# Appendix — United States v. Newdow

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 2003
- **Citation:** 540 U.S. 962

## Text

supreme Court, US.
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021574 AR 30 2003

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No.

In the Supreme Court of the Bnited States.

UNITED STATES OF AMERICA, PETITIONER
Vv.

MICHAEL A. NEWDOW, ET AL

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

APPENDIX TO THE
PETITION FOR A WRIT OF CERTIORARI

THEODORE B. OLSON
Solicitor General
Counsel of Record

ROBERT D. MCCALLUM, JR.
Assistant Attorney General

PAUL D. CLEMENT
Deputy Solicitor General

PATRICIA A. MILLETT
Assistant to the Solicitor
General

ROBERT M. LOEB

LOWELL V. STURGILL

SUSHMA SONI
Attorneys

Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217

TABLE OF CONTENTS

Appendix A (court of appeals amended opinion on re-

hearing, filed: Feb. 28, 2003) ........cssesesseessersesenseseees

Appendix B (court of appeals original opinion,

filed: June 26, 2002)
Appendix C (court of appeals order on rehearing
en banc, filed: Feb. 28, 2003)

Appendix D (court of appeals opinion on standing,

filed: Dec. 4, 2002)
Appendix E (court of appeals order denying
intervention, filed: Dec. 4, 2000)

Appendix F (court of appeals miscellaneous order,
filed: Dec. 4, 2000)

Appendix G (district court order, filed: July 21,
2002) ,

Appendix H (magistrate judge’s findings and
recommendation, filed: May 25, 2000)

Appendix I (constitutional and statutory provisions) ..

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Page

APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

No. 00-16423
D.C. No. CV 00-00495-MLS/PAN

MICHAEL A. NEWDOW, PLAINTIFF-APPELLANT
Vv.

U.S. CONGRESS; UNITED STATES OF AMERICA;
GEORGE W. BUSH,” PRESIDENT OF THE UNITED
STATES; STATE OF CALIFORNIA; ELK GROVE UNIFIED
SCHOOL DISTRICT; DAVID W. GORDON,
SUPERINTENDENT EGUSD; SACRAMENTO CITY
UNIFIED SCHOOL DISTRICT; JIM SWEENEY,
SUPERINTENDENT SCUSD, DEFENDANTS-APPELLEES

Appeal from the United States District Court for the
Eastern District of California, Milton L. Schwartz,
Senior Judge, Presiding

Argued and Submitted: March 14, 2002
Filed: June 26, 2002
Amended: February 28, 2003

* George W. Bush is substituted for his predecessor, William
Jefferson Clinton, as President of the United States. Fed. R. App.

P. 43(c)(2).

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AMENDED OPINION AND
AMENDED CONCURRENCE/DISSENT

Before: ALFRED T. GOODWIN, STEPHEN REINHARDT
and FERDINAND F.. FERNANDEZ, Circuit Judges.

Opinion by Judge Goodwin; Partial Concurrence and
Partial Dissent by Judge Fernandez

GOODWIN, Circuit Judge:

Michael Newdow appeals pro se a judgment dis-
missing his challenge to the constitutionality of the
words “under God” in the Pledge of Allegiance to the
Flag. Newdow argues that the addition of these words
by a 1954 federal statute to the previous version of the
Pledge of Allegiance (which made no reference to God)
and the daily recitation in the classroom of the Pledge
of Allegiance, with the added words included, by his
daughter’s public school teacher are violations of the
Establishment Clause of the First Amendment to the
United States Constitution.

FACTUAL AND PROCEDURAL BACKGROUND

Newdow is an atheist whose daughter attends public
elementary school in the Elk Grove Unified School
District (“EGUSD”) in California. In accordance with
state law and a school district rule, EGUSD teachers
begin each school day by leading their students in a
recitation of the Pledge of Allegiance (“the Pledge”).
The California Education Code requires that public
schools begin each school day with “appropriate pat-
riotic exercises” and that “[t]he giving of the Pledge of
Allegiance to the Flag of the United States of America
shall satisfy” this requirement. Cal. Educ. Code § 52720

Pe

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(1989) (hereinafter “California statute”).’ To implement
the California statute, the school district that New-
dow’s daughter attends has promulgated a policy that
states, in pertinent part: “Each elementary school class
[shall] recite the pledge of allegiance to the flag once
each day.” The classmates of Newdow’s daughter in
the EGUSD are led by their teacher in reciting the
Pledge codified in federal law. On June 22, 1942,
Congress first codified the Pledge as “I pledge alle-
giance to the flag of the United States of America and
| to the Republic for which it stands, one Nation
indivisible, with liberty and justice for all.” Pub. L. No.
623, Ch. 435, § 7, 56 Stat. 380 (1942) (codified at 36
U.S.C. § 1972). On June 14, 1954, Congress amended
Section 1972 to add the words “under God” after the
word “Nation.” Pub. L. No. 396, Ch. 297, 68 Stat. 249
(1954) (“1954 Act”). The Pledge is currently codified as
“I pledge allegiance to the Flag of the United States of
America, and to the Republic for which it stands, one
nation under God, indivisible, with liberty and justice
for all.” 4 U.S.C. § 4 (1998) (Title 36 was revised and
recodified by Pub. L. No. 105-225, § 2(a), 112 Stat. 1494
(1998). Section 172 was abolished, and the Pledge is
now found in Title 4.)

1 The relevant portion of California Education Code § 52720
reads:

In every public elementary school each day during the school
year at the beginning of the first regularly scheduled class or
activity period at which the majority of the pupils of the school
normally begin the schoolday, there shall be conducted
appropriate patriotic exercises. The giving of the Pledge of
Allegiance to the Flag of the United States of America shall
satisfy the requirements of thus section.

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Newdow does not allege that his daughter’s teacher
or school district requires his daughter to participate in
reciting the Pledge.” Rather, he claims that his
daughter is injured when she is compelled to “watch
and listen as her state-employed teacher in her state-
run school leads her classmates in a ritual proclaiming
that there is a God, and that our’s [sic] is ‘one nation
under God.’” Newdow’s complaint in the district court
challenged the constitutionality, under the First
Amendment, of the 1954 Act, the California statute, and
the school district’s policy requiring teachers to lead
willing students in recitation of the Pledge. He sought
declaratory and injunctive relief, but did not seek
damages.

The school districts and their superintendents (collec-
tively, “school district defendants”) filed a Federal Rule
of Civil Procedure 12(b)(6) motion to dismiss for failure
to state a claim. Magistrate Judge Peter A. Nowinski
held a hearing at which the school district defendants
requested that the court rule only on the consti-
tutionality of the Pledge, and defer any ruling on
sovereign immunity. The United States Congress, the
United States, and the President of the United States
(collectively, “the federal defendants”) joined in the
motion to dismiss filed by the school district defen-
dants. The magistrate judge reported findings and a

2 Compelling students to recite the Pledge was held to be a
First Amendment violation in West Virginia State Board of
Education v. Barnette, 319 U.S. 624, 642 (1943) (“[TJhe action of
the local authorities in compelling the flag salute and pledge
transcends constitutional limitations on their power and invades
the sphere of intellect and spirit which it is the purpose of the First
Amendment to our Constitution to reserve from all official con-
trol.”). Barnette was decided before the 1954 Act added the words
“under God” to the Pledge.

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recommendation that the district court hold that the
daily Pledge ceremony in the schools did not violate the
Establishment Clause. District Judge Edward J.
Schwartz approved the recommendation and entered a
judgment of dismissal. This appeal followed.

DISCUSSION

A. Jurisdiction

Newdow asks the district court to order the
President of the United States (“the President”) to
“alter, modify or repeal” the Pledge by removing the
words “under God”; and to order the United States
Congress (“Congress”) “immediately to act to remove
the words ‘under God’ from the Pledge.” The Pre-
sident, however, is not an appropriate defendant in an
action challenging the constitutionality of a federal
statute. See Franklin v. Massachusetts, 505 U.S. 788,
802-03 (1992) (plurality) (observing that a court of the
United States “ ‘has no jurisdiction of a bill to enjoin the
President in the performance of his official duties’ ”)
(quoting Mississippi v. Johnson, 71 U.S. 475 (1866)).

Similarly, in light of the Speech and Debate Clause of
the Constitution, Art. I, § 6, cl. 1, the federal courts lack
jurisdiction to issue orders directing Congress to enact
or amend legislation. See Eastland v. United States
Servicemen’s Fund, 421 U.S. 491, 503 (1975). Because
the words that amended the Pledge were enacted into
law by statute, the district court may not direct Con-
gress to delete those words any more than it may order
the President to take such action. All this, of course, is
aside from the fact that the President has no authority
to amend a statute or declare a law unconstitutional,
those functions being reserved to Congress and the
federal judiciary respectively.

6a

Newdow nevertheless argues that because the 1954
Act violates the Establishment Clause, Congress
should not be protected by the Speech and Debate
Clause. This argument misses the jurisdictional, or
separation of powers, point. As the Court held in
Eastland, in determining whether or not the acts of
members of Congress are protected by the Speech and
Debate Clause, the court looks solely to whether or not
the acts fall within the legitimate legislative sphere; if
they do, Congress is protected by the absolute pro-
hibition of the Clause against being “questioned in any
other Place.” Jd. at 501. “If the mere allegation that a
valid legislative act was undertaken for an unworthy
purpose would lift the protection of the Clause, then the
Clause simply would not provide the protection
historically undergirding it.” Id. at 508-09.

B. The State of California as a defendant

The State of California did not join in the motion to
dismiss or otherwise participate in the district court
proceedings. It did, however, sub silentio, receive the
benefit of the district court’s ruling dismissing the
complaint. Accordingly, a reversal of the order would
result in the reinstatement of the complaint against the
state. With respect to the validity of the California
statute, however, unlike in the case of the Congres-
sional enactment and the school district policy, no
arguments, legal or otherwise, were advanced by the
parties in the district court. Thus, we do not address
separately the validity of the California statute.

C. Standing

Article III standing is a jurisdictional issue. See
United States v. Viltrakis, 108 F.3d 1159, 1160 (9th Cir.
1997). Accordingly, it “may be raised at any stage of

Ta

the proceedings, including for the first time on appeal.”
See A-Z Intern. v. Phillips, 179 F.3d 1187, 1190-91 (9th
Cir. 1999). To satisfy standing requirements, a plaintiff
must prove that “(1) it has suffered an ‘injury in fact’
that is (a) concrete and particularized and (b) actual or
imminent, not conjectural or hypothetical; (2) the injury
is fairly traceable to the challenged action of the
defendant; and (3) it is likely, as opposed to merely
speculative, that the injury will be redressed by a
favorable decision.” Friends of the Earth, Inc. v.
Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 180-81
(2000) (citing Lujan v. Defenders of Wildlife, 504 U.S.
555, 560-561 (1992)).

Newdow has standing as a parent to challenge a
practice that interferes with his right to direct the
religious education of his daughter. “Parents have a
right to direct the religious upbringing of their children
and, on that basis, have standing to protect their right.”
Doe v. Madison Sch. Dist. No. 321, 177 F.3d 789, 795
(9th Cir. 1999) (en banc); see also Grove v. Mead Sch.
Dist. No. 354, 753 F.2d 1528, 1532 (9th Cir. 1985)
(“Appellants have standing to challenge alleged vio-
lations of the establishment clause of the First Amend-
ment if they are directly affected by use of [the
challenged book] in the English curriculum. [Appel-
lant] has standing as a parent whose right to direct the
religious training of her child is allegedly affected.”)
(citation omitted).

Newdow has standing to challenge the EGUSD’s
policy and practice regarding the recitation of the
Pledge because his daughter is currently e~roiled in
elementary school in the EGUSD. However Newdow
has no standing to challenge the SCUSD’s policy and
practice because his daughter is not currently a student

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there. The SCUSD and its superintendent have not
caused Newdow or his daughter an “injury in fact” that
is “actual or imminent, not conjectural or hypothetical.”
Laidlaw, 528 U.S. at 180 (citing Lujan, 504 U.S. at 560-
561).

D. Establishment Clause

The Establishment Clause of the First Amendment
states that “Congress shall make no law respecting an
establishment of religion,” U.S. Const. Amend. I, a
provision that “the Fourteenth Amendment makes
applicable with full force to the States and their school
districts.” Lee v. Weisman, 505 U.S. 577, 580 (1992).
Over the last three decades, the Supreme Court has
used three interrelated tests to analyze alleged vio-
lations of the Establishment Clause in the realm of
public education: the three-prong test set forth in
Lemon v. Kurtzman, 403 U.S. 602, 612-13 (1971); the
“endorsement” test, first articulated by Justice
O’Connor in her concurring opinion in Lynch v.
Donnelly, 465 U.S. 668 (1984), and later adopted by a
majority of the Court in County of Allegheny v. ACLU,
492 U.S. 573 (1989); and the “coercion” test first used by
the Court in Lee.

In 1971, in the context of unconstitutional state aid to
nonpublic schools, the Supreme Court in Lemon set
forth the following test for evaluating alleged Estab- ~
lishment Clause violations. To survive the “Lemon
test,” the government conduct in question (1) must
‘have a secular purpose, (2) must have a principal or
primary effect that neither advances nor inhibits
religion, and (3) must not foster an excessive govern-
ment entanglement with religion. Lemon, 403 U.S. at
612-13. The Supreme Court applied the Lemon test to

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every Establishment case it decided between 1971 and
1984, with the exception of Marsh v. Chambers, 463
U.S. 788 (1983), the case upholding legislative prayer.°
See Wallace, 472 U.S. at 63 (Powell, J., concurring).

In the 1984 Lynch case, which upheld the inclusion of
a nativity scene in a city’s Christmas display, Justice
O’Connor wrote a concurring opinion in order to
suggest a “clarification” of Establishment Clause juris-
prudence. 465 U.S. at 687 (O’Connor, J., concurring).

Justice O’Connor’s “endorsement” test effectively
collapsed the first two prongs of the Lemon test:

The Establishment Clause prohibits government
from making adherence to a religion relevant in any
way to a person’s standing in the political com-
munity. Government can run afoul of that pro-
hibition in two principal ways. One is excessive
entanglement with religious institutions . . . . The
second and more direct infringement is government
endorsement or disapproval of religion. Endorse-
ment sends a message to nonadherents that they are
outsiders, not full members of the political com-
munity, and an accompanying message to adherents
that they are insiders, favored members of the
political community.
Id. at 687-88 (O’Connor, J., concurring).

3 In Marsh, the Court “held that the Nebraska Legislature’s
practice of opening each day’s session with a prayer by a chaplain
paid by the State did not violate the Establishment Clause of the
First Amendment. [The] holding was based upon the historical
acceptance of the practice that had become ‘part of the fabric of our
society.’” Wallace, 472 U.S. at 63 n. 4 (Powell, J., concurring)
(quoting Marsh, 463 U.S. at 792).

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The Court formulated the “coercion test” when it
held unconstitutional the practice of including invoca-
tions and benedictions in the form of “nonsectarian”
prayers at public school graduation ceremonies. Lee,
505 U.S. at 599. Declining to reconsider the validity of
the Lemon test, the Court in Lee found it unnecessary
to apply the Lemon test to find the challenged practices
unconstitutional. Jd. at 587. Rather, it relied on the
principle that “at a minimum, the Constitution guaran-
tees that government may not coerce anyone to support
or participate in religion or its exercise, or otherwise to
act in a way which establishes a state religion or re-
ligious faith, or tends to do so.” Id. (citations and in-
ternal quotation marks omitted). The Court first
examined the degree of school involvement in the
prayer, and found that “the graduation prayers bore
the imprint of the State and thus put school-age
children who objected in an untenable position.” Id. at
590. The next issue the Court considered was “the
position of the students, both those who desired the
prayer and she who did not.” Id. Noting that “there
are heightened concerns with protecting freedom of
conscience from subtle coercive pressure in the elemen-
tary and secondary public schools,” id. at 592, the Court
held that the school district’s supervision and control of
the graduation ceremony put impermissible pressure on
students to participate in, or at least show respect
during, the prayer, id. at 593. The Court concluded that
primary and secondary school children may not be
placed in the dilemma of either participating in a
religious ceremony or protesting. Jd. at 594. —

Finally, in its most recent school prayer case, the
Supreme Court applied the Lemon test, the endorse-
ment test, and the coercion test to strike down a school

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district’s policy-of permitting student-led “invocations”
before high school football games. See Santa Fe, 530
U.S. at 310-16. Citing Lee, the Court held that “the
delivery of a pregame prayer has the improper effect of
coercing those present to participate in an act of
religious worship.” Jd. at 312. Applying the Lemon
test, the Court found that the school district policy was
facially unconstitutional because it did not have a
secular purpose. Jd. at 314-16. The Court also used
language associated with the endorsement test. Jd. at
315 (“[T]his policy was implemented with the purpose
of endorsing school prayer.”); id. at 317 (“Government
efforts to endorse religion cannot evade constitutional
reproach based solely on the remote possibility that
those attempts may fail.”).

We are free to apply any or all of the three tests, and
to invalidate any measure that fails any one of them.
Because we conclude that the school district policy
impermissibly coerces a religious act and accordingly
hold the policy unconstitutional, we need not consider
whether the policy fails the endorsement test or the
Lemon test as well.

In the context of the Pledge, the statement that the
United States is a nation “under God” is a profession of
a religious belief, namely, a belief in monotheism. The
recitation that ours is a nation “under God” is not a
mere acknowledgment that many Americans believe in
a deity. Nor is it merely descriptive of the undeniable
historical significance of religion in the founding of the
Republic. Rather, the phrase “one nation under God” in
the context of the Pledge is normative. To recite the
Pledge is not to describe the United States; instead, it
is to swear allegiance to the values for which the flag
stands: unity, indivisibility, liberty, justice, and—since

|

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1954—monotheism. A profession that we are a nation
“under God” is identical, for Establishment Clause
purposes, to a profession that we are a nation “under
Jesus,” a nation “under Vishnu,” a nation “under Zeus,”
or a nation “under no god,” because none of these
professions can be neutral with respect to religion.. The
school district’s practice of teacher-led recitation of the
Pledge aims to inculcate in students a respect for the
ideals set forth in the Pledge, including the religious
values it incorporates.

The Supreme Court recognized the normative and
ideological nature of the Pledge in Barnette, 319 U.S.
624. There, the Court held unconstitutional a school
district’s wartime policy of punishing students who
refused to recite the Pledge and salute the flag. Jd. at
642. The Court noted that the school district was
compelling the students “to declare a belief,” id. at 631,
and “requir[ing] the individual to communicate by word
and sign his acceptance of the political ideas [the flag]
. . . bespeaks,” id. at 633. “(T]he compulsory flag
salute and pledge requires affirmation of a belief and an
attitude of mind.” Jd. The Court emphasized that the
political concepts articulated in the Pledge* were
idealistic, not descriptive: “‘[L]iberty and justice for
all,’ if it must be accepted as descriptive of the present
order rather than an ideal, might to some seem an
overstatement.” Jd. at 634 n.14. The Court concluded
that: “If there is any fixed star in our constitutional
constellation, it is that no official, high or petty, can
prescribe what shall be orthodox in politics, national-
ism, religion, or other matters of opinion or force

4 Barnette was decided before “ “under God” was added, and
thus the Court’s discussion was limited to the political ideals
contained in the Pledge.

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citizens to confess by word or act their faith therein.”
Id. at 642.

- The school district’s policy here, like the school’s
action in Lee, places students in the untenable position
of choosing between participating in an exercise with
religious content or protesting. The defendants argue
that the religious content of “one nation under God” is
minimal. To an atheist or a believer in non-Judeo-
Christian religions or philosophies, however, this
phrase may reasonably appear to be an attempt to
enforce a “religious orthodoxy” of monotheism, and is
therefore impermissible. As the Court observed with
respect to the graduation prayer in Lee: “What to most
believers may seem nothing more than a reasonable
request that the nonbeliever respect their religious
practices, in a school context may appear to the non-
believer or dissenter to be an attempt to employ the
machinery of the State to enforce a religious ortho-
doxy.” Lee, 505 U.S. at 592.

The coercive effect of the policy here is particularly
pronounced in the school setting given the age and
impressionability of schoolchildren, and their under-
standing that they are required to adhere to the norms
set by their school, their teacher and their fellow
students.© Furthermore, under Lee, non-compulsory
participation is no basis for distinguishing Barnette
[sic] from the case at bar because, even without a

5 The “subtle and indirect” social pressure which permeates
the classroom also renders more acute the message sent to non-
believing school-children that they are outsiders. See Lee, 505 U.S.
at 592-93 (stating that “the risk of indirect coercion” from prayer
exercises is particularly “pronounced” in elementary and secon-
dary public school because students are subjected to peer pressure
and public pressure which is “as real as any overt compulsion”).

a

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recitation requirement for each child, the mere
presence in the classroom every day as peers recite the
statement “one nation under God” has a coercive
effect. The coercive effect of the Pledge is also made
even more apparent when we consider the legislative
history of the Act that introduced the phrase “under
God.” These words were designed to be recited daily in
school classrooms. President Eisenhower, during the
Act’s signing ceremony, stated: “From this day
forward, the millions of our school children will daily
proclaim in every city and town, every village and rural
schoolhouse, the dedication of our Nation and our
people to the Almighty.” 100 Cong. Rec. 8618 (1954)
(statement of Sen. Ferguson incorporating signing
statement of President Eisenhower).’ All in all, there
can be little doubt that under the controlling Supreme

6 The objection to the Pledge in Barnette, like in the case at
bar, was based upon a religious ground. The Pledge in the
classroom context imposes upon schoolchildren the constitutionally
unacceptable choice between participating and protesting. Recog-
nizing the severity of the effect of this form of coercion on children,
the Supreme Court in Lee stated, “the State may not, consistent
with the Establishment Clause, place primary and secondary
school children in this position.” 505 U.S. at 593.

7 In addition, the legislative history of the 1954 Act makes it
plain that the sponsors of the amendment knew about and
capitalized on the state laws and school district rules that mandate
recitation of the Pledge. The legislation’s House sponsor, Repre-
sentative Louis C. Rabaut, testified at the Congressional hearing
that “the children of our land, in the daily recitation of the pledge
in school, will be daily impressed with a true understanding of our
way of life and its origins.” This statement was incorporated into
the report of the House Judiciary Committee. H.R. Rep. No. 83-
1693, at 3 (1954), reprinted in 1954 U.S.C.C.A.N 2339, 2341.

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Court cases the school district’s policy fails the coercion
test.®

The Supreme Court has addressed the Pledge in
passing, and we owe due deference to its dicta. See
United States v. Baird, 85 F.3d 450, 453 (9th Cir. 1996).
Our opinion, however, is not inconsistent with this
dicta. In Allegheny, the Court noted that it had “con-
sidered in dicta the motto and the pledge, characteriz-
ing them as consistent with the proposition that
government may not communicate an endorsement of
religious belief.” 492 U.S. at 602-03. And in Lynch, the
Court observed that students recited the pledge daily,
but only to support its point that there is a long
tradition of “official acknowledgment” of religion. 465
U.S. at 674, 676. Neither of these two references
speaks to the issue here. We may assume arguendo
that public officials do not unconstitutionally endorse
religion when they recite the Pledge, yet it does not
follow that schools may coerce impressionable young
schoolchildren to recite it, or even to stand mute while
it is being recited by their classmates.

Our decision is not inconsistent with Engel, which
approved of encouraging students to “recit[e] historical
documents such as the Declaration of Independence

8 In Aronow v. United States, 432 F.2d 242 (9th Cir. 1970), this
court, without reaching the question of standing, upheld the
inscription of the phrase “In God We Trust” on our coins and
currency. But cf. Wooley v. Maynard, 430 U.S. 705, 722 (1977)
(Rehnquist, J., dissenting) (stating that the majority’s holding
leads logically to the conclusion that “In God We Trust” is an
unconstitutional affirmation of belief). In any event, Aronow is
distinguishable in many ways from the present case. The most
important distinction is that school children are not coerced into
reciting or otherwise actively led to participating in an endorse-
ment of the markings on the money in circulation.

16a

which contain references to the Deity or . . . sing{ ]
officially espoused anthems which include the com-
poser’s professions of faith in a Supreme Being.” 370
U.S. at 435 n.21. The Pledge differs from the Declara-
tion and the anthem in that its reference to God, in
textual and historical context, is not merely a reflection
of the author’s profession of faith. It is, by design, an
affirmation by the person reciting it. “I pledge” is a
performative statement. See J.L. Austin, How to Do
Things with Words (J.0. Urmsson & Marina Sbisa eds.,
Harvard Univ. Press 1975) (1962). To pledge allegiance
to something is to alter one’s moral relationship to it,
and not merely to repeat the words of an historical
document or anthem.

The only other United States Court of Appeals to
consider the issue is the Seventh Circuit, which held in
Sherman v. Community Consolidated School District
21, 980 F.2d 487 (7th Cir. 1992), that a policy similar to_
the one before us regarding the recitation of the Plage’
of Allegiance containing the words “one nation under
God” was constitutional. The Sherman court first
stated that:

If as Barnette holds no state may require anyone to
recite the Pledge, and if as the prayer cases hold the
recitation by a teacher or rabbi of unwelcome words
is coercion, then the Pledge of Allegiance becomes
unconstitutional under all circumstances, just as no
school may read from a holy scripture at the start of
class.

980 F.2d at 444. It then concludes, however, that this
reasoning is flawed because the First Amendment

“Cdoes] not establish general rules about speech or
schools; [it] call[s] for religion to be treated differently.”

17a

Id. We have some difficulty understanding this state-
ment; we do not believe that the Constitution prohibits
compulsory patriotism as in Barnette, but permits
compulsory religion as in this case. If government-
endorsed religion is to be treated differently from
government-endorsed patriotism, the treatment must
be less favorable, not more.

The Seventh Circuit makes an even more serious
error, however. It not only refuses to apply the Lemon
test because of the Supreme Court’s criticism of that
test in Lee, but it also fails to apply the coercion test
from Lee. Circuit courts are not free to ignore Supreme
Court precedent in this manner. Rodriguez de Quijas
v. Shearson/Am. Exp., Inc., 490 U.S. 477, 484 (1989) (“If
a precedent of this Court has direct application in a
case, yet appears to rest on reasons rejected in some
other line of decisions, the Court of Appeals should
follow the case which directly controls, leaving to this
Court the prerogative of overruling its own decisions.”).
Instead of applying any of the tests announced by the
Supreme Court, the Seventh Circuit simply frames the
question as follows: “Must ceremonial references in
civic life to a deity be understood as prayer, or support
for all monotheistic religions, to the exclusion of
atheists and those who worship multiple gods?” 980
F.2d at 445. For the reasons we have already ex-
slained, this question is simply not dispositive of
whether the school district policy impermissibly coerces
a religious act.

In light of Supreme Court precedent, we hold that
the school district’s policy and practice of teacher-led
recitation of the Pledge, with the inclusion of the added
words “under God,” violates the Establishment Clause.

18a

In addition to the relief that Newdow seeks against
the school district—relief to which he is entitled—
Newdow seeks a declaration as to the constitutionality
of the 1954 Act. The district court did not discuss that
question because it dismissed Newdow’s complaint on
the basis of its holding that the school district’s policy
did not violate the First Amendment. Given our
contrary holding, we must consider whether to grant
Newdow’s claim for declaratory relief as to the Act.
Normally, whether to decide a claim for declaratory
judgment is left to the discretion of the district court.
28 U.S.C. § 2201(a); see also Government Employees
Ins. Co. v. Dizol, 133 F.3d 1220, 1222-23 (9th Cir. 1998).
We doubt that, given the relief to which we decide
Newdow is entitled, the district court would have
exercised its discretionary power to resolve, in the
present case, the additional issue as to which Newdow
seeks declaratory relief. Accordingly, we decline to
reach that issue here.

The judgment of dismissal is vacated with respect to
Newdow’s claim that the school district’s Pledge policy
violates the Establishment Clause and the cause is
remanded for further proceedings consistent with our
holding. Plaintiff is to recover costs on this appeal.

REVERSED and REMANDED.

19a

FERNANDEZ, Circuit Judge, concurring and dis-
senting:

I concur in parts A, B and C of the majority opinion,
but dissent as to part D.

We are asked to hold that inclusion of the phrase _
“ander God” in this nation’s Pledge of Allegiance vio-
lates the religion clauses of the Constitution of the
United States. We should do no such thing. We should,
instead, recognize that those clauses were not designed
to drive religious expression out of public thought; they
were written to avoid discrimination.’

We can run through some or all of the tests and con-
cepts which have floated to the surface from time to
time. Were we to do so, the one that appeals most to
me, the one I think to be correct, is the concept that
what the religion clauses of the First Amendment
require is neutrality; that those clauses are, in effect, an
early kind of equal protection provision and assure that
government will neither discriminate for nor discri-
minate against a religion or religions. See Gentala v.
City of Tucson, 244 F.3d 1065, 1083-86 (9th Cir.) (en
banc) (Fernandez, J., dissenting), cert. granted and
judgment vacated by 534, U.S. 946, 122 S. Ct. 340, 151
L. Ed. 2d 256 (2001); Goehring v. Brophy, 94 F.3d 1294,
1306-07 (9th Cir. 1996) (Fernandez, J., concurring). But,
legal world abstractions and ruminations aside, when all
is said and done, the danger that “under God” in our

1 Although the majority now formally limits itself to holding
that it is unconstitutional to recite the Pledge in public classrooms,
its message that something is constitutionally infirm about the
Pledge itself abides and remains a clear and present danger to all
similar public expressions of reverence. At the very least, it de-
prives children in public schools of the benefits derived from those -
expressions. ii

20a

Pledge of Allegiance will tend to bring about a theo-
cracy or suppress somebody’s beliefs is so minuscule as
to be de minimis. The danger that phrase presents to
our First Amendment freedoms is picayune at most.

Judges, including Supreme Court Justices, have
recognized the lack of danger in that and similar
expressions for decades, if not for centuries, as have
presidents” and members of our Congress. See, ¢.g.,
County of Allegheny v. ACLU, 492 U.S. 573, 602-03,
672-73, 109 S. Ct. 3086, 3106, 3143, 106 L. Ed. 2d 472
(1989); Wallace v. Jaffree, 472 U.S. 38, 78 n.5, 105 S. Ct.
2479, 2501 n.5, 86 L. Ed. 2d 29 (1985); Lynch v.
Donnelly, 465 U.S. 668, 676, 698, 716, 104 S. Ct. 1355,
1361, 1369, 13882, 79 L. Ed. 2d 604 (1984); Abington Sch.
Dist. v. Schempp, 374 U.S. 208, 306-08, 83 S. Ct. 1560,
1615-16, 10 L. Ed. 2d 844 (1963);? Separation of Church
& State Comm. v. City of Eugene, 93 F.3d 617, 622 (9th
Cir. 1996) (O’Scannlain, J., concurring); Gaylor v.
United States, 74 F.3d 214, 217-18 (10th Cir. 1996);
Sherman v. Cmty Consol. Sch. Dist. 21, 980 F.2d 437,
445-48 (7th Cir. 1992); O’Hair v. Murray, 588 F.2d 1144,
1144 (5th Cir. 1978) (per curiam); Aronow v. United
States, 432 F.2d 242, 243-44 (9th Cir. 1970); cf: Marsh v.

2 See, e.g., Lee v. Weisman, 505 U.S. 577, 632-35, 112 S. Ct.
2649, 2679-80, 120 L. Ed. 2d 467 (1992) (Scalia, J., dissenting).

3 The citations to the four preceding Supreme Court opinions
are to majority opinions, concurring opinions, and dissents. Be-
cause my point is that a number of Justices have recognized the
lack of danger and because I hope to avoid untoward complication
in the setting out of the citations, I have not designated which
Justices have joined in which opinion. All in all, however, perusing
those opinions indicates that Chief Justice Burger, Chief Justice
Rehnquist, and Justices Harlan, Brennan, White, Goidberg, Mar-
shall, Blackmun, Powell, Stevens, O’Connor, Scalia, and Kennedy
have so recognized.

2la

Chambers, 463 U.S. 783, 795, 103 S. Ct. 3330, 3338, 77 L.
Ed. 2d 1019 (1983) (legislative prayer). I think it is
worth stating a little more about two of the cases which
I have just cited. In County of Allegheny, 492 U.S. at
602-03, 109 S. Ct. at 3106, the Supreme Court had this
to say: “Our previous opinions have considered in dicta
the motto and the pledge, characterizing them as
consistent with the proposition that government may
not communicate an endorsement of religious belief.”
The Seventh Circuit, reacting in part to that statement,
has wisely expressed the following thought:

Plaintiffs observe that the Court sometimes changes
its tune when it confronts a subject directly. True
enough, but an inferior court had best respect what
the majority says rather than read between the
lines. If the Court proclaims that a practice is con-
sistent with the establishment clause, we take its
assurances seriously. If the Justices are just pulling
our leg, let them say so.

Sherman, 980 F.2d at 448.

Some, who rather choke on the notion of de minimis,
have resorted to the euphemism “ceremonial deism.”
See, e.g., Lynch, 465 U.S. at 716, 104 S. Ct. at 1382
(Brennan, J., dissenting). But whatever it is called (I
care not), it comes to this: such phrases as “In God We
Trust,” or “under God” have no tendency to establish a
religion in this country or to suppress anyone’s exer-
cise, or non-exercise, of religion, except in the fevered
eye of persons who most fervently would like to drive
all tincture of religion out of the public life of our polity.
Those expressions have not caused any real harm of
that sort over the years since 1791, and are not likely to

22a

do so in the future.’ As I see it, that is not because they
are drained of meaning.® Rather, as I have already
indicated, it is because their tendency to establish
religion (or affect its exercise) is exiguous. I recognize
that some people may not feel good about hearing the
phrases recited in their presence, but, then, others
might not feel good if they are omitted. At any rate, the
Constitution is a practical and balanced charter for the
just governance of a free people in a vast territory.
Thus, although we do feel good when we contemplate
the effects of its inspiring phrasing and majestic
promises, it is not primarily a feel-good prescription.°
In West Virginia Board of Education v. Barnette, 319
U.S. 624, 630, 642, 63 S. Ct. 1178, 1181, 1187, 87 L. Ed.
1628 (1943), for example, the Supreme Court did not
say that the Pledge could not be recited in the presence
of Jehovah’s Witness children; it merely said that they
did not have to recite it.’ That fully protected their con-

4 They have not led us down the long path to kulturkampf or
worse. Those who are somehow beset by residual doubts and fears
should find comfort in the reflection that no baleful religious effects
have been generated by the existence of similar references to a
deity throughout our history. More specifically, it is difficult to de-
tect any signs of incipient theocracy springing up since the Pledge
was amended in 1954.

5 See also Sherman, 980 F.2d at 448 (Manion, J., concurring)
(“A civic reference to God does not become permissible . . . only
when . . . it is sapped of religious significance.” The Pledge is
constitutional and “[w]e need not drain the meaning from the
reference [to God] to reach this conclusion.”

6 We, by the way, indicated as much in American Family
Ass’n, Inc. v. City and County of San Francisco, 277 F.3d 1114,
1125-26 (9th Cir. 2002), which involved governmental conduct that
was much more questionable than adoption of the phrase “under
God.” See id. at 1126-28 (Noonan, J., dissenting).

7 I recognize that the Pledge did not then contain the phrase
“under God.”

23a

stitutional rights by precluding the government from
trenching upon “the sphere of intellect and spirit.” Jd.
at 642, 63 S. Ct. at 1187. As the Court pointed out, their
religiously based refusal “to participate in the cere-
mony [would] not interfere with or deny rights of
others to do so.” Jd. at 630, 68 S. Ct. at 1181. We
should not permit Newdow’s feel-good concept to
change that balance.

My reading of the stelliscript suggests that upon
Newdow’s theory of our Constitution, accepted by my
colleagues today, we will soon find ourselves prohibited
from using our album of patriotic songs in many public
settings. “God Bless America” and “America The —
Beautiful” will be gone for sure, and while use of the
first three stanzas of “The Star Spangled Banner” will
still be permissible, we will be precluded from straying
into the fourth.® And currency beware! Judges can
accept those results if they limit themselves to
elements and tests, while failing to look at the good
sense and principles that animated those tests in the
first place. But they do so at the price of removing a
vestige of the awe all of us, including our children, must
feel at the immenseness of the universe and our own
small place within it, as well as the wonder we must feel
at the good fortune of our country. That will cool the
febrile nerves of a few at the cost of removing the
healthy glow conferred upon many citizens when the
forbidden verses, or phrases, are uttered, read, or seen.

In short, I cannot accept the eliding of the simple
phrase “under God” from our Pledge of Allegiance in
any setting, when it is obvious that its tendency to

8 Nor will we be able to stray into the fourth stanza of “My
Country ‘Tis of Thee” for that matter.

24a

establish religion in this country or to interfere with the
free exercise (or non-exercise) of religion is de minimis.’

Thus, I respectfully concur in part and dissent in
part.

9 Lest I be misunderstood, I must emphasize that to decide
this case it is not necessary to say, and I do not say, that there is
such a thing as a de minimis constitutional violation. What I do say
is that the de minimis tendency of the Pledge to establish a religion
or to interfere with its free exercise is no constitutional violation at
all. By the way, I am not the first to apply the de minimis concept
to this area of the law. See, e.g., Mitchell v. Helms, 530 U.S. 793,
861, 120 S. Ct. 2530, 2569, 147 L. Ed. 2d 660 (2000) (O’Connor, J.,
concurring) (evidence of improper use of funds was de minimis and
did not affect constitutional inquiry); Lee v. Weisman, 505 U.S. 577,
630-31, 112 S. Ct. 2649, 2678, 120 L. Ed. 2d 467 (1992) (Souter, J.
concurring) (establishment case; Madison recognized there is a
difference between trivial and serious in constitutional practice,
and pointed to the legal aphorism de minimis); Lynch v. Donnelly,
465 U.S. 668, 678, 104 S. Ct. 1355, 1361-62, 79 L. Ed. 2d 604 (1984)
(not all government conduct which gives special recognition to
religion is unconstitutional; where the benefit is indirect or remote,
it is not unconstitutional); School District of Abington v. Schempp,
374 U.S. 203, 308, 83 S. Ct. 1560, 1616, 10 L. Ed. 2d 844 (1963)
(Goldburg, J., concurring) (“the measure of constitutional adjudi-
cation is the ability and willingness to distinguish between real
threat and mere shadow.”); Rapier v. Harris, 172 F.3d 999, 1006
n.4 (7th Cir. 1999) (“De minimis burdens on free exercise are not of
constitutional dimension); Van Zandt v. Thompson, 839 F.2d 1215,
1222 (7th Cir. 1988) (legislative prayer room would have a de
minimis effect on advancement of religion); Walsh v. La. High Sch.
Athletic Ass’n, 616 F.2d 152, 158 (5th Cir. 1980) (de minimis burden
on free exercise results in rejection of First Amendment
challenge); Marsa v. Wernik, 430 A.2d 888, 899 (N.J. 1981) (in an
establishment case where impact of practice de minimis, it is
unobjectionable); see also Peck v. Upshur County Bd. of Educ.,
155 F.3d 274, 288-89 (4th Cir. 1998) (if a genuine threat of
establishing religion becomes apparent, it is soon enough to
address the issue).

25a

APPENDIX B

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

No. 00-16423
D.C. No. CV 00-00495-MLS/PAN

MICHAEL A. NEWDOW, PLAINTIFF-APPELLANT
Vv.

U.S. CONGRESS; UNITED STATES OF AMERICA;
WILLIAM JEFFERSON CLINTON, PRESIDENT OF THE
UNITED STATES; STATE OF CALIFORNIA; ELK GROVE
UNIFIED SCHOOL DISTRICT; DAVID W. GORDON,
SUPERINTENDENT EGUSD; SACRAMENTO CITY
UNIFIED SCHOOL DISTRICT; JIM SWEENEY,
SUPERINTENDENT SCUSD, DEFENDANTS-APPELLEES

Appeal from the United States District Court for the
Eastern District of California, Milton J. Schwartz,
Senior Judge, Presiding

Argued and Submitted: March 14, 2002
Filed: June 26, 2002

Before: GOODWIN, REINHARDT and FERNANDEZ,
Circuit Judges.

26a
Partial Concurrence and Partial Dissent by Judge
FERNANDEZ. i
OPINION

GOODWIN, Circuit Judge:

Michael Newdow appeals a judgment dismissing his
challenge to the constitutionality of the words “under
God” in the Pledge of Allegiance to the Flag. Newdow
argues that the addition of these words by a 1954
federal statute to the previous version of the Pledge of
Allegiance (which made no reference to God) and the
daily recitation in the classroom of the Pledge of Alle-
giance, with the added words included, by his
daughter’s public school teacher are violations of the
Establishment Clause of the First Amendment to the
United States Constitution.

FACTUAL AND PROCEDURAL BACKGROUND

Newdow is an atheist whose daughter attends public
elementary school in the Elk Grove Unified School
District (‘“EGUSD”) in California. In accordance with
state law and a school district rule, EGUSD teachers
begin each school day by leading their students in a
recitation of the Pledge of Allegiance (“the Pledge”).
The California Education Code requires that public
schools begin each school day with “appropriate patri-
otic exercises” and that “(t]he giving of the Pledge of
Allegiance to the Flag of the United States of America
shall satisfy” this requirement. Cal. Educ. Code § 52720

27a

(1989) (hereinafter “California statute”).' To implement
the California statute, the school district that New-
dow’s daughter attends has promulgated a policy that
states, in pertinent part: “Each elementary school class
[shall] recite the pledge of allegiance to the flag once
each day.””

The classmates of Newdow’s daughter in the EGUSD
are led by their teacher in reciting the Pledge codified
in federal law. On June 22, 1942, Congress first codified
the Pledge as “I pledge allegiance to the flag of the
United States of America and to the Republic for which
it stands, one Nation indivisible, with liberty and
justice for all.” Pub. L. No. 623, Ch. 435, § 7, 56 Stat.
380 (1942) (codified at 36 U.S.C. § 1972). On June 14,
1954, Congress amended Section 1972 to add the words
“onder God” after the word “Nation.” Pub. L. No. 396,
Ch. 297, 68 Stat. 249 (1954) (“1954 Act”). The Pledge is
currently codified as “I pledge allegiance to the Flag of
the United States of America, and to the Republic for
which it stands, one nation under God, indivisible, with

1 The relevant portion of California Education Code § 52720
reads:

In every public elementary school each day during the school
year at the beginning of the first regularly scheduled class or
activity period at which the majority of the pupils of the school
normally begin the schoolday, there shall be conducted
appropriate patriotic exercises. The giving of the Pledge of
Allegiance to the Flag of the United States of America shall
satisfy the requirements of this section.

2 The SCUSD, the school district that Newdow claims his
daughter may in the future attend, has promulgated a similar rule:
“Bach school shall conduct patriotic exercises daily. . . . The
Pledge of Allegiance to the flag will fulfill this requirement.”
However, as discussed infra, Newdow lacks standing to challenge
the SCUSD’s rule requiring recitation of the Pledge.

28a

liberty and justice for all.” 4 U.S.C. § 4 (1998) (Title 36
was revised and recodified by Pub. L. No. 105-225,
§ 2(a), 112 Stat. 1494 (1998). Section 172 was abolished,
and the Pledge is now found in Title 4.)

Newdow does not allege that his daughter’s teacher
or school district requires his daughter to participate in
reciting the Pledge? Rather, he claims that his
daughter is injured when she is compelled to “watch
and listen as her state-employed teacher in her state-
run school leads her classmates in a ritual proclaiming
that there is a God, and that our’s [sic] is ‘one nation
under God.’”

Newdow’s complaint in the district court challenged
the constitutionality, under the First Amendment, of
the 1954 Act, the California statute, and the school
district’s policy requiring teachers to lead willing stu-
dents in recitation of the Pledge. He sought declara-
tory and injunctive relief, but did not seek damages.

The school districts and their superintendents (collec-
tively, “school district defendants”) filed a Federal Rule
of Civil Procedure 12(b)(6) motion to dismiss for failure
to state a claim. Magistrate Judge Peter A. Nowinski
held a hearing at which the school district defendants
requested that the court rule only on the consti-
tutionality of the Pledge, and defer any ruling on sover-

3 Compelling students to recite the Pledge was held to be a
First Amendment violation in West Virginia State Board of
Education v. Barnette, 319 U.S. 624, 642, 63 S. Ct. 1178, 87 L. Ed.
1628 (1943) (“[TJhe action of the local authorities in compelling the
flag salute and pledge transcends constitutional limitations on their
power and invades the sphere of intellect and spirit which it is the
purpose of the First Amendment to our Constitution to reserve
from all official control.”). Barnette was decided before the 1954.
Act added the words “under God” to the Pledge.

29a

eign immunity. The United States Congress, the
United States, and the President of the United States
(collectively, “the federal defendants”) joined in the
motion to dismiss filed by the school district defen-
dants. The magistrate judge reported findings and a
recommendation; District Judge Edward J. Schwartz
approved the recommendation and entered a judgment
of dismissal. This appeal followed.

DISCUSSION
A. Jurisdiction

Newdow asks the district court to order the Pre-
sident of the United States (“the President”) to “alter,
modify or repeal” the Pledge by removing the words
“under God”; and to order the United States Congress
(“Congress”) “immediately to act to remove the words

‘under God’ from the Pledge.” The President, however,
is not an appropriate defendant in an action challenging
the constitutionality of a federal statute. See Franklin
v. Massachusetts, 505 U.S. 788, 802-03, 112 S. Ct. 2767,
120 L.Ed.2d 636 (1992) (plurality) (observing that a
court of the United States “ ‘has no jurisdiction of a bill
to enjoin the President in the performance of his official
duties’”) (quoting Mississippi v. Johnson, 71 U.S. 475,
501, 18 L.Ed. 487 (1866)).

Similarly, in light of the Speech and Debate Clause of
the Constitution, Art. I, § 6, cl. 1, the federal courts lack
jurisdiction to issue orders directing Congress to enact
or amend legislation. See Eastland v. United States
Servicemen’s Fund, 421 U.S. 491, 503, 95 S. Ct. 1813, 44
L.Ed.2d 324 (1975). Because the words that amended
the Pledge were enacted into law by statute, the
district court may not direct Congress to delete those
words any more than it may order the President to take

30a

such action. All this, of course, is aside from the fact
that the President has no authority to amend a statute
or declare a law unconstitutional, those functions being
reserved to Congress and the federal judiciary respec-
tively.

Newdow nevertheless argues that because the 1954
Act violates the Establishment Clause, Congress
should not be protected by the Speech and Debate
Clause. This argument misses the jurisdictional, or
separation of powers, point. As the Court held in
Eastland, in determining whether or not the acts of
members of Congress are protected by the Speech and
Debate Clause, the court looks solely to whether or not
the acts fall within the legitimate legislative sphere; if
they do, Congress is protected by the absolute prohibi-
tion of the Clause against being “questioned in any
other Place.” Jd. at 501. “If the mere allegation that a
valid legislative act was undertaken for an unworthy
purpose would lift the protection of the Clause, then the
Clause simply would not provide the protection
historically undergirding it.” Jd. at 508-09, 95 S. Ct.
1813. Although the district court lacks jurisdiction over
the President and the Congress, the question of the
constitutionality of the 1954 Act remains before us.
While the court correctly dismissed the claim against
those parties, it survives against others.

B. The State of California as a defendant

The State of California did not join in the motion to
dismiss or otherwise participate in the district court
proceedings. It did, however, sub silentio, receive the
benefit of the district court’s ruling dismissing the
complaint. Accordingly, a reversal of the order would
result in the reinstatement of the complaint against the
state. With respect to the validity of the California

3la

statute, however, unlike in the case of the Congres-
sional enactment and the school district policy, no
arguments, legal or otherwise, were advanced by the
parties either below or here. Thus, we do not address
separately the validity of the California statute.

C. Standing

Article III standing is a jurisdictional issue. See
United States v. Viltrakis, 108 F.3d 1159, 1160 (9th Cir.
1997). Accordingly, it “may be raised at any stage of
the proceedings, including for the first time on appeal.”
See A-Z Intern. v. Phillips, 179 F.3d 1187, 1190-91 (9th
Cir. 1999). To satisfy standing requirements, a plaintiff
must prove that “(1) it has suffered an ‘injury in fact’
that is (a) concrete and particularized and (b) actual or
imminent, not conjectural or hypothetical; (2) the injury
is fairly traceable to the challenged action of the defen-
dant; and (3) it is likely, as opposed to merely specu-
lative, that the injury will be redressed by a favorable
decision.” Friends of the Earth, Inc. v. Laidlaw Envtl.
Servs. (TOC), Inc., 528 U.S. 167, 180-81, 120 S. Ct. 693,
145 L.Ed.2d 610 (2000) (citing Lujan v. Defenders of
Wildlife, 504 U.S. 555, 560-561, 112 S. Ct. 2130, 119
L.Ed.2d 351 (1992)).

Newdow has standing as a parent to challenge a prac-
tice that interferes with his right to direct the religious
education of his daughter. “Parents have a right to
direct the religious upbringing of their children and, on
that basis, have standing to protect their right.” Doe v.
Madison Sch. Dist. No. 321, 177 F.3d 789, 795 (9th Cir.
1999) (en banc); see also Grove v. Mead Sch. Dist. No.
$54, 753 F.2d 1528, 1532 (9th Cir. 1985) (“Appellants
have standing to challenge alleged violations of the
establishment clause of the First Amendment if they
are directly affected by use of [the challenged book] in

32a

the English curriculum. [Appellant] has standing as a
parent whose right to direct the religious training of
her child is allegedly affected.”) (citation omitted).

Newdow has standing to challenge the EGUSD’s
policy and practice regarding the recitation of the
Pledge because his daughter is currently enrolled in
elementary school in the EGUSD. However, Newdow
has no standing to challenge the SCUSD’s policy and
practice because his daughter is not currently a student
there. The SCUSD and its superintendent have not
caused Newdow or his daughter an “injury in fact” that
is “actual or imminent, not conjectural or hypothetical.”
Laidlaw, 528 U.S. at 180, 120 S. Ct. 698 (citing Lujan,
504 U.S. at 560- 561, 112 S. Ct. 2130).

The final question of standing relates to the 1954 Act.
Specifically, has Newdow suffered an “injury in fact”
that is “fairly traceable” to the enactment of the 1954
Act? Id.

We begin our inquiry by noting the general rule that
the standing requirements for an action brought under
the Establishment Clause are the same as for any other
action. Valley Forge Christian Coll. v. Americans
United for Separation of Church and State, Inc., 454
U.S. 464, 488-90, 102 S. Ct. 752, 70 L.Ed.2d 700 (1982).
“The requirement of standing focuses on the party
seeking to get his complaint before a federal court and
not on the issues he wishes to have adjudicated.
Moreover, we know of no principled basis on which to
create a hierarchy of constitutional values or a comple-
mentary ‘sliding scale’ of standing which might permit
respondents to invoke the judicial power of the United
States.” Jd. at 484, 102 S. Ct. 752 (citation and internal
quotation marks omitted). In Valley Forge, an organi-
zation dedicated to the separation of church and state

33a

brought suit challenging the federal government’s
grant of surplus federal property to a church-related
college. The suit alleged that this grant of real prop-
erty, without any financial payment by the college, was
a violation of the Establishment Clause. The Supreme
Court found that the plaintiff had standing neither as a
taxpayer, see id. at 479-80, 102 S. Ct. 752, nor as a party
personally injured as a consequence of the alleged un-
constitutional action, see id. at 484-86, 102 S. Ct. 752.
The “psychological consequence‘presumably produced
by observation of conduct with which one disagrees

; is not an injury sufficient to confer standing
under Art. III, even though the disagreement is
phrased in constitutional terms.” Jd. at 485-86, 102 S.
Ct. 752. The Court emphasized that “(t]he assumption
that if respondents have no standing to sue, no one
would have standing, is not a reason to find standing.’”
Id. at 489, 102 S. Ct. 752 (quoting Schlesinger v. Re-
servists Comm. to Stop the War, 418 U.S. 208, 227, 94
S. Ct. 2925, 41 L.Ed.2d 706 (1974)).

While Valley Forge remains good law, the Supreme
Court in more recent opinions has indirectly broadened
the notion of Establishment Clause standing in public
education cases by holding that the mere enactment of
a statute may constitute an Establishment Clause
violation. In Wallace v. Jaffree, 472 U.S. 38, 105 S. Ct.
2479, 86 L.Ed.2d 29 (1985), the Court considered an
Establishment Clause challenge to an Alabama statute
that originally had authorized a one-minute period of
silence in public schools “for meditation,” but was later
amended to authorize a period of silence “for meditation
or voluntary prayer.” Id. at 40-42, 105 S. Ct. 2479.
Although the previous form of the statute specifically
allowed students to use the moment of silence for

34a

“meditation,” silent prayer was always an option. “{I]t
is undisputed that at the time of the enactment of [the
amended statute] there was no governmental practice
impeding students from silently praying for one minute
at the beginning of each schoolday.” Id. at 57 n.45,
105 S. Ct. 2479. Nor were students, under the amended
form of the statute, compelled to use the allotted time
for prayer. In sum, the amendment to the Alabama
statute had no discernible effect on public school stu-
dents other than to inform them that the state was
encouraging them to engage in prayer during their
daily moment of silence. Because the Supreme Court
has repeatedly held that standing is a jurisdictional
requirement, the existence of which each federal court
must determine for itself, see Lujan, 504 U.S. at 559-
561, 112 S. Ct. 2180; FW/PBS, Inc. v. City of Dallas, 493
U.S. 215, 230-31, 110 S. Ct. 596, 107 L.Ed.2d 603 (1990),
we may presume that in Wallace the Court examined
the standing question before deciding the merits, and
that the Court determined that the -schoolchildren’s
parents had standing to challenge the amended
Alabama statute.

Our reading of Wallace is supported by Santa Fe
Independent School District v. Doe, 530 U.S. 290, 120
S. Ct. 2266, 147 L.Ed.2d 295 (2000), where the Court
upheld a facial challenge to a school district’s policy of
permitting, but not requiring, prayer initiated and led
by a student at high school football games. Noting that
“the Constitution also requires that we keep in mind
‘the myriad, subtle ways in which the Establishment
Clause values can be eroded,” id. at 314, 120 S. Ct.
2266 (quoting Lynch v. Donnelly, 465 U.S. 668, 104
S. Ct. 1355, 79 L.Ed.2d 604, 694 (1984) (O’Connor, J.,
concurring)), the Court held that the “mere passage by

35a

the District of a policy that has the purpose and per-
ception of government establishment of religion,” id.,
violated the Establishment Clause. “[{T]Jhe simple
enactment of this policy, with the purpose and percep-
tion of school endorsement of student prayer, was a
constitutional violation.” Jd. at 316, 120 S. Ct. 2266
(emphasis added).

In Wallace and Santa Fe, the Court looked at the
language of each statute, the context in which the
statute was enacted, and its legislative history to
determine that the challenged statute caused an injury
in violation of the Establishment Clause. “We refuse to
turn a blind eye to the context in which this policy
arose, and that context quells any doubt that this policy
was implemented with the purpose of endorsing school
prayer.” Id. at 315, 120 S. Ct. 2266. Justice O’Connor’s
concurrence in Wallace noted that whether a statute
actually conveys a message of endorsement of religion
is “not entirely a question of fact . . . . The relevant
issue is whether an objective observer, acquainted with
the text, legislative history, and implementation of the
statute, would perceive it as state endorsement of
prayer in public schools.” 472 U.S. at 76, 105 S. Ct. 2479
(O’Connor, J., concurring in judgment). In Santa Fe,
“(t]he text and history of this policy . . . reinforce our
objective student’s perception that the prayer is, in
actuality, encouraged by the school.” 530 U.S. at 308,
120 S. Ct. 2266. In evaluating the purpose of the school
district policy, the Court found “most striking . . . the
evolution of the current policy.” Jd. at 309, 120 S. Ct.
2266. In Wallace, a review of the legislative history led
the Court to conclude that enactment of the amended
statute “was not motivated by any clearly secular
purpose—indeed, the statute had no secular purpose.”

36a

472 U.S. at 56, 105 S. Ct. 2479; see also id. at 57-60, 105
S. Ct. 2479.

Operating within the above-described legal land-
scape, we now turn to the question initially posed,
namely, does Newdow have standing to challenge the
1954 Act? Initially, we note that the 1954 statute
challenged by Newdow is similar to the Alabama
statute struck down in Wallace. Neither statute works
the traditional type of “injury in fact” that is implicated
when a statute compels or prohibits certain activity,
nor do the amendments brought about by these
statutes lend themselves to “as-applied” constitutional
review. Nevertheless, the Court in Wallace, at least
implicitly, determined that the schoolchildren’s parents
had standing to attack the challenged statute. More-
over, the legislative history of the 1954 Act shows that
the “under God” language was not meant to sit pas-
sively in the federal code unbeknownst to the public;
rather, the sponsors of the amendment knew about and
capitalized on the state laws and school district rules
that mandate recitation of the Pledge. The legislation’s
House sponsor, Representative Louis C. Rabaut,
testified at the Congressional hearing that “the children
of our land, in the daily recitation of the pledge in
school, will be daily impressed with a true under-
standing of our way of life and its origins,” and this
statement was incorporated into the report of the
House Judiciary Committee. H.R. Rep. No. 83-1693, at
3 (1954), reprinted in 1954 U.S.C.C.A.N. 2389, 2341.
Taken within its context, the 1954 addendum was
designed to result in the recitation of the words “under
God” in school classrooms throughout the land on a
daily basis, and therefore constituted as much of an
injury-in-fact as the policies considered in Wallace and

37a

Santa Fe. As discussed earlier, Newdow has standing
as a parent to challenge a practice that interferes with
his right to direct the religious education of his
daughter. The mere enactment of the 1954 Act in its
particular context constitutes a religious recitation
policy that interferes with Newdow’s right to direct the
religious education of his daughter. Accordingly, we
hold that Newdow has standing to challenge the 1954
Act. |

D. Establishment Clause

The Establishment Clause of the First Amendment
states that “Congress shall make no law respecting an
establishment of religion,” U.S. Const. amend. I, a pro-
vision that “the Fourteenth Amendment makes
applicable with full force to the States and their school
districts.” Lee v. Weisman, 505 U.S. 577, 580, 112 S. Ct.
2649, 120 L.Ed.2d 467 (1992). Over the last three
decades, the Supreme Court has used three inter-
related tests to analyze alleged violations of the
Establishment Clause in the realm of public education:
the three-prong test set forth in Lemon v. Kurtzman,
403 U.S. 602, 612-13, 91 S. Ct. 2105, 29 L.Ed.2d 745
(1971); the “endorsement” test, first articulated by
Justice O’Connor in her concurring opinion in Lynch,
and later adopted by a majority of the Court in Cownty
of Allegheny v. ACLU, 492 U.S. 573, 109 S. Ct. 3086,
106 L.Ed.2d 472 (1989); and the “coercion” test first
used by the Court in Lee.

In 1971, in the context of unconstitutional state aid to
nonpublic schools, the Supreme Court in Lemon set
forth the following test for evaluating alleged Esta-
blishment Clause violations. To survive the “Lemon
test,” the government conduct in question (1) must
have a secular purpose, (2) must have 4a principal or

38a

primary effect that neither advances nor inhibits re-
ligion, and (3) must not foster an excessive government
entanglement with religion. Lemon, 403 U.S. at 612-13,
91 S. Ct. 2105. The Supreme Court applied the Lemon
test to every Establishment case it decided between
1971 and 1984, with the exception of Marsh v. Cham-
bers, 463 U.S. 783, 103 S. Ct. 3330, 77 L.Ed.2d 1019
(1983), the case upholding legislative prayer. See
Wallace, 472 U.S. at 63, 105 S. Ct. 2479 (Powell, J.,
concurring).

In the 1984 Lynch case, which upheld the inclusion of
a nativity scene in a city’s Christmas display, Justice
O’Connor wrote a concurring opinion in order to
suggest a “clarification” of Establishment Clause juris-
prudence. 465 U.S. at 687, 104 S. Ct. 1855 (O’Connor, i
concurring). Justice O’Connor’s “endorsement” test
effectively collapsed the first two prongs of the Lemon
test:

The Establishment Clause prohibits government
from making adherence to a religion relevant in any
way to a person’s standing in the political com-
munity. Government can run afoul of that pro-
hibition in two principal ways. One is excessive
entanglement with religious institutions. . . . The
second and more direct infringement is government
endorsement or disapproval of religion. Endorse-
ment sends a message to nonadherents that they are

4 In Marsh, the Court “held that the Nebraska Legislature’s
practice of opening each day’s session with a prayer by @ chaplain
paid by the State did not violate the Establishment Clause of the
First Amendment. [The] holding was based upon the historical
acceptance of the practice that had become ‘part of the fabric of our
society.” Wallace, 472 U.S. at 63 n.4, 105 S. Ct. 2479 (Powell, J.,
concurring) (quoting Marsh, 463 US. at 792, 103 S. Ct. 3330).

39a

outsiders, not full members of the political commun-
ity, and an accompanying message to adherents that
they are insiders, favored members of the political
community.

Id. at 687-88, 91 S. Ct. 2105 (O’Connor, J., concurring).

The Court formulated the “coercion test” when it
held unconstitutional the practice of including invoca-
tions and benedictions in the form of “nonsectarian”
prayers at public school graduation ceremonies. Lee,
505 U.S. at 599, 112 S. Ct. 2649. Declining to reconsider
the validity of the Lemon test, the Court in Lee found it
unnecessary to apply the Lemon test to find the
challenged practices unconstitutional. Jd. at 587, 112 S.
Ct. 2649. Rather, it relied on the principle that “at a
minimum, the Constitution guarantees that govern-
ment may not coerce anyone to support or participate
in religion or its exercise, or otherwise to act in a way
which establishes a state religion or religious faith, or
tends to do so.” Jd. (citations and internal quotation
marks omitted). The Court first examined the degree

5 Although this formulation is referred to as the “coercion” test,
it should be noted that coercion is not a necessary element in
finding an Establishment Clause violation. “The Establishment
Clause, unlike the Free Exercise Clause, does not depend upon any
showing of direct governmental compulsion. . . .” Engel v. Vitale,
870 U.S. 421, 430, 82 S. Ct. 1261, 8 L.Ed.2d 601 (1962). “[TJhis
court has never relied on coercion alone as the touchstone of
Establishment Clause analysis. To require a showing of coercion,
even indirect coercion, as an essential element of an Establishment
Clause violation would make the free Exercise Clause a redun-
dancy.” Allegheny, 492 U.S. at 628, 109 S. Ct. 3086 (O’Connor, J.,
concurring). “Over the years, this Court has declared the in-
validity of many noncoercive state laws and practices conveying a
message of religious endorsement.” Lee, 505 U.S. at 618, 112 S. Ct.
2649 (Souter, J., concurring).

40a

of school involvement in the prayer, and found that “the
graduation prayers bore the imprint of the State and
thus put school-age children who objected in an
untenable position.” Id. at 590. The next issue the
Court considered was “the position of the students,
both those who desired the prayer and she who did
not.” Id. Noting that “there are heightened concerns
with protecting freedom of conscience from subtle coer-
cive pressure in the elementary and secondary public
schools,” id. at 592, 112 S.Ct. 2649, the Court held that
the school district’s supervision and control of the
graduation ceremony put impermissible pressure on
students to participate in, or at least show respect
during, the prayer, id. at 593, 112 S. Ct. 2649. The
Court concluded that primary and secondary school
children may not be placed in the dilemma of either
participating in a religious ceremony or protesting. Id.
at 594, 112 S. Ct. 2649.

Finally, in its most recent school prayer case, the
Supreme Court applied the Lemon test, the endorse-
ment test, and the coercion test to strike down a school
district’s policy of permitting student-led “invocations”
before high school football games. See Santa Fe, 530
U.S. at 310-16, 120 S. Ct. 2266. Citing Lee, the Court
held that “the delivery of a pregame prayer has the
improper effect of coercing those present to participate
in an act of religious worship.” Id. at 312, 120 S. Ct.
2266. Applying the Lemon test, the Court found that
the school district policy was facially unconstitutional
because it did not have a secular purpose. Id. at 314-16.
The Court also used language associated with the
endorsement test. Jd. at 315, 120 S. Ct. 2266 (“(T his
policy was implemented with the purpose of endorsing
school prayer.”); id. at 317, 120 S. Ct. 2266 (“Govern-

4la

ment efforts to endorse religion cannot evade consti-
tutional reproach based solely on the remote possibility
that those attempts may fail.”).

We are free to apply any or all of the three tests, and
to invalidate any measure that fails any one of them.
The Supreme Court has not repudiated Lemon; in
Santa Fe, it found that the application of each of the
three tests provided an independent ground for
invalidating the statute at issue in that case; and in Lee,
the Court invalidated the policy solely on the basis of
the coercion test. Although this court has typically
applied the Lemon test to alleged Establishment
Clause violations, see, e.g., Am. Family Ass’n, Inc. v.
City and County of San Francisco, 277 F.3d 1114, 1120-
21 (9th Cir. 2002), we are not required to apply it if a
practice fails one of the other tests. Nevertheless, for
purposes of completeness, we will analyze the school
district policy and the 1954 Act under all three tests.

We first consider whether the 1954 Act and the
EGUSD’s policy of teacher-led Pledge recitation sur-
vive the endorsement test. The magistrate judge found
that “the ceremonial reference to God in the pledge
does not convey endorsement of particular religious
beliefs.” Supreme Court precedent does not support
that conclusion.

In the context of the Pledge, the statement that the
United States is a nation “under God” is an endorse-
ment of religion. It is a profession of a religious belief,
namely, a belief in monotheism. The recitation that
ours is a nation “under God” is not a mere acknowledg-
ment that many Americans believe in a deity. Nor is it
merely descriptive of the undeniable historical signifi-
cance of religion in the founding of the Republic.
Rather, the phrase “one nation under God” in the

42a

context of the Pledge is normative. To recite the
Pledge is not to describe the United States; instead, it
is to swear allegiance to the values for which the flag
stands: unity, indivisibility, liberty, justice, and—since
1954—monotheism. The text of the official Pledge,
codified in federal law, impermissibly takes a position
with respect to the purely religious question of the
existence and identity of God. A profession that we are
a nation “under God” is identical, for Establishment
Clause purposes, to a profession that we are a nation
“ander Jesus,” a nation “under Vishnu,” a nation “under
Zeus,” or a nation “under no god,” because none of
these professions can be neutral with respect to
religion. “[TJhe government must pursue a course of
complete neutrality toward religion.” Wallace, 472 US.
at 60, 105 S. Ct. 2479. Furthermore, the school
district’s practice of teacher-led recitation of the Pledge
aims to inculcate in students a respect for the ideals set
forth in the Pledge, and thus amounts to state endorse-
ment of these ideals. Although students cannot be
forced to participate in recitation of the Pledge, the
school district is nonetheless conveying a message of
state endorsement of a religious belief when it requires
public school teachers to recite, and lead the recitation

ideological nature of the Pledge in Barnette, 319 US.
624, 63 S. Ct. 1178, 87 L.Ed. 1628. There, the Court
held unconstitutional a school district’s wartime policy

43a

and sign his acceptance of the political ideas [the flag]
. . « bespeaks,” id. at 633, 63 S. Ct. 1178. “(T]he com-
pulsory flag salute and pledge requires affirmation of a
belief and an attitude of mind.” Id. The Court empha-
sized that the political concepts articulated in the
Pledge’ were idealistic, not descriptive: “(Liberty and
justice for all,’ if it must be accepted as descriptive of
the present order rather than an ideal, might to some
seem an overstatement.” Jd. at 634 n. 14, 63 S. Ct. 1178.
The Court concluded that: “If there is any fixed star in
our constitutional constellation, it is that no official,
high or petty, can prescribe what shall be orthodox in
politics, nationalism, religion, or other matters of
opinion or force citizens to confess by word or act their
faith therein.” Jd. at 642, 63 S. Ct. 1178.

The Pledge, as currently codified, is an impermissible
government endorsement of religion because it sends a
message to unbelievers “that they are outsiders, not
full members of the political community, and an accom-
panying message to adherents that they are insiders,
favored members of the political community.” Lynch,
465 U.S. at 688, 104 S. Ct. 1855 (O’Connor, J., concurr-
ing). Justice Kennedy, in his dissent in Allegheny,

agreed:

[Bly statute, the Pledge of Allegiance to the Flag
describes the United States as ‘one nation under
God.’ To be sure, no one is obligated to recite this
phrase,. . . but it borders on sophistry to suggest
that the reasonable atheist would not feel less than a
full member of the political community every time

& Barnette was decided before “under God” was added, and
thus the Court’s discussion was limited to the political ideals
contained in the Pledge.

44a

his fellow Americans recited, as part of their ex-
pression of patriotism and love for country, a phrase
he believed to be false.

Allegheny, 492 U.S. at 672, 109 S. Ct. 3086 (Kennedy, J.,
dissenting) (citations and internal quotation marks
omitted).’ Consequently, the policy and the Act fail the
endorsement test.

Similarly, the policy and the Act fail the coercion test.
Just as in Lee, the policy and the Act place students in
the untenable position of choosing between partici-
pating in an exercise with religious content or pro-
testing. As the Court observed with respect to the
graduation prayer in that case: “What to most be-
lievers may seem nothing more than a reasonable
request that the nonbeliever respect their religious
practices, in a school context may appear to the non-
believer or dissenter to be an attempt to employ the
machinery of the State to enforce a religious ortho-
doxy.” Lee, 505 U.S. at 592, 112 S. Ct. 2649. Although
the defendants argue that the religious content of “one
nation under God” is minimal, to an atheist or a believer
in certain non-Judeo-Christian religions or philosophies,
it may reasonably appear to be an attempt to enforce a
“religious orthodoxy” of monotheism, and is therefore
impermissible. The coercive effect of this policy is
particularly pronounced in the school setting given the
age and impressionability of schoolchildren, and their
understanding that they are required to adhere to the
norms set by their school, their teacher and their fellow
students Furthermore, under Lee, the fact that

7 For Justice Kennedy, this result was a reason to reject the

ad The “subtle and indirect” social pressure which permeates the
classroom also renders more acute the message sent to non-

~~

45a

students are not required to participate is no basis for
distinguishing Barnette from the case at bar because,
even without a recitation requirement for each child,
the mere fact that a pupil is required to listen every day
to the statement “one nation under God” has a coercive
effect.? The coercive effect of the Act is apparent from
its context and legislative history, which indicate that
the Act was designed to result in the daily recitation of
the words “under God” in school classrooms. President
Eisenhower, during the Act’s signing ceremony, stated:
“From this day forward, the millions of our school
children will daily proclaim in every city and town,
every village and rural schoolhouse, the dedication of
our Nation and our people to the Almighty.” 100 Cong.
Rec. 8618 (1954) (statement of Sen. Ferguson incor-
porating signing statement of President Eisenhower).
Therefore, the policy and the Act fail the coercion test.”

believing schoolchildren that they are outsiders. See Lee, 505 U.S.
at 592-93, 112 S. Ct. 2649 (stating that “the risk of indirect
coercion” from prayer exercises is particularly “pronounced” in
elementary and secondary public school because students are
subjected to peer pressure and public pressure which is “as real as
any overt compulsion”).

® The objection to the Pledge in Barnette, like in the case at
bar, was based upon a religious ground. The Pledge in the
classroom context imposes upon schoolchildren the constitutionally
unacceptable choice between participating and protesting. Rec-
ognizing the severity of the effect of this form of coercion on
children, the Supreme Court in Lee stated, “the State may not,
consistent with the Establishment Clause, place primary and
secondary school children in this position.” 505 U.S. at 593, 112 S.
Ct. 2649.

In Aronow v. United States, 482 F.2d 242 (9th Cir. 1970), this
court, without reaching the question of standing, upheld the
inscription of the phrase “In God We Trust” on our coins and
currency. But cf. Wooley v. Maynard, 430 U.S. 705, 722, 97 S. Ct.

46a

Finally we turn to the Lemon test, the first prong of
which asks if the challenged policy has a secular
purpose. Historically, the primary purpose of the 1954
Act was to advance religion, in conflict with the first
prong of the Lemon test. The federal defendants “do
not dispute that the words ‘ander God’ were intended”
“to recognize a Supreme Being,” at a time when the
government was publicly inveighing against atheistic
communism. Nonetheless, the federal defendants argue
that the Pledge must be considered as a whole when
assessing whether it has a secular purpose. They claim
that the Pledge has the secular purpose of “solemnizing
public occasions, expressing confidence in the future,
and encouraging the recognition of what is worthy of
appreciation in society.” Lynch, 465 U.S. at 693, 104 S.
Ct. 1355.

The flaw in defendants’ argument is that it looks at
the text of the Pledge “as a whole,” and glosses over the
1954 Act. The problem with this approach is apparent
when one considers the Court’s analysis in Wallace.
There, the Court struck down Alabama’s statute man-
dating a moment of silence for “meditation or voluntary
prayer” not because the final version “as a whole”
lacked a primary secular purpose, but because the state
legislature had amended the statute specifically and
solely to add the words “or voluntary prayer.” 472 US.
at 59-60, 105 S. Ct. 2479.

case. The most important distinction is that school children are not
coerced into reciting or otherwise actively led to participating in an
endorsement of the markings on the money in circulation.

47a

By analogy to Wallace, we apply the purpose prong
of the Lemon test to the amendment that added the
words “under God” to the Pledge, not to the Pledge in
its final version. As was the case with the amendment
to the Alabama statute in Wallace, the legislative his-
tory of the 1954 Act reveals that the Act’s sole purpose
was to advance religion, in order to differentiate the
United States from nations under communist rule.”
[T]he First Amendment requires that a statute must be
invalidated if it is entirely motivated by a purpose to
advance religion.” Jd. at 56, 105 S. Ct. 2479 (citations
omitted) (applying the Lemon test). As the legislative
history of the 1954 Act sets forth:

At this moment of our history the principles under-
lying our American Government and the American
way of life are under attack by a system whose
philosophy is at direct odds with our own. Our
American Government is founded on the concept of
the individuality and the dignity of the human being.
Underlying this concept is the belief that the human
person is important because he was created by God
and endowed by Him with certain inalienable rights
which no civil authority may usurp. The inclusion of
God in our pledge therefore would further acknowl-
edge the dependence of our people and our Govern-
ment upon the moral directions of the Creator. At
the same time it would serve to deny the atheistic
and materialistic concepts of communism with its
attendant subservience of the individual.

H.R. Rep. No. 83-1698, at 1-2 (1954), reprinted in 1954
U.S.C.C.A.N. 2339, 2340. This language reveals that
the purpose of the 1954 Act was to take a position on
the question of theism, namely, to support the existence
and moral authority of God, while “deny[ing] .

48a

atheistic and materialistic concepts.” Id. Such a pur-
pose runs counter to the Establishment Clause, which
prohibits the government’s endorsement or advance-
ment not only of one particular religion at the expense
of other religions, but also of religion at the expense of
atheism.

[T]he Court has unambiguously concluded that the
individual fr m of conscience protected by the
First Amendment embraces the right to select any
religious faith or none at all. This conclusion derives
support not only from the interest in respecting the
individual’s freedom of conscience, but also from the
conviction that religious beliefs worthy of respect
are the product of a free and voluntary choice by the

- faithful, and from recognition of the fact that the
political interest in forestalling intolerance extends
beyond intolerance among Christian sects—or even
intolerance among “religions”—to encompass intole-
rance of the disbeliever and the uncertain.

Wallace, 472 U.S. at 52-54, 105 S. Ct. 2479.

In language that attempts to prevent future
constitutional challenges, the sponsors of the 1954 Act
expressly disclaimed a religious purpose. “This is not
an act establishing a religion. . . . A distinction must
be made between the existence of a religion as an
institution and a belief in the sovereignty of God. The
phrase ‘under God’ recognizes only the guidance of God
in our national affairs.” H.R. Rep. No. 83-1693, at 3
(1954), reprinted in 1954 U.S.C.C.A.N. 2339, 2341-42.
This alleged distinction is irrelevant for constitutional
purposes. The Act’s affirmation of “a belief in the
sovereignty of God” and its recognition of “the guidance
of God” are endorsements by the government of reli-

49a

gious beliefs. The Establishment Clause is not limited
to “religion as an institution”; this is clear from cases
such as Santa Fe, where the Court struck down
student-initiated and student-led prayer at high school
football games. 530 U.S. at 310-16, 120 S. Ct. 2266. The
Establishment Clause guards not only against the
establishment of “religion as an institution,” but also
against the endorsement of religious ideology by the
government. Because the Act fails the purpose prong
of Lemon, we need not examine the other prongs.
Lemon, 403 U.S. at 612-14, 91 S. Ct. 2105.

Similarly, the school district policy also fails the
Lemon test. Although it survives the first prong of
Lemon because, as even Newdow concedes, the school
district had the secular purpose of fostering patriotism
in enacting the policy, the policy fails the second prong.
As explained by this court in Kreisner v. City of San
ego, 1 F.3d 775, 782 (9th Cir. 1998), and by the Sup-
reme Court in School District of Grand Rapids v. Ball,
473 U.S. 378, 390, 105 S. Ct. 3216, 87 L.Ed.2d 267 (1985),
the second Lemon prong asks “whether the challenged
government action is sufficiently likely to be perceived
by adherents of the controlling denominations as an
endorsement, and by the nonadherents as a disap-
proval, of their individual religious choices.”" Ball, 473

Although Ball was overruled in part by Agostini v. Felton,
521 U.S. 208, 236, 117 S. Ct. 1997, 188 L.Ed.2d 391 (1997), as the
Court stated in Agostini, Ball’s statement of the general principles
and relevant tests to be used in determining what constitutes an
Establishment Clause violation remain intact; only the underlying
factual assumptione and presumptions have changed. In parti-
cular, the Court rejected the following three core assumptions of
Ball:

50a

U.S. at 390, 105 S. Ct. 3216. Given the age and impres-
sionability of schoolchildren, as discussed above, parti-
cularly within the confined environment of the class-
room, the policy is highly likely to convey an imper-
missible message of endorsement to some and dis-
approval to others of their beliefs regarding the
existence of a monotheistic God. Therefore the policy
fails the effects prong of Lemon, and fails the Lemon
test. In sum, both the policy and the Act fail the Lemon

test as well as the endorsement and eoercion tests.”

(i) any public employee who works on the premises of a
religious school is presumed to inculcate religion in her work;
(ii) the presence of public employees on private school
premises creates a symbolic union between church and state,
and (iii) any and all public aid that directly aids the educational
function of religious schools impermissibly finances religious
indoctrination, even if the aid reaches such schools as a
consequence of private decisionmaking.

Agostini, 521 USS. at 222, 117 S. Ct. 1997. Therefore, Ball’s re-
statement of the second prong of Lemon remains valid even after
Agostini.

12 We recognize that the Supreme Court has occasionally
commented in dicta that the presence of “one nation under God” in
the Pledge of Allegiance is constitutional. See Allegheny, 492 U.S.
at. 602-03, 109 S. Ct. 3086; Lynch, 465 U.S. at 676, 104 S. Ct. 1355;
id. at 698, 104 S. Ct. 1855 (O’Connor, J., concurring); Abington Sch.
Dist. v. Schempp, 374 U.S. 203, 303-04, 83 S. Ct. 1560, 10 L.Ed.2d
844 (1963) (Brennan, J., concurring); id. at 306-08, 83 S. Ct. 1560
(Goldberg, J., joined by Harlan, J., concurring); Engel, 370 USS. at
435 n. 21, 82 S. Ct. 1261. However, the Court has never been pre-
sented with the question directly, and has always clearly refrained
from deciding it. Accordingly, it has never applied any of the three
tests to the Act or to any school policy regarding the recitation of
the Pledge. That task falls to us, although the final word, as
always, remains with the Supreme Court.

5la

The only other United States Court of Appeals to consider the
issue is the Seventh Circuit, which held in Sherman v. Community
Consolidated School District 21, 980 F.2d 437 (7th Cir. 1992), that a
policy similar to the one before us regarding the recitation of the
Pledge of Allegiance containing the words “one nation under God”
was constitutional. The Sherman court first stated that:

If as Barnette holds no state may require anyone to recite the
Pledge, and if as the prayer cases hold the recitation by a
teacher or rabbi of unwelcome words is coercion, then the
Pledge of Allegiance becomes unconstitutional under all
circumstances, just as no school may read from a holy scripture
at the start of class.

980 F.2d at 444. It then concludes, however, that this reasoning is
flawed because the First Amendment “[does] not establish general
rules about speech or schools; [it] call[s] for religion to be treated
differently.” Jd. We have some difficulty understanding this
statement; we do not believe that the Constitution prohibits
compulsory patriotism as in Barnette, but permits compulsory
religion as in this case. If government-endorsed religion is to be
treated differently from government-endorsed patriotism, the
treatment must be less favorable, not more.

The Seventh Circuit makes an even more serious error,
however. It not only refuses to apply the Lemon test because of
the Supreme Court’s criticism of that test in Lee, but it also fails to
apply the coercion test from Lee or the endorsement test from
Lynch. Circuit courts are not free to ignore Supreme Court pre-
cedent in this manner. Rodriguez de Quijas v. Shearson/Am. Exp.,
Inc., 490 U.S. 477, 484, 109 S. Ct. 1917, 104 L.Ed.2d 526 (1989) (“If
a precedent of this Court has direct application in a case, yet
appears to rest on reasons rejected in some other line of decisions,
the Court of Appeals should follow the case which directly
controls, leaving to this Court the prerogative of overruling its
own decisions.”). Instead of applying any of the tests announced
by the Supreme Court, the Seventh Circuit simply frames the
question as follows: “Must ceremonial references in civic life to a
deity be understood as prayer, or support for all monotheistic
religions, to the exclusion of atheists and those who worship
multiple gods?” 980 F.2d at 445. Relying in part on Supreme
Court dicta regarding the Pledge, the court answers this question
in the negative, determining that “under God” is a statement

52a

In conclusion, we hold that (1) the 1954 Act adding
the words “under God” to the Pledge, and (2) EGUSD’s
policy and practice of teacher-led recitation of the
Pledge, with the added words included, violate the
Establishment Clause. The judgment of dismissal is
vacated with respect to these two claims, and the cause
is remanded for further proceedings consistent with our
holding. Plaintiff is to recover costs on this appeal.

REVERSED AND REMANDED.

which, taken within its context in the Pledge, is devoid of any
significant religious content, and therefore constitutional. Jd. at
447-48. At the very least, as discussed above in the text, the
Supreme Court requires that any policy alleged to be an
Establishment Clause violation must be held to the scrutiny of the
established tests. Our application of all of the tests compels the
conclusion that the policy and the Act challenged here violate the
Establishment Clause of the Constitution. Thus, we must
respectfully differ from the Seventh Circuit.

53a

FERNANDEZ, Circuit Judge, concurring and dis-
senting:

I concur in parts A, B and C’ of the majority opinion,
but dissent as to part D.

We are asked to hold that inclusion of the phrase
“under God” in this nation’s Pledge of Allegiance vio-
lates the religion clauses of the Constitution of the
United States. We should do no such thing. We should,
instead, recognize that those clauses were not designed
to drive religious expression out of public thought; they
were written to avoid discrimination.

We can run through the litany of tests and concepts
which have floated to the surface from time to time.
Were we to do so, the one that appeals most to me, the
one I think to be correct, is the concept that what the
religion clauses of the First Amendment require is
neutrality; that those clauses are, in effect, an early
kind of equal protection provision and assure that
government will neither discriminate for nor discri-
minate against a religion or religions. See Gentala v.
City of Tucson, 244 F.3d 1065, 1083-86 (9th Cir.) (en
banc) (Fernandez, J., dissenting), cert. granted and
judgment vacated by 534 U.S. 946, 122 S. Ct. 340, 151
L.Ed.2d 256 (2001); Goehring v. Brophy, 94 F.3d 1294,

1 T admit, however, to serious misgivings about standing to
attack 4 U.S.C. § 4 itself. Congress has not compelled anyone to do
anything. It surely has not directed that the Pledge be recited in
class; only the California authorities have done that. Even if a
general lack of standing to directly attack 4 U.S.C. § 4 would de-
prive federal courts of the opportunity to strike “under God” from
that statute, any lament would be no more than a complaint about
the limits on federal judges’ constitutional power. Nonetheless,
that ultimately makes little difference to the resolution of the First
Amendment issue in this case.

54a

1306-07 (9th Cir. 1996) (Fernandez, J., concurring). But,
legal world abstractions and ruminations aside, when all
is said and done, the danger that “under God” in our
Pledge of Allegiance will tend to bring about a theoc-
racy or suppress somebody's beliefs is so minuscule as
to be de minimis. The danger that phrase presents to
our First Amendment freedoms is picayune at most.

Judges, including Supreme Court Justices, have
recognized the lack of danger in that and similar
expressions for decades, if not for centuries, as have
presidents’ and members of our Congress. See, ¢.9.,
County of Allegheny v. ACLU, 492 U.S. 573, 602-03,
672-73, 109 S. Ct. 3086, 3106, 3143, 106 L.Ed.2d 472
(1989); Wallace v. Jaffree, 472 U.S. 38, 78 n. 5, 105 S. Ct.
2479, 86 L.Ed.2d 29 (1985); Lynch v. Donnelly, 465 U.S.
668, 676, 693, 716, 104 S. Ct. 1859, 1361, 79 L.Ed.2d 604
(1984); Abington Sch. Dist. v. Schempp, 374 U.S. 203,
306-08, 83 §. Ct. 1560, 1615-16, 10 L.Ed.2d 844 (1963);"
Separation of Church & State Comm. v. City of
Eugene, 93 F.3d 617, 622 (9th Cir. 1996) (O’Scannlain,
J., concurring); Gaylor v. United States, 74 F.3d 214,
217-18 (10th Cir. 1996); Sherman v. Cmty Consol. Sch.
Dist. 21, 980 F.2d 487, 445-48 (7th Cir. 1992); O’Hair v.

2 See, e.g., Lee v. Weisman, 505 U.S. 577, 632-35, 112 S. Ct. 2649,
120 L.Ed.2d 467 (1992) (Scalia, J., dissenting).

3 The citations to the four preceding Supreme Court opinions
are to majority opinions, concurring opinions, and dissents.
Because my point is that a number of Justices have recognized the
lack of danger and because I hope to avoid untoward complication
in the setting out of the citations, I have not designated which
Justices have joined in which opinion. All in all, however, perusing
those opinions indicates that Chief Justice Burger, Chief Justice
Rehnquist, and Justices Harlan, Brennan, White, Goldberg, Mar-
shall, Blackmun, Powell, Stevens, O’Connor, Scalia, and Kennedy

have so recognized.

55a

Murray, 588 F.2d 1144, 1144 (5th Cir. 1979) (per
curiam); Aronow v. United States, 482 F.2d 242, 243-44
(9th Cir. 1970); cf. Marsh v. Chambers, 463 U.S. 783,
795, 103 S. Ct. 3330, 77 L.Ed.2d 1019 (1983) (legislative
prayer). I think it is worth stating a little more about
two of the cases which I have just cited. In County of
Allegheny, 492 U.S. at 602-03, 109 S. Ct. at 3106, the
Supreme Court had this to say: “Our previous opinions
have considered in dicta the motto and the pledge,
characterizing them as consistent with the proposition
that government may not communicate an endorsement
of religious belief.” The Seventh Circuit, reacting in
part to that statement, has wisely expressed the
following thought: ‘s

Plaintiffs observe that the Court sometimes
changes its tune when it confronts a subject di-
rectly. True enough, but an inferior court had best
respect what the majority says rather than read
between the lines. If the Court proclaims that a
practice is consistent with the establishment clause,
we take its assurances seriously. If the Justices are
just pulling our leg, let them say so.

Sherman, 980 F.2d at 448.

Some, who rather choke on the notion of de minimis,
have resorted to the euphemism “ceremonial deism.”
See, e.g., Lynch, 465 U.S. at 716, 104 S. Ct. at 1382
(Brennan, J., dissenting). But whatever it is called (I
care not), it comes to this: such phrases as “In God We
Trust,” or “under God” have no tendency to establish a
religion in this country or to suppress anyone’s exer-
cise, or non-exercise, of religion, except in the fevered
eye of persons who most fervently would like to drive
all tincture of religion out of the public life of our polity.

56a

Those expressions have not caused any real harm of
that sort over the years since 1791, and are not likely to
do so in the future.’ As I see it, that is not because they
are drained of meaning.’ Rather, as | have already
indicated, it is-because their tendency to establish
religion (or affect its exercise) is exiguous. I recognize
that some people may not feel good about hearing the
phrases recited in their presence, but, then, others
might not feel good if they are omitted. At any rate,
the Constitution is a practical and balanced charter for
the just governance of a free people in a vast territory.
Thus, although we do feel good when we contemplate
the effects of its inspiring phrasing and majestic
promises, it is not primarily a feel-good prescription.°
In West Virginia Board of Education v. Barnette, 319
U.S. 624, 630, 642, 63 S. Ct. 1178, 1181, 1187, 87 L.Ed.
1628 (1943), for example, the Supreme Court did not
say that the Pledge could not be recited in the presence
of Jehovah’s Witness children; it merely said that they
did not have to recite it.’ That fully protected their con-

4 They have not led us down the long path to kulturkampf or
worse. Those who are somehow beset by residual doubts and fears
should find comfort in the reflection that no baleful religious effects
have been generated by the existence of similar references to a
deity throughout our history. More specifically, it is difficult to
detect any signs of incipient theocracy springing up since the
Pledge was amended in 1954.

5 See also Sherman, 980 F.2d at 448 (Manion, J., concurring).

6 We, by the way, indicated as much in American Family
Ass’n, Inc. v. City and County of San Francisco, 277 F.3d 1114,
1125-26 (9th Cir. 2002), which involved governmental conduct that
was much more questionable than adoption of the phrase “under
God.” See id. at 1126-28 (Noonan, J., dissenting).

7 | recognize that the Pledge did not then contain the phrase
“under God.”

“Neags edad bh ema goo iach ante elaaa Whe SaoAS

4
:

57a

stitutional rights by precluding the government from
trenching upon “the sphere of intellect and spirit.” Jd.
at 642, 63 S. Ct. at 1187. As the Court pointed out,
their religiously based refusal “to participate in the
ceremony [would] not interfere with or deny rights of
others to do so.” ZJd. at 630, 68 S. Ct. at 1181. We
should not permit Newdow’s feel-good concept to
change that balance.

My reading of the stelliscript suggests that upon
Newdow’s theory of our Constitution, accepted by my
colleagues today, we will soon find ourselves prohibited
from using our album of patriotic songs in many public
settings. “God Bless America” and “America the
Beautiful” will be gone for sure, and while use of the
first three stanzas of “The Star Spangled Banner” will
still be permissible, we will be precluded from straying
into the fourth.’ And currency beware! Judges can
accept those results_if they limit themselves to ele-
ments and tests, while failing to look at the good sense
and principles that animated those tests in the first
place. But they do so at the price of removing a vestige
of the awe we all must feel at the immenseness of the
universe and our own small place within it, as well as
the wonder we must feel at tne good fortune of our
country. That will cool the febrile nerves of a few at the
cost of removing the healthy glow conferred upon many
citizens when the forbidden verses, or phrases, are
uttered, read, or seen.

In short, I cannot accept the eliding of the simple
phrase “under God” from our Pledge of Allegiance,
when it is obvious that its tendency to establish religion

8 Nor will we be able to stray into the fourth stanza of “My
Country Tis of Thee” for that matter.

58a

in this country or to interfere with the free exercise (or
non-exercise) of religion is de minimis.”

Thus, I respectfully concur in part and dissent in
part.

9 Lest I be misunderstood, I must emphasize that to decide this
case it is not necessary to say, and I do not say, that there is such a
thing as a de minimis constitutional violation. What I do say is that
the de minimis tendency of the Pledge to establish a religion or to
interfere with its free exercise is no constitutional violation at all.

59a

APPENDIX C

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

No. 00-16423
D.C. No. CV 00-00495-MLS/PAN

MICHAEL A. NEWDOW, PLAINTIFF-APPELLANT
Vv.

U.S. CONGRESS; UNITED STATES OF AMERICA;
GEORGE W. BUSH,” PRESIDENT OF THE UNITED
STATES; STATE OF CALIFORNIA: ELK GROVE UNIFIED
SCHOOL DISTRICT; DAVID W. GORDON,
SUPERINTENDENT EGUSD; SACRAMENTO CIty
UNIFIED SCHOOL DISTRICT; JIM SWEENEY,
SUPERINTENDENT SCUSD, DEFENDANTS-APPELLEES

Appeal from the United States District Court for the
Eastern District of California, Milton L. Schwartz,
Senior Judge, Presiding

Argued and Submitted: March 14, 2002
Filed: June 26, 2002
Amended: February 28, 2003

ORDER

The opinion filed June 26, 2002, is ordered amended.
The Clerk is instructed to file the amended opinion with

George W. Bush is substituted for his predecessor, William
Jefferson Clinton, as President of the United States. Fed. R. App.
P. 43(c)(2).

60a

Judge Fernandez’s amended concurrence/dissent.
Judge Reinhardt’s concurrence in the order denying
rehearing en banc, along with J udge O’Scannlain’s and
Judge McKeown’s dissent from that order shall also be
filed.

The Clerk is also instructed not to accept for filing
any new petitions for rehearing and petitions for
rehearing en banc in this case.

With the opinion thus amended, the panel has voted
unanimously to deny the petitions for rehearing.

The full court has been advised of the petitions for
rehearing en bane. An active judge requested a vote on
whether to rehear the matter en banc. The matter
failed to receive a majority of the votes of the non-
recused active judges in favor of en banc consideration.
Fed. R. App. P. 365.

The petitions for rehearing are DENIED and the
petitions for rehearing en banc are DENIED.

REINHARDT, Circuit Judge, concurring in the order:

My views as to the merits of this issue are set forth in
the amended majority opinion authored by Judge
Goodwin, and I adhere to them fully. I write separately
for two reasons unrelated to the contents of that
opinion. I write first to comment on the separate
dissent to the denial of rehearing en banc authored by
Judge McKeown and joined in by Judges Hawkins,
Thomas, and Rawlinson, in which my colleagues appear
to express the view that a case should be reheard en
banc whenever it involves “a question of exceptional
importance.” FED. R. APP. P. 35(a)(2).’ Second, I am

1 While the brief separate dissent is deliberately opaque and
uninformative, I would suspect that not all of its signatories

6la

compelled to register my strong disagreement with one
particularly unfortunate aspect of Judge C Scannlain’s
principal dissent that reflects a serious misconception of
fundamental constitutional principles and the proper
role of the federal judiciary.

I

As to the first question, I disagree with the notion
that the importance of an issue is a sufficient reason to
take a case en banc, either under the Rule or as a
matter of judicial policy. Rule 35(a) advises this court
of its discretionary power to order that a case already
decided by a three-judge panel be reheard by the full
court. Specifically, the rule begins by stating that a
“majority of the circuit judges who are in regular active
service may order that an appeal or other proceeding
be heard or reheard by the court of appeals en banc.”
FED. R. APP. P. 35(a) (emphasis added). Subsection two
guides such discretionary consideration by stating that
one compelling reason to grant rehearing en banc is the
“exceptional importance” of a particular case.

The most reasonable construction of the Rule is that
this court should rehear a case en banc when it is both
of exceptional importance and the decision requires
correction. See United States v. Burdeau, 180 F.3d
1091, 1092 (9th Cir. 1999) (Tashima, J., concurring in the
order denying rehearing en banc) (“Subject to rare
exceptions. . . . we should review the statements in
three[-]judge panel opinions only to ‘determine whether
the [panel’s] legal error resulted in an erroneous

believe that the general rule they appear to advocate should apply
regardless of the “correctness” of the panel opinion. The concept
that “exceptional importance” is, without more, a sufficient reason
for en banc review is, however, shared by at least several members
of the Court and accordingly merits some discussion.

62a

judgment .....- ’”) (quoting Chevron U.S.A. Inc. v.
Natural Res. Def. Council, 467 U.S. 837, 842 (1984)). A
decision may warrant correction because a three-judge
panel has reached a result or adopted a legal rule or
principle that conflicts with our existing circuit law or
that the majority of our court believes is incorrect and
needs further review. The fact that three-judge panels
often decide cases of exceptional importance, whether it
be the constitutionality of a state’s decision to execute
an individual who may be innocent, the existence or
non-existence of a fundamental right, or the ability of
the Congress to require the states to comply with
federal law—an issue that some of us thought had been
settled by the successful end to the Civil War—is an
unremarkable, but undeniably important, aspect of our
appellate system. See Tracey E. George, The Dyna-
mics and Determinants of the Decision to Grant En
Banc Review, 74 WASH. L. REV. 213, 218 (1999) (stating
that three-judge panels “representing and acting on be-
half of the whole court” is a “basic tenet of our inter-
mediate appellate system”). Unless reconsidered en
bane, a decision of a three-judge panel is a decision of
our court and speaks for our court. Moreover, it
ordinarily constitutes the final judicial decision.”

To rehear a case en banc simply on the basis that it
involves an important issue would undermine the three-

2 While the Supreme Court unquestionably has the authority
to review any or all of the decisions of the Court of Appeals, the
Court has elected to hear a remarkably small number of cases in
recent years. For example, in the 2001 term, of the 7,852 case
filings, the Court heard argument in 88 cases, and disposed of 85
in 76 signed opinions. See Supreme Court of the United States,
2002 Year-End Report on the Federal Judiciary, at http://www.
supremecourtus.gov/publicinfo/year-end/2002year-endreport.htm}

63a

judge panel system and create an impractical and
crushing burden on what otherwise should be, as Rule
35(a) suggests, an exceptional occurrence. See FED. R.
App. P. 35(a) (“An en banc hearing or rehearing is not
favored ....”). According to statistics kept by the
Clerk of the court, in 2002 this court decided 5,190 cases
on the merits, more than 98% of which were finally
decided by three-judge panels. These decisions are not
measures of “rough justice,” later to be refined by the
en banc court. Unless they decide issues of exceptional
importance erroneously, create a direct intra-circuit
split, or unless the interests of justice require that the
decision be corrected, the opinions of three-judge
panels should constitute the final action of this court.

I

I also feel compelled to discuss a disturbingly wrong-
headed approach to constitutional law manifested in the
dissent authored by Judge O’Scannlain. The dissent
suggests that this court should be able to conclude that
the panel’s holding was erroneous by observing the
“public and political reaction” to its decision. Dissent at
2783. This is not the first time that the magnitude of
the political response regarding an issue has distracted
certain members of this court. An equally disturbing
misunderstanding of the nature of our Constitution and
the role of the federal judiciary was manifested in
Coalition for Econ. Equity v. Wilson, 122 F.3d 692 (9th
Cir. 1997), a case involving a California initiative on the
subject of affirmative action. There, the three-judge
panel, in a case that unfortunately was not taken en
banc, notwithstanding its exceptional importance, made
the following remarkable statement: “A system which
permits one judge to block with the stroke of a pen
what 4,736,180 state residents voted to enact as law

64a

tests the integrity of our constitutional democracy.” Id.
at 699 (O’Scannilain, J.).

The Bill of Rights is, of course, intended to protect
the rights of those in the minority against the tem-
porary passions of a majority which might wish to limit
their freedoms or liberties. As Justice Jackson re-
cognized:

The very purpose of a Bill of Rights was to with-
draw certain subjects from the vicissitudes of poli-
tical controversy, to place them beyond the reach of
majorities and officials and to establish them as legal
principles to be applied by the courts. One’s right to
life, liberty, and property, to free speech, a free
press, freedom of worship and assembly, and other
fundamental rights may not be submitted to vote,
they depend on the outcome of no elections.

W. Va. State Bd. of Educ. v. Barnette, 319 U.S. 624, 638
(1943). It is the highest calling of federal judges to
invoke the Constitution to repudiate unlawful majori-
tarian actions and, when necessary, to strike down
statutes that would infringe on fundamental rights,
whether such statutes are adopted by legislatures or by
popular vote. The constitutional system that vests such
power in an independent judiciary does not “test[ ] the
integrity of .. . democracy.” It makes democracy
vital, and is one of our proudest heritages.

Moreover, Article III judges are by constitutional
design insulated from the political pressures governing
members of the other two branches of government. We
are given life tenure and a secured salary so that, in our
unique capacity to “say what the law is,” Marbury Vv.
Madison, 5 U.S. (1 Cranch) 137, 177 (1803), we may
decide constitutional issues without regard to popular

ee

4

65a

vote, political consequence, or the prospect of future
career advancement.’ Most federal judges do not
question the wisdom of this approach. When the
federal judiciary is so firmly separated by constitutional
structure from the direct influence of politics, we must
not undermine that structure by allowing politica)
pressures, polls, or “focus groups” to influence our
opinions, even indirectly.

This is not to say that federal judges should be
completely sequestered from the attitudes of the nation
we serve, even though our service is accomplished not
through channeling popular sentiment but through
strict adherence to established constitutional principles.
The Constitution contemplates occasions when we must
be responsive to long-term societal trends—when
determining, for example, that which is “cruel and
unusual,” see Hudson v. McMillian, 503 U.S. 1, 9 (1992),
whether in the execution of the mentally retarded, see
Atkins v. Virginia, 5386 U.S. 304, __, 122 S. Ct. 2242,
2247 (2002), or the execution of juvenile offenders, see
In re Stanford, 123 S.Ct. 472, 474 (2002) (Stevens, J.,
dissenting from the denial of an application for an
original writ of habeas corpus). This broader long-term

3 Alexander Hamilton was admirably cognizant of the danger

of relying on temporary political whimsy:

This independence of the judges is equally requisite to guard
the Constitution and the rights of individuals from the effects
of those ill humors which the arts of designing men, or the
influence of particular conjectures, sometimes disseminate
among the people themselves, and which, though they speedily
give place to better information, and more deliberate
reflection, have a tendency, in the meantime, to occasion dan-
gerous innovations in the government, and serious oppressions
of the minor party in the community.

THE FEDERALIST NO. 78, at 437 (Alexander Hamilton) (Clinton
Rossiter ed., 1999).

66a

social conscience, however, is a matter far different
from responding to particular immediate political pres-
sures. We may not—we must not—allow public senti-
ment or outcry to guide our decisions. It is particularly
important that we understand the nature of our obli-
gations and the strength of our constitutional principles
in times of national crisis; it is then that our freedoms
and our liberties are in the greatest peril. Any
suggestion, whenever or wherever made, that federal
judges should be encouraged by the approval of the
majority or deterred by popular disfavor is funda-
mentally inconsistent with the Constitution and must
be firmly rejected.

67a

O’SCANNLAIN, Circuit Judge, with whom KLEINFELD,
GOULD, TALLMAN, RAWLINSON, and CLIFTON, Circuit
Judges, join, dissenting from the denial of rehearing en
banc:

Last June, a two-judge majority of a three-judge
panel of this court ruled that the Pledge of Allegiance
was unconstitutional simply because of the presence of
two offending words: “under God.” It was an exercise
in judicial legerdemain which, not surprisingly, pro-
duced a public outcry across the nation. Since that time
we, as a court, have had the opportunity to order
reconsideration of that decision en banc, yet a majority
of the 24 active judges eligible to vote has decided not
to do so. While there are, no doubt, varied and plau-
sible reasons why this result occurred, I respectfully
conclude that our court has made a serious mistake and
thus must dissent from its order denying recon-
sideration.

I

While I cannot say that a randomly selected 11-judge
panel would have ruled differently, I believe that
neither the June 2002 version, Newdow v. United States
Congress, 292 F.3d 597 (9th Cir. 2002) (“Newdow rh.
nor today’s slightly revised version, __ F.3d __
(“Newdow IT’) to essentially the same effect, is de-
fensible. We should have reheard Newdow I en banc,
not because it was controversial, but because it was
wrong, very wrong—wrong because reciting the Pledge
of Allegiance is simply not “a religious act” as the two-
judge majority asserts, wrong as a matter of Supreme
Court precedent properly understood, wrong because it
set up a direct conflict with the law of another circuit,

68a |

\
and wrong as a matter of common sense. We should
have given 11 judges a chance to determine whether
the two-judge majority opinion truly reflects the law of
the Ninth Circuit.? Reciting the Pledge of Allegiance
cannot possibly be an “establishment of religion” under
any reasonable interpretation of the Constitution.’

Perhaps in an effort to avoid ultimate Supreme Court
review, Newdow II which replaces it, avoids expressly
reaching the technical question of the constitutionality
of the 1954 Act. Fundamentally, however, the amended
decision is every bit as bold as its predecessor. It bans

1 Judge Reinhardt’s protestations to the contrary notwith-
standing, I, too, believe that “[oJur judicial charge is to stand above
the inflamed passions of the public.” Dazo v. Globe Airport Sec.
Serv., 295 F.3d 934, 943 (9th Cir. 2002) (O’Scannlain, J., concurring
and dissenting). My disagreement with the panel majority has
nothing to do with bending to the will of an outraged populace, and
everything to do with the fact that Judge Goodwin and Judge
Reinhardt misinterpret the Constitution and 40 years of Supreme
Court precedent. That most people understand this makes the
decision no less wrong. It doesn’t take an Article III judge to
recognize that the voluntary recitation of the Pledge of Allegiance
in public school does not violate the First Amendment.

2 This case presents the classic situation required for our court
to rehear a case en bance. En banc consideration would have
allowed us to correct the error of a prior panel’s decision with re-
spect to the Pledge and resolve a constitutional question of
exceptional importance that affects the lives of millions of school
children who reside within the geographical boundaries of the
Ninth Circuit. See Fed. R. App. P. 35(a). The exceptional impor-
tance of this case reinforces the need for correction of the panel’s
mistaken view of our Constitution.

3 U.S. Const. Amend. I. (“Congress shall make no law re-
specting an establishment of religion, or prohibiting the free exer-
cise thereof; or abridging the freedom of speech, or of the press; or
the right of the people peaceably to assemble, and to petition the
Government for a redress of grievances.”) (emphasis added).

69a

the voluntary recitation of the Pledge of Allegiance in
the public schools of the nine western states thereby
directly affecting over 9.6 million students,’ necessarily
implies that both an Act of Congress’ and a California
law* are unconstitutional, clearly conflicts with the
Seventh Circuit’s decision in Sherman v. Cmty. Consol.
Sch. Dist. 21 of Wheeling Township, 980 F.2d 437
(1992), and threatens cash-strapped school districts and
underpaid teachers with the specter of civil actions for
money damages pursuant to.42 U.S.C. § 1983.

Newdow I, the subject of our en banc vote, no longer
exists; it was withdrawn after the en banc call failed.
The panel majority has evolved to this extent: in
Newdow I the Pledge was unconstitutional for every-
body; in Newdow II the Pledge is only unconstitutional ~
for public school children and teachers. The remainder
of this dissent is directed entirely to Newdow IT, which,
as shall be demonstrated, differs little from Newdow I
in its central holding. With grim insistence, the
majority in Newdow IJ continues to stand by its original
error—that voluntary recitation of the Pledge of Alle-

4 See US. Dep’t of Ed., Nat’l Ctr. for Ed. Statistics, available
at http://nces.ed.gov/pubs2002/snf_report/table_01_l.asp. The
approximate figure is for the school year 2000-01, comprising the
states of Alaska, Arizona, California, Hawaii, Idaho, Montana,
Nevada, Oregon and Washington,

® 4US.C. § 4 (“The Pledge of Allegiance to the Flag: ‘I pledge
allegiance to the Flag of the United States of America, and to the
Republic for which it stands, one Nation under God, indivisible,
with liberty and justice for all.’ ”). .

6 Cal. Educ. Code § 52720. This section provides that “at the
beginning of the first regularly scheduled class or activity period
. .. there shall be conducted appropriate patriotic exercises. The
giving of the Pledge of Allegiance to the Flag of the United States
of America shall satisfy the requirements of this section.”

70a

giance in public school violates the Establishment
Clause because, according to the two-judge panel
majority, it is “a religious act.” Newdow II, __ F.3d at
___. Common sense would seem to dictate otherwise,
a

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386015_1500%3A02. Public record. Not legal advice.
