# Petition for Writ of Certiorari — Mueller v. Commissioner

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2001
- **Citation:** 534 U.S. 887

## Text

pupreme Court, U.S.
a3 FILED

01 447 sep 12 200k

hea OFFICE OF THE CLERK

In The
Supreme Court of the United States

.
DEAN DUNGAN,

Petitioner,

SECRETARY,
UNITED STATES OF AMERICA,
DEPARTMENT OF TRANSPORTATION,

and

JANE GARVEY,
ADMINISTRATOR,
UNITED STATES OF AMERICA,
FEDERAL AVIATION ADMINISTRATION,

Respondents.

¢

On Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Third Circuit
+

PETITION FOR WRIT OF CERTIORARI
.

JosepH MicHAeL LAMONACA
Attorney at Law
Attorney of Record
for the Petitioner
G & M Building
Suite 3035
Route 202 & 1
Chadds Ford, PA 19317
(610) 558-3376

COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831

Goep

QUESTIONS PRESENTED

1. Whether the United States Third Circuit Court of
Appeals respectfully erred in affirming the District
Court’s summary judgement where the record indicates
that Mr. Dungan’s forced retirement was based on dis-
crimination and a constitutionally impermissible basis of
reprisal by the Government.

2. Whether the United States Third Circuit Court of
Appeals respectfully erred in concluding that the Govern-
ment did not violate Mr. Dungan’s United States Consti-
- tutional Equal Protection rights.

3. Whether the United States Third Circuit Court of
Appeals respectfully erred in sanctioning the District
Court’s departure from the accepted and usual course of
judicial proceedings, by denying Mr. Dungan and the
potential class action members in this matter, all Pre-Trial
Discovery, and all mandated Pre-Trial Procedures, before
the entry of a summary judgement.

4. Whether the United States Third Circuit Court of
Appeals respectfully erred in concluding that the Age
Discrimination in Employment Act did not apply to Mr.
Dungan relating to his employment with the Federal
Aviation Administration based on the Government's dis-
crimination and disparate conduct.

li

PARTIES TO THE PROCEEDING

The Petitioner, Plaintiff below in this action, is Mr.
Dean Dungan, who resides at 253 Oakfield Drive, New-
ark, Delaware. He was born March 5, 1944, and is cur-
rently age 56.

The Defendant in the action below is the Secretary of
the United States Department of Transportation, 400 7th
Street, SW, Nassif Building, Washington, D.C., and Jane
Garvey, the Administrator of the Federal Aviation
Administration, 800 Independence Avenue, SW, Washing-
ton, D.C.

All parties to the action are set forth in the caption to
this action.

TABLE OF CONTENTS

CUJBSTOUNGS PRESENTED 2... .ccccccccccccscvccess
PARTIES TO THE PROCEEDING ..................
pro Ge Rae) errr pre
BPR GI FUT EMRE END 6 6c ccc cccscccccccecceses
INTRODUCTORY STATEMENT ....................

CITATION OF THE OFFICIAL OPINION ENTERED
Ts. vceadeauctecssctdees -

~- STATEMENT OF JURISDICTION...................
CONSTITUTIONAL PROVISIONS AND STATUTES. ..
STATEMENT OF THE CASE ...........cccccccsccees
PETITION FOR WRIT OF CERTIORARI............

1. Whether the United States Third Circuit Court of
Appeals respectfully erred in affirming the Dis-
trict Court’s summary judgement where the
record indicates that Mr. Dungan’s forced retire-
ment was based on discrimination and a constitu-
tionally impermissible basis of reprisal by the
EE Sing nee 466 b0USS Cn KN eesecseensncaene

2. Whether the United States Third Circuit Court of
Appeals respectfully erred in concluding that the
Government did not violate Mr. Dungan’s United
States Constitution Equal Protection rights .....

Equal Protection Age ................eeeeee eee

3. Whether the United States Third Circuit Court of
Appeals respectfully erred in sanctioning the Dis-
trict Court’s departure from the accepted and
usual course of judicial proceedings, by denying
Mr. Dungan and the potential class action mem-
bers in this matter, all Pre-Trial Discovery, and all
mandated Pre-Trial Procedures before the entry
of a summary judgement ....................--

10
13

iv

TABLE OF CONTENTS - Continued
Page

4. Whether the United States Third Circuit Court of
Appeals respectfully erred in concluding that the
Age Discrimination in Employment Act did not
apply to Mr. Dungan relating to his employment
with the Federal Aviation Administration based
on the Government's discrimination and dispa-

SD GEE ks 6 ADK as odd dee nc dade BAtheneenesa 18
ADEA - CONGRESSIONAL/EXECUTIVE BRANCH
SEs 4.0 ne uk dbs Gen Keacdecaneend tdaneeersawinds 27
IMPERMISSIBLE PREFERENTIAL TREATMENT.... 28
CE EEE bc ting char e ede dncandeeanstearks 29

JUDGEMENT & OPINION OF THE THIRD CIR-
CUIT COURT OF APPEALS DATED MARCH
oe Feprrrrrry errs Yip rirere rr ree APPENDIX A

SUR PETITION FOR REHEARING WITH SUGGES-
TION FOR REHEARING EN BANC OF THE
THIRD CIRCUIT COURT OF APPEALS. ..APPENDIX B

SET NMEN bi back cgedewss pe Vedasnetsunses APPENDIX C

Vv

TABLE OF AUTHORITIES

Page
Cases
Atchison T. & S.F.R. Co. v. Buell, 480 U.S. 557, 107 S.
Ce, DOUO CGI) ois cv ccdntns inedeaadsecseeriveviass 17
Celotex Corp. v. Catrett, 477 U.S. 317, 106 S. Ct. 2548
PPP rr errr re err rr rrr rer rr rr re fs
Gregory v. Ashcroft, 501 U.S. 452 (1991)............-. 13
Hazen Paper Company v. Biggins, 507 U.S. 604, 113
B. Ge: TAR Cee a herded sede dsnwsuceseescrenisae 24
Hickey v. Duffy, 827 F.2d 234 (7th Cir. 1987)......... 16
Holmes v. Federal Aviation Administration, 1999 WL
TTUSOE CINE. TOFD ook cc sbnicin cdi da viwde cs iqanteds 25

ladimarco v. Runyon, 1999 WL 69279 (3d Cir. 1999) ..24, 25

Massachusets Bd. of Retirement v. Murgia, 427 U.S.

DOT COTO. ih acce dens chs dawned sn beinaedadeee betes 13
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 93

G. CR: WORT CI a ck se dventessecussceneaes 43; 20, 20
Perry v. Sindermann, 408 U.S. 593, 92 S. Ct. 2694

(ISD) 5 ccunce da vetnvesdédupavesaeneesenkeueans canes 6
Rogers v. Lodge, 458 U.S. 613 (1982) ..........--++--- 12

Sadowski v. Bombardier, 539 F.2d 615 (7th Cir. 1976) .... 16

Showalter v. Univ. of Pittsburgh Med. Ctr., 190 F.3d
ASS tBed Cie. DOI 50 cnes dnuntadsnnianenceeinavan 23

Texas Dept. of Community Affairs v. Burdine, 450
US. 248, 101 S. Ct. 1089 (1981) ................... 26

vi

TABLE OF AUTHORITIES - Continued

Page
Village of Arlington Heights v. Metropolitan Hous.

Dev. Corp., 429 U.S. 252, 97 S. Ct. 555 (1977)...... 24
Western Airlines v. Criswell, 472 U.S. 400 (1985)...... 13
STATUTES
Bik i me Ge eer er 14, 20
D UBL. GOO FOGe < cvcccccececesiaccces 3, 14, 20, 21
S UGA. Geeta Goa ec cccccscacescecasee 1, 3, 19, 20, 26
S UBL. Geetha OES eo dccccccccccccccncccesccsusvas 19
BB UGS. BOR Bei ake vcccacnstacddcusvetaness 14, 20
2D UGK. DOUG ERG ccccccscacccececscscessuceuvess 2
2D UGA... Gee BOS oc sikiccccweveseecncucdagsassonen 18
29 UGK. Gocthaws FIGS is ccnccdecucsctecncceacesseus 18
29 UBA.. Gatien GEE cc veiccacsccivcssinccecsuasees 18
29 USL. Gosthot GEG) ook ccccccdccscictveccevevwss 18
ZO UGL.. Sorta Ge cviicccsccvedenstaccesccceseas 3, 22
Eastern District of Pennsylvania Local Rule 16.1..... 15
PAP GOED occ cnceccedscsccneseecussaneeeeee 4, 17
PE Sos cn ccacccice ccenensneeenssnaeheaueaneeeneeen 16
CONSTITUTIONS

Constitution of the United States; Amendment V .... 13

Constitution of the United States, Amendment
EY, Goalies 9 ovkccéicadeccesdlecunecieeeeeeee 3

INTRODUCTORY STATEMENT

This is a case of first impression in the United States
of America in both the Federal and State Courts involving
critical aviation safety and public policy issues affecting
all citizens. Mr. Dungan was employed at the Federal
Aviation Administration, as an Air Traffic Area Super-
visor, being hired by the F.A.A. on December 7, 1974.
During the PATCO Controllers’ Strike in 1981, Mr. Dun-
gan remained at his job with the Federal Aviation Admin-
istration despite numerous threats to himself, wife,
family and friends.

The gravamen of Mr. Dungan’s allegations are that,
notwithstanding Mr. Dungan’‘s loyalty and conscientious
decision to honor his sworn oath and refuse to strike in
1981, he is now being penalized as a result of malice
and the constitutionally impermissible basis of reprisal,
as a result of his age and failure to participate in the 1981
strike, et al., and as such was forced to retire at age 56 at
50% of his pension, pursuant to the mandate of 5 U.S.C.
Section 8335, notwithstanding the fact that the rehired
PATCO Air Traffic Controllers can work in operational
capacities past age 56.

Mr. Dungan’s primary argument is that some of his
fellow employees of approximately Mr. Dungan’s age
that entered the Federal Aviation Administration at
approximately the same time as Mr. Dungan, that went
on strike in 1981 in violation of Federal Law, are being
allowed to return to the F.A.A. today past the maximum
entry age for any United States Citizen of 36, as well as
being authorized to work in Air Traffic well past age 56.
In comparison, Mr. Dungan, one of the best qualified,

most dedicated Operational Supervisors in the F.A.A.,
was forced to retire to make room for these unskilled,
untrained, National Security risk individuals, and cannot
re-apply for employment as an Air Traffic Controller
because he is over the age of 36 years and did not
participate in the strike.

+

CITIATION OF THE OFFICIAL OPINION
ENTERED IN THE CASE

Dungan v. Slater, 252 F.2d 670 (3rd Cir. 2001)

¢

STATEMENT OF JURISDICTION

This Honorable Court has jurisdiction over the sub-
ject matter of this appeal pursuant to Supreme Court Rule
10 and 28 U.S.C. Section 1254.

The orders in question are the final Order of Senior
Judge Raymond J. Broderick of the United States District
Court for the Eastern District of Pennsylvania, Docket
Number 99-CV-2376, as affirmed by the order of the
United States Court of Appeals for the Third Circuit
dated March 19, 2001. Rehearing before the United States
Court of Appeals for the Third Circuit was timely
requested and thereafter denied on June 14, 2001. All
Orders and Judgements refereced herein are attached
hereto in Appendix “A”.

CONSTITUTIONAL PROVISIONS AND STATUTES

Constitution of the United States, Amendment XIV, Section 1
- All persons born or naturalized in the United States and
subject to the jurisdiction thereof, are citizens of the
United States and of the State in which they reside. No
State shall make or enforce any law which shall abridge
the privileges or immunities of citizens of the United
States; nor shall any State deprive any person of life,
liberty or property, without due process of law; nor deny
to any person within its jurisdiction the equal protection
of the laws.

5 U.S.C. Section 7311 - Any person whose employment is
suspended or terminated under the authority granted to
heads of department and agencies by or in accordance
with the said Act of August 26, 1950, or pursuant to the
said Executive Order No. 9835 or any other security or
loyalty program relating to officers or employees of the
Government, shall not be reinstated or restored to duty or
re-employed in the same department or agency and shall
not be re-employed in any other department or agency,
unless the head of the department or agency concerned
finds that such reinstatement, restoration, or re-employ-
ment is clearly consistent with the interests of the
National Security, which record shall be made a part of
the record of such department or agency.

29 U.S.C. Section 633(a) - All personnel actions affecting
employees who are at least 40 years of age . . . in execu-
tive agencies as defined in section 105 of Title 5 shall be
made free from any discrimination based on age.

5 U.S.C. Section 8335 (Reproduced in Appendix attached
Hereto).

ial

E.R.C.P. 56(c) - (Motion and Proceedings Thereon), The
motion shall be served at least 10 days before the time
fixed for the hearing. The adverse party prior to the day
of the hearing may serve opposing affidavits. The judge-
ment sought shall be rendered forthwith if the pleadings,
depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if any, show that
there is no genuine issue as to any material fact and that
the moving party is entitled to a judgement as a matter of
law.

STATEMENT OF THE CASE~ -

That on or about February 9, 1999 Mr. Dungan for-
warded to the Secretary of the Department of Transporta-
tion, the Administrator of the Federal Aviation
Administration and the United States Equal Opportunity
Employment Commission a Notice of Intent to Sue.
Thereafter, by letter dated March 2, 1999, the United
States Equal Employment Opportunity Commission sent
a letter to the United States Department of Transportation
requesting a response to Mr. Dungan’s complaint within
30 days, which response the Department of Transporta-
tion did not forward.

On May 7, 1999, Mr. Dungan filed a Complaint in this
matter with the Federal District Court for the Eastern
District of Pennsylvania. Requests for discovery on behalf
of the plaintiff were denied and requests for certification
of the class action and pre-trial conferences on behalf of
Mr. Dungan were denied.

Thereafter, the defendants filed a Motion for Sum-
mary Judgement, which Motion was granted by the Dis-
trict Court on February 24, 2000. Mr. Dungan also filed a
Motion for Injunctive Relief with the Trial Court to enjoin
the government from terminating his employment, which
Motion was denied by the District Court on February 24,
2000.

Mr. Dungan filed a timely appeal of the District
Court’s February 24, 2000 Order to the Third Circuit
Court of Appeals on March 6, 2000. Thereafter, on March
20, 2000, Mr. Dungan filed with the Third Circuit Court of
Appeals a Motion for Injunctive Relief which Motion was
denied on June 30, 2000. By Order entered by the Third
Circuit Court of Appeals dated August 30, 2000, the
parties were directed to participate in Appellate Media-
tion, which took place before Joseph A. Torregrossa,
Esquire on October 2, 2000, which process was not suc-
cessful.

The Third Circuit Court of Appeals entered its Opin-
ion and Order in the defendant’s favor dated March 19,
2001. Rehearing before the United States Court of
Appeals for the Third Circuit was timely requested and
thereafter denied on June 14, 2001.

4

PETITION FOR WRIT OF CERTIORARI

1. Whether the United States Third Circuit Court of
Appeals respectfully erred in affirming the District
Court’s summary judgement where the record indi-
cates that Mr. Dungan’s forced retirement was based
on discrimination and a constitutionally impermis-
sible basis of reprisal by the Government.

This Honorable Court has held that the District
Court’s grant of a summary judgement without a full
exploration of Mr. Dungan’s claim of constitutionally
impermissible reprisal is improper, Perry v. Sindermann,
408 U.S. 593, 92 S. Ct. 2694 (1972). Mr. Dungan alleges
that he is being discriminated and reprised against
because he did not participate in the 1981 PATCO Strike
against the government, which reprisal allegation was
never explored by the District Court allowing no discov-
ery, pre-trial disclosures, depositions, pre-hearing confer-
ences, et al. This allegation is supported by the record in
this matter including the political agenda of former Presi-
dent Clinton who vowed to the AFL/CIO to bring back
the PATCO employees purely for political reasons.

Further support of Mr. Dungan’s reprisal /discrimi-
nation claim is found in the following facts:

1) Mr. Dungan is 57 years of age born
3/5/44.

2) Mr. Dungan commenced his employ-
ment as an air traffic controller with the F.A.A.
in 1974, and was involuntarily released from
employment on June 30, 2000, three months
after turning age 56.

3) Mr. Dungan did not participate in the
PATCO strike of 1981 and upheld the govern-
ment’s oath not to strike, staying on the job.

4) At the commencement of Mr. Dungan’s
employment he was never advised of P.L.
92-297, and his personnel file is devoid of any
evidence of same.

5) Executive Orders 11785 and 12107 make
an individual who participates in a strike
against the United States Government a
National Security Risk, and could be hired by
the government only if it was a matter of
National Security.

6) Ina Memorandum dated 8/13/93 Presi-
dent Clinton repealed the bar against fired
PATCO controllers and directed the Department
of Transportation to re-hire these individuals
without preference.

7) That the fired PATCO controllers were
hired back with preference including waiver of
the mandatory age 56 retirement rule, benefits,
pensions, and seniority.

8) That the fired PATCO controllers that
were hired at the same time as Mr. Dungan can
now work past age 56, while Mr. Dungan was
forced to retire at age 56.

9) That the law mandates that no individ-
ual can be hired as an air traffic controller past
their 31st birthday.

10) That PATCO employees are being
hired by the F.A.A. at any age.

11) That no United States Citizen includ-
ing Mr. Dungan, could apply for an air traffic

control position over the age of 31, unless they
illegally participated in the 1981 PATCO
Strike.

12) That the F.A.A. currently employs air
traffic controllers over the age of 56.

13) That the record reflects that no pre-
trial procedures were implemented in this mat-
ter.

14) That the record reflects that no Discov-
ery or Class Certification was authorized in this
matter, despite the request to do so by Mr. Dun-
gan.

15) That 5 U.S.C. Section 8335 mandates
that only the Secretary of Transportation be
allowed to waive F.A.A. air traffic controllers
beyond age 56.

16) That by F.A.A. Memorandum dated
10/5/95, the F.A.A. refused to allow all waivers
to be elevated to the Secretary for the pretext of
making room for the return of the PATCO Con-
trollers.

17) That in 1998 a Position Paper was pre-
pared by the FA.A. indicating that Mr. Dun-
gan’s Due Process Rights were violated.

18) That by letter dated March 2, 1999, the
United States Equal Employment Opportunity
Commission sent a letter to the United States
Department of Transportation requesting a
response to Mr. Dungan’s Notice of Intent to
Sue within 30 days, which response the Depart-
ment of Transportation has failed and/or
refused to forward.

19) That under the current policy there is
no maximum age for the government to bring

back a fired PATCO controller, (i.e., age 60), and
there is no maximum retirement age for the
returning PATCO controller except the 20 years
of service limitation.

20) That Mr. Dungan is clearly more quali-
fied for the job than the returning PATCO con-
trollers who have not controlled air traffic since
1981.

Finally, Mr. Dungan alledged to the District Court
and in his Brief to the Third Circuit Court of Appeals,
that at all times in this matter his discharge by the gov-
ernment was a mere pretext to allow room for the return
of the PATCO employees per the promise by President
Clinton to the AFL/CIO, which fact is a major fact at
issue in this matter. This issue coupled with the fact that
the Federal Aviation Administration is in possession of
documents which support this allegation of reprisal as
well as Due Process violations, support the statement that
the District Court respectfully erred in granting summary
judgement based on constitutionally impermissible basis
of reprisal.

Mr. Dungan’s knowledge of the adverse information
in the possession of the government comes from him
being advised by his Facility Manager Donald Hughes,!
and from the Eastern Region Personnel Department, that
a position paper was written regarding this matter in

1 Who was wrongly reprimanded on October 27, 1999 by
David Seaward, Branch Manager AEA-540, for attempting to
enforce plaintiff’s FOIA request regarding plaintiff’s position

paper.

10

August of 1998 by Robert Whitworth, Personnel Opera-
tion Specialist,2 determining that his due process rights,
and those similarly situated, were in fact violated. There-
after this position paper was approved by Jeffrey D.
Clarke, Resource Management Branch Manager,* and
thereafter forwarded to Kitty Durham at F.A.A. Head-
quarters.4 On August 27, 1999 Plaintiff requested by way
of the Freedom of Information Act (FOIA), the aforemen-
tioned position paper, which was not forwarded to plain-
tiff in violation of the Freedom of Information Act.°
Plaintiff’s favorable F.A.A. position paper/memorandum
is similar to numerous other position papers including
other affected ATCs facing the prospect of mandatory
separation Nationwide.

2. Whether the United States Third Circuit Court of
Appeals respectfully erred in concluding that the
Government did not violate Mr. Dungan’s United
States Constitution Equal Protection rights.

In 1981, when President Reagan fired all the air traf-
fic controllers who violated their sworn oath to the
United. States not to strike, these controllers were subject
to the age 56 mandatory retirement age. However, gov-
ernment retirement plans underwent a dramatic change
during the PATCO’s 12 year absence. The returning

2 AEA-540.
3 AEA-540.
4 ATX-200.

5 Such violation may be the subject of a future action
against the Federal Aviation Administration for its willful
disregard of the provisions of the Act itself.

11

PATCO controllers were given a choice of retirement
plans when they were rejoining the federal government.
They were given the option of returning under CSRS or
the subsequently enacted FERS. Regardless of their
choice, they were allowed to return with the same
seniority and pay grade they had prior to their termina-
tion. According to an order issued by F.A.A. Administra-
tor, David R. Hinson, on December 23, 1993, “Eligible
former controllers may have their pay set on the basis of
their highest previous rate under certain conditions. The
rate of pay in effect immediately prior to the last rate held
generally will be used as the employee’s highest rate.”
Order 3300.30 Employment Of Former Air Traffic Control
Specialist, cancelled on February 1, 1999. Therefore, any
returning fired PATCO controller was given preferential
treatment in that they returned to service with their origi-
nal pay grade suffering no penalty for having been fired
in 1981.

-

While the newly returned PATCO workers are
allowed to retain their seniority and pay grade, they are
not required to keep the mandatory retirement age they
were subject to when they were fired. Instead, they are
allowed to return to the F.A.A. employment in the same
position they were in just prior to their termination, but
are not subject to the harsh requirement of a mandatory
retirement at age 56, and are also insulated from the
maximum hire age of 31. Instead, they are now allowed to
continue to work until age 56 or 20 years service which-
ever comes later. If a rehire came back at age 55 years old
with one year of service, he or she could control air traffic

until age 74. This is without regard to the public safety

12

and public policy concerns of having 74 year old individ-
uals controlling air traffic. Given that the PATCO workers
are restored in all aspects to their pre-strike positions,
except the mandatory retirement requirements, Mr. Dun-
gan’s right to equal protection has been violated.

The defendants have argued that the government is
not discriminating based on age, rather the defendants
allege that the discriminatory effect arises out of differing
types of pension plans and benefits. Assuming, arguendo,
that this allegation is true, the result is a facially neutral
stature that is administered in a discriminating way.
While a statute may be facially neutral and not adopted
for discriminatory purposes when executed, the future
_ maintenance of the statute for discriminatory purposes
which have a disparate impact will violate the Equal
Protection Clause. See generally, Rogers v. Lodge, 458 U.S.
613 (1982), holding that an at-large election in a white
majority voting population violated the Equal Protection
Clause given the maintenance of the facially neutral stat-
ute in a discriminatory fashion. Clearly, the F.A.A.’s
application of the FERS statute with regard to the re-hired
PATCO workers is a prime illustration of a facially neu-
tral statute being used in a discriminatory way and with
disparate impact. As noted above, the F.A.A. has selec-
tively allowed certain air traffic controllers who were
subject to CSRS prior to their termination, to return to
service with all of their previous benefits. There is also a
group of air traffic controllers that were pre-Public Law
92-297, who are not subject to the mandatory age 56
retirement and in fact are currently working well past age
56.

13

Equal Protection Age

Even if the statute is found to have been applied in a
non-discriminatory fashion, the defendants have discrim-
inated against Mr. Dungan based on his age, thereby,
violating his Equal Protection rights. The Equal Protec-
tion component of the Fifth Amendment prevents the
Federal Government from making classifications of indi-
viduals that are discriminatory in nature. The United
States Supreme Court has held that age is not a suspect
class. Massachusetts Bd. of Retirement v. Murgia, 427 U.S.
307 (1976), Gregory v. Ashcroft, 501 U.S. 452 (1991). Since
age is not a suspect class, the “[government’s] classifica-
tion must rationally further the purpose identified by the
[government].” Murgia, 427 U.S. at 314.

Mr. Dungan was forced to retire at age 56 due to the
F.A.A.’s unwarranted contention that once an ATC
reaches this age he is no longer able to handle the diffi-
culties and stress associated with the job (See Senate
Report and defendants’ response). It is clear from the
legislative history surrounding the enactment of the age
56 rule that Congress sought to protect the public and air
safety by retiring ATCs at an early age. Despite the fact
that, in 1972 when the requirement was put into place,
Congress based its findings on a report now 30 years old.
The current state of FA.A. employment renders these
findings useless. The government simply cannot justify
forcing one group of ATCs to retire at the age of 56
because they are considered to be a danger and threat to
public safety, yet allow ATCs of an older age to continue
in their employment, Western Air Lines v. Criswell, 472

14

U.S. 400 (1985).° The mandatory separation age of 56 is no
longer rationally related to the legitimate governmental
purpose. No such difference underlies the job classifica-
tion between ATC’s. For the government to suggest that
requiring certain ATC’s to retire much earlier than other
ATC’s who are performing the exact same job, has some
rational relationship to preserving public safety, is ludi-
crous.

Finally, related to Equal Protection we look at the
fired PATCO controllers themselves in relationship to Mr.
Dungan and those similarly situated and to all other
United States citizens over age 31. As a result of partici-
pating in the illegal PATCO strike of 1981, and thereafter
returning illegally and contrary to 5 U.S.C. Section 7311, 5
U.S.C. Section 3331, and the criminal sanctions of 18
U.S.C. Section 1918, it is clear that the PATCO employees
will enjoy the benefit of working past age 56,7 with full
retirement benefits, not to mention the benefits they
gained in other employment from 1981 until the date of
their rehire, and are further given preferential hiring
treatment over all other United States citizens who are
over 31 and want to be an air traffic controller. The
Department of Transportation, Federal Aviation Adminis-
tration has seen fit to overlook the sworn oath taken by
all air traffic controllers not to strike against the United
States Government, a sworn oath Mr. Dungan faithfully

© Which United States Supreme Court Cases have been
upheld because no individual has been allowed to go past a
certain age.

? Even until age 74, if they are age 55 when they are rehired,
and only had one year of service at the time of the strike.

ee ee ee

15

upheld, and in overlooking this sworn oath has rehired
the striking controllers placing them in a position of
superiority over Mr. Dungan as far as benefits and retire-
ment age, et al., and excluded all other citizens over 31
years of age from employment as air traffic controllers
unless they illegally participated in the 1981 PATCO
strike. No matter how qualified a United States citizen is
for the position of air traffic controller, they cannot apply,
nor can Mr. Dungan re-apply, over the age of 31 for the
position, unless he participated in the illegal PATCO
strike of 1981. This is clear prima facia discrimination.

3. Whether the United States Third Circuit Court of
Appeals respectfully erred in sanctioning the Dis-
trict Court’s departure from the accepted and usual
course of judicial proceedings, by denying Mr. Dun-
gan and the potential class action members in this
matter, all Pre-Trial Discovery, and all mandated
Pre-Trial Procedures before the entry of a summary
judgement.

Mr. Dungan’s third argument for review by this Hon-
orable Court regards the fact that the District Court
respectfully erred in not granting any hearings or argu-
ments in this matter and, by not complying with any of
the mandatory Pre-trial Procedures set forth in Federal
District Court for the Eastern District of Pennsylvania
Local Rule 16.1.

The introductory comments to Local Rule 16.1 state
that in the absence of an order to the contrary, the pro-
cedures outlined herein will be followed. A review of the
record in this matter will reveal that Mr. Dungan was
denied:

a a eT NE

16

1) A scheduling Conference;
2) Discovery;

3) Pre-Trial Memorandums, Interim Confer-
ences;

4) The Ability to Amend the Pleadings as may
have been necessary.

Further, Mr. Dungan, as a member of a class of Fed-
eral Employees similarly situated, was denied the oppor-
tunity under Rule 23.1 to move to maintain this action as
a “Class Action” pursuant to F.R.C.P. 23, which denial
precluded Mr. Dungan and potential class members from
maintaining additional issues, claims and defenses that
may have been appropriate to their circumstances.

In Hickey v. Duffy, 827 F.2d 234 (7th Cir. 1987), the
Seventh Circuit held that the District Court MUST
address the issue of class certification as soon as practi-
cal, and cannot dismiss the action until doing so, which
consideration and hearing erroneously did not take place
by the District Court in this matter.

Appellant acknowledges that trial courts are vested
with a wide degree of discretion and latitude when it
comes to pre-trial procedures, but when it can be shown
that the trial court clearly abused its broad discretion,
then the trial court’s decision can be disturbed, Sadowski
v. Bombardier, 539 F.2d 615 (7th Cir. 1976). In the instant
case the trial court respectfully allowed no pre-trial pro-
cedures, discovery, conferences, and memoranduma
which prejudiced Mr. Dungan, and those similarly situ-
ated, and although it is fully understood by Mr. Dungan
that the trial court has broad discretion regarding

a a

17

pre-trial matters, Mr. Dungan asserts that by the trial
court granting no required pre-trial procedures the court
abused its discretion.

Finally, this Honorable Court has held in numerous
cases that Summary Judgement is available only when,
after adequate time for full discovery and upon motion,
the party seeking summary judgement has satisfied its
responsibility of informing the court of the basis for its
motion and identifying those portions of the pleadings,
depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if any, which it
believes demonstrate the absence of genuine issue of
material fact, Atchison, T. & S. F.R. Co. v. Buell, 480 U.S.
557, 107 S. Ct. 1410 (1987). No dispute can be made in the
instant matter that no discovery took place in clear con-
tradiction of F.R.C.P. 56(c) and the holdings of this Hon-
orable Court. Ful! Discovery is necessary before a
summary judgement decision can be rendered by the
Court, Celotex Corp. v. Catrett, 477 U.S. 317, 106 S. Ct. 2548
(1986). The Third Circuit Court of Appeals precedent in
the Dungan case which has been published, if allowed to
stand, will render F.R.C.P. 56(c) meaningless, and will
place in direct question the clear holdings of this Honor-
able Court which contravene the Court of Appeals’ deci-
sion.

Lee em

18

4. Whether the United States Third Circuit Court of
Appeals respectfully erred in concluding that the
Age Discrimination in Employment Act did not
apply to Mr. Dungan relating to his employment
with the Federal Aviation Administration based on
the Government's discrimination and disparate con-
duct.

The District Court matter was instituted to enjoin
employment termination, and/or for reinstatement of Mr.
Dungan, and damages, to redress the deprivation of
rights secured to Mr. Dungan by section 7(b), 29 U.S.C.
Section 626(b) of the Age Discrimination in Employment
Act of 1967, as amended, 29 U.S.C. Section 621 et seq.
(“ADEA”), which incorporates by reference Section 16(b),
29 U.S.C. Section 216(b), of the Fair Labor Standards Act
of 1938, as amended, 29 U.S.C. Section 201 et seq.

The Petitioner in this action is Dean Dungan, who
resides at 253 Oakfield Drive, Newark, Delaware. He was
born March 5, 1944, and is currently age 57, with his 56th
birthday on March 5, 2000. Mr. Dungan was employed at
the United States Federal Aviation Administration, Air
Traffic Division Eastern Region, Philadelphia Interna-
tional Airport Air Traffic Control Hub, as an Area Super-
visor (FS-2152-12), being hired by the F.A.A. on December
7, 1974. Mr. Dungan was separated from this employment
involuntarily on Friday June 30, 2000, when the United
States Third Circuit Court of Appeals denied his request
for a Stay of Judge Broderick’s Order Pending Appeal,
notwithstanding the fact that he had already worked
three months past age 56.

19

The Respondents in this Motion are Rodney E. Slater,
the former Secretary of the United States Department of
Transportation, 400 7th Street, SW, Nassif Building, Wash-
ington, D.C., and Jane Garvey, the Administrator of the
Federal Aviation Administration, 800 Independence Ave-
nue, SW, Washington, D.C., Appellees in the above cap-
tioned action.

This is a case of first impression in the United States
of America in both the Federal and State Courts. The
gravamen of Mr. Dungan’s allegations are that, notwith-
standing Mr. Dungan’s loyalty and conscientious decision
to refuse to strike in 1981, he is now being penalized as a
result of his age, et al., and was forced to retire at age 56
at 50% of his pension, pursuant to the mandate of 5
U.S.C. Section 8335 (P.L. 92-297), notwithstanding the fact
that the rehired PATCO Air Traffic Controllers can work
in operational capacities past age 56 pursuant to 5 U.S.C.
Section 8425.

In May of 1972, Congress enacted Pub. L. 92-297
(codified at 5 U.S.C.A. Section 8335). The Legislative his-
tory of Public Law 92-297 (H.R. 8083), reveals clearly that
the expressed purpose of the law was to “improve the
conditions of employment for individuals employed as
air traffic controllers in the Department of Transportation
by offering preferential retirement benefits” (P.L. 92-297,
Legislative History, pg. 2287). The expressed purpose of
the Public Law was to offer preferential, not detrimental
benefits and treatment, which detrimental benefits and
treatment are currently being forced upon Mr. Dungan,
and those similarly situated, by defendants.

aaa

20

Further, the Legislative history of Public Law 92-297
(H.R. 8083), reveals that it was to be applied to controllers

on a voluntary basis giving them a vested right after 20
years to choose whether to retire or continue their air
traffic career. Further, air traffic controllers were being
added to the preferential treatment of 5 U.S.C. 8335 over
the normal Federal Retirement System because these
employees “occupy positions requiring precise skills

upon which aviation safety depends”. ~

Thereafter, in 1974 to avert a potential Air Traffic
Controllers’ Strike, and in the interests of National Secu-
rity, then-President Nixon signed Executive Order
Numbers 11785 and 121079 which made it a crime to
strike against the Government by United States Govern-
ment employees, further stating in the Executive Orders
that “individuals that participated in strikes against the
United States Government were a National Security
threat”. This Executive Order was incorporated by Con-
gress into 5 U.S.C. Section 7311, entitled Loyalty and
Striking, which law is still in place today.'°, ™

8 Although controllers’ degradation of ability can no longer
be a valid factor for requiring age 56 retirement, in light of the
fact that, numerous controllers over age 56 will continue
controlling past age 56 until potentially age 74.

9 Asan addendum to Executive Order Number 10450 dated
April 27, 1953 entitled Security Requirements for Government
Employees.

10 Further, it was this law that was used by President
Reagan to fire the PATCO Air Traffic controllers in August of
1981.

11 See also 5 U.S.C. Section 3331 and 18 U.S.C. Section 1918.

21

In direct contravention of Section 7 of President
Nixon’s Executive Orders’ numbers 11785 and 12107,
incorporated in 5 U.S.C. Section 7311 which states that
“Any person whose employment is suspended or termi-
nated under the authority granted to heads of depart-
ment and agencies by or in accordance with the said Act
of August 26, 1950, or pursuant to the said Executive
Order No. 9835 or any other security or loyalty program
relating to officers or employees of the Government, shall
not be reinstated or restored to duty or re-employed in
the same department or agency and shall not be re-
employed in any other department or agency, unless the
head of the department or agency concerned finds that
such reinstatement, restoration, or re-employment is
clearly consistent with the interests of the National Secu-
rity, which record shall be made a part of the record of
such department or agency”. The individuals who partic-
ipated in the PATCO strike were allowed to return to the
F.A.A. as air traffic controllers in total disregard for
National Security. Finally, the Department of Transporta-
tion, Federal Aviation Administration discriminated
against Mr. Dungan by requiring him to retire at age 56
while rewarding the controllers involved in the PATCO
Air Traffic Control Strike of 1981 by rehiring them and
thereafter, allowing them to work in a same or similar
capacity as Dean Dungan past age 56.

On June 16, 1994, President Clinton made an attempt
to appropriate funds from the United States Congress to
aid in his quest to bring back the striking PATCO Air
Traffic Controllers. Entitled The Federal Aviation Admin-
istration Act, it was presented to the 103rd Congress,

22

which Congress by a vote of 29-65 rejected the Amend-
ment. The rationale for the rejection by the United States
Congress was “In sum, President Clinton was wrong to
lift the ban on the retirement of PATCO strikers, and we
should not compound that error now by giving them
preferential, expensive treatment mandated in the
Metzenbaum amendment”.!?

The clear language of the ADEA provided that “all
personnel actions affecting employees . . . who are at least
40 years of age . . . in executive agencies as defined in
section 105 of Title 5 . . . shall be made free from any
discrimination based on age”, 29 U.S.C. Section 633(a).
Based on the facts of the instant matter, Mr. Dungan is
clearly covered by the act. Finally, Mr. Dungan suggests
that this Court consider the absurdity of the govern-
ment’s position in believing that it is more appropriate to
replace seasoned ATCs who have continuously main-
tained their skill levels for more than twenty years, with
the former PATCO employees who have been separated
from government service for fourteen years at a mini-
mum. This logic defies comprehension in that the Defen-
dants cannot assert any legitimate governmental purpose
other than the promulgation of rules and regulations
which clearly discriminate against those ATCs reaching
mandatory retirement while rewarding those who vio-
lated their oath of allegiance to their country. The express
purpose of the provisions of ADEA § 633(a) was designed
to safeguard against manifest injustice perpetuated by the
F.A.A. against Mr. Dungan and his colleagues. Therefore,
since the ADEA prohibits discrimination on the basis of

12 103rd Congress, 2d Session, June 16, 1994, Vote No. 152.

23

age in Federal government employment, Mr. Dungan
contends that the F.A.A.’s denial of his waiver request
was clearly motivated by age, which serves as the thresh-
old requirement for establishing a legitimate cause of
action under the provisions of the ADEA.

The Third Circuit Court of Appeal in a recent series
of Summary Judgement ADEA cases has set forth the test
for establishing a prima facia case on behalf of Mr. Dun-
gan. Citing the United States Supreme Court’s McDonnell
Douglas'3 case, this Honorable Court held recently in
Showalter v. Univ. Of Pittsburgh Med. Ctr., 190 F.3d 231 (3rd
Cir. 1999) that in order for Mr. Dungan to prove a prima
facia case for unlawful discharge based on Age Discrimi-
nation it must be proved that (i) Mr. Dungan was a
member of a protected class, i.e., was 40 years of age or
older, (ii) that Mr. Dungan was discharged, (iii) that Mr.
Dungan was qualified for the job, and (iv) that Mr. Dun-
gan was replaced by unprotected workers. It is clear in
the instant case that Mr. Dungan has made a prima facia
case for Age Discrimination and, as such, the trial court
erred in dismissing same. Mr. Dungan is over 40 years
old, was involuntarily discharged from his employment,
is more than qualified for his job, and the defendants
have replaced him with unprotected striking PATCO
employees, some of whom are younger than him. Further,
to date, Mr. Dungan has at all times maintained that his
discharge by the government was a mere pretext to allow
room for the return of the PATCO employees per the

13 411 U.S. 792, 802 (1973).

24

promise by President Clinton to the AFL/CIO, which fact
is a major factor at issue in this matter.

Further, this Honorable Court has recognized the
disparate treatment theory as available under the ADEA.
Hazen Paper Company v. Biggins, 507 U.S. 604, 609, 113
S. Ct. 1701, 1705 (1993). Under the disparate treatment
theory, Mr. Dungan must prove that the employer treats
some individuals less favorably than others because of a
protected trait or characteristic, under the ADEA age. Id.
Mr. Dungan must prove a discriminatory motive on the
part of the employer, which can be “inferred from the
mere fact of differences in treatment|.]” Id. Determining
whether “discriminatory purpose was a motivating factor
demands a sensitive inquiry into such circumstantial and
direct evidence of intent as may be available.” Village of
Arlington Heights v. Metropolitan Hous. Dev. Corp., 429 U.S.
252, 266, 97 S. Ct. 555, 50 L.Ed.2d 450 (1977).

Mr. Dungan may satisfy the burden for proving “a
prima facia case in the absence of direct evidence of
discrimination by presenting sufficient evidence to allow
a reasonable fact finder to conclude (given the totality of
the circumstances) that the defendant treated Mr. Dungan
less favorably than others because of his age”. Iadimarco v.
Runyon, 1999 WL 692709, 11 (3d Cir. 1999). The disparate
impact theory involves facially neutral practices by an
employer relative to the treatment of different groups
that impact one group more harshly than another and
cannot be justified by business necessity. Id. Under this
theory proof of discriminatory motive is unnecessary. Id.
The Supreme Court has set forth the requisite elements
required for establishing a claim under the disparate

25

impact theory in McDonnell Douglas Corporation v. Green
(411 U.S. 792, 93 S. Ct. 1817). McDonnell Douglas sets up a
burden-shifting analysis that requires Mr. Dungan to
establish a prima facia case. This analysis “raises an infer-
ence of discrimination only because we presume these
acts, if otherwise unexplained, in the context of the prongs
of the McDonnell Douglas prima facia case, are more likely
than not based on the consideration of impermissible fac-
tors.” ladimarco v. Runyon, 1999 WL 692709, 7 (3d Cir.
1999). In order to establish a prima facia case of age
discrimination, “Mr. Dungan must show: 1) that he
engaged in a protected activity, 2) that the employer took
adverse action against him, and 3) that a causal link exists
between the protected activity and the employer’s adverse
action.” Holmes v. Federal Aviation Administration, United
States Department of Transportation, 1999 WL 771594, 5
(D.N.J. 1999). Mr. Dungan is allowed to “proceed without
direct proof of illegal discrimination where circumstances
are such that common sense and social context suggest
that discrimination has occurred.” Id. at 4.

Under the Holmes analysis Mr. Dungan has estab-
lished a prima facia case ot age discrimination. First, Mr.
Dungan is within the protected class covered by the
ADEA (i.e., forty years of age or older). Second, the
F.A.A. took adverse action against him by arbitrarily and
capriciously denying his waiver request while granting
waivers to rehired PATCO workers who do not meet the
exceptional experience and skills requirements speci-
fically enunciated within the applicable statute. And
finally, a causal link exists because, but for the F.A.A.’s
discriminatory actions and Mr. Dungan’s age, Mr. Dun-
gan clearly satisfied the statutory requirements by

26

providing proof of exceptional skills and experience;
whereas, rehired PATCO workers were not required to do
so, and in any event, clearly could not have met the
requisite requirements. At this point the burden shifts to
the employer “to articulate some legitimate, non-
discriminatory reason” for its actions. McDonnell Douglas,
411 U.S. at 802. The “defendant's explanation of its legiti-
mate reasons must be clear and reasonably specific.”
Texas Department of Community Affairs v. Burdine, 450 U.S.
248, 258, 101 S. Ct. 1089, 1096 (1981).

In the final analysis of this issue, Mr. Dungan poses
the following illustration: Two air traffic controllers are
available to control the Nation’s air traffic. One is a 70
year old National Security Risk for illegally striking
against the government in 1981 and has not controlled air
traffic for 19 years, and was hired under 5 U.S.C. Section
8335(a). The other is 56 years old, refused to strike in 1981 |
in the Nation’s interest, is an accomplished controller, Air
Line Transport Pilot, and accomplished Air Traffic Con-
trol Supervisor with 26 years active experience in air
traffic. Needless to say, our 56 year old Mr. Dungan not
only was told he must leave the F.A.A. but because he did
not participate in the 1981 Strike, is not waived to re- |
apply for the same position; whereas, our 60-70 year old
controller not only can re-apply but is automatically re-
hired absent medical deficiencies. This not only amounts
to discrimination per se, but by placing our nation in
serious peril by bringing back these “former controllers”
for pure political reasons, is a clear governmental abuse
of power.

| |

27

ADEA - CONGRESSIONAL/EXECUTIVE
BRANCH INTENT

A thorough review of the congressional intent of
Congress relating to the ADEA reveals clearly that at no
time did Congress intend to authorize age discrimination,
and/or sanction any type of discrimination in the Federal
Government. This conclusion of fact and law comes
directly from both the legislative branch and the execu-
tive branch in this matter, and which legal mandates were
overlooked by the Court of Appeals March 19, 2001 deci-
sion. In fact both Congress and President Clinton made it
clear that discrimination of the fashion Mr. Dungan
incurred would not be tolerated. In President Clinton’s
August 12, 1993 memorandum, the President in no uncer-
tain terms states “that PATCO members should be eligi-
ble to apply, without preference, when there are openings
with the F.A.A.” The facts of this case support the finding
that the F.A.A. brought the PATCO members back with
preferences. These preferences included et al., that the
PATCO strikers could reapply at any age but Mr. Dungan
is not eligible to reapply as a result of his age. Therefore,
a 56 year old PATCO striker could reapply to the F.A.A.
given preference over Mr. Dungan at 56, simply because
he did not participate in the 1981 Strike. This Preference
is exactly what President Clinton did not authorize.

As to Congress and congressional intent, this Honor-
able Court respectfully overlooked the fact that on June
16, 1994, President Clinton made an attempt to appropri-
ate funds from the United States Congress to aid in his
quest to bring back the striking PATCO Air Traffic Con-
trollers. Entitled The Federal Aviation Administration

28

Act, it was presented to the 103rd Congress, which Con-
gress by a vote of 29-65 rejected the Amendment. The
rationale for the rejection by the United States Congress
was “In sum, President Clinton was wrong to lift the ban
on the retirement of PATCO strikers, and we should not
compound that error now by giving them preferential,
expensive treatment mandated in the Metzenbaum
amendment” .'*

The conclusion to be drawn from the application of
both the Congressional intent and the Presidential direc-
tive in this matter is that Mr. Dungan was discriminated
against as a result of his age, and was not provided equal
protection of the laws of the United States when the
PATCO strikers were given preferential treatment in their
rehire, to the detriment of Mr. Dungan.

IMPERMISSIBLE PREFERENTIAL TREATMENT

The Court of Appeals respectfully erred in conclud-
ing factually that the PATCO members are not being
given impermissible preferential treatment (Third Circuit
Opinion, 3/19/01, pg. 9) as supported by the following:

a) PATCO members are being given impermis-
sible preferential treatment in that they are
being given previous years of service
toward seniority when:

i) Bidding,

ii) Establishing eligibility for vacation
days,

14 103rd Congress, 2d Session, June 16, 1994, Vote No. 152.

a

29

iii) In counting total years of service for
_ retirement.

b) PATCO members are being given impermis-
sible preferential treatment in that they can
apply and be rehired as an Air Traffic Con-
troller over the age of 36, unlike any other
United States Citizen.

7

CONCLUSION

For the foregoing reasons set forth in this Petition, it
is respectfully requested that this Honorable Court grant
Mr. Dungan’s Petition for Writ of Certiorari.

Respectfully Submitted,

JosepH MicHaeL LAMONACA
Attorney for Dean Dungan

App. 1

APPENDIX “A”
UNREPORTED/NOT PRECEDENTIAL

UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

No. 00-1128

~ DEAN DUNGAN,
Appellant
V.

RODNEY E. SLATER, SECRETARY,
UNITED STATES OF AMERICA
DEPARTMENT OF TRANSPORTATION;
JANE GARVEY, ADMINISTRATOR,
UNITED STATES OF AMERICA
FEDERAL AVIATION ADMINISTRATION

ON APPEAL FROM THE UNITED STATES
DISTRICT COURT FOR THE
EASTERN DISTRICT OF PENNSYLVANIA
D.C. Civil No. 99-cv-2376
District Judge: The Honorable Raymond J. Broderick

Submitted Under Third Circuit LAR 34.1(a)
March 13, 2001

Before: MANSMANN, BARRY, and COWEN
Circuit Judges

(Opinion Filed: March 19, 2001)

ee ee me

App. 2

MEMORANDUM OPINION OF THE COURT

BARRY, Circuit Judge:

Dean Dungan appeals from the District Court’s grant
of summary judgment to all defendants in an action in
which Dungan alleges that the defendants discriminated
against him on the basis of age and violated his constitu-
tional rights to due process and equal protection. Because
we agree with the District Court that Dungan’s complaint
did not state a cause of action under either the Age
Discrimination in Employment Act, 29 U.S.C. § 621 et seq.,
or the Fifth Amendment, we shall affirm the judgment of
the District Court.

BACKGROUND

Dungan began working as an air traffic controller
(ATC) in 1974. ATCs at major airports in the U.S. are
employees of the Federal Aviation Administration (FAA),
an agency of the Department of Transportation (DOT).
Like all ATCs who were hired between 1972 and 1987,
Dungan was a member of the Civil Service Retirement
System (CSRS). 5 U.S.C. § 8301 et seq. The CSRS required
that an ATC “shall be separated from service on the last
day of the month in which he [or she] becomes 56 years
of age.” 5 U.S.C. § 8335(a). The Secretary of ‘Transporta-
tion, however, was given the discretion to permit an ATC
“having exceptional skills and experience” to work until
age sixty-one. Id. The CSRS compensated ATCs for this
early mandatory retirement by providing them with more

App. 3

generous benefits than were received by other federal
employees.!

In 1981, thousands of ATCs who were members of
the Professional Air Traffic Controllers Organization
(PATCO) went on strike. Dungan did not join this strike.
The striking PATCO members were fired by President
Reagan, who barred them from working in any positions
with the FAA. In August 1993, President Clinton issued
an order permitting the former strikers to be rehired as
ATCs. Some undetermined number of former PATCO
members have been rehired.

In 1987, Congress adopted the Federal Employee
Retirement System (FERS), 5 U.S.C. § 8401 et seg., which
replaced the CSRS for many employees, including ATCs,
hired after that point. While the FERS changed the retire-
ment scheme for federal employees in many ways, the
change most relevant to this case is that it modified the
mandatory retirement age for ATCs. Under the FERS, an
ATC is not required to retire until reaching twenty years
of service or age fifty-six, whichever came later. 5 U.S.C.
§ 8425(a). Thus, an ATC who entered service after age
thirty-six would be permitted to work past age fifty-six.

! For example, an ATC with twenty years of service was
permitted to retire with a pension at age fifty, 5 U.S.C. § 8336(e),
while most federal employees would have to achieve age sixty
before being given a pension after twenty years of service. 5
U.S.C. § 8336(b). Similarly, ATCs were guaranteed a minimum
pension payment of 50% of their average salary. 5 U.S.C.
§ 8339(e). Thus, an ATC retiring after twenty years of service
would receive a 50% pension, much more generous than the
36.25% that would be received by a federal employee governed
by the general rules. 5 U.S.C. § 8339(a).

ee ee

App. 4

The FERS continued to give the Secretary of Transporta-
tion the discretion to allow an ATC to work until reaching
age sixty-one. Id. The retirement of ATCs who were hired
before 1987 continues to be governed by the CSRS,
although they were given opportunities to change their
enrollment from the CSRS to the FERS. Similarly, PATCO
members who had been covered by the CSRS and were
rehired after President Clinton’s order in 1993 were per-
mitted to choose between the two retirement programs. It
is undisputed that some of the rehired PATCO ATCs are
being permitted to work past age fifty-six.

On June 15, 1998, well before his fifty-sixth birthday,
Dungan wrote to his division manager seeking a waiver
of the mandatory retirement age so that he could work

“until age sixty-one. Pursuant to the statutory grant of
authority contained in 5 U.S.C. § 8335(a), the Secretary of
Transportation had delegated authority to grant such
waivers to the Administrator of the FAA. 49 C.FR.
§ 1.45(a). The Administrator has adopted an internal pro-
cedure under which any waiver request must be
reviewed by several intermediate officials before being
considered by the Administrator and the Secretary. If any
one of those intermediate officials does not approve the
request, it is automatically denied. In October .1995, the
FAA announced that for the foreseeable future, requests
for waivers would not be forwarded to the Administrator,
effectively cutting off any possibility of seeking an exten-
sion past the mandatory retirement age. Consistent with
this policy, Dungan’s waiver request was denied by the
regional manager.

On May 7, 1999, Dungan filed a four-count complaint
in the District Court. Count I alleged that the Secretary

App. 5

violated the Age Discrimination in Employment Act
(ADEA) by.requiring Dungan to retire at age fifty-six
while allowing other ATCs to work past age fifty-six. In
Count II, Dungan contended that the Administrator vio-
lated the ADEA by refusing to submit Dungan’s waiver
request to the Secretary. In Count III, Dungan claimed
that the Secretary violated his Fifth Amendment rights to
due process and equal protection by refusing to consider
his waiver request and by forcing him to retire at age
fifty-six while allowing other ATCs to work past that age.
Finally, Count IV alleged that the Administrator violated
Dungan’s due process rights by refusing to forward his
waiver request to the Secretary. Although this complaint
was styled as a class-action, the District Court held all
class-related decisions in abeyance until motions to dis-
miss or for summary judgment could be considered.

On February 24, 2000, the District Court granted
defendants’ motion for summary judgment on all counts.
In a twenty-three page opinion, the District Court deter-
mined that the ADEA did not apply to ATCs, that Dun-
gan had no due process right to have his waiver request
considered by the Secretary, and that the different retire-
ment ages for different ATCs were rationally related to a
legitimate government purpose and did not violate Dun-
gan’s right to equal protection. The District Court and
this Court both subsequently denied Dungan’s requests
for injunctive relief to prevent his termination while his
appeal was pending.

In March 2000, Dungan reached age fifty-six. Under
the provisions of the CSRS, he was required to retire at
the end of that month. Apparently, however, he did not

App. 6

timely receive the required sixty-day notice of termina-
tion, and he was permitted to work until June 30, 2000.7

DISCUSSION

On appeal, Dungan disputes the District Court's res-
olution of each of his claims. He also asserts that the
District Court erred by not providing him with the pre-
trial procedures mandated by the local rules of the East-
ern District of Pennsylvania, and by not deciding the
issue of class certification.

A. ADEA Claims

In evaluating Dungan’s ADEA claims, the District
Court noted that while the federal government had been
made subject to the act in 1978, see 29 U.S.C. § 633a(a),
Congress still reserved the power to statutorily impose
mandatory retirement ages that would otherwise conflict
with the ADEA. Johnson v. Mayor and City Council of
Baltimore, 472 U.S. 353, 357 (1985). Thus, the District
Court properly held that the provision of the CSRS
requiring ATCs to retire at age fifty-six did not violate the
ADEA.

Dungan argues, however, that he is not disputing the
validity of the mandatory retirement age, but is instead
challenging the fact that other ATCs, and in particular the
rehired PATCO members, are being allowed to work past

2 Although there is no evidence in the record before this
Court, we assume that Dungan received the required notice on
or before May 2, 2000.

App. 7

age fifty-six. This argument overlooks the fact that the
mandatory retirement age of all ATCs is dictated by
legislation properly enacted by Congress, regardless of
whether the ATCs in question are members of the CSRS
or the FERS. It would be paradoxical for this Court to
hold that the FAA does not violate the ADEA when it
requires an ATC to retire at age fifty-six under the rules
of the CSRS, but does violate the ADEA when it permits
an ATC to work past age fifty-six consistent with the
dictates of the FERS.

Because Congress explicitly authorized both manda-
tory retirement programs complained of by Dungan, they
are outside the scope of the ADEA. On that basis, the
District Court properly granted summary judgment to the
defendants on Counts I and II of Dungan’s complaint.
Because this determination is dispositive of the issue, we
shall not discuss the alternative grounds for summary
judgment offered by the District Court.

B. Equal Protection

Dungan also contends that the Secretary has violated
his Fifth Amendment right to equal protection by forcing
him to retire at age fifty-six while allowing other ATCs to
work past that age. In particular, he claims that the
rehired PATCO members are being given unconstitutional
preferential treatment because they are allowed to work
past age fifty-six.2 Because the different treatment that

3 It is clear from the briefs and from the record that Dungan
feels a great deal of indignation over what he perceives as the

App. 8

| Congress mandated for different ATCs is rationally
related to a legitimate government purpose, it does not
violate the Fifth Amendment.

If federal government action creates distinctions
between classes of people, and that action does not
impermissibly interfere with fundamental constitutional
rights or burden a suspect class, that action does not
violate the Fifth Amendment so long as it is rationally
related to a legitimate government purpose. Massachusetts
Board of Retirement v. Murgia, 427 U.S. 307, 312-13 (1976).
There is no allegation in this case that the differing treat-
ment of ATCs under the two retirement systems inter-
feres with any fundamental right. Further, the Supreme
Court has determined that classifications based on age do
not burden a suspect class. Murgia, 427 U.S. at 313-14. In
the present case, the two retirement systems are best seen
as creating a distinction based on the particulars of indi-
viduals’ employment, because the question of whether an
ATC will be permitted to work past age fifty-six is deter-
mined entirely by the retirement system in which he or
she is enrolled. Vance v. Bradley, 440 U.S. 93, 97 n.10 (1979)
(“Since the age factor is present in both groups, the
gravamen of appellees’ claim [is that the statute] discrim-
inates on the basis of job classification”).

preferential treatment being given to the former strikers. In
1981, Dungan chose to obey the law and refused to join the
PATCO strike. Now he has been forced to retire at age fifty-six
while some ATCs who, in his view, broke their faith with the
FAA are being allowed to work past that age. It is under-
standable that he feels anger and frustration, but the law can
provide no relief.

App. 9

The distinction created between two groups of ATCs
by the CSRS.and the FERS is clearly rationally related to a
legitimate _government_purpose. The adoption of the
FERS altered the method of calculating annuities for
retired ATCs, and had the effect of reducing the annuity
to which an average ATC would be entitled.* In that
context, it is perfectly logical that Congress would choose
to grant every ATC an opportunity to earn at least twenty
years of service credit, even if that meant letting some
ATCs work past age fifty-six. It is also logical that Con-
gress would choose not to force ATCs who were enrolled
in the CSRS to transfer to the FERS, which for some ATCs
would have the effect of retroactively reducing benefits.
Instead, it permitted ATCs covered by the CSRS to select
the plan in which to enroll. Regardless of Congress's
precise motives, the Supreme Court has noted that fed-
eral retirement systems “are packages of benefits,
requirements, and restrictions serving many different
purposes. When Congress decided to include groups of
employees within one system or the other, it made its
judgments in light of those amalgamations of factors.”
Vance, 440 U.S. at 109.

Dungan’s claim that the rehired PATCO members are
being given some kind of impermissible preference also
fails. It is true that when the PATCO members were fired,

4 Thus, as noted earlier, under the provisions of the CSRS,
an ATC eligible for retirement after twenty years would receive
a guaranteed 50% pension, 5 U.S.C. § 8339(e), while under the
FERS the same ATC would receive only a 34% pension. 5 U.S.C.
§ 8415(d). Of course, it is possible that Social Security and
voluntary Thrift Savings Plan benefits would compensate for
this difference.

App. 10

they were subject to the mandatory retirement age of the
CSRS, as was Dungan. When they were rehired, however,
they were permitted to select between the two plans.
Dungan had been given this same choice in 1987.°
Because some of these rehired ATCs elected to be
enrolled in the FERS and because they had fewer than
twenty years of service at age fifty-six, they are being
allowed to work to an older age than they would have
had they never gone on strike. This difference is caused
not by their status as strikers, however, but because they
had a break in service. An ATC who had a similar break
in service for other reasons would have received the same
benefit.

The Administrator and the Secretary are required to
impose different mandatory retirement schemes on differ-
ent ATCs due to a legislative mandate. Because that man-
date is rationally related to a legitimate government
purpose, it does not violate Dungan’s right to equal pro-
tection. © :

C. Due Process

Dungan’s last substantive claim is that the Adminis-
trator and the Secretary denied him his Fifth Amendment
right to due process by denying his request for a waiver
from the mandatory requirement provisions of the CSRS.
This argument fails because Dungan had no property

5 As the District Court noted, even if Dungan had elected to
enroll in the FERS, he would have been forced to retire at age
fifty-six because he already had twenty years of service.

App. 11

interest in, or legitimate expectation of, a waiver of the
mandatory retirement rules.

Before any process is due under the Fifth Amend-
ment, a claimant must demonstrate that there has been a
deprivation of an interest in life, liberty, or property.
Mathews v. Elderidge, 424 U.S. 319, 332 (1976). There is
generally not a property interest in continued public
employment unless a claimant can demonstrate a “legiti-
_ mate claim of entitlement to it.” Board of Regents v. Roth
408 U.S. 564, 577 (1972).

Dungan cannot maintain that he had any legitimate
expectation to continued employment as an ATC past age
fifty-six, or even any expectation that his waiver request
would be submitted to the Secretary. The governing stat-
ute states that the Secretary “may exempt” an ATC from
mandatory retirement. 5 U.S.C. § 8335(a). This clearly
indicates that the decision as to whether to grant a waiver
is discretionary. Further, the Secretary is empowered to
make this decision “under such regulations as he [or she]
may prescribe.” Id. The regulations that have been
adopted require that an application be approved at every
level before it is submitted to the Administrator and the
Secretary. Lack of approval at any level functions as a
denial of the application. The decision that no waiver
requests would be approved was clearly within the dis-
cretionary power of the Secretary. Dungan claims that the
refusal to consider his request was arbitrary and capri-
cious, but he overlooks the fact that the Secretary is not
required to consider any waiver request. In fact, the
evidence shows that rather than being arbitrary and

App. 12

capricious, the refusal to consider requests has been con-
sistently applied since the policy was announced in 1995
and that no waivers have been granted since that time.

Because Congress granted broad discretion to the
Secretary to make decisions about waivers, Dungan had
no property interest in receiving a waiver or even in
having his request considered by the Secretary. In the
absence of such a property interest, no process was due
under the Fifth Amendment and Dungan’s constitutional
rights were not violated.

D. Pre-Trial Procedures

Finally, Dungan claims that the District Court err ed
by refusing his request for certain pre-trial procedures
and by not making any class-related decisions. Because
we will affirm the grant of summary judgment on the
merits, we need not consider this argument.

CONCLUSION

For the foregoing reasons, the judgment of the Dis-
trict Court will be affirmed.

TO THE CLERK OF THE COURT:

Kindly file the foregoing Memorandum Opinion.

/s/ Maryanne Trump Barry
Circuit Judge

App. 13

UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

No. 00-1128

DEAN DUNGAN,
Appellant

V.

RODNEY E. SLATER, SECRETARY,
UNITED STATES OF AMERICA
DEPARTMENT OF TRANSPORTATION;
JANE GARVEY, ADMINISTRATOR,
UNITED STATES OF AMERICA
FEDERAL AVIATION ADMINISTRATION

ON APPEAL FROM THE UNITED STATES
DISTRICT COURT FOR THE EASTERN
DISTRICT OF PENNSYLVANIA
D.C. Civil No. 99-cv-2376
District Judge: The Honorable Raymond J. Broderick

Submitted Under Third Circuit LAR 34.1(a)
March 13, 2001

Before: MANSMANN, BARRY, and COWEN
Circuit Judges

JUDGMENT

This cause came to be heard on the record from the
United States District Court for the Eastern District of

App. 14

Pennsylvania and was submitted under Third Circuit
LAR 34.1(a) on March 13, 2001.

After consideration of all contentions raised by the
appellant, it is

ADJUDGED and ORDERED that the judgment of the
District Court be and is hereby affirmed.

Costs taxed against appellant.
ATTEST:

/s/ (Ilegible]
Acting Clerk

Dated: 19 March 2001

Costs Taxed in Favor of the Secretary of Transportation
and the Administrator of the Federal Aviation Adminis-
tration as follows:

Certified as a true copy and issued
in lieu of a formal mandate on
June 22, 2001.

Teste: [Illegible]

Acting Clerk, United States Court
of Appeals for the Third Circuit

App. 15

UNITED STATES COURT OF APPEALS
_ FOR THE THIRD CIRCUIT

March 30, 2001
No. 00-1128

DEAN DUNGAN, Appellant
v.
RODNEY E. SLATER, et al.
(E.D. of PA. Civil No. 99-cv-02376 (RJB))

Present. MANSMANN, BARRY and COWEN, Circuit
Judges.

Motion by Appellee to publish the Court’s Memoran-
dum Opinion.

/s/ Anthony Infante
Anthony Infante 267-299-4916
Case Manager

Response due 4/11/01.

The Court’s Memorandum Opinion &
Judgment were filed on 3/19/01.

The Mandate is be Issued on 5/10/01.
ORDER

The foregoing motion is granted.

By the Court,

/s/ Maryanne Barry
Circuit Judge

Dated: 05 JUN 2001

App. 16

IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA

DEAN DUNGAN : CIVIL ACTION

‘ NO. 99-CV-2376

RODNEY E. SLATER, Secretary, :
United States Dept. of
Transportation, and JANE
GARVEY, Administrator,

United States Federal

Aviation Administration

ORDER

AND NOW, this 24th day of February, 2000; Defen-
dants having filed a motion for summary judgment;
Plaintiff having opposed; for the reasons stated in the
memorandum filed on this date:

IT IS ORDERED:

1. Defendants’ motion for summary judgment
(docket no. 8) is GRANTED as to all counts.

2. Judgment is entered in FAVOR of Defen-
dants and AGAINST Plaintiff on all counts of the com-
plaint.

3. The Clerk shall mark this case CLOSED.

/s/ Raymond J. Broderick
RAYMOND J. BRODERICK, J.

App. 17

APPENDIX “B”

UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT -

No. 00-1128

DEAN DUNGAN,
Appellant
v.

RODNEY E. SLATER, SECRETARY, UNITED STATES
OF AMERICA DEPARTMENT OF TRANSPORTATION;
JANE GARVEY, ADMINISTRATOR, UNITED STATES OF

AMERICA FEDERAL AVIATION ADMINISTRATION

Present: BECKER, Chief Judge, SLOVITER,
MANSMANN, SCIRICA, NYGAARD, ALITO, ROTH,
McKEE, RENDELL, BARRY, AMBRO, FUENTES,
and COWEN* Circuit Judges

SUR PETITION FOR REHEARING
WITH SUGGESTION FOR REHEARING EN BANC

The petition for rehearing en banc filed by Appellant
having been submitted to the judges who participated in
the decision of this Court, and to all the other available
circuit judges in active service, and a majority of the
circuit judges of the circuit in regular active service not

* Honorable Robert E. Cowen, United States Circuit Judge,
limited to panel vote only.

App. 18

aring by the court en banc, the
n banc is DENIED.

BY THE COURT:

having voted for rehe
petition for rehearing e

/s/ Maryanne Barry
Circuit Judge

DATED: 14 JUN 2001

——————e

App. 19

APPENDIX “C”
5 U.S.C. § 8335. Mandatory separation

(a) An air traffic controller shall be separated from the
service on the last day of the month in which he becomes
56 years of age. The Secretary, under such regulations as
he may prescribe, may exempt a controller having excep-
tional skills and experience as a controller from the auto-
matic separation provisions of this subsection until that
controller becomes 61 years of age. The Secretary shall
notify the controller in writing of the date of separation at
least 60 days before that date. Action to separate the
controller is not effective, without the consent of the
controller, until the last day of the month in which the 60-
day notice expires. ;

Public Law 92-297
“§ 3109. Air traffic controller

“For the purpose of this title, ‘air traffic controller’ or
‘controller’ means an employee of the Department of
Transportation who is actively engaged in the separation
and control of air traffic, or who is the immediate super-
visor of an employee actively engaged in the separation
and control of air traffic, in an air traffic control facility.
The secretary of Transportation may prescribe regulations
to determine the application of this section.”

App. 20

(b) The analysis of chapter 31 of title 5, United
States Code, is amended by adding the following new
item at the end thereof:

+ * +

\

AIR TRAFFIC CONTROLLERS
P.L. 92-297

AIR TRAFFIC CONTROLLERS - CAREER PROGRAM

House Report (Post Office and Civil Service Committee)
No. 92-516, Sept. 27, 1971 [To accompany H.R. 8083]

Senate Report (Post Office and
Civil Service Committee)
No. 92-774, May 1, 1972 [To accompany H.R. 8083]

Cong. Record Vol. 117 (1971)
Cong. Record Vol. 118 (1972)
DATES OF CONSIDERATION AND PASSAGE
- House October 4, 1971; May 9, 1972
Senate May 3, 1972
The Senate Report is set out.
SENATE REPORT NO. 92-774

Tur Committee on Post Office and Civil Service, to which
was referred the bill (H.R. 8083) to amend title 5, United
States Code, to provide a career program for, and greater
flexibility in management of, air traffic controllers, and
for other purposes, having considered the same, reports

App. 21

favorably thereon with amendments and recommends
that the bill as amended do pass.

PURPOSE

H.R. 8083 is designed to improve the conditions of
employment for individuals employed as air traffic con-
trollers in the Department of Transportation by offering
preferential retirement benefits, job training and
improved appeal procedures for controllers removed
from control work, and the establishment of maximum
recruitment and retention ages for controllers.

JUSTIFICATION

For several years, both the executive and legislative
branches have recognized that employees of the Federal
Government who are engaged in the separation and con-
trl of aircraft at airport towers and in regional radar
control centers occupy positions requiring precise skills
upon which aviation safety depends and taxing heavily
the physical and mental strength of the individuals
involved.

Efforts to resolve the problem have been frustrated.
During the 1960's, the Bureau of the Budget curtailed
funds for training new controllers at the FAA training
center in Oklahoma City, resulting in completely unac-
ceptable work levels for almost all controllers, and lead-
ing to the virtual collapse of the system in 1970. Many
controllers reported in sick or operated traffic at less than
their ordinary schedule, resulting in extending flight
arrival and departure times to a substantial extent.

App. 22

Although there are several groups of employees in
the Government whose employment is hazardous,
including law enforcement officers, Canal Zone pilots,
customs inspectors, Treasury agents, and others, air traf-
fic controllers are unique in that their work involves both
physical and mental strain for the controller, and the
safety of the public traveling by air. At large air terminals
and en route centers in the United States, the role and
importance of the controller is primary, a status to which
airline pilots are the first to testify. Over a period of time,
the physical and mental efforts of monitoring radar
screens to track all aircraft within the range of a regional
facility or tower or controlling tower traffic visually, or
both, simply becomes too much for the average individ-
ual to sustain. Like skilled athletes, most controllers lose
proficiency to some degree after age 40, and in the inter-
est of the public’s safety, should not be retained as con-
trollers in busy facilities beyond the time they can
perform satisfactorily. Under existing law, there is little
that can be done to alleviate this problem.

H.R. 8083 proposes to offer the controller and the
Department of Transportation two basic solutions to the
problems of recruiting and retaining the highest quality
of personnel for air traffic control, and insuring that a
controller, once he is past his most efficient years of
service, will have reasonable opportunities for employ-
ment in or out of the Government service if he leaves his
position as a controller.

First, H.R. 8083 permits the Secretary of Transporta-
tion to remove a controller who has at least 5 years’
service from his position if he is no longer able to handle
the level of work necessary for the job, and, if the

ie

App. 23

employee desires, to offer him a period of training for
other employment, within or without the Government,
for a period of not more than 2 years at Government
expense. During his period of training, the controller will
be paid at the rate he was paid at the time of his removal
from control work. After training, he may be placed in
another Government agency position, or leave the Gov-
ernment and enter private industry.

This training opportunity will remove much of the
natural anxiety which controllers now feel when they are
asked to step aside from active control work. Their quali-
fications for employment in positions other than control
work are not generally high since they have performed 15
or 20 years of service exclusively engaged in the separa-
tion and control of aircraft. A journeyman controller with
15 years of service now earns between $20,000 and
$25,000 a year. To retire from that kind of economic status
to the hazards of seeking employment for which he may
have little or no qualification is an extremely difficult
proposition. But if the Government offers an opportunity
for a controller to train for other employment, and sus-
tain his old rate of pay during the period of training, the
adjustment will be much easier for the employee, and the
overall air traffic control program will be improved.

Secondly, the civil service retirement provisions of
title 5, United States Code, are amended to offer early
retirement benefits to controllers which are not applicable
to any other class of employees.

Under existing law, any employee may retire on a full
annuity at age 55 with 30 years’ service, at age 60 with 20
years’ service, or at age 62 with 5 years’ service. If an

App. 24

employee is involuntarily separated not for cause, he is
eligible for a reduced annuity at age 50 if he has 20 years’
service, or if he has 25 years’ service regardless of age.
Law enforcement officers may retire, upon approval of
their employing agency and the Civil Service Commis-
sion, under the involuntary separation provision. No
employee may voluntarily retire and receive an immedi-
ate annuity before reaching age 55.

The requirements of the present law are too strict
when applied to air traffic controllers. The average con-
troller enters the service in his early twenties, often after
military service, and by the time he is qualified as a
journeyman controller, is near 30. If he entered the FAA
at age 25, he would have to complete 30 years of service
before becoming eligible for retirement. Although there
are some exceptions to the general rule, most controllers
are not able to control traffic in busy facilities at any age
near 55 — the physical and emotional strength required to
do the job, to work odd and continuously changing work
shifts, and to insure air safety for the traveling public is
simply too much for any man in that age bracket.

The committee recommends that air traffic control-
lers be separated from the normal retirement require-
ments of the civil service system and offered a
preferential system. H.R. 8083 provides that new system:

1. A controller may retire at age 50 if he
has completed 20 years of service as a controller,
and his right to retire after completing that basic
20 years’ service as a controller shall not be
affected if he leaves his position as a controller
to accept another position;

App. 25

2. A controller may retire after 25 years of
service as a controller regardless of age, and his
right to retire after completing that basic 25
years’ service as a controller shall not be
affected if he leaves his position as a controller -
to accept another position.

3. A controller shall be guaranteed an
annuity equal to not less than 50 percent of his
average salary over the highest 3 years of his
service. This means that a controller with 20
years of service who is age 50 will receive an
annuity of 50 percent of his average pay rather
than 36'/4 percent, which is the annuity other-
wise applicable to an employee having 20 years
of service.

The committee recognizes that selecting air traffic
controllers for preferential retirement treatment consti-
tutes a significant change of policy for the civil service
retirement system, but the unique employment of these
employees justifies such a system. No other Government
worker is so directly involved in the safety of millions of
Americans who travel by air each year, or the safety of
many millions of dollars of aviation equipment used to
transport the public. That no other group has such a
preferential system is not a logical argument for denying
such benefits for a unique group.

FLIGHT SERVICE STATION PERSONNEL AND DEFENSE
DEPARTMENT CONTROLLERS

The committee has given careful consideration to the
petitions of employees of flight service stations and civil-
ian controllers outside the Department of Transportation

App. 26

to be included within the new retirement benefits estab-
lished-by H.R. 8083. By an informal vote, the committee
decided that at this time these two groups of employees
would not be covered.

However, in lieu of immediate coverage, the commit-
tee requests that the Department of Defense, in the case
of civilian controllers employed therein, and the Depart-
ment of Transportation, in the case of flight service sta-
tion employees, submit to the committee a report on the
justification for including or excluding these two groups
from the provisions of this bill.

Flight service station employees seem particularly
suited for inclusion in this program for several reasons.
For instance, when an air traffic controller at a major
facility loses his proficiency and should not continue as a
controller, he could easily be transferred to a flight ser-
vice station and continue to render valuable service to the
Government and the public, but the lack of a similar
retirement program for service station employees works
to his complete disadvantage. In some cases, it appears
that flight service station employees go far beyond the
basic task of supplying weather information for aviators.
If in fact FSS employees are engaged in activities involv-
ing the separation and control, or either, of aircraft, they
are controllers to the extent that they perform such
duties, and it is inequitable to exclude them from the new
program. + .

A complete report on this issue should be submitted
to the committee by the beginning of the 93d Congress.

App. 27

SECTIONAL ANALYSIS

Section 1 of the bill offers a definition of who is an air
traffic controller for the purposes of this bil!. A controller
is a person who is directly engaged in the separation and
control of aircraft, or a person who is the immediate
supervisor of such a person. It does not apply to persons
who are on some level of supervision above active con-
trol. The Secretary of Transportation shall determine the
applicability of the definition. The committee believes
that it is in the best interest of the Government for the
Secretary to include employees who are marginally
involved in air traffic control rather than exclude such
employees. That an employee maintains physical and
technical proficiency for control work should not auto-
matically entitle him to coverage — the end result of that
would be that all employees regardless of their work
would maintain proficiency and have it written into their
job description. But the fact that an employee does not
read a scope or bring in airplanes does not mean that he
is not directly engaged in the separation and control of
aircraft. His work may be so closely related - that is,
directly involved - that he is in fact a controller even
though it is not in his primary job description. The com-
mittee believes that such an employee should be
included.

In some instances, the committee has observed that
second-line supervisors are frequently involved in control
work. Manpower limitations, patterns of traffic, and
other factors may require that an employee who is higher
than the first line supervisor is in fact directly engaged in
control. If this situation occurs, the employee should be
covered. He should in no circumstances be excluded

App. 28

merely because his status or job description is beyond the
purview of the letter of the definition. It is far more
important to determine what he does rather than what
his job description says he does in order to decide
whether he is covered.

Section 2 provides authority for the Secretary of
Transportation to set a maximum entry age for initial
appointments for air traffic controllers. Section 2(c) is a
restatement of existing law.

Section 3 enacts a new section 3381 to title 5, United
States Code, which establishes the job training program
for air traffic controllers who are removed from their
positions either before they become eligible for retire-
ment benefits or when they are eligible. This provision
differs from the administration recommendation, which
did not offer the employee eligible for retirement any job
training opportunities. The committee recommends that
the training offer be across the board to all controllers,
and that the training opportunity be the right of the
employee, if he wishes to exercise it, rather than discre-
tionary authority with the Agency. The type and duration
of training is within the authority of the Agency to estab-
lish, and should be carried out in a manner to benefit the
employee and the program itself.

The language of section 3 has been redrafted, but the
substance of the provision, except as noted above, has not
been altered.

Section 3 also enacts a new section 3382 to title 5,
United States Code, relating to civil service retirement.
The Secretary of Transportation may remove an employee
in the interest of aviation safety, the efficient control of air

App. 29

traffic, or for the physical or mental health of the
employee. An employee so removed does not have an
appeal to the Civil Service Commission, but does, under
the new section 3382, have appeal to a board of review,
which shall have the power to determine the validity of
the Secretary’s action and issue a decision which shall be
binding on the employee or the Secretary. The board of
review shall be constituted of three members, one
selected by the employee, one by the Secretary, and one
by the Chairman of the Civil Service Commission, who
shall serve as the chairman of the board of review. An
employee who is not eligible for retirement under the
new early retirement provisions of H.R. 8083 continues to
have his rights of appeal to the Civil Service Commission
from any decisions of the Secretary or the board of
review, as applicable.

Section 4 provides a maximum age limit for air traffic
controllers. A controller may not work past the last day of
the month in which he reaches age 56, unless the Secre-
tary approves his continuance in the service as a control-
ler until age 61. The committee interprets this language to
grant complete authority to the Secretary in regard to the
extension, which may be withdrawn at any time during
that 5-year period. The controller does not acquire the
right to work an additional full 5 years simply because
the Secretary has granted an extension of service time to
him.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386014_2463%3A1. Public record. Not legal advice.
