# Petition for Writ of Certiorari — Shoppers Food Warehouse Corp. v. Moreno (No. 99-1733)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1999

## Text

Supreme Court, U.S.
rin & D

991 733 APR 2 8 2000

No. 99- Uru ts Us tuas

IN THE
Supreme Court of the Gmted States

SHOPPERS FOOD WAREHOUSE MD CoRrpP.,
Petitioner,

VS.

ASUNCION MORENO,
Respondent.

On Petition for a Writ of Certiorari to the
District of Columbia Court of Appeals

PETITION FOR A WRIT OF CERTIORARI

JEFFREY S. SUTTON
Counsel of Record
CHAD A. READLER
JONES, DAY, REAVIS & POGUE
1900 Huntington Center
41 South High Street
Columbus, Ohio 43215
(614) 469-3855

Counsel for Petitioner

venom
a

i
QUESTION PRESENTED
May a long-arm statute constitutionally reach a
nonresident defendant when the defendant’s only activities in

the forum consist of advertising and when the out-of-state
accident did not arise from that advertising?

PARTIES TO THE PROCEEDING BELOW

The parties in the District of Columbia Court of Appeals
were plaintiff Asuncion Moreno and defendant Shoppers Food
Warehouse MD Corp. Shoppers Food Warehouse MD Corp.
is currently owned by Rich Food Holdings, Inc., which in turn
is owned by SuperValu Inc.

TABLE OF CONTENTS

Page
oF ns 8 he 8 0G |) a ira era i
PARTIES TO THE PROCEEDING BELOW ......... ii
pp Ree Roly 8 ey: Sa Vv
a a ear a eee aa mee ]
ee sag af ge Sek Fe aoe a 1
CONSTITUTIONAL AND
ep rile 2 tg 6. . xe l
Seen GO EUG... 2. ee ce 2
REASONS FOR GRANTING THE WRIT ........... 7
I. The Court Should Resolve A Lower-Court Split
Over When A Cause Of Action Arises Out Of
Activities In The Forum State For Purposes Of
Asserting Specific Personal Jurisdiction Over A
Nonresident Defendant ...................... 8
A. Due Process Requires Minimum
Contacts With A State Before It May
Assert Long-Arm Jurisdiction Over A
Nonconsenting Defendant ............... 8
B. A Deep Division Of Authority Exists
Among The Lower Courts Regarding
The Type Of Relationship That Must
Exist Between The Litigation And
The Defendant’s Forum Activities To
Establish Specific Jurisdiction............ 1]
II. This Recurring Federal Question Is Exceedingly
GS We Putin kd kaw a eae. Se Rees 18

5
|

| |

1V

III. This Case Presents An Appropriate Vehicle For
Resolving A Pressing Jurisdictional Issue ._.. . 21

IE. oe eee dy fy eet eee 23

Vv
TABLE OF AUTHORITIES
Page
Cases
Akro Corp. v. Luker, 45 F.3d 1541 (Fed. Cir. 1995) ... 15
Arguello v. Industrial Woodworking Mach. Co.,

S38 P.26 1120 (Utah 1992).................. 15
Ballard v. Savage, 65 F.3d 1495 (9th Cir. 1995) ...... 13
Bayles v. K-Mart Corp., 636 F. Supp. 852

eee BOE on eho ane eae eo 17, 20
Bolling v. Sharpe, 347 U.S. 497 (1954) ............. 22
Burger King Corp. v. Rudzewicz, 471 U.S. 462 (1985) .. 9
Calder v. Jones, 465 U.S. 783 (1984) ............... 9
Camelback Ski Corp. v. Behning,

539 A.2d 1107 (Md. 1988) ................ 17,18
Carnival Cruise Lines, Inc. v. Shute,

We EI Br Ne ok nee inne be eee dae 2, 8, 10
City of Virginia Beach v. Roanoke River Basin Ass'n,

776 F.2d 484 (4th Cir. 1985) ...0..0000000... 15
Clark v. City of St. Augustine, Fla., :

977 F. Supp. 541 (D. Mass. 1997) .......... 12, 17
Cornelison v. Chaney, 545 P.2d 264 (Cal. 1976) ...... 15
Creech v. Roberts, 908 F.2d 75 (6th Cir. 1990) ....... 16
Deluxe Ice Cream Co. v. R.C.H. Tool Corp.,

726 F.2d 1209 (7th Cir. 1984) ............... 14
Dirks v. Carnival Cruise Lines,

642 F Supp. 971 (D. Kan. 1986) .............. 13
Doe v. National Med. Servs.,

974 F.2d 143 (10th Cir. 1992) ............... 19
Domtar, Inc. v. Niagara Fire Ins. Co.,

533 N.W.2d 25 (Minn. 1995)) ............. 6, 15

Duffy v. Shoppers Food Warehouse MD Corp.,
No. 93-2372 (D.D.C. July 31, 1995) ......... 4, 20

vi

Fidelity and Cas. Co. of New York v. Philadelphia

Resins Corp., 766 F.2d 440 (10th Cir. 1985); . .. 16
Gelfand v. Tanner Motor Tours, Lid. , 339 F.2d 317

COGN. FO a kno re eae eee 12, 16
Gildewell Motors, Inc. v. Pate,

577 P26 1290 Cee. ISTE) 2. wn. 5 ia cans 17
Gray v. Lewis & Clark Expeditions, Inc.,

12 F. Supp. 2d 993 (D. Neb. 1998) ............ 12
Hanson v. Denckla, 357 U.S. 235 (1958) ........... 20
Harriman v. Demoulas Supermarkets, Inc.,

518 A246 1035 Gide. 1906) ... 2. ceca 16
Helicopteros Nacionales de Colombia, S.A. v. Hall,

466 U.S. 406 C19G4E) . 2... ccc eaes passim
International Shoe Co. v. Washington,

SOO 3).D. FIO CISEe os on ese eee 8,9
Keeton v. Hustler Magazine, Inc., 465 U.S. 770

(Fr er rons ee) ee? 9,10
Munley v. Second Judicial Dist. Court of Nevada,

761 P.2d 414 (Nev. 1988) ................... 17
Nowak v. Tak How Invs., Ltd., 94 F.3d 708

Cigt Cae TR on ek ccG cae eee ee eee 11,12
Pearrow v. National Life & Accident Ins. Co.,

703 F.2d 1067 (8th Cir. 1983) ............. 12, 16
Perkins v. Benguet Consol. Mining Co.,

PAS U.S. SF CIPD cs os vice teesey esau 9
Prejean v. Sonatrach, Inc., 652 F.2d 1260

| ee err 13
Scheidt v. Young, 389 F.2d 58 (3d Cir. 1968) ........ 16
Shaffer v. Heitner, 433 U.S. 186 (1977) ............. 9

Shute v. Carnival Cruise Lines, 897 F.2d 377
(9th Cir. 1990), rev’d on other grounds
GPUS. SES CI 6 iin ee ee passim

vil

Siskind v. Villa Found. for Educ., Inc..,

642 S.W.2d 434 (Tex. 1982)................. 16
Southwire Co. v. Trans-World Metals & Co.,

735 F.2d 440 (11th Cir. 1984) ............... 15
State of Iowa ex rel. Miller v. Baxter Chrysler

Plymouth, Inc., 456 N.W.2d 371 (lowa 1990) ... 12
Tatro v. Manor Care, Inc., 625 N.E.2d 549

Se SE, 3b nk eee ae bee ee 13
Third Nat’! Bank in Nashville v. WEDGE Group Inc.,

882 F.2d 1087 (6th Cir. 1989) ............. 14,19
Thomason v. Chemical Bank, -

661 A.2d 595 (Conn. 1995) ............. 6, 15, 19
Vons Companies, Inc. v. Seabest Foods, Inc.,

926 P.2d 1085 (Cal. 1996))........... 6, 15, 18, 19
Wims v. Beach Terrace Motor Inn, Inc.,

759 F Supp. 264 (E.D. Pa. 1991) ............. 13
World-Wide Volkswagen Corp. v. Woodson,

444 U.S. 286 (1980) ......0 2. 10, 20
Constitutional Provisions and Statutes
ae A SE oy was os cba ecard 2
Sn EE oo Sore a cae oak ee ee ]
Erm GE EOE. oe ek ees b acd nwawact 2,4

Miscellaneous Authorities
Brilmayer, How Contacts Count: Due Process Limitations
On State Court Jurisdiction 1980 Sup. Ct. Rev. 77 18
Brilmayer, Related Contacts and Personal Jurisdiction,
101 Harv. L. Rev. 1444 (1988) ............... 17

Vill

Maloney, Specific Personal Jurisdiction and
the “Arise From or Relate To” Requirement. . .
What Does It Mean? 50 Wash. & Lee
Ap MEO oe yo os a eke 17, 19
Richman, A Sliding Scale to Supplement the Distinction
Between General and Specific Jurisdiction (Part II),

72 Calf. L. Rev. 1328 (1984) .............. 17, 18
Twitchell, A Rejoinder to Professor Brilmayer,

101 Harv. L. Rev. 1465 (1988) ............... 17
Twitchell, Zhe Myth of General Jurisdiction,

1O1 Faery. L. Rev. GIO (7988)... 2. we. 17

AE Ob Rattont is Ce BA AAI ete ltt abe 8 A Soe en HR Arar ae Ie

PETITION FOR A WRIT OF CERTIORARI

Shoppers Food Warehouse respectfully petitions for a
writ of certiorari to review the 4-3 en banc decision of the
District of Columbia Court of Appeals, holding that personal
jurisdiction exists over petitioner in this case. In reaching this
conclusion, the lower court rejected petitioner’s contention that
due process precludes personal jurisdiction over a nonresident
defendant regarding a slip-and-fall accident that occurred in
Maryland when the defendant’s only forum contact consists of
advertising in a metropolitan newspaper based in the District of
Columbia and when the accident did not stem from that
advertising.

OPINIONS BELOW

The en banc decision of the District of Columbia Court
of Appeals (Pet. App. 1a-41a) is published at 746 A.2d 320
(2000); the original panel decision (Pet. App. 44a-63a) is
published at 715 A.2d 107 (D.C. 1998); and the decision of the
Superior Court of the District of Columbia (Pet. App. 69a-73a)
is unpublished.

JURISDICTION

The District of Columbia Court of Appeals entered its en
banc decision on February 17, 2000. Jurisdiction in this Court
exists under 28 U.S.C. § 1257. The notifications required by
Rule 29.4 and 28 U.S.C. §§ 2403(a) & 2403(b), which may be
applicable in this case, are being made with the service of this
petition.

CONSTITUTIONAL AND
STATUTORY PROVISIONS

The District of Columbia’s long-arm statute provides in
relevant part:

(a) A District of Columbia Court may exercise personal
jurisdiction over a person, who acts directly or by an
agent, as to a claim for relief arising from the person’s —

2

(1) transacting any business in the District cf Columbia;

* * * *

(4) causing any tortious injury in the District of Columbia
by an act or omission outside the District of Columbia if
he regularly does or solicits business, engages in any
other persistent course of conduct, or derives substantial
revenue from goods used or consumed, or services
rendered, in the District of Columbia;

* * * *

(b) When jurisdiction over a person is based solely upon
this section, only a claim for relief arising from acts
enumerated in this section may be asserted against him.

D.C. Code § 13-423.

The Due Process Clause of the Fifth Amendment
provides:

No person shall . . . be deprived of life, sida or
property without due process of law .

U.S. Const., amend. V.
STATEMENT OF THE CASE

This case presents a recurring federal question, one that
has deeply divided the lower courts, one that the court below
acknowledged has prompted conflicting rulings, one that this
Court has previously acknowledged but declined to address,
see Helicopteros Nacionales de Colombia, S.A. v. Hall, 466
US. 408, 415 n.10 (1984), and one that this Court previously
decided to review, Carnival Cruise Lines, Inc. v. Shute, 498
U.S. 807-08 (1990), but ultimately did not reach, 499 US.
585, 589 (1991). The issue is this: Does the Due Process
Clause permit the District of Columbia or any State
(collectively “State”) to compel a nonresident to defend a
personal-injury action in its jurisdiction when the accident

Sn ON Me sh! DS AORN

3

occurred outside of the forum, when the defendant’s only
forum contacts consist of advertising in a metropolitan
newspaper, and when the tort was not caused by the
defendant’s advertising? Because the Court has not yet
explained the requisite connection between a plaintiff's injury
and a defendant’s forum contacts before specific personal
jurisdiction may be asserted over a nonresident and because the
issue has generated a serious division of authority in the lower
courts, petitioner respectfully submits that the question is ripe
for review in this case.

1. On November 20, 1993, Asuncion Moreno slipped
and fell on a piece of okra while shopping in Takoma Park,
Maryland at a grocery store owned by Shoppers Food
Warehouse MD Corp. (“Shoppers”). Ms. Moreno is a resident
of the District of Columbia. Shoppers is a Maryland
corporation with its principal place of business in Lanham,
Maryland. Shoppers has stores in Maryland and Virginia, but
does not maintain any stores or offices in the District. Nor
does it have an interest in any property in the District or sell
any goods or supply any services there. While the grocery
store places advertisements in The Washington Post, whose
primary circulation includes the District, Maryland and
Northern Virginia, “Ms. Moreno never claimed to have seen”
the advertisements before going to the Shoppers store. Pet.
App. 18a.

2. On April 5, 1994, Ms. Moreno filed a negligence
complaint against Shoppers in the Superior Court of the
District of Columbia, alleging that Shoppers failed to keep its
premises in a reasonably safe condition. Ms. Moreno
attcinpted to obtain personal jurisdiction over Shoppers under
the long-arm statute of the District of Columbia. That statute
is designed to be “coextensive in reach with .. . the due process
clause,” Pet. App. 8a, and permits jurisdiction (1) in cases
“arising from the person’s . . . causing tortious injury in the
District of Columbia by an act or omission outside the District

—

—

4

of Columbia if he regularly does or solicits business . . . in the
District of Columbia,” D.C. Code § 13-423(a)(4), or (2) in
cases “arising from the person’s . . . transacting any business in
the District of Columbia,” D.C. Code § 13-423(a)(1).

3. Shoppers promptly moved to dismiss for lack of
jurisdiction, arguing that the exercise of personal jurisdiction
over it would violate due process. On June 22, 1994, the trial
court denied Shoppers’ motion. It concluded that jurisdiction
did not lie under section 13-423(a)(4) because no injury had
been caused “in” the District of Columbia. Still, it found
jurisdiction constitutionally permissible under section 13-
423(a){1). In the court’s view, it was “reasonable” to require
Shoppers to defend the lawsuit in the District because it “owns
numerous stores in Maryland and Virginia, several of which are
located within a few miles of the District of Columbia border,”
and it “solicit[s] customers in the District” through
advertisements in The Washington Post. Pet. App. 4a.

4. On August 18, 1995, Shoppers moved for
reconsideration. In doing so, it pointed to a recent federal
court decision, Duffy v. Shoppers Food Warehouse MD Corp.,
No. 93-2372 (D.D.C. July 31, 1995), in which the court held
on virtually identical facts that due process precluded Shoppers
from being forced to defend a tort action in the District.
Nonetheless, the trial court denied the motion, after which the
case proceeded to a jury trial. On September 14, 1995, the jury
returned a verdict in favor of Ms. Moreno, awarding her
$197,307 in compensatory damages. Shoppers filed several
post-trial motions, and continued to challenge the
constitutionality of asserting personal jurisdiction over it. On

- December 15, 1995, the trial court issued a final order denying
each of these post-trial motions, after which Shoppers
appealed. Pet. App. 65a.

5. On July 16, 1998, a divided panel of the District of
Columbia Court of Appeals affirmed, rejecting Shoppers’ claim
that the District of Columbia lacked personal jurisdiction over

Cr ER EE SOE ase Ra rg eee

le EP te oe ee rol

5

it. Pet App. 44a. Shoppers sought en banc review of the
panel’s decision on the jurisdictional issue, which the Court of
Appeals granted on January 4, 1999. Pet. App. 42a.

6. On February 17, 2000, a 4-3 majority of the en
banc Court of Appeals affirmed. At the outset the majority
acknowledged that both the District of Columbia courts and the
Federal trial courts within the District had “disagreed” over this
“difficult matter” — specifically whether “advertising
constitutes a sufficient nexus for the District’s exercise of
personal jurisdiction over a nonresident defendant in a personal
injury lawsuit where the injury took place” in a different
jurisdiction. Pet. App. Sa. The court then found it
“unnecessary” to decide whether Shoppers’ “business contacts”
with the District “were sufficiently continuous and systematic’
to confer general jurisdiction in this Case,” id. at 19a, because
“if the claim either arises out of or relates to the nonresident
defendant’s business activity, specific jurisdiction may be
exercised,” id. at 22a.

In considering how to measure whether a cause of action
“arises from” or is “related to” a defendant’s contacts with a
State for specific-jurisdiction purposes, the court observed that
“[o]}ther jurisdictions have wrestled with” the question “and
have reached diverse conclusions as to the appropniate test for
determining the proper nexus between the nonresident
defendant’s business activity and the claim asserted by the
plaintiff” Jd. at 23a. The Ninth Circuit and the Supreme
Judicial Court of Massachusetts, the majority noted, have
adopted a “but for” test, simply asking whether “‘but for’ the
defendant’s forum-related activities, the injury would have
occurred.” Pet. App. 26a (citations omitted). Other courts,
the majority added, have rejected a “but for” test in favor of a
“proximate cause” test, which requires “the forum contacts [to]
be necessary to the proof of the cause of action.” Pet App. 23a
(quotation omitted). The majority opinion identified the First
Circuit as the main proponent of this test. Pet. App. 24a.

6

Still other courts, the majority noted, have focused less
on whether the forum contacts caused the claimant’s injuries
and more on whether they are “related to” or have a
“substantial connection” to the injury. Pet. App. 24a-28a. The
majority characterized the Supreme Courts of California,
Connecticut and Minnesota all as embracing this test: (1) “the
Supreme Court of California decided to retain its ‘substantial
connection’ test as a flexible standard which best interprets the
relatedness requirement” (citing Vons Companies, Inc. v.
Seabest Foods, Inc., 926 P.2d 1085, 1096 (Cal. 1996)); (2) the
Minnesota Supreme Court says that when a claim “‘has a
‘substantial connection’ with the forum state, specific
jurisdiction exists” (quoting Domtar, Inc. v. Niagara Fire Ins.
Co., 533 N.W.2d 25, 31 (Minn. 1995)); (3) the Connecticut
Supreme Court says that due process does “‘not [] require a
causal connection between the defendant’s solicitation here and
the plaintiffs’ lawsuit’” but only that “‘it was reasonably
foreseeable that, as a result of that solicitation, the defendant
could be sued in Connecticut by a solicited person on a cause
of action similar to that now being brought by the plaintiffs’”
(quoting Zhomason v. Chemical Bank, 661 A.2d 595, 603
(Conn. 1995)). Pet. App. 27a-28a.

Based upon its “review of nexus tests used in other
jurisdictions, [and] the criticisms leveled at some of them,” the
majority ultimately adopted a “substantial connection” or
“discernible relationship” test. Pet. App. 28a. That 1s to say:
To have specific jurisdiction over such claims, the injury need
not be caused by the forum contacts but must only “have some
‘discernible relationship’” to the defendant’s activity in the

forum. The court then found that Shoppers’ advertising
satisfied this test -- first, because the activity had “a discernible
relationship to a claim by a District resident who becomes a
customer in one of Shoppers’ stores and is injured”; and,
second, “because it is reasonably foreseeable that, as a result of
advertising extensively and over a substantial period of time in
the District’s major circulation newspaper, Shoppers could be

a “%
adel wh Perr

it Ne Tem ot

7

sued in the District on a claim similar to that filed by Ms.
Moreno.” Jd. The court rejected Shoppers’ argument that “the
nexus requirement is not satisfied because there is no inherent
relationship between the duty breached (to provide a safe store)
and the ‘transaction’ of advertising in the District of Columbia
media.” Pet. App. 29a. In the court’s view, this theory would
permit only a claim for “something akin to false advertising”
and would impose “too heavy a burden” on the plaintiff when
it comes to personal-injury actions like this one.

Chief Judge Wagner dissented on the ground that “[t]he
mere fact that a foreign corporation advertises for business
within the District of Columbia is insufficient” to exercise
personal jurisdiction over tort claims that-“arise wholly in the
foreign state.” Pet. App. 31a. Judge Schwelb, joined by
Judge Steadman, likewise dissented on the ground that Ms.
Moreno’s slip-and-fall claim could not arise from advertising
that she did not see. /d. at 41a.

REASONS FOR GRANTING THE WRIT

At stake in this case is the type of relationship between a
defendant’s forum activity and a cause of action that must exist
before the Due Process Clause permits specific jurisdiction to
be exercised over a nonresident defendant. Is the pertinent
connection between the forum activities and the injury a matter
of “proximate” causation? Is the connection a matter of “but
for” causation? Or is it one of a “substantial” or “discernible”
relationship? The lower courts are hopelessly conflicted over
the answer, and show no signs of reconciling these outcome-
dispositive ames in perspective any time soon.

Nor is this Court unfamiliar with the issue. The Court
explicitly identified, but declined to decide, the question in
Helicopteros Nacionales de Colombia, S.A. v. Hall, 466 U.S.
408, 415 n.10 (1984). Compare id. at 424-28 (Brennan, J.,
dissenting). And in Carnival Cruise Lines, Inc. v. Shute, 498
U.S. 807-08 (1990), the Court granted review of the question

8

but ultimately resolved the case on statutory grounds by
applying a forum-selection clause to the claimant, 499 U.S.
585, 589 (1991). Since Helicopteros and Carnival Cruise, this
lower-court split in authority has not abated. Not only has the
number of highest State courts and Federal courts of appeals
that have taken sides on the issue increased but the number of
jurisdictions with competing Federal and State court decisions
affecting the same State has grown as well. Residents of the
District of Columbia, Massachusetts and California, for
example, all face different jurisdictional tests in this area
depending solely on the happenstance of whether the claim is
brought in Federal or State court. The elimination of that
intolerable development — dueling legal tests applicable not
just to citizens in different jurisdictions, but to citizens of the
same State — by itself ought to justify review. For these
reasons and those elaborated below, the Court should grant the
writ.

I. The Court Should Resolve A Lower-Court Split Over
When A Cause Of Action Arises Out Of Activities In
The Forum State For Purposes Of Asserting Specific
Personal Jurisdiction Over A Nonresident Defendant.

A. Due Process Requires Minimum Contacts With
A State Before It May Assert Long-Arm
Jurisdiction Over A Nonconsenting Defendant.

The Due Process Clause limits the power of State courts
to issue a valid personal judgment against a nonresident
defendant. In /nternational Shoe Co. v. Washington, 326 U.S.
310 (1945), the Court held that the Clause imposes significant
limits on the ability of States to employ long-arm statutes to
compel nonconsenting parties to defend lawsuits in a foreign
jurisdiction. In the frequently-repeated words of /nternational
Shoe, the defendant must have “certain minimum contacts”
with the forum and those contacts must be such that “the
maintenance of the suit does not offend ‘traditional notions of

9

fair play and substantial justice.” Jd at 316 (citations
omitted).

In applying these requirements, the Court has
distinguished between efforts to assert jurisdiction over causes
of action that arise out of the defendant’s activities in the forum
State and those that do not. On one side of the ledger, when
: the cause of action does not stem from the defendant’s forum
activities, those activities must be sufficiently “continuous and
systematic” before the assertion of in personam jurisdiction will
] be permitted. Perkins v. Benguet Consol. Mining Co.,, 342
U.S. 437, 438 (1952). The Court has referred to this exercise
of power as one of “general” jurisdiction. Helicopteros, 466
U.S. at 414 n.9.

On the other side of the ledger, “specific” jurisdiction
requires fewer contacts with the forum State, but does require
a showing (1) that the defendant “purposefully directed’ his
activities at residents of the forum,” and (2) that “the litigation
results from alleged injuries that ‘arise out of or relate to’ those
activities.” Burger King Corp. v. Rudzewicz, 471 U.S. 462,
472 (1985) (quoting Keeton v. Hustler Magazine, Inc., 465
U.S. 770, 774 (1984), and Helicopteros, 466 U.S. at 414). In
specific jurisdiction cases, “the Court has said that a
‘relationship among the defendant, the forum, and the
litigation’ is the essential foundation of in personam
jurisdiction.” Helicopteros, 466 U.S. at 414 (quoting Shaffer
v. Heitner, 433 U.S. 186, 204 (1977)).

} The Court has considered several cases dealing with the
first aspect of the specific jurisdiction inquiry — whether the
defendant sufficiently directed its activities at the forum State
to subject it to jurisdiction. See, e.g., Burger King, supra
(upholding jurisdiction for suit involving contractual
relationship of nonresident franchisee); Calder v. Jones, 465
U.S. 783 (1984) (upholding jurisdiction for libel suit based
upon distribution of publication in plaintiffs home State);
Keeton v. Hustler Magazine, Inc., supra (upholding jurisdiction

Mp RN Maat Tah FIV EEL OD SS MART NES

ail,

10

for libel suit by nonresident based upon regular distribution of
publication in forum State); World-Wide Volkswagen Corp. v.
Woodson, 444 U.S. 286 (1980) (denying jurisdiction where
automobile is sold to plaintiff who then drives to forum State).
What the Court has had less occasion to consider, and did not
need directly to address in each of these cases, was when
alleged contact with a forum State sufficiently “arises out of or
relates to” the subject matter of the litigation.

In Helicopteros, it is true, Justice Brennan raised the issue
and thoroughly explained how it should be analyzed in his
dissenting opinion. 466 US. at 424-28. But the opinion for
the Court declined to reach the question because the parties
had failed to raise it themselves. /d. at 415-16 & n.10. Six
years later in Carnival Cruise Lines, the Court granted review
of the question in a personal-injury action originating in the
Ninth Circuit. As in this case, the defendant’s only contacts
with the forum involved advertising. And, as in this case, the
court of appeals held that a personal injury occurring outside
of the forum still arose from that advertising for specific
jurisdiction purposes. 895 F.2d 377, 385. In the aftermath of
the lower court's decision, this Court granted review (498 U:S.
807-808 (1990)) of the following question: “Can a long-arm
statute constitutionally reach a defendant whose activities in the
forum state are insubstantial and bear only a tenuous
relationship to the cause of action?” While the parties briefed
and argued the “arising out of’ question under this Court’s
specific-jurisdiction case law, the Court decided the case on the
basis of a forum-selection clause signed by the parties. 499
U.S. 585, 589 (1991).

Sob

Severe ee eee eee MINED eee

1]

B. A Deep Division Of Authority Exists Among
The Lower Courts Regarding The Type Of
Relationship That Must Exist Between The
Litigation And The Defendant’s Forum
Activities To Establish Specific Jurisdiction.

Both before and after Helicopteros and Carnival Cruise
Lines, the highest courts of several States and most of the
Federal Circuits have struggled to determine when a cause of
action “arises from” a nonresident defendant’s forum contacts
and when accordingly specific jurisdiction may be asserted over
an unwilling defendant. The en banc opinion for the court of
appeals identified at least three different schools of thought on
point: (1) one focused on a “proximate cause” relationship
between the defendant’s forum activities and the cause of
action; (2) another focused on a “but for” relationship between
those contacts and the claim; and (3) still another focused not
on a cause-and-effect relationship between the two but more
loosely on a “substantial connection” or “discernible
relationship.” In analyzing these different views, the court
identified at least six highest courts (including its own) that had
taken conflicting stands on the question left open by
Helicopteros and Carnival Cruise Lines. While this lower-
court uncertainty by itself ought to justify review, the majority
opinion in truth understates this depth of division.

The most stringent of the three standards is the
“proximate cause” test. It requires the claimant to show that
jurisdiction “is premised on a contact that is a legal cause of the
injury underlying the controversy — i.e., that form[s] an
important, or [at least] material, element of proof in the
plaintiff's case.” Nowak v. Tak How Investments, Lid., 94 F.3d
708, 715 (quotation omitted). The First, Second and Eighth
Circuits all have approved variations of a “proximate cause”
standard as the primary benchmark for specific jurisdiction. In
considering the issue most recently, the First Circuit noted that
proximate cause “distinguishes between foreseeable and

12

unforeseeable risks of harm,” while a ““but for’” requirement
... has in itself no limiting principle; it literally embraces every
event that hindsight can logically identify in the causative
chain.” Jd. at 715. While continuing to “emphasize the
importance of proximate causation” -- that jurisdiction “is
premised on a contact” that is an “element of proof in the
plaintiff's case” -- the First Circuit has also permitted “‘a slight
loosening of that standard when circumstances dictate.” /d. at
715-716; see also Clark v. City of St. Augustine, Fla., 977 F.
Supp. 541, 544 (D. Mass. 1997) (“Although St. Augustine’s
solicitation of tourism within Massachusetts satisfies the “but
for’ causation standard required by the long-arm statute, it does
not satisfy the due process proximate cause standard because,
while in Massachusetts, the [plaintiffs] had no contact or
contract with the City”). The Eighth and Second Circuits also
seem to favor a proximate cause requirement. See Pearrow v.
National Life & Accident Ins. Co., 703 F.2d 1067, 1069 (8th
Cir. 1983) (Tennessee company’s solicitation of Arkansas
resident to visit Opryland was insufficient to show that a
subsequent negligence claim “arose out of the solicitation in
Arkansas’) (construing Arkansas long-arm statute, not due
process clause, though both turn on “arising out of”
requirement); Gray v. Lewis & Clark Expeditions, Inc., 12 F.
Supp. 2d 993, 998 (D. Neb. 1998) (“[C]auses of action
involving negligence at tourist sites do not arise out of enticing
advertisements directed at the forum state”); Gelfand v. Tanner
Motor Tours, Ltd., 339 F.2d 317, 321-22 (2d Cir. 1964) (bus
injury based on negligence in Nevada did not arise from
contractual sale of tickets by travel agency in New York). The
Supreme Court of Iowa also appears to apply a proximate
cause standard. See State of Iowa ex rel. Miller v. Baxter
Chrysler Plymouth, Inc., 456 N.W.2d 371, 377 (lowa 1990)
(upholding specific jurisdiction for “consequences that arise
proximately from” forum activities -- in that instance from
unlawful advertising that reached the forum State) (quotation
omitted). District courts from the Third and Tenth Circuits

II snes NAO mm US NMS POs ht en Ne Nena
eee

13

have reached similar results. See Wims v. Beach Terrace
Motor Inn, Inc., 759 F. Supp. 264, 267-68 (E.D. Pa. 1991)
(holding that “causal link” between New Jersey motor inn’s
advertising in Pennsylvania and plaintiff's injury in New Jersey
was “too attenuated” to say that injury “arose from”
advertising); Dirks v. Carnival Cruise Lines, 642 F. Supp.
971, 975 (D. Kan. 1986) (failing to find “causal connection”
between foreign cruise line’s advertising in forum and personal-
injury claim).

Instead of requiring the forum contact to be an element
of the cause of action as under the “proximate cause” test,
several other courts merely require a “but for” Causative
relationship between the forum contacts and the claim. The
Ninth Circuit continues to be the most ardent defender of this
test. In Shute v. Carnival Cruise Lines, 897 F.2d 377, 385 (9th
Cir. 1990), rev'd on other grounds 499 U.S. 585 (1991), the
court held that this test “preserves the essential distinction
between general and specific jurisdiction.” There, the court
held that “but for” the defendant’s advertising in the forum
State, the plaintiff would not have taken the cruise on which
she was injured and therefore the injury “arises out of’ the
promotional activities. See also Ballard v. Savage, 65 F.3d
1495, 1500 (9th Cir. 1995) (following “but for” test). The
Massachusetts Supreme Court also embraces this approach,
concluding in a recent case that a California hotel’s solicitation
of business from Massachusetts residents satisfied the “arising
out of” requirement where, but for the hotel’s solicitations and
acceptance of reservations, the plaintiff would not have
suffered a personal injury in California. Zatro v. Manor Care,
Inc., 625 N.E.2d 549, 551 (Mass. 1994).

Other courts, while less explicit, also favor a “but for”
approach to this inquiry. In Prejean v. Sonatrach, Inc., 652
F.2d 1260, 1270 n.21 (Sth Cir. 1981), the Fifth Circuit
analyzed the problem this way:

14

Logically, there is no reason why a tort cannot grow out
of a contractual contact. In a case like this, a contractual
contact is a “but for” causative factor for the tort since it
brought the parties within tortious “striking distance” of
each other. While the relationship between a tort suit and
a contractual contact is certainly more tenuous than when
a tort suit arises from a tort contact, that only goes to
whether the contact is by itself sufficient for due process,
not whether the suit arises from the contact.

The Seventh Circuit describes the necessary relationship
similarly as whether the claims “lie[] in the wake of [the]
commercial activities” of the defendant in the forum. Deluxe
Ice Cream Co. v. R.C.H. Tool Corp., 726 F.2d 1209, 1215-16
(7th Cir. 1984).

The third lower-court test in this area is the least
stringent. Unlike the courts that require some sort of causative
relationship between the claim and forum contacts, these courts
merely require “the operative facts of the controversy” to be
“related to the defendant’s contact with the state.” Third Nat'l
Bank in Nashville v. WEDGE Group Inc., 882 F.2d 1087,
1091 (6th Cir. 1989). Adherents to this school of thought (id. )
point out that the Supreme Court has described the specific
jurisdiction inquiry both in terms of an “arising out of” and a
“related to” connection, Helicopteros, 466 U.S. at 415 n.10,
then look to Justice Brennan’s dissenting opinion in
Helicopteros to support this test, id. at 427 (“Limiting the
specific jurisdiction of a forum to cases in which the cause of
action formally arose out of the defendant’s contacts with the
State would subject constitutional safeguards . . . to the
vagaries of the substantive law or pleading requirements of
each State.’’). In addition to the District of Columbia Court of
Appeals here, the Sixth Circuit follows this approach, WEDGE
Group, 882 F.2d at 1091 & n.2 (finding jurisdiction because
the claim had “a substantial connection with” and is “related to”
defendant’s forum contacts), as do the Fourth, Eleventh and

nr Ca een EnEEr einen nari neeeam anaes
TO

PEE Oe ee ee ee wes

15

Federal Circuits. See Akro Corp. v. Luker, 45 F.3d 1541, 1547
(Fed. Cir. 1995) (adopting related to standard); City of
Virginia Beach v. Roanoke River Basin Ass'n, 776 F.2d 484,
487 (4th Cir. 1985) (“the activities that support the
jurisdictional claim must coincide with those that form the basis
of the plaintiff's substantive claim”); Southwire Co. v. Trans-
World Metals & Co., 735 F.2d 440, 442 (11th Cir. 1984).

Several State Supreme Courts have followed this
approach as well. See Vons Companies, Inc. v. Seabest Foods,
Inc., 926 P.2d 1085, 1096 (Cal. 1996) (“A claim need not arise
directly froin the defendant’s forum contacts in order to be
sufficiently related to the contact to warrant the exercise of
specific jurisdiction. Rather, as long as the claim bears a
substantial connection to the nonresident’s forum contacts, the
exercise of specific jurisdiction is appropriate”); Cornelison v.
Chaney, 545 P.2d 264 (Cal. 1976); Domtar, Inc. v. Niagara
Fire Ins. Co., 533 N.W.2d 25, 31 (Minn. 1995) (when a claim
“has a ‘substantial connection’ with the forum state, specific
jurisdiction exists”); 7homason v. Chemical Bank, 661 A.2d
595, 603 (Conn. 1995) (“arising out of’ test does “‘not []
require a causal connection between the defendant’s solicitation
here and the plaintiffs’ lawsuit” but only that “it was reasonably
foreseeable that, as a result of that solicitation, the defendant
could be sued in Connecticut . . . on a cause of action similar
to that now being brought by the plaintiffs’”) (purporting to
construe “arising out of’ language of long-arm statute, not due
process Clause). See also Arguello v. Industrial Woodworking
Mach. Co., 838 P.2d 1120, 1124 (Utah 1992) (declining to
find jurisdiction where “the contacts of the out-of-state
defendant are unrelated to plaintiff's claims”).

Besides reflecting vastly different ways of articulating this
test, the lower-court cases also reflect vastly different results.
Disparate verbal formulations of the appropriate relationship
between a cause of action and the defendant’s forum contacts,
it turns out, serve more than semantic ends; they have had

16

distinct jurisdictional consequences. And that is especially true
in the context of cases like this one and Carnival Cruise Lines,
where the sole contact with the forum consists of some form of
advertising and the claim stems from an out-of-state personal
injury. Some courts, like the District of Columbia Court of
Appeals in this instance, have found personal jurisdiction over
nonresident defendants under circumstances akin to those here.
See, e.g., Pet. App. 29a-3la (finding jurisdiction over a
personal-injury action based solely on advertising in a
metropolitan newspaper); Creech v. Roberts, 908 F.2d 75, 80
(6th Cir. 1990) (finding jurisdiction over out-of-state
malpractice action based exclusively on advertising and
solicitations in forum); Shulte v. Carnival Cruise Lines, 897
F.2d 377 (finding jurisdiction over a personal-injury action
based solely on solicitations in the forum); Harriman v.
Demoulas Supermarkets, Inc., 518 A.2d 1035, 1038-39 (Me.
1986) (finding jurisdiction over personal-injury action based on
advertising, soliciting, and establishing business relationships
with suppliers in forum). See also Siskind v. Villa Found. for
Educ., Inc., 642 S.W.2d 434, 436-37 (Tex. 1982) (finding
jurisdiction over breach of contract action involving foreign
corporation that advertises in Texas).

Other State and Federal courts have found that
advertising alone does not suffice to establish personal
junsdiction. See, e.g., Pearrow v. National Life and Accident
Ins. Co., 703 F.2d at 1069 (sending brochures into forum to
solicit customers does not authorize state courts to confer
personal jurisdiction over out-of-state defendant in slip-and-fall
action); Fidelity and Cas. Co. of New York v. Philadelphia
Resins Corp., 766 F.2d 440, 447 (10th Cir. 1985)
(advertisement in national trade publication insufficient to
subject party to personal jurisdiction in negligence action);
Scheidt v. Young, 389 F.2d 58 (3d Cir. 1968) (advertising and
telephone conversations do not support jurisdiction for
personal injury at out-of-state lodge); Gelfand v. Tanner Motor
Tours, Ltd., 339 F.2d at 321-22 (sale of tickets through travel

Se SENNA CEES ORT TEES it SO COPE REIS

17

agency does not support jurisdiction for personal injury on out-
of-state bus trip); Camelback Ski Corp. v. Behning, 539 A.2d
1107, 1111-12 (Md. 1988) (toll-free telephone number and
other solicitation activity in forum do not support jurisdiction
for personal injury at out-of-state ski resort); Munley v.
Second Judicial Dist. Court of Nevada, 761 P.2d 414, 415-16
(Nev. 1988) (advertising and promotional activities in forum
are not sufficient to subject ski resort in neighboring state to
jurisdiction in personal-injury action); Clark v. City of St.
Augustine, Fla., 977 F. Supp. at 545 (“advertis[ing]
extensively” in the forum did not subject Florida city to
personal jurisdiction in Massachusetts in slip-and-fall action);
Bayles v. K-Mart Corp., 636 F. Supp. 852 (D.D.C. 1986)
(advertising in forum did not subject Virginia retail store to
personal jurisdiction in the District of Columbia in slip-and-fall
action). See also Glidewell Motors, Inc. v. Pate, 577 P.2d
1290, 1292 (Okla. 1978) (advertising in newspaper circulated
in forum did not subject nonresident defendant to jurisdiction
in automobile-title dispute).

This division among the lower courts, together with this
Court’s near encounter with the issue in Helicopteros and
Carnival Cruise Lines, also has prompted a spirited debate
among legal commentators. Here, too, a wide range of views
has developed. See, e.g., Maloney, Note, Specific Personal
Jurisdiction and the “Arise From or Relate To” Requirement
. .. What Does It Mean?, 50 Wash. & Lee L. Rev. 1265, 1300
(1993) (“The modified ‘but for’ test will allow courts to
achieve flexibility without completely sacrificing structure”);
Twitchell, A Rejoinder to Professor Brilmayer, 101 Harv. L.
Rev. 1465, 1468 (1988) (preferring “the formality of the
substantive relevance test”); Brilmayer, Related Contacts and
Personal Jurisdiction, 101 Harv. L. Rev. 1444. 1458-64
(1988) (rejecting the “but for” test); Twitchell, The Myth of
General Jurisdiction, 101 Harv. L. Rev. 610, 656 (1988)
(criticizing the “substantive relevance approach”); Richman, A
Sliding Scale to Supplement the Distinction Between General

18

and Specific Jurisdiction (Part Il), 72 Calif. L. Rev. 1328,
1339 (1984) (“[Helicopteros]| serves only to enhance the
awareness of the issue”); Brilmayer, How Contacts Count: Due
Process Limitations On State Court Jurisdiction 1980 Sup. Ct.
Rev. 77.

As these numerous case citations and law review articles
suggest, the issue presented implicates a deep and abiding
division in the lower courts and among legal scholars. Ample
time has been given to allow enlightened perspectives on the
issue to develop, and if it was appropriate to grant review of
the issue in Carnival Cruise Lines in 1990, it seems doubly
appropriate to do so today in view of the large number of
federal circuits and state supreme courts that have issued
Opinions on the matter.- Even under the most forbearing
application of the lower-court conflict considerations of Rule
10, this federal issue is ripe for review.

Il. This Recurring Federal Question Is Exceedingly
Important.

In addition to the stark division of lower-court authority,
the essential nature of this federal question independently
justifies granting the writ. First, as the extensive case citations
in the petition illustrate, this issue arises frequently in litigation
and is of substantial importance to the day-to-day workings of
the Federal and State courts. The issue arises whenever a
nonresident company advertises in one forum and an injury
occurs in another. Not just the travel industry faces this issue,
as in Carnival Cruise Lines, but so also do ski resorts, as in
Camelback, supra, and all manner of retailers, as in this case.
The frequency with which the issue is litigated, together with
the large number of lower courts that have cried out for
guidance from this Court over its proper resolution, reinforces
the consequential nature of this federal question. See, e.g.,
Vons Cos. v. Seabest Foods, Inc., 926 P.2d at 1096 n.4 (“[t}he
high court has declined to clarify the relatedness element of
specific jurisdiction”); Doe v. National Med. Serv., 974 F.2d

19

143, 146 (10th Cir. 1992) (“{t]he Supreme Court has not
addressed whether there is a distinction between suits which
‘arise out of and those which ‘relate to’ the defendant’s
contacts”); Third Nat’l Bank in Nashville v. WEDGE Group
a Inc., 882 F.2d at 1091 n.2 (In Helicopteros “the Supreme
Court expressly declined to reach the questions (1) whether the
terms ‘arising out of and ‘related to’ describe different
connections between a cause of action and a defendant’s
contacts with a forum, and (2) what sort of tie between a cause
of action and a defendant’s contact with a forum is necessary
to a determination that either connection exists.”); Thomason
v. Chemical Bank, 661 A.2d at 599-600 (“In the context of
‘specific’ jurisdiction, although the United States Supreme
Court has required the plaintiff's cause of action to ‘arise out
of or relate to’ the defendant’s forum-directed activities, that
court has not articulated a standard for what constitutes
‘arising out of.””); see also Maloney, Specific Personal
Jurisdiction and the “Arise From or Relate To”’ Requirement
. . . What Does It Mean? 50 Wash. & Lee at 1265-66 (“A
particularly troublesome problem that courts face today is the
confusion and inconsistency of the requirement that a cause of
action ‘arise from or relate to’ the defendant’s contacts with
the forum state in order for a court to assert specific personal
jurisdiction. With the United States Supreme Court’s refusal
to consider the issue in Shute v. Carnival Cruise Lines, it
appears that the confusion will persist.”).

Second, the importance of the issue goes beyond whether
a nonresident defendant should be compelled to litigate an
action in a foreign jurisdiction based on the slimmest of forum-
related contacts. It also goes to a fundamental question of
federalism and interstate comity — the extent to which one
State may import a cause of action that another State ought by
custom and rights have power to resolve in its own courts. The
constitutional restrictions on personal jurisdiction thus are
“more than a guarantee of immunity from inconvenient or
distant litigation. They are a consequence of territorial

20

limitations on the power of the respective States.” Hanson v.
Denckla, 357 U.S. 235, 250-51 (1958). In this respect, due
process “act[s] as an instrument of interstate federalism,”
World-Wide Volkswagen, 444 U.S. at 294, permitting the
States to retain one of the “essential attributes of sovereignty,
including, in particular, the sovereign power to try causes in
their courts,” id. at 293. The minimum contacts inquiry
accordingly “acts to ensure that the States, through their
courts, do not reach out beyond the limits imposed on them by
their status as coequal sovereigns in a federal system.” /d. at
291-92. Preserving these foundational lines between the power
of one sovereign State over that of another is uniquely a
function of this Court, and an especially important function
when the lower courts are applying different tests and reaching
different results over the same question and virtually-identical
fact patterns.

Third, in addition to the customary requests for
uniformity that a deep conflict in the lower courts prompts, the
issue here has led to uncertainty even for residents in the same
State. The Ninth Circuit and the California Supreme Court
have long charted different paths in answering this specific-
jurisdiction question. See, supra. So too, more recently, have
the First Circuit and the Supreme Judicial Court of
Massachusetts. See, supra. Even Shoppers itself has faced
different resolutions of this issue. While the District of
Columbia Court of Appeals seized jurisdiction over this case,
the federal district court has declined jurisdiction on virtually
identical facts. See Duffy v. Shoppers Food Warehouse MD
Corp., No. 93-2372 (D.D.C.); see also Bayles v. K-Mart
Corp., 636 F.Supp. 852 (customer’s slip-and-fall claim did not
“aris[e] from” corporation’s advertising in District of Columbia
media and therefore specific jurisdiction could not
constitutionally be exercised over the corporation). No one
litigant and the residents of no one State should have to face
such unpredictable consequences stemming from precisely the
same conduct.

OI MIN at ZR I i RB eg cere pn cece

2]

Fourth, by embracing a “discernible relationship” or
“related to” test that does not require a causative connection
between the defendant’s forum contacts and the plaintiff s
injury, the lower court threatens to diminish, if not entirely
collapse, the Court’s distinction between “specific” and
“general” jurisdiction. General jurisdiction, recall, deals with
situations in which the complaint does not arise from the
defendant’s forum contacts but the defendant’s contacts with
the forum are so “continuous and systematic” that due process
permits personal jurisdiction over any cause of action involving
the defendant. An interpretation of the Due Process Clause,
however, that allows specific jurisdiction whenever a court
finds some “discernible relationship” between the injury and the
defendant’s forum contacts will make resort to this Court’s
general jurisdictional inquiry utterly unnecessary and will
eventually make the doctrine a quaint artifact of constitutional
law. The failure of the lower court here, and in many other
courts, to preserve this vital distinction also merits review.

Ill. This Case Presents An Appropriate Vehicle For
- Resolving A Pressing Jurisdictional Issue.

This petition squarely presents an opportunity to resolve
a conspicuously open question in the Court’s personal
jurisdiction cases: Must there be a causal relationship between
the defendant’s forum contacts and the plaintiff's complaint to
assert specific jurisdiction over the defendant? Here, the
plaintiff did not see (and accordingly did not rely upon) the
defendant’s Washington Post advertisements in choosing to
visit the Shoppers’ store in Maryland. Pet. App. 4a, 18a. The
only way that specific jurisdiction could exist on this record, as
a result, was through some form of “related to” test that did
not have a cause-and-effect element. Ultimately, that is
precisely the test the lower court adopted; it is precisely the test
that Justice Brennan advocated in dissent in Helicopteros, and
it is precisely the test the majority acknowledged but did not
have occasion to address in Helicopteros.

22

The case also presents an opportunity to resolve the
question in a context in which it most frequently arises. As
shown above, all manner of retailers frequently advertise in
jurisdictions where they have no stores or any other meaningful
presence, and accordingly frequently face the question whether
a personal injury on their premises arises from these advertising
activities.

Lastly, it makes no difference that this petition involves
a federal question arising in the District of Columbia courts.
Although enacted by Congress, the District’s long-arm statute
is modeled after the Virginia and Maryland long-arm statutes,
and like most long-arm statutes, is designed to be co-extensive
with the reach of the Due Process Clause. Pet. App. 10a, 18a.
No doubt the validity of this interpretation of the District’s
long-arm statute is governed by the Due Process Clause of the
Fifth Amendment, not that of the Fourteenth Amendment. But
that difference has not precluded the Court from reviewing the
constitutionality of government conduct in the District in the
past. See Bolling v. Sharpe, 347 U.S. 497 (1954). Nor, at
any rate, has plaintiff argued in this case that the minimum
contacts inquiry in specific-jurisdiction cases differs depending
on whether the Fifth or Fourteenth Amendment is invoked by
the nonresident defendant.

23

CONCLUSION
The petition should be granted.

Respectfully submitted,

JEFFREY S. SUTTON
Counsel of Record
CHAD A. READLER
JONES, DAY, REAVIS & POGUE
1900 Huntington Center
41 South High Street
Columbus, Ohio 43215
(614) 469-3855

Counsel for Petitioner

April 2000

APPENDEX

la

DISTRICT OF COLUMBIA COURT OF APPEALS

SHOPPERS FOOD WAREHOUSE, Appellant,
v.
Asuncion MORENO, Appellee.

No. 96-CV-21.

Decided Feb. 17, 2000.

Before WAGNER, Chief Judge, TERRY, STEADMAN,
SCHWELB, FARRELL, RUIZ and REID, Associate Judges.

ON REHEARING EN BANC
REID, Associate Judge:

The main issue presented by this case is whether the trial
court had personal jurisdiction over appellant, a Maryland
corporation which extensively advertised its grocery stores in
the District of Columbia’s major circulation newspaper and
other communications media, where appellee, a District
resident, alleged in a negligence “slip and fall” lawsuit that she
suffered personal injuries in one of appellant’s Maryland stores
located near the District’s borders. The trial court concluded
that it had personal jurisdiction over appellant, and a jury
awarded appellee damages for her injuries. A majority panel of
this court affirmed the trial court in an opinion issued on July
16, 1998, Shoppers Food Warehouse v. Moreno, 715 A.2d 107
(D.C.1998) (Moreno I). The panel’s opinion was vacated and
Shoppers’ petition for rehearing en banc was granted on
January 4, 1999. 722 A.2d 845 (D.C.1999). After rehearing
en banc, which we granted only to consider the jurisdictional

2a

issue,’ we reaffirm the trial court’s judgment. We hold that the
trial court properly exercised personal jurisdiction because
appellant, through its extensive advertising activity in a major
District of Columbia newspaper, purposefully solicited District
residents as customers for its nearby Maryland and Virginia
stores and thus transacted business in the District; and further,
because Ms. Moreno’s claim had a discernible relationship to
its advertising, Shoppers could have reasonably anticipated
being haled into court to defend against a personal injury suit
brought by a District resident.

I.
FACTUAL SUMMARY

A District of Columbia jury found that on November 20,
1993, appellee Asuncion Moreno slipped and fell on okra in a
grocery store owned by appellant Shoppers Food Warehouse,
a Maryland corporation (“Shoppers”), and as a result of
Shoppers’ negligence, sustained back and hand injuries. She
was awarded damages in the amount of $197,307 for past and
future medical expenses, mental anguish, and pain and
suffering. From the beginning of Ms. Moreno’s lawsuit,
Shoppers argued that, contrary to Ms. Moreno’s position, the
trial court lacked personal jurisdiction over it under D.C.Code
§ 13-423(a)(4) (1995) (causing tortuous injury in the District
of Columbia).? Later, Ms. Moreno claimed that even if

' We leave intact the division’s disposition of the remaining issues on
appeal. See Moreno J, 715 A.2d at 111-12.

? In relevant part, D.C.Code§ 13-423 states as follows:

(a) A District of Columbia Court may exercise personal jurisdiction
over a person, who acts directly or by an agent, as to a claim for
relief arising from the person’s—

(1) transacting any business in the District of Columbia;

* * *

CT

3a

jurisdiction were not based on subsection (a)(4), it rested on
§ 13-423(a)(1) (transacting any business in the District of
Columbia). She pointed out that Shoppers placed extensive
ads in The Washington Post, a major District of Columbia
newspaper, soliciting customers to its stores in Maryland and
Virginia. Indeed, the record on appeal is replete with pages of
weekly Shoppers’ advertisements in The Washington Post
between the period October 6, 1993 and December 1, 1993,
including November 20, the date on which Ms. Moreno alleged
that she fell. The ads for Shoppers’ Maryland and Virginia
stores contained pictures and prices of produce, meats, canned
goods, beverages, candies and other packaged goods.* The
Shoppers’ store where Ms. Moreno was injured is located in
Takoma Park, Maryland, within two miles of her home in the
District of Columbia.

Shoppers maintained that § 13-423(a)(4) did not apply
because no tortious injury took place in the District.
Furthermore, Shoppers argued that Ms. Moreno failed to show
the applicability of § 13-423(a)(1) which, it asserted, must be
read in conjunction with § 13-423(b). It also pointed out that
Shoppers is a Maryland Corporation having its principal place
of business in Maryland; the store in which Ms. Moreno
shopped is located in Maryland; and Ms. Moreno provided no

(4) causing tortious injury in the District of Columbia by an act or
omission outside the District of Columbia if he regularly does or
Solicits business, engages in any other persistent course of conduct,
or derives substantial revenue from goods used or consumed, or
services rendered, in the District of Columbia:

* * *
(b) When jurisdiction over a person is based solely upon this

Section, only a claim for relief arising from acts enumerated in this
section may be asserted against him.

* Additional information regarding the ads appears in the analysis section
of this opinion.

4a

affidavit showing that she actually saw the Washington Post
advertisements.

In its order of June 22, 1994, the motions court agreed
with Shoppers that subsection (a)(4) was inapplicable because
Ms. Moreno’s injury occurred in Maryland, not the District.
However, the court concluded that there was personal
jurisdiction under subsection (a)(1) for the following reasons:

First, it is reasonable to require the Defendant to
defend this suit in the District of Columbia... The
Defendant owns numerous stores in Maryland and

- Virginia, several of which are located within a few miles
of the District of Columbia border...._ The Defendant
contracts with and advertises in [T]he Washington Post,
thereby targeting and soliciting customers in the District
of Columbia area .... Furthermore, the Defendant has
failed to “show that it [is] at a ‘severe disadvantage’ in
being required to defend in [the District of Columbia];”
Tom Brown & Co. v. Francis, 608 A.2d 148, 152
(D.C.1992) (quoting Electronic Media Int'l v. Pioneer
Communications, Inc., 586 A.2d 1256, 1258
(Me.1991)[) }. Since the Plaintiff resides in the District,
she has a strong interest in litigating this suit here.

Second, the Defendant, by contracting with
Washington based businesses (i.e., The Washington Post,
the District of Columbia Yellow Pages) for adverti[s]ing
purposes, has transacted business in the District of
Columbia. Thus, the Defendant purposefully and
voluntarily availed itself of the privileges and protections
of the District of Columbia....

Finally, the Defendant’s contacts with the forum
state were of such quality and nature that it is reasonable
for the Defendant to reasonably anticipate being haled
into court in the District of Columbia. It is reasonable to
conclude that the Defendant derives a substantial portion

Sa

of its revenue from District of Columbia residents—it
specifically targets with advertisements that demonstrate
how the Defendant’s prices compare favorably with the
prices in supermarkets.

Although the motions court did not explicitly mention
§ 13-423(b) in its June order, it referenced a prior trial court
opinion, Daniels v. Kanof, 116 Daily Wash. L. Rptr. 2053,
2057 (Super.Ct.1988), involving an advertisement in the
District by a nonresident corporation. That opinion stressed
“the foreseeability of injury to District of Columbia plaintiffs as
a result of defendant’s actions and the consequences of its
actions by soliciting and advertising for business in the District
of Columbia.”* Accordingly, the trial court “conclude[d] that
there are enough contacts with the District of Columbia in this
case to satisfy the minimum contacts requirement.”

Il.
ANALYSIS
Personal Jurisdiction

This court has never determined whether newspaper and
other advertisements in the District by a nonresident
corporation owning a chain of stores, some of which are
located in very close proximity to the District’s borders, are
sufficient to meet the minimum contacts requirement of the
District’s long-arm statute, and whether the advertising
constitutes a sufficient nexus for the District’s exercise of
personal jurisdiction over a nonresident defendant in a personal
injury lawsuit where the injury took place in a store in a
neighboring jurisdiction. Trial courts in the District that have

* Daniels also concluded that “defendant’s activities, i.e., the advertising
and soliciting for business which presumably has attracted this plaintiff.
as well as many other District of Columbia residents to its stores, clearly
has caused a consequence in the District, i.e., plaintiff's injuries.” 116
Wash. L. Rptr. at 2057.

6a

examined this issue have disagreed. Judges in both the
Superior Court of the District of Columbia and the United
States District Court for the District of Columbia have
expressed different views at different stages of cases involving
Shoppers as a defendant.°

Survey of Supreme Court Decisions
_ and Past Decisions of this Court

Our consideration of this difficult matter begins with a
review of past Supreme Court decisions and the past decisions
of this court which have interpreted § 13-423(a)(1) and (b).
The review will assist us in determining whether the trial
court’s exercise of personal jurisdiction in this case satisfies the
“minimum contacts” requirement of the due process clause,
and whether the requirement of § 13-423(b)— that a claim for
relief under § 13-423(a)(1) must aris[e] from acts enumerated
[in § 13-423(a)]—has been met.

In the early years after § 13-423 was enacted, decisions
in Our cases were guided both by Supreme Court precedent and
also by then existing Maryland and Virginia law. We look first
at early Supreme Court cases that shaped our initial decisions
under § 13-423(a)(1). /nternational Shoe Co. v. Washington,
326 U.S. 310, 66 S.Ct. 154, 90 L_Ed. 95 (1945), the seminal
decision, held that, in keeping with “ ‘traditional notions of fair
play and substantial justice,’ ” there must be “minimum
contacts” between the defendant and the forum state before
personal jurisdiction can be exercised consistently with due

> The differences in the views of the judges are reflected in the orders of
June 22, 1994, and December 15, 1995, in this case, in Duffy v. Shoppers
Food Warehouse, No. Civ. A. 93-2372, 1994 WL 151204, at *3 (D.D.C
Apr 14, 1994), and in the order of July 31, 1995, transferring the matter
to the United States District Court for the District of Maryland.

SEIN AES LP TEE ES SARS sen

Ta

process.° Jd. at 316, 66 S.Ct. 154 (quoting Milliken v. Meyer,
311 US. 457, 463, 61 S.Ct. 339, 85 L.Ed. 278 (1940)). At the
same time, /nternational Shoe emphasized that when a
defendant seeks and “enjoys the benefits and protection of the
laws” of the forum state, the defendant may face “obligations
[which] arise out of or are connected with the [defendant’s]
activities within the [forum] state.” /d. at 319, 66 S.Ct. 154
(citations omitted). Under these circumstances, requiring a
defendant “to respond to a suit ... [in the forum state] in most
instances, hardly [can] be said to be [an] undue [burden].” /d.

Hanson v. Denckla, 357 U.S. 235, 78 S.Ct. 1228, 2
L_Ed.2d 1283 (1958), further refined the required nexus. A
plaintiff's unilateral activity in relation to a defendant cannot
alone sustain personal jurisdiction under the “minimum
contacts” theory. /d at 253, 78 S.Ct. 1228. Rather, the Court
held, “it is essential in each case that there be some act by
which the defendant purposefully avails itself of the privilege of
conducting activities within the forum State...” /4. In Shaffer
v. Heitner, 433 U.S. 186, 97 S.Ct. 2569, 53 L.Ed.2d 683
(1977), a shareholder’s derivative action, and Kulko v.
Superior Court of California, 436 U.S. 84, 98 S.Ct. 1690, 56
L Ed 2d 132 (1978), a domestic relations matter, the Supreme
Court reiterated the “fairness” and “reasonableness” theme
sounded in /nternational Shoe. One of the indices of “fairness”
and “reasonableness” of the exercise of personal jurisdiction by
the forum state is whether the defendant “ ‘purposefully availed
[itself]’ of the ‘benefits and protections’ ” of the forum state’s
laws, Kulko, supra, 436 U.S. at 94, 98 S.Ct. 1690 (citing
Shaffer, supra, 433 U.S. at 216, 97 S.Ct. 2569 (footnote

* “[D]ue process requires ... that in order to subject a defendant to a
judgment in personam, if he be not present within the territory of the
forum, he have certain minimum contacts with it such that the
maintenance of the suit does not offend ‘traditional notions of fair play
and substantial justice.’ ” /nternational Shoe, supra, 326 U.S. at 316, 66
S.Ct. 154 (citations omitted).

8a

omitted)), and thus, “could reasonably have anticipated being
‘haled before a ... court’ ” in that jurisdiction. /d. at 97-98, 98
S.Ct. 1690 (quoting Shaffer, supra, 433 U.S. at 216, 97 S.Ct.
2569 (footnote omitted)). Ku/ko also examined whether there
was a “sufficient connection” between the defendant and the
forum state by determining “whether the ‘quality and nature’
of the defendant’s activity is such that it is ‘reasonable’ and
‘fair’ to require him to conduct his defense in that State.” /d.
at 92, 98 S.Ct. 1690. Part of the answer depended on whether
the defendant “purposefully derive[d] benefit from any
activities relating to the [forum state].” /d at 96, 98 S.Ct.
1690.

The first of our significant cases decided under
§ 13-423(a)(1), Environmental Research Int'l, Inc. v.
Lockwood Greene Engineers, Inc., 355 A.2d 808 (D.C.1976)
(en banc), not only articulated the aforementioned principles
from Supreme Court cases, but also demonstrated that
Congress intended the District’s long-arm statute, like the
corresponding statutes in Maryland and Virginia, to be
coextensive in reach with the exercise of personal jurisdiction
permitted by the due process clause. Specifically, we stated
that:

[t]he legislative history of [the District’s long-arm
statute] makes it clear that it was Congress’ intent to
provide the District with a long-arm statute equivalent in
scope to those already in effect in Maryland and
Virginia.... In interpreting their statutes, the courts of
both Maryland and Virginia have concluded that they
permit the exercise of personal jurisdiction over
nonresident defendants to the extent permitted by the due
process clause of the United States Constitution.

Id. at 810-11 (footnotes omitted). We then stated: “We reach
a similar conclusion as to our statute.” Jd. at 811. We
“note[d] the trend toward liberalization of jurisdictional
limitations” and the fact that “[e]ven a small amount of

9a

in-jurisdiction business activity is generally enough to permit
the conclusion that a nonresident defendant has transacted
business here.” /d.’

Although our earliest cases did not focus much on
§ 13-423(b), we had occasion to interpret that provision in
Cohane v. Arpeja-California, Inc., 385 A.2d 153 (D.C. 1978),
cert. denied, 439 U.S. 980, 99 S.Ct. 567, 58 L.Ed.2d 651
(1978), where we explained:

The limitation in § 13-423(b) that the claim for relief
must arise from the transaction of business in the District
of Columbia is meant to prevent “the assertion of claims
in the forum state that do not bear some relationship to
the acts in the forum state relied upon to confer
jurisdiction.” Malinow v. Eberly, 322 F Supp. 594, 599
(D.Md.1971). Once, however, the claim is related to
acts in the District, § 13-423 does not require that the
scope of the claim be limited to activity within this
jurisdiction.

” See also Bueno v. La Compania Peruana de Radiodifusion, S.A., 375
A.2d 6, 8 (D.C.1977) (focusing upon whether the defendant had engaged
in some “purposeful, affirmative activity within the District of Columbia”)
(citations omitted).

10a

Id. at 158-59* Thus, under Cohane, if a claim is “related to
[defendant’s} acts in the District,’ the requirement of
§ 13-423(b) is met. We applied the same “relate to” principle
in Berwyn Fuel, Inc. v. Hogan, 399 A.2d 79, 80 (D.C.1979),
where we also made explicit the principle recognized in
Lockwood Greene, supra, that § 13-423 “permits a
jurisdictional reach coextensive with that permitted by the due
process clause” /d. at 80 (citing /nternational Shoe, supra,
326 US at 310, 66 S$ Ct. 154, Cohane, supra, 385 A.2d at
158) Berwyn reiterated that “[t]he only nexus required by
[§ 13-423](a)(1) . between the District of Columbia and the
nonresident defendant is ‘some affirmative act by which the
defendant brings itself within the jurisdiction and establishes
minimum contacts.’ ” /d. (quoting Cohane, supra, 385 A.2d at
158)

Between 1981 and 1983, after the Supreme Court
decided World-Wide Volkswagen Corp. v. Woodson, 444 U.S.
286, 100 S Ct. 559, 62 L.Ed 2d 490 (1980), we determined
that personal jurisdiction over nonresident defendants existed

* In Malinow, supra, a decision of the United States District Court for the
District of Maryland, the court discussed the (b) subsection of the then
existing comparable Maryland long-arm statute which specified: “(b)
When jurisdiction over a person 1s based solely upon this section, only a
cause of action arising from acts enumerated in this section may be
asserted against him.” 322 F.Supp. at 597. The Maryland court stated:

The drafters of the forebear of the Maryland statute ... would
probably state that § 96(b) merely prevents the assertion of claims
in the forum state that do not bear some relationship to the acts in
the forum state relied upon to confer jurisdiction.... The Court in
McGee, [v. International Life Ins. Co.[,] 355 U.S. 220, 78 S.Ct.
199, 2 L.Ed 2d 223 (1957),] stated on page 223 of 355 U.S., [78
S.Ct. 199] that it was sufficient to confer jurisdiction
constitutionally that the “ * * * suit was based on a contract which
had substantial connection with that State.”

Id. at 599 (emphasis added in Malinow).

&

lla

under our long-arm statute in four out of five cases?
World-Wide Volkswagen reaffirmed that “[t]he limits imposed
on state jurisdiction by the Due Process Clause, in its role as a
guarantor against inconvenient litigation, have been
substantially relaxed over the years.” /d. at 292, 100 S.Ct. 559.
It referenced the “fundamental transformation in the American
economy” and “[t]he economic interdependence of the States,”
id. at 293, 100 S.Ct. 559, and highlighted two principles
governing a due process analysis in personal jurisdiction cases:
(1) “the foreseeability that is critical .... is that the defendant’s
conduct and connection with the forum State are such that he
should reasonably anticipate being haled into court there”, and
(2) “[w]hen a corporation ‘purposefully avails itself of the
privilege of conducting activities within the forum State,’ .. it
has clear notice that it is subject to suit there, and can act to
alleviate the risk of burdensome litigation by procuring
insurance, passing the expected costs on to customers, or, if
the nsks are too great, severing its connection with the State.”
Id. at 297, 100 S.Ct. 559 (quoting Hanson, supra, 357 U.S. at
253, 78 S.Ct. 1228).

* One of these cases, AMAF Int'l Corp. v. Ralston Purina Co., 428 A.2d
849 (D.C.1981), was decided under D.C.Code § 13-334 pertaining to
foreign corporations that “do” or transact business in the District. AMAF
International, a District corporation, sued Ralston, a Missouri corporation
for negligence and breach of contract relating to an order of 600 bags of
poultry feed to be shipped to Nigeria. Ralston engaged in another type of
business activity in the District—making sales of its products to local
supermarkets. In reversing the trial court’s dismissal of the complaint for
lack of personal jurisdiction, we stressed a principle re-articulated in
World-Wide Volkswagen, supra, “ ‘When a corporation purposefully
avails itself of the privilege of conducting activities within the forum
State, it has clear notice that it is subject to suit there.” ” AMAF
International, 428 A.2d at 851 (quoting World-Wide Volkswagen, supra,
444 US. at 297, 100 S.Ct. 559 (other citation and internal quotations
omitted)).

12a

World-Wide Volkswagen helped to guide our decisions in
the cases decided between 1981 and 1983, the most significant
of which were Mouzavires v. Baxter, 434 A.2d 988
(D.C.1981) (en banc); Smith v. Jenkins, 452 A.2d 333
(D.C.1982); and Hummel v. Koehler, 458 A.2d 1187
(D.C.1983). In addition to following previous announced
principles, these cases clarified that “the most critical inquiry 1s
not whether the nonresident defendant is physically present in
the forum but whether the defendant’s contacts with the forum
are of such a quality and nature that they manifest a deliberate
and voluntary association with the forum” and are not
“fortuitous or accidental.” Mouzavires, supra, 434 A.2d at
995, 997, Smith, supra, 452 A.2d at 337. Mouzavires also
declared that § 13-423(a)(1) “embraces those contractual
activities of a nonresident defendant which cause a
consequence [in this jurisdiction].” 434 A.2d at 992. And see
Cockrell v. Cumberland Corp., 458 A.2d 716 (D.C.1983)
(applying the “cause a consequence” principle).

Between 1984 and 1993, three important decisions were
handed down by the Supreme Court: Keeton v. Hustler
Magazine, Inc., 465 U.S. 770, 104 S.Ct. 1473, 79 L.Ed.2d 790
(1984); Helicopteros Nacionales de Colombia, S.A. v. Hall,
466 U.S. 408, 104 S.Ct. 1868, 80 L.Ed.2d 404 (1984); and
Burger King Corp. v. Rudzewicz, 471 U.S. 462, 105 S.Ct.
2174, 85 L.Ed.2d 528 (1985). Discussion in Keeton centered
on whether the minimum contacts requirement was met under
New Hampshire’s long-arm statute in a libel action brought by
a resident of New York who sued an Ohio corporation, Hustler
Magazine, Inc. in a federal court in New Hampshire. If those
contacts are “random, isolated, or fortuitous,” the Court stated,
due process requirements are not satisfied. 465 U.S. at 774,
104 S.Ct. 1473. The only connection the Ohio corporation had
with New Hampshire was the monthly sale of its magazine,
issues of which contained the alleged libel that was the focus of
the lawsuit. After reiterating the fairness and reasonableness
principles governing the minimum contacts doctrine, the

l3a

Supreme Court reversed the trial court’s dismissal of the
complaint, saying in part: “Where, as in this case, respondent
Hustler Magazine, Inc., has continuously and deliberately
exploited the New Hampshire market, it must reasonably
anticipate being haled into court there in a libel action based on
the contents of its magazine.” Jd. at 781, 104 S.Ct. 1473
(citing World-Wide Volkswagen, supra, 444 U.S. at 297-98,
100 S.Ct. 559).

Helicopteros, supra, elucidated the distinction between
general and specific jurisdiction in personal jurisdiction cases:
(1) “[W]hen a State exercises personal jurisdiction over a
defendant in a suit arising out of or related to the defendant’s
contacts with the forum, the State is exercising ‘specific
jurisdiction’ over the defendant,” 466 U.S. at 414 n. 8, 104
S.Ct. 1868 (citation omitted); and (2) “When a State exercises
personal jurisdiction over a defendant in a suit not arising out
of or related to the defendant’s contacts with the forum, the
State has been said to be exercising ‘general jurisdiction’ over
the defendant.” /d. at n. 9 (citations omitted). Burger King,
in turn, summarized the principles and policies relating to the
due process clause and personal jurisdiction. First, the court
rejected any “mechanical tests” or “talismanic formulas” for the
determination of personal jurisdiction, 471 U'S. at 478, 485,
105 S.Ct. 2174, and reaffirmed that “ ‘the facts of each case
must [always] be weighed’ in determining whether personal
jurisdiction would comport with ‘fair play and substantial
justice.” ” Jd. at 485-86, 105 S.Ct. 2174 (quoting Kulko,
supra, 436 U.S. at 92, 98 S.Ct. 1690). Second, “[w]here a
forum seeks to assert specific jurisdiction over an out-of-state
defendant who has not consented to suit there, [the] ‘fair
warning’ requirement is satisfied if the defendant has
‘purposefully directed’ his activities at residents of the forum,
Keeton, supra, 465 U.S. at 774, 104 S.Ct. 1473, and the
litigation results from alleged injuries that ‘arise out of or relate
to’ those activities, Helicopteros, supra, 466 U.S. at 414, 104
S.Ct. 1868.” Burger King, supra note 8, 471 U.S. at 472.

14a .

Third, “[jJurisdiction is proper ... where the contacts
proximately result from actions by the defendant himself that
create a ‘substantial connection’ with the forum State.” /d. at
475, 105 S.Ct. 2174 (quoting McGee, supra note 8, 355 U.S.
at 223, 78 S.Ct. 199 (other citation omitted)). Fourth, “where
a defendant who purposefully has directed his activities at
forum residents seeks to defeat jurisdiction, he must present a
compelling case that the presence of some other considerations
would render jurisdiction unreasonable.” Jd. at 477, 105 S.Ct.
2174. Finally, “[a] State generally has a ‘manifest interest’ in
providing its residents with a convenient forum for redressing
injuries inflicted by out-of-state actors.” /d. at 473, 105 S.Ct.
2174 (citing McGee, supra note 8, 355 U.S. at 223, 78 S.Ct.
199).

Our later decisions construing § 13-423 have been
consistent with the teaching of the Supreme Court in these due
process cases. See, e.g., Salins, Inc. v. Sure Way Refrigerated
Truck Transp. Brokers, Inc., 510 A.2d 1032 (D.C.1986);
Fisher v. Bander, 519 A.2d 162 (D.C.1986); Lex Tex Lid. v.
Skillman, 579 A.2d 244 (D.C.1990); Trerotola v. Cotter, 601
A.2d 60 (D.C.1991). In Fisher, for example, we stressed three
justifications for asserting jurisdiction. First, “[the District] has
an interest in providing its residents with the opportunity to
redress grievances inflicted by out-of-state defendants.” 519
A.2d at 164. Second, “when out-of-state actors avail
themselves of the benefits of contact within the forum
[asserting jurisdiction], fairness requires that they be held
accountable therein for the consequences of such activities.”
Id. Third, “the voluntary establishment of contacts within the
forum [asserting jurisdiction] helps to assure that litigating
within that [jurisdiction] would not impose an undue burden on
the out-of-state party.” Jd In Trerotola, supra, our focus was
on § 13- 423(b), and the question was “whether, in the words
of § 13-423(b), Cotter’s ‘claim for relief [arose] from acts
enumerated in’ any subsection of § 13-423—in this case in
§ 13-423(a)(1).” 601 A.2d at 63 (citing Cohane, supra, 385

SS a gc rn ec nr cece ee ee

15a

A.2d at 158). Pointing out that “§ 13-423(b) bars claims
‘unrelated to the acts forming the basis for personal jurisdiction
[,]’” id. (citing Willis v. Willis, 211 U.S.App.D.C. 103, 106,
655 F.2d 1333, 1336 (1981)), we continued:

For proper jurisdiction, therefore, the long-arm
Statute requires that the claim raised have a discernible
relationship to the “business” transacted in the District _.
The critical test is whether the nonresident’s “conduct
and connection with the forum state are such that he [or
she] should reasonably anticipate being haled into court
there.” World-Wide Volkswagen, supra, 444 US. at
297, 100 S.Ct. 559, quoted in Smith, supra, 452 A.2d at
336.

Id. at 64. See also Everett v. Nissan Motor Corp. in U.S.A.,
628 A.2d 106, 107 (D.C.1993), (emphasizing “the seminal
requirement that [the out-of- state defendant] must undertake
‘some affirmative act by which the defendant brings itself
within the jurisdiction and established minimum contact.’ -
(quoting Cohane, supra, 385 A.2d at 158) (citation omitted).

Applicable Legal Principles Distilled From Prior Cases

Even though our survey of past decisions yields no case
Squarely on point, there are pertinent legal principles which
may be distilled from these cases to guide our decision in the
case before us: (1) section 13-423(a)(1) is coextensive in reach
with the personal jurisdiction allowed by the due process clause
of the United States Constitution; (2) there are no “mechanical
tests” or “talismanic formulas” for the determination of
personal jurisdiction under § 13-423(a)(1) and (b), and the
facts of each case must be weighed against notions of fairness,
reasonableness and substantial justice; (3) under the due
Process clause, the minimum contacts principle requires us to
examine the quality and nature of the nonresident defendant’s
contacts with the District and whether those contacts are
voluntary and deliberate or only random, fortuitous, tenuous

l6a

and accidental; (4) where a nonresident defendant has

‘- purposefully availed itself of the benefits and protections of the
District in engaging in a business activity in the forum
jurisdiction, it is fair and reasonable to expect it to anticipate
being sued in that jurisdiction; (5) in examining the nonresident
defendant’s contacts with the District, the focus is placed on
the relationship among the defendant, the forum and the
litigation; (6) it is reasonable and fair for the District to
exercise specific jurisdiction where a nonresident defendant has
purposefully directed its activities at District residents, and
claims against it by a District resident “arise out of or relate
to,” Burger King, 471 U.S. at 472, 105 S.Ct. 2174 (emphasis
added), or have a “substantial connection” with, McGee, supra
note 8, 355 U.S. at 223, 78 S.Ct. 199, the business transacted
in the District; and (7) the District has a manifest interest in
providing a convenient forum in which its residents may seek
relief for injuries inflicted by the nonresident defendant,
especially where litigation within the District would not impose
an undue burden on the nonresident defendant.

We now turn to the application of these principles.
However, we begin with the factual context of the case before
us since “the facts of each case must [always] be weighed”
against notions of fairness, reasonableness and substantial
justice in ascertaining whether the court may exercise personal
jurisdiction over a nonresident defendant, Burger King, supra,
471 US. at 485-86, 105 S.Ct. 2174 (internal quotation marks
and citation omitted); and because “ ‘[the focus is placed] on
the relationship among the defendant, the forum and the
litigation.” ” Keeton, supra, 465 U.S. at 775, 104 S.Ct. 1473
(quoting Shaffer, supra, 433 U.S. at 204, 97 S.Ct. 2569)
(other citations omitted).

Factual Context

Shoppers regularly solicits customers for its Maryland
and Virginia stores by placing advertisements in the District of
Columbia market through The Washington Post, the major

— SS ennetenennenee
ON RR CONG OR CT I en

17a

newspaper headquartered in Washington, D.C., and other
communications media. The record shows extensive Shoppers’
weekly advertisements in The Washington Post from October
6 through December 1, 1993, including the November 1993
date on which Ms. Moreno slipped and fell in a Shoppers’
store. The weekly ads appeared with the bold caption
“SHOPPERS TOTAL WAREHOUSE PRICES
EVERYDAY! FEATURE PRICES IN EFFECT 7 FULL
DAYS!” The body of the ads contained a description of the
products for sale in bold letters with the price, and sometimes
with a picture of the sale item. At the top of the ad some
additional inducement to shop at Shoppers appeared. For
example, the October 13 and November 3, 1993 ads for the
periods October 13 through 19, and November 3 through 9,
1993, included an opportunity to win tickets to a Washington
Redskins football game with an inducement to “see store for
details.” The ad for November 10 through 16 also offered an
Opportunity to meet several football players from the Redskins’
team on November 23, 1993. In the middle of one of the pages
containing the October 1, 1993 ad, Shoppers stated in bold
letters: “No Matter Where You Live ... It’s Worth The
Drive!” The November 17 through November 25, i993 ad
pointed to the possibility that customers “could get a free
Thanksgiving turkey or ham” if they collected enough coupons;
in addition, the ad offered holiday postage stamps with a
savings of ten cents on each book of twenty stamps.

All of Shoppers’ advertisements in The Washington Post,
including those covering the relevant week listed the addresses
of its numerous stores located in Maryland and Virginia,
including those in Takoma Park, Maryland. The record before
us reveals that Shoppers also placed advertisements on
television networks in the District, as well as listed one of its
stores in the Yellow Pages of the C & P Telephone book in
1993-94. Together with her husband, sister and niece, Ms.
Moreno, a District of Columbia resident, was engaged in

18a

Thanksgiving shopping on Saturday, November 20, 1993, at
one of Shoppers’ Takoma Park stores within two miles of her
home when she slipped and fell on okra and sustained personal
injuries. '°

Application of Legal Principles To Ms. Moreno’s Case

Having set forth the factual context of Shoppers’
contacts with the District and Ms. Moreno’s presence in one of
Shoppers’ Maryland stores, we now analyze the due process
issue in two parts. As the guiding principle for both parts of
our analysis, we reiterate what we made plain in Berwyn,
supra. “{Section] 13-423 ... permits a jurisdictional reach
coextensive with that permitted by the due process clause.”
399 A.2d at 80 (citations omitted); see also Fisher, supra, 519
A.2d at 163 (“We have held that [§ 13- 423(a)(1) ] is co-
extensive with the due process clause of the fifth amendment,
and that its construction is subsumed by a due process
analysis.”) (citations omitted). Therefore, we examine, first,
whether the threshold due process requirements have been
satisfied in this matter. “[D]Jue process requires only that in
order to subject a defendant to a judgment in personam, if he
be not present within the territory of the forum, he have certain
minimum contacts with it such that the maintenance of the suit
does not offend ‘traditional notions of fair play and substantial
justice.” ” International Shoe, supra, 326 U.S. at 316, 66
S.Ct. 154 (quoting Milliken v. Meyer, 311 U.S. 457, 463, 61
S.Ct. 339, 85 L.Ed. 278 (1940)) (other citations omitted). If
the nonresident defendant’s business contacts are “sufficiently
continuous and systematic” within the forum jurisdiction, the
court may exercise general jurisdiction, 7homason v. Chemical
Bank, 234 Conn. 281, 661 A.2d 595, 599 (1995); see also
International Shoe, supra, 326 U.S. at 318, 66 S.Ct. 154. If
the business contacts within the forum jurisdiction are not

'° It is important to note that Ms. Moreno never claimed to have seen the
Thanksgiving ad.

19a

“sufficiently continuous and systematic,” the court may assert
specific jurisdiction “whenever the defendant ‘has purposefully
directed’ [its] activities at residents of the forum, Keeton,
supra, and the litigation [has] result{ed] from alleged injuries
that ‘arise out of or relate to’ those activities, Helicopteros,
[supra, 466 U.S. at 414, 104 S.Ct. 1868][;] (Emphasis added.)
Burger King, supra, 471 U.S. at 472-73, 105 S.Ct. 2174.”
Thomason, supra, 661 A.2d at 599.

The Minimum Contacts Requirement

“Even a small amount of in-jurisdiction business activity
is generally enough to permit the conclusion that a nonresident
defendant has transacted business here.” Lockwood Greene,
supra, 355 A.2d at 811. In this case, Shoppers placed
extensive and substantial advertisements in The Washington
Post over a continuous period of time, at least from October 1
through December 1. However, it is unnecessary to decide
whether these business contacts were “sufficiently continuous
and systematic” to confer general jurisdiction in this case,
because we are satisfied that the trial court -had specific
jurisdiction over Shoppers.

Shoppers conducted “purposeful, affirmative activity
within the District of Columbia,” Bueno, supra, note 7, 375
A.2d at 8, by purposefully directing advertisements for its
Maryland and Virginia stores at a potential customer base in
the District of Columbia, even declaring “No matter where you
live ... it’s worth the drive” to Shoppers. See Burger King,
supra, 471 U.S. at 472, 105 S.Ct. 2174. These advertisements
are not random, fortuitous, accidental or attenuated, see
Keeton, supra, 465 U.S. at 774, 104 S.Ct. 1473: nor are they
too trivial to cause a consequence in the District, see Cockrell,
supra, 458 A.2d at 717, or “too tenuous to satisfy” the
minimum contacts requirement of the due process clause.
Everett, supra, 628 A.2d at 108. Rather they are “of such a
quality and nature that they manifest a deliberate and voluntary

20a

association with [the District and its residents]." Mouzavires,
supra, 434 A.2d at 995

By placing pages of large, illustrated advertisements often
in bold letters, with shopping incentives, in the District's major
circulation newspaper, The Washington Post, Shoppers
obviously solicited customers from the District for their stores
in Maryland and Virginia, clearly “with the expectation” that
District residents would purchase products sold in those stores
See Burger King, 471 US. at 473, 105 SCt 2174
Consequently, Shoppers “ ‘purposefully avail[ed] itself of the
privilege of conducting activities within the [District],’ ”
World-Wide Volkswagen, supra, 444 U.S. at 297, 100 S.Ct.
559, and “should reasonably [have] anticipate[d] being haled
into court [in the District]” by a customer from the District
who received an injury in one of its Maryland stores. /d.; see
also Fisher, supra, 519 A.2d at 163

Fairness and Reasonableness of
Exercising Jurisdiction in the District of Columbia

Shoppers had “ ‘fair warning’ ” that it could be sued by
a District resident who slipped and fell in one of its stores.
Burger King, supra, 471 U.S. at 472, 105 S.Ct. 2174, Fisher,
supra, 519 A2d at 163. By engaging in advertising that
reached into the District and locating its stores with convenient
access to customers from the District, Shoppers reasonably
could have anticipated that these customers would shop at its
stores and, once there, be subject to the same hazards as other
customers, including a slip and fall like the one Ms. Moreno
suffered. Shoppers therefore had “fair warning” that it could
be sued in the home jurisdiction of the customers it courted.
Under the circumstances, the District would have a “ ‘manifest
interest’ in providing its residents with a convenient forum for
redressing injuries inflicted by out-of-[jurisdiction] actors.”
Burger King, supra, 47\ U.S. at 473, 105 S.Ct. 2174. Nothing
in the record before us indicates that defense of Ms. Moreno’s
action in the District constituted an undue burden on Shoppers.

2la

Indeed, “the voluntary establishment of contacts within the
forum [jurisdiction] helps to assure that litigating within that
[jurisdiction] would not impose an undue burden on the
out-of-state party.” fisher, supra, 519 A.2d at 164. The
Metropolitan Washington, D.C. area functions, in many
respects, aS a unified legal and commercial community.
Consequently, “when out-of-state actors avail themselves of
the benefits of contact within the forum [jurisdiction],” as did
Shoppers in soliciting customers from the District’s population,
“fairness requires that they be held accountable therein for the
consequences of such activities.” /d. We are satisfied, then,
that the minimum contacts requirement of the due process
clause has been met in this case. Shoppers transacted business
in the District of Columbia within the meaning of D.C.Code
§ 13-423(a)(1)."" Thus, jurisdiction in the Superior Court of
the District of Columbia was proper, provided that Ms.
Moreno established a nexus between her injury and Shoppers’
advertisements in the District sufficient to satisfy § 13-423(b).
We turn now to the second due process issue.

The Nexus Requirement

Section 423(b) states: “When jurisdiction over a person
is based solely upon [§ 13-423], only a claim for relief arising
from acts enumerated in this section may be asserted against
him.” The words “claim for relief arising from” also appear in
§ 13-423(a)(1): “A District of Columbia Court may exercise
personal jurisdiction over a person, who acts directly or by an
agent, aS to a claim for relief arising from the person’s (1)

'' Shoppers argues that “there is simply no evidence in the record from
which any Conclusion could be reached that Shoppers Food Warehouse
MD Corp ; the defendant, contracted for any of this advertising, or that it
did so in the District of Columbia.” However, the trial court could
reasonably assume, in the absence of evidence to the contrary and
evidence relating to the corporate structure of Shoppers, that the
advertisernents in the District for Shoppers’ grocery stores in Maryland
were placed by Shoppers Food Warehouse MD Corp.

22a

transacting any business in the District of Columbia” (emphasis
added). Supreme Court precedent and our case law have
construed § 13-423(b)’s “arising from” requirement flexibly.

The requirement of a nexus between the plaintiff's claim
and the defendant’s business activities in the forum jurisdiction
has been stated in the disjunctive: the claim for relief must
“result[ ] from alleged injuries that ‘arise out of or relate to’
those activities.” Burger King, supra, 471 U.S. at 472, 105
S.Ct. 2174 (quoting Helicopteros, supra, 466 U.S. at 414, 104
S.Ct. 1868) (emphasis added). Thus, if the claim either arises
out of or relates to the nonresident defendant’s business
activity, specific jurisdiction may be exercised. Earlier, in
considering an insurance contract case, McGee, supra Note 8,
asserted: “It is sufficient for purposes of due process that the
suit was based on a contract which had substantial connection
with [the forum] State.” 355 U.S. at 223, 78 S.Ct. 199
(references omitted).

In Cohane and Berwyn we followed the “relate to”
language. Cohane, supra, 385 A.2d at 158-59 (under
§ 13-423(b), “the claim [must be] related to acts in the
District”); Berwyn, supra, 399 A.2d at 80 (“the claim must
relate to the particular act or transaction forming the basis for
personal jurisdiction”). In~Lex Tex, supra, we fleetingly
focused on the “arising out of’ nexus language, rather than the
words “relate to,” in concluding that “one can hardly demand
the right to come to the District of Columbia to pursue
activities exclusively on behalf of an out-of-state principal and
expect to be absolutely immune from suit here by that principal
for causes of action arising directly out of the performance of
such activities,” 579 A.2d at 250. Most recently, in 7rerotola,
supra, we interpreted the nexus requirement of § 13-423(b) to
mean only “that the claim raised [must] have a discernible
relationship to the ‘business’ transacted in the District.” 601
A.2d at 64 (citations omitted). We went on to explain that this
“discernible relationship” is shown if “‘certain minimum

23a

contacts’ between the nonresident and the forum” exist. /d.
(quoting World-Wide Volkswagen, supra, 444 U.S. at 291, 100
S.Ct. 559). These minimum contacts reflect “ ‘conduct and
connection with the forum state ... such that [the nonresident]
should reasonably anticipate being haled into court there.’ ”
Id. (quoting World-Wide Volkswagen, supra, 444 U.S. at 297,
100 S.Ct. 559). Stated differently, § 13-423(b) bars only
“claims ‘unrelated to the acts forming the basis for personal
jurisdiction.” Jd. at 63 (quoting Willis v. Willis, 211
U.S.App.D.C. 103, 106, 655 F.2d 1333, 1336 (1981) (other
citation omitted)). Section 13-423(b) thus operates as a due
process check on the reach or scope of the “transacting
business” provision of the long-arm statute.

Other jurisdictions have wrestled with the nexus
requirement of specific jurisdiction in a variety of factual
settings and have reached diverse conclusions as to the
appropniate test for determining the proper nexus between the
nonresident defendant’s business activity and the claim asserted
by the plaintiff. The tests adopted range from narrow or strict
causation-based tests to more flexible relatedness tests
requiring the showing of some connection or relationship
between the claim and the business activity.

Into the strict, causation-based category fall the
substantive relevance and proximate cause tests. These tests
have sometimes been described as one test: substantive
relevance/proximate cause. The substantive relevance test has
been explained as follows:

Under this test, for a cause of action to “arise from or
relate to” a defendant’s contacts with the forum state, the
contacts must have substantive relevance to the cause of
action. More plainly, the forum contacts must be
necessary to the proof of the cause of action.

Mark M. Maloney, NOTE, Specific Personal Jurisdiction and
the “Arise From Or Relate To” Requirement ... What Does It

24a

Mean?, 50 WASHINGTON AND LEE LAW REVIEW 1265, 1282
(1993); see also, Lea Brilmayer, How Contacts Count: Due
Process Limitations On State Court Jurisdiction, 1980
SUPREME CT. REV. 77. In Pizarro v. Hoteles Concorde Int'l,
C.A., 907 F.2d 1256, 1259 (1st Cir. 1990), the First Circuit
summarized and applied the proximate cause test to affirm a
federal trial court’s dismissal of a negligence action for lack of
personal jurisdiction: “Whether certain events ‘arise out of a
nonresident defendant’s actions within [the forum jurisdiction]
is comparable or analogous to whether certain actions can be
said to be the legal, or the proximate cause of injuries suffered
by a plaintiff.” See also Peckham v. Continental Casualty Ins.
Co., 895 F.2d 830, 836 (1st Cir 1990)

In a later case, Nowak v. Tak How Invs., Lid., 94 F.3d
708, 716 (ist Cir 1996), the First Circuit, desiring greater
flexibility, deviated from its reliance on the proximate causation
test, saying in part: “we intend to emphasize the importance of
proximate causation, but to allow a slight loosening of that
standard when circumstances dictate,” and concluding in the
wrongful death action that: “While the nexus between [the
nonresident defendant’s] solicitation of ... business [in the
forum jurisdiction] and ... [the] death [of the plaintiff's wife, a
Massachusetts’ resident] does not constitute a proximate cause
relationship, it does represent a meaningful link between [the
nonresident defendant's} contact [with the forum jurisdiction]
and the harm suffered.” The court also stated, in language
relevant to our case: “When a foreign corporation directly
targets residents in an ongoing effort to further a business
relationship, ... [t]he corporation’s own conduct increases the
likelihood that a specific resident will respond favorably.” /d.
at 715.

Other courts have rejected the substantive
relevance/proximate cause test altogether. For example, in
Vons Companies, Inc. v..Seabest Foods, Inc., 14 Cal.4th 434,
$8 Cal. Rptr.2d 899, 926 P.2d 1085 (1996), the court stated:

25a

“[A] proximate cause test ... is inconsistent with the fairness
rationale underlying the specific jurisdiction doctrine. A person
who purposefully avails himself or herself of the benefits of
doing business in the forum state must be prepared to answer
lawsuits that relate to his or her activity there.” /d. at 1104
(referencing Burger King, supra, 471 U.S. at 472, 105 S.Ct.
2174); see also Mary Twitchell, The Myth of General
Jurisdiction, 101 HARV. L. REV. 610, 653-54 (1988) (“[T]he
substantive relevance approach is not the best guide ‘to
dispute-specific jurisdiction” in part because “[t]he Supreme
Court did not limit the specific jurisdiction quid pro quo
rationale in /nternational Shoe to claims ‘directly arising out
of forum activities; it noted that due process would be
satisfied ‘in most instances’ if the obligations arise out of or are
connected with the activities within the state.”) (footnote
omitted).

The “but for” test has been adopted by other courts. In
contrast to the First Circuit, for example, the Supreme Judicial
Court of Massachusetts has rejected the substantive
relevance/proximate cause test in favor of a “but for” test. See
Tatro v. Manor Care, Inc., 416 Mass. 763, 625 N.E.2d 549,
553 (1994) ( “There is no readily apparent basis in the statutory
language (‘arising from’) for the restrictive proximate cause
approach adopted by the First Circuit.”) (Citation omitted).
The “but for” test has been described as follows:

[T]}he general theory [of the “but for” test] is that a cause
of action ‘arises from or relates to’ the defendant’s forum
state activities when “but for” those activities the cause
of action would not have arisen. Therefore, if a plaintiff
can trace the train of events leading up to the cause of
action and find that the defendant’s activities contribute
to this chain, the cause of action is said to arise from
those activities for the purposes of determining personal
jurisdiction.

26a

Maloney, supra, 50 WASHINGTON AND LEE LAW REVIEW
at 1277 (footnotes omitted). In Alexander v. Circus Circus
Enterprises, Inc., 939 F.2d 847 (9th Cir.1991), the Ninth
Circuit said: “[T]he critical focus in the ‘arising out of’ prong
is whether, ‘but for’ the defendant’s forum-related activities,
the injury would have occurred; that is, whether the ‘entire
course of events ... was an uninterrupted whole which began
with, and was uniquely made possible by, the [defendant’s]
contacts in the [forum state].’” /d. at 853 (quoting Shute v.
Carnival Cruise Lines, 897 F.2d 377, 384 (9th Cir.1990),
rev'd on other grounds, 499 U.S. 585, 111 S.Ct. 1522, 113
L.Ed.2d 622 (1991)). The Supreme Court of California has
rejected the “but for” test as probably “too lax” because
“theoretically [it] may include any historical cause of the
plaintiff's injuries,” Vons Companies, supra, 58 Cal.Rptr.2d
899, 926 P.2d at 1106, and because it “is overly mechanical
and fails to concentrate on the central issue presented by a
motion to quash for lack of specific jurisdiction— that is,
whether the defendant’s forum contacts and plaintiff's claim.
are related sufficiently so that it is fair to subject the defendant
to jurisdiction in the forum.” /d. at 1108 (emphasis supplied);
see also BRILMAYER, supra, 1980 Supreme Court Review at
84.

Two other nexus tests should be mentioned. As early as
1976, the Supreme Court of California applied the “substantial
connection” test to determine whether the nexus requirement
had been satisfied: “Our inquiry is directed to whether
plaintiff's cause of action, based on an accident which resulted
from defendant’s allegedly tortuous act in Nevada, arises out
of or has a substantial connection with a business relationship
defendant has purposefully established with California.”
Cornelison v. Chaney, 16 Cal.3d 143, 127 Cal.Rptr. 352, 545
P.2d 264, 267 (1976). In 1995, after revisiting the issue of the
proper nexus test and surveying other case law, the Supreme
Court of California decided to retain its “substantial

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connection” test as a flexible standard which best interprets the
relatedness requirement. The court stated:

A claim need not arise directly from the defendant’s
forum contacts in order to be sufficiently related to the
contact to warrant the exercise of specific jurisdiction.
Rather, as long as the claim bears a substantial
connection to the nonresident’s forum contacts, the
exercise of specific jurisdiction is appropriate. The due
process clause is concerned with protecting nonresident
defendants from being brought unfairly into court in the
forum, on the basis of random contacts. That
: constitutional provision, however, does not provide
defendants with a shield against jurisdiction when the
defendant purposefully has availed himself or herself of
benefits in the forum.

Vons Companies, supra, 926 P.2d at 1096. See also Domtiar, -
Inc. v. Niagara Fire Ins. Co., 533 N.W.2d 25, 31 (Minn. 1995)
(“When a claim arises out of a contract that has a ‘substantial
connection’ with the forum state, specific jurisdiction exists.”
(citing McGee, supra note 8, 355 U.S. at 223, 78 S.Ct. 199)).

The Supreme Court of Connecticut also articulated a
flexible or less restrictive reasonably foreseeable standard in
Thomason, supra, declaring:

i ik tlle sii al

eee

The words “arising out of” ... must be interpreted
in a manner that reconciles the legislative decision to
impose some limits on constitutionally permitted
jurisdiction with its decision not to require a causal
connection between the defendant’s solicitation here and
the plaintiffs’ lawsuit. Our interpretation is as follows.
For purposes of [the applicable Connecticut long-arm
statutory provision], a plaintiff's “cause of action aris[es]
... Out of ... business solicited in this state” if. at the time
the defendant engaged in solicitation in Connecticut, it
was reasonably foreseeable that, as a result of that

28a

solicitation, the defendant could be sued in Connecticut
by a solicited person on a cause of action similar to that
now being brought by the plaintiffs.

661 A.2d at 603.

Based upon our review of nexus tests used in other
jurisdictions, the criticisms leveled at some of them, and the
Supreme Court’s admonition that there are no “mechanical
tests” or “talismanic formulas” for the determination of
personal jurisdiction, we see no reason to deviate from—and
thus we reaffirm—our past decisions which have interpreted the
“arise from” language of § 13-423(b) flexibly and
synonymously with “relate to” or having a “substantial
connection with,” in the same way that the Supreme Court’s
due process analysis has used these terms interchangeably.
This means that, for the Superior Court to have jurisdiction
over Ms. Moreno’s claim, the claim had to be related to or
substantially connected with Shoppers’ advertising activity in
the District, Cohane, supra, 385 A.2d at 158; Berwyn, supra,
399 A.2d at 80; that is, as we said in 7rerotola, supra, 601
A.2d at 64, it had to have some “discernible relationship” to
Shoppers’ advertising activity. | Where Shoppers has
deliberately and directly solicited District residents to become
customers in its Maryland and Virginia stores, there can be no
doubt that its advertising relates to or has a discernible
relationship to a claim by a District resident who becomes a
customer in one of Shoppers’ stores and is injured. This is true
because it is reasonably foreseeable that, as a result of
advertising extensively and over a substantial period of time in
the District’s major circulation newspaper, Shoppers could be
sued in the District on a claim similar to that filed by Ms.
Moreno. See 7homason, supra, 661 A.2d at 603. The trial
court found that Shoppers “owns numerous stores in Maryland
and Virginia, several of which are located within a few miles of
the District of Columbia border.” The trial court also
determined that Shoppers “contracts with and advertises in

29a

[T]he Washington Post [and the Yellow Pages], thereby
targeting and soliciting customers in the District of Columbia
area.” In doing so, it “voluntarily availed itself of the privileges
and protections of the District of Columbia ...” Accordingly,
the trial court concluded, Shoppers’ ”contacts with the
[District] were of such quality and nature that it is reasonable
for [it] to reasonably anticipate being haled into court in the
District of Columbia.”

Shoppers contends that in this case the nexus requirement
is not satisfied because there is no inherent relationship
between the duty breached (to provide a safe store) and the
“transaction” of advertising in the District of Columbia media.
Under this reading of the nexus requirement, Ms. Moreno
would have to show something akin to false advertising by
Shoppers. But since we require only a showing of a
“discernible relationship” between the particular claim and the
business transacted, Shoppers imposes too heavy a burden.
Trerotola, 601 A.2d at 64. The record reveals extensive and
repeated advertising by Shoppers in The Washington Post. In
light of such advertising, Ms. Moreno’s case is dissimilar to
those in which plaintiffs based their jurisdictional claims on a
single advertisement, or sporadic advertising from a travel
agency located far from the forum state. See, e. g., Crocker v.
Hilton Int'l Barbados, Lid., 976 F.2d 797, 799 (1st Cir. 1992);
Witbeck v. Bill Cody's Ranch Inn, 147 Mich.App. 587, 383
N.W.2d 253, 256 (1985), rev'd, 428 Mich. 659, 411 N.W.2d
439, 445 (1987).

Consistent with the trial court’s conclusion, we hold that
the trial court properly exercised jurisdiction in this matter
because appellant, through its extensive advertising activity in
a major District of Columbia newspaper purposefully and
deliberately solicited District residents as customers for its
nearby Maryland and Virginia stores and_ thus transacted
business in the District; and further, because Ms. Moreno’s
claim was related to or had a discernible relationship to its

30a

advertising, Shoppers could have reasonably anticipated being
haled into court to defend against a personal injury suit brought
by a District resident. In short, Ms. Moreno met the
requirements of § 13-423(b).

Shoppers’ Fear of Virtually Unlimited Jurisdiction

In its final argument Shoppers’ raises the specter of
“virtually unlimited jurisdiction in the District over businesses
and claims with little or no relationship to the District.” This
is an argument without support in fact or law. World-Wide
Volkswagen, supra, made clear that “the foreseeability that is
critical ... is that the defendant’s conduct and connection with
the forum State are such that he should reasonably anticipate
being haled into court there.” 444 U.S. at 297, 100 S.Ct. 559.
Under our fact-driven analysis in this specific jurisdiction case,
while Shoppers’ advertising solicitation of customers from the
District will support a slip and fall injury claim, vendors who
sell their produce to Shoppers’ stores—or, for that matter, a
Shoppers’ employee who slips and falls in a company
warehouse in Maryland—are not within the class solicited by
Shoppers’ extensive advertising in The Washington Post.
Moreover, non-directed Internet advertising might present a
different factual situation from the one before us. See E-Data
Corp. v. Micropatent Corp., 989 F.Supp. 173, 177
(D.Conn. 1997) (defendant’s Internet advertising that had “the
potential to reach ... Connecticut consumers” was insufficient
as a basis for personal jurisdiction because “hundreds of
thousands of Web sites [existed] on the Internet”).

“[W)here a defendant who purposefully has directed [its]
activities at forum residents seeks to defeat jurisdiction, [it]
must present a compelling case that the presence of some other
considerations would render jurisdiction unreasonable.”
Burger King, supra, 471 U.S. at 477, 105 S.Ct. 2174.
Shoppers has not presented a compelling case that the District
now will exercise unlimited jurisdiction over businesses.

3la

Judge Schwelb’s dissent, for its part, appears to depend
entirely on the distinction between Ms. Moreno and a
hypothetical plaintiff who could testify, “Yes, I’ve seen
Shoppers’ ads, they’ve got great prices!” Such testimony
presumably would support the inference he believes necessary
that the plaintiff was actually induced to visit a Shoppers store
by the advertising. Insistence on whether the plaintiff saw the
ads in question shifts the focus of the due process inquiry away
from where the Supreme Court has placed it, on the
defendant’s actions. Furthermore, it minimizes the importance
and purpose of the long-arm statute, which we have always
understood to afford District residents broad access to our
courts limited only by due process considerations.

Accordingly, for the foregoing reasons, we affirm the
judgment of the trial court.

So ordered.
WAGNER, Chief Judge, dissenting:

The mere fact that a foreign corporation advertises for
business within the District Columbia is insufficient under our
long-arm statute for our local court to exercise personal
jurisdiction over that corporation for claims unrelated to that
advertising which arise wholly in the foreign state.’ Since the
majority appears to hold otherwise, I respectfully dissent. In
order for the District of Columbia Courts to properly assert
personal jurisdiction over a foreign corporation, “service of
process over the nonresident must be authorized by statute and

' There is no contention in this case that the court’s jurisdiction derives
from D.C.Code § 13-334 (1995) (authorizing service upon a foreign
corporation doing business in the District of Columbia or transacting
business in the District arising out “of contracts entered into or to be
performed, in whole or in part, in the District of Columbia or growing out
of any tort committed in the District”), or D.C.Code § 13-422 (pertaining
to jurisdiction over corporations organized under the laws of. or
maintaining a principal place of business in the District, as to any claim).

32a

be within the confines of the due process clause of the United
States Constitution.” Cohane v. Arpeja-California, Inc., 385
A.2d 153, 158 (D.C.), cert. denied, 439 U.S. 980, 99 S.Ct.
567, 58 L.Ed.2d 651 (1978) (citing /nternational Shoe Co. v.
Washington, 326 U.S. 310, 66 S.Ct. 154, 90 L.Ed. 95 (1945)).
The statutory provisions at issue here are D.C.Code
§§ 13-423(a)(1) and -423(b) (long-arm statute).* There is no
real dispute in this case that Shoppers Food Warehouse’s
(Shoppers’) advertisements for customers within the District
were sufficient minimum activities to meet the “transacting
business” requirement of § 423(a)(1). See 7rerotola v. Cotter,
601 A.2d 60, 63 (D.C.1991) (citing Cohane, 385 A.2d at
158).> What divides the court is whether the further condition
imposed by § i13-423(b) is satisfied. I agree with my dissenting
colleagues that it is not. Section 423(b) bars the exercise of
jurisdiction over a foreign corporation where the claim is
unrelated to the business transacted in the District by the
corporation. See 7rerotola, 601 A.2d at 63. In other words,
under this section, “jurisdiction is limited to claims arising from
the particular transaction of business which provides the basis
for jurisdiction.” Cdhane, 385 A.2d at 158 (citing D.C.Code
§ 13- 423(b)). Ms. Moreno’s claim arose out of injuries she

? The long-arm statute, § 13-423 provides in pertinent part:

(a) A District of Columbia court may exercise personal jurisdiction
over a person, who acts directly or by an agent, as to a claim for
relief arising from the person’s -

(1) transacting any business in the District of Columbia;

* * *

(b) When jurisdiction over a person is based solely upon this
section, only a claim for relief arising from acts enumerated in this
section may be asserted against him.

> “Under § 13-423(a)(1), less of a nexus between the defendant and the
District of Columbia is required for a finding of jurisdiction than would
be required under the ‘doing business’ test used to determine corporate
presence.” Cohane, supra, 385 A.2d at 158 (citation omitted).

33a

sustained in an accident which occurred in Shoppers’ Maryland
store as a result of Shoppers’ negligent act or omission in the
State of Maryland. There is simply no relationship here
between Shoppers’- advertisements in the District and
Shoppers’ alleged tortious conduct which caused Ms. Moreno
to slip and fall in Maryland as required by our statute. To
accept the contrary position would render the limitation
imposed by § 423(b) a nullity. That we have “interpreted this
Statute as permitting the exercise of personal jurisdiction over
nonresident defendants to the extent permitted by the due
process clause,”* does not eliminate the requirement that the
courts of this jurisdiction adhere to the process due under our
statute. That process, as set forth in our long-arm statute,
provides in § 423(a)(1) and (b) a specific basis for the court’s
-exercise of personal jurisdiction over a foreign corporation.
The exercise of that jurisdiction must conform to:the statute
and be consistent with due process. See Trerotola, 601 A.2d
at 64; Cohane, 385 A.2d at 158. Under § 13- 423(b), unless
the claim “has a discernible relationship to the ‘business’
transacted in the District[,] ... asserted jurisdiction exceeds the
limits of the due process clause of the Constitution.”
Trerotola, 601 A.2d at 64 (citing Cohane, 385 A.2d at 158).
Here, there was only the fortuity of Ms. Moreno having an
accident in a store in Maryland belonging to Shoppers, a
foreign corporation which happens to advertise for customers
in a daily newspaper which is distributed in the metropolitan
area. Her cause of action neither arises out of. nor is it related
to Shoppers’ advertising activities. For these reasons, and
essentially for those set forth in Judge Schwelb’s dissenting
opinion, I respectfully dissent from the opinion of the court.

SCHWELB, Associate Judge, with whom STEADMAN,
Associate Judge, joins, dissenting:

“ Cohane, supra, 385 A.2d at 158.

34a

When this case was before the division, I explained in
some detail why, in my view, Ms. Moreno has failed to
establish that her claim “ar[ose] from” Shoppers’ contacts with
the District of Columbia. See Shoppers Food Warehouse v.
Moreno, 715 A2d 107, 112-16 (DC.1998) (Moreno !)
(dissenting opinion) I pointed out that “[s]o far as we can
discern from the record, Ms. Moreno would have suffered the
injuries for which she seeks compensation in this action even if
Shoppers had not advertised in the District at all.” /d. at 113.
The suggestion that Ms. Moreno’s claim “arises from”
Shoppers’ advertising, when she would have sustained her
injuries even in the absence of a single ad, ascribes a distinctly
odd meaning to the rather straightforward statutory language.
I continue to adhere to the position I took in Moreno /, and
rather than burdening a second volume of the Atlantic 2d
Reporter with the same dissenting prose, I incorporate by
reference my separate opinion at the division level. Because
the en banc majority now invokes the legislative history of our
long-arm statute, D.C. Code § 13-423(b) (1995), as well as the
case law of certain other jurisdictions, I think it appropriate to
add the following observations to the views a in my
opinion in Moreno |

L

In its discussion of the issue presently before us, the court
surveys a plethora of federal and local decisions, and correctly
notes that there is no District of Columbia case “squarely on
point.” See maj. op. at 329. But as the majority points out,
“[t}he legislative history of the District’s long arm statute
makes it clear that it was Congress’ intent to provide the
_ District with a long-arm statute equivalent in scope to those
already in effect in Maryland and Virginia.” /d. at 326 (quoting
Environmental Research Int'l Inc. v. Lockwood Greene
Engineers, Inc., 355 A.2d 808, 810 (D.C.1976) (en banc)).
The legislature having focused on Maryland and Virginia, we
should surely explore the construction by courts in these

35a

neighboring jurisdictions of the statutes on which our own
legisiation was based.

Maryland’s specific jurisdiction long-arm statute is
identical to the District’s in all material respects. See Md.
Code Ann. Cts. & Jud. Proc. § 6-103 (1994). The Maryland
Court of Appeals has stated that in enacting the statute, the
legislature intended “to expand the exercise of personal
jurisdiction to the limits allowed by the Due Process Clause of
the Fourteenth Amendment to the United States Constitution.”
Camelback Ski Corp. v. Behning, 307 Md. 270, 513 A.2d 874,
876 (1986) (Camelback I), vacated and remanded on other
grounds, 480 U.S. 901, 107 S.Ct. 1341, 94 L.Ed2d 512
(1987). The exercise of specific jurisdiction is permissible in
Maryland if the suit arises out of, or is directly related to, the
defendant’s activities in the state. See Camelback Ski Corp. v.
Behning, 312 Md. 330, 539 A.2d 1107, 1111 (1988)
(Camelback II), accord, Presbyterian Univ. Hosp. v. Wilson,
337 Md. 541, 654 A.2d 1324, 1329-30 (1995); Talegen Corp.
v. Signet Leasing and Fin. Corp., 104 Md. App. 663, 657 A.2d
406, 410-11 (1995); Piracci v. New York City Employees’
Retirement Sys., 321 F.Supp. 1067, 1072 (D.Md. 1971).'
Although the Maryland cases do not specifically decide the
question presented to us here, I think it unlikely that, in the
absence even of a “but for” connection between Shoppers’
advertising and Ms. Moreno’s accident, the Maryland courts
would conclude either that the plaintiffs injury “arose from”
Shoppers’ activities in the District or that it was “directly
related” to them.

‘In Camelback I, 513 A.2d at 881 n. 7, the court left open the questions
whether the terms “arising out of’ and “related to” have different
meanings and, if they do, whether specific jurisdiction may be asserted
where the plaintiff's claim relates to, but does not arise out of, the
defendant’s activities in Maryland.

/

36a

Ms. Moreno’s prospects would be even less promising
under Virginia law. That state’s long-arm statute is also
identical to the corresponding District provision in all material
respects. See Virginia Code § 8.01- 328.1(A)-(B) (1992). In
construing the extent of in personam jurisdiction under
Virginia’s long-arm statute, the Supreme Court of Virginia,
much like its counterparts in the District and in Maryland, has

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386014_0955%3A1. Public record. Not legal advice.
