# Opposition Brief — Virginia v. Kingdom of Spain

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386014_1195%3A3

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 2001
- **Citation:** 531 U.S. 1144

## Text

Suprome Court, U.S.
FILED
ef) ‘JAN 11 200
Nos. 00-629 & 00-652 OFFICE OF THE CLERK. |

IN THE

Supreme Court of the Hnited States

COMMONWEALTH OF VIRGINIA

Vi

KINGDOM OF SPAIN

SEA HUNT, INCORPORATED
7,

KINGDOM OF SPAIN

ON PETITIONS FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

BRIEF OF THE KINGDOM OF SPAIN
IN OPPOSITION TO CERTIORARI

JAMES A. GOOLD

Counsel of Record
Robert A. Long, Jr.
KEITH A. NOREIKA
COVINGTON & BURLING
1201 Pennsylvania Ave., N.W.
Washington, D.C. 20004-2401
(202) 662-6000

Attorneys for Respondent
January 2001

TABLE OF CONTENTS

¥ This Case Is Not An Appropriate
Vehicle For Determining The Meaning
Of “Abandonment” Under Admiralty
FOR TN AONE COANE LO TEC ART 9

ya The Court of Appeals’ Decision Does
Not Create A Circuit Conflict. .................. 13

3. The Additional Issues Raised in Sea
Hunt’s Petition Merit No Further
EE TGA ERO EC SEs PRC e OCR 15

4. The Foreign Policy Implications Of This
Case Counsel Against Further Judicial

PI i siitiiabiiniscisnithienicitereitibciswnctninta 17 |
i as 19 |
ike :

al a

TABLE OF AUTHORITIES
Page

Bonifay v. The Steamship Paraporti, 145 F. Supp. 879

(E.D. Va. 1956) ncicessiccccsvesnnieennaeiatidads 17
California v. Deep Sea Research, Inc., 523 U.S.

491 (1996) .......0.:acusisiicieeliciasiemalenta aia 2, 10, 16
Chicago & Southern Air Lines, Inc. v. Waterman S.S.

Corp., 333 U.S. 305 (PR iscmanniaseibienmnmads 17

Columbus-America Discovery Group v. Atlantic Mutual
Insurance Co., 203 F.3d 291 (4th Cir.),
cert. denied, 121 3.:C4. ZFE Gages wtenennnscdiesilenns 15

Columbus-America Discovery Group v. Atlantic Mutual
Insurance Co., 974 F.2d 450 (4th Cir. 1992)............ Au

Fairport International Exploration, Inc. v. The Shipwrecked
Vessel Known as the Captain Lawrence, in rem,
177 F.36 491 Gia Cie, Fests cetendiaeens 14

Klein v. Unidentified Wrecked and Abandoned Sailing
Vessel, 758 F.2d 1511 (11th Cir. 1985)... ccceeeseseees 17

Lathrop v. Unidentified Wrecked and Abandoned Vessel,
$177 F. Sapp. 953 GOLDS. Fi. TI scssttncsareseststscssscesesee 17

Martha's Vineyard Scuba Headquarters, Inc. v.
Unidentified, Wrecked and Abandoned Steam Vessel,
$33 F.2d 1059 (iat Cin. Po icciciiesae atin 15

New Harbor Protection Co. v. Steamer Charles P.
Chouteau, 5 F. 463 (D. La. 1881) occ cecceeeeeeeeeees 17

Republic of Mexico v. Hoffman, 324 U.S. 30 (1945) .......... 18

Sea Hunt, Inc. v. Unidentified, Shipwrecked Vessel or

Vessels, 221 F.3d 634 (4th Cir. 2000) .........cecssseoees Passim
Sea Hunt, Inc. v. Unidentified, Shipwrecked Vessel or

Vessels, 47 F. Supp. 2d 678 (E.D. Va. | SM passim
Sea Hunt, Inc. v. Unidentified, Shipwrecked Vessel or

Vessels, 22 F. Supp. 2d 521 (E.D. Va. ROE cheadedsbaitainn: 2
Sumitomo Shoji America, Inc. vy. Avagliano,

PT RA SO GIO viii tbiieie chink pesinloiy kee. 18
The Pohatcong, 77 F. 996 (S.D.N.Y. 1896) ...ccccccecccceseseeeees 17
The Yucatan, 30 F. Cas. 893 (S.D. Fla. RT Pisiisciiccekcccade 17

Treasure Salvors, Inc. v. Unidentified Wrecked and
Abandoned Sailing Vessel, 640 F.2d 560
8 BERR eee 15

United States v. California, 332 U.S. 19 RE 1]

United States v. Steinmetz, 973 F.2d 212
i SERRE SSS g ec Oe aa 11

Yukon Recovery, L.L.C. v. Certain Abandoned Property,
205 F.3d 1189 (9th Cir.), cert. denied,
I a 15

~

Page
FEDERAL, CONSTITUTIONAL, TREATY
AND STATUTORY PROVISIONS
FS. CE NS Wr ie ae cath ekcnchrhtinsishehilaepitaicantdbi iene 8,11
Abandoned Shipwreck Act of 1987, Pub. L. No.
100-298 (1988) (codified at 43 U.S.C. § 2101-
I iitah a sinss sdehnctitinitaistnsisicatebiiaiedbicabncdacsidibganbuls 7,9
1763 Definitive Treaty of Peace Between France,
Great Britain, Spain and Portugal, 42 Consol.
Faas BO is CI iiiieitaacnasablthnitinaitdeionsiace 6, 17
1902 Treaty of Friendship and General Relations
Between Spain and the United States,
Fa UR ZA Fe I I iiteecktnssinthsskcsirssnces passim
Be Utes © TB icdetitinsincctiehcinhdliitascsaiipawatibichadicaclalie 2

LEGISLATIVE MATERIALS

H.R. Rep. No. 100-514 (II) (1988)...sscsscssssssessscesneeenneeeee 10

BRIEF OF THE KINGDOM OF SPAIN
IN OPPOSITION TO CERTIORARI

The decision of the court of appeals rests on multiple,
independent and settled principles of domestic and
international law governing sovereign vessels and military
gravesites. The court of appeals correctly applied these
principles to affirm the Kingdom of Spain’s Ownership of its
Royal Navy Frigates La Galga and Juno and its right to
protect from commercial exploitation the final resting place
of more than 425 Spanish soldiers, sailors and their
dependents who died at sea in the service of their country.

To create the appearance of a conflict among the
courts of appeals, Petitioner Commonwealth of Virginia
(“Virginia”) conflates cases applying a principle of implied
abandonment where the owner of a vessel did not appear to
protect its interests with cases in which the owner did appear
— as the Kingdom of Spain did in this case — and proof of
express abandonment was required. Virginia’s Petition also
ignores controlling treaties, case law and principles of
international policy on which the court of appeals grounded
its decision.

The court of appeals correctly held that the Royal
Navy Frigates La Galga and Juno are the property of the
Kingdom of Spain under at least five parallel lines of legal
authority: the 1902 Treaty of Peace and General Relations
Between Spain and the United States; the deference United
States courts accord to understandings between other nations
concerning the meaning and effect of treaties between those
nations; the deference United States courts accord to military
and foreign policy decisions of the Executive Branch;
international law and custom conceming sovereign vessels
and military gravesites; and the proper application of the
Abandoned Shipwreck Act where a sovereign owner contests
claimed abandonment of its vessels. No conflict among the

a Be

x

courts of appeals is presented by the court of appeals’
application of these principles.

Petitioner Sea Hunt, Incorporated (“Sea Hunt”)
misreads California v. Deep Sea Research, Inc., 523 U.S.
491 (1998), as somehow precluding a sovereign from
appearing in an in rem proceeding to defend its ownership of
a sovereign vessel. In this case, the Kingdom of Spain
appeared before a U.S. court and submitted proof of
ownership that was found to be dispositive. Accordingly,
Deep Sea Research has no bearing on this case. Sea Hunt
also misconstrues the admiralty law of salvage. In
accordance with long-settled principles, the court of appeals
correctly held that Spain was entitled to protect its vessels
from commercial exploitation.

OPINIONS BELOW

The opinion of the court of appeals (Pet. App. 1-27)
is reported at 221 F.3d 634.' Opinions of the district court
are reported at 47 F. Supp. 2d 678 (Pet. App. 28-59) and 22
F. Supp. 2d 521. The district court’s decision denying Sea
Hunt’s request for a salvage award is unreported. See App.,
infra, la-9a.

JURISDICTION

The judgment of the court of appeals was entered on

July 21, 2000. Pet. App. 2. The petitions for a writ of

certiorari were filed on October 19, 2000. The jurisdiction of
this Court is invoked under 28 U.S.C. § 1254(1).

' References to “Pet. App.” are to the appendix to the
Commonwealth of Virginia’s Petition, No. 00-629.

+P

COUNTERSTATEMENT OF THE CASE

l. The Royal Navy Frigates La Galga and Juno
are commissioned warships of Respondent the Kingdom of
Spain. The frigates sank in 1750 and 1802, respectively. At
the time of their sinkings, each vessel was engaged in
military service. Each vessel remains to this day on the rolls
of the Navy of Spain. Under Spanish law, each vessel is
public dominion property of the Kingdom of Spain. (C.A.
App. 235, 229-30, 238-39).

a. La Galga was a fifty-gun frigate
commissioned into the Spanish Navy in 1732. On her final
voyage, La Galga was serving as escort to a convoy of
merchant ships bound from Havana to Spain, providing
protection from pirates. On board La Galga were the Second
Company of the Sixth Battalion of Spanish Marines, royal
property and military prisoners. On August 18, 1750, the
convoy encountered a hurricane that scattered the ships and
drove them westward towards Colonial America. Over the
next week, La Galga lost her masts and rudder. On
August 26, 1750, La Galga struck a shoal off Assateague
Island, near the border between Virginia and Maryland, and
sank. (C.A. App. 218-19; 423-24).

Most of those on board La Galga reached land and
the wreck remained accessible for a month or more. From
late August into October 1750, Captain Daniel Huoni
unsuccessfully sought the assistance of the Virginia
authorities to protect the wreck and to prevent looting. On
November 3, 1750, Governor Ogle of Maryland pledged to
send sheriffs to stop the looting, but a second storm scattered
the wreck and ended all salvage efforts. The remains of La
Galga were driven by storms and wave action into the seabed
and became unrecoverable by then-existing salvage
technology. (C.A. App. 147-53; 424-25; 429).

~ e

b. Juno was a thirty-four gun frigate built for the
Royal Navy of Spain in 1789, at the outbreak of the
Napoleonic Wars. Juno was assigned to Spain’s Caribbean
Fleet and spent the remainder of her military service on
convoy escort duty. Juno’s final voyage began as escort to a
convoy from Vera Cruz to Cadiz, but she suffered storm
damage en route and put in to Puerto Rico for repairs, while
the other ships continued on to Spain. After repairs were
completed, Juno was assigned in October 1802 to serve as a
troopship taking the soldiers of the Third Battalion of the
Regiment of Africa and their families home to Spain from
combat duty. East of Norfolk, Virginia, Juno encountered a
fierce storm and disappeared at sea with more than 425
soldiers, sailors and military dependents on board. Over the
next year, Spain’s Consul General in Boston unsuccessfully
canvassed United States ports for any reports of Juno
survivors or sightings of wreckage. (C.A. App. 216-17).

2. Petitioner Sea Hunt is a commercial salvage
firm that secured a permit from Virginia to take artifacts from
Juno and La Galga, in return for granting Virginia a share of
the proceeds. Through historical research, Sea Hunt was
aware that both ships were Spanish Royal Navy vessels
believed to have sunk in the vicinity of Assateague Island,
Virginia. (C.A. App. 417-22; 423-30). On learning of Sea
Hunt’s proposed activities, the Kingdom of Spain advised
that it objected to disturbance of La Galga and Juno and
expressed its desire that their remains be left undisturbed as
military gravesites. (C.A. App. 103, 104). Sea Hunt initiated -
this in rem action because it anticipated that Spain would
claim ownership of La Galga and Juno and object to salvage.
(C.A. App. 66, 73, 80, 82).

In March 1998, Sea Hunt initiated an in rem
admiralty action seeking a declaratory judgment that Juno
and La Galga had been abandoned and ceased to be
sovereign vessels of Spain, and that they had become the
property of Virginia or Sea Hunt under the Abandoned

wie

_ Shipwreck Act or the law of finds. Pet. App. 33. In the
alternative, Sea Hunt sought a salvage award giving it
exclusive rights as salvor-in-possession to the vessels and
their contents.

After filing its in rem claim, Sea Hunt conducted
limited salvage operations. At a September 15, 1998 hearing
concerning those operations, unrebutted expert testimony
was presented by a National Park Service underwater
archaeologist that Sea Hunt was using inappropriate and
potentially destructive techniques to scour the seabed for
artifacts that were endangering the remains of the vessels.
(C.A. App. 181-97). At the request of the district court, Sea
Hunt agreed to cease operations until ownership of Juno and
La Galga had been adjudicated.

3. In response to the Sea Hunt and Virginia
claims, Spain appeared in the district court and filed a
verified claim that it is the owner of Juno and La Galga. In
support of a motion for summary judgment and in opposition
to a Sea Hunt and Virginia cross-motion, Spain provided the
district court with documentary history of the vessels
demonstrating that both had been commissioned naval
vessels on active duty and had never been abandoned or
stricken from the rolls of the Spanish Navy. Spain also
demonstrated that under Spanish law Juno and La Galga are
public dominion property of Spain that can only be ceded or
abandoned by an express act authorized by Parliament.
Spain also objected to commercial exploitation of the
gravesites of its personnel. (C.A. App. 104; 105-26; 198-
204; 214-34; 235, 238).

4. Central to this case and to the decision of the
court of appeals are two treaties entered into by the Kingdom
of Spain. Article X of the 1902 Treaty of Friendship and
General Relations (33 Stat. 2105, 2110-11, 11 Bevans 628,
632) obligates each nation “in cases of shipwreck” to provide
the vessels of the other nation with “the same assistance and

it.

protection and the same immunities which would have been
granted to its own vessels in similar cases.” The
understanding of the United States and Spain, affirmed by the
court of appeals, is that this article obligates the United States
to provide a Spanish sovereign vessel shipwrecked in United
States waters with the same rights and immunities that the
United States provides to its own sovereign vessels.

The earlier treaty is the 1763 Definitive Treaty of
Peace, 42 Consol. T.S. 279 (Feb. 10, 1763) (C.A. App. 521-
34) by which Spain, Great Britain, France and Portugal
ended the Seven Years’ War. To resolve the conflict
between Spain and Great Britain, Great Britain agreed to
withdraw its forces from Cuba (Article XIX) in exchange for
the cession by Spain of claims to territory east of the
Mississippi River “on the continent of North America.”
(Article XX). The 1763 Treaty expressly preserved Spain’s
ownership of moveable Royal Property in North America,
providing that “[H]is Catholick Majesty shall have the power
to cause all the effects that may belong to him, to be brought
away, whether it be artillery or other things.” (Article XX).
In the district court, Diplomatic Notes of Great Britain and
Spain documented each nation’s common understanding that
the Treaty was not a cession of La Galga from Spain to Great
Britain. App., infra, 27a, 29a.

3 In support of Spain’s ownership rights in Juno
and La Galga and its right to refuse salvage, the United
States submitted Statements of Interest on behalf of the
Departments of State and Defense. The Department of
Defense statement declares the policy of the United States
that more than 16,000 sunken U.S. military vessels and
aircraft sunk around the world, including uncounted military
gravesites, remain United States property absent an
authorized express declaration of abandonment. App., infra,
21la-22a. It also articulates the United States’ policy to
secure protection for its sunken sovereign vessels and aircraft
from unauthorized disturbance by providing reciprocal

=

treatment to other nations: “The Department of Defense has
a strong interest in ensuring that the Juno and La Galga are
treated in the same way that we would want U.S. Navy, U.S.
Army, U.S. Air Force and other submerged sovereign non-
commercial United States wrecks in foreign waters to be
treated.” App., infra, 24a. |

The Declaration of Interest of the Department of State
States that Article X of the 1902 Treaty of Friendship and
General Relations is “unique” among the many United States
treaties of friendship, commerce and navigation with other
nations and, in the view of the Department of State, “imposes
on the United States the responsibility to afford to these ...
vessels [La Galga and Juno] the same assistance and
protection and the same immunities which would be granted
to sunken United States warships in the same location.”
App., infra, 13a, 14a.

6. The district court upheld Spain’s ownership of
Juno and its right to reject salvage, but ruled that La Galga
had been expressly abazidoned by Spain under the district
court’s interpretation of the 1763 Definitive Treaty of Peace.
Accordingly, the district court ruled that La Galga had
become the property of Virginia under the Abandoned
Shipwreck Act. Pet. App. 50-53.

: The court of appeals affirmed the district
court’s rulings upholding Spain’s ownership of Juno and
denying Sea Hunt salvage rights. The court of appeals
reversed the district court’s ruling that the 1763 Treaty
abandoned La Galga. The court of appeals held that
Petitioners had been required to show express abandonment
under long-settled admiralty law principles reflected in
Columbus-America Discovery Group v. Atlantic Mutual Ins.
Co., 974 F.2d 450 (4th Cir. 1992), Pet. App. 11, and under
the Abandoned Shipwreck Act’s definition of “abandoned
shipwrecks” as those “to which the owner has relinquished
ownership rights with no retention.” (43 U.S.C. § 2101(b))

sie

(emphasis added). The court of appeals further held that,
while an implied abandonment standard may be applied to
privately owned vessels, an express abandonment standard is
required “where, as here, a nation has stepped forward to
assert ownership over its sovereign shipwrecks.” Pet. App.
10-11. Express abandonment is also required under Article
X of the 1902 Treaty, which confers on Spanish vessels “the
same immunities” conferred upon similarly situated vessels
of the United States. The immunities extended to Spain’s
vessels by the 1902 Treaty include the preclusion of implied
abandonment of United States property under the Property
Clause of the Constitution (U.S. Const. art. IV § 3).
Additionally, the court of appeals held that application of an
express abandonment standard to La Galga and Juno is
required by the legitimate interests of the executive branch in
respecting “the customary international law rule that title to
sunken warships may be abandoned only by an express act of
abandonment.” Pet. App. 16 (quoting Statement of Interest,
U.S. Dept. of State J 15 (App., infra, 14a)).

Applying these principles, the court of appeals ruled
that no express abandonment of La Galga had been shown.
As to the Treaty of 1763, the court agreed with Spain and
Great Britain that the cession in the Treaty of territory “on
the continent of North America” “was not intended to include
movable property located in coastal waters,” an
understanding which is consistent with this Court’s rulings in
the Submerged Lands cases that 18th Century North America
territory did not include coastal waters. Pet. App. 24.
Moreover, the court recognized that the closing proviso of
Article XX of the Treaty includes an express reservation of
Spain’s rights to its movable property in North America. Pet.
App. 22.

Finally, the court of appeals observed that, if implied
abandonment were the applicable standard, “even a finding
of implied abandonment would be improper” in this case.
Pet. App. 25.

x's

REASONS FOR DENYING THE WRIT

) # This Case Is Not An Appropriate Vehicle For
Determining The Meaning Of “Abandonment”
Under Admiralty Law.

Virginia urges the Court to grant review in this case
to determine the meaning of “abandonment” under the
Abandoned Shipwreck Act of 1987, Pub. L. No. 100-298
(1988) (codified at 43 U.S.C. § 2101-2106 (1994)), and
general admiralty law. See Pet. 8-25. In particular, Virginia
urges the Court to grant review in order to decide whether
abandonment may be implied from inaction over a period of
time, or instead requires an express act by the owner of the
sunken vessel. Pet. 10-15.

There are multiple reasons why this case is not an
appropriate vehicle for deciding that issue. First, this case
involves sunken warships of a sovereign nation, which may
be abandoned only by express act of the sovereign even if
privately-owned shipwrecks are subject to an implied
abandonment standard. Second, the 1902 Treaty between the
United States and Spain requires the application of an
express abandonment standard in this case. And third, the
choice of a legal standard does not ultimately matter in this
case, because the vessels at issue were not abandoned even
under an implied abandonment standard.

a. This Case Involves Sovereign Vessels.

The Juno and La Galga were frigates in the Spanish
Navy. Indeed, both ships remain on the Spanish Naval
Registry to this day. Even if sunken private vessels may be
subject to a standard of implied abandonment, there are
strong arguments that vessels owned by a sovereign nation —
and, especially, warships of a sovereign nation — should

-10-

remain property of the sovereign absent an express act of
abandonment.”

The United States Government takes the position that
warships of a sovereign nation remain the property of the
sovereign absent an express act of abandonment. The United
States, in addition to appearing as an amicus curiae in
support of Spain, has submitted formal statements of the
foreign and military policy of the United States. App., infra,
10a, 20a. The Statement by the Department of Defense,
signed by the Judge Advocate General of the Navy, sets forth
the interest of the United States in honoring the principle that
a nation’s sunken naval vessels are sovereign property that
may not be disturbed without express authorization from the
sovereign. App., infra, 23a. The declaration observes that
more than 1,500 sunken U.S. naval vessels and countless
sunken aircraft are located around the world, and that it is
important that “the United States and its constituent States
[grant] reciprocal recognition of the sovereign title and
ownership interests of other sovereign governments in their
wrecks in United States waters.” Jd. The State Department
submission, signed by the Deputy Assistant Secretary of
State for Oceans, Fisheries and Space, declares that it is “the
policy of the United States Department of State to recognize
claims by foreign governments . . . to ownership of foreign

. The legislative history of the Abandoned Shipwreck Act
indicates that sovereign vessels are treated differently from other vessels.
See Pet. App. 10 (quoting H.R. Rep..No. 100-514(II), at 13 (1988))
(“{T]Jhe U.S. only abandons its sovereignty over, and title to, sunken U.S.
warships by affirmative act; mere passage of time or lack of positive
assertions of right are insufficient to establish such abandonment... .
The same presumption against abandonment will be accorded vessels
within the U.S. territorial sea that, at the time of their sinking, were on the
non-commercial service of another State.”). See also Brief of the United
States, at 35 & n.25, California v. Deep Sea Research, Inc., 523 U.S. 491
(1998) (No. 96-1400).

«

warships sunk in waters of the United States.” App., infra,
12a. The statement further declares that “i]t is in the foreign
policy interest of the United States to honor the request of the
Government of Spain” in this case that its sunken warships
not be disturbed. Jd. at 14a. Because this case involves a
special kind of shipwreck — warships of a sovereign nation —
there is no occasion for the Court to consider whether
shipwrecks of all kinds are subject to a rule of implied
abandonment.

b. An Express Abandonment Standard Is
Required Under The 1902 Treaty Between
the United States and Spain.

The court of appeals held that “express abandonment
. is required [under the terms] of the 1902 Treaty of
Friendship and General Relations between the United States
and Spain.” Pet. App. 13. The 1902 Treaty provides that
“[iJn cases of shipwreck, . . . each party shall afford to the
vessels of the other . . . the same immunities which would
have been granted to its own vessels in similar cases.” 33
Stat. 2105, 2110-11, 11 Bevans 628, 632. The USS.
Department of State informed the courts below “‘that this
provision is unique’ in that no other ‘friendship, commerce
and navigation (FCN) treaty of the United States contains
such a broadly worded provision applying to State ships.’”
Pet. App. 13-14 (quoting U.S. Department of State,
Statement of Interest § 13 (App., infra, 13a)).

Both the United States and Spain agree that the
Treaty provides that Spanish ships sunk in U.S. territorial
waters are accorded the same immunity as U.S. ships sunk in
U.S. waters. As the court of appeals noted, U.S. vessels
“may only be abandoned by an express, unambiguous, and
affirmative act.” Pet. App. 14 (citing U.S. Const. art. IV § 3;
United States v. California, 332 U.S. 19, 39-40 (1947);
United States v. Steinmetz, 973 F.2d 212, 222 (3d Cir.
1992)). The court of appeals appropriately concluded: “We

ae.

cannot therefore adopt an implied abandonment standard in
the face of treaties and mutual understandings requiring
express abandonment. Such a standard would supplant the
textual framework of negotiated treaties with an
unpredictable judicial exercise in weighing equities.” Pet.
App. 15.

The court of appeals’ interpretation of the 1902
Treaty is plainly correct. In any event, the lower court’s
resolution of this narrow issue, on which there is no circuit
conflict, warrants no further review.

¢. Spain Would Retain Ownership Of The
Vessels At Issue In This Case Even Under
An Implied Abandonment Standard.

The court of appeals concluded that “even a finding
of implied abandonment would be improper” in the
circumstances of this case. Pet. App. 25. As the court of
appeals noted, the Kingdom of Spain strove to protect La
Galga after she sank, maintained the ship on its Naval
Registry, and “vigorously asserted” a claim of ownership
when Sea Hunt commenced its in rem admiralty action. Jd.
The court of appeals also noted that the technology needed to
find and recover the wreck only recently became available.
Id.

The court of appeals’ resolution of this fact-bound
issue is correct and warrants no further review. Because the
result in this case ultimately does not depend on whether the
court applies a standard of express abandonment or implied
abandonment, there is no reason for this Court to address that
issue in this case.

* * ¥

In sum, before reaching the question whether sunken
vessels may be abandoned by implication, the Court would
have to (1)overturn the court of appeals’ fact-bound
determination that there has been no abandonment of the

34%

vessels at issue in this case under an implied abandonment
standard; (2) overturn the court of appeals’ interpretation of
the 1902 Treaty between the United States and Spain (a
narrow issue on which the parties to the treaty are in
agreement) and (3) consider whether warships of a sovereign
nation are subject to an express abandonment standard even
if privately-owned shipwrecks are subject to a less-
demanding implied abandonment standard. Not one of these
issues merits review. And there is no reason to think that this
Court would disagree with the court of appeals’ weil-
reasoned resolution of any of these issues, let alone all of
them.

2. The Court of Appeals’ Decision Does Not Create A
Circuit Conflict.

Virginia asserts (Pet. 10-15) that the courts of appeals
are in conflict over the question whether abandonment of
shipwrecks may be implied rather than express. The court of
appeals’ decision in this case does not conflict with any
decision of another court of appeals. Moreover, any
disagreement among the circuits is less sharply defined, and
less significant, than is suggested by Virginia’s Petition.

As the court of appeals explained, the Fourth Circuit
has not ruled out implied abandonment of a shipwreck in all
circumstances. The Fourth Circuit has held that “a court may
infer an abandonment” when the property is “an ancient and
long-lost shipwreck.” Columbus-America, 974 F.2d at 464-
65 (emphasis added). The Fourth Circuit has declined to
draw an inference of abandonment, however, when the owner
appears in the in rem action and asserts a claim of ownership.
Id. In reaching this conclusion, the Fourth Circuit has relied
on the established rule that when an owner asserts a claim to
property that was involuntarily taken from his control, “the
law is hesitant to find an abandonment.” Pet. App. 12
(quoting Columbus-America, 974 F.2d at 467-68).

‘th.

As the Fourth Circuit observed, no other court of
appeals has employed an implied abandonment standard
against an owner that has appeared in an in rem action and
asserted a claim to its property. Pet. App. 12. For that
reason, the decision in this case does not conflict with any
decision of any other court of appeals.’

In addition, as noted above, this case involves
warships of a sovereign nation rather than privately-owned
vessels. Because sovereign vessels are subject to an express
abandonment standard even if privately-owned vessels may
be subject to an implied abandonment standard, decisions
holding that private vessels have been impliedly abandoned
do not conflict with decisions, such as this one, applying an
express abandonment standard to a sovereign warship.

Even as to privately-owned vessels, the Fourth
Circuit’s decision in Columbus-America does not represent a
sharp departure from prior admiralty law or the decisions of
other circuits. The Sixth Circuit has observed that “the
apparent divergence of authority” between its decisions and
those of the Fourth Circuit “masks a degree of underlying
agreement.” Fairport International Exploration, Inc. v. The
Shipwrecked Vessel Known as the Captain Lawrence, in rem,
177 F.3d 491, 499 (6th Cir. 1999). The Sixth Circuit’s
standard, like the Fourth Circuit’s, “reveals a uniform
concern that courts impose a high burden on those who argue
that an owner abandoned property that sank against his will”

. Petitioners and their amici repeatedly cite decisions in which the

owner of the vessel did not come forward to contest the claim of
abandonment. See Sea Hunt Pet. 16-17; Virginia Pet. 17; Professional
Shipwreck Explorers Ass’n Amici at 13-14. In those cases, the courts
may infer abandonment from the owner’s failure to appear and therefore
need not address whether express abandonment has been shown. These
decisions have no bearing on whether express or implied abandonment is
appropriate when, as here, the owner has appeared.

« £55

and requires parties alleging abandonment to meet “the
exacting burden of proof admiralty law imposes on those
who allege abandonment.” Jd at 499-500. Similarly, the
First, Fifth, and Ninth Circuits have inferred abandonment
only in cases in which the original owner failed to appear and
assert a claim of ownership. See Martha’s Vineyard Scuba
Headquarters, Inc. v. Unidentified, Wrecked and Abandoned
Steam Vessel, 833 F.2d 1059, 1065 (1st Cir. 1987) (“no
person or firm appeared to assert any overall claim of
ownership”); Treasure Salvors, Inc. v. Unidentified Wrecked
and Abandoned Sailing Vessel, 640 F.2d 560, 567 (5th Cir.
1981) (original owner does not lose title “except in
extraordinary cases”); see also Yukon Recovery, L.L.C. v.
Certain Abandoned Property, 205 F.3d 1189, 1194 (9th Cir.)
(upholding original owner’s claim to cargo), cert. denied,
121 S. Ct. 62 (2000) (No. 99-1958).4

In sum, this case differs from other decisions of
courts of appeals in that the Kingdom of Spain, a sovereign
nation, appeared in the admiralty court and asserted a claim
to its sovereign vessels. No court of appeals’ decision has
applied a standard of implied abandonment in similar
circumstances, and therefore the Fourth Circuit’s decision in
this case does not create a circuit conflict.

3. The Additional Issues Raised in Sea Hunt’s
Petition Merit No Further Review.

Sea Hunt raises two additional issues that plainly do
not warrant this Court’s attention. First, Sea Hunt asserts

4

The petition for a writ of certiorari in Columbus-America
Discovery Group v. Atlantic Mutual Ins. Co., 203 F.3d 291 (4th Cir.
2000), urged the Court to grant review to resolve an asserted circuit
conflict over whether abandonment may be implied as well as express.
This Court recently denied the petition. 121 S. Ct. 277 (2000) (No. 99-
1935).

<i.

(Sea Hunt Pet. 9) that “the Fourth Circuit is providing Spain
a sovereign immunity and/or exemption from a direct
proceeding Jn Rem against all vessels originally owned by
Spain,” contrary to this Court’s decision in California v.
Deep Sea Research, Inc., 523 U.S. 491 (1998). Sea Hunt
simply misreads this Court’s decision in Deep Sea Research.
That decision holds that a State’s immunity from suit under
the Eleventh Amendment does not extend to an in rem
proceeding, at least if the res is not in the actual possession
of the State. Assuming that the holding in Deep Sea
Research applies with full force to a sovereign nation, the
court of appeals’ decision in this case is entirely consistent
with Deep Sea Research. Spain did not contend that the
district court lacked authority to determine ownership of the
shipwrecks. Instead, Spain appeared before the court and
submitted a claim to the res. The courts below considered
Spain’s proofs of ownership, evaluated Petitioners’ counter-
evidence, and ruled in favor of Spain on the merits. That is a
very different matter from holding that the sovereign
immunity of the Kingdom of Spain extends to in rem
proceedings, or that Spain is “exempt” from in rem
proceedings in admiralty. Sea Hunt’s effort to manufacture a
conflict with this Court’s decision in Deep Sea Research is
baseless.

Second, Sea Hunt’s petition includes a lengthy and
confused discussion of the law of salvage. See Sea Hunt Pet.
19-25. The court of appeals rejected Sea Hunt’s claim to a
salvage award in a footnote at the end of its opinion. Pet.
App. 27 n.2. The court of appeals agreed with the district
court that “[iJt is the right of the owner of any vessel to
refuse unwanted salvage,” and that “Sea Hunt had prior
knowledge of Spain’s ownership interests and had reason to
expect Spain’s ownership interests and refusal to agree to

37.

salvage activity.” Jd° The lower court’s resolution of Sea

Hunt’s salvage claim is fact-bound, does not conflict with
any decision of another court of appeals, and reflects the
long-settled doctrine that the owner of a vessel, including a
long-sunken vessel, has the right to reject a salvor’s services.
See, e.g., Lathrop v. Unidentified Wrecked and Abandoned
Vessel, 817 F. Supp. 953, 964 (M.D. Fla. 1993); Bonifay v.
The Steamship Paraporti, 145 F. Supp. 879, 882 (E.D. Va.
1956); The Pohatcong, 77 F. 996, 997 (S.D.N.Y. 1896); New
Harbor Protection Co. v. Steamer Charles P. Chouteau, 5
F. 463, 464 (D. La. 1881); The Yucatan, 30 F. Cas. 893, 895-
96 (S.D. Fla. 1847); cf Klein v. Unidentified Wrecked and
Abandoned Sailing Vessel, 758 F.2d 1511, 1515 (11th Cir.
1985). No further review is warranted.

4. The Foreign Policy Implications Of This Case
Counsel Against Further Judicial Proceedings.

“Our Constitution charges the political branches with
the conduct of foreign affairs.” Pet. App. 16 (citing Chicago
& Southern Air Lines, Inc. v. Waterman SS Corp., 333 U.S.
103, 109-10 (1948)). This case involves relations between
the United States and the Kingdom of Spain, the
interpretation of a treaty signed by both sovereigns, the
shared understanding of Spain and Great Britain as to the
terms of their 1763 Peace Treaty, and principles of
international comity. The court of appeals recognized that
“[t]he United States ‘is the owner of military vessels,
thousands of which have been lost at sea, along with their
crews. In supporting Spain, the United States seeks to insure
that its sunken vessels and lost crews are treated as sovereign
ships and honored graves, and are not subject to exploration,

; Amici Professional Shipwreck Explorers Ass’n et al. argue that
a “non-possessing sovereign” cannot refuse salvage (Br. 5-6). The lower
courts, however, correctly rejected this distinction as unsupported by
precedent. See Pet. App. 27 n.2; App., infra, 3a.

= ee

or exploitation, by private parties seeking treasures of the
sea.”” Pet. App.25-26 (quoting Brief of the United States as
Amicus Curiae, at 1). As the court of appeals recognized,
“matters as sensitive as these implicate important interests of
the executive branch.” Pet. App. 26.

The court of appeals noted that “[t]he express
abandonment standard is regularly applied by the executive
branch in dealing with foreign vessels,” and concluded that
“i]t is simply not for [the courts] to impose a looser standard
that would interfere with this long standing political
judgment in sensitive matters of international law.” Pet.
App. 16. See also Republic of Mexico v. Hoffman, 324 US.
30, 35 (1945) (It is “not for the courts to deny an immunity
which our government has seen fit to allow.”). In
interpreting the relevant treaty provisions, moreover, the
Fourth Circuit followed the principle that “‘[wJhen the
parties to a treaty both agree as to the meaning of a treaty
provision, and that interpretation follows from the clear
treaty language, we must, absent extraordinarily strong
contrary evidence, defer to that interpretation.”” Pet. App. 15
(quoting Sumitomo Shoji Am., Inc. v. Avagliano, 457 U.S.
176, 185 (1982)). The Fourth Circuit concluded its opinion
by reiterating that appropriate deference to the executive
branch prevents a court from “just turn{ing] over the
sovereign shipwrecks of other nations to commercial salvors
where negotiated treaties show no sign of an abandonment,
and where the nations involved all agree that title to the
shipwrecks remains with the original owner.” Pet. App. 26.

The same considerations of deference to the executive
branch weigh against further judicial proceedings in this
case. As the court of appeals recognized, the Kingdom of
Spain “vigorously asserted its ownership rights in this
proceeding,” and “[nJothing in the law of admiralty suggests

o 15

that Spain has abandoned its dead by respecting their final
resting place at sea.” Id.°

CONCLUSION
The petitions for a writ of certiorari should be denied.

Respectfully submitted,

James A. Goold
Counsel of Record
Robert A. Long, Jr.
Keith A. Noreika
Covington & Burling
1201 Pennsylvania Ave., N.W.
Washington, D.C. 20004-2401
(202) 662-6000

Attorneys for Respondent

January 2001

The United States filed briefs as amicus curiae in support of the

Kingdom of Spain in both the district court and the court of appeals. The
Kingdom of Spain recognizes that the usual practice of the United States
is not to file an amicus brief at the petition stage without an invitation
from the Court. In view of the foreign policy and military implications of
this case, the Kingdom of Spain respectfully requests that if the Court
were inclined to grant the petitions, it invite the Solicitor General to file a
brief expressing the views of the United States before granting review.

Soe St ae a. a

ev eee mere ras Le ina tinplate eared oagereantereeter Cee en Te

UNITED STATES DISTRICT COURT FOR THE
EASTERN DISTRICT OF VIRGINIA,
NORFOLK DIVISION

SEA HUNT, INC.,
Plaintiff,
v.

THE UNIDENTIFIED SHIPWRECKED VESSEL OR
VESSELS, etc. in rem, et al.,

Defendants.
Case No. 2:98cv281

June 25, 1999

OPINION AND ORDER

Before CLARKE, District Judge.

This case is currently before the Court on the issue of
Plaintiff Sea Hunt, Inc.’s (“Sea Hunt”) entitlement to a
Salvage award for locating and salvaging articles from the
JUNO, a Spanish frigate which sank off the coast of Virginia
in 1802.

By Order of April 27, 1999, this Court held that the
Kingdom of Spain (“Spain”) had never abandoned the wreck
of the JUNO and retained ownership of the remains of the
vessel. See Sea Hunt, Inc. vy. Unidentified Shipwrecked
Vessel or Vessels, 47 F. Supp. 2d 678, 1999 WL 257748

la

2a

(E.D. Va. 1999).' By the same Order, this Court directed the
parties to the case to submit briefs on the issue of whether
Sea Hunt should receive a salvage award for services
conducted on JUNO even though Spain retained ownership
of the wreck. Pursuant to this Court’s Order of June 7, 1999,
the Court allowed the parties to file reply briefs on the same
issue. All briefs having now been received and considered,
the Court FINDS that because Spain communicated to Sea
Hunt its desire that the wreck of JUNO should not be
disturbed, Sea Hunt is not entitled to any award for services
performed in contradiction to Spain’s wishes.”

Although the “law of salvage presumes that the owner
desires the salvage service,” R.M.S. Titanic, Inc. v. Haver,
171 F.3d 943, 961 (4th Cir. 1999), “potential salvors do not
have an inherent right to save distressed vessels.” Lathrop v.
Unidentified, Wrecked & Abandoned Vessel, 817 F. Supp.
953, 964 (M.D. Fla. 1993). A salvage award “may be denied
if the salvor forces its services on a vessel despite the
rejection of them by a person with authority over the vessel.”
Platoro Ltd., Inc. v. Unidentified Remains of a Vessel, 695
F.2d 893, 901 (Sth Cir. 1983). The doctrine of rejection of
salvage is an ancient one, and has been recognized by many
courts. See, e.g., The YUCATAN, 30 F. Cas. 893 (S.D. Fla.
1847); The CHOTEAU, 4 Woods 71, 9 F. 211 (C.C.E.D. La.
1881); The POHATCONG , 77 F. 996 (S.D.N.Y. 1896); The
INDIAN, 159 F. 20 (C.C.A.5 1908); Legnos v. M/V OLGA

; This Court also held that LA GALGA, a Spanish frigate which
sank in 1750, had been explicitly abandoned by Spain.

_ The parties raised a number of issues in their briefs, including
whether Spain is entitled to sovereign immunity, and whether the wreck
of JUNO should receive special treatment as a war grave. However, as
the Court previously declined to address the nature of JUNO as a military
vessel, and because common law principles are sufficient for decision on
this matter, these issues will not be discussed.

a

3a

JACOB, 498 F.2d 666 (Sth Cir. 1974); Consolidated Towing
Co. v. Hannah, 509 F. Supp. 1031 (W.D. Mo. 1981). This
doctrine has also been previously recognized by this Court.
See Bonifay v. The PARAPORTI, 145 F. Supp. 879 (E.D. Va.
1956) (parties attempting to salvage vessel contrary to
owner’s instructions were “gratuitous intermeddlers” and
were entitled to no award). While a party may salvage a
vessel without the express permission of the vessel’s master
or owner, Merritt & Chapman Derrick & Wrecking Co. v.
United States, 274 U.S. 611, 613, 71 L. Ed. 1232, 47 S. Ct.
663 (1927) (absent express consent, salvage award may be
granted when “under the circumstances, any prudent man
would have accepted” the services), an unequivocal rejection
of salvage services will normally be respected. New Harbor
Protection Co. v. The CHARLES P. CHOUTEAU, 5 F. 463,
464 (D. La. 1881) (“If the master of a burning vessel prefers
to allow her to burn rather than to permit outside parties to
extinguish the flames, he may do so.”).

Sea Hunt has argued in its briefs that a rejection of
salvage services may only be accomplished when the owner
or master is in actual possession of the vessel and in a
position to rescue the property. While it is true that in most
cases of rejection of salvage, the owner or master is in
possession of the vessel, the Court finds that possession of
the vessel in these cases is merely a circumstance of the
rejection, and not a requirement. The Court has found no
statement of law which requires that the master of a vessel be
present to effectuate a rejection of salvage. In fact, the right
to reject salvage has been recognized in cases involving long-
lost shipwrecked vessels. See Klein v. Unidentified Wrecked
and Abandoned Sailing Vessel, 758 F.2d 1511, 1515 (11th
Cir. 1985) (salvage award denied where the owner of the
vessel “may not even have desired for the property to be
rescued.”); see also Platoro Ltd, Inc. v. Unidentified
Remains of a Vessel, 695 F.2d 893, 901 (Sth Cir. 1983);
Lathrop v. Unidentified, Wrecked & Abandoned Vessel, 817

ta

F. Supp. 953, 964 (M.D. Fla. 1993); Jupiter Wreck, Inc. v.
Unidentified, Wrecked & Abandoned Sailing Vessel, 691
F. Supp. 1377, 1389 (S.D. Fla. 1988).

In Platoro and Lathrop, the courts adopted the idea of
“constructive rejection” of salvage. Constructive rejection
“bars an award if the rejection was reasonably understood by
a salvor.” Lathrop, 817 F. Supp. at 964. In Lathrop, the
wrecked vessel subject to salvage was located in submerged
land belonging to the State of Florida and dedicated to the
United States for use as a national park. The Lathrop court
determined that the salvor was not entitled to an award
because, based on the wreck’s location within a national
park, the salvor “should have known that the State of Florida,
the presumed owner of the submerged lands and any property
embedded in the soil, might refuse [the salvor’s] offer to
excavate the alleged vessel.” Jd. at 965.

In Platoro, however, a salvage award was grented despite
a claim of constructive rejection. Although the Platoro court
recognized the doctrine of constructive rejection, it found
that in the case of a shipwrecked vessel in the submerged
lands of the State of Texas, it was not reasonable for the
salvors to conclude either that Texas was the owner of the
vessel, or that applicable Texas statutes stated an intent to
reject salvage services. Platoro, 695 F.2d at 902.

In this case, Sea Hunt knew from the outset of this action
that JUNO was a Spanish vessel, see Verified Complaint in
Admiralty in Rem, March, 11, 1998, at { 29, and possibly of
a military character. During the March 11, 1998, hearing
before this Court, Sea Hunt expressed to the Court its
concern that Spain might claim ownership and reject Sea
Hunt’s efforts at salvage:

.. . in the event that the wreck is determined
to not have been abandoned, we would like to
have our salvage rights protected as of today
given the fact that potentially a sovereign

5a

owner could claim that they are refusing
salvage.

See Transcript of Proceedings, March 11, 1998, at 18, lines
14-17 (statement of Mr. Hess). As early as September 24,
1997, more than five months before the filing of the current
in rem action, Sea Hunt was informed during negotiations
with the National Park Service’ that Spain might claim
ownership of the wreck. See Transcript of Proceedings,
September 15, 1998, at 186, lines 17-21 (testimony of
Mr. Benson); Supplemental Brief for the United States as
Amicus Curiae, attachment 2, May 27, 1999. Sea Hunt’s
knowledge of the origin of the wreck and of the potential
claims of Spain lead this Court to believe that Sea Hunt
should have known, and in fact did know, before the filing of
this in rem action that Spain might refuse any salvage efforts
made against JUNO.

In addition, Sea Hunt received express notice from Spain
of Spain’s intent to refuse salvage of JUNO. Sea Hunt filed a
Verified Complaint in Admiralty with this Court on March
11, 1998. In that complaint, Sea Hunt represented to the
Court that, “upon information and belief, one of the
Defendant Shipwrecked Vessel(s) is that of the JUNO, a
Spanish frigate that disappeared in the vicinity of the salvage
sites in 1802.” Verified Complaint in Admiralty in Rem,
March, 11, 1998, at 729. On March 12, 1998, this Court
entered an Order which recognized that Spain might have an
interest in making a claim to the wreck of JUNO, and
directed Sea Hunt to serve Spain with notice of the in rem
action against the wreck. On May 18, 1998, this Court

’ Because the wreck of the JUNO was located in close proximity
to the Assateague Island National Seashore, Sea Hunt entered into
negotiations with the National Park Service to discuss salvage operations
within the National Seashore’s boundaries.

6a

received Spain’s answer to the Verified Complaint and
Spain’s claim of ownership of the wreck.* Attached to the
claim of ownership was a copy of a Verbal Note from the
Spanish embassy in Washington, D.C. to the United States
Department of State, in which Spain stated its wish “that the
remains of these vessels be treated as maritime graves and
that their salvage not be authorized at this time.” Verbal
Note, May 8, 1998, attachment to Claim of Spain as Owner
of Shipwrecks and Contents, May 18, 1998 (translation).
Furthermore, on March 12, 1998, a letter was mailed from
the National Park Service to Sea Hunt’s president, which
notified Sea Hunt that:

Pursuant to your request, NPS [the National
Park Service] contacted the Government of
Spain and met with members of the Embassy
on November 13, 1997. On February 26,
1998, NPS received a written response from
the Government of Spain. The response states
that the shipwrecks are sovereign vessels,
property of the Government of Spain, and
may not be salvaged or disturbed without
authorization.

Supplemental Brief for the United States as Amicus Curiae,
attachment 2, May 27, 1999.° Thus, no later than March 12,

. For various reasons which need not be discussed here, this
answer was later found by the Court to be defective. See Sea Hunt, Inc.
v. Unidentified Shipwrecked Vessel or Vessels, 22 F. Supp. 2d 521 (E.D.
Va. 1998). For the purposes of this Order, however, it is only necessary
to point out that the Verbal Note from Spain was received by Sea Hunt as
of the date of the first defective answer.

' Sea Hunt has previously disputed that Spain was contacted by
the NPS at Sea Hunt’s request. Regardless, as a result of the NPS’
contact with Spain, Sea Hunt was explicitly made aware of Spain’s
refusal of salvage.

7a

1998, Sea Hunt had received an express communication of
refusal of salvage services from Spain.

Sea Hunt argues that in this case, where the wreck of
JUNO is not in a single location but rather scattered about the
ocean floor among several other shipwrecks, it is impossible
to determine if a particular artifact belongs to JUNO without
first salvaging the <rtifact. In this regard, Sea Hunt refers the
Court to the Ninth Circuit’s decision in Tidewater Salvage,
Inc. v. Weyerhaeuser Co., 633 F.2d 1304 (9th Cir. 1980). In
Tidewater, a dispute arose when several floating logs
belonging to Weyerhaeuser were salvaged by Tidewater, a
professional salvor, despite Weyerhaeuser’s express
communication that it did not want Tidewater to salvage its
logs. On an issue of first impression for the Ninth Circuit,
the court stated the following rule:

An owner, acting as a prudent person, may
refuse salvage assistance by completed
communication to the prospective salvor at
any time before the act of salvage. A refusal
of assistance . . . is not completed, however,
until the salvor, acting as a reasonable person,
has determined, or could determine, the
ownership of the object of salvage.

Id. at 1307. Not wishing to “discourage salvage as to all
floating logs,” the court found that:

As applied to this case, there was no
completed communication as to any one
floating log until Tidewater, after taking the
log aboard, discerned the Weyerhaeuser
ownership.
Id. Therefore, since Tidewater had already completed
salvage before the communication of refusal was completed,

the court affirmed the grant of a salvage award for the
floating logs. Jd.

8a

This Court is not persuaded by Tidewater’s reasoning. In
Tidewater, the court was dealing with floating logs, and not
with an inert sunken ship. The plaintiff and defendant in
Tidewater had to act very promptly, whereas in the case at
bar, Sea Hunt had time to contact Spain to determine Spain’s
wishes before beginning salvage. While the Court
recognizes the difficulty of determining the origin of a
particular artifact without first bringing it out of the water to
examine it, a holding in this case similar to the Ninth
Circuit’s in Tidewater would in effect negate the right to
refuse salvage, and wouid work to “subordinate the rights of
the owner to those of the salvor.” Jupiter Wreck, Inc. v.
Unidentified, Wrecked & Abandoned Sailing Vessel, 691
F. Supp. 1377, 1389 (S.D. Fla. 1988). To allow an award for
artifacts recovered under Tidewater’s reasoning would
provide an incentive for a salvor to purposefully conduct
salvage operations despite the owner’s refusal. Furthermore,
in a treasure salvage case, it could encourage potential
salvors to intentionally remain ignorant of the ownership of a
wrecked vessel in order to maintain salvage rights. That is
certainly not in harmony with the purposes of salvage law.
Therefore, this Court declines to apply the Ninth Circuit’s
reasoning in Tidewater.

It is the right of the owner of any vessel to refuse
unwanted salvage. Sea Hunt knew before bringing this
action that the JUNO was a Spanish ship and that Spain
might make a claim of ownership and decline salvage.
Before conducting any salvage operations pursuant to this
Court’s Orders, Sea Hunt received an express communication
of refusal of salvage from Spain. Because Sea Hunt had
prior knowledge of Spain’s ownership interests and had
reason to expect Spain’s ownership claim and refusal to
agree to salvage activity on JUNO, Sea Hunt can not be
entitled to any salvage award. The Court realizes that this
holding places a substantial burden on Sea Hunt, and places
on potential salvors the risk of expending significant time

9a

and resources in salvaging sunken objects for which they will
not receive compensation. However, such is the risk inherent
in treasure salvage.

For the foregoing reasons, this Court FINDS that Sea
Hunt is entitled to no salvage award for salvage services
previously conducted on JUNO, and Sea Hunt is DIRECTED
to refrain from any further salvage efforts. Sea Hunt is
ORDERED to deliver to Spain any artifacts salvaged from
JUNO which are currently in Sea Hunt’s possession. Should
Sea Hunt inadvertently salvage artifacts from JUNO during
the course of other salvage operations in the designated
salvage areas, such artifacts will be turned over to Spain as
owner of JUNO, and no salvage award will be required.

The Clerk is DIRECTED to send a copy of this Opinion
and Order to all counsel.

IT IS SO ORDERED.
/s/ J. Calvitt Clarke, Jr.
United States District Judge
June 25, 1999
Norfolk, Virginia

10a

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF VIRGINIA
NORFOLK DIVISION

SEA HUNT, INC.,
Plaintiff,
v.

THE UNIDENTIFIED SHIPWRECKED VESSEL OR
VESSELS, their apparel, tackle, appurtenances, and cargo
located within coordinates 38 degrees 01°36” North Latitude,
75 degrees 14’3” West Longitude; 37 degrees 57°21” North
Latitude, 75 degrees 13°00” West Longitude; 38 degrees
01°36” North Latitude, 75 degrees 13°14” West Longitude;
37 degrees 57°33” North Latitude, 75 degrees 17°14” West
Longitude
and/or
37 degrees 55°00” North Latitude, 75 degrees 19°18” West
Longitude; 37 degrees 54’09” North Latitude, 75 degrees
17°00” West Longitude; 37 degrees 51’21” North Latitude,
75 degrees 18°52” West Longitude, 37 degrees 51°20” North
Latitude, 75 degrees 21’05” West Longitude, in rem,

Defendant(s).
Case No. 2:98cv281

STATEMENT OF INTEREST OF THE
UNITED STATES DEPARTMENT OF STATE

I, Ambassador Mary Beth West, declare and say as
follows:

1. I am the Deputy Assistant Secretary of State
responsible for oceans affairs and have served in that position
since October 1996. My current title is Deputy Assistant
Secretary of State for Oceans, Fisheries and Space. I make
this declaration on the basis of personal knowledge or
information made known to me in the course of my official

lla

duties. This declaration is submitted on behalf of the United
States in the above-captioned case.

2. In my capacity as Deputy Assistant Secretary of State
for Oceans, Fisheries and Space, I am responsible for United
States policy pertaining to international maritime issues,
including, but not limited to, the subject of sovereign
warships and recognition of title thereto. As an attorney who
previously served as an Attorney-Adviser in the Department
of State’s Office of the Assistant Legal Adviser for Oceans
and Fisheries Affairs, I am also familiar with the United
States position on the international law of the sea pertaining
thereto.

3. In my current position I have been accorded the rank
of Ambassador. As an attorney, I handled international legal
issues in the State Department’s Office of the Legal Adviser
for over 12 years. I was also a visiting Professor of Law at
the University of New Mexico School of Law for four years.

4. It is the position of the United States that, under
customary international law, sovereign warships and their
remains which are identifiable as to the flag State of origin
are, unless captured prior to their sinking in armed conflict,
entitled to recognition and protection as property of the flag
State, unless title to the vessel has been expressly abandoned
by the flag State of origin.

5. For example, in 1987 the Department of State
asserted to the Government of France that title to the warship
ALABAMA of the former Confederate States of America,
which had been sunk in 1864 by USS KEARSARGE in
battle off Cherbourg, France, vested in the United States
Government and that the United States had never abandoned
title thereto. In 1989 the Government of France abandoned
its assertion of title to the ALABAMA, which was based on
the fact that the wreck was found on the seabed within the
French territorial sea; in 1989 France conceded that title to
the ALABAMA was with the United States.

12a

6. In 1997, the Government of France asserted its title to
the warship LA BELLE, the flagship of Robert Cavelier de la
Salle during his expedition in the Gulf of Mexico, which
sank in 1686 and was discovered in July 1995 in Matagorda
Bay south of Texas. The Government of France provided
documentary evidence which established that the ship was a
warship of King Louis XIV of France entrusted to Monsieur
Cavelier de la Salle as part of an official mission on behalf of
the King of France, title to which the Government of France
has not abandoned. The United States Government is
prepared to recognize France’s title to the shipwreck of LA
BELLE as part of an international agreement currently under
negotiation with France.

7. In September 1998, the United Kingdom asserted title
to an anchor which fell off the British frigate H.M.S.
CONFIANCE into Lake Champlain during the Battle of
Plattsburgh Bay on September 11, 1814, during the War of
1812, before the warship was captured by the United States.
The United Kingdom authorized the United States to recover
the anchor and place it on historical display at the Lake
Champlain Maritime Museum. The United Kingdom has
asserted its title to other British warships sunk in the 18th,
19th and 20th Centuries and later located in United States
waters. The United States has recognized those claims.

8. The United States recognizes the claims of Germany
to title to Nazi U-boats sunk during World War II and located
in United States waters.

9. As the foregoing examples illustrate, it is the policy
of the United States Department of State to recognize claims
by foreign governments - such as in this case by the
Government of Spain regarding the warships JUNO and LA
GALGA - to ownership of foreign warships sunk in waters
of the United States without being captured, and to recognize
that title to such sunken warships is not lost absent express
abandonment by the sovereign.

13a

10. Further, I have examined the provisions of the Treaty
of Friendship and General Relations between the United
States of America and Spain signed at Madrid July 3, 1902,
33 Stat. 2105, Treaty Series 422, 11 Bevans 628. The
records of the Treaty Office of the Department of State show
that this treaty entered into force April 14, 1903, and remains
in force between Spain and the United States.

11. Article X of this treaty provides:

In cases of shipwreck, damages at sea, or
forced putting in, each party shall afford to the
vessels of the other, whether belonging to the
State or to individuals, the same assistance
and protection and the same immunities which
would have been granted to its own vessels in
similar cases.

(Emphasis added.)

12. Through its Embassy’s Diplomatic Note No. 43/98,
dated May 8, 1998, Spain has requested the United States to
ensure recognition of Spain’s ownership of these wrecks and
associated artifacts, which have not been abandoned by
Spain, to ensure that the remains of these vessels are treated
as maritime graves, and to ensure that their salvaging not be
authorized at this time.

13. Article X, by the broad scope of its terms (“in cases
of shipwreck”), is applicable to ships sunk before as well as
after 1902. Because it is not expressly limited to vessels
which might sink in the future, under its literal terms, it
therefore applies to vessels already sunk in 1902 that
otherwise come within the terms of Article X. Its
application, however, is necessarily prospective. I
understand that this provision is unique in that no other treaty
of friendship, commerce and navigation (FCN) treaty of the
United States contains such a broadly worded provision
applying to State ships entitled to sovereign immunity. It

l4a

should be noted that the comparable provision in the 1795
Treaty of Friendship, Limits and Navigation between Spain
and the United States, 8 Stat. 138, T.S. 325, 11 Bevans 516,
article X, does not expressly mention State ships.

14. It is in the foreign policy interest of the United States
to honor the request of the Government of Spain. It is the
opinion of the undersigned that Article X requires application
of the principles of sovereign ownership (“the same ...
protection and the same immunities”), which exist under
customary international law, as set forth above. Further,
Article X imposes on the United States the responsibility to
afford to these Spanish vessels the same assistance and
protection and the same immunities which would be granted
to sunken United States warships in the same location.

15. It is the view of the U.S. Department of State that
U.S. domestic law is consistent with the customary
international law rule that title to sunken warships may be
abandoned only by an express act of abandonment. Under
the Constitution of the United States as interpreted by the
Courts of the United States, it cannot be presumed that the
U.S. Government has abandoned its sunken warships.

16. The Legislative and Executive Branches of the
United States Government have also acted in accordance
with the view that title to sunken warships may be abandoned
only by an express act of abandonment. Through the
Abandoned Shipwreck Act, 43 U.S.C. sec. 2101 ef seq.
(1994) [“ASA”], the United States asserted title to certain
abandoned shipwrecks (sec. 2105(a)) and transferred said
title to the States (sec. 2105(c)). In providing the views of
the Department of State to the Chairman of the House
Committee on Merchant Marine and Fisheries on S. 858,
entitled the “Abandoned Shipwreck Act of 1987”, the
Assistant Secretary of State for Legislative Affairs wrote “the
U.S. only abandons its sovereignty over, and title to, sunken
U.S. warships by affirmative act; mere passage of time or

15a

-

lack of positive assertions of right are insufficient to establish
such abandonment.” (Letter of J. Edward Fox to the Hon.
Walter B. Jones, Feb. 19, 1988, reprinted in House Rep. 100-
514, Part 2, 100th Cong., 2d Sess., at 13.) The House
Committee on Interior and Insular Affairs agreed in its report
No. 100-514, Part I, pp. 3-4, Mar. 14, 1988 (“The Committee
notes that the United States only abandons its sovereignty
over, and title to, sunken U.S. warships by affirmative act.
Passage of time or lack of positive assertions of right are
insufficient to establish such abandonment.”). These
limitations are included in the National Park Service’s
Abandoned Shipwreck Act Guidelines, vol. 54, Federal
Register, No. 63, April 4, 1989, pp. 13642 et seg. passim. In
consonance with the foreign policy and treaty responsibilities
of the United States as stated above, the term “abandoned”
when applied in reference to both foreign and U.S. warships
is to be given its customary meaning in both international
and domestic law, as requiring an express abandonment.
Thus foreign warships which have not been expressly
abandoned are outside the purview of the ASA.

17. In light of the foregoing, the United States
recognizes:

a. the international law rule that warships and their
associated artifacts, whether or not sunken, are entitled to
sovereign immunity.

b. that sunken warships are historical artifacts of special
importance and entitled to special protections; that many
have unique histories making them part of their country’s
traditions; and that they may be the final resting places of
persons who died in the service of their nations.

c. that the practice of nations confirms the well-
established rule of international law that title to such vessels
is lost only by an express act of abandonment, gift or sale by
the sovereign in accordance with relevant principles of
international law and the law of the flag State governing

16a

abandonment of government property, or by international
agreement or by capture or surrender during battle before
~sinking.

d. that, absent an express act of abandonment, a coastal
State (such as the United States) does not acquire any right of
ownership to a sunken warship by reason of its being located
on or embedded in the sea-bed over which it exercises
sovereignty or jurisdiction, and a State of the United States
does not acquire any right of ownership to a sunken warship
by reason of its being located on or embedded in the sea-bed
to which the State was given certain rights by the Submerged
Lands Act, 43 U.S. Code sec. 1301 et seqg., and the
Abandoned Shipwreck Act, 43 U.S. Code sec. 2101 et seq.
(1994), although access to such vessels is subject to coastal
State control in accordance with international law.

e. that, absent an express act of abandonment, no person
or State may salvage or attempt to salvage sunken warships
or their associated artifacts, wherever located, without the
express permission of the sovereign flag State, whether or not
the vessel is a war grave.

f. that sunken warships containing crew remains are
entitled to special respect as graves and must not be disturbed
without the explicit permission of the sovereign.

18. Adherence to these principles is of great importance
to the United States, which has nearly 3,000 sunken warships
located around the globe, some 1,300 in U.S. waters and over
1,500 in foreign and international waters. If the United
States does not grant such protection and immunities to U.S.
or foreign warships sunk in its own waters, it would expect
difficulties in seeking those same protections and immunities
for sunken U.S. warships in foreign or international waters.
In particular, if the United States does not protect the wrecks
of the Spanish warships JUNO and LA GALGA as requested
by Spain it could be expected that Spain would not be
prepared to protect sunken U.S. warships discovered in

17a

Spanish waters. Further, the Congress of the United States
has: recognized that it is in the public interest to preserve our
national maritime heritage. 16 U.S.C. sec. 5401.

19. A previous opinion of the Deputy Legal Adviser of
the Department of State given in 1980 to the same effect,
relating to sunken World War II Japanese warships, appears
in the DIGEST OF UNITED STATES PRACTICE IN
INTERNATIONAL LAW 1980, pages 999-1006 (Marian Nash
Leich ed., Dep’t of State Pub. 9610, 1986).

20. A portion of the memorandum attached to that
opinion (pages 1003-1004) cites a number of older cases, the
oldest of which involved a British frigate sunk in 1781 or
1782 in New York waters, for the proposition that
abandonment of title to warships may be express or implied.
The memorandum also states:

The practice of the U.S. and other
countries in recent years has been to depart
from the earlier view that abandonment of a
warship could be implied by the long passage
of time (the premise, for example, in [the case
involving this 18th Century British frigate]).
Factors such as an increased reluctance to
abandon title to U.S. government property,
including vessels that have become, in many
Situations, the final resting place of military
personnel, as well as the existence of more
sophisticated methods of salvaging vessels
and communicating decisions to abandon
vessels, have in effect resulted in a demise of
the earlier view. In the absence of an express
transfer or abandonment of 2 U.S. warship
sunk in the near past (e.g., in the World War II
era), it should be presumed that title to such
vessels remains in the U.S. Title to vessels
sunk in the more distant past (such as during

18a

the 17th and 18th centuries) would, of course,
still be determined by the more conventional
interpretation of that period.

21. The last sentence of this quotation does not state
current U.S. policy and is not consistent with the current
practice of the United States and other countries. The
procedures for the abandonment of sunken U.S. warships
located outside the territory of the United States, set forth in
10U.S. Code sec. 7305-7308 and 7545 (1994) and
implementing regulations 32 C.F.R. parts 172 and 736
(1997), and for other U.S. vessels in 40 U.S. Code sec. 484(i)
(1994) and 46 U.S. Code App. sec. 1158 (1994), make no
provision for implied abandonment or impose any limitation
as to the age of U.S. property. The practice of the United
States and other countries since 1980 with regard to “vessels
sunk in the more distant past” is now consistent with that
related to “warships sunk in the near past”, ie., their
abandonment is not to be presumed or implied, but must be
express. Accord Gerald J. Mangone, UNITED STATES
ADMIRALTY LAW 225 (Kluwer, 1997) (“U.S. warships, for
example, sunk and untouched for more than a century, will
not be considered as abandoned”).

22. Neither of the two multilateral international treaties
on salvage permit the salvage of sunken warships without the
express permission of the flag State. The 1910 Convention
for the Unification of Certain Rules with Respect to
Assistance and Salvage at Sea (the Brussels Convention), 37
Stat. 1658, T.S. 576, 1 Bevans, 780, is expressly not
applicable to warships, as Article 14 thereof provides “This
convention does not apply to ships of war or to Government
ships appropriated exclusively to a public service”. The 1989
Convention on Salvage, Sen. Treaty Doc. 102-12, Sen. Exec.
Rep. 102-1, similarly provides in Article 4, State-owned
vessels, that “1. ... this Convention shall not apply to
warships or other non-commercial vessels owned or operated
by a State and entitled, at the time of salvage operations, to

19a

sovereign immunity under generally recognized principles of
international law unless the State decides otherwise.” These
multilateral treaties are but two of the more than 50 treaties
in force that recognize the sovereign immunity of warships.
Most of these treaties are listed in ROACH & SMITH, UNITED
STATES RESPONSES TO EXCESSIVE MARITIME CLAIMS 466-
471 n.45-67 (Kluwer 2d ed. 1996).

I declare under penalty of perjury under the laws of the
United States of America that the foregoing is true and
correct.

Executed this 18th day of December 1998, in Washington,
D.C.

/s/ Mary Beth West

Ambassador Mary Beth West
Deputy Assistant Secretary
(Oceans, Fisheries and Space)
United States Department of State

20a

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF VIRGINIA
NORFOLK DIVISION

SEA HUNT, INC.,
Plaintiff,
v.

THE UNIDENTIFIED SHIPWRECKED VESSEL OR
VESSELS, their apparel, tackle, appurtenances, and cargo
located within coordinates 38 degrees 01°36” North Latitude,
75 degrees 14°33” West Longitude; 37 degrees 57°21” North
Latitude, 75 degrees 13’00” West Longitude; 38 degrees
01°36” North Latitude, 75 degrees 13°14” West Longitude;
37 degrees 57°33” North Latitude, 75 degrees 17°14” West
Longitude and/or 37 degrees 55’00” North Latitude,

75 degrees 19’18” West Longitude; 37 degrees 54°09” North
Latitude 75 degrees 17’00” West Longitude; 37 degrees
51°21” North Latitude, 75 degrees 18°52” West Longitude,
37 degrees 51°20” North Latitude, 75 degrees 21°05” West
Longitude, in rem,

Defendant(s).
Case No. 2:98cv281

STATEMENT OF INTEREST OF THE
UNITED STATES DEPARTMENT OF DEFENSE

Rear Admiral John D. Hutson, Judge Advocate General’s
Corps, United States Navy, deposes and says under penalty
of perjury pursuant to 28.U.S.C. § 1746:

1. I am the Judge Advocate General of the Navy, and I
also serve as the Department of Defense Representative for
Ocean Policy Affairs. I make the statements herein on the
basis of personal knowledge or information made known to
me in the course of my official duties.

2la

2. In my capacity as Judge Advocate General of the
Navy, I am responsible for providing legal and policy advice
to the Secretary of the Navy on admiralty, maritime, and
international law. As the Department of Defense
Representative for Ocean Policy Affairs, I serve as the
central point of contact and represent the Department of
Defense in international and interagency negotiations for
matters involving the law of the sea and related ocean policy.

3. Based on official records, the Naval Historical Center
currently estimates that 3,000 U. S. Navy vessels lie
submerged around the world. Of these, as a very rough
estimate, approximately 1,500 vessels are believed to lie in
the territorial seas of foreign nations or in international
waters. Many of those vessels were lost in World War II.

4. Additionally, approximately 15,000 Navy aircraft lie
submerged around the world. Of these, approximately 5,000
lie in foreign or international waters. The legal issues
regarding salvage of these aircraft are substantially the same
as those involved in vessels and the following arguments
apply to them at least to the degree they do to vessels.
Specific reference to aircraft is omitted in the following
discussion only due to the limited scope of the instant
litigation. The large number of submerged aircraft and the
comparative ease with which submerged aircraft can be
recovered highlights the importance of a correct resolution of
these issues.

5. The protection of sunken or submerged vessels from
unauthorized salvage, theft, dismemberment, destruction, or
disturbance is of high importance to the Department of
Defense. Many such vessels are war graves, or are the final
resting places of United States service members. As such,
submerged vessels are due the same deference as a national
cemetery. Some of the vessels or their equipment or cargo
are of continuing monetary value. A few still contain
classified information or features relevant to the national

22a

security. Many such vessels are of significant cultural
importance, often representing unique repositories of artifacts
emblematic or instructive of national or maritime history.
Many submerged naval vessels also contain unexploded
ordnance, which may pose severe dangers to those visiting
them. Further, many submerged vessels also contain lead,
oil, asbestos, or other materials, which may pose an
environmental hazard if released into the environment
through disturbance of the site. Efforts to exploit these sites
need to be carefully controlled. -

6. United States policy has consistently been that these
sunken sovereign vessels remain the property of the United
States absent the government’s formal, affirmative
abandonment, sale or donation of ownership, pursuant to Act
of Congress and implementing regulations. See, e.g.,
Hatteras, Inc. v. U.S.S. Hatteras, 1984 A.M.C. 1094 (S.D.
Tex. 1981), aff'd mem. 698 F.2d 1215 (Sth Cir. 1983). This
policy has been sanctioned by federal court rulings, and it
applies regardless of condition, location, or date of sinking of
the vessel. The United States maintains title to such vessels
regardless of the circumstances of the sinking, which may
include intentional scuttling, sinking after the crew has
abandoned ship for lifesaving purposes, or sinking during use
as a target. The policy of perpetual ownership facilitates
government supervision of these wrecks and serves the
United States Government’s and the public’s interests in
preserving the sanctity of service members’ graves,
preserving historic cultural resources, maintaining the
government’s fiscal and property interests, and protecting the
public against the potential dangers posed by unexploded
ordnance and environmental degradation.

7. Consistent with its other interests the Navy’s policy
generally has been to allow open access to U.S. Navy wreck
sites for recreational divers, at the divers’ own risk, so long
as the site is not disturbed — “Look but don’t loot” — and so

23a

long as access does not involve risks to personal safety,
military security, or the environment.

8. It is the policy and practice of the United States to
allow such vessels to remain where they lie until such time as
it is in the government’s interest to recover them in their
entirety or in part or to exploit them for the sake of historical
or archaeological study. Because of limitations at any one
time on the availability of funding to conduct exploration
and/or salvage to curatorial standards and limitations on
technology required to accomplish such operations consistent
with the government’s and public’s long-term interests, it is
the U.S. Government’s practice to cautiously consider any
proposed action with respect to such wrecks. Because of
variables such as water depth, proximity to land, the degree
to which a submerged craft is embedded in the sea bottom,
and the date of the sinking, it is not possible to predict, with
any degree of certainty, just how much it would cost the
United States to salvage or to demonstrate affirmative control
over submerged vessels by physically preventing their
disturbance. To permit salvage of such vessels without the
government’s prior authorization would either put those
wrecks and sites in serious danger or compel the government
to expend immense sums to effect preemptive recovery or to
attempt to enforce affirmative control as the means to deny
salvage. For the United States policy to be effective, United
States title and control with respect to such wrecks must be
of indefinite duration. -

9. Because a large number of wrecked United States
Government vessels are in foreign or international waters, it
is in the United States interest that other sovereign nations
recognize the United States perpetual interests in its wrecks.
A clear inducement for other nations tc do so is the United
States and its constituent States reciprocal recognition of the
sovereign title and ownership interests of other sovereign
governments in their wrecks in United States waters. To that
end, requests of private individuals or entities for permission

24a

to salvage foreign sovereign vessels sunk, without capture, in
United States waters are routinely referred to cognizant
foreign state owners. United States failure to recognize such
foreign sovereign interests will make it less likely that other
nations will recognize the United States interests in its
wrecks in their waters.

10. Reciprocal recognition of sovereign rights is
emerging as customary international practice. For example,
the Department of State negotiated a bilateral agreement with
France regarding the remains of the C.S.S. Alabama, a
Confederate warship that was sunk off Cherbourg in 1864 by
U.S.S. Kearsarge. By that agreement France recognized U.S.
title to the wreck and both nations agreed to cooperate in the
investigation, protection, and eventual recovery of the wreck.
Inherent in such negotiations is the good-faith understanding
that, when roles are reversed, the United States will
recognize appropriate foreign sovereign claims and will take
reasonable measures to protect foreign sovereign property.

11. The Department of Defense has a strong interest in
ensuring that the Juno and La Galga are treated in the same
way that we would want U.S. Navy, U.S. Army, U.S. Air

Force and other submerged sovereign, non-commercial
United States wrecks in foreign waters to be treated.

FURTHER AFFIANT SAYETH NOT.

Executed this 18th day of December 1998, under penalty of
perjury pursuant to 29 U.S.C. § 1746.

/s/ John D. Hutson

JOHN D. HUTSON

Rear Admiral

Judge Advocate General’s Corps
United States Navy

25a

[Embajada de Espafia]

UNOFFICIAL TRANSLATION
VERBAL NOTE

No. 43/98 ©

The Embassy of Spain presents its compliments to the
Department of State and, regarding the request presented by
the company Sea Hunt Inc. before the Federal Court of the
State of Virginia concerning the salvaging of the vessels
believed to be Juno and La Galga, has the honor to inform:

1) The vessels Juno and La Galga and their associated
artifacts are the property of Spain, who has never acted in a
manner that would expressly or tacitly signify their
abandonment. The relevant historical documentation will be
presented shortly.

2) It is Spain’s wish that the remains of these vessels be
treated as maritime graves and that their salvaging not be
authorized at this time.

3) Im accordance with article 10 of the Treaty of
Friendship between Spain and the United States signed in
1903, the Embassy of Spain requests that the competent
authorities take the necessary steps to ensure the above
including those related to the Federal Court of the State of
Virginia involved, and grant to these vessels the same
assistance, protection and immunities that shipwreck
property of the United States would merit.

28a

Her Majesty’s Government would be grateful if the
Department of State could convey these views to the court.

The Embassy avails itself of this opportunity to renew to
the Department of State the assurance of its highest
consideration.

BRITISH EMBASS Y/WASHINGTON (SEAL)

[Dated: July 7, 1999]

29a

[Embajada de Espafia]

UNOFFICIAL TRANSLATION
’ VERBAL NOTE
Num. 60/99

The Embassy of Spain presents its compliments to the
Department of State and in relation to the Department of
State Verbal Note of today, has the honor to refer to the
proceedings concerning the Spanish Navy Frigate “La
Galga” in the United States Distric [sic] Court of the Eastern
Distric [sic] of Virginia. By previous communications, the
Department of State has been informed that H.M. Frigate “La
Galga” was a serving vessel of the Spanish Navy engaged on
active duty at the time of her sinking as escort to a convoy of
vessels en route from Mexico to Spain.

In the above-referenced proceedings, the judge has
entered an order of April 27, 1999 stating that H.M. Frigate
“La Galga” ceased to be the property of Spain by virtue of
the Definitive Treaty of Peace between France, Great Britain
and Spain on 10 February 1763 and in particular the
provisions of Article XX in which an exchange of certain
territory with Great Britain was effected between Spain and
Great Britain. The Embassy of Spain desires by this Note to
affirm to the Department of State Spain’s interpretation and
understanding of the Treaty of 1763 and to express its
agreement with Note Number 41 of Her Britannic Majesty’s
Embassy on the same subject.

In view of the above-referenced order, the Embassy of
Spain reaffirms its view that Article XX of the 763 [sic]
Treaty was not a cession or abandonment of H.M. Frigate
“La Galga” or other shipwrecked vessels of Spain. Article
XX was also not a cession of shipwrecked vessels or other

Se)

30a

state property situated on the seabed, a subject which is not
addressed in Article XX. It should also be noted in this
connection that Article XX includes specific reservation of
continued ownership and rights of removal with respect to
Royal effects and other moveable Royal property, such as
H.M. Frigate “La Galga”. This reservation has no expiration

_ or other time limitation, in contrast to specific time periods
designated for carrying out other undertakings of the Treaty.
The Embassy of Spain further notes that the principle of
sovereignty and non-interference with state vessels was
specifically recognized in the 1667 Treaty of Madrid between
Spain and Great Britain and was reaffirmed to the fullest
extent in Article II of the 1763 Treaty.

The Embassy of Spain takes this opportunity to renew to
the Department of State its expression of appreciation for the
United States for its assistance and support in recognizing the
principles of sovereignty with respect to state vessels and in
the protection of the remains of those who died in the service
of their country and to renew to the Department of State the
assurances of its highest consideration.

Washington, DC, July 8 1999

LEGAL BUREAU
SPANISH DESK
WASHINGTON, D.C.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386014_1195%3A3. Public record. Not legal advice.
