president said, Tom, if you can get this young
man, you need to do that.

Trial Transcript, p. 446. Hatley also received strong
recommendations in favor of Dade. Waller highly recom-
mended him, and the Senior Vice-President of Operations
and the Executive Vice-President of Operations both
recommended that Dade be given “a shot” as shift man-
ager. Trial Transcript, p. 540. Hatley testified that these
recommendations had “an awful lot to do with” selecting
Dade. Id. at 454. Also, based on his observation of Dade’s
performance at the Gadsden facility, Hatley gave Dade
exceptional praise for his work ethic and ability to moti-
vate and lead people.

The plaintiffs state that the fact that Ash provided
Dade some training in second processing is by itself reason
enough to disbelieve Hatley’s “proffered reason for the
failure to select Mr. Ash as shift manager.” The court
disagrees. The fact that Dade received some training from
Ash does not contradict the factors Hatley stated he
considered, especially his desire to bring in new manage-
ment and the emphasis he placed on recommendations."

Conclusion

It is concluded that the evidence of pretext is insuffi-
cient to support a finding that the reasons given by Hatley
for making King and Dade shift managers were lies

’ As previously discussed, Hatley testified that he did not consider
Ash because Ash said that he was not ready for the position.

* Any other assertion of discrimination not commented on is no
more probative of discrimination than the assertions discussed.

4la

intended to cover-up racial discrimination against Hithon.
It is further concluded, assuming that Ash told Hatley that
he wanted to be interviewed and considered for shift
manager, that the evidence is insufficient to find that
Hatley’s failure to consider Ash was the result of an intent
to discriminate against him. Indeed, Hatley interviewed
black managers whom he believed wanted to be consid-
ered. Also, Ash’s qualifications were not a reason not to
consider him, because Hatley could have selected Dade or
King over Ash and a comparison of their respective qualifi-
cations would not have indicated discrimination. In short,
there is an insufficiency of evidence to support a finding of
intentional racial discrimination by Hatley against either
Hithon or Ash.

Wherefore, Tyson’s motion for judgment as a matter of
law on Ash’s and Hithon’s discrimination claims is due to
be granted, and those claims are due to be dismissed.’ A
final order in accordance with this memorandum of deci-
sion will be entered.

DONE this 26th day of March, 2004.

/s/ Robert R. Armstrong
Robert R. Armstrong, Jr.
United States Magistrate Judge

* Dismissal, of course, will moot the jury’s verdicts and the need for
any further proceedings.

42a

IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF ALABAMA
MIDDLE DIVISION

ANTHONY ASH, EDDIE BULLOCK,
ROBIN DAVENPORT, JOHN
HITHON, TRAVIS TANNER and
VIVIAN THORNTON

)
)
)
)
Plaintiffs, ) CIVIL ACTION NO.
96-RRA-3257-M
Vs. )
TYSON FOODS, INC., a corporation:
)

and THOMAS HATLEY, an individual,

Defendants.

ORDER
(Filed May 18, 2004)

The defendant’s Rule 50(b) motion for judgment as a
matter of law has been granted. Pursuant to Rule 50(c),
the court now alternatively GRANTS the defendant’s
motion for a new trial. It is determined that the jury’s
verdict of discrimination is against the great weight of the
evidence. It is additionally determined that the evidence
does not come close to supporting the amount of the award
of compensatory damages or the amount of the award of
punitive damages, and that both awards are against the
great weight of the evidence and are outrageously exces-
sive and shocking to the judicial conscience.

DONE this 18th day of May, 2004.

/s/ Robert R. Armstrong
Robert R. Armstrong, Jr.
United States Magistrate Judge

43a

IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

No. 04-11695-AA

ANTHONY ASH,
JOHN HITHON,

Plaintiffs-Appellants,

versus

TYSON FOODS, INC.,
a corporation,

Defendant-Appellee.

On Appeal from the United States District Court for the
Northern District of Alabama

ee err errr rrr)

ON REMAND FROM THE
UNITED STATES SUPREME COURT

ON PETITION(S) FOR REHEARING AND PETITION(S)
FOR REHEARING EN BANC

(Filed Oct. 2, 2006)
Before: DUBINA, CARNES and MARCUS, Circuit Judges.

PER CURIAM:

The Petition(s) for Rehearing are DENIED and no Judge
in regular active service on the Court having requested
that the Court be polled on rehearing en banc (Rule 35,
Federal Rules of Appellate Procedure), the Petition(s) for
Rehearing En Banc are DENIED.

44a

ENTERED FOR THE COURT:

/s/ Joel F. Dubina
UNITED STATES CIRCUIT JUDGE

45a

District Court Decisions in The Eleventh Circuit
Applying The
“No Reasonable Person” Standard

Copeland v. CVS Pharmacy, Inc., 2006 WL 2699045, at *42
(N.D.Ga., Sept. 15, 2006)

English v. CSA Equipment Co., LLC, 2006 WL 2456030, at
*14(S.D.Ala., Aug. 22. 2006)

Davis v. NPC Pizza Hut, 2006 WL 2547667, at *8
(N.D.Ala., Aug. 22, 2006)

Brown v. Marriott Intl, Inc., 2006 WL 2189695, at *3
(N.D.Ga., July 31, 2006)

Lett v. Reliable Ruskin, 2006 WL 2056582, at *16
(M.D.Ala., July 24, 2006)

Gremillion v. Walgreen Co., Inc., 2006 WL 1794745, at *8-9
(M.D.Ala., June 28, 2006)

Epps v. Walgreen Co., Inc., 2006 WL 1537227, at *4
(M.D.Ala., June 1, 2006)

Brooks v. Dominquez, 2006 WL 1455682, at *9 (N.D.Ga.,
May 23, 2006)

Autry v. Nassau County School Bd., 2006 WL 1232812, at
*9-10 (M.D.Fla., May 6, 2006)

Lockett v. City of Montgomery, 2006 WL 1147295, at *3
(M.D.Ala., May 1, 2006)

Drakeford v. Alabama Cooperative Ext. System, 425 F.
Supp. 1274, 1277 (M.D.Ala. 2006)

Haley v. Potter, 2006 WL 861350, at *5 (M.D.Ala., March:
31, 2006)

46a
Bailey-Pittman v. UNISIA of Georgia Corp., 2006 WL
871100, at *6 (M.D.Ga., March 31, 2006)

Grimes-Couch v. Trizec-Hahn TBI Silver Springs LLC,
2006 WL 825812, at *2 (N.D.Ga., March 28, 2006)

Garrison v. Montgomery County Bd. of Education, 2006
WL 625876, at *11 (M.D.Ala., March 10, 2006)

Williams v. Fresenius Medical Care North America, Inc.,
2006 WL 640515, at *2 (S.D.Ala., March 9, 2006)

Dillahay v. City of Eastpoint, 2006 WL 449179, at *6 n. 12
(N.D.Ga., Feb. 22, 2006)

Labat v. Board of Trustees, Florida A & M University, 2005
WL 3693945, at *5 (N.D.Fla. Dec. 7, 2005)

Twilley v. Burlington Northern & Santa Fe Rwy. Co., 351
F. Supp. 1299, 1307 (N.D.Ala. 2004)

Harrington v. The Children’s Psychiatric Center, 2003 WL
23356396, at *10 (S.D.Fla., Feb. 18, 2003)

Dorrego v. Public Health Trust of Miami Dade County, 293
F. Supp. 2d 1274, 1283, 1285-86 (S.D.Fla. 2003)

Green v. Miami-Dade County, 2003 WL 22331877, at *8-9
(S.D.Fla., Sept. 9, 2003)

Gaddis v. Russell Corp., 242 F. Supp. 2d 1123, 1137
(M.D.Ala. 2003)

Rogers-Libert v. Miami-Dade County, 184 F. Supp. 2d
1273, 1280-81 (S.D.Fla. 2001)

Dancy-Pratt v. The School Board of Miami-Dade County,
2001 WL 1922063, at *7-8 (S.D.Fla., Dec. 13, 2001)

47a

Humphrey v. Potter, 162 F. Supp. 2d 1354, 1363 (S.D.Fla.
2001)

Tarrance v. Montgomery Cty. Bd. of Educ., 157 F. Supp. 2d
1261, 1264-65 (M.D.Ala. 2001)

Taylor v. Williams, 2000 WL 1844698, at *3 (S.D.Ala., Oct.
30, 2000)

District Court Decisions in the Fifth Circuit
Applying the “No Reasonable Person” Standard

Reilly v. TXU Corp., 2006 WL 2586818, at *12 (N.D.Tex.
Sept. 8, 2006)

Smith v. O’Keefe, 2006 WL 2167716 *9 (S.D.Tex. July 31,
2006)

Monroe v. Corpus Christi Ind. School Dist., 2006 WL
2092436, at *8 (S.D.Tex. July 26, 2006)

Thomas v. Trico Products Corp., 2006 WL 2092450, at *4-
*5 (S.D.Tex. July 25, 2006)

Harris v. Fresenius Medical Care, 2006 WL 2065313, at
*14-*15 (S.D.Tex. July 24, 2006)

Blackman v. City of Dallas, 2006 WL 1816390, at *3
(N.D.Tex. July 3, 2006)

Grother v. Union Pacific Railroad Co., 2006 WL 1662936,
at *10-*11 (S.D.Tex. June 9, 2006)

Watkins v. Texas Dept. of Criminal Justice, 2006 WL
1581833, at *6-*7 (S.D.Tex. June 6, 2006)

Jackson v. Principi, 2006 WL 1307958, at *7 (S.D.Miss.
May 11, 2006)

48a
Sinclair v. Potter, 2006 WL 763629, at *7-*10 (S.D.Tex.
March 23, 2006)

Blackwell v. Principi, 2006 WL 181398, at *9-*10
(S.D.Miss. Jan.13, 2006)

Thompson v. Board of Commisioners [sic] of Port of Orleans,
2005 WL 3543776, at *5 (E.D.La. Nov. 7, 2005)

Norwood v. Calpine Corp., 2005 WL 2171883, at *9
(S.D.Tex. Sept. 6, 2005)

Torres v. City of San Antonio, 2005 WL 356950, at *13
(W.D.Tex. Feb. 14, 2005)

Boyce v. Bank of America Technology and Operations, Inc.,
2004 WL 2545015, at *5-*6 (N.D.Tex. Nov. 10, 2004)

Butler v. Munsch Hardt Kopf & Harr, P.C., 2004 WL
2468964, at *6 (N.D.Tex. Nov. 1, 2004)

Nelson v. Bank of America, 2004 WL 942238, at *9
(N.D.Tex. April 30, 2004)

Lall v. Perot Systems Corp., 2004 WL 884438, at *7
(

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386016_1771%3A1. Public record. Not legal advice.
