# Petition for Writ of Certiorari — Dresen v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1998
- **Citation:** 522 U.S. 1052

## Text

97 935 DE - 4 1997

OFFICE OF THE CLERK

No.

IN THE

Supreme Court of the United States
OCTOBER TERM, 1997

TECHNICAL SERGEANT DONALD J. DRESEN,
PETITIONER

Vv.

UNITED STATES OF AMERICA, RESPONDENT

Petition For a Writ of C-~tiorari to the
United States Court of Appeals tur the Armed Forces

PETITION FOR WRIT OF CERTIORARI

Margo Stone Newton

Captain, United States Air Force
Appellate Defense Counsel
Counsel for Petitioner

Douglas H. Kohrt

Colonel, United States Air Force
Chief, Appellate Defense Division
Counsel of Record

Air Force Legal Services Agency
Appellate Defense Division
112 Luke Avenue, Suite 343
Bolling AFB, DC 20332-8000
(202) 767-1562

November 1997

7+ pp

QUESTION PRESENTED

Whether it was improper for the 8th Air Force Legal
Office, given their active involvement in attempting to
overturn the Court of Appeals for the Armed Forces’ Decision
ordering a new action, to have provided the legal advice to the
8th Air Force Commander, the convening authority, regarding
the disposition of petitioner’s case.

ili

TABLE OF CONTENTS

Page
GRRE WITTE) 6 coos co vce bdnnscaucneuue i
OIE SP RF RUPE IID oo og vos oc cv neu ntbe eens «. iV
I i a oy eC aga 1
sete cag ASS ARI ce Area embeee Suan ee 1
CONSTITUTIONAL PROVISION INVOLVED ......... 2
CemNnE DE OP SOUR oo es on a Che edenh.s 2
REASON FOR GRANTING THE WRIT ............... 6
RE coi eo a sas 14

APPENDIX A
(Opinion of the United States Court of Appeals
for the Armed Forces, dated 15 September 1997) .... 1a

APPENDIX B
(Opinion of the United States Air Force
Court of Criminal Appeals, dated 30 July 1996) .... 10a

APPENDIX C
(Opinion of the United States Court of Appeals
for the Armed Forces, dated 27 September 1995). .. 17a

APPENDIX D
(Opinion of the United States Air Force Court of
Criminal Appeals, dated 12 May 1995). .......... 19a

APPENDIX E
(Opinion of the United States Court of Military
Appeals, dated 22 September 1994) .............. 21a

APPENDIX F
(Opinion of the United States Air Force Court of
Military Review, dated 22 March PRIN cas Sess 33a

iV

TABLE OF AUTHORITIES
Page
Military Cases:

United States v. Brown, 17 M.J. 987
CPR BA os iio co ek ne KO a ee ake 8,9
United States v. Coulter, 3 USCMA 657, 14
Ce PE a Ne ies ea bse heen 75 2a
United States v. Dresen, —_M.J. — (No. 93-0949,
SORMEIIIINE EO A) ek eR eee eens eee 1,6
United States v. Dresen, ACM 29249 (AFCMR,
FUER Res RE ae a ee eee a 1,6
United States v. Dresen, 43 M.J. 372 (1995) ....... 1,4
United States v. Dresen, ACM 29249
(A.F.Ct.Crim.App., May 12, 1995) .............. i,3
United States v. Dresen, 40 M.J. 462
CL SOE oS vee rie eh ees ook ia scl x hha is
United States v. Dresen, 36 M.J. 1103
CAR RCE Thc i he bse is Rh eis base beewnne 1.3
United States v. Gordon, 1 USCMA 255, 2
Ce BE CA bois hs oss sek be beer Re ee f Os
United States v. Graham, 17 C.M.R. 889
CPAP CR asd ae SN DK heeds 4 ti aaa wa 8 9
United States v. Haimson, 5 USCMA 208, 17
CE RES hcg a vv eek k os ode ws ad Soe ea 7)
United States v. Holt, 38 M.J. 682
(A Bee Be ahs os Mie eri 60 5 9h see ee ll
United States v. Leal, 44 M.J. 235 (1996) ........ 8, 12

United States v. McCormick 34 M.J. 752
tye AS BO ea ren “Drege usar la ak rag rarncee eS Re:

United States v. Rice, 33 M.J. 451 (CMA 1991) ..... 1]
United States v. Waddell, ACM S29061
(A.F.Ct.Crim.App., February 13,1996) ........--. 1]

Manual for Courts-Martial, United States, 1984
(1998S ed.):

Rule for Courts-Martial (R.C.M.) 1106(b) ......... 1]

Federal Statutes:

LONGO BOG N ie. oi Gets 1
Re BI ee ea 1
iG Se i 8, 10, 13, 14

10 U.S.C. §§ 890, 891, and 912a

]

The petitioner, Technical Sergeant Donald J. Dresen,
respectfully prays that a writ of certiorari issue to review the
order and judgment of the United States Court of Appeals for
the Armed Forces entered in his case on September 15, 1997.

OPINIONS BELOW

Petitioner’s case had been heard numerous times below.
The most recent order and judgment of the United States Court
of Appeals for the Armed Forces, reported at United States v.
Dresen, — M.J. — (No. 93-0949, September 15, 1997), is
located at Appendix A. The latest opinion of the United States
Air Force Court of Criminal Appeals (No. ACM 29249, July
30, 1996) is unpublished and is located at Appendix B. The
Court of Appeals for the Armed Forces’ summary disposition
setting aside the Air Force Court of Criminal Appeals’
decision, reported at 43 M.J. 372 (1995), is at Appendix C. The
unpublished Air Force Court of Criminal Appeals’ decision
(No. ACM 29249, May 12, 1995) before that is at Appendix D.
The first opinion of the Court of Appeals for the Armed
Forces, then the Court of Military Appeals, reported at 40 M.J.
462 (C.M.A. 1994), is at Appendix E. The Air Force Court of
Criminal Appeals’, then the Air Force Court of Military
Review's, firit opinion was reported at 36 M.J. 1103 (AFCMR
1993), and is at Appendix F.

JURISDICTION

The judgment of the United States Court of Appeals for
the Armed Forces was entered on September 15, 1997. The
jurisdiction of this Court is invoked under 28 U.S.C.A. § 1259
(3) (West Supp. 1996) and 10 U.S.C.A. § 867(a) (West Supp.
1996).

CONSTITUTIONAL PROVISION INVOLVED

The Due Process Clause of the Fifth Amendment to the
Constitution of the United States provides in relevant part:

“No person shall . . . be deprived of life, liberty, or
property, without due process of law .. .”

STATEMENT OF THE CASE
Procedural History:

On 15,16,17,22 and 23 January 1991, petitioner was tried
by a general court-martial at Carswell Air Force Base, Texas.
He was ccuvizted, contrary to his pleas, of one specification
of disobeying a lawful order of a superior commissioned
officer, one specification of disobeying a lawful order of a
non-commissioned officer, and wrongfully using marijuana
on divers occasions, in violation of Articles 90, 91, and 112a,
Uniform Code of Military Justice, 10 U.S.C. §§ 890, 891, and
91 2a, respectively.

He was sentenced to a bad conduct discharge,
confinement for 12 months, forfeiture of $500.00 pay per
month for 6 months, and reduction to the grade of airman
basic (El). On 17 April 1991, pursuant to the advice from his
staff judge advocate, the convening authority, 8th Air Force
Commander Lieutenant General Shuler, Jr., dismissed Charge
I and its specification due to an improper referral, approved
the finding of guilt to Charge III and its specification, and
approved a bad conduct discharge, confinement for 10
months, forfeiture of $500.00 pay per month for 6 months,
and reduction to the grade of airman basic (E~1).

In its initial review on 29 March 1993, the then Air Force
Court of Military Review affirmed the finding but reassessed
the sentence because the Court was uncomfortable that the
convening authority, after disapproving a charge that

constituted 5 years of the maximum 7 years in confinement
petitioner was subject to, could meaningfully determine what
the sentence would have been absent Charge I and its
specification. Although “confident” that a servicemember with
19% years of service and no prior disciplinary problems would
have received some jail time from enlisted and officer
members for divers uses of marijuana, the Court only
approved as an appropriate sentence a bad conduct discharge
and reduction to the grade of airman basic (E-l). United
States v. Dresen, 36 MJ 1103 (AFCMR 1993) (Appendix F) .
By that time, the petitioner had already served his 10 months
in jail.

On the first review to the Court of Appeals for the Armed
Forces, then the Court of Military Appeals, (22 September
1994) (Appendix E), that Court specifically found that the Air
Force Court had not abused its discretion by not ordering a
rehearing on sentence. However, the Court set aside the
decision, finding that the record of trial should have been
returned to the convening authority because petitioner
received inadequate representation, which was prejudicial,
when his defense counsel had asked the convening authority
to approve the bad conduct discharge, a request contrary to
the express desires of the petitioner. United States v. Dresen,
40 MJ 462 (CMA 1994).! The Court ordered petitioner’s
record of trial returned to “the Judge Advocate General of the
Air Force for referral to a new convening authority for a
recommendation by the Air Force staff judge advocate and
action by the convening authority . . .” /d, at 465. Petitioner’s
record of trial was returned to the 8th Air Force commander
(the convening authority), at that time Lieutenant General

IThe Air Force Court had found error on the part of defense counsel
requesting approval of a bad conduct discharge, contrary to appellant's
express wish, but had found no prejudice.

Stephen B. Croker, for a second submission of clemency
matters and a second staff judge advocate recommendation.
On 16 February 1995, the convening authority approved the
same sentence as had been approved in 1991: a bad conduct
discharge, confinement for 10 months, forfeiture of $500.00
pay per month for 6 months, and reduction to the = of
airman basic (E-1).

On 12 May 1995, in its second review, the now named
Air Force Court of Criminal Appeals approved the findings
and the sentence as “correct in law and fact.” (Appendix D).
No further or new issues were raised by petitioner’s counsel
prior to the Air Force Court’s 12 May 1995 decision.

For the second appeal to the Court of Appeals for the
Armed Forces, then the Court of Military Appeals, Captain
Michael McIntyre was assigned as petitioner’s appellate
defense counsel due to the permanent change of station (PCS)
of his prior appellate defense counsel. On 5 July 1995,
petitioner raised one assignment of error in his Supplement to
his Petition for a Grant of Review. On 10 July 1995 the
Government entered its “general opposition” and did not file a
specific reply. On 27 September 1995, the Court of Appeals
for the Armed Forces again set aside the decision of the Air
Force Court of Criminal Appeals, finding that the staff judge
advocate had erred in advising the convening authority that
the maximum sentence he could approve was the sentence
originally approved by the convening authority in 1991 (a bad
conduct discharge, 10 months confinement, forfeitures of
$500.00 pay per month for 6 months, reduction to the rank of
airman basic) and not the sentence ultimately approved by the
Air Force Court in its 1993 decision (a bad conduct discharge
and reduction to the rank of airman basic). The Court of
Appeals for the Armed Forces ordered that petitioner’s record
of trial be returned to the “Judge Advocate General of the Air
Force for resubmission to the convening authority for a new

re

staff judge advocate’s recommendation and action.”
(Appendix C). Appellee did not file a Petition for
Reconsideration with the Court within 10 days of its decision,
as required by Rule 31 of the Court of Appeals for the Armed
Forces Rules of Practice and Procedure. In accordance with
that Court’s decision, on 20 October 1995, the petitioner’s
record of trial was returned to the 8th Air Force commander
by The Air Force Judge Advocate General for “resubmission”
to the convening authority.

During the week of 17 December 1995, the Air Force
Appellate Defense Division (also known as “AFLSA/JAJA"),
(through petitioner’s counsel) inquired about the status of
petitioner’s clemency submissions. No new action had been
taken by that date. Petitioner had not been appointed any
defense counsel to assist him with clemency matters. No
explanation was provided as to what 8th Air Force had been
doing with petitioner’s record of trial from 20 October 1995
to 17 December 1995. The Appellate Defense Division was
informed that the 8th Air Force legal office was working with
the Appellate Government Division to petition the Court of
Appeals for the Armed Forces to reconsider its 27 September
1995 decision. This request was being made despite the fact
that The Judge Advocate General of the Air Force had
returned petitioner’s record of trial on 20 October 1995 in
order to comply with the Court of Appeals for the Armed
Forces’ order. (staff judge advocate recommendation, block
36b). On 27 December 1995, the Government filed a petition
for reconsideration, which was denied by the Court of
Appeals for the Armed Forces on 25 January 1996.

On 2 April 1996, the 8th Air Force commander, at that
time Lieutenant General Phillip Ford, upon the
recommendation of Captain Tooker and the staff judge
advocate, approved the findings and a sentence to a bad
conduct discharge and reduction to the grade of airman first

class (E-3). Captain Tooker actually wrote the staff judge
advocate recommendation and the addendum, recommending
to the convening authority that petitioner’s bad conduct
discharge be approved, although petitioner requested that the
bad conduct discharge be disapproved. On 30 July 1996, on
review to the Air Force Court of Criminal Appeals for a third
time, that Court once again affirmed. (Appendix B).

Appellant then petitioned the Court of Appeals for the
Armed Forces again. On 15 September 1997, that Court held
that the 8th Air Force legal office was not disqualified from
providing legal advice to the convening authority in
petitioner’s case. (Appendix A).

REASON FOR GRANTING THE WRIT

IT WAS IMPROPER FOR THE 8TH AIR FORCE
LEGAL OFFICE, GIVEN THEIR ACTIVE
INVOLVEMENT IN ATTEMPTING TO
OVERTURN THE COURT OF APPEALS FOR
THE ARMED FORCES’ DECISION ORDERING
A NEW ACTION, TO HAVE PROVIDED THE
LEGAL ADVICE TO THE 8TH AIR FORCE
COMMANDER, THE CONVENING
AUTHORITY, REGARDING THE DISPOSITION
OF PETITIONER’S CASE.

As noted, the Air Force Appellate Defense Division was
informed in December 1995 that the 8th Air Force legal office
was in the process of asking the Appellate Government
Division to request reconsideration out of time of the 27
September 1995 decision by the Court of Appeals for the
Armed Forces. This fact was confirmed in the staff judge
advocate’s recommendation. In the recommendation itself,
Captain Tooker states that “This office requested, through
appellate channels, that the United States Court of Appeals for
the Armed Forces reconsider their order.” (staff judge

advocate recommendation, block 36b). The staff judge
advocate, Colonel Mangin, signed the recommendation and
addendum, concurring with the statements made by Captain
Tooker. When reconsideration was denied, the 8th Air Force
legal office recommended that petitioner’s bad conduct
discharge be approved.

The Law

As Court of Appeals for the Armed Forces has long
stated, an accused’s best hope for sentencing relief is with the
convening authority. United States v. Coulter, 3 USCMA 657,
14 CMR 75, 78 (1954). Thus, an accused has a right to an
impartial review of his case for clemency. United States v.
Gordon, 1 USCMA 255, 2 CMR 161 (1952). “. . . [H]uman
behavior is such, that when a person interested in the outcome
of a trial, is called upon to pass on the results of that trial, his
decision is necessarily different from that of a person who had
no interest in the matter.” Coulter, supra, citing Gordon,
supra. It is of utmost importance to an accused that the post-
trial recommendation, upon which the convening authority
will base his action on the sentence, be free of any possible
suggestion of personal partiality or bias on the part of the
reviewer. Jd. Therefore, it was fundamentally unfair for the
8th Air Force legal office to have been involved in providing
advice to the convening authority about petitioner’s clemency
submissions after they had taken an active, and indeed lead
role, in attempting to deny petitioner the opportunity to again
submit clemency matters, which had been ordered by The
Judge Advocate General of the Air Force, pursuant to the
order of the Court of Appeals for the Armed Forces.

Article 6(c), UCMJ, 10 USC § 806(c) states:

(c) No person who has acted as member, military
judge, trial counsel, assistant trial counsel, defense
counsel, assistant defense counsel, or investigating

officer in any case may later act as a staff judge
advocate or legal officer to any reviewing authority
upon the same case.

The language of the article is not considered all inclusive, for
the intent behind the rule is clear—an accused is entitled to a
fair and impartial post-trial recommendation by a person “free
from any connection with the controversy.” See United States
v. McCormick, 34 M.J. 752 (NMCMR 1992) (citations
omitted, emphasis added); United States v. Leal, 44 MJ 235
(1996) (“The essence of post-trial practice is basic fair play.”).
As the Army Court of Military Review noted in United States
v. Brown, 17 MJ 987 (ACMR 1984), “[t]he legislative history
confirms that this Article (Article 6(c)) was developed to
‘secure review by an impartial Air Force judge advocate or
legal officer . . .. S.Rep. No. 81-486, 81th Cong., Ist Sess. 9,
reprinted in Index and Legislative History, Uniform Code of
Military Justice 996.” Because of their direct involvement as
adversaries in the litigation of an issue on appeal in
petitioner’s case, Captain Tooker and the staff judge advocate
became involved in the “controversy” and created the
connection that had previously been missing.

The Air Force Court of Criminal Appeals decision

The Air Force Court’s most recent decision (30 July
1996)(Appendix B) affirming petitioner’s conviction and
sentence dismissed this issue by stating that petitioner had
cited no authority which disqualifies a staff judge advocate
under the circumstances “sub judice”, and that no member of
the 8th Air Force legal office acted in any capacity listed in
Article 6(c).

It has long been held that a staff judge advocate, because
of his position in the military justice system and because of
explicit Congressional intent, may prepare, and must prepare,
the post-trial recommendation to the convening authority.

United States v. Haimson, 5 USCMA 208, 17 CMR 208
(1954). When a staff judge advocate becomes and advocate
for the prosecution as a trial counsel or appellate counsel,
however, he or she is disqualified from providing a
recommendation. Brown, supra; United States v. Graham, 17
CMR 889 (AFBR 1954). In the case sub judice, the staff
judge advocate and Captain Tooker became advocates against
petitioner in litigation at the appellate level. The analysis by
the court below misses the point of Article 6(c) and
voluminous case law regarding post-trial processing. Jn
Brown, supra, the then Army Court of Military Review held
that a staff judge advocate, who had signed his name on
appellate pleadings involving petitioner’s case as a
government attorney, could not later provide a
recommendation to the convening authority: “To allow a
former appellate advocate to offer the convening authority
adverse advice on the very same matter offends our sense of
judicial fairness and undermines the public perception of
military judicial proceedings.” 17 MJ 986, at 987. The
drafters simply listed those persons most obviously involved
in a particular servicemember’s court-martial. The Air Force
Court of Criminal Appeals’ decision guts the intent and
purpose of Article 6(c).

The Air Force Court also stated that reconsideration was
requested because the staff judge advocate was confused over
the continued “legal viability of our earlier opinion respecting
sentence.” That conclusion is unsupported by any evidence in
the record. The Court of Appeals for the Armed Force’s order
of September 1995 was clear and not difficult to understand.
Further, nowhere in the April 1996 staff judge advocate’s
recommendation or addendum does Captain Tooker state that
the 8th Air Force legal office was confused. In fact, the
recommendation point blank states “The court held that the
reassessment by the Air Force Court of Military Review

10

limited the maximum sentence which could be approved by
the convening authority to a bad-conduct discharge and
reduction.” This opinion was absolutely correct. Clearly, the
8th Air Force legal office simply disagreed with the rationale
behind the Court of Appeals for the Armed Forces’ decision
and decided to urge the Appellate Government Division to
challenge it by asking for reconsideration. This is further
evident by reading the Petition for Reconsideration ultimately
filed by the respondent. Nowhere in the Petition did
respondent state that the 8th Air Force legal office was
“confused.” The Petition clearly shows that the 8th Air Force
legal office and respondent knew exactly what the Court of
Appeals for the Armed Forces’ decision meant—they simply
disagreed with that decision. The Air Force Court of Criminal
Appeals’ finding that the staff judge advocate was “confused”
has no merit.

Waiver is not applicable

The disqualification of the personnel listed in Article 6(c)
attaches to the work and not just the signature. McCormick,
755 (citations omitted). Mere concurrence by a staff judge
advocate in a review prepared by a disqualified person does
not constitute compliance with the requirement for impartial
review. Id, at 755 (citation omitted). Although McCormick
further cites many cases which hold that an erroneously
drafted staff judge advocate recommendation by someone
who is disqualified should be examined for prejudice, it is
clear that such drafting on the part of, for instance, a trial
counsel amounts to plain error. United States v. Rice, 33 MJ
451 (CMA 1991) (“The general principle underlying Rule for
Court-Martial (R.C.M.) 1106(b) on disqualification is that the
legal officer or staff judge advocate providing a
recommendation to the convening authority must be neutral.
The recommendation of a biased legal officer could unfairly

11

prejudice the convening authority’s decision. Thus, plain error
exists, and we are satisfied such error was prejudicial.”).
Further, Captain Tooker also completed the addendum to the
staff judge advocate recommendation, which was not served
upon defense counsel. Therefore, defense counsel did not
have an opportunity to object to the addendum. United States
v. Holt, 38 MJ 682 (AFCMR 1993), petition denied, 40 MJ
268 (CMA 1994); United States v. Waddell, ACM S29061
(A.F.Ct.Crim.App. 13 February 1996). (Appendix). Thus,
waiver is not applicable.

Prejudice

The 8th Air Force legal office’s involvement with
petitioner’s clemency matters was plain error, and it must be
presumed that such error in the post-trial processing of
petitioner’s case was prejudicial to petitioner because “we
doubt that any public confidence in the integrity and
impartiality of a process could be garnered when that process
Air Force affords disqualified persons an ‘inside track’ for
advancing their views and then purports to cloak those views
with the mantle of impartiality.” McCormick, supra, at 755,
756; Coulter, supra; citing Gordon, supra; Leal, supra.

The Air Force Court of Criminal Appeals, in the case sub
judice, stated that “[petitioner] does not even attempt to argue
whatever ‘bias’ subsists in the 8th [Air Force staff judge
advocate’s office] somehow prejudiced him” going on to note
that the legal office did recommend that appellant (petitioner)
get a couple of stripes back. This analysis ignores the facts.
During the last clemency submissions by petitioner, defense
counsel and petitioner requested (and defense counsel argued
vigorously) that petitioner’s bad conduct discharge be
disapproved. It didn’t happen. Captain Tooker and the staff

?The Air Force Court did not specifically find waiver.

12

judge advocate strongly recommended to the convening
authority that he disapprove the one thing petitioner was most
interested in having disapproved—his bad conduct discharge.*

The people who provided a recommendation to the
convening authority in petitioner’s case took the lead role on
appeal and actively participated in attempting to overturn the
decision of the Court of Appeals for the Armed Forces. They
became advocates for the Government in a controversy
involving petitioner, indeed, directly involving the very issue
that petitioner was soon to be involved in with the very same
legal office convening authority—a new staff judge advocate
recommendation, submission of clemency matters, and
convening authority Action. The 8th Air Force legal office
created a direct, adversarial, professiona: .nterest in the final
outcome of the petitioner’s case that had not existed before. It
is clear they believed the Court of Appeals for the Armed
Forces’ opinion was wrong and did not believe another
convening authority action had to be accomplished.

The processing of petitioner’s case after the Court of
Appeals for the Armed Forces’ 27 September 1995 decision
also shows that the processing of petitioner’s case was not fair
and impartial. For two months, despite the return of the record
of trial to 8th Air Force by The Judge Advocate General of the
Air Force to comply with the Court of Appeals for the Armed
Forces’ order, the 8th Air Force legal office (a subordinate
office) did nothing with petitioner’s case. No defense counsel

Appellant has a compelling case, before any unbiased legal office, for
having his BCD disapproved. He has a conviction for wrongful use of
marijuana and served 10 months in jail as part of the sentence adjudged by
the court-members and approved by the convening authority the first time.
The Air Force Court of Criminal Appeals eventually reduced his sentence
to a BCD and reduction to E-l. This remedy, however, was hardly any
remedy at all for, as appellant argued below, appellant did serve the 10
months in jail disapproved by the Air Force Court of Criminal Appeals.

13

was appointed. Petitioner was not contacted. These actions
clearly showed that the 8th Air Force legal office, in the same
adversarial nature as a trial counsel, became a biased
participant in the appellate proceedings of petitioner's case.

In addition to the actual bias in this case and the
perception of unfairness that Article 6(c) is designed to avoid,
the staff judge advocate’s recommendation provides no
assurance that petitioner’s latest clemency request was fairly
and impartially reviewed. Word for word, blocks 38, 39, and
40 of Captain Tooker’s recommendation are copied verbatim
from previous staff judge advocate recommendations. Further,
although by February 1996 petitioner had been in the Air
Force over 24 years and was 42 years old, Captain Tooker
wrote under block 39 that “Sergeant Dresen is 41 years old
and has been in the Air Force for about 19 years and 6
months.” He wrote those words because that is exactly what
had been written in the staff judge advocate’s
recommendation from a year earlier. No effort was apparently
made to ensure factual accuracy involving such an important
matter.

CONCLUSION

Under the facts of this case, # cle 6(c) was not
complied with. As with a trial counsel. investigating officer,
accuser, military judge, or defense counsel, the 8th Air Force
legal office became a party to the controversy by instigating
the Government’s petition for reconsideration because they
believed the Court of Appeals for the Armed Forces’ decision
to be in error. The 8th Air Force legal office involved
themselves in the direct litigation, at the appellate level, of
petitioner’s case and became an advocate for the United States
against petitioner. The 8th Air Force legal office became a
party to “the controversy” and was not, therefore, free from
any connection with the controversy.

14

Respectfully submitted,

/s/Margo Stone Newton
MARGO STONE NEWTON
Captain, United States Air Force
Appellate Defense Division
Counsel for Petitioner

DOUGLAS H. KOHRT

Colonel, United States Air Force
Chief, Appellate Defense Counsel
Counsel or Record

Air Force Legal Services Agency
Appellate Defense Division

112 Luke Avenue, Suite 343
Bolling AFB, DC 20332-8000
(202) 767-1562

November 1997

la

APPENDIX A

United States, Appellee

V.

Donald J. DRESEN, Technical Sergeant
U. S. Air Force, Appellant

No. 93-0949
Crim.App. No. 29249
United States Court of Appeals for the Armed Forces
Argued April 9, 1997

Decided September 15, 1997

Counsel

For Appellant: Captain Michael L. McIntyre (argued);
Colonel Jay L. Cohen and Colonel David W. Madsen (on
‘rief); Lieutenant Colonel Kim L. Sheffield.

For Appellee: Lieutenant Colonel Michael J. Breslin (argued);
Colonel Theodore J. Fink (on brief); Major LeEllen Coacher.

Military Judge: Wade B. Morrison

Opinion of the Court
EFFRON, Judge:

At a contested trial in January 1991 at Carswell Air
Force Base, Texas, appellant was convicted by a general
court-martial composed of officer and enlisted members of
charges that he had disobeyed a lawful order of a superior
commissioned officer and that he had used marijuana on

2a

divers occasions over a 9-month period. See Arts. 90 and
112a, Uniform Code of Military Justice, 10 USC §§ 890 and
912a, respectively. The members sentenced him to a bad-
conduct discharge, confinement for 12 months, forfeiture of
$500.00 pay per month for 6 months, and reduction to the
lowest enlisted grade. On the recommendation of his staff
judge advocate (SJA), the convening authority set aside the
disobedience finding and dismissed that charge as having
been improperly referred. He did not disturb the marijuana-
use finding and approved the sentence, except for confinement
exceeding 10 months.

I. Prior Appellate Review

As a result of multiple deficiencies in the post-trial
processing of this case, it has been reviewed on three
occasions by this Court and by the court below.

In its initial review of this case, the Court of Military
Review (subsequently redesignated as the Court of Criminal
Appeals)! held that it could not be certain that the convening
authority provided adequate relief with respect to the sentence
following his dismissal of the disobedience charge. 36 MJ
1103, 1114 (1993). That court decided not to order a sentence
rehearing, however, and took curative action by reducing the
sentence to include only a bad-conduct discharge and
reduction to the lowest enlisted grade. /d. at 1114-15. On
appellant’s petition from that decision, we ordered a new
SJA’s recommendation and convening authority’s action,
based upon an unrelated issue as to ineffective assistance of
counsel during post-trial clemency proceedings. 40 MJ 462
(1994) (Dresen I).

When the case was returned to 8th Air Force, both the
original SJA and the original convening authority had

See 41 MJ 213, 229 n. * (1994)

3a

departed, and different officers occupied those positions. Upon
recommendation of the new SJA, the new convening authority
approved the same findings and sentence that the original
convening authority had approved—the use charge and a bad-
conduct discharge, confinement for 10 months, forfeiture of
$500.00 pay per month for 6 months, and reduction to the
lowest enlisted grade—despite the fact that the Court of
Military Review had not affirmed the portions of the sentence
that extended to confinement and forfeitures. 36 MJ at 1115.

The case was then forwarded to the Court of Criminal
Appeals (previously designated as the Court of Military
Review)? in February 1995, and that court affirmed the
sentence approved in the second convening authority’s action.
On appellant’s petition from that decision, we concluded that
the SJA had committed plain error when he advised the
convening authority that he could approve a sentence that
included punishments that had not been affirmed by the Air
Force appellate court during its initial review of the case, and
we ordered a new recommendation and action. 43 MJ 372
(1995)(summary disposition) (Dresen IT).

Three months later, on December 27, 1995, at the request
of the 8th Air Force SJA, the Government filed a motion in
this Court, asking us to allow filing out-of-time of a petition
for reconsideration of our disposition of Dresen IJ. The
Government argued that the legal basis upon which we had
relied was not applicable and that, because we had set aside
the lower court’s decision in Dresen I, the lower court’s
decision in that case did not place a ceiling on the sentence
that the convening authority could approve in a subsequent
opinion. This Court denied the Government’s motion to file
the petition. 43 MJ 478 (1996) (Dresen III).

2See note 1.

4a

The record then was returned to 8th Air Force for a new
SJA’s recommendation and action by the convening authority.
Both the SJA and the convening authority who had been
involved in the second recommendation and action had
departed, and these positions were now occupied by officers
who had not held those positions during either of the earlier
reviews of this case.

The new convening authority approved the remaining
marijuana-use finding and, consistent with the decision in
Dresen Il, approved only that portion of the sentence that
included a bad-conduct discharge and reduction to the grade
of EH.

The Court of Criminal Appeals, in an unpublished
decision, affirmed the findings and the newly approved
sentence. We granted appellant’s petition for review of the
following issue:

WHETHER IT WAS IMPROPER FOR THE 8TH

AF [AIR FORCE] LEGAL OFFICE, GIVEN

THEIR ACTIVE INVOLVEMENT IN

ATTEMPTING TO OVERTURN THE COURT OF

APPEALS FOR THE ARMED FORCES’

DECISION ORDERING A NEW ACTION, TO

HAVE PROVIDED THE LEGAL ADVICE TO

THE 8TH AIR FORCE COMMANDER, THE

CONVENING AUTHORITY, REGARDING THE

DISPOSITION OF APPELLANT’S CASE.

For the reasons discussed below, we hold that the 8th Air
Force Legal Office was not disqualified from providing legal
advice to the convening authority on this case

II. Analysis

Article 60(d), UCMJ, 10 USC 860(d) (1983), requires
that a convening authority of a general court-martial “obtain
and consider the written recommendation of his staff judge

Sa

advocate or legal officer” before taking post-trial action on the
findings and sentence. The only statutory disqualification
regarding who may serve as an SJA for this purpose is found
in Article 6(c), UCMJ, 10 USC § 806(c), which provides:

No person who has acted as member, military
judge, trial counsel, assistant trial counsel, defense
counsel, assistant defense counsel, or investigating
officer in any case may later act as a staff judge
advocate or legal officer to any reviewing authority
upon the same case.

RCM 1106(b), Manual for Courts-Martial, United States
(1995 ed.), contains the same disqualification language found
in Article 6(c). The non-binding Discussion that accompanies
RCM 1106(b) reflects concern that, in addition to the list of
disqualifications, a person may become “ineligible” to serve
as a staff judge advocate in a particular case by virtue of other
prior activity by that person. The Discussion states:

The staff judge advocate or legal officer may
also be ineligible when, for example, the staff judge
advocate or legal officer served as the defense
counsel in a companion case; testified as to a
contested matter (unless the testimony is clearly
uncontroverted); has other than an official interest
in the same case; or must review that officer’s own
pretrial action (such as the pretrial advice under
Article 34; see RCM 406) when the sufficiency or
correctness of the earlier action has been placed in
issue.

Appellant does not contend that the officer who was the
8th Air Force SJA on the last occasion of review by that office
had served in any of the above-listed conflicted positions.
Reflecting the fact that a different officer served as the SJA
during each of the three post-trial proceedings in this case,
appellant does not urge a theory of personal disqualification.

6a

Instead, as the granted issue reflects, appellant contends that
the entire “8th AF legal office” should be disqualified from
providing a recommendation to the convening authority by
virtue of the involvement of that office, institutionally, in
asking the appellate government division to seek
reconsideration of Dresen II.

In some cases, our Court specifically has required that a
new post-trial recommendation and action be done by a
“new” or a “different” staff judge advocate and convening
authority. See United States v. Rice, 33 MJ 451, 453 (CMA
1991). Article 6(c), RCM 1106(b), the Discussion following
that rule, and the relevant precedents of this Court all
demonstrate sensitivity to the need that the officers
performing those important statutory responsibilities be, and
appear to be, objective. See, e.g., United States v. Newman, 14
MJ 474, 482 (CMA 1983); United States v. Collins, 6 MJ 256,
257-58 (CMA 1979); United States v. Engle, 1 MJ 387, 389
(CMA 1976).

In this case, however, appellant did not ask us during any
of the prior proceedings to disqualify a particular SJA or legal
office, and nothing in our prior actions suggested any such
disqualification. While it might be possible to conceive of a
hypothetical case in which an entire legal office could become
so conflicted that the post-trial recommendation should be
done by a different SJA’s office, that would be an unusual
case. Appellant has the burden to demonstrate the basis for an
alleged disqualification, but he has not done so here.

The individuals best situated to address the potential for
bias were those directly involved in the post-trial action.
Appellant, however, did not even comment on this matter
when responding to the last SJA’s recommendation, even
though the SJA forthrightly set forth the history of the case—
including the statement that “[t]his office requested, through
appellate channels, that the United States Court of Appeals for

7a

the Armed Forces reconsider their order.” 1996 SJA Recom.
at 1 36b. Compare United States v. Caritativo, 37 MJ 175, 183
(CMA 1993)(accused’s failure to challenge SJA’s impartiality
prior to or during trial or in his clemency petition to the
convening authority waived appellate claim for new
recommendation on that ground), with Rice, 33 MJ at 453
(plain error for recommendation to be prepared by legal
officer who had testified at sentencing as a witness in
aggravation). See also United States v. Edwards, 45 MJ 114,
115—16 (1996) (no waiver of challenge to SJA’s impartiality
where defense counsel not fully aware of circumstances).

Appellant had ample opportunity during our prior
consideration of the case and during the convening authority’s
most recent action to demonstrate that the SJA or the legal
office should have been disqualified. He did not do so.
Additionally, he has not demonstrated any basis for us to find
plain error in the face of his prior failure to seek such relief.
The action of the second SJA, after our decision in Dresen II,
was limited to a professional request that the Appellate
Government Division in Washington, DC, ask us to
reconsider that decision. There were reasonable questions and
differing views about the precise meaning and the impact of
our earlier order, which the Government—exercising its
discretion in behalf of the SJA and the convening authority—
sought to answer through filing the petition for
reconsideration. It is not the sort of activity that would
provide the basis for an institutional challenge to a subsequent
SJA or an entire legal office.

III. Decision

The 1996 decision of the United States Air Force Court
of Criminal Appeals is affirmed.

Chief Judge COX and Judges SULLIVAN,
CRAWFORD, and GIERKE concur.

8a

APPENDIX B

UNITED STATES AIR FORCE
COURT OF CRIMINAL APPEALS

UNITED STATES
v.

Technical Sergeant DONALD J. DRESEN, FR396—60—2733
United States Air Force

ACM 29249 (f rev)
30 July 1996

Sentence adjudged 23 January 1991 by GCM convened at
Carswell Air Force Base,Texas. Military Judge: Wade B.
Morrison.

Approved sentence: Bad-conduct discharge and reduction to
E-4.

Appellate Counsel for Appellant: Colonel Jay L. Cohen and
Captain Michael L. McIntyre.

Appellate Counsel for the United States: Colonel Jeffery T.
Infelise and Lieutenant Colonel Michael J. Breslin.

Before

PEARSON, MORGAN, C. H., Il, and MORGAN, J.H.
Appellate Military Judges

9a

OPINION OF THE COURT
UPON FURTHER REVIEW
MORGAN, C. H., II, Judge:

This peripatetic case is before us for the third time, and
for the third time we affirm.

While his administrative discharge for personal drug
abuse was being processed, appellant’s name came up for
random urinalysis on March 5, 1990. Possibly fearing he was
“hot”! appellant engaged in various stall tactics for several
hours after the last individual had been processed. He insisted
that his constitutional rights were being violated, demanded to
see a lawyer, and adamantly declined to submit a urine
sample. When given a direct order to do so by a judge
advocate, Captain (Caps) Kaar, he mocked Capt Kaar’s
authority, declaring his belief that Capt Kaar, as a legal
officer, could not tell him what to do. Only after the acting
base commander authorized catheterization did the appellant
finally submit a urinalysis.

At about the same time, Airman First Class (A1C) Link,
provided information to the Air Force Office of Special
Investigations (AFOSI), to the effect that appellant was a
known, frequent user of marijuana. AlC Link believed ‘that
appellant actually smoked marijuana on the job, in uniform,
because he had smelled smoke coming from appellant’s room
in the dormitory and on his uniform, and had observed him
smoking what appeared to be a hand-rolled marijuana
cigarette.

'Appellant’s specimen was subsequently resumed from the laboratory as
“unsuitable for testing.” The urinalysis itself formed no part of his prose-
cution, which proceeded on the basis of his own admissions of frequent
use over a period of years and the observations of Airman First Class Link.

10a

Charges for disobedience of Capt Kaar’s order, the
subsequent order of a chief master sergeant to submit a
urinalysis sample, and for use of marijuana on divers
occasions between March 1, 1989 and November 30, 1989
were preferred in September with trial scheduled for October
2, 1990. As a result of defense counsel’s illness, it was
rescheduled for November 1, 1990. Then appellant purported
to hire a civilian defense counsel, and the trial was again
rescheduled for December. By letter of December 19, 1990,
appellant informed the trial judge that he had released his
civilian defense counsel. Having already fired a number of
local defense counsel, appellant was given a new defense
counsel and an individual military counsel from the circuit
office. He announced that he was satisfied with his
representation in the same December 19 letter to the military
judge. Nevertheless, on January 15, 1991, the first day of trial,
appellant “fired” both counsel and demanded the military
judge appoint a new civilian defense counsel to represent him
and that the trial be further delayed another “six to eight
weeks.”

After nearly four months of delay, the military judge
denied appellant’s request, and allowed him, after repeated
warnings to the contrary, to proceed pro se, with one of the
defense counsel seated at the table with him. It was later
discovered that appellant’s plan was to delay the trial,
apparently in the mistaken belief that when he reached 20
years of service, he could simply retire. It developed that the
“conflict” between appellant and his various defense counsel
stemmed from appellant’s desire to defend his case by
admitting to frequent use of marijuana to help relic him on the
job. Indeed, during the course of the trial, before members
consisting of enlisted representation, appellant freely admitted
to frequent use since 1974, but felt that it was none of the Air
Force’s business, since, in appellant’s view, his job

lla

performance did not suffer. He attributed his prosecution to a
desire on the part of Air Force authorities to punish him
because of his frequent inspector general complaints over the
condition of the dormitories on base.

The members convicted him of disobeying Capt Kaar’s
order and of the use of marijuana, but acquitted him of
disobeying the chief master sergeant’s order. They sentenced
him to a bad-conduct discharge, confinement for 1 year,
forfeiture of $500 per month for six months, and reduction to
the grade of E-I, airman basic. Yet another counsel, Capt N.
was appointed to represent appellant during clemency
proceedings. The convening authority, at the urging of his
staff judge advocate (SJA), disapproved the finding of guilty
of the disobedience charge, not on the basis of lack of proof,
but out of an excess of caution as a result of an administrative
error in the referral order. The SJA recommended the
convening authority reduce the confinement to 10 months,
which he did.

We reviewed the case and affirmed. United States v.
Dresen, 36 M.\. 1103 (A.F.C.M.R. 1993). However,
“uncomfortable” with the comparative modest sentence relief
afforded by the convening authority following his disapproval
of the disobedience charge, we reassessed the sentence and
disapproved all of the confinement and forfeitures. We also
noted that Capt N, in her clemency presentation, had
specifically requested relief which included the bad-conduct
discharge, without appellant’s consent.* We found this to be

?As in other situations, appellant had difficulty getting along with counsel.
According to him, she would not meet personally with him and declined to
return his telephone calls. According to her, she did return his calls, many
times. The real difficulty was that he refused to listen to her advice and
sent letters and documents which were not, in her judgment, in his best
interest, but rather tended to exacerbate his situation.

12a

error, but remarking on her otherwise excellent clemency
presentation, decided it was harmless.

The Court of Appeals for the Armed Forces, then the
Court of Military Appeals, disagreed with our conclusion
regarding the harmlessness of Capt N’s presentation, and
reversed. United States v. Dresen, 40 M.J. 462 (C.M.A. 1994).
It set aside our decision and returned the record of trial to The
Judge Advocate General of the Air Force “for referral to a
new convening authority for a recommendation by the staff
judge advocate and action by the convening authority, after
appellant and defense counsel have had full opportunity to
offer whatever matters they wish for consideration in this
regard.” Dresen, 40 M.1. at 465.

This was done, and we affirmed in a per curium decision
of May 10, 1995. However, on July 5, 199S, appellant filed a
Supplement to his Petition for a Grant of Review to the Court
of Appeals for the Armed Forces, arguing that the most recent
Staff Judge Advocate’s Recommendation (SJAR) had
incorrectly advised the convening authority that he could
approve 10 months confinement. The Court of Appeals for the
Armed Forces granted relief on this basis by order of
September 27, 1995. It set aside our May 10, 1995 decision
and returned the record for a third convening authority action.

A new SJAR was prepared advising the convening
authority that he could approve no more than a bad-conduct
discharge and a reduction to airman basic. The SJA continued:

While we believe that the adjudged sentence is
appropriate for the accused’s repeated use of
marijuana standing alone, we also believe, in light
of the appellate actions taken in this case, that
further sentence reassessment is in order. Therefore,
we recommend that you approve the adjudged
discharge and the reduction, but only to E-3
{airman first class].

13a

By order dated April 2, 1996, the convening authority took
clemency one step farther, approving the bad-conduct
discharge and reduction to the grade of E-4, senior airman.
This matter is now before us with three new assignments of
error: (1) that the sentence is inappropriately severe; (2) that
the office of the staff judge advocate to the convening
authority should be disqualified from writing the advice to the
convening authority in view of its request for reconsideration
of our superior Court’s September 27, 1995 order, and (3) that
the Air Force failed to comply with the Court of Appeals for
the Armed Forces 1994 referral to a “new” convening
authority.

Sentence Seventy

Nothing in the appellate tennis match which has ensued
since appellant’s conviction and the first action of the
convening authority has diminished or impeached what
appellant did. He was not merely a one-time casualty of the
Air Force urinalysis testing program, he virtually flaunted his
marijuana abuse, in front of subordinates, superiors and
ultimately, members of his court-martial. His outspoken belief
that marijuana should be treated no differently than alcohol,
and that he was entitled to smoke marijuana as a result of job
pressures stemming from his role as a dormitory manager at
Carswell Air Force Base, bespeak of a profound contempt for
Air Force authority in general, and the special trust reposed in
noncommissioned officers specifically. Our superior Court in
its 1994 opinion, declared “[w]e are not convinced that the
Court of Military Review abused its discretion when it
decided that it confidently couid conclude that appellant’s
adjudged sentence would have included at least a bad-conduct
discharge and reduction to the lowest enlisted grade, even
without the improper conviction for disobedience.” Dresen,
40 M.J. at 464. The only significant change since that time has

l4a

been that the convening authority has now restored three
stripes to appellant.* We find, therefore, that the sentence, as
approved, is not inappropriate.

The Convening Authority's SJA is Not Disqualified

Evidently appreciating the ratchet effect of repeated
referrals to convening authorities, notwithstanding the fact
that in the most recent action a five stripe reduction was
reduced to a two stripe reduction, appellant asks that we send
his case back a fourth time. He argues that, because the 8th
Air Force (AF) SJA asked that the Air Force request
reconsideration by the Court of Appeals for the Armed Forces
of its September 27. 1995 order, it betrayed a prosecutorial
bias, and was disqualified from further review under Article
6(c), UCMJ, 10 U.S.C. § 10 U.S.C. 806(c). Article 6(c)
provides that:

No person who has acted as member, military
judge, trial counsel, assistant trial counsel, defense
counsel, assistant defense counsel, or investigating
officer in any case may later act as a staff judge
advocate or legal officer to any reviewing authority
upon the same case.

Appellant cites no authority, nor are we aware of any, which
disqualifies a staff judge advocate under the circumstances
sub judice. No member of the 8th AF legal office acted in any
capacity listed in Article 6(c).

Nor did the request for reconsideration reveal an
impermissible bias. Under the circumstances, we appreciate

3In an affidavit submitted with his most recent brief, appellant complains
that he has yet to be reimbursed the $3,000 forfeiture. We assume that this
is because to date he has never had an approved, affirmed sentence. The
restoration of two stripes will add to the amount of money to which appel-
lant will be entitled.

lSa

that there was some potential for confusion in the office
following the September 27, 199S, order. The 1994 opinion of
the Court of Appeals for the Armed Forces had vacated our
decision, a vacation which seemingly comprehended our
reassessment of the sentence. The order recited R.C.M.
810(d)(1) as authority for the proposition that the SJA erred in
advising the convening authority that he could approve 10
months confinement. R.C.M. 810(d)(1) reads, in pertinent
part, as follows:

Except as otherwise provided in [the provision
relating to pretrial agreements] offenses on which a
rehearing, new trial, or other trial has been ordered
shall not be the basis for punishment in excess of or
more severe than the legal sentence adjudged at the
previous trial or hearing, as ultimately reduced by
the convening or higher authority. . . .

No retrial or rehearing had been ordered, and the SJA was
confused over the continued legal viability of our earlier
opinion respecting sentence. In addition, of course, defense
counsel made no complaint about the SJAR.

Furthermore, appellant does not even attempt to argue
that whatever “bias” subsists in the 8th AF SJA office
somehow prejudiced him. The SIA assiduously honored the
decision of the Court of Appeals for the Armed Forces, not
only advising the convening authority that he could not
approve any confinement, but recommending further
sentencing relief. The convening authority then went one
better, adding another stripe in his action. With that in mind,
we reject this assignment of error.

Failure to Comply with 1994 Court of Appeals
for the Armed Forces

Appellant argues that the government disobeyed the
order of the Court of Appeals for the Armed Forces in its 1994

l6a

decision to return the record of trial for a new
recommendation and action by a “new” convening authority.
We could decide this issue by the simple observation that it is
moot. However, it is clear that our superior Court was
primarily interested in ensuring that any subsequent action by
the convening authority respecting appellant’s case was not
tainted by the improper concession of Capt N. The original
action had been taken by the then commander of 8th Air
Force, Lt General Schuler. The second action, following
return of the record and a new SJAR, was taken by Lt General
Croker, a “new” convening authority. Nothing in the 1994
decision, nor any reason grounded in common sense, suggests
that the Court of Appeals for the Armed Forces wanted the
action referred to a separate command.*

The findings and sentence are correct in law and in fact,
the sentence is not inappropriate, and the same are hereby

AFFIRMED.
Senior Judge PEARSON and Judge MORGAN concur.

OFFICIAL

LAURA L. GREEN
Clerk of Court

*We note that, even though the September 27, 1995 order did not specify a
“new” convening authority, yet a third general officer, Lt General Ford,
took the action in this case.

17a

APPENDIX C

*372 43 M.J. 372

UNITED STATES COURT OF APPEALS
FOR THE ARMED FORCES

Daily Journal

Wednesday, September 27, 1995

95-248

APPEALS—SUMMARY DISPOSITIONS

95-—245248 No. 93-0949/AF. U.S. v. Donald J. Dresen. CCA
29249. On consideration of the petition for grant of review of
the decision of the United States Air Force Court of Criminal
Appeals on further review, we hold that the staff judge
advocate improperly advised the convening authority when he
stated the maximum sentence which could be approved
included a bad-conduct discharge, confinement for 10 months,
forfeiture of $500.00 pay per month for six months, and
reduction to the lowest enlisted grade (E-1). The United
States Air Force Court of Criminal Appeals (formerly the
Court of Military Review) had previously reassessed
appellant’s sentence and affirmed only so much of the
sentence as provided for a bad-conduct discharge and
reduction to E~1. This action limited the sentence which the
convening authority could approve on further review. RCM
810(d)(1), Manual for Courts-Martial, United States, 1984.
This Court has consistently held that an accused’s best hope
for sentence relief lies with the convening authority. United
States v. Bono, 26 M.J. 240, 243 n. 3 (C.M.A.1988), citing
United States v. Wilson, 9 U.S.C.M.A. 223, 226, 26 C.M.R. 3,

18a

6, 1958 WL 3280 (1958). Although defense counsel did not
bring this to the convening authority’s attention, we hold that
such misleading advice is plain error. See United States v.
Demerse, 37 M.J. 488 (C.M.A.1993). Thus, we hold that
appellant is entitled to a new staff judge advocate’s
recommendation and a new convening authority’s action.
Accordingly, it is ordered that the petition for grant of review
is hereby granted on the issue raised by appellate defense
counsel; and that the decision of the United States Air Force
Court of Criminal Appeals is set aside. The record of trial is
returned to the Judge Advocate General of the Air Force for
resubmission to the convening authority for a new staff judge
advocate’s recommendation and action. Following these
proceedings, Articles 66 and 67, Uniform Code of Military
Justice, 10 USC §§ 866 and 867 (1989), shall apply. [See also
ORDERS GRANTING PETITION FOR REVIEW this date. }

ORDERS GRANTING PETITION FOR REVIEW

95-—245249 No. 93-0949/AF. U.S. v. Donald J. Dresen. CCA
29249. [See also APPEALS—SUMMARY DISPOSITIONS
this date. }

PETITIONS FOR GRANT OF REVIEW FILED

95-—245250 No. 95-1216/AR. U.S. v. Chuckle L. Bowling.
CCA 9400970.

INTERLOCUTORY ORDERS

95-—245251 No. 94-5011/NA. U.S. v. Christopher J. Bubonics.
CCA 92-2014. Appellant’s motion to cite supplemental
authority granted.

MANDATES ISSUED

95-—245252 No. 94—0325/AF. U.S. v. Gregory A. Dale. % 17
CMR 29794.

19a

APPENDIX D

UNITED STATES AIR FORCE
COURT OF CRIMINAL APPEALS

UNITED STATES
v.

Technical Sergeant DONALD J. DRESEN, FR396—60—2733
United States Air Force

ACM 29249 (f rev)
12 May 1995

Sentence adjudged 23 January 1991 by GCM convened at
Carswell Air Force Base, Texas. Military Judge: Wade B.
Morrison (sitting alone).

Approved sentence: Bad-conduct discharge, confinement for
10 months, forfeiture of $500 pay per month for 6 months,
and reduction to E-1.

Appellate Counsel for Appellant: Colonel Terry J.
Woodhouse, Colonel Jay L. Cohen, Captain David D. Jividen,
and Captain Robert E. Watson.

Appellate Counsel for the United States: Colonel Thomas E.
Schlegel and Captain Jane Harless.

Before

SNYDER, PEARSON, and SCHREIER
Appellate Military Judges

20a

UPON FURTHER EVIEW
PER CURIAM:

In our ordinal review of this case this Court approved the
findings but reassessed the sentence and approved it as
reassessed. United States v. Dresen, 36 M.J. 1115 (A F.C.M.R.
1993). The then Court of Military Appeals, however, set aside
our decision and ordered a new Staff Judge Advocate
Recommendation and a new action by the convent authority.
United States v. Dresen, 40 M.J. 462, 465 (C.51LA. 1994).

Those actions have been completed and we find the
findings and sentence correct in law and fact. Accordingly,
they are hereby

AFFIRMED.

21a
APPENDIX E

*462 UNITED STATES, Appellee

V.

Donald J. DRESEN, Technical Sergeant U.S. Air Force,
Appellant.

No. 93-0949/AF.
CMR No. 29249.
U.S. Court of Military Appeals.
Argued June 2, 1994.
Decided Sept. 22, 1994.

Accused was convicted by a general court-martial, Wade
B. Morrison, J., of willful disobedience of superior
commissioned officer and divers uses of marijuana. The
United States Air Force Court of Military Review, 36 M.J.
1103, affirmed as reassessed. Review was granted. The United
States Court of Military Appeals, Wiss, J., held that: (1)
improper referral to trial of disobedience charge did not
prejudice accused, but (2) Court of Military Review erred
when, after finding that accused’s defense counsel committed
posttrial error by requesting convening authority approval of
bad conduct discharge contrary to accused’s express desire for
clemency form of disapproval of punitive separation, it failed
to return record of trial for new convening authority action.

Decision set aside and record returned for new action.

”

aad

1. MILITARY JUSTICE k1433

258A —

258AX Review of Courts-Martial

258AX(B)_ Further Review

258AX(B)1 In General

258Ak1430 Appellate Disposition

258Ak1433 Reassessment to cure error.

C.M.A. 1994.

When Court of Military Review finds trial error that
impacted on adjudged sentence, it may put itself in shoes of
military judge or court members who originally adjudged
sentence and reassess sentence to one no greater than that
which sentencing body would have adjudged absent the error.

2. MILITARY JUSTICE k1433
258A a
258AX Review of Courts-Martial
258AX(B) Further Review
258AX(B)1_ In General
258Ak430 Appellate Disposition
258Ak1433 Reassessment to cure error.

[See headnote text below]

2. MILITARY JUSTICE k1434
258A —
258AX Review of Courts-Martial
258AX(B) Further Review
258AX(B)1_ In General
258Ak1430 Appellate Disposition
258Ak1434 Remand; rehearing.
C.M.A. 1994.

When Court of Military Review finds trial error that
impacted on adjudged sentence but cannot put itself in shoes

23a

of original sentencer and reassess sentence to one no greater
than that which sentencing body would have adjudged absent
error, it must then set aside sentence and order sentence
rehearing at which sentence may be adjudged that is untainted
by error in question.

3. MILITARY JUSTICE k1322.1

S8A —

258AVIII Sentence

258Ak1322 Nature and Extent of Punishment
258Ak1322.11n general.

[See headnote text below]

3. MILITARY JUSTICE k1433
258A ——
258AX Review of Courts-Martial
258AX(B) Further Review
258AX(B)1 In General
258Ak1430 Appellate Disposition
258Ak1433 Reassessment to cure error.

C.M.A, 1994.

Court of Military Review did not abuse its discretion
when it concluded that accused’s adjudged sentence would
have included at least bad conduct discharge and reduction to
lowest enlisted grade, even without his improper conviction
for disobedience; while disobeying superior officer’s order to
give urine sample was serious military misconduct, that order
in fact merely related to course of drug abuse over many
months which was subject of remaining, valid conviction,
particularly since, after rejecting services of detailed defense
counsel, accused proceeded pro se and adamantly maintained
that his marijuana use never hurt his duty performance and
was justified for relaxation purposes.

24a

4. MILITARY JUSTICE k1242
258A -~
258AVII Trial
258Ak1238 Defense Counsel
258Ak1242 Effective assistance of counsel; multiple
representation.

[See headnote text below]

4. MILITARY JUSTICE k1316.1
258A as
258AVIII Sentence
258Ak1316 Presentencing Argument
258Ak1316.1In general.
C.M.A. 1994.

Counsel may not ask court-martial to impose punitive
discharge when accused’s wishes are to the contrary.

5. MILITARY JUSTICE k1242

258A —
258AVII Trial
258Ak1238 Defense Counsel

258Ak1242 Effective assistance of counsel; multiple
representation.
[See headnote text below]

5. MILITARY JUSTICE k1316.1
258A —
258AVIII Sentence

258Ak1316 Presentencing Argument
258Ak1316.1In general.

C.M.A. 1994.

25a

When defense counsel seeks punitive discharge or
concedes appropriateness of punitive discharge, even as
tactical step to accomplish mitigation of other elements of
possible sentence, counsel must make record that such
advocacy is pursuant to accused’s wishes.

6. MILITARY JUSTICE k1242

258A —

258AVII Trial

258Ak1238 Defense Counsel

258Ak1242 Effective assistance of counsel; multiple
representation.

{See headnote text below]

6. MILITARY JUSTICE k1316.1

258A —

258AVIII Sentence

258Ak1316 Presentencing Argument
258Ak1316.1In general.

C.M.A. 1994.

Posttrial advocacy that asks for or accepts
appropriateness of approval of adjudged punitive discharge,
even as imposed quid pro quo for substantially reduced

confinement, was error when acceptance of discharge flew
squarely in the face of accused’s desire to avoid it.

7. MILITARY JUSTICE k1428

258A —

258AX Review of Courts-Martial

258AX(B) Further Review

258AX(B)I In General

258Ak1423 Harmless or Prejudicial Error; Test for
Reversible Error

26a

258Ak1428 Post-trial proceedings.
C.M.A. 1994.

Accused was prejudiced by counsel’s inadequate
posttrial representation in advocating bad conduct discharge,
contrary to accused’s wishes and thus was entitled to
resentencing; it was not certain that convening authority
would approve discharge against forceful and persuasive plea
for clemency, and honorable discharge had already been
approved for accused based on his administrative request to
terminate service as result of positive urinalysis, and accused
had furnished Air Force and country with lengthy dedicated
service and apparently was victim of psychological chemical
dependence on marijuana.

*463 For Appellant: Captain Robert E. Watson (argued);
Colonel Jay L. Cohen (on brief); Colonel Terry J. Woodhouse
and Captain David D. Jividen.

For Appellee: Captain Jane L. Harless (argued);
Lieutenant Colonel Thomas E. Schlegel (on brief); Colonel
Jeffery T. Infelise.

Opinion of the Court
WISS, Judge:

A general court-martial of officer and enlisted members
convicted appellant, over his not-guilty pleas, of willfully
disobeying an officer and using marijuana on divers occasions
between March and November 1989, in violation of Articles
90 and 112a, Uniform Code of Military Justice, 10 USC Secs.
890 and 912a, respectively. The members sentenced appellant
to a bad-conduct discharge, confinement for 1 year, forfeiture
of $500.00 pay per month for 6 months, and reduction to the
lowest enlisted grade. The convening authority disapproved
the disobedience conviction and dismissed that charge
because it had not been properly referred to trial. He

27a

approved, however, the marijuana finding and the adjudged
sentence except for reducing the confinement to 10 months.

In the Court of Military Review, appellant raised a
number of issues. Rejecting several appellate complaints, the
court did agree that appellant had received inadequate
representation post-trial when defense counsel, in “otherwise
excellent advocacy for appellant,” pleaded in her clemency
brief to the convening authority that appellant should receive
a sentence rehearing or, alternatively, approval of the punitive
discharge but substantial:, reduced confinement. The court
reasoned:

Of all the possible court-martial punishments, the
bad-conduct discharge was the one thing appellant
did not desire. Although Captain N probably was
entirely correct in viewing it as unlikely the
convening authority would disapprove the bad-
conduct discharge, it was error under the
circumstances of this case to specifically request
relief which included the bad-conduct discharge
without appellant’s consent ... .

36 MJ 1103, 1113 (1993). Nonetheless, the court found
no violation of Strickland v. Washington, 466 U.S. 668, 104
S.Ct. 2052, 80 L.Ed.2d 674 (1984), because appellant had not
been prejudiced by this misstep by counsel—the second of
two prongs which must be satisfied to carry the day on an
issue of inadequate representation. 36 MJ at 1113.

The Court of Military Review agreed with another of
appellant’s claims, too. In view of the fact that the convening
authority had disapproved the conviction of disobedience of
an officer, the court had some “discomfort . . . with whether
the convening authority could meaningfully determine what
sentence would have been adjudged in the absence of the
disobedience offense.” Jd. at 1114. It decided, however, that a
sentence rehearing would not be necessary to remedy any

28a

possible flaw in this respect. Itself reassessing the sentence in
line with what would have been adjudged for the divers uses
of marijuana, the court detailed all of the circumstances
appropriately before the sentencing body and concluded that it
was “confident [that] appellant’s sentence would have
included, as a minimum, a bad-conduct discharge and
reduction. [United States v.] Peoples, 29 MJ [426] at 429
[ (CMA 1990) }; [United States v.] Sales, 22 MJ [305] at 307
| (CMA 1986) ].” 36 MJ at 1115. As thus reassessed, the court
affirmed the findings and sentence.

*464 These two portions of the opinion below form the
bases for the two issues on which this Court granted
appellant’s petition for review:

I

WHETHER THE IMPROPER REFERRAL TO
TRIAL OF CHARGE I| AND SITS
SPECIFICATION ENTITLES APPELLANT TO A
NEW TRIAL ON SENTENCE.

Il

WHETHER THE AIR FORCE COURT OF
MILITARY REVIEW ERRED WHEN, AFTER
FINDING THAT APPELLANT’S DEFENSE
COUNSEL “COMMITTED [POST-TRIAL]
ERROR” BY REQUESTING CONVENING
AUTHORITY APPROVAL OF THE BAD-
CONDUCT DISCHARGE CONTRARY TO
APPELLANT’S EXPRESSED DESIRE FOR
CLEMENCY IN THE FORM OF DISAPPROVAL
OF THE PUNITIVE SEPARATION, IT FAILED
TO RETURN THIS RECORD OF TRIAL FOR A
NEW CONVENING AUTHORITY ACTION DUE
TO THEIR FINDING OF “NO PREJUDICE.”

29a

While we find no merit in the first issue, we do agree
with appellant as to the second and, accordingly, will order a
new action by the convening authority following opportunity
for appellant to submit a complete clemency package for the
convening authority’s consideration.

[1}[2] Turning to the first issue, this Court has made it
clear that, when the Court of Military Review finds a trial
error that impacted on the adjudged sentence, it may “put
itself in the shoes of the military judge or court members who
originally adjudged the sentence” and reassess the sentence to
one no greater than that which the sentencing body would
have adjudged, absent the error. United States v. Peoples, 29
MJ at 428. If the court is unable to do so, it then must set
aside the sentence and order a sentence rehearing at which a
sentence may be adjudged that is untainted by the error in
question. Jd. Accord United States v. Sales. supra; United
States v. Suzuki, 20 MJ 248 (CMA 1985).

[3] We are not convinced that the Court of Military
Review abused its discretion when it decided that it
confidently could conclude that appellant’s adjudged sentence
would have included at least a bad-conduct discharge and
reduction to the lowest enlisted grade, even without the
improper conviction for disobedience. See generally United
States v. Reed, 33 MJ 98, 99 (CMA 1991) (Court of Military
Review must be able “confidently” to “discern the extent of
[an] error’s effect on the sentencing authority’s decision”
before it may purge the error by reassessment). While
disobeying a superior officer’s order to give a urine sample is
serious military misconduct, that order in fact merely related
to the course of drug abuse over many months which was the
subject of the remaining, valid conviction. In fact, appellant
already had been processed for administrative discharge due
to an earlier instance of drug abuse that had been detected by
command-directed urinalysis.

30a

Moreover, after adamantly rejecting the services of his
detailed defense counsel, appellant proceeded pro se and was
unwavering in his position at trial that his marijuana use never
hurt his duty performance and that it was justified “as a
sedative to relax and ease the tension” of problems at work
and “of his marriage to an alcoholic spouse.” See 36 MJ at
1114. In reflecting on the sentence actually adjudged by the
members, it would not appear that the Court of Military
Review abused its discretion when conciuding that, under
these circumstances, the members would have adjudged at
least the punitive discharge and reduction in grade for the
divers uses of marijuana by this noncommissioned officer
who had betrayed his some 18 years of service. (FN*)

*465. II

The nut of the dispute between the parties on the second
issue is whether the court below erred when it concluded that
appellant had not satisfied the second prong of Strickland v.
Washington, supra—specifically, that he had suffered
prejudice from his counsel’s error. As indicated earlier,
appellant represented himself during the trial, but defense
counsel was appointed to pursue appellant’s posttrial
remedies, including filing a clemency petition with the
convening authority. See generally United States v. Palenius,
2 MJ 86 (CMA 1977).

[4][5] Of course, an accused has a right to ask the
sentencing authority for a particular punishment to the
exclusion of other kinds of permissible penalties, and a
defense counsel may advocate an accused’s wishes in this
regard in an effort to effectuate them. United States v.
Weatherford, 19 USCMA 424, 42 CMR 26 (1970). Counsel
may not, however, ask a court-martial to impose a punitive
discharge when the accused’s wishes are to the contrary.
United States v. Robinson, 25 MJ 43 (CMA 1987); United

lO eet te

3la

States v. Webb, 5 MJ 406 (CMA 1978); United States v.
Weatherford, supra. Accordingly, when defense counsel does
seek a punitive discharge or does concede the appropriateness
of such a discharge—even as a tactical step to accomplish
mitigation of other elements of a possible sentence—counsel
must make a record that such advocacy is pursuant to the
accused’s wishes. United States v. Lyons, 36 MJ 425 (CMA
1993); United States v. McNally, 16 MJ 32 (CMA 1983).

[6] Similar considerations inexorably lead to a similar
conclusion regarding any post-trial advocacy that asks for or
accepts the appropriateness of approval of an adjudged
punitive discharge. See generally United States v. Palenius,
supra. Indeed, as we noted earlier, the Court of Military
Review held that defense counsel here erred in her advocacy
of a bad-conduct discharge—even as an implied quid pro quo
for substantially reduced confinement—when acceptance of
the discharge flew squarely in the face of appellant’s desire to
avoid it.

[7] We do not agree with the court, however, that
appellant suffered no prejudice from counsel’s inadequate
representation. Just because the court concluded that the
court-martial would have sentenced appellant to a bad-
conduct discharge for his divers uses of marijuana even in the
absence of the other conviction, it is not a necessary
conclusion that the convening authority would have approved
the discharge against a forceful and persuasive plea for
clemency in that regard. Appellant had furnished the Air
Force and his country with lengthy dedicated service and
apparently was a victim of a psychological chemical
dependence on marijuana. The Secretary of the Air Force
already had approved an honorable discharge based on
appellant’s administrative request to terminate his service as a
result of his earlier positive urinalysis, so the relationship

32a

between appellant and the Air Force soon would have been
severed even in the absence of the punitive discharge.

This Court often has referred to the convening
authority's clemency powers as an “accused’s best hope for
sentence relief,” see. e.g., United States v. Stephenson, 33 MJ
79, 83 (CMA 1991). Unfortunately, appellant’s “best hope”
was dashed by his own advocate. He deserves another

opportunity.

Il

The decision of the United States Air Force Court of
Military Review and the action of the convening authority are
set aside. The record of trial is returned to the Judge Advocate
General of the Air Force for referral to a new convening
authority for a recommendation by the staff judge advocate
and action by the convening authority, after appellant and
defense counsel have had full opportunity to offer whatever
matters they wish for consideration in this regard.

Chief Judge SULLIVAN and Judges COX,
CRAWFORD, and GIERKE concur.

FN* As these comments fairly imply, neither do we find the
corrective action by the Court of Military Review to be
insufficient as a matter of law. See United States v. Dukes,
5 Mj 71 (CMA 1978); United States v. Christopher, 13
USCMA 231, 32 CMR 231 (1962).

33a

APPENDIX F

*1103 UNITED STATES
v.

Technical Sergeant Donald J. DRESEN, FR396—60—2733,
United States Air Force.

ACM 29249.
U.S. Air Force Court of Military Review.
Sentence Adjudged 23 Jan. 1991.
Decided 22 March 1993.

Accused was convicted by general court-martial,
Carswell Air Force Base, Texas, Wade B. Morrison, J., of
willful disobedience of superior commissioned officer and
divers uses of marijuana. Convening authority disapproved
findings on willful disobedience offense, dismissed that
charge and specification, and reduced confinement portion of
sentence. The United States Air Force Court of Military
Review, Snyder, J., held that: (1) accused was not entitled to
continuance to obtain civilian counsel; (2) accused was aware
of and appreciated risks of self-representation; (3) accused
was not denied effective assistance of counsel; and (4)
sentence would be reassessed.

Affirmed, as reassessed.

1. MILITARY JUSTICE k1187.1

258A —

258AVI Time for Trial and Continuance
258Ak1187 Continuances

258Ak1 187.1 In general.

AFCMR 1993.

Military judge is authorized to grant request by either
party for continuance as often as fairness may dictate. UCM3J,
Art. 40, 10 U.S.C.A. Sec. 840.

2. MILITARY JUSTICE k1 187.1

258A —

258AVI Time for Trial and Continuance
258Ak1 187 Continuances

258Ak1 187.1 In general.

AFCMR 1993.

Request for continuance is addressed to sound discretion
of trial judge, and only clear abuse of that discretion will
result in error; such discretion is very broad, and only myopic
insistence upon expeditiousness in face of justifiable need for
delay, which must be determined on case-by-case, will
constitute abuse of discretion. UCMJ, Art. 40, 10 U.S.C.A.
Sec. 840.

3. MILITARY JUSTICE k1 187.1

258A —

258AVI Time for Trial and Continuance
258Ak1 187 Continuances

258Ak1 187.1 In general.

AFCMR 1993.

Some factors weighed in testing for abuse of discretion
in denying continuance are: number of prior delays granted,
timeliness and stage in proceedings continuance was
requested, and, if based on dissatisfaction of counsel,
adequacy of trial court’s inquiry into accused’s complaint
against counsel. UCMJ, Art. 40, 10 U.S.C.A. Sec. 840.

35a

4. MILITARY JUSTICE k1 188

258A —

258AVI Time for Trial and Continuance
258Ak1 187 Continuances

258Ak1 188 Grounds.

AFCMR 1993.

Accused was not entitled to continuance to enable him to
retain civilian counsel; there was more than reasonable basis
on which to conclude that accused’s request was made solely
for purpose of delay, in view of prior delays granted to
accused and timing of his request, and, other record evidence

that ruling was unreasonable insistence on expeditiousness.
UCM, Art. 32, 10 U.S.C.A. Sec. 832.

5. MILITARY JUSTICE ki 188

258A —

258AVI Time for Trial and Continuance
258Ak1 187 Continuances

258Ak1 188 Grounds.

AFCMR 1993.

Accused’s right to obtain civilian counsel at any point in
trial does not guarantee accused delay in progress of trial for
him to do so. UCMJ, Art. 38(b), 10 U.S.C.A. Sec. 838(b).

6. MILITARY JUSTICE k1 188

258A =

258AVI Time for Trial and Continuance
258Ak1 187 Continuances

258Ak1 188 Grounds.

AFCMR 1993.

Right to counsel of one’s choice, unlike Sixth
Amendment right to assistance of counsel, is not absolute and

36a

must be balanced against society’s interest in efficient and
expeditious administration of justice. UCMJ, Art. 38(b), 10
U.S.C.A. Sec. 838 (b); U.S.C.A. Const.Amend. 6.

7. MILITARY JUSTICE k1 188

258A —

258AVI Time for Trial and Continuance
258Ak1 187 Continuances

258Ak1 188 Grounds.

AFCMR 1993.

Sixth Amendment right to counsel may not be
manipulated for purposes of delay or to thwart ends of justice.
UCMJ, Art. 32, 10 U.S.C.A. Sec. 832; U-.S.C.A.
Const.Amend. 6.

8. MILITARY JUSTICE k1238. 1

258A —

258AVII Trial
258Ak1238 Defense Counsel
258Ak1238.1 In general.

[See headnote text below]

8. MILITARY JUSTICE k1278

258A —
258AVII Trial
258Ak1278 Objections; waiver.

AFCMR 1993.

When, in face of trial judge’s clear warning that
substitute civilian counsel would not be produced at
governments expense, accused insisted on discharging his
detailed and individual military counsel for insufficient cause,
he in fact waived assistance of those counsel and his action

37a

was functional equivalent of knowing and voluntary choice to
proceed pro se. U.S.C.A. Const.Amend. 6.

9. MILITARY JUSTICE k1238.1
258A ~=
258AVII Trial
258Ak1238 Defense Counsel
258Ak1238.1In general.
[See headnote text below]

9. MILITARY JUSTICE k1278
258A —
258AVII Trial
258Ak1278 Objections; waiver.
AFCMR 1993.

Prior to allowing accused to waive representation by
counsel and proceed pro se, judge must make accused award
of disadvantages of self-representation and find that accused
understands risks and disadvantages of self-representation and
that accused’s waiver of counsel is knowing and voluntary.
R.C.M. 506(d); U.S.C.A. Const.Amend. 6.

10. MILITARY JUSTICE k1238.1

258A —

258AVII Trial
258Ak1238 Defense Counsel
258Ak1238.1In general.

AFCMR 1993.

Standard for determining whether accused is competent
to proceed pro se is not higher than one required for

38a

conducting or assisting in one’s defense. R.C.M. 506(d);
U.S.C.A. Const.Amend. 6.

11. MILITARY JUSTICE k1241
258A —
258AVII Trial
258Ak1238 Defense Counsel
258Ak1241 Establishing and severing attorney-client
relationship.

AFCMR 1993.

Trial judge should have particularized basis for its
findings that accused, who wished to discharge counsel, |
clearly understood disadvantages of self-representation and
was mentally competent to make that decision. R.C.M.
506(d).

12. MILITARY JUSTICE k1241 |
258A ~ |
258AVII Trial |
258Ak1238 Defense Counsel |
258Ak1241 Establishing and severing attorney-client |

relationship.

[See headnote text below]

12. MILITARY JUSTICE k1426
258A —
258AX Review of Courts-Martial
258AX(B) Further Review
258AX(B)1 In General
258Ak1423 Harmless or Prejudicial Error; Test for

Reversible Error
258Ak1426 Trial matters.

en

39a

AFCMR 1993.

Trial judge’s error in failing to particularize basis for his
findings that accused clearly understood disadvantages of
self-representation and was mentally competent to make
decision was not prejudicial, in that record clearly established
basis for findings and demonstrated only that trial judge did
not abandon accused while he was proceeding claim to
original U.S. Govt. works pro se. R.C.M. 506(d).

13. MILITARY JUSTICE k1238.1

258A —

258AVII Trial

258Ak1238 Defense Counsel
258Ak1238.1In general.

AFCMR 1993.

Military counsel could be seated at accused’s counsel
table, though accused was proceeding pro se, where trial
judge provided clear instruction to court members regarding
military counsel’s role at trial; instruction and military
counsel’s presence in no way infringed on perception that
accused was representing himself. ;

14. MILITARY JUSTICE k1247.1

258A _

258AVII Trial

258Ak1247 Reception of Evidence
258Ak1247.1In general.

AFCMR 1993.

Military judge should not have asked military counsel if
particular unit was assigned to *1103 his home base, while
ruling on admissibility of document, and used military
counsel’s answer to exclude document from evidence, where
accused was proceeding pro se.

40a

15. MILITARY JUSTICE k1425

258A —

258AX Review of Courts-Martial

258AX(B) Further Review

258AX(B)1 In General

258Ak1423 Harmless or Prejudicial Error; Test for
Reversible Error

258Ak1425 Evidence and witnesses.

AFCMR 1993.

Error in excluding document from evidence did not
prejudice accused, where document related to collateral
matter of minor importance.

16. MILITARY JUSTICE k1242

258A —

258AVII Trial

258Ak1238 Defense Counsel

258Ak1242 Effective assistance of counsel; multiple
representation.

AFCMR 1993.

To successfully claim ineffective assistance of counsel,
accused must demonstrate deficient performance or errors by
counsel, and also demonstrate that he was prejudiced as result
of claimed errors. U.S.C.A. Const.Amend. 6.

17. MILITARY JUSTICE k1242

258A —

258AVII Trial

258Ak1238 Defense Counsel

258Ak1242 Effective assistance of counsel; multiple

representation.
AFCMR 1993.

4la

Accused claiming ineffective assistance of counsel has
burden to demonstrate counsel errors and claimed prejudice.
U.S.C.A. Const.Amend. 6.

18. MILITARY JUSTICE k1242

258A —

258AVII Trial

258Ak1238 Defense Counsel

258Ak1242 Effective assistance of counsel; multiple
representation.

AFCMR 1993.

Because of many decisions which are made during trial,
latitude accorded counsel is wide, and tactical decisions will
not be second guessed on appeal in context of claim of
ineffective assistance of counsel. U.S.C.A. Const.Amend. 6.

19. MILITARY JUSTICE k1242

258A

258AVII Trial

258Ak1238 Defense Counsel

258Ak1242 Effective assistance of counsel; multiple

representation.
AFCMR 1993.

Accused claiming ineffective assistance of counsel failed
to prove that military counsel misadvised him during
administrative separation action, refused to request mental
evaluation of accused to pursue marijuana addiction defense,
and failed to adequately prepare for trial. U.S.C.A.
Const.Amend. 6.

20. MILITARY JUSTICE k1242
258A -

42a

258AVII Trial

258Ak1238 Defense Counsel

258Ak1242 Effective assistance of counsel; multiple
representation.

[See headnote text below]

20. MILITARY JUSTICE k1244

258A —

258AVII Trial
258Ak1238 Defense Counsel
258Ak1244 Post-trial duties.

AFCMR 1993.

Accused failed to establish he was denied effective
assistance of counsel during posttrial representation by
military counsel’s failure to consult with him and refusal to
advocate all errors accused believed occurred at trail.
U.S.C.A. Const.Amend. 6.

21. MILITARY JUSTICE ki244

258A —

258AVII Trial

258Ak1238 Defense Counsel
258Ak1244 Post-trial duties.

AFCMR 1993.

Accused was not denied effective assistance of counsel
during posttrial representation by military counsel’s
requesting, as alternative to rehearing on sentence, clemency |
in form of approval of bad-conduct discharge and substantial |
reduction in confinement forfeitures; although it was error for
counsel to request relief including bad-conduct discharge
without accused’s consent, accused was not prejudiced.
U.S.C.A. Const.Amend. 6.

43a

22. MILITARY JUSTICE k1392

258A ——

258AX Review of Courts-Martial

258AX(A) Initial Action on Record

258Ak1385 Staff Judge Advocate or Legal Officer’s
Review

258Ak1392 Incorrect or misleading advice, opinion, or
statement.

AFCMR 1993.

Convening authority received complete and accurate
advice on proper standard he was to apply to sentence; even if
staff judge advocate’s original review was unclear, it was
crystallized by posttrial counsel’s response to review
advocation rehearing on sentence, and staff judge advocate’s
addendum thereto.

23. MILITARY JUSTICE k1395.1
258A a
258AX Review of Courts-Martial
258AX(A) _ Initial Action on Record
258Ak1395 Determination or Relief; Approval; Matters
Considered
258Ak1395.1In general.

AFCMR 1993.

It did not appear that convening authority could have
meaningfully determined what sentence would have been
judged in absence of disobedience offense after findings
thereof were disapproved, especially in view of fact previous
offense accounted for two thirds of authorized maximum
punishment at trail.

44a

24. MILITARY JUSTICE k1415

258A —

258AX Review of Courts-Martial

258AX(B) Further Review

258AX(B)1 In General

258Ak1414 Preservation of Grounds of Review;
Waiver; Plain Error

258Ak1415 Admission or exclusion of evidence.

AFCMR 1993.

Admission of accused’s letter to the Secretary of Air
Force, detailing accused’s drug use, was not plain error;
accused who disregarded advice of counsel during
administrative discharge action and at other times could not
be heard now to complain regarding the consequences.
Military Rules of Evid., Rule 305.

25. MILITARY JUSTICE k1433

258A —

258AX Review of Courts-Martial
258AX(B) Further Review
258AX(B)1 In General

258Ak1430 Appellate Disposition
258Ak1433 Reassessment to cure error.

AFCMR 1993.

On appeal, accused’s sentence for divers use of
marijuana would be reassessed, to reflect disapproval of
findings on willful disobedience offense, only to provide for
bad-conduct discharge and reduction to E—1, considering
difficulty in determining exact length of confinement and
forfeitures that would be appropriate, and that accused already
served whatever confinement was appropriate.

45a

*1105 Appellate Counsel for the Appellant: Captain
David D. Jividen (argued), Colonel Jeffrey R. Owens, Major
Alice M. Kottmyer, and Major Mary C. Yastishock.

Appellate Counsel for the United States: Captain Carlos
L. McDade (argued), Lieutenant Colonel Brenda J. Hollis,
and Major Paul H. Blackwell, Jr.

Before O’HAIR, SNYDER, and GRUNICK, Appellate
Military Judges.

OPINION OF THE COURT
SNYDER, Judge:

Is an accused denied his Sixth Amendment right to
counsel when the trial judge denies a request for a
continuance and informs the accused he must either proceed
with duly detailed and individual military counsel or proceed
pro se? Under the facts and circumstances of the instant case,
we hold he is not.

Contrary to his pleas, appellant was convicted by a
general court-martial, which included enlisted members, of
willful disobedience of a superior commissioned officer and
divers uses of marijuana. (FN1) He was sentenced to a bad-
conduct discharge, confinement for one year, forfeiture of
$500 pay per month for 6 months, and reduction to E-1. The
convening authority disapproved the findings on the willful
disobedience offense, dismissed that charge and specification,
and reduced the confinement portion of the sentence to 10
months. The remaining parts of the sentence were approved.

Appellant raises 13 assignments of error. Two have some
merit, and we grant appellant partial relief.

I. SIXTH AMENDMENT RIGHT TO
ASSISTANCE OF COUNSEL

Appellant avers the trial judge abused his discretion to
appellant’s prejudice by denying his request for a delay,

46a

thereby forcing appellant to proceed pro se against his wishes.
We disagree.

A. Factual Background

Charges were preferred against appellant on 27 August
1990. Captain W already was appellant’s individual military
*1106 counsel for an administrative proceeding. (FN2) After
the Article 32 Investigation, the charges were referred for trial
on 20 September 1990 and served on appellant on 25
September 1990. Trial was scheduled for 2 October 1990.
Because of Captain W’s illness and medical treatment, delays
were granted until 30 October 1990. On 26 October 1990,
however, appellant retained civilian counsel, and, on 1
November 1990, the trial judge granted civilian counsel’s
request for delay until 3 December 1990. Between 3
December 1990 and 15 January 1991, additional delays were
granted at the request of civilian counsel. Because of his
involvement with a capital murder trial, civilian counsel did
not meet again with appellant until 18 December 1990, when
he reviewed the entire case with appellant and Captain W.

After thoroughly reviewing the case and the trial strategy
Captain W proposed to pursue in defense of appellant, civilian
counsel opined appellant was in extremely capable hands with
Captain W. and civilian counsel could not offer any better
representation than Captain W was already providing.
Consequently, civilian counsel advised appellant that, in view
of Captain W’s apparent ability and thorough preparation, he
could not, in good conscience, accept appellant’s retainer and
recommended he proceed solely with Captain W’s
representation. On 19 December 1990, appellant provided a
letter informing all concerned that he had released civilian
counsel and was fully satisfied Captain W would adequately
represent him.

47a

Trial convened on 15 January 1991. After the trial judge
advised appellant of his rights regarding counsel, see R.C.M.
901(d)(4), appellant informed the trial judge he had released
both his detailed and individual military counsel. This part of
the colloquy was as follows:

M§J: Since you are here today with Captains [R] and [W], am I
correct in assuming that you wish to proceed to trial
represented by them alone?

Acc: No sir, I do not. I wish to release them at this time.
MJ: And do what? Represent yourself?

Acc: Yes, sir. I'd like to submit this to you sir.

MJ: Okay, I'll mark this as Appellate Exhibit 1. (FN3)
Acc: Sir, may I clarify something?

MJ: Sure.

Acc: I do not wish to represent myself. J request that a
civilian attorney be assigned, and I request a six to eight
week delay to prepare. (emphasis added)

* * * k* Kk *
MJ: I have given you three and a half, over three and a half,
almost four months to get civilian counsel. You fired a civilian
counsel. You tell me you are satisfied with your military
lawyer, and then you come in today and you want a civilian

counsel. The answer to that is no. Now, do you want a
military counsel?

Acc: No sir, I do not at this time.
MJ: Okay, do you want to represent yourself?
Acc: No sir, I do not.

MJ: Well, what are you going to do? What are you going to
do, because I have given you delay after delay, to have *1107
a civilian counsel present. You fired him, you notified me that

48a

you fired him, that you are satisfied with your military
counsel, and then you come in here today and tell me that you
want a civilian counsel. I’m telling you the answer to that is
no. Now, do you want a military counsel?

Acc: No sir, I do not.

*_ *+ * & *& *€

MJ: Sergeant Dresen, what I am going to do is I’m going to
have [counsel] remain at counsel’s table throughout the trial.
Now you are representing yourself, you don’t have to consult
them if you don’t want to, but they are there to provide you
legal advice if you feel that you need it. Do you understand
that?

Acc: Yes, sir. I request that they not sit at the table though.

MJ: Well, Ill leave them there and you don’t have to ask
them anything if you don’t want, but that’s where they are
going to be.

Acc: Sir, I don’t want to give the jury the impression that I
have someone here representing me.

MJ: Well I’m not going to tell them that they are representing
you. I am going to tell them that you are representing
yourself, and that they are there to provide you legal advice if
you request it. (FN4)

B. Denial of Continuance and Pro Se

[1}{2] Upon request and for reasonable cause, the
military judge is authorized to grant requests by either party
for a continuance as often as fairness may dictate. Article 40,
UCMJ, 10 U.S.C. Sec. 840 (1988). A request for a
continuance is addressed to the sound discretion of the trial
judge, and only a clear abuse of that discretion will result in
error. United States v. Thomas, 22 M.J. 57 (C.M.A.1986);
United States v. Menoken, 14 M.J. 10 (C.M.A.1982). The

Liciieemetinmtiiietiiiia ial aici

49a

discretion granted trial judges in deciding the question of
continuances is very broad, and only “a myopic insistence
upon expeditiousness in the face of a justifiable need for
delay,” which must be determined case-by-case, will
constitute an abuse of discretion. Ungar v. Sarafite, 376 U.S.
575, 589, 84 S.Ct. 841, 849, 11 L.Ed.2d 921 (1964), accord
Morris v. Slappy, 461 U.S. 1, 11-12, 103 S.Ct. 1610,
1616-17, 75 L.Ed.2d 610 (1983); Thomas, 22 M.J. at 59.

[3][4] Some of the factors weighed in testing for an
abuse of discretion are: the number of prior delays granted,
the timeliness and stage in the proceedings the continuance
was requested, and, if based on dissatisfaction with counsel.
the adequacy of the trial court’s inquiry into appellant’s
complaint against counsel. See United States v. Torres, 793
F.2d 436 (ist Cir.1986), cert. denied, 479 US. 889, 107 S.Ct.
287, 93 L.Ed.2d 262 (1986); United States v. Stevens, 27 M.J.
626 (A.F.C.M.R.1988), aff’d, 28 M.J. 159 (C.M.A.1989),
cert. denied, 490 U.S. 1091, 109 S.Ct. 2433, 104 L.Ed.2d 989
(1989). Reviewing and weighing these particular factors, and
applying them to the instant case, we find no abuse of
discretion.

(5}[6}{7] Although Article 38(b), UCMJ, 10 U.S.C. Sec.
838(b) (1988), guarantees an accused the right to obtain
civilian counsel at any point of the trial, it does not guarantee
an accused a delay in the progress of the trial for him to do so.

An accused can always discharge his attorney, but if
he desires to substitute another attorney for the one
discharged, his right is qualified in “that the request
for substitution of counsel cannot impede or
unreasonably delay the proceedings.”

United States v. Montoya, 13 M.J. 268, 274, quoting
United States v. Jordan, 22 U.S.C.M.A. 164, 166, 46 C.M.R.
164, 166 (1973). This principle reflects the fact that, unlike
the Sixth Amendment right to the assistance of counsel, the

50a

right to counsel of one’s choice is not absolute, and must be
balanced against society’s interest in the efficient and
expeditious administration of justice. Thomas, 22 M.J. at 59,
and cases *1108 cited therein. (FN5) Further, the Sixth
Amendment right to counsel may not be manipulated for
purposes of delay or to thwart the ends of justice. United
States v. Flewitt, 874 F.2d 669 (9th Cir.1989); McMahon v.
Fulcomer, 821 F.2d 934 (3d Cir.1987).

In the instant case, appellant’s request for a continuance
the day of trial truly was an eleventh hour request. Granted, the
delays due to Captain W’s illness and civilian counsel’s docket
were not his fault, but appellant still had more than ample time
between 29 December 1990, when he released civilian counsel,
and 15 January 1991 to find another civilian counsel. The
record not only supports the conclusion appellant did nothing
between 29 December 1990 and 15 January 1991 to obtain
civilian counsel, but also that he had no realistic expectation of
obtaining another counsel. This fact is demonstrated by
appellant’s request for the trial judge to appoint a civilian
counsel, (FN6) as well as the following exchange:

MJ: Yesterday you told me you needed a delay and
made a motion to have civilian counsel provided to
you at government expense because you didn’t have
the money, and then you wanted a delay to hire a
civilian counsel, and now you do have the money
and want a delay. Let me ask you this. If I gave you -
a delay to get a civilian counsel, what would you do
with that delay? ... How would you have a civilian
attorney present your case?

Acc: Basically the same way I am going about it
now; command influence. Hopefully I could find an
attorney that would take it on a contingency basis,
because my intentions are to file a civil suit when
this matter is concluded.

Sla

Further, the trial judge ascertained appellant’s military
counsel were fully prepared, there was no evidence of an
irreconcilable conflict between appellant and his counsel, and,
when appellant informed them he no longer desired their
services, counsel were willing to proceed in the manner
appellant desired.

When appellant stated he desired a six to eight week
delay to “prepare and obtain witnesses,” the trial judge
walked appellant through the issues he proposed to raise and
the witnesses he requested and their desired testimony. This
inquiry went to the heart of appellant’s request for the
additional delay. On the basis of appellant’s responses, the
trial judge properly ruled the issues and preferred testimony
irrelevant to the proceedings.

In view of the prior delays granted appellant, his waiting
until the morning of the trial to discharge his fully prepared,
military counsel, his unrealistic request for civilian counsel.
and his baseless request for additional delay, the trial judge
had more than a reasonable basis on which to conclude
appellant’s request was made solely for purposes of delay.
(FN7)

The record reflects the trial judge was not indifferent to
appellant’s requests falling within reasonable bounds. When
appellant complained of insufficient sleep due to his
preparation for the trial’s sessions, the trial judge adjourned
earlier than normal and started later the next day. Further,
*1109 after the start of trial, the trial judge continued the
proceedings for five days to allow appellant to arrange for
witnesses on relevant issues and prepare his presentation.
Therefore, the trial judge was reasonably within his discretion
in denying appellant the six to eight week continuance. The
trial judge’s ruling was not an unreasonable insistence on
expeditiousness, but was based on the history of the case and
the merits of the request. United States v. Browers, 20 M.J.

52a

356, 361 (C.M.A.1985) (Cox, J., concurring); Stevens, 27
M.J. at 627.

[8] Although appellant informed the trial judge he did
not desire to represent himself, his actions inescapably
produced that result. After ascertaining whether an accused is
seeking to discharge an unprepared counsel, or, for personal
reasons, seeking to discharge counsel who is fully prepared,
McMahon v. Fulcomer, 821 F.2d 934, there comes a point
when the court can require an accused to proceed with
detailed counsel or proceed pro se. United States v. Flewitt,
874 F.2d at 674; United States v. Moya-Gomez, 860 F.2d 706
(7th Cir.1988), cert. denied, 492 U.S. 908 (1989). Therefore,
regardless of appellant’s desires and protestations, when, in
the face of the trial judge’s clear warning that substitute
civilian counsel would not be produced at government
expense, appellant insisted on discharging his detailed and
individual military counsel for insufficient cause, he in fact
waived the assistance of those counsel and his action was the
functional equivalent of a knowing and voluntary choice to
proceed pro se. McQueen v. Blackburn, 755 F.2d 1174, 1178
(Sth Cir.1985), cert. denied, 474 U.S. 852, 106 S.Ct. 152, 88
L.Ed.2d 125 (1985). The only question to address with
regards to this choice is whether appellant was adequately
apprised of the risks to which his choice exposed him.

C. Adequacy of Faretta (FN8) Advice

[9] Prior to allowing an accused to waive representation
by counsel and proceed pro se, the trial judge must make the
accused aware of the disadvantages of self-representation and
find the accused understands the risks and disadvantages of
self-representation and that the accused’s waiver of counsel is
knowing and voluntary. Faretta v. California, 422 U.S. 806,
95 S.Ct. 2525. 45 L.Ed.2d 562 (1975); R.C.M. 506(d).
Appellant argues the trial judge failed to make a particularized

53a

finding that he clearly understood the disadvantages of self-
representation and that appellant was mentally competent to
make the decision. In fact, appellant argues the trial judge was
required to make a two-tiered finding of mental competency:
that he was competent to stand trial, and he also possessed a
higher degree of mental competency required to proceed pro
se. We disagree with these assertions.

[10] We first address appellant’s assertion that the degree
of mental competency required for knowingly proceeding pro
se is higher than that of basic mental competency to stand
trial. This argument is based on United States v. Freeman, 28
M.J. 789 (N.M.C.M.R.1989), which appears to hold that
competence to merely assist in one’s defense with
representation of counsel is not sufficient to demonstrate
competence to proceed pro se. The Navy Court decided,
essentially, that the higher degree of competence is shown by
insuring an accused possesses the legal ability to represent
him/herself in addition to understanding the risks of self-
representation. Freeman, 28 M.J. at 792-3, 793 n. 5. We do
not read Faretta, R.C.M. 506(d), or United States v. Streater,
32 M.J. 337, as requiring such a dual standard of competency.

We join our Army brethren in holding R.C.M. 506(d)
provides the sole test for determining whether an accused is
competent to proceed pro se, and that the standard is not
higher than the one required for conducting or assisting in
one’s defense. See United States v. Mix, 32 M.J. 974, 980
(A.C.M.R.I991). We also believe the Court of Military
Appeals does not subscribe to a higher degree of competency
for a knowing decision to proceed pro se. See Streater. *1110
32 M.J. at 339 n. 3. As did the Army Court, we also view
Freeman as reflecting a record where there was a reasonable
doubt regarding Freeman’s mental responsibility, period, let
alone his competency to represent himself. Mix, 32 M.J. at
980 n. 4.

S4a

R.C.M. 506(d) reads as follows:

(d) Waiver. The accused may expressly waive the

right to be represented by counsel and may

thereafter conduct the defense personally. Such
waiver shall be accepted by the military judge only

if the military judge finds that the accused is

competent to understand the disadvantages of self-

representation and that the waiver is voluntary and
understanding. The military judge may require that

a defense counsel remain present even if the

accused waived counsel and conducts the defense

personally. ...

[11}[12] The trial judge discussed the risks of self-
representation with appellant on three occasions. (FN9) He
ascertained appellant’s education level, the length of his
military service, and he particularized the risks and difficulty
appellant could encounter, e.g., inartful examination of
witnesses and being held to the same standard as an attorney.
Although the trial judge did not particularize the basis for his
finding, he did make a finding as to appellant’s understanding
his choices and making a knowing waiver. His ruling was as
follows:

I am going to continue to allow you to represent
yourself. I don’t think it’s a good idea, but you have
that constitutional right. Captain [W] will be here to
help you if you want. You don’t have to ask him for
advice if you don’t want to. Although I don’t think
your choice is intelligently made, I think it is
knowing and voluntarily made. So I am going to
grant your request to represent yourself.

First, we do not view the trial judge’s comment on the
intelligence of appeilant’s choice as inconsistent with his
findings, but as a comment on the wisdom of appellant’s

55a

choice. Appellant asserted the need for another mental
evaluation, but the trial judge ruled another one was
unnecessary. In refusing appellant’s request, the trial judge
relied on his in-court observations, as well as an earlier
mental evaluation finding appellant mentally competent. All
of the evidence before the trial judge reflected a diagnosis of
chemical dependency, which is not a mental disease or defect.
(FN10) Further, our review of the record also convinces us the
trial judge had sufficient information to enter informed
findings.

It was error for the trial judge not to particularize the
basis for his findings, but it was not prejudicial error. Streater,
32 M.J. at 339. Our review of the record convinces us
appellant was mentally competent and made a knowing,
intelligent choice to proceed pro se. As we held in subpart B.
supra. when appellant discharged his military counsel, he
made a knowing waiver of counsel. In addition to trying to
avoid trial, appellant was adamant on how he wanted his case
handled and proceeded to do so. Single minded pursuit of an
ill-advised strategy does not equate to mental incompetence.

The record demonstrates appellant was aware of and
appreciated the risks of self-representation, which is reflected
by his persistent request for an alternative delay of five days
to prepare, which the trial judge did eventually grant. (FN11)
The record *1111 also demonstrates appellant pursued a
coherent, albeit ill-advised, strategy. He litigated his assertion
of command influence, vindictive prosecution based on
alleged bias.by the office of the staff judge advocate, and
reprisal for his filing Inspector General complaints addressing
defective showers in the dormitories. He presented evidence
of his military character, as well as attacking the credibility of
a witness called to corroborate appeliant’s prior admission.

Most important, however, the record demonstrates
compellingly that the trial judge did not abandon appellant.

56a

On numerous occasions, out of the presence of the members,
the trial judge cautioned appellant he was pursuing a path
which would provide evidence of his guilt and he might want
to reconsider. Appellant basically thanked the trial judge for
his advice and pressed on. We view this as additional
evidence of appellant knowingly proceeding with full
knowledge of the risks.

D. Requiring Counsel’s Presence At Counsel’s Table

[13] Appellant also claims prejudice from the trial
judge’s requiring Captain W to remain at counsel’s table over
appellant’s objection. We find no error. The trial judge
provided a clear instruction to the court members regarding
Captain W’s role at the trial. His instruction, and Captain W’s
presence, in no way infringed on the perception appellant was
representing himself. McKaskle v. Wiggins, 465 U.S. 168, 104
S.Ct. 944, 79 L.Ed.2d 122 (1984). In view of the fact the
record reflects appellant consulted Captain W during the trial,
we fail to discern any prejudice.

[14][15] We find no impropriety in the trial judge asking
Captain W how much time and effort he expended preparing
to defend appellant. These were questions Captain W was
obliged to answer as an officer of the court. (FN12) On the
other hand, the trial judge did err when he asked Captain W if
a particular unit was assigned to his home base, Dyess AFB,
Texas, while ruling on the admissibility of a document.
Captain W’s answer was used to exclude the document from
evidence. However, we find no prejudice. The document
related to a collateral matter of minor importance. The
remaining inquiries by the trial judge were to insure appellant
possessed the documentation he claimed he needed to litigate
his motions and pursue his defense.

57a

II. INEFFECTIVE ASSISTANCE OF COUNSEL

[16][17][18] Appellant claims he was prejudiced by
deficient performance of his defense counsel both during and
after trial. To successfully claim ineffective assistance of
counsel, appellant must demonstrate deficient performance or
errors by counsel, and also demonstrate that he was
prejudiced as a result of the claimed errors. Strickland v.
Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674
(1984). The burden is on appellant to demonstrate the errors
and the claimed prejudiced. Because of the many decisions
which must be made during a trial, the latitude accorded
counsel is wide, and tactical decisions will not be second
guessed on appeal. Strickland at 688-91, 104 S.Ct. at
2065-66. Lockhart v. Fretwell, __ U.S. —_. 113 S.Ct. 838, 122
L.Ed.2d 180 (1992); United States v. Scott, 24 M.J. 186
(C.M.A.1987),

A. At Trial

[19] Appellant’s complaints against Captain W are:
misadvice during the administrative separation action, refusal
to *1112 request another mental evaluation of appellant in
order to pursue the marijuana addiction defense, and failure to
adequately prepare for the trial. Appellant claims Captain W
advised him to prepare a statement for use in the discharge
action which detailed appellant’s drug use and for appellant to
submit it to the legal office after it was complete. Appellant
asserts he followed this advice to his serious detriment, for
this statement was the prosecution’s main evidence at trial.

Captain W agrees he advised appellant to draft a
Statement for submission to the Secretary of The Air Force,
(FN13) but he told appellant to first submit it to him for
review and editing. Captain W states he had no knowledge
appellant had submitted the statement to the legal office until
after the legal office phoned and advised him of receiving it.

58a

Captain W testified on appellant’s motion that he thoroughly
investigated the possibility of bias by the office of the staff
judge advocate, and concluded there was no bias against
appellant. As he stated at trial, Captain W states in his
affidavit that he was fully prepared for trial. He states he
researched and discussed with appellant the addiction defense,
advised against it, and appellant agreed to follow an
alternative strategy. Captain W relates that, the morning the
trial was to begin, appellant informed him and Captain R
appellant was releasing them to delay the trial until he reached
20 years of service. Appellant disputes Captain W’s affidavit.

After reviewing the record and the affidavits, we resolve
the factual issues against appellant. The record demonstrates
Captain W was commendably prepared. The civilian counsel's
affidavit is additional evidence of Captain W’s preparation.
Captain W requested the assistance of Captain R solely with
drafting the anticipated motions. Captain W had already
performed the research and defined the nature of the motions.
Appellant’s actions during trial, where he consistently refused
to heed prudent advice and cautions, tend to corroborate
Captain W’s statement that he advised appellant to first
submit his statement to him for review and editing, but
appellant disregarded his advice.

We also resolve against appellant his claim that Captain
W refused to pursue a mental evaluation and the defense of
addiction to marijuana. Attached to Captain W’s affidavit is a
copy of a chart outlining the advice given to appellant and the
strategy and tactics to be pursued at trial. Captain W used the
chart as he consulted with appellant in detail concerning his
trial and defense. Appellant’s initials appear by each issue and
right discussed. Consequently, we accept Captain W’s
assertions that he did not refuse to pursue a defense appellant
desired and that appellant concurred with and consented to the
Strategy to be pursued at trial. It was appellant’s conscious

ee

59a

choice which led him to pursue his addiction defense pro se,
and not deficient performance by Captain W. his individual
military counsel.

B. Post-Trial Representation

[20}[21] Captain N was detailed to represent appellant
during the post-trial Stage of his proceedings. Appellant’s
complaint against Captain N is multipronged: her refusal to
personally consult with him at the confinement facility or
return his telephone calls, and her refusal to advocate the
errors he believed occurred at his trial. Appellant alleges
Captain N refused to seek disapproval of his bad-conduct
discharge, informing him the convening authority did not
have the authority to overturn or disapprove the punitive
discharge, and that Captain N refused to assist him with
seeking rehabilitation and retention.

Captain N confirms she declined appellant’s request to
consult with him at the confinement facility. She did not do so
because of her busy schedule with other clients and because it
was her professional opinion there were no extraordinary
circumstances requiring a personal visit. She *1113 states
there was no difficulty reaching appellant by phone, and she
did return appellant’s calls. Captain N also details other
differences with appellant.

Captain N denies telling appellant the convening
authority could not disapprove the bad-conduct discharge. She
told him she viewed that as unlikely. She also states it was not
a matter of her refusing to assist appellant with preparing
requests for retention and rehabilitation, but appellant’s
refusal to accept her advice on all of the matters she raised.
Further, after she refused to prepare the presentation the way
appellant demanded, which in her view contained
inflammatory material harmful to his receiving meaningful
relief, appellant refused to discuss alternative plans with her.

60a

She also states she advised appellant she would not address
every conceivable legal issue, for those issues were already
preserved for appeal. She viewed the best strategy to be a
request for a rehearing on sentence and seeking meaningful
sentence relief. Captain N also states appellant, against her
request and advice, submitted matters directly to the
convening authority without first allowing her to review them.
She also states appellant refused to allow her to see what he
had submitted. Captain N opposed seeking a delay solely so
appellant could continue to draw E-6 pay as long as possible.
However, without her knowledge, appellant requested, and
received, a longer delay than she required to complete her
submissions on his behalf. Captain N states she advised
appellant it was in his best interest to ask for reasonable relief
which the convening authority might grant.

As is apparent, Captain N had experiences with appellant
similar to those encountered by his trial defense counsel. We
resolve the factual differences in her favor. However, that
does not dispose of this issue. Captain N submitted a thorough
and well reasoned brief on appellant’s behalf, wherein she
vigorously advocated a rehearing on sentence. Unfortunately,
we conclude Captain N committed error via the alternative
relief she sought from the convening authority.

As an alternative to a rehearing on sentence, Captain N
requested clemency in the form of an approval of the bad-
conduct discharge and a substantial reduction in the
confinement and forfeitures. Of all the possible court-martial
punishments, the bad-conduct discharge was the one thing
appellant did not desire. Although Captain N probably was
entirely correct in viewing it as unlikely the convening
authority would disapprove the bad-conduct discharge, it was
error under the circumstances of this case to specifically
request relief which included the bad-conduct discharge
without appellant’s consent. Captain N’s affidavit implies this

61a

course was pursued on the basis of professionally assessed
reality, as opposed to appellant’s consent. It detracted from
otherwise excellent advocacy for appellant. This was not a
case of urging the convening authority to reduce a
dishonorable discharge to a bad-conduct discharge. Only a
bad-conduct discharge was in issue, and it concerned a 19-
year noncommissioned officer facing loss of any chance at
retirement. To pursue this strategy, Captain N should have
insured appellant knowingly consented to it.

Although we find error by Captain N. we do not find
prejudice to appellant. The specific basis for our finding no
error will be detailed in our final disposition. Therefore,
appellant has not satisfied the second prong of the Strickland
v. Washington test.

II]. IMPROPER ADVICE TO CONVENING AUTHORITY

[22] [23] Appellant also avers the staff judge advocate
failed to inform the convening authority of the proper
Standard to apply to the sentence. Specifically, after advising
the convening authority to disapprove the findings on Charge
I and its specification and dismiss the charge, the staff judge
advocate failed to clearly advise the convening authority of
the following: that the convening authority must first
appropriately reassess the sentence to account for the change
in the findings, and then make a separate determination of
sentence *1114 appropriateness based on the reassessed
sentence. Further, appellant avers the convening authority was
not made arvare that first he must decide whether he could
determine the sentence the court would have adjudged solely
for the remaining charge. See United States v. Reed, 33 M.J.
98 (C.M.A. 1991).

Appellant raises this error as an alternative to his
argument that only a rehearing on sentence can truly provide
him a proper sentence for the sole offense remaining after the

dismissal of Charge I and its specification. The basis for this
argument is that Charge I was the means by which extremely
prejudicial evidence was admissible against appellant, and it
is extremely difficult, if not impossible, to determine what
sentence the members would have adjudged in its absence. In
the alternative, he requests another Recommendation by a
staff judge advocate and another action by the convening
authority. We partially agree with appellant.

First, we do not agree that the convening authority
received incomplete or inaccurate advice on the proper
standard he was to apply. Even if the staff judge advocate’s
original review was unclear, it was crystallized by Captain
N’s R.C.M. 1106(f) response to the review advocating a
rehearing on sentence because the two assessments could not
be done reliably, and the staff judge advocate’s addendum
thereto. We believe the convening authority was clearly aware
of the standards to be applied regarding reassessment to cure
error and sentence appropriateness. Cf. United States v. Hill,
27 M.J. 293 (C.M.A.1988).

Our discomfort is with whether the convening authority
could meaningfully determine what sentence would have
been adjudged in the absence of the disobedience offense.
This is especially so in view of the fact the disobedience
offense accounted for two-thirds of the authorized maximum
punishment at trial. See Reed, 33 M.J. at 99; United States v.
Sales, 22 M.J. 305 (C.M.A.1986). Further, although the staff
judge advocate defined the two functions the convening
authority had to perform, he did not state the basis for
determining 10 months confinement would have been
adjudged in the absence of the disobedience offense. Reed,
33 M.J. at 100. Nonetheless, at this stage of the proceedings,
we do not believe a rehearing on sentence will be necessa

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386013_1849%3A1. Public record. Not legal advice.
