# Petition for Writ of Certiorari — O'Shell v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2000
- **Citation:** 528 U.S. 1158

## Text

f me Court, U.8.
ee { 4 E D

' 991017 OCT -7 1999
QO.

OFFICE OF THE CLERK

In The
Supreme Court of the United States

GLORIA K. O'SHELL, Petitioner
We
THE UNITED STATES OF AMERICA BY: United States
Department of Army, Louis Caldera, Secretary
of Army; and Army National Guard Bureau,
Major General William Navas Jr, Director
STATE OF INDIANA BY: Frank O'Bannon, Governor
Respondents

On Petition For A Writ of Certiorari
To The United States Court of Appeals
For the Seventh Circuit

PETITION FOR A WRIT OF CERTIORARI

Gloria K. O'Shell, Counsel of Record
1909 N. New Jersey Street
Indianapolis, Indiana 46202-1618
(317) 926-5168

Attorney for Petitioner

|

ate
QUESTIONS PRESENTED

1. PRELIMINARY: On November 21, 1991, the
President signed into law an amendment to Title
VII's "Section 717(c) (42 U.S.C. 2000e-16(c))",
giving federal employees “90 days" in which to
file a Title VII lawsuit after receipt of EEOC's
right to sue notice. However, the 1978-enacted
"30-day" limitation for “mixed issue" cases in
the MSPB-administered Adverse Actions Act ("AAA")
at 5 U.S.C.7703(b)(2) was not changed. The legis-
lative history to the 1991 amendments is silent
on the issue of the "30-day" filing limitation
anomaly remaining in 5 U.S.C. 7703(b)(2), which
EEOC and the Seventh Circuit continue to enforce
to the detriment of all federal employees. Other
circuits have held federal employees are entitled
to the "90-day" statute of limitations in any
Title VI1 action filed under Section 717(c),
regardless of whether they file a "mixed issues”
appeal with MSPB before appealing to EEOC.

QUESTION: Whether under basic rules of sta-
tutory construction, e.g.: "later law controls"
"pari materia" and “legislative history and intent",
the 1978-unchanged "30-day" statutory limitation
of the "AAA", 5 U.S.C. 7703(b)(2), can lawfully be
used by federal courts to deny federal employees
filing "mixed issues" appeals with MSPB, before
appealing to EEOC, the right to be accorded the

-11-
"90-day" statute of limitations contained in Title
VII's Section 717(c) (42 U.S.C. §2000e-16(c))
after its enactment date of November 21, 1991,
when filing claims under Section 717(c)?

QUESTION 2. When one or more actionable vio-
lations of a plaintiff's civil rights occur while
a Title VII law-suit is still pending against the
same defendants and arise out of the same set of
events or similar issues, may those claims be added
to the original complaint under the "continuing vio-
lations" authority of the 199l-amended FRCP 15(c)
and the “relation back" authority of Rule 60(b)?

3. PRELIMINARY: Indiana has a 5-year savings
and tolling statute: Ind.Code 34-1-2-8 (Appendix H,
pg 46), “saved" upon recodification for "any pro-
ceeding begun" before July 1, 1998. The Indiana
Supreme Court has interpreted this statute to cover
“negligence in proscecution" dismissals if "a claim

...met one of the (other) specific situations
described therein." Indiana trial rules 54 and 62
permit challenging a “non-final" judgment or order
by appeal or filing a Rule 60 motion for relief
which then “stays or suspends" the judgment below
until final disposition. Article 4 §23 of Indiana's
Constitution requires "all laws shall be general
and of uniform operation throughout the state".

QUESTION. Under the “full faith and credit"
obligations of the federal constitution; the

-i1i-
Tenth Amendment's reservation of powers to the
states "not delegated to the United States by
constitution"; and the Erie Doctrine (28 U.S.C.
§1652), is a federal court in Indiana required to
recognize and apply the Indiana Savings Act, Ind.
Code 34-1-2-8, as interpreted by the Indiana Su-
preme Court, to allow refiling of plaintiff's ori-
ginal complaint as a “new acton” on April 13, 1998,
after the Court of Appeals denied her appeal and
petition for rehearing on March 9, 1998, to the
district court's denial of her Rule 60 motion for
relief from its dismissal order alleging "“negli-
gence in proscecution"?

QUESTION 4. If Indiana's savings law and trial
rules are held binding on the federal courts situ-
ated in Indiana, what is the correct "abatement"
date for determining when the 5-year statute of
limitations begins for filing “a new action ...
‘after such determination’ (and have it) deemed a
continuation of the first (action)"?

QUESTION 5. Under the "continuation" language
of Indiana's savings statute, what is the tolling
effect for federal statutes of limitations appli-
cable to related causes of action occurring between
the date the “non-final" judgment or order was is-
sued in the first action and the date any challenge
by Rule 60 Motion or Appeal is "disposed" of?

QUESTION 6. When an Indiana federal court

-iv-
issues a “non-final” dismissal “without prejudice"
order, does this leave the situation the same as if
Suit had never been brought, allowing the district
court to deny application of Indiana's savings sta-
tute and the non-final/stay provisions of Indiana's
Trial Rules ("TR") 54, 62?

7. PRELIMINARY: Plaintiff was a commissioned
officer in the federally-recognized Indiana Army
National Guard component of the armed forces of the
United States; was paid entirely with federal funds;
and was subject to al] the rules and requirements
of Titles 10 and 32 of the federal codes and their
implementing federal regulations for the armed ser-
vices. She was involuntarily separated from the
Army National Guard and Indiana militia by separate-
ly issued “transfer out" orders.

QUESTION. Does plaintiff's employment as a mem-
ber of the federally-recognized and funded reserve
component of the armed forces of the United States
require the federal court in Indiana to exercise
“original jurisdiction” over her military employ-
ment claims against the United States and the state
of Indiana under the requirements of Article 3 §2
of the federal constitution; and 28 U.S.C. §§1331,
1343, 1346?

QUESTION 8. Is it permissible for the federal
courts to “subsume” non-related military employment
claims under Title VII for dismissal purposes even

-Ve

though plaintiff asserted those claims under
other legal authorities?

QUESTION 9. Is "“joinder" of two independent
and autonomous employers required in federal
court for just adjudication and remedies purposes
when one employer pays the individual's salary
and maintains separate personnel records, while
the other employer directs the daily work and
training activities of the individual; rates their
job performance; and takes the adverse action?

PARTIES AND PARENT
OR SUBSIDIARY COMPANIES
All parties to the case are shown in the
caption. Respondents are wholly-government
owned agencies or federal and state entities that
do not require listing under Rule 29.6.

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TABLE OF CONTENTS

PAGE
QUESTIONS PRESENTED ...........ceeeeeeeees
TAME OF ROTUIIATINE oc ceccciccescasecvis ix
(UE TE sasitiisivienean 1
SMUT. isc eee 2
CONSTITUTIONS AND STATUTES ......... 3, App.H
STATEMENT OF THE CASE AND PROCEEDINGS ... 3
REASONS FOR GRANTING WRIT .......22.e000: 10

I. Title VII‘s 199l-enacted "90 day"
Statute of Limitations directly conflicts
with the 1978-unchanged "30-day" filing
limitation for “mixed issue" cases and
should be resolved for the benefit of all
federal GUDICVORS. 6andsdcdinncnecdand 10
II. Primacy of state common law in sub-
Stantive matters not delegated to the

United States by constitution or statute
should require federal courts to permit
filing of independent complaints as “new
actions" and tolling of otherwise appli-
cable statutes of limitations under state
enacted savings and tolling statutes and
CEIGT PRISE. « vccvccdcccesicuaawesueuens 19

-vii-
PAGE
III. Original federal question juris-
diction of federal courts over claims
arising under the constitution and
statutes of the United States should
not be subject to the discretionary

denial authority of the federal courts.. 25

CONCLUSION .nccccccccccccccccccsccccceses 30
APPENDICES:
APPENDIX A - Court of Appeals Opinion
(March 25, 1999) ...ccccceee l
APPENDIX B - District Court Opinion
(September 28, 1998) ...... 4
APPENDIX C - Order Denying Rehearing
eNOS Se.) Pre 16
APPENDIX D - Court of Appeals Opinion
(Decided December 17, 1997) ...... 18
APPENDIX E - District Court Opinion
(April 16, 1997) ....... 24
APPENDIX F - Order Denying Rehearing
(March 9, 19GB} ccccccccee 32
APPENDIX G - District Court Dismissal
(Rent) 3, W9G2)- ccccsssess 33

APPENDIX H - Constitutional and Statutory
PROVISIONS ccccccccccccces 34

-vViil-

PAGE
APPENDIX I - Indiana Civil Rights Commission
(deme 25, I9GR) sicccccese 50
APPENDIX I - EEOC Letter Denying Acceptance
(August 16, 1981) iccescec 51
APPENDIX I - Army Letter Promising Action
(ty 225 TSOR) ckccsaccin 52

-ix-

TABLE OF AUTHORITIES

CASES PAGE
Abele v A.L. Dougherty Overseas Inc.,

192 F.Supp 955 (N.D.Ind 1961) ....... 22
Becton v Pena, 946 F.Supp 84 (DDC 1996) .. 17

Board of Regents v Tomano, 446 US 478 (1980) 24
Burnett v Central Railroad Co, 380 US

RE cue aed ddbeueenebeneeecs 25
Butler v West, 164 F3d 634 (DC Cir 1999) .. 12
Caminett v U.S., 242 US 470 (1916) ........ 14
Cohen v Austin, 833 F.Supp 512 (ED Pa 1993).. 17
Erie v Tompkins, 304 US 64 (1938) ......... 19
Fidelity Union Tr.Co v Field,311 US 169(1940) 20
Forest v USPS, 97 F3d 137 (CA6 1996) ...... 17
Landgraf v U.S.I. Film Prods, 114 S.Ct

SU SUES: Sic ceu tC eneaeebecesécesoces 17-18
McBurney v Carson, 99 US 567 (1878) ....... 18
Mindes v Seaman, 453 F2d 197 (CA5 1971) ... 29
Morris v Jenkins, 819 F2d 678 (CA7 1987) .. 23
Mt.-Dakota Utilities Co. v. NW Public

Service Co., 341 US 246 (1991) ........ 30
NeSmith v Fulton, 615 F2d 196 (CA6 1980) .. 29
Robbins v Benton, 41 F3d 1195 (CA7 1994)... 13
Smith v Navy, 86 FEOR 3238 (1986) ......... 29

The Fair v. Kohler Die Co, 228 US 22 (1913) . 30
Vesoloski v Repay, 520 NE2d 433 (Ind 1988).. 22
Wilson v Pena, 79 F3d 154 (DC Cir 1996) ... 17

=
“8
a

=—* _

CONSTITUTIONS PAGE
UNITED STATES:

PVETCOS © OO sahiceusdtsacsaesaendars App. H
APSIGCIO FS G2 ecccbccvecsccnescesats iv
ti. ee | roe pre rrr rT 8, 9, App. H
lst, 5th, 14th Amendments ........ 3, App. H
re, are bana App. H
LOCH AMONGMONE ccccccrccccccccccss ifi, 19
INDIANA:

PUCCROR. E. BAE Nbneesesadeneuaseniec App. H
gk ee err rr rr y App. H
RECCECE 5 EER Meaccasdaanncaendans App. H
RPRUGtE F Bee (ke tacosnncnauecesees App. H
AVCECTE GS GES ac cvocsucscsesess ii, 20, 24
PPETCID 6 ORF kv ccckscccwantnacwas 20
PPT SGIe ee BEE kW cbcentasntbndeaenne App. H
3 ee Beer erere errr re App. H
WPRTE WE 20 SE kiksGs cv ndkcacnasscnees App. H
PPSTEUE 26. BS “bebsawevcdcesreusiess App. H

STATUTES AND RULES

UNITED STATES:

5 U.S.C. §$§120921221 occ ccccecs 2, 9

5 U.S.C. §§2301-2302 ... 2, 5, 11, 14, App. H

9 U.S.0. BF7GE csccesesac 2, 4, 11, App. H

5 U.S.C. 87702 ..2, 4-6, 10-11, 13-14, 18, App. H
5 U.S.C. $7703 ...... i, 2, 10, 12-18, App. H
9 U.S.C. S779 cacccccccsccecescese App. H
TEURTO WD cvcvccccccsccccvesduscets iv, 28

i i Sainte Clg SRLS

Bel eth a STN

Ses De et REALS EB OE BALES 5 ig

1B BSG BIAS caccdccccceeceswedas 26
BB DiSiGu SAAS hc cccctedevcsicsces 2
BO Di Bits. DASOe sacciccececes iv, 2-3, 27, 30
BD Ui SiGs Fase See viedicaiccdecese iv, 2-3, 27
2B U.S.C. SUGAG ccccccceccccccces iv, 2-3, 27
ZB U5. SAIS. occcccccccccccecees 8, 26
7 Se ev ererer errr iii, 8, 19, 24
2B U.S... FEOF ccccccecscccssecess 3
FER Fo ais acaecacccaccscteccsace iv, 28
G2 U.S.C. GISBe cc ccccccscccsesens 2, App. H
OP US.65 BIRES ch oicdcescesesssves 3, 26-27
42 U.S.C. §§1985-86 ........ 3, 26-27, App. H
42 U.S.C. §82000d, Wh ..cccccccccees 3
BP: 0S.C. SRR SIA) cccccccss 5, 11, App. H
42 U.S.C. $2000e-§ ..nccccccccccces 16
42 U.S.C. §2000e-16(c)/ .... i-ii, 2, 4-6, 10-14
SOCOEOR TAPE) kd ndedke ces 16-18, App. H
42 U.S.C. §2000e-16(e) .......5ee0ee li
INDIANA CODE:
FT TE ETE TL EEE ETT CLL App. H
Lis VOCROIAE cd cdccecccccceecocces App. H
Gy Tee Sikadiosecesivcevews App. H
DG s TRANS | wescdvcevcceeevesenee App. H
LG FrStSaG vvacacdevecesecadees 7, App. #
ee err ye Pee Tee TT eT ee App. H
T.0. We2-d1D. .ccccvcccccccccecere 7, App. H
1.0. WebeFal] wccccccccccccccscecs App. H

-x1i-

PAGES
beGu BRmbeEeE «sc ccccccccceccesasees App. H
bee SOPUSEO® cccsces fi-111, 8-9, 20, 22, App. H
bebe SPPORMEOREScD cocececseseeasees 21
bebe DOPPORCE ceccacececscacdeeuces 20
bole SUMFSEPSD cvevccssccecestaséece 21
TRIAL RULES
PU BD he eh ecnccccccesocesese 41, 5, 7
FRCP/Indiana Trial Rule 60 ... ‘di-iti, 5, 7-8, 23
Indiana Trial Rule 54 ....... ii, iv, 8, 23, 26
Indiana Trial Rule 62 ............ ii, iv, 8, 23
FEDERAL ORDERS AND REGULATIONS
Emecutive Order 12850 ..ccccccccces 3
BO Gelotc BOSD coccccccceseccoessee 13

+ oe Ae) Morrrrrrrrrrryrrrrrr 10, 12

att
PETITION FOR A WRIT OF CERTIORARI
Petitioner respectfully prays that a writ
of certiorari issue to review the judgment
be low.
OPINIONS BELOW

1. The unpublished opinion of the United
States Court of Appeals for the Seventh Circuit,
was decided March 25, 1999. Appendix A.

2. The unpublished opinion of the United
States District Court, Southern District of
Indiana, Indianapolis Division, was issued
September 28, 1998. Appendix B.

3. A timely petition for rehearing by the
United States Court of Appeals was denied on

July 9, 1999. Appendix C.

4. The unpublished, preceding opinion of
the United States Court of Appeals was decided
December 30, 1997. Appendix D

5. The unpublished, preceding opinion of
the United States District Court, was issued
June 16, 1997. Appendix E.

6. A timely petition for rehearing the
December 30, 1997 appellate opinion was denied
March 9, 1998. Appendix F

7. An unpublished order dismissing the
original (May 1990) complaint without prejudice
was issued by the United States District Court
on April 3, 1992. Appendix G

eee ee Se

ate
JURISDICTION

This Petition for Certiorari is based on a
decision by the United States Court of Appeals for
the Seventh Circuit issued on March 25, 1999.
Appendix A.

A timely petition for rehearing was denied on
July 9, 1999. Appendix C

The jurisdiction of this Court is invoked
under 28 U.S.C. §1254(1).

Diversity jurisdiction of the district
court was invoked under 28 U.S.C. §1331: plain-
tiff being a citizen of Indiana and defendants
citizens of both Indiana and Washington D.C.

Subject matter jurisdiction of the district
court as to plaintiff's federal civil service
employment claims for wrongful suspensions and
discnarge was invoked under Title VII: 42 U.S.C.
§§198la, 2000e as amended in 1991; the Pronhibi-
ted Personnel Practices Act of 1978 ("PPPA"),
5 U.S.C. §§2301-2302, made actionable by the
procedural Adverse Actions Act of 1978, 5 U.S.C.
§§7701-7703; the 1978 Whistleblowing provisions
of 5 U.S.C. §§1209, 1212, 1214, 1221 as amended;
and the jurisdictional authorities of: 28 U.S.C.
§1331, general federal question; §1343(a), redress
for violation of civil rights; and §1346, claims
against the United States).

Original and pendent jurisdiction of the

oe
District Court was asserted over plaintiff's mili-

tary employment claims for breach of contract
and civil rights violations in her dual status as
an active member of the Army's National Guard
component and Indiana militia. Authorities relied
on were: the First, Fifth, Fourteenth Amendments
and Supremacy Clause of the United States Consti-
tution; 42 U.S.C. §1983 of the Civil Rights Acts
together with 42 U.S.C. 2000d, h and Executive
Order 12550 for non-federal receipients of federal
funds; 28 U.S.C. §1331, general federal question;
42 U.S.C.§§1985-1986, prohibiting conspiracies to
deprive persons of civil rights which attaches
original jurisdiction under 28 U.S.C. §1343(a);
28 U.S.C. §§1346(b)(1), and §2671: tort claims.
The district court denied jurisdiction
over plaintiff's dual federal/state military
employment claims under 28 U.S.C. §1367(c).

The appellate court did not address denied
jurisdiction over plaintiff's military employment.
CONSTITUTIONAL AND STATUTORY PROVISIONS

Federal and state constitutional and
statutory provisions relied on are shown at
Appendix H, consisting of 16 pages.

STATEMENT OF THE CASE
Plaintiff, a white female, was employed as

a federal civil service employee by Department
of Army (“Army) for almost 27 years at the time

willie
discharged January 10, 1992, by the same active

Army National Guard Bureau ("NGB") officers who
unsuccessfully attempted to discharge her in June
1988, on the pretext of having a “messy desk".
Army employed plaintiff as a federal auditor in
NGB's laison office located in Army's Finance and
Accounting Center, Fort Harrison, Indiana.

The first (June 3, 1988) discharge was
appealed to the Merit Systems Protection Board
(“MSPB") under the “mixed issues” authority of
5 U.S. .§§7701-7702. After a 2-day hearing in
October 1988, MSPB restored plaintiff to duty
after finding defendants committed continuing
sex discrimination and retaliation violations
of plaintiff's Title VII rights

After return April 1989, plaintiff filed
several never responded to EEO complaints with
Army; and then sued Army and NGB defendants May
17, 1990, under “exhaustion of remedies” provi-
sions, 5 U.S.C. §7702(e), 42 U.S.C. §2000e-16(c).
She sought injunctive relief; backpay for unreme-
died suspensions and denial of a GS12 promotion.

During pendency of the 1990 lawsuit,
plaintiff was compelled to file five more EEO
complaints against the same defendants sued due
to their continued harrassment and threats of

discharge. Due to non-response (App.1), plain-
tiff alleged these complaints also fell under

eta Oa Rn etre a ae eet Sta es

within
5 U.S.C §7702(e), 42 U.S.C.§2000e-16(c) 180-day
“exhaustion” provisions in her 1993 Amendment.

Upon receipt of court orders setting the
1990 lawsuit for trial on June 8, 1992, defendants
discharged plaintiff on January 10, 1992, for al-
leged insubordination. A “mixed issues” appeal
was timely filed with MSPB January 1992 (5 U.S.C.
§7702); requesting consolidation of all pending
EEO complaints; and asserting whistleblowing and
non-retaliation rights under 5 U.S.C. §§2301-2302,
1214-1221; and 42 U.S.C. §2000e-3(a), 16.

On February 12, 1992, plaintiff's attorney
filed a STAY request with his withdrawal (Docket
Entry 504, App.No.1,Exh.C, Appeal). In March 1992,
the district court issued a 30-day "show cause"
order but did not address the STAY request. Due to
a mail mixup, plaintiff did not respond timely. On
April 3, 1992, the court dismissed the suit “with-
out prejudice"for "failure to proscecute”.

Plaintiff timely appealed MSPB's denial of
the January 1992 discharge appeal to EEOC (5 U.S.C.
§7702(b)). EEOC's Right to Sue notice, received
November 1992, gave "30 days” to file an EEO law-
suit. In reliance on the November 21, 1991, "90-
day" filing amendment to 42 U.S.C. §2000e-16(c),
on February 8, 1993, plaintiff filed an Amended
and Supplemented Complaint to the original 1990
action under FRCP Rule 15(c)(1991) and Rule 60(b).

illien

(Argued AppBrf,pp 29-32;ReplyBrf ppl3-19). And
cited reliance on the 180-day non-response provi-
sions of 5 U.S.C. §7702(e) for the five EEO com-
plaints filed before discharge. 5 U.S.C.§7702(e)
directs "an employee shall be entitled to file a
civil action to the same extent and in the same
manner as provided in Section 717(c) of the Civil
Rights Act of 1964 (42 U.S.C. §2000e-16(c)"
(Argued: AppBrf pp 12-13,28-29; ReplyBrf pp 7-11)

Because of timing and nexus, the February
1993 Amended Complaint filing also included claims
against Army, NGB and Indiana National Guard defen-
dants for breach of federal and state employment
contracts entered into on August 14, 1980, and for
involuntary transfer of plaintiff without statu-
tory and regulatory-prescribed due process to the
inactive/unpaid Standby Reserve on March 1,1989,
effectively ending her military career. Plaintiff
alleged termination of her military employment was
Obtained through conspiracy of NGB defendants at
Fort Harrison with Indiana National Guard officers.

"Abuse of command" and civil rights com-
plaints were filed with the Inspector Generals of
both Indiana and Army. Army did not respond and
they were denied by the state's Adjutant General.
An employment discrimination complaint was filed
with the Indiana Civil Rights Commission who re-
fused jurisdiction on June 25, 1991, stating that

et
plaintiff's "relationship with the Indiana Army
National Guard was as a ‘uniformed member of the
United States armed forces’ and not as an employee
within the meaning of the Indiana Civil Rights
law" (App.1 ) Indiana acknowledged receipt
and docketed her Tort Claims Notice as File1911790
on September 24, 1991, but did nothing further.

Plaintiff alleged her involuntary sepsra-
tion violated statutory rights as a commissioned
officer to have a "peer board review" and approval
by the Governor before separation (Ind.Code 10-2-
3-6); and civil rights violations of federal and
state constitutions, the Uniform Code of Military
Justice and regulatory customs and usages of the
United States Armed Forces prescribed by Indiana
for its armed forces (Ind.Code 10-2-3-10).

All claims asserted in the February 1993
Amended Complaint, refiled as a "new action” on
April 13, 1998, were filed under the 1991 "con-
tinuing violation” amendments to FRCP 15(c) and
Rule 60(b) “relation back" authority since they
arose out of the same fact situation, addressed
the same or similar issues, and named the same
defendants sued May 17, 1990.

For four years, the district court took
no action. The court then denied the Rule 15(c)
Amendment/Supplemental request. The Rule 60(b)
Motion for Relief from its previous dismissal

ERI IR RE CN

of.
order of April 3, 1992, was denied April 16,
1997. Plaintiff timely appealed on June 11,
1997. The Appeals Court affirmed the judge's
discretionary denial of a Rule 60(b) Motion on
December 30, 1997. Plaintiff timely petitioned
for rehearing which was denied March 9, 1998.

Plaintiff timely refiled her claims as
an independent complaint April 13, 1998, in re-
liance on: (1) FRCP 60(b); (11) Indiana's Savings
and Tolling statute(Ind.Code 34-1-2-8); (111) the
Erie Doctrine(28 U.S.C. §1652), combined with the
"full faith and credit" obligations of Article 4
§1 of the United States Constitution; and, (iv)
equitable application of FRCP/Ind.Trial Rules 54,
62, establishing "“non-finality” of any judgment in
Indiana permits challenge by either appeal or Rule
60 motion which stays and suspends the initial order
or judgment until final “disposition”.

By unpublished order issued September
28, 1998, the district court dismissed plaintiff's
federal civil service employment claims with pre-
judice and denied “pendent jurisdiction” over
state claims relative to her federal-state mili-
tary employment in the Indiana Army National
Guard. First “subsuming"” them al] under Title
VI1; finding the Title VII action untimely; and
citing lack of jurisdiction under the discre-
tionary authority of 28 U.S.C. §1367(c). The

PR tC 3 RRA Ark

-9-
district court held:

(1) A 1993 change to Indiana's Savings
statute, Ind.Code 34-1-2-8, barred its appli-
cation to “negligence in proscecution" dis-
missals. But did not address passage of the
Recodification Act of 1998, on July 1, 1998
(P.L. 1-1998); which made the Act of “no effect"
for “any proceeding begun” before July 1, 1998.
(Argued: App.Brf pp 21-23; ReplyBrf pp 5-7)

(11) The federal judge stated agreement
with other circuit rulings which did not address
the Indiana's Savings statute, holding plain-
tiffs have five years after a “failure/abate-
ment" determination to refile their claims as a
"new action (which shall be) deemed a continua-
tion" of the first action. Nor did he adress
Indiana's trial rules staying and suspending any
judgment in Indiana until a Motion for Relief or
Appeal is "disposed of". (Argued: ReplyBrf ,pp3-7)

(1411) In holding plaintiff “did not
file this action within the '30 day period’
(pertaining) to (EEOC's) right to sue letter”,
he cites to pre-1991 initiated lawsuits which do
not address Title VII's "90-day" amendment.

On March 25, 1999, the appellate court
summarily affirmed the district court's denial of
the April 13, 1998, complaint; but did not address
her military employment and conspiracy claims; sta-

-10-
tutory construction arguments; or application of
Indiana savings law and trial rules etc.

On July 9, 1999, plaintiff's timely-filed
petition for rehearing was denied by a three-judge
panel without discussion.

REASONS FOR GRANTING THE WRIT

I. Title VII's 199l-enacted "90-day" Statute
of Limitations directly conflicts with the 1978-
unchanged “30-day” filing limitation for “mixed
issue" cases contained in the "Adverse Actions
Act" ("AAA") (5 U.S.C. §7703(b)(2)), and should
be resolved for the benefit of all federal
employees consistent with the legislated his-
tory and stated intent of the 1991 Amendments.

The conflict in filing limitations between
the "30-day" filing limit in the "AAA" and the
199l-expanded "90-day" filing limit of Title
VII's 42 U.S.C. §2000e-16(c), actually and
prospectively affects over a million or more
federal, postal, legislative, judicial and other
employees identified at 29 CFR 1614.103(b).
Thousands of these employees are subjected each
year to appealable adverse actions few of which
proceed into federal court or are successful
according to MSPB's annual reports.

Most adverse actions are countered with the
affirmative defenses set forth for “mixed issue"
cases in 5 U.S.C. 7702(a)(1)(B) and the "PPPA"

abe
5 U.S.C. 2301-2302(b)(1),(d). That is: discrimi-
nation on the basis of race, color, religion,

i he RULER LTO Teg eS aaa

sex or national origin, retaliation, age; sex

as it relates to equal pay; handicapping con-
dition; marital status or political affiliation;
or “any rule, regulation or policy" implement-
ing these Acts, including Executive orders and
the federal Constitution (5 U.S.C. §2301(b)(2);
42 U.S.C. 2000e-16(e)).

5 U.S.C. 7701(c)(2)(3) requires setting aside
"any prohibited personnel practice described in
Section 2302(b)". Section 2302(b)(11) prohibits:

"tak(ing) or fail(ing) to take any other

personnel action if the taking of or failure

to take such action violates any law, rule,
or regulation implementing or directly con-
cerning the merit system principles contained
in Section 2301 of this Title"
9 U.S.C. §2301(b)(9)(A) and 2302(b)(9)(A)-(B),
(11), reenforce Title VII's prohibitions against
retaliation. (42 U.S.C. 2000e-3(a), 16)

Under the “mixed issues" proceedings set out
in 5 U.S.C.§7702, an individual appeals first to
MSPB; and, if MSPB's decision is negative, then
appeals to EEOC or files a Title VII lawsuit.

} However, most judges require a “right to sue"
: letter from EEOC prerequisite to filing suit; and,

A latte Re RT AE Wl aD eRe Led a teen at 5 AOE HR RELLY ORS SENG APT ae KOS AOR RM ERMA Ag SS Sop URES? SER TR Sa Sead ome

EEOC regulations establish the agency's "final

es}
decision" in an adverse action must be appealed
to MSPB first and not EEOC (29 CFR §§1614.302(da)
(11)(3), §1614.310 (7-1-1998 ed.) Therefore,
there is no escaping possible application of the
"30-day" filing conflict in 5 U.S.C. 7703(b)(2).
The time required to merge and master person-
nel, agency, MSPB and EEOC regulations with the
federal acts, Executive Orders and union contracts
to determine individual rights cannot be over-
estimated as was recognized in Butler v West,
164 F3d 634,638 (D.C.Cir 1999), stating:
"When the discrimination is alleged as a vio-
lation of Title VII, the federal employee

‘must negotiate and exhaust the complex
administrative regime’ that governs Title
VII public employment cases in addition

to the usual procedures for challenging

an adverse personnel] action under the

Civil Service Reform Act."

The legislative history and stated Congres-
sional intent behind the 199l-amended Section
717(c), emphasized the "90 days" filing right
was absolutely critical to enable federal
employees making it through convoluted "mixed
issues” proceedings time to obtain attorney
representation and file a lawsuit. In contrast
to appellants who are generally without a job,

secondary income or substantial savings to pay

a
thousands for advance retainer fees, federal
Supervisors are immediately and continuously
provided with unlimited competent, free legal

representation at the taxpayers expense.

Since it took several years for EEOC to
revise its 29 CFR 1613 regulations to conform
to the 1991 amendments to Title VII, plaintiff
relied on the enactment date of November 21,
1991, and the legislated history and stated
intent of Section 717(c) amendments to allow
her “90 days" to prepare and file her Title VII
Amended and Supplemented Complaint in February
1993, which contained the January 1992 discharge
and earlier actionable events, rather than the
"30 days" contained in EEOC's right to sue
letter. I.E. "Regulations cannot trump the
plain language of the statutes." Robbins v
Benton, 41 F3d 1195, 1198 (CA7 1994).

Plaintiff also relied on the “plain meaning"
of Section 7703(b)(2) which directs:

"Cases of discrimination ‘subject to' the

provisions of section 7702 of this title

‘shall be filed’ under Section 717(c) of

the Civil Rights Act of 1964 (42 U.S.C.

2000e-16(c)..."

This language parallels Section 7702(e)(1) which
states:

"Notwithstanding any other provision of law

obit.
...an employee ‘shall be entitled to file a

civil action ‘to the same extent and in the

same manner as provided in Section 717(c)'..."
"It is elementary that the meaning of a statute
must, in the first instance, be sought in the
language in which it is framed; and if that is
plain, the sole function of the court is to
enforce it according to its terms." Caminett
v U.S., 242 US 470, 485 (1916)

However, the last sentence of Section7703(b)
(2), unchanged since 1978, directs: "Notwith-
standing any other provision of law, any such
case filed under any such section ‘must be filed
within 30 days’ after the date the individual
filing the case received notice of the judicial-
ly reviewable action under...section 7702".

The legislative history to Title VII's 1991
amendments makes no reference to the "30-day"
filing conflict in 5 U.S.C. 7703(b)(2). But
5 U.S.C. 2302(d) of the "PPPA", establishing
Subject matter limits for the "AAA" directs:

“This section shall not be construed to extin-

guish or lessen... any right or remedy

available to any employee ...in the civil
service under...section 717 of the Civil

Rights Act of 1964 (42 U.S.C. 2000e-16)"

There is no record that EEOC or other parti-
cipating federal agency, all of whom were fully

Bene lat Rak tp gt Te A oe! ee

x

knowledgeable of this conflict, did anything
to bring this conflict to the attention of
legislators for resolution. However, it is un-
reasonable to believe that the 1991 Congress
would have intended this last sentence of 5
U.S.C. §7703(b)(2), standing alone and taken out
of context with the immediately preceding, direc-
tive language, to "gut" the "90-day" filing right
it took federal employees over twenty years to
obtain on par with private sector employees for
defeating them when filing "mixed issues”
Claims under Title VII in federal court.

Plaintiff argued statutory construction prin-
Ciples of “legislative history and intent", "pari
materia" and “later law controls" should be
applied by the district and appellate courts to
determine this issue, consistent with a substan-
tial body of federal and state law generally com-
peling this approach when two conflicting statu-
tory directives control the same identical issue.

The district court asserted plaintiff's
failure to file within the 30 days directed in
EEOC's right to sue letter defeated her Title VII
Claims filed in 1993, and refiled after abatement
in April 13, 1998. But the court did not address
any statutory construction arguments. And cited
only pre-1991 initiated lawsuits which did not
address the "90-day" amendment to Title VII.

oie
However, the judge did state : "There is no

reason, in either legal or practical terms to
use ‘any period of limitation other than that
prescribed in Title VII itself to determine
when suit had to be brought." App. B

In its affirmance of the district court's
decision, the appellate court likewise did
not address plaintiff's statutory construction
arguments, noting only that: "But whether she
is ‘right or wrong’ (as to the “longer 90-day
limit imposed by 42 U.S.C.2000e-5(f)(1) (sic)")
‘is of no consequence’ given her five-year delay”
in filing which “missed the deadline". Neither
court specified the beginning date for the "5-
year period” they referred to. App. A

Over the eight years since enactment of the
"90-day" amendment, there is_increasing conflict
in circuit rulings addressing the irreconcilabi-
lity of the "30-day" limit in 5 U.S.C.7703(b)(2)
versus the "90-day" filing limit of Title VII's
Section 717(c) that should be resolved by the
Supreme Court for the benefit of all federal
and other affected employees. In contrast to
the Seventh Circuit's adherance to "30-day"
rulings arising from lawsuits pre-dating the
1991 enactment, other circuits are using
divergent rationales to ensure application of
the "90-day" filing right. I.E.::

«its
(1) Becton v Pena,946 F.Supp84, 85-87 (DDC

1996) discussed the “procedural anomaly that
Congress...did not intend (as to forcing) dif-
ferent time limits...for filing Title VII suits
depending on which administrative body--EE0C or
MSPB--initally hears a federal employees claim."
The court discussed the legislative history
wherein Congress concluded a “30 day limitation
period for filing suit against the federal gov-
ernment is, in most instances, ‘simply too short'
to allow plaintiffs adequate time to prepare and
file their claims in federal court; and held the
30-day limitation in Section 7703(b)(2) is "no
longer jurisdictional under the 1991 Amendments
to 42 U.S.C. §2000e-16(c) extending a 90-day sta-
tute of limitations for discrimination actions".
(11) Forest v USPS, 97 F3d 137,140-141 (CA6
1996), relying on Landgraf v USI Film Prods,
114 S.Ct 1483, 1499 (1994) and Wilson v Pena,
79 F3d 154,162 (D.C.Cir 1996), summarily held
that the 1991 Acts 90-day limitation “was good
law when Forest filed his complaint and thus
Forest filed his complaint in a timely manner."
(111) Cohen v Austin, 833 F.Supp 512, 516-
517 (ED Pa 1993) argued that EEOC's refusal to
review an MSPB decision, as stated in plaintiff's
right to sue notice, was not the "judicially

«>
reviewable action" referred to by Congress in
5 U.S.C.§7703(b)(2) since EEOC's source auth-
ority to issue a “final decision" may only be
asserted under Title VII's 42 U.S.C. 2000e-16(c).
Further, under Section 7702's express terms,
only the agency, MSPB or the Special Panel issue
the “judicially reviewable action" decision cited
to at 5 U.S.C. §§7702(a)(2)3(b)(3),(5)(A)-(B);
(d)(2)(A). EEOC only issues a “consideration
determination" on a Board decision (Section 7702
(b)(1)); which “may not be used in any ‘judicial
proceeding'"(§7702(b)(2)). Citation to its own
regulations in its right to sue letter indicates
EEQC's belief that 42 U.S.C. §2000e-16, not
5 U.S.C. 7702 is the sole source of its authority.
(iv) Landgraf, Id. at pp 1497-98 et al, rela-
tive to defendants conduct and events preceding
the "90-day" amendment to Section 717(c) held:
“Changes in procedural rules while a suit is
pending are not usually considered retroactive
because such changes do not impose a new burden
upon the parties” (114 S.Ct at 1502). “Rules of
procedure regulate secondary rather than primary
conduct. Therefore, institution of a new proce-
dural rule after the conduct giving rise to the
suit does not make that rule retroactive." Cit-
ing McBurney v Carson, 99 U.S. 567, 569 (1878).

E.G. the “action” regulated by the

-19-
amended 90-day limitations period is plaintiff's
"filing" of a lawsuit which occurs after passage
of the 1991 civil rights act--not defendants con-
duct which may have occurred before the November
21, 1991 enactment date.

II. Primacy of state common law in substantive

matters not otherwise delegated to the United
States by constitution or statute should require
federal courts to permit filing of independent
complaints as “new actions" and tolling of other-

wise applicable statutes of limitations under state

savings and tolling statutes, and trial rules.
Under the “full faith and credit" obligations
of the United States Constitution, Article 4 §1
and the Tenth Amendment, reserving all powers to
the states that are not delegated to the "United
States by Constitution", the Supreme Court long
ago established the Erie Doctrine, codified at
28 U.S.C.§1652, requiring that the “laws of the
several states, except when the Constitution or
-..Acts of Congress otherwise require or pro-
vide ‘shall be regarded as rules of decision’
in civil actions in the courts of the United
States, in cases where they apply." Erie v
Tompkins, 304 US 64,77-79 (1938) expressly held:
"Except in matters governed by the federal
constitution or by Acts of Congress, the

Mn

law to be applied in any case is the ‘law

of the state'...whether declared in a sta-

tute or by its highest court in a decision...

Congress has no power to declare substan-

tive rules of common law in a state...and

no clause in the Constitution purports to

confer such a power upon the federal courts."
The Supreme Court has declared: "It is inadmis-
sable that there be one rule of state law for
litigants in the state courts and another rule
simply because of diverse citizenship for liti-
gants in federal courts." Fidelity Union Tr.
Co. v Field, 311 US 169, 177-180 (1940)

Due process and equal protection of the law
for Indiana citizens is guaranteed by the Ind-

iana Constitution. Article 4 §23 requires:

"all laws shall be general and of uniform opera-
tion throughout the state." Article 4 §27 holds:
"every statute is a public law" which the General
Assembly is required to “grant to any citizen or
class of citizens...upon the same terms (which)

shall...equally belong to all citizens."

Since 1881, Indiana has had its own (5-year)
savings and tolling statute: Ind.Code 34-1-2-8,
saved by the July 1, 1998, Recodification Act.
E.g.: Ind.Code 34-7-1-1(1998) states: "The sub-
Stantive operation and effect of the ‘prior civil
law and procedure’ continue uninterrupted as if

-2)]-
the recodification act of...1998...had not been
enacted."

(11) Ind.Code 34-7-1-3(a)(1998) states: "The
recodification act of...1998...does not affect:
1) any rights or liabilities accrued;...3) any
violations committed; 4) any proceedings begun...
9) the validity, continuation or term of any con-
tracts...executed...before...July 1, 1998...Those
rights, liabilities, penalties, offenses, pro-
ceedings...contracts...'continue and shall be
imposed and enforced under prior civil law and
procedure’ as though the recodification act of
1998...had not been enacted."

(141) Ind.Code 34-6-2-113.5(1998) states:
"Prior civil law and procedure for purposes of
Indiana Code 34-7 refers to the statutes that are
repealed or amended in the Recodification Act of
...1998...as the statutes existed before the
effective date of applicable or corresponding
provisions" (Argued App.B8rf pp 20-25)

The lower courts did not address these 1998-
enacted savings provisions, maintaining only that
“negligence in proscecution" dismissals were ex-
Cluded from coverage. However, plaintiff filed
her Amended Complaint on February 8, 1993; and,
after “abatement” on appeal, filed a “new action”
on April 13, 1998. Both filings preceded the July
1, 1998, Recodification Act and should be saved.

«2%
The Indiana Supreme Court interpreted Ind.

Code 34-1-2-8 to cover "negligence in proscecu-
tion" dismissals if “a claim would otherwise be
saved by the statute because it met one of the
(other) specific situations described therein."
Vesoloski v Repay, 520 NE2d 433,434 (Ind 1988)
The district court recited Indiana's ruling and

“tolling” language used: "If after the commence-
ment of an action, the plaintiff fails therein
...a New action may be brought within five (5)
years after such determination and ‘be deemed a
continuation of the first’, for the purposes
herein contemplated," and then applied it to
Indiana's Abele v A.L.Dougherty Overseas Inc,
192 F.Supp 955, 956-57 (N.D. Ind 1961): “the
Statute ‘saves employment action brought in

State court after expiration of original statute
of limitations when brought within five years
after identical claim ‘dismissed without preju-
dice’ by federal district court." App. A
However, the lower courts inequitably re-
jected application of Indiana's “continuation”
language to plaintiff's case, holding a "“dis-

missal without prejudice leaves the situtation
the same as if a suit had ‘never been brought'",
ignoring their cited case of Abele, Id. They
also cite cases from other circuits, not address-
Indiana law to hold that: “in the absence of a

=23n
Specific ‘statute’ to the contrary, there is ‘no
tolling’ of the statute of limitations for the
period of time during which the action so dis-
missed was pending". The Seventh Circuit held
in another Indiana case: Morris v Jenkins, 819

F2d 678 (7th Cir 1987): "...statutes have been
passed in nearly all of the states, providing
for a renewal of actions which have failed on
account of some matter not involving the merits.
These statutes...contemplate...a new and dis-
tinct suit shall be commenced ‘which shall be
treated as a continuation’ of such former suit."
Both lower courts ignored plaintiff's argu-
ments that Indiana's savings statute must be
read in the context of Indiana trial rules ("TR"),
Similar to FRCP 54(b), Indiana's TR54(B),(E)(2)
defines any “non-final" order or judgment as one
adjudicating "fewer than all the Claims...rights
and liabilities of fewer than all the parties
(which) ‘shall not terminate an action as to any
of the claims or parties." No limiting criteria
is assigned. Any order or judgment may then be
“challenged...by appeal, motion and the like".
Ind.TR 62(B)(4)-(5) establishes proceedings
to enforce a judgment are “stayed and suspended"
upon “filing and ‘disposition’ of...(4) a
motion for relief from a judgment or order made
pursuant to Rule 60, or (5) an appeal."

«Phu
The "full faith and credit" obligations of the
federal constitution compel recognition of Indi-

ana's constitutional requirement at Article 4
§23, that "all laws shall be general and of uni-
form operation throughout the state." In refus-
ing to apply Indiana law as enacted and inter-
preted by the state's legislature and highest
court, the federai courts have denied application
of the Erie Doctrine, 28 U.S.C. §1652, in Indiana.
(Argued: Reply Brf, pp 3-7)

Requiring the federal courts to comply with
the Erie doctrine and “full faith and credit"
obligations of the U. S. Constitution for appli-
cation of state substantive law affects every
claimant proceeding before a federal court.
States enact savings acts and trial rules for
the benefit of state citizens and rely on them
to be applied “equally” to all citizens in
federal as well as state forum courts. Under
current rulings of the Seventh Circuit, federal
courts may now "pick and choose” among other
state rulings to circumvent and avoid state
forum law with which they do not agree.

The tolling case of Board of Regents v Tomano,
446 US 478, 481-482 (1980), held: “The need for
uniformity, while paramount under some federal
statutory schemes, has not been held to warrant
the displacement of state statutes of limitations

aft.
for civil rights actions". The Supreme Court has
reversed decisions below on the ground that the
prior action was a timely suit which "tolled" the
Statute of limitation. Burnett v NY Central RR
Co., 380 US 424 (1965)

Indiana's savings act and trial rules are "sub-
ject matter blind" as to any lawsuit in which a
“failure or abatement occurs" or in which an
appealable “non-final" order or judgment arises.
Plaintiff asserts the “plain language" of Ind-
iana's savings law and trial rules at issue deny
federal judges "discretionary authority" to dis-
regard them under their (29 U.S.C.§453) judicial
oath. State citizens are guaranteed due process
rights legislated for their benefit by elected
State representatives in federal forum courts,
which calls for the supervisory enforcement
powers of the Supreme Court.

Only by according plaintiffs, as a private
attorney-general, the full range of federal and
State law allowing continuing response to retali-
atory actions, without having to undertake cost
prohibitive, piecemeal litigation subject to
“claims preclusion” barriers, may the aims and
Objectives of the peoples' federal and state
elected representatives be achieved.

III. Original federal question jurisdiction of
federal courts over claims arising under the
constitution and statutes of the United States

o26=
should not be subject to the discretionary denial
authority of the federal courts.

By “subsuming" all of plaintiff's military

employment claims under Title VII and then dismis-
sing them for “untimeliness", the lower courts
avoided addressing their merits. However, the
district court recognized plaintiff's status as a
“uniformed member of the...Indiana National Guard
in a part-time position;" and reliance on: “42
U.S.C. §1983; 18 U.S.C. §241; and 42 U.S.C. §1985:
conspiracy to interfere with civil rights; and
federal and state Military Acts."

The district court correctly stated Title VII
covered “only civilians" in military departments.
But then held: "discrimination-based claims pur-
suant to federal law ‘other than Title VII’ can-
not be maintained and must be dismissed;" dis-
missing them as “pendent state law claims" for
"lack of jurisdiction" under 28 U.S.C §1367(c).

Plaintiff submits this “subsumption” approach
is a "non-final" judgment under FRCP/Ind.TR 54,
as “all the claims, rights and liabilities of all
the parties" are not adjudicated. (Argued: Reply
Brf, pp 3-5) And denies plaintiff and all others
similarly situated equa: access to the federal
courts whenever interrelated supervisors are in
a position to retaliate against them, directly or
indirectly, in both civilian and military careers.

‘ =»

However, the principles of “claim preclusion",
compel bringing both types of employment claims
into one federal complaint when the same or inter-
related defendants are involved and the facts of
the case are such as to give rise to a "cons-
piracy" action. Lower court rulings now put
plaintiff and other reserve members in the pre-
carious, “catch 22" position of being denied
review of their military employment claims when-
ever submitted with Title VII-covered claims.

This "subsumption" by Title VII of all other
causes of action denies otherwise controlling
“original jurisdiction statutes such as: 28
U.S.C. §1331: civil actions arising under the
constitution, laws or treaties of the United
States; 28 U.S.C. §1343(a): any civil action
authorized to recover damages for 42 U.S.C.

§1985 civil rights violations; redress 42 U.S.C.
§1983 violations; recover damages or secure relief
under any Act of Congress providing for protection
of civil rights; 28 U.S.C. §§1346(b)(1), 2671:
Claims against the United States” for torts of
government employees, including “military depart-
ments" and “members of the National Guard"

Plaintiff furnished evidence she held dual
employment status with both the federally recog-
nized forces of the United States (national guard
component) and the Indiana National Guard. (Reply

-28-
Brf,App.No.2) At no time was Title VII asserted
for alleged civil rights violations and breach

of separate military employment contracts cover-
her 17-year career and preceded Army's employ-
ment in NGB's laison office. There was no
connection between her civilian and military

jobs except for interrelated employers.

Titles 10 and 32 -0f the United States Code
establish the federal basis and independent nature
of NGB as a military organization, separate from
Army. Indiana is clearly a separate employer.
(Argued: Appel.Brf,pp 35-39; Reply Brf,pp 1-2)
Every military personnel action had a separate
federal and state authorizing order. All train-
ing assigned was for a federal mission; all pay
received was from federal funds. Plaintiff took
separate oaths to serve the President and Governor
of Indiana as separate “Commanders in Chief" upon
entry into the Indiana National Guard in 1980.

The Title VII “subsumption” dismissal of plain-
tiff's military employment claims leaves her and
all other reservists denied redress under the
"myriad" of federal laws relied upon and cited to
that should compel the federal court to exercise
“original jurisdiction", separate from civilian

employment claims. No subsumption case cited by
the lower courts addressed a “mixed” employment
complaint containing separate military and

-29-
civilian claims against different employers. But
reservists and guardsmen frequently work for
supervisors who are in a position to affect both
their civilian and military careers.

EEOC makes it a "general rule" to join sepa-
rate government employers who “bear joint respon-
sibility for an act of alleged discrimination" to
ensure “all agencies are joined which are parties
indispensable to just adjudication of a complaint."
Smith v Navy, 86 FEOR 3238 (1986). Compulsory and
permissive joinder of claims and parties are stan-
dard and essential to judicial economy under fed-
eral and state civil procedures. There was noth-
ing “unique" in joining interrelated defendants
and causes of action in one complaint. Only the
lower courts' “subsumption” response and denial
of “original jurisdiction" was unique. Mindes v
Seaman, 453 F2d 197,201 (Sth Cir 1971), citing
NeSmith v Fulton,615 F2d 196, 201-02 (CA6 1980):

"A court is required to determine whether the

case involves an alleged ‘violation of a

constitutional right, applicable statute or

regulation and whether intraservice remedies
have been exhausted. If (review is granted),
the court is...to weigh the nature and strength
of the challenge to the military determination,
the potential injury to plaintiff if review is
refused, the type and degree of anticipated

» Me
interference with the military function and
...extent to which military discretion or ex-
pertise is involved in the challenged decision."

Plaintiff's military employment claims against
federal and state employers raises questions

under 28 U.S.C. §1331, which confers "power to
decide whether or not the federal question itself
has merit and is well founded." Mt-Dakota Utili-
ties Co v NW Public Svc Co., 341 US 246,249 (1991).
Quoting from Justice Holmes: “If the plaintiff
makes a substantial claim under an Act of Con-

gress, there is jurisdiction whether the claim
ultimately be held good or bad." The Fair v Koh-
ler Die Co, 228 US 22, 25 (1913).

The Supreme Court's supervisory enforcement

authority is required to prevent denial of ori-
ginal jurisdiction over federal questions when
litigants file mixed military and civilian
employment claims in the same federal lawsuit.
CONCLUSION
The Petition for a Writ of Certiorari should
be granted.

tfully 7 d,
GLORIA K. O'SHELL, Attdrney for Petitioner

1909 N. New Jersey Street, Indianapolis,
Indiana 46202-1618 - (317) 926-5168
Dated: October 6, 1999 (*Reduced per Order)

App. A-1

United States Court of Appeals
For the Seventh Circuit
Chicago, Illinois 60604

Submitted March 24, 1999°
Decided March 25, 1999
UNPUBLISHED ORDER
Before NOT TO BE CITED PER
CIRCUIT RULE 53
Hon. William J. Bauer, Circuit Judge
Hon. Joel M. Flaum, Circuit Judge
Hon. Daniel A. Manion, Circuit Judge

No. 98-3750 Appeal from the United
States District Court for the
GLORIA K. O’SHELL, Southem District of Indiana,
Plaintiff-Appellant, Indianapolis Division
Vv.
UNITED STATES OF No. IP 98-0494-C-T/C
AMERICA; ROBERT M.
WALKER, Acting Secretary John D. Tinder,
of the Army; MAJOR Judge
GENERAL WILLIAM

NAVAS, JR., Director,

Army National Guard

Bureau; et al.,
Defendants-Appellees.

ORDER

“After an examination of the briefs and record, we have
concluded that oral argument is unnecessary, and the appeal is
submitted on the briefs and record. See Fed. R. App. P. 34(a).

App. A-2

In 1990, Glona O’Shell, then a civilian employee of the
United States Army, commenced an action alleging that various
dependants, all of them bearing some connection to the Army,
discruminated against her on the basis of her gender. In April
1992, the district court dismissed O’Shell’s case without
prejudice for failure to prosecute. Subsequently O’Shell moved
for relief under Fed. R. Civ. P. 60(b), and we affirmed the district
court's denial of the motion. O ‘Shell v. United States Dept. of
the Air Force, 132 F.3d 36, 1997 WL 800875 (7" Cir. 1997)
(unpublished order). In January 1992, several months before the
district court dismissed O’Sheil’s case, the Army discharged her.
O’Shell filed a discrimination charge with the EEOC and, in
November 1992, received a right-to-sue letter.

More than five years later, in April 1998, O’Shell filed this
suit challenging her 1992 discharge and reiterating the allegations
made in her 1990 action. O’Shell claimed that her rights had
been violated under a host of provisions, including Title VII of the
Civil Rights Act of 1964 and the First, Fifth and Fourteenth
Amendments. All of her claims, of course, are subsumed under
Title VII, “the exclusive judicial remedy for claims of
discrimination in federal employment.” Brown v. Gen. Serv.
Admin.. 425 U.S. 820, 835 (1976); see also Waid v. Merrill Area
Pub. Sch., 91 F.3d 857, 861-62 (7 Cir. 1996) (“Title VII
provides a comprehensive statutory scheme for protecting nghts
against discrimination in employment’’). And, although O’Shell
names several, only the Secretary of the Army is a proper
defendant. See 42 U.S.C. § 2000e-16(c); Espineuva v. Garrett,
895 F 2d 1164, 1166 (7" Cir. 1990).

On Appeal, we need only address whether the district court
correctly held that this Title VII action is time barred. Like the
district court, we find that it is_ The EEOC issued O’Shell a
right-to-sue letter on November 14, 1992. In the absence of
special circumstances giving rise to waiver, estoppel, or equitable

App. A-3

tolling, a “mixed” case involving both a complaint of
discrimination and a challenge to job actions (such as O’Shell’s
dismissal) appealable to the Merit Systems Board must be filed
within 30 days after receipt of the notice of right to sue. 5 U.S.C.
§§ 7702(a)(1)(B)(1); 7703(b)(2); Blaney v. United States, 34
F.3d 509, 512 (7" Cir. 1994); Butler v. West, 164 F.3d 634, 638
(D.C. Cir. 1999). O’Shell argues that, even though hers is a
mixed case, the longer 90-day limit imposed by 42 U.S.C. §
2000e-5(f)(1) should apply. See Williams-Guice v. Board of
Educ. Of Chicago, 45 F.3d 161, 163 (7 Cir. 1995) (Title VII
sets 90-day limit). But whether she is night or wrong is of no
consequence given her five-year delay in filing. Moreover, we
reyect O’Shell’s argument that the dismissal of her 1990 case
without prejudice preserved her cause of action for filing at a later
date. Dismissal without prejudice has no consequence on the
running of the statute of limitations. See Conover v. Lein, 87
F.3d 905, 908-909 (7" Cir. 1996). O’Shell filed her suit at least
five years too late, on April 13, 1998. She missed the deadline,
and the record reveals no circumstances that would justify waiver,
estoppel, or equitable tolling.

AFFIRMED.

App. B-4

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION

GLORIA KAY O’SHELL, )
Plaintiff, )
vs. ) IP 98-494-C-
T/G
)
UNITED STATES OF AMERICA, )
et al., )
Defendants. )
JUDGMENT

The court, having this day made its Entry,

IT IS THEREFORE ADJUDGED that the plaintiff's
federal claims are dismissed with prejudice and that the any
pendent state law claims are dismissed for lack of jurisdiction.

(s/ John D. Tinder
JOHN D. TINDER, Judge
United States District Court

Dated: _9/28/98 _
ENTRY DISCUSSING PENDING MOTIONS
I. Introduction
In Homola v. McNamara, 59 F.3d 647, 650 (7 Cir. 1995),
Judge Easterbrook made the following observations for a panel of

the Seventh Circuit Court of Appeals:

Litigation is society’s way to resolve disputes. Courts invite
parties to make their evidence and arguments known. Appellate

App. B-5

courts correct errors. After the process has run its course, there
should be peace between former adversaries. Many persons do
not see litigation this way, however. They adopt a never-say-die
attitude. If the first case goes against them, then some chicanery
must be to blame. Now if the courts are unable to separate truth
from fiction - the premise of this attitude toward the results of
litigation - one would suppose that remedy lies in a political
forum, or perhaps in an occasion for writing an expose. Yet
many litigants who refuse to accept judgments against them see
their balm as - more litigation!

This is a case which would have served as a paradigm for the
foregoing mulish description.

This action is a sequel to plaintiff Gloria Kay O’Shell’s
claims of discrimination, retaliation, and creation of a hostile
work environment brought in O ‘Shell v. Department of the Air
Force. IP 90-1373-C-M/F (S.D.Ind. April 3, 1992). This earlier
case was dismissed for failure to prosecute. O’Shell filed post-
judgment motions, which were denied. The denial of these
motions was affirmed on appeal in ( ‘Shell v. Department of the
Air Force, No. 97-2470 (7 Cir. December 20, 1997)
(unpublished). O’Shell then filed the present action to carry on
her legal siege of her former employer and associated entities and
individuals.

II. Background

The operative pleading setting forth O’Shell’s claims in this
case is her complaint, filed on April 13, 1998. It is likely no
coincidence that this action was filed less than thirty (30) days
after the Court of Appeals’ mandate in No. 97-2470 was docketed
in IP 90-1373-C-M/F. O’Shell explains in her complaint that she
brings this action:

App. B-6

for the continuing sex discrimination, harassment, maintenance of
hostile and abusive working conditions and ongoing retaliation
suffered by plaintiff prior to and at the time of her wrongful
suspension in May 1991 and subsequent wrongful termination on
January 10, 1992.

The defendants are (1) the United States of America, (2) the
United States Department of Army, (3) the United States Army
National Guard Bureau, (3) Hon. Robert M. Walker, Acting
Secretary of the Army, (4) Major General William Navas,
Director of the Army National Guard Bureau, (5) the State of
Indiana, and (6) Indiana Governor O’ Bannon.

O’ Shell was employed as a full-time federal civil service
career employee for twenty-six (26) years. From 1968 until
January 10, 1992, she worked as a Financial Quality Assurance
Analyst at the Army’s USAFAC, located at FBH, Indiana. She
states that during the last years of her employment, she
experienced discrimination based on gender and also because she
took part in appropriate procedures in an effort to correct the
discrimination. Beginning in June 1987, she was repeatedly
suspended for one to ten days without pay. These suspensions
were later used for “discharge purpose(s].” O’Shell was initially
discharged on June 3, 1988. She was reinstated after a hearing in
October, 1988; however, two suspensions prior to the June
termination were left on her record. It was based on those two
suspensions, as well as issues dealing with compensation and
career development opportunities, that O’Shell filed IP90-1373-C-
M/F.

O’Shell was discharged for a second time on January 10,
1992. She contends that she was discharged that time because
she filed five (5) Title VI/EEO formal complaints against her
superiors, also because she served as a whistle blower in her
federal auditor position, and because she assisted other federal

App. B-7
civilian employees as Pago ai representative. She claims to
have been employed as both a civilian employee of the Army and
a miliary employee of the United States Armed Forces, Guard and
Reserve Components in a part-time position.

III. Discussion
A. Standard Under Rule 12(b)(6)

The defendants challenge the sufficiency of the complaint
pursuant to Rule 12(b). The purpose of a motion to dismiss is to
test the sufficiency of the complaint, not to decide its merits.
Gibson v. City of Chicago, 910 F.2d 1510, 1520 (7* Cir. 1990),
cert. denied, 502 U.S. 855 (1991). In making the assessment
required by the motions to dismiss, the court liberally construes
O’Shell’s allegations and applies the principle that “a complaint
must contain either direct or inferential allegations respecting all
the material elements necessary to sustain a recovery under some
viable legal theory. Herdrich v. Pegram. 1998 WL 483926, *3
(7" Cir. August 18, 1998) (citing Sutliff, Inc. v. Donovan Cos.
Inc., 727 F.2d 648, 654 (7" Cir. 1984)).' Ifa plaintiff pleads
facts which show that she has no claim, then she has pleaded
herself out of court. Early v. Bankers Life & C. asualty Co., 959
F 2d 75, 78 (7" Cir. 1992); Conn v. GATX Terminals Corp., 18
F.3d 417, 419 (7" Cir. 1994). She is not saved by having pleaded
a legal conclusion that if consistent with the facts would establish
his right to relief, for he has shown that it is inconsistent with the
facts. Benson v. Cady, 761 F.2d 335, 338 (7" Cir. 1985).

In lacampo v. Hasbro, Inc., 929 F Supp. 562 (D.R.I. 1996),

1

O’Shell differs from the typical pro se litigant because she is a
licensed attorney. “While we treat pro se litigants gently, a pro
se attomey ts not entitled to special treatment.” Lockhart v.
Sullivan, 925 F.2d 214, 216 n.1 (7 Cir. 1991).

App. B-8
a federal district court cogently held that, “[I]ike a battlefield
surgeon sorting the hopeful from the hopeless, a motion to dismiss
invokes a form of legal triage, a paring of viable claims from
those doomed by law.” Id. At 567. See also Guckenberger v.
Boston University, 957 F.Supp. 306, 313 (D.Mass. 1997). This
technique is well-suited to O’Shell’s action.

B. Analysis

O’Shell invokes a medley of statutes in support of her
complaint: Title VII of the Civil Rights Acts of 1964, as
amended, alleging discrimination based on gender; 42 U.S.C. §
1983, alleging violation of her nghts arising from the First, Fifth,
and Fourteenth Amendments and the Supremacy Clause of the
United States Constitution; and 18 U.S.C. § 241 and 42 U.S.C. §
1985, alleging conspiracy to interfere with her civil rights. She
also invokes federal and state Military Acts.

District courts have orginal jurisdiction over all civil actions
arising under the laws of the United States, see 38 U.S.C. § 1331.
Title VII is one such law, and among other purposes was designed
to protect from discrimination “employees or applicants for
employment ... in military departments ....” 42 U.S.C. §
2000e-16(a). An aggrieved individual bring a civil action against
the government pursuant to 42 U.S.C. § 2000e-16(c), which is
also known as § 717(c) of the Civil Rights Act.

In amending Title VII to include federal employees,
“Congress created ‘an exclusive judicial remedy for claims of
discrimination in federal employment.’” Forest v. United States
Postal Serv., 97 F.3d 137, 141 (6 Cir. 1996) (quoting Brown v.
General Servs. Admin., 425 U.S. 820, 835 (1976)). In Brown.
425 U.S. at 832, the Supreme Court expressed the view that:

The balance, completeness, and structural integrity of § 717 are

App. B-9
inconsistent with the ... contention that the judicial remedy
afforded by § 717(c) was designed merely to supplement other
putative judicial remedies.

The Court’s discussion is based on its view that litigants might
evade “the rigorous administrative exhaustion requirements and
time limitations” of § 717 by recasting Title VII claims as claims
under other statutes and so frustrate the legislative policies
underlying Title VII. /d. At 833. This recasting of claims to
invoke other remedial mechanisms is simply not permitted.

Based on the authoritative construction of § 717 in Brown
and its progeny, therefore, O’Shell’s claims of discrimination
based on statutes other than 42 U.S.C. § 2000e-16(c) are
dismissed for failure to state a claim upon which relief can be
granted. Ramey v. Bowsher, 915 F.2d 731, 734 (D.C Cir. 1990),
cert. denied, 499 U.S. 947 (1991) (tort claim barred by the
exclusivity of Title VII); Castro v. United States. 775 F.2d 399
(1* Cir. 1985) (§ 717 is exclusive judicial remedy for claims of
discrimination in federal employment); Day v. Wayne County Bd.
of Auditors, 749 F.2d 1199, 1204 (6" Cir. 1984) (“[A] federal
employee claiming job discrimination may proceed only under
Title VII, and may not secure additional remedies by proceeding
also under [42 U.S.C.] § 1981.”); DiPompo v. West Point
Military Academy, 708 F Supp. 540, 544 (S.D.N_Y. 1989)
(dismissing 42 U.S.C. § 1985 claims as well as New York State
statutory claims because of Title VII preemption); Carver v
Casey, 669 F Supp. 412, 418-19 (S.D.Fla. 1987) (dismissing §§
1983 and 1986 claims because of Title VII preemption); Person
v. United States Dept. of Agriculture, 593 F Supp. 1054, 1058-
59 (E.D.Wis. 1984) (dismissing claims under 28 U.S.C. §§ 1331,
1343, 2201, and 2202 and Fifth Amendment of the United States
Constitution because of Title VII preemption).

In her complaint, O’Shell freely admits that her claims are

App. B-10

wholly related to her alleged wrongful suspensions and
termination, the last of which occurred in 1992. To the extent
that O’Shell complains about the administrative and judicial
proceedings derived from her 1990 law suit, those claims are also
related to her miliary employment and the subsequent actions of
her federal employer. As a result, O’Shell’s discrimination-based
claims pursuant to federal law other than Title VII cannot be
maintained and must be dismissed.

Further, O’Shell names seven defendants in this action.
Section 717(c) of Title VII directs that “the head of the
department, agency, or unit, as appropriate, shall be the
defendant.” 42 U.S.C. § 2000e-16(c); Blong v. Secretary of the
Army, 877 F.Supp. 1494, 1495 (D.Kan. 1995) (Secretary of the
Army was the only proper defendant in a § 717 case brought by a
civilian employee). Therefore, this court lacks subject matter
jurisdiction over any of the defendants other than Robert Walker,
Acting Secretary of the Army.~ The statutory remedies available
to O’Shell cannot be circumvented by suing individuals im tort.
Bush v. Lucas, 462 U.S. 367, 390 (1983) (barring recovery
against federal employee’s supervisor for defamation).

The defendants assert that Title VII claim is untimely.
Although O’Shell filed a number of administrative charges before
and during the 1990 lawsuit, the most recent right to sue letter she

?To the extent that O’Shell asserts a claim as a uniformed
member of the armed forces as a member of the Indiana National
Guard in a part-time position, her claim fails. Title VII does not
apply to uniformed members of the armed forces. The term
“military dependants” within the section proscribing
discrimination against employees of such departments includes
only civilian employees. Knutson v. Wisconsin Air National
Guard, 995 F.2d 765 (7" Cir.), cert. denied, 510 U.S. 933
(1993); Roper v. Department of the Army, 832 F.2d 247 (2™ Cir.
1987).

App. B-11

alleges to have received was received in November 1992. The
notice informed O’ Shell that she had thirty (30) calendar days to
file an appropriate civil action in federal court. See Randle v.
Bentsen, 19 F.3d 371, 373 (7" Cir. 1994): 5 US.C. § 7703(b)(2).

It is quite apparent-apparent from the face of the complaint
filed on April 13, 1998 - that O’Shell did not file this action
within the 30-day period which pertained to the most recent of the
right-to-sue letter. The timely filing of a Title VII action is a
“condition precedent” to filing suit, and is subject to equitable
modification. Perkins v. Silverstein, 939 F 2d 463, 470 (7" Cir.
1991); see also Irwin v. Dep't of Veterans Affairs, 498 U.S. 89,
95-96 (1990) (“the same rebuttal presumption of equitable tolling
applicable to [Title VII] suits against private defendants should
also apply to suits against the United States”). O’Shell’s
whistleblowing claim is likewise subject to a 30-day period of
limitations for seeking judicial review. See 5 US.C. §§
7702(a)(2), 7703(b)(2); McAdams v. Reno. 64 F 3d 1137, 1142
(8" Cir. 1995) (“Employees pursuing relief through an EEO
mixed case complaint may file a civil discrimination action in
federal district court within 30 days of a final decision by the
agency....”).

The running of the statute of limitations is an appropriate
ground for dismissal if it is apparent on the face of the complaint.
Rylewicz v. Beaton Serv., 698 F.Supp. 1391, 1398 (N.DIil.
1988); see also Jablon v. Dean Witter & Co., 614 F.2d 677, 682
(9hCir. 1980). O’Shell argues vigorously that the present action
was timely filed pursuant to both federal and state law.

Federal law is the proper source for determining whether the
plaintiff's action has been timely brought. The Supreme Court
held in the Occidental Life Ins. Co. of California v. EEOC, 432
U.S. 355 (1977), that it would be inconsistent with federal law to
apply a state statute of limitations to actions instituted by the

App. B-12

EEOC under Title VII since the EEOC was “required by law to
refrain from commencing a civil action until it ha[d] discharged
its administrative duties.” /d. At 368. There is no reason, in
either legal or practical terms, to use any period of limitation
other than that prescribed in Title VII itself to determine when suit
had to be brought. Lopez v. Louisiana Nat'l Guard, 733 F Supp.
1059 (E.D.La. 1990), aff'd, 917 F.2d 561 (5 Cir. 1990).

O’Shell seeks to avoid the straightforward computation of
time with respect to the present claim by suggesting that the
“involuntary dismissal without prejudice” of No. IP 90-1373-C-
M/F on April 3, 1992, saved her cause for refiling at some future
date. This tolling argument is without merit. Generally, a
dismissal without prejudice leaves the situation the same as if the
suit had never been brought. Hilbun v. Goldberg, 823 F.2d 881,
883 (5" Cir. 1987), cert. denied, 485 U.S. 962 (1988). Asa
result, where a case is dismissed, without prejudice, and the
statute of limitations has run, the plaintiff is precluded from re-
filing an action. Petrucelli v. Excel Recycling & Manufacturing,
Inc., 46 F.3d 1298, 1304 n.6 (3™ Cir. 1995).

Further, in the absence of a specific statute to the contrary,
there is no tolling of the statute of limitation for the period of time
during which the action so dismissed was pending. Parker v
Marcotte, 975 F.Supp. 1266 (C.D.Ca. 1997), Wilson v
Grumman Ohio Corp., 815 F.2d 26 (6" Cir. 1987); Bomer v.
Ribicoff, 304 F.2d 427 (6" Cir. 1962). Some courts have held
specifically that a timely claim which is dismissed without
prejudice for failure to prosecute does not toll the statute of
limitations. Dupree v. Jefferson, 666 F.2d 606, 610-11 (D.C.Cir.
1981); Stein v. Reynolds Securities, Inc., 667 F.2d 33, 34 (11"
Cir. 1982); Harris v. City of Canton, Ohio, 725 F.2d 371, 376-
77 (6" Cir. 1984). Other courts have merely assumed the same
proposition, with which this court is in agreement. Porter v.
Beaumont Enterprise and Journal. Inc., 743 F.2d 269, 273 (5®

App. B-13

Cir. 1984), Wei v. State of Hawaii, 763 F.2d 370, 372 (9" Cir.
1985)

O’Shell’s argument that the Indiana law controls the timing
of the refiling of her claims would fare no better, even if the
argument 's premise was sound. In order to characterize this
action as having been timely filed, O’Shell attempts to use the
Indiana savings statute, Ind.Code 34-1 1-8-1 (1998), commonly
known as the Journey Account Statute.> Under certain
circumstances, this statute permits a plaintiff to reinstate a lawsuit
which has suffered procedural default and have the lawsuit
considered a continuation of the original action. See. e.g.,

3

The Seventh Circuit provides an interesting history and rationale
of Indiana's Journey’s Account in Morris v. Jenkins, 819 F.2d
678 (7th Cir. 1987):

At common law, suits frequently failed a decision on their merits
on account of some matter of form. In such cases, the plaintiff
was permitted, within a reasonable time, to sue out a new writ,
and such renewal suit was deemed a continuation of the first. The
tume which was reasonable for such purpose was computed
theoretically with reference to the number of days required for
plamtiff to joumey to the place where the court was held, and
hence the name “Joumey’s Account.” (citations omitted). This
ancient remedy is not now recognized in this country, but, in lieu
thereof, statutes have been passed in nearly all of the states,
providing for a renewal of actions which have failed on account of
some matter not involving the merits. These statutes do not
contemplate a renewal or continuance of the former suit as at
common law under Journey’s Account, but that a new and distinct
suit shall be commenced, which shall be treated as a continuation
of such former suit.

Id. at 679 n.2 (citations omitted)(quoting Pennsylvania Co. v.
Good, 103 N_E. 672, 673 (1913)).

App. B-14

Mayfield v. Continental Rehabilitation Hosp. Of Terre Haute.
690 N.E.2d 738, 741 (Ind.App. 1998); Eves v. Ford Motor Co.,
152 Ind.App. 34, 42-43, 281 N.E.2d 826, 831 (1972) (statute
saves Claim brought in state court after expiration of original
statute of limitations when brought within 5 years after same
action abated by federal district court for jurisdictional reasons);
Abele v. A.L. Dougherty Overseas. Inc., 192 F.Supp. 955, 956-
57 (N.D.Ind. 1961) (statute saves employment action brought in
state court after expiration of original statute of limitations when
brought within 5 years after identical claim dismissed without
prejudice by federal district court). However, an action may be
saved “if a plaintiff commences an action and the plaintiff fails in
the action from any cause except: (1) negligence in the
prosecution of the action .. . a new action may be brought not
later than . . . three (3) years after the date of the determination
under subsection (a)... and be considered a continuation of the
original action commenced by the plaintiff.” IND. CODE § 34-
11-8-1. As already noted, No. IP 90-1373-C-M/F was dismissed
on April 3, 1992, based on O’Shell’s failure to prosecute.
Although O’Shell filed post-judgment motions and an appeal,
those proceedings were not commenced for ten months after the
original action was dismissed. Considering this history, it must
be concluded that neither the letter nor the spirit of Indiana’s
Journey Account Statute can rescue the plaintiff's present action
~ from dismissal.*

S her argument, O’Shell argues that her claim is saved under an
older and now repealed version of this statute. Ind.Code § 34-1-
2-8. The Indiana case law which interpreted that statute held that,
despite statutory language to the contrary, a claim which could be
reinstated under the previous version of the Journey Account
Statute would not be defeated by negligence in the prosecution.
Vesolowski v. Repay, 520 N.E.2d 433, 435-36 (Ind. 1988).
Interestingly, negligence in prosecution is the very reason that
(continued...)

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App. B-15

IV. Conclusion

The plaintiff's federal claims are either not cognizable at all
or barred by the applicable period of limitations within which
such claims had to be brought. With respect to the issue of
timeliness, the parties should recognize that “[s}tatutes of
limitations . . . represent a pervasive legislative judgment that it is
unjust to fail to put the adversary on notice to defend within a
specified period of time and that the right to be free of stale claims
in time comes to prevail over the right to prosecute them.”
Railroad Tel. v. Railway Express Agency, 321 U.S. 342, 349, 64
S. Ct. 582, 586 (1944). Whether considered as the attempted
continuation of O ‘Shell v. Department of the Air Force, IP 90-
1373-C-M/F (S.D.Ind. April 3, 1992), or as asserting new claims,
or both, the plaintiff's federal claims are time-barred.
Accordingly, the defendants’ motions to dismiss are granted. To
the extent that O’Shell asserts pendent state law claims, the
exercise of supplemental jurisdiction such claims is inappropriate
where the federal claims have been dismissed, and the state law
claims are therefore dismissed for lack of jurisdiction. 28 U.S.C.
§ 1367(c).

Judgment consistent with the Entry shall now enter. The
conference set for October 14, 1998, is vacated.

IT IS SO ORDERED.
(s/John D. Tinder
JOHN D. TINDER, Judge
Date: __ 9/28/98 United States District Court

*(...continued)
O’Shell’s 1990 suit was dismissed. In any event, in 1993, the
Indiana legislature amended the Joumey Account Statute to
clarify that it would not save an action which had failed due to
negligence in the prosecution. P.L. 239-1993.

App. C-16

UNITED STATES COURT OF APPEALS
For the Seventh Circuit
Chicago, Illinois 60604

July 9, 1999

Hon. WILLIAM J. BAUER, Circuit Judge
Hon. JOEL M. FLAUM, Circuit Judge
Hon. DANIEL A MANION, Circuit Judge

GLORIA K. O’SHELL,
Plaintiff-Appellant,

No. 98-3750 v

UNITED STATES OF
AMERICA, ROBERT M
WALKER, Acting Secretary
of the Army, MAJOR
GENERAL WILLIAM
NAVAS, JR., Director,
Army National Guard
Bureau; et al.,

Defendants- Appellees

a

ee ee ee

ORDER

Appeal from the United
States District Court
for the Souther
District

of Indiana,
Indianapolis

Division.

No. IP 98-0494-C-T/C

John D. Tinder, Judge.

On consideration of the petition for rehearing filed in the
above-entitled case on May 14, 1999, by plaintiff-appellant, no
judge in active service has requested a vote thereon, and all of the
judges on the orginal panel have voted to deny a rehearing.
Accordingly,

App. C-17

IT IS ORDERED that the aforesaid petition for rehearing
be, and the same is hereby DENIED.

App. D-18

UNITED STATES COURT OF APPEALS
For the Seventh Circuit
Chicago, Illinois 60604

(Submitted December 17, 1997°)

Before

UNPUBLISHED
ORDER

NOT TO BE CITED
PER CIRCUIT RULE
53

Hon. JOEL M. FLAUM, Circuit Judge
Hon. KENNETH F. RIPPLE, Circuit Judge
Hon. DIANE P. WOOD, Circuit Judge

GLORIA K. O’SHELL ]
Plaintiff-Appellant. ]

No. 97-2470 V. ]
UNITED STATES ]
DEPARTMENT OF THE ]
AIR FORCE, et al., ]
Defendants-Appellees. ]

]

]

]

ORDER

Appeal from the United
States District Court
for

the Southern District
of

Indiana, Indianapolis
Division.

No. 90 C 1373

Larry J. McKinney,
Judge.

On May 17, 1990, Gloria K. O’Shell commenced an action

After an examination of the briefs and the record, we have
concluded that oral argument is unnecessary, and the appeal is
submitted on the briefs and the record. See Fed. R. App. P.

34(a); Cir. R. 34(f).

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App. D+49

alleging that a number of defendants, all of whom bear some
connection to the United States Army,' discriminated against her
on the basis of her gender. On April 3, 1992, the district court
dismissed O’Shell’s case without prejudice for failure to
prosecute, pursuant to Rule 41(b) of the Federal Rules of Civil
Procedure. Ten months later, O’Shell filed numerous motions,
including a motion for relief from the district court’s order of
dismissal, which the district court construed as a motion pursuant
to Rule 60(b) of the Federal Rules of Civil Procedure. The
district court denied O’Shell’s Rule 60(b) motion and she appeals.
We affirm.

The district court dismissed O’Shell’s case for failure to
prosecute because she exhibited a pattem of failing to comply
with district court deadlines. O’Shell failed to meet filing
deadlines, failed to attend a pre-trial conference, and did not
respond to an Order to Show Cause, which gave her 30 days to
explain why her action should not be dismissed. Prior to the
dismissal, the district court issued two orders waming explicitly
that if she failed to respond to the court’s orders her case might be
dismissed with prejudice.” After O’Shell failed to respond to the

bre included claims against the Departments of the Army and Air
Force, the National Guard Bureau, the United States Army
Finance and Accounting Center, the United States Army Civilian
Appellate Review Agency, and fifteen individual defendants.
Pursuant to a motion by the defendants, the district court
dismissed all of the claims against all of the defendants expect
O’Shell’s claim against the Secretary of the Army under Title VII
of the Civil Rights Act of 1964.

Klthough O’Shell was represented by counsel at the time of the

first order, her counsel had filed a motion to withdraw. The court

granted counsel's motion to withdraw shortly after the issuance of
(continued...)

App. D-20

Order to Show Cause, the district court dismissed her case
without prejudice.

The district court explained that it denied O’Shell’s Rule
60(b) motion for relief from judgment because she had failed to
satisfy any of the criteria identified in the rule. Rule 60(b)
permits a party to seek relief from a final judgment on the grounds
of mistake, inadvertence, excusable neglect, newly discovered
evidence, fraud, or other justifying reason.

‘A trial court’s decision to deny Rule 60(b) relief ‘is entitled
to great deference,’ and is reviewed under the abuse of discretion
standard.” Robb v. Norfolk & Western Ry. Co., 122 F.3d 354,
357 (7 Cir. 1997) (quoting Tobel v. City of Hammond, 94 F 3d
360, 362 (7" Cir. 1996)). “We will find that a district court has
abused its discretion only if no reasonable person could agree
with the district court.” 7obel, 94 F.3d at 362. “Because we are
lumited to the question of whether a district court’s Rule 60(b)
determination involved an abuse of discretion, we do not review
the merits of the underlying judgment, and our review is far
narrower than it would be on direct appeal.” Provident Sav. Bank
v. Popovich, 71 F.3d 696, 698 (7th Cir. 1995). “Relief unde
Rule 60(b) ‘is an extraordinary remedy and is granted only in
exceptional circumstances.’” United States v. 8136 S. Dobston
Street, 125 F.3d 1076, 1082 (7" Cir. 1997) (quoting Dickerson v.
Board of Educ., 32 F.3d 1114, 1116 (7™ Cir. 1994) (citations and
internal quotations omitted)). O’Shell asserts that she was
entitled to relief under Rule 60(b) because of excusable neglect,

?(...continued)
the first warming. The withdrawal of counsel did not excuse
O’Shell’s failure to meet or respond to the district court’s
deadlines because both orders were served upon O’Shell and set
deadlines after the date of counsel’s withdrawal. Moreover,
O’Shell was a licensed attorney at that time.

=

App. D-21

misconduct on the part of her former attomey and the United
States Attomey representing the defendants, and the district
court’s failure to treat her like a typical pro se litigant.

O’Shell argues that she could not meet the d:strict court’s
deadlines because her time was consumed by the administrative
proceedings that the defendants had commenced against her in
relation to her numerous claims of discrimination. She also states
that she lacked adequate time to respond to the deadlines because
she was experiencing stress from the loss of her job, withdrawal
of her attomey, and search for new employment. Additionally,
O’Shell asserts that she did not respond to the Order to Show
Cause because the notice of the order sent to her got mixed up
with one of her tenant’s junk mail.

If O’Shell faced pressing deadlines in the administrative
Proceedings against her, she could have informed the district court
of these proceedings and requested an extension or formal stay
until the conclusion of the administrative proceedings. O’Shell
made no such request to the district court. O’Shell’s decision to
forgo compliance with the district court’s deadlines while she
dealt with the administrative Proceedings does not rise to an
“exceptional circumstance” that requires reversal of the district
court’s denial of her Rule 60(b) motion. “[W]here a party
willfully, albeit through ignorance or carelessness, abdicates its
responsibilities, relief from judgment under Rule 60(b) is not
warranted.” Zuelzke Tool & Engineering Co., Inc. v. Anderson
Die Castings, Inc., 925 F.2d 226, 229 (7" Cir, 1991).

O’Shell next argues that defense counsel and her attomey
committed misconduct in violation of Indiana’s Rules of
Professional Conduct by failing to inform the district court judge
of the pending administrative Proceedings. The argument is
unconvincing. “[T]he pro se status of an opponent does not
impose any special duty on a litigant.” Provident Sav. Bank. 7]

App. D-22

F 3d at 699. It was O’Shell who bore the burden of informing the
district court why she could not comply with the deadlines.
O’Shell also asserts that the defendants’ purpose in commencing
additional administrative proceedings against her was to obstruct
her from meeting the district court’s deadlines. However, O’Shell
fails to identify any facts that support her claim that the
defendants acted unlawfully in filing administrative proceedings.

In an attempt to support her assertion that the district court
abused its discretion in denying her Rule 60(b) motion. O’Shell
states that the district court improperly recognized that she was a
licensed attomey and treated her differently than a typical pro se
litigant. This argument is unavailing because we have noted that
‘“[w]hile we treat pro se litigants gently, a pro se attomey is not
entitled to special treatment.” Lockhart v. Sullivan, 925 F.2d
214, 216n.1 (7" Cir. 1991).

O’Shell raises for the first time in this appeal that she is
entitled to relief because the district court dismissed her
underlying claim “without prejudice” This issue is waived as it
was not presented to the district court. Oates v. Discovery Zone,
116 F.3d 1161, 1168 (7" Cir. 1997); Beshear v. Weinzapfel, 474
F.2d 127, 133 (7 Cir. 1973). Additionally, O’Shell raises
several issues that relate to the dismissal of her cause of action;
however, on review of the denial of a Rule 60(b) motion we do
not review the merits of the underlying claim. Provident Sav.
Bank, 7\ F.3d at 698. Lastly, O’Shell’s argument that the district
court improperly denied her request to amend or supplement her
claims with a 118 page “Supplemental Verified Amended
Complaint” is without merit. Viacom, Inc. v. Harbridge
Merchant Services, Inc., 20 F.3d 771, 784-85 (7" Cir. 1994) (a
plaintiff generally must succeed in setting aside the judgment
before seeking leave to amend the complaint).

O’Shell failed to demonstrate an “exceptional circumstance”

App. D-23

that would entitle her to relief from the district court’s judgment.
_ Therefore, the district court did not abuse Its dis

cretion in denying
her Rule 60(b) motion.

AFFIRMED.

App. E-24

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION

GLORIA K. O’SHELL,
Plaintiff,

CAUSE NO IP 90-1373 C
M/F

)
)
)
)
)
)
TOGO D. WEST, JR., )
SECRETARY OF THE ARMY,)
UNITED STATES )
DEPARTMENT OF THE )
ARMY,' )
Defendant. )
ORDER ON PLAINTIFF’S MOTION FOR RELIEF FROM
JUDGMENT

In the instant case, Plaintiff Gloria K. O’Shell alleged that a
large group of defendants, all of whom bear some connection to
the United States Army, discriminated against her on the basis of
her gender. O’Shell filed her initial complaint on May 17, 1990,
but this Court dismissed the matter on April 3, 1992, based upon
O’Shell’s failure to prosecute her claim. Ten months later,
O’Shell filed numerous motions, including a motion for relief
from this Court’s order of dismissal, which this Court has treated
as a motion under Rule 60(b) of the Federal Rules of Civil
Procedure. Three years passed before these motions received the
consideration of this Court, and all the motions aside from the

1

Togo D. West, Jr., the current Secretary of the Army, has been
automatically substituted as the proper defendant to this action
pursuant to Rule 25(d) of the Federal Rules of Civil Procedure.

App. E-25

60(b) motion have been denied. On October 4, 1996, this Court
directed the parties to complete an additional round of briefing
pertaining to the pending 60(b) motion, and the parties have
complied with this order. Upon review of these briefs and the
materials incorporated by reference, this Court now DENIES
O’Shell’s motion for relief from the dismissal order.

To place the present 60(b) motion in context requires a
review of the events leading up to this Court’s dismissal of the
action - - as well as other, more recent, events. When O’Shell
initially filed this action on May 17, 1990, she included claims
against the Departments of the Army and Air Force, the National
Guard Bureau, the United States Army Finance and Accounting
Center, the United States Army Civilian Appellate Review
Agency, and fifteen individual defendants. Only July 25, 1990,
the defendants moved for dismissal of all of the claims against all
of the defendants aside from O’Shell’s claim against the Secretary
of the Army (“Secretary”) under Title VII of the Civil Rights Act
of 1964. In an order dated September 24, 1990, this Court
granted the defendants’ motion and dismissed all of the defendants
except for the Secretary and all of the claims except for the Title
VII claim.

On October 19, 1990, the Secretary filed a motion to
dismiss under Rule 8 of the Federal Rules of Civil Procedure.
According to the Secretary, the thirty-one page complaint violated
the Rule’s requirement that a pleading should include “‘a short and
plain statement of the claim....” Fed R. Civ. P.8(a). In an
order dated July 31, 1991, this Court agreed that the plaintiff's
allegations were “confusing and at times rambling” but declined
to dismiss the action. Instead, this Court directed O’Shell to file
an amended complaint in compliance with Rule 8(a). O’Shell
complied with this order and filed an amended complaint on
August 13, 199].

App. E-26

On September 23, 1991, this Court issued a pretrial
scheduling order which established deadlines for filing of
contentions and discovery matter. Of particular relevance, this
order directed O’Shell to file her contentions “on or before
Jenuary 3, 1992....” On January 13, 1992, James Kelly,
O’Shell’s attorney, filed a motion to withdraw as counsel of
record. While this motion was still pending, this Court issued an
order, dated February |19, 1992, noting that O’Shell had failed to
file her contentions in a timely fashion. This order then directed
O’Shell to file her contentions by March 13, 1992. The order
also stated: “Should the plaintiff fail to respond to this Order of
the Court, this matter may be dismissed with prejudice.” In
addition, this order scheduled a pretrial conference for February
28, 1992. The order was served upon O’Shell and counsel for the
United States. In a separate order bearing the same date, this
Court granted Kelly's motion to withdraw as plaintiff's counsel
This order was also served upon O’Shell and counsel for the
United States

On February 28, 1992, counsel for the United States
attended the pretrial conference, but O’Shell did not. That same
date, this Court issued an order to show cause, which gave
O’Shell thirty days to inform the Court why her cause of action
should not be dismissed. This order specifically stated that a
failure to show good cause would result in dismissal of her
claims. Because O’Shell did not respond to the order to show
cause, this Court issued an order on April 3, 1992, dismissing her
cause of action pursuant to Federal Rule 41(b) based upon her
failure to prosecute her claims.

Ten months later, on February 8, 1993, O’Shell filed her
own appearance in this action~ along with several other motions -

(continued...)

App. E-27

~ meluding a “Verified Motion for Relief from 3 April 1992 Order
of Dismissal without Prejudice” (“Motion for Relief’). O’Shell
also filed a motion to supplement and amend her complaint - - as
well as a 131-page amended complaint. Through this amended,
O’Shell sought to state claims against forty-one different
defendants, including several whom this Court had previously
dismissed from the action. In an entry dated October 4, 1996
(“October Order’), this Court denied most of O’Shell’s pending
motions. Rather than simply reject O’Shell’s Motion for Relief
out of hand, however, this Court indicated that the motion would
be treated as having been filed under Rule 60(b) of the Federal
Rules of Civil Procedure. The October Order then directed the
Parties to submut an additional round of briefs addressing whether
O’Shell had a “meritorious claim or defense” under Title VII. To
be more specific, the Secretary had previously filed a brief
pertaining to certain 12(b) defenses; in this brief. the Secretary
argued that O’Shell had failed to file a timely charge of
discrimination with the Equal Employment Opportunity
Commission. The October Order instructed the parties to further
develop this issue “for the purpose of determining whether the
plaintiff has a meritorious claim which can be adjudicated, even if
a further basis for granting Rule 60(b) relief can be found.” Both
parties have submitted briefs as ordered.

Although the October Order directed the parties to focus
their attentions upon whether O’Shell filed a timely EEOC
charge, this Court now considers it more appropriate to being the
inquiry by examining whether O’Shell’s Motion for Relief meets
the requirements of Rule 60(b). The Federal Rules enumerate

*(..continued)
O’Shell differs from the more typical pro se litigant in that she is
a licensed attorney. “While we treat RIO sé litigants gently, a pro
&€ attomey is not entitled to special treatment.”
Sullivan, 925 F.2d 214, 216n.1 (7 Cir. 1991).

App. E-28

several instances under which a party may seek and obtain relief
from a court’s judgment. As one example, a court may “grant
relief from a judgment under the particular circumstances listed”
in Rule 60(b). Russell vy. Delco Remy Div. Of General Motors
Corp., 51 F.3d 746, 749 (7" Cir. 1995). In relevant part, this
rules states:

(b) Mistakes; Inadvertence; Excusable Neglect; Newly
Discovered Evidence; Fraud, Etc. On motion and upon such
terms as are just, the court may relieve a party or a party’s legal
representative from a final judgment, order, or proceeding for the
following reasons: (1) mistake, inadvertence, surprise, or
excusable neglect; (2) newly discovered evidence which by due
diligence would not have been discovered in time to move for a
new trial under Rule 59(b); (3) fraud (whether heretofore
denominated intrinsic or extrinsic), misrepresentation, or other
misconduct of an adverse party; (4) the judgment is void; (5) the
judgment has been satisfied, released or discharged, or a prior
judgment upon which it is based has been reversed or otherwise
vacated, or it is no longer equitable that the judgment should have
prospective application; or (6) and other reason justifying relief
from the operation of the judgment. The motion shall be made
within a reasonable time, and for reasons (1), (2), and (3) not
more than one year after the judgment, order, or proceeding was
entered or taken.

Fed. R. Civ. P. 60(b). In addition, it is important to note that
“[rJelief under Rule 60(b) is an extraordimary remedy that is to be
granted only in exceptional circumstances.” Provident Sav. Bank
v. Popovich, 71 F.3d 696, 698 (7" Cir. 1995); Russell, 51 F.3d at
749. “[Whhere a party willfully, albeit through ignorance or
carelessness, abdicates its responsibilities, relief from judgment
under Rule 60(b) is not warranted.” Zuelzke Tool & Eng’g Co.

y. Anderson Die Castings, Inc., 925 F.2d 226, 228 (7 Cir.
1991). The decision of whether to grant or deny a Rule 60(b)

i

App. E-29

motion is “committed to the district court’s sound discretion.”

Russell, 51 F.3d at 749.

O’Shell’s Motion for Relief does not satisfy any of the
criteria identified by Rule 60(b). This Court dismissed O’Shell’s
cause of action because she failed to meet the deadlines
established in the pretrial scheduling order, because she failed to
appear for a pretrial conference, and because she failed to respond
to an order of this Court which gave her thirty days to explain
why her cause of action should be dismissed. The Motion for
Relief does not attempt to attribute these failures to “mistake.
inadvertence, surprise, or excusable neglect,” so Rule 60(b)(1)
does not apply. Similarly, O’Shell has not identified any “newly
discovered evidence which by due diligence could not have been
discovered in time to move for a new trial under Rule 59(b),” so
Rule 60(b)(1) offers her no assistance 2

Rule 60(b)(3) allows a party to seek relief from a final
judgment based upon “fraud... . misrepresentation, or other
misconduct of an adverse party....” In the Motion for Relief.
O’Shell asserts that the defendant “unlawfully and intentionally
obstructed” her from complying with the pretrial scheduling order
by filing additional proceedings against her. Moreover, she
asserts that the defendants’ attomey “unethically and improperly

she Motion for Relief does incorporate by reference O’Shell’s
second amended complaint, which offers extensive factual
discussion of O’Shell’s claims. However, O’Shell does not
indicate in her Motion for Relief that this complaint contains any
facts which could not have been discovered in time to file a Rule
59(e) motion. More importantly, the second amended complaint
has itself been stricken from the record. To allow O’Shell to
obtain relief from judgment by relying upon facts contained in a
document which has already been explicitly excluded from any
subsequent proceeding would make little sense.

App. E-30

acted to take advantage” of her ‘unrepresented status.’” Under
the circumstances, this Court does not believe these allegations
support the “extraordinary remedy” of Rule 60(b) relief. First,
O’Shell has not identified any facts to support her claim that the
defendants acted unlawfully in filing the additional proceedings.
Second, it is inappropriate for O’Shell to claim that the defendants
took advantage of her unrepresented status. This Court’s order
wamed that dismissal would result if she did not show good
cause, as an attorney herself, O’Shell should have known she
could only avoid that result by filing some sort of response.

Third, and most importantly, O’Shell has never fully
explained why she failed to meet the deadlines established by the
pretrial scheduling order and the order of February 28, 1992. If
she faced pressing deadlines in the separate proceedings against
her, she could have informed this Court of that fact. She could
have also requested a formal stay of this action pending resolution
of the administrative proceedings. To have notified this Court of
the additional proceedings would have likely satisfied this Court’s
request for her to show good cause why her action should not be
dismissed. O’Shell did not exercise any of these options. Stated
sumply, O’Shell has requested relief from judgment based upon
actions which occurred before this Court entered that judgment.
If she would have notified the Court of her inability to respond to
the prior orders, then her action would not have been dismissed in
the first place. These circumstances do no warrant Rule 60(b)
relief.

The two remaining specific criteria of Rule 60(b) are equally
unavailing to O’Shell. Nothing suggests that the prior judgment
is void, so Rule 60(b)(4) does not apply. Similarly, Rule 60(b)(5)
is inapplicable because there ts no indication that “the judgment
has been satisfied, released or discharged, or a prior judgment
upon which it is based has been reversed or otherwise vacated, or
it 1s no longer equitable that the judgment should have prospective

App. E-31

application... .”

The Rule contains a catch-all Provision, which allows a
court to grant a 60(b) motion based upon “‘any other reason
justifying relief from the operation of the judgment.” Fed. R. Civ.
P. 60(b)(6). This provision could encompass O’Shell’s argument
that defense counsel and her attomey had a duty to inform this
Court of the additional Proceedings against her. However, this
argument lacks credence. O’Shell has identified no legal
authority suggesting that either the United States Attomey or her
attomey - - who withdrew as her representative before this Court
asked her to give good cause why her action should be dismissed -
- bore any duty to notify this Court of Separate administrative
proceedings. Ultimately, this Court believes that duty fell upon
O’Shell’s own shoulders. Once again, if she would have notified
this Court of her difficulty meeting the pretrial deadlines, this
Court could have rescheduled those deadlines or stayed the
Proceeding. O’Shell may not use a 60(b) motion to obtain relief
from a dismissal which she could have avoided by paying diligent
attention to the action she had filed.

In conclusion, this Court would emphasize that Rule 60(b)
“was intended to address mistakes attributable to special
circumstances... .” Russell, 51 F.3d at 749 No special
circumstances exist in the Present case. If O’Shell would have
notified this Court of the additional Proceedings against her, this
Court could have given her additional time or entered a Stay.
Under the circumstances, Rule 60(b) relief would be
inappropriate. Therefore, this Court now DENIES O’Shell’s
Motion for Relief. The order of dismissal shall remain in effect
as previously entered.

IT IS SO ORDERED THIS 16% day of April, 1997.

App. F-32

UNITED STATES COURT OF APPEALS
For the Seventh Circuit
Chicago, Illinois 60604

Dated March 9, 1998
Before
Hon. JOEL M. FLAUM, Circuit Judge

Hon. KENNETH F. RIPPLE, Circuit Judge
Hon. DIANE P. WOOD, Circuit Judge

GLORIA K. O’SHELL, ] Appeal from the United
Plaintiff-Appellant. ] — States District Court
for
No. 97-2470 V. ] the Southern District
of
UNITED STATES ] Indiana, Indianapolis
DEPARTMENT OF THE ] Division
AIR FORCE, et al., ]
Defendants-Appellees. ] No. 90 C 1373
J
] Larry J. McKinney,
] Judge.
ORDER

On consideration of the petition for rehearing filed by
plaintiff-appellant on February 23, 1998, all members of the panel
have voted to DENY the petition. Accordingly,

IT IS ORDERED that the petition for rehearing be, and the
same is hereby, DENIED.

App. G-33

UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF INDIANA
INDIANAPOLIS DIVISION

GLORIA K. O’SHELL,
Plaintiff.

MICHAEL P.W. STONE.
Secretary of the Army,

)
)
)
V. ) CAUSE NO. IP 90-1373-C
)
)
)
Defendant )

ORDER OF DISMISSAL

The plaintiff having failed to show Cause why this cause
should not be dismissed for failure to prosecute, pursuant to Rule
41(b) of the Federal Rules of Civil Procedure, this cause is now
ORDERED DISMISSED WITHOUT PREJUDICE.

IT IS SO ORDERED this 3 day of April, 1992.

LARRY J. McKINNEY, JUDGE
United States District Court
Souther District of Indiana

App. H-34
United S Constituti

Article 2 § 2 U.S. Constitution
“[1] The President shall be commander in chief of the Army and
Navy of the United States, and of the militia of the several states,
when called into the actual service of the United States...”

Article 4 § 1] U.S. Constitution
‘Full faith and credit shall be given in each state to the public
acts, records and judicial proceedings of every other state. And
the congress may by general laws prescribe the manner in which
such acts, records and proceedings shal! be proved, and the effect
thereof.”

Amendment 2 U.S. Constitution
‘A well-regulated militia being necessary to the security of a free
state, the nght of the people to keep and bear arms, shall not be
infringed.”

Amendment 14 U.S. Constitution
‘All persons bom or naturalized in the United States, and subject
to the jurisdiction thereof, are citizens of the United States and of
the state wherein they reside. No state shall make or enforce any
law which shall abridge the privileges or immunities of citizens of
the United States; nor shall any state deprive any person of life,
liberty, or property without due process of law; nor deny to any
person within its jurisdiction the equal protection of the laws.

Indiana Constituti

Article | § 12

‘All courts shall be open; and every person for injury done to him
in his person, property or reputation shall have remedy by due
course of law. Justice shall be administered freely, and without
purchase, completely, and without denial; speedily and without

App. H-35

delay.”

Article 1 § 23
“The General Assembly shall not grant to any citizen, or class of
citizens, privileges or immunities which, open the same terms,

shall not equally belong to all citizens.”

Article 1 _§ 24

“No ex post facto law, or law impairing the obligation of
contracts, shall ever be passed.”

Article ] § 33
“The mulitary shall be kept in strict subordination to the civil
power.”

Article 4 § 23

“In all cases enumerated in the preceding Section [§ 22; Local or
special laws forbidden], and in all other cases where a general law
can be made applicable, all laws shall be general, and of uniform
operation throughout the State.”

Article 4 § 27
“Every statute shall be a public law, unless otherwise declared in
the statute itself.”

Article 5 § 12

“The Governor shall be commander-in-chief of the armed forces,
and may call out such forces, to execute the laws or to suppress
insurrection, or to repel invasion.”

Article 12 § 1 & § 2

§ 1 “A militia shall be provided... (and) may be divided into

active and inactive classes and consist of such military
organizations as may be provided by law.”

—

App. H-36

§ 2 “The Governor is Commander-in-Chief of the militia and
other military forces of this state.”

Article 15 § 1
“All officers, whose appointment is not otherwise provided for in
this Constitution, shall be chosen in such manner as now is, or

hereafter may be, prescribed by law.”

Article I5§4 —

“Every person elected or appointed to any office under this
constitution, shall, before entering on the duties thereof, take an
oath or affirmation to support the Constitution of this State and of
the United States, and also an oath of office.”

USC.
§ 2301. Merit system principles
(a) This section shall apply to -
(1) an Executive Agency; and

(b) Federal personnel management should be implemented
consistent with the following merit system principles:

(2) All employees ... should receive fair and equitable
treatment in all aspects of personnel management without
regard to political affiliation, race, color, religion, national
origin, sex, marital status, age, or handicapping condition,
and with proper regard for their privacy and constitutional
rights.

(9) Employees should be protected against reprisal for the
lawful disclosure of information which the employees
reasonably believe evidences --

(A) a violation of any law, rule or regulation, or

2USC.

App. H-37

§ 2302. Prohibited personnel practices
(a)(1) For the purpose of this title, “prohibited personnel
practice” means any action described in subsection (b) of this
section.
(2) For the purpose of this section --
(A) “personnel action” means --

(ili) an action under chapter 75 of this title or other
disciplinary or corrective action:

(B) “covered position” means, with respect to any personnel
action, any position in the competitive service .. .

(C) “agency means and Executive agency...

(b) Any employee who has authority to take, direct others to
take, recommend, or approve any personnel action, shall not, with
respect to such authority --

(1) discriminate for or against any employee or applicant
for employment --
(A) on the basis of race, color religion, sex or national
origin, as prohibited under section 717 of the Civil Rights
Act of 1964 (42 U.S.C. 2000e-16):

(9) take ox fail to take, or threaten to take or fail to take,
any personnel action against any employee or applicant for
employment because of --

(A) the exercise of any appeal, complaint, or
grievance right granted by any law, rule, or regulation:

(B) testifying for or otherwise lawfully assisting any
individual in the exercise of any night referred to in
subparagraph (A);

(D) for refusing to obey an order that would require
the individual to violate a law:

App. H-38

(10) discriminate for or against any employee or applicant
for employment on the basis of conduct which does not
adversely affect the performance of the employee or applicant
or the performance of others ....

(11) take or fail to take any other personnel action if the
taking of or failure to take such action violates any law, rule,
or regulation implementing, or directly concerning, the merit
system principles contained in section 2301 of this title.

(c) The head of each agency shall be responsible for the
prevention of prohibited personnel practices, for the compliance
with and enforcement of applicable civil service laws, rules, and
regulations, and other aspects of personnel management, and for
ensuring (in consultation with the Office of Special Counsel) that
agency employees are informed of the nghts and remedies
available to them under this chapter and chapter 12 of this title.
Any individual to whom the head of an agency delegates authority
for personnel management, or for any aspect thereof, shall be
similarly responsible within the limits of the delegation.

(d) This section shall not be construed to extinguish or lessen
any effort to achieve equal employment opportunity through
affirmative action or any right or remedy available to any
employee or applicant for employment in the civil service under --

(1) section 717 of the Civil Rights Act of 1964 (42 U.S.C.
2000e-16), prohibiting discrimination on the basis of race,
color, religion, sex, or national ongin;

SUS.C.
§ 7513. Cause and procedure

(a) Under regulations prescribed by the Office of Personnel
Management, an agency may take an action covered by this
subchapter against an employee only for such cause as will
promote the efficiency of the service.

(d) An employee against whom an action is taken under this

App. H-39

section is entitled to appeal to the Merit Systems Protection Board
under section 7701 of this title.

SUS.C.
§ 7701. Appellate procedures

(a) An employee . . . may submit an appeal to the Merit
Systems Protection Board from any action which is appealable to
the Board under any law, rule, or regulation. An appellant shall
have the right....

(c)(2) Notwithstanding paragraph (1), the agency's decision
may not be sustained under subsection (b) of this section if the
employee....

(B) shows that the decision was based on any prohibited
personnel practice described in section 2302(b) of this title; or

(C) shows that the decision was not in accordance with
law.

SUSC.

§ 7702. Actions involving discrimination
(a1) Notwithstanding any other provision of law, and except

as provided in paragraph (2) of this subsection, in the case of any

employee .. . who --

: (A) has been affected by an action which the employee or
applicant may appeal to the Merit Systems Protection Board,
and

(B) alleges that a basis for the action was discrimination
prohibited by --
(i) section 717 of the Civil Rights Act of 1964 (42
U.S.C. 2000e-16

the Board shall, within 120 days of the filing of the appeal, decide

both the issue of discrimination and the appealable action in

App. H-40

accordance with the Board's appellate procedures under section
7701 of this title and this section

(3) Any decision of the Board under paragraph (1) of this
subsection shall be a judicially reviewable action as of --
(A) the date of issuance of the decision if the employee or
applicant does not file a petition with the Equal Employment
Opportunity Commussion under subsection (b)(1) of this
section, or
(B) the date the Commission determines not to consider
the decision under subsection (b)(2) of this section
(b)(1) An employee or applicant4nay, within 30 days after
notice of the decision of the Board under subsection (a) 1) of this
section, petition the Commussion to consider the decision

(2) The Commission shali, within 30 days after the date of the
petition, determine whether to consider the decision. A
determimation of the Commission not to consider the decision may
not be used as evidence with respect to any issue of discrimination
in any judicial proceeding concering that issue

(e)( 1) Notwithstanding any other provision of law, if at any
tume after -

(A) the 120” day following the filing of any matter
described in subsection (a)(2) of this section with an agency,
there 1s no judicially reviewable action under this section or an
appeal under paragraph (2) of this subsection:

(B) the 120” day following the filing of an appeal with the
Board under subsection (a) 1) of this section, there is no
judicially reviewable action (unless such action is not as the
result of the filing of a petition by the employee under
subsection (b)( 1) of this section, or

(C) the 180" day following the filing of a petition with the
Equal Employment Opportunity Commission under subsection
(b)( 1) of this section, there is no final agency action under
subsection (b), (c), or (d) of this section,

App. H-4]

an employee shall be entitled to file a civil action to the same
extent and in the same manner as provided in section 71 7(c) of the
Civil Rights Act of 1964 (42 U.S.C. 2000e-16(c))....

(2) If, at any time after the 120" day following the filing of
any matter described in subsection (a)(2) of this section with an
agency, there is no judicially reviewable action, the employee may
appeal the matter to the Board under subsection (a)(1) of this
section

(3) Nothing in this section shall be construed to affect the right
to trial de novo under any provision of law described in
subsection (a)(1) of this section after a judicially reviewable
action, including the decision of an agency under subsection
(a2) of this section.

SUSC
§ 7703. Judicial review of decisions of the Merit Systems
Protection Board

(2) Cases of discrimination subject to the provisions of section
7702 of this title shall be filed under section 717(c) of the Civil
Rights Act of 1964 (42 U.S.C. 2000e-16(c))....
Notwithstanding any other provision of law, any such case filed
under any such section must be filed within 30 days after the date
the individual filing the case received notice of the judicially
reviewable action under such section 7702.

(c). « . except that in the case of discrimination brought under
any section referred to in subsection (b)(2) of this section, the
employee or applicant shall have the right to have the facts
subject to trial de novo by the reviewing court.

App. H-42
4USC

§ 1981a. Damages in cases of intentional discrimination in

employment.

(a) Right of recovery
(1) Civil mghts

In an action brought by a complaining party under

section 706 or 717 of the Civil Rights Act of 1964 (42 U.S.C.
2000e-5) [42 U.S.C.A. §§ 2000e-5 or 2000e-16] against a
respondent who engaged in unlawful intentional discrimination
(not an employment practice that 1s unlawful because of its
disparate impact) prohibited under section 703, 704, or 717 of
the Act (42 U.S.C. 2000e-2 or 2000e-3) [42 US.C.A. §§
2000e-2, 2000e-3, or 2000e-16], and provided that the
complaining party cannot recover under section 1981 of this
title, the complaining party may recover compensatory and
punitive damages as allowed in subsection (b) of this section,
in addition to any relief authorized by section 706(g) of the
Civil Rights Act of 1964 [42 U.S.C.A. § 2000e-5(g)], from
the respondent.

(b) Compensatory and punitive damages

(1) Determination of punitive damages.

A complaining party may recover punitive damages
under this section against a respondent (other than a
government, governmental agency or political
subdivision) if the complaining party demonstrates that
the respondent engaged in a discriminatory practice or
discriminatory practices with malice or with reckless
indifference to the federally protected nghts of an
aggrieved individual.

(c) Jury tral

If a complaining party seeks compensatory or punitive
damages under this section --

(1) any party may demand a trial by jury; and

App. H-43

(2) Discriminatory practice

The term “discriminatory practice” means the
discrimination described in paragraph (1)... of subsection (a)
of this section.

42USC.
§ 1985. Conspiracy to interfere with civil rights

(3) Depriving persons of rights or privileges

If two or more persons in any state or Territory conspire . . .
for the purpose of depriving, either directly or indirectly, any
person or class of persons of the equal protection of the laws, or
of equal privileges and immunities under the laws; or for the
purpose of preventing or hindering the constituted authorities of
any State or Territory from giving or securing to all persons
within such State or Territory the equal protection of the laws .. .
in any case of conspiracy set forth in this section, if one or more
person engaged therein do, or cause to be done, any act in
furtherance of the object of such conspiracy, whereby another is
incurred in his person or property, or deprived of having and
exercising any right or privilege of a citizen of the United States,
the party so injured or deprived may have an action for the
recovery of damages, occasioned by such injury or deprivation,
against any one or more of the conspirators.

42U SC.
§ 1986. Action for neglect to prevent mi
Every person who, having knowledge that any of the wrongs
conspired to be done, and mentioned in section 1985 of this title,
are about to be committed, and having power to prevent or aid in
preventing the commission of the same, neglects or refuses so to
do, if such wrongful act be committed, shall be liable to the party
injured, or his legal representatives, for all damages caused by
such wrongful act, which such person by reasonable diligence

App. H-44

could have prevented, and such damages may be recovered in an
action on the case, and any number of person guilty of such
wrongful neglect or refusal may be joined by defendants in the
action....

42USC.

§ 2000e-3. Other unlawful employment practices

(a) Discrimination for making charges, testifying, assisting, or
participating in enforcement proceedings.

It shall be an unlawful employment practice for an employer to
discriminate against any of his employees . . . because he has
opposed any practice made an unlawful employment practice by
this subchapter, or because he has made a charge, testified,
assisted, or participated in any manner in an investigation,
proceeding, or hearing under this subchapter.

42USC.
§ 2000e-16. Employment by Federal Government
(a) Discriminatory practices prohibited; employees or applicants
for employment subject to coverage

All personnel actions affecting employees .. . in military
departments as defined in section 102 of Title 5 . . . shall be made
free from any discrimination based on race, color, religion, sex ,
or national ongin.

(c) Civil action by employee . . . for redress of grievances; time
for bringing of action; head of department, agency, or unit
as defendant

Within 90 days of receipt of notice of final action taken by a
department, agency, or unit referred to in subsection (a) of this
section, or by the Equal Employment Opportunity Commission
upon an appeal from a decision or order of such department,
agency, Or unit on a complaint of discrimination based on race,
color, religion, sex or national ongin brought pursuant to
subsection (a) of this section, Executive Order 11478 or any

—————EEee =

App. H-45

succeeding Executive orders, or after one hundred and eighty days

from the filing of the initial charge with the department, agency,

or unit or with the Equal Employment Opportunity Commission
on appeal from a decision or order of such department, agency, or
unit until such time as final

[Text truncated at 120,000 characters. The full text is on the page linked above.]

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386014_0574%3A1. Public record. Not legal advice.
