# Opposition Brief — Arizona v. Lucas

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386014_2419%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 2001
- **Citation:** 534 U.S. 1014

## Text

EDITOR'S NOTE

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No. 01-399

IN THE
SUPREME COURT OF THE UNITED STATES

STATE OF ARIZONA

Petitioner,
{ ra
VS. ‘i
is DeANDRE LAVAR LUCAS,
Respondent.
PETITION FOR WRIT OF CERTIORARI
TO THE

ARIZONA SUPREME COURT
: RESPONDENT’S BRIEF IN OPPOSITION oD a Nae Sa
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| GARRETT W. SIMPSON ,

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Rice Ss aa 411 N. Central Ave. No. 670
c ' Phoenix, Arizona 85004

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No. 01-399

IN THE
SUPREME COURT OF THE UNITED STATES

STATE OF ARIZONA
Petitioner,

VS.

DeANDRE LAVAR LUCAS,

Respondent.

PETITION FOR WRIT OF CERTIORARI
TO THE

ARIZONA SUPREME COURT

RESPONDENT’S BRIEF IN OPPOSITION

GARRETT W. SIMPSON
Deputy Public Defender

411 N. Central Ave. No. 670
Phoenix, Arizona 85004
Attorney for RESPONDENT

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QUESTION PRESENTED

Shall a patent Batson! violation be forgiven when the
state admits unlawfully discriminating, but offers an
additional, nondiscriminatory reason for the strike?

1 Batson v. Kentucky, 476 U.S. 79 (1986).

i

et

| TABLE OF CONTENTS

:

Page
i QUESTION PRESENTED ......ccccscccsssssecssssssssessssssnssszeenes
TAME, CW BUTT iii isn cttcssssccenoncvenisntea iii
5

; CONSTITUTIONAL PROVISIONS INVOLVED.......... iv
RESPONSE TO PETITION FOR WRIT OF
T_T He Me LT ee TET 1
REASONS FOR DENYING THE PETITION.................. l

I. The issue presented is moot. Before petitioning
for a writ for certiorari, the Order and Mandate of the
Arizona Court of Appeals had issued.............ccscese0ee l

II. No compelling grounds exist to grant a writ of
certiorari since the Arizona Court of Appeals opinion
is consistent with federal law. ...........c:cccssssseeseeeeeeeeees 3

Ill. If the wnt is granted, the Court should hold that a
discriminatory purpose for a peremptory jury
challenge violates Batson, regardless if the state
poses a second, non-discriminatory

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TABLE OF AUTHORITIES

PAGE
CASES
Batson v. Kentucky, 476 U.S. 79 (1986) ...........- 3, 4, 5, 6, 7,8
Hernandez v. New York, 500 U.S. 352 (1991) ......cc::ccscecceeeees 7
J.E.B. vy. Alamabama, ex rel. T.B.,
BOE EEE, FF Cie vacctsccnnercscncensentcinsensdnntsonnnennteasnesn 3, 5, 6, 7
CONSTITUTIONAL PROVISIONS
ED Coie, ARG, BG nessccccnscnnccnsecesncnccescascanssensncsosssnansssananest 4
OE Pee ee Tae... «, .cccctnnndshsmnsnndtsehinemniiasedenndnhnnmanestiedabiennseee 2
RULES
Rule 10, Supreme Court Rule ............ccccccscesseeseeeseeeeeseeneeeseees 3
Rule 31.23(b)(2), Ariz. Rules of Crim. P. .............ceseeessseeeeees 2

ill

CONSTITUTIONAL PROVISIONS INVOLVED
Article II1., Section 2:

The judicial Power shall extend to all Cases, in Law
and Equity, arising under this Constitution, the Laws of the
United States, and Treaties made, or which shall be made,
under their Authority;--to all Cases affecting Ambassadors,
other public Ministers and Consuls;--to all Cases of admiralty
and maritime Jurisdiction;--to Controversies to which the
United States shall be a Party;--to Controversies between two
or more States;--between a State and Citizens of another
State;--between Citizens of different States;--between Citizens
of the same State claiming Lands under Grants of different
States, and between a State, or the Citizens thereof, and foreign
States, Citizens or Subjects.

In all Cases affecting Ambassadors, other public
Ministers and Consuls, and those in which a State shall be
Party, the supreme Court shall have original Jurisdiction. In
all the other Cases before mentioned, the supreme Court
shall have appellate Jurisdiction, both as to Law and Fact,
with such Exceptions, and under such Regulations as the
Congress shall make.

Amendment 14, Section 1.
... [NJor shall any State deprive any person of life, liberty,

or property without due process of law; nor deny to any
person within its jurisdiction equal protection of the laws.

lv

RESPONSE TO PETITION FOR
WRIT OF CERTIORARI

DeAndre Lavar Lucas ("Lucas") respectfully requests
the Court deny the petition by the State of Arizona ("State") for

a wnit of certiorari.

JURISDICTION
This Court lacks jurisdiction. Before applyin, .or a
writ of certiorari in August 2001, the Arizona Supreme Court
denied Review and the Arizona Court of Appeals on June 22,
2001 entered its Order and Mandate (Appendix A), returning
the proceedings to Maricopa County (Arizona) Superior Court

for a new trial.

REASONS FOR DENYING THE PETITION

I. The issue presented is moot. Before petitioning for
a writ of certiorari, the Arizona Supreme Court
denied Review and the Arizona Court of Appeals
entered an Order and Mandate returning the
proceedings to Maricopa County Superior Court for
a new trial.

The Arizona Court of Appeals issued its opinion in this
case on February 13, 2001 (See, Petitioner’s Appendix A). The

Arizona Supreme denied review May 23, 2001, returning the

matter to the Arizona Court of Appeals (See Petitioner’s
Appendix B). However, the Petitioner never sought stay of the
Arizona Court of Appeals and on June 22, 2001 it issued its
Order and Mandate (Respondent’s Appendix A).

The prosecution could have sought a stay of the
issuance of the state court mandate pursuant to /7 A.R.S.,
Arizona Rules of Criminal Procedure, 31.23(b)(2), but did not
(Respondent’s Appendix B).

Lucas acknowledges the state filed it’s Petition within
90 days of denial of review by the Arizona Supreme Court. But
he submits that this Court should not entertain jurisdiction in a
case where proceedings are final on appeal. The state has in
effect waived its night to seek certiorari. Likewise, the state has
no authonty to request this Court to provide an advisory
opinion. The state chose not to seek a stay. Once a mandate is
issued, the appellate process is concluded. The issue the state
brings to the Court is no longer a “case” or “controversy” as
required for jurisdiction by Article II] of the Constitution. Any
attempt to renew the case would profoundly prejudice Lucas’s
constitutional nght to due process and equal protection of law

because the state’s issue is final on appeal and moot.

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Il. No compelling grounds exist to grant a writ of
certiorari since the Arizona Court of Appeals
opinion is consistent with Batson. It merely held
that the State may not engage in patent, unlawful
discrimination in the jury selection process, even if
it offers a second, non-discriminatory reason for the
strike.

Apart from mootness, there is no compelling reason to
grant the state’s petition. Supreme Court Rule 10 sets forth the
limited circumstances in which this Court will exercise its
discretionary powers in granting a petition for writ of certiorari.
A careful reading of the opinion (Petitioner’s Appendix A)
shows this case does not fall under Rule 10.

The Arizona Court of Appeals Opinion does not mis-
apply or conflict with Batson v. Kentucky, 476 U.S. 79 (1986),
nor with J.E.B. v. Alabama ex rel. T.B., 511 U.S. 127 (1994).

As set out in the Arizona Court of Appeals’s opinion
(Petitioner’s Appendix A), DeAndre Lucas, who was 18 years-
old at the time of the crime, testified he was only trying to take
the victim’s purse when he encountered her. She contended, in
spite of this, that he kidnapped her and tried to sexually assault
her. Lucas was convicted as charged and he was sentenced to
17 flat years in prison (Petitioner’s Appendix A-2). However,

during jury selection, the state struck a potential juror with a

peremptory challenge. Lucas objected, citing Batson, because

Mr. Lucas is black and the potential juror was the only African-
American male on the panel. The state countered it struck the
potential juror mot because he was black, but rather because he
was a lawyer and because, the prosecutor stated, he was a
“southern male,” a male who likely harbored, she said, latent
animosity towards women—such as the prosecutor herself—
who worked while pregnant. (Petitioner’s Appendix A-4).

The trial court overruled Lucas’s Batson objection
because it’s second reason—the juror’s occupation—was
neutral. But the Arizona Court of Appeals dismissed the non-
discriminatory reason for the strike. It found that under Batson,
once the court discerns an inherent or pretextural reason for the
strike rooted in unlawful discrimination, any other non-
discrimnatory reason stated for the strike is tainted.
(Petitioner’s Appendix A-6). In Batson, this Court held that
the equal protection clause of the Fourteenth Amendment
governs the exercise of peremptory challenges.

The Court held that a “defendant does have the nght to
be tried by a jury whose members are selected pursuant to
nondiscriminatory criteria,” 476 U.S., at 85-86. This Court has
long “recognized that whether the trial is criminal or civil,
potential jurors, as well as litigants, have an equal protection

right to jury selection procedures that are free from state-

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sponsored group stereotypes rooted in, and reflective of,
historical prejudice,” id.

Lucas submits the decision below is harmonious with
Batson because the court rebuked the state for employing a
“state-sponsored group stereotype” in its jury selection
procedure that violated Lucas’s right to have the jury selected
by non-discriminatory criteria.

In J.E.B. v. Alabama ex rel. T.B., 511 U.S. 127 (1994),
this Court extended Batson to prohibit gender bias in the use of
peremptory strikes:

“We hold that gender, like race, is an unconstitutional
proxy for juror competence and impartiality,” 511 U.S.128-
129.

The opinion below is congruent with J.E.B. because, as
with Batson, J.E.B. extends to gender the right to have a jury
selected with non-discriminatory criteria. In Lucas’s case, the
state discriminated against the potential juror explicitly and
nastily, one must say, on the basis of gender, i.e., a state-
sponsored group stereotype.

Since the opinion of the Arizona Court of Appeals does
not conflict with Batson or J.E.B. there is no reason to grant the

writ of certiorari.

Il. If the writ is granted, the Court should hold that a
discriminatory purpose for a peremptory jury
challenge violates Batson, regardless if the state
poses a second, non-discriminatory reason.

The petitioner cffers a dismal vision for jury selection.
It asks this Court to allow the state to engage in egregious,
manifest discrimination, so long as it may reach for the fig leaf
of a secondary motive.

This so-called “dual motivation” theory makes mock of
the heart of Batson. Batson’s very point is to see that members
of the defendant’s race—or gender, J.E.B.—are not victims of
“purposeful discrimination” that excludes them from the jury,
476 U.S. 93. What becomes of that criterion where the
unlawful exclusion on the basis of gender is out-front,
explicit—even exulted—but nevertheless excused because the
juror was also struck because he or she was a vegetarian, or a
Fabian, or a member of the A.A.R.P.?

Batson’s quest can be stated, “[T]he ultimate issue is
whether the state has discriminated in selecting the defendant’s
venire,” 476 U.S. 94. What becomes of that mission if a
prosecutor may brazenly state, “Why, of course I have a
problem with Arab women, such as Mrs. Ali, serving on my
juries, but I also struck her because she never finished high

school.”? Batson says that discrimination “. . . undermines

public confidence in the fairness of our system of justice.”
J.E.B., 511 U.S. at 142, fn. 13. Allowing “dual motivation”
would cripple public confidence in the American system of
justice. It would put courts in the dreadful position of
welcoming overt racism and sexism in the selection of juries,
so long as there was a second, non-discriminatory reason stated
for the strike. Another cardinal flaw behind the dual

motivation cases cited by the state is that they do not consider

| properly Batson’s third step. This end game is where the trial

court weighs the reason or reasons for the strike and determines

whether the opponent has carried the burden of showing
purposeful discrimination, see, e.g., Hernandez v. New York, -
500 U.S. 352, 359-360 (1991). If the state concedes unlawful

discrimination, under Batson—as happened in Lucas’s
case—there is nothing to be weighed. There is no issue that the

state was not purposefully discriminating and the existence of

an ancillary, non-discriminatory motive is completely beside .
the point.

Further, to state that a second, non-discriminatory
purpose could ever trump the strike’s overt racism or
unconcealed gender bias flatly contradicts Batson’s purpose.

Finally, put aside whether the discriminatory intent

behind Reason #1 was overt or pretextural. A rational trier of

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fact should give no weight at all to Reason #2, the “neutral”
non-discriminatory reason, if the state has confessed that its
Reason #1 was product of its own bald-faced, unlawful bias.
Likewise, no weight should be given to reason #2—however
“neutral”—where the court finds that Reason #1 was a pretext
and that in fact the state unlawfully discriminated.

Lucas respectfully asks the Court to reject the Petition

and not issue the writ of certiorari.

CONCLUSION
The petition for wnt of certiorari should be denied
because the issue is moot. Further, the Anzona Court of
Appeals opinion does not violate Batson, nor the opinions of
this Court that followed. Finally, should the Court take this
case, it should reject “dual motivation” as a means of avoiding
the natural and logical consequences of a Batson violation.

Respectfully submitted,

GARRETT W. SIMPSON
Deputy Public Defender
(Counsel of Record)

411 North Central, No. 670
Phoenix, Arizona 85004

(602) 506-0920

Counsel for RESPONDENT

APPENDIX A

la acta

“87 NIN THE
COURT OF APPEALS
STATE OF ARIZONA
‘ DIVISION ONE
STATE OF ARIZONA, No. 1 CA-CR 97-0567
. = DEPARTMENT B
” Maricopa County
Superior Court
DeANDRE LAVAR LUCAS, No. CR-99-90354
Appellant.
ORDER and MANDATE

Janet A. Napolitano, The Attorney General
By: Randall M. Howe, Chief Counsel,
Criminal Appeals Section
Consuelo M. Ohanesian, Assistant Attorney General and
James P. Beene, Assistant Attorney General,
Attorneys for Appellee

Maricopa County Public Defender
By: | Garrett W. Simpson, Deputy Public Defender
Attorneys for Appellant

a

The opinion of this Court in the above matter was filed on February 13, 2001.
A petition for review was filed. The record was forwarded to the Arizona Supreme

Court. By order, dated May 23, 2001, the Arizona Supreme Court denied the petition
for review, Supreme Court No. CR-01-0096-PR.
IT IS ORDERED in conformity with the opinion attached hereto.
IT IS FURTHER ORDERED that a certified copy of the foregoing ORDER and
MANDATE and a copy of the opinion of the court were mailed to the Clerk of the Superior
Court for MARICOPA County, Arizona, on June 22, 2001. A copy of the ORDER and
MANDATE and a copy of the opinion were mailed to the Honorable Barabara M. Jarrett,
Judge, and a copy of the ORDER and MANDATE was mailed on said day to each party
appearing or the attorneys of record; as well as the MARICOPA County Attomey.

ORDER and MANDATE
Page Two
1 CA-CR 99-0567
DEPARTMENT B

MARICOPA County
Superior Court
No. CR 99-90354

IT IS FURTHER ORDERED pursuant to this Court’s
order of the 11th day of March, 1965, that the Clerk of this
Court return to the Clerk of the Superior Court, all records,
exhibits, and other matters received form said Clerk of the
Court in aid of the consideration of this matter.

DATED June 22, 2001.

/s/ Edward C. Voss
VICE CHIEF JUDGE

All of the foregoing directives were
complied with June 22, 2001.

GLEN D. CLARK, Clerk
By

/s/ Barbara J. Hill
Deputy Clerk

APPENDIX B

17 A.R.S., Arizona kules of Criminal Procedure, Rule 31.23(b)
states:

(b) Stay of Mandate Pending Application for Certiorari.

(1) Automatic Stay in Capital Cases Affirming Death
Sentence. The clerk of the Supreme Court shall issue the
mandate in capital cases when the time for filing a petition for
writ of certiorari in the United States Supreme Court from the
decision affirming the defendant conviction and sentence on
direct appeal has expired, or, in a case in which a petition for
writ of certiorari has actually been filed, when the clerk of the
Supreme Court is notified by the United States Supreme Court
that the petition has been denied. The filing of a petition for
rehearing of the denial of a petition for writ of certiorari shall
not delay the issuance of the mandate.

(2) In All Other Cases.

(i) A stay of the issuance of the mandate of either the
Court of Appeals or the Arizona Supreme Court pending
application to the United States Supreme Court for a writ of
certiorari may be granted upon request.

(ii) An application for a stay of the issuance of a
mandate of the Arizona Supreme Court may be filed with the
clerk of the Arizona Supreme Court within 15 days after the
filing of the court's opinion, memorandum decision or order
denying a motion for reconsideration.

(iii) An application for a stay of the issuance of a
mandate of the Court of Appeals may be filed with the clerk of
the Court of Appeals within 15 days after an order of the
Supreme Court denying a petition for review, or in any other
~ situation requiring the Court of Appeals to issue a mandate.

(iv) The stay shall not exceed 90 days unless the period
is extended for cause shown. If, during the period of the stay,
there is filed with the clerk of the appropriate court a notice that
the party who has obtained the stay has filed a petition for a writ
of certiorari, the stay shall continue until the clerk is notified by
the United States Supreme Court that the writ has been denied
or, in a case in which the writ has been granted, that a mandate
has been issued by the United States Supreme Court.

Be

No. 01-399

IN THE

SUPREME COURT OF THE UNITED STATES

STATE OF ARIZONA,
Petitioner,
VS.
DeANDRE LAVAR LUCAS,

Respondent.

PROOF OF SERVICE
I, Garrett W. Simpson, do certify that on this 2 Day
of September 2001, as required by Supreme Court Rule 29, I
served the foregoing Respondent's Brief In Opposition on all
parties required to be served by depositing an envelope
containing these documents in the United States Mail, first-

class postage prepaid, and addressed to counsel for the State of

Arizona, Consuelo M. Ohanesian, Assistant Attorney General,

1275 West Washington Street, Phoenix, Arizona 85007.
I declare under penalty of perjury that the foregoing is
true and correct.

MARICOP NTY PUBLIC DEFENDER

By

GARRETIW/SIMPSON
Deputy Public Defender
(Counsel of Record)

411 N. Central, Suite 670
Phoenix, Anzona 85004
(602) 506-0920

Counsel for RESPONDENT

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386014_2419%3A2. Public record. Not legal advice.
