# Petition for Writ of Certiorari — Spahn v. Wittman

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1997
- **Citation:** 522 U.S. 951

## Text

4. DE PTY e. 1
~ FILED

(|
y 97-437 SEP 10 1997

No. —————_ ; as
OrFitc Ul tHE CLERK

IN THE
Supreme Court of the United States

OCTOBER TERM, 1997

BETTY SPAHN, Sister and Guardian of Edna M. Folz,
Petitioner,
Y.

MARK WITTMAN, Guardian ad Litem for Edna M. Folz,
Respondent.

Petition for Writ of Certiorari to the
Wisconsin Supreme Court

PETITION FOR WRIT OF CERTIORARI

ROBYN S. SHAPIRO *

MIRIAM S. FLEMING

MICHAEL, BEST & FRIEDRICH LLP
100 East Wisconsin Avenue

Suite 3300

Milwaukee, Wisconsin 53202
(414) 271-6560

* Counsel of Record Attorneys for Petitioner

WILSON - EPES PRINTING Co., INC. - 789-O096 - WASHINGTON, D.C. 20001

*v

os ,

QUESTION PRESENTED

Edna Folz is a 73 year-old woman suffering through
the end stages of very advanced Alzheimer’s dementia.
She is bedridden in a fetal position; incontinent of bowel
and bladder; unable to eat, move, or even follow simple
commands; and she is without prospect for mprovement.
She is kept alive by a surgically implanted gastrostomy
tube that artificially provides her with fluid and nutrition.
Edna’s health care providers, her guardian ad litem, and
her family members supported her legal guardian’s good
faith determination that treatment termination would be
in Edna’s best interests. Yet, the Wisconsin Supreme
Court held that Betty Spahn, Edna’s sister and legal
guardian, may not authorize withdrawal of Edna’s treat-
ment, under the following rule: “If that person is not in
a persistent vegetative state, this court has determined
that, as a matter of law, it is not in the best interests
of the ward to withdraw life-sustaining treatment, includ-
ing a feeding tube, unless the ward has executed an
advance directive or other statement clearly indicating his
or her desires.” The question presented is:

Whether, consistent with equal protection of the law and
liberty interests under the Fourteenth Amendment to the
U S. Constitution, a state may allow guardians to author-
ize withdrawal of life-sustaining treatment from incompe-
tent persons in a persistent vegetative state regardless of
whether the incompetent has executed a clear prior treat-
ment directive, but prohibit guardians from exercising this
liberty interest on behalf of all other incompetent persons
unless the incompetent has executed a clear prior treat-
ment directive.

ii
LIST OF PARTIES

In addition to the parties listed in the caption of the
case, the following are additional parties:

Howard B. Eisenberg, Esq.
1103 West Wisconsin Avenue
P.O. Box 1881

Milwaukee, WI 53201

(414) 288-1768

The Supreme Court of Wisconsin appointed Attorney
Howard B. Eisenberg as Respondent-Designate to appear
and provide briefing to the Court in support of the decision
of the Circuit Court of Wood County, Wisconsin.

Edna M. Folz

c/o Marshfield Nursing & Rehabilitation Center
814 West 14th Street

Marshfield, Wisconsin 54449

Ms. Folz is the incompetent for whom the petitioner is
guardian.

TABLE OF CONTENTS

CONSTITUTIONAL AND STATUTORY PROVI-
SIONS INVOLVED |... .

REASONS FOR GRANTING THE PETITION .

I. THE DECISION BELOW CONFLICTS WITH
DECISIONS OF OTHER STATE SUPREME
COURTS AND WITH VARIOUS STATE
ca, LEN ES SiS Leas re

II. THE DECISION BELOW CONFLICTS WITH
DECISIONS OF THIS COURT AND VIO-
LATES THE EQUAL PROTECTION CLAUSE.

Ill. THIS CASE PRESENTS PUBLIC POLICY
ISSUES OF NATIONAL IMPORTANCE ___.

CONCLUSION

APPENDIX:

In re Edna M.F. v. Howard B. Eisenberg, No. 95-
2719, Wisconsin Supreme Court Opinion ___.

(iii)

10

21

la

iv
TABLE OF CONTENTS—Continued

Wisconsin Supreme Court November 20, 1996 Or-
der to realign appellate parties ..............................

Wisconsin Supreme Court September 19, 1996
Order appointing respondent-designate ..............

Wisconsin Supreme Court April 16, 1996 Order
granting Petition to Bypass Wisconsin Court of

DST. a sstessssistsctcascsesinictrsrnsesdintentibiniasssnantncsiotes
Notice of Appeal to Wisconsin Court of Appeals....

Circuit Court, Wood County, Wisconsin, August 22,
1995 Order denying Petition for Order Confirm-
ing Guardian’s Decision to Withdraw Artificial
I a a nal

Circuit Court, Wood County, Wisconsin, April 17,
1995 Memorandum Decision denying Petition for
Order Confirming Guardian’s Decision to With-
oe Me Ry eee

Petition for Order Confirming Guardian’s Decision
to Withdraw Artificial Nutrition ..........................

Excerpt: Guardian’s “Brief in Support of Petition
for Order Confirming Guardian’s Decision to
Withdraw Artificial Nutrition” ...................0........

Excerpts: Guardian’s “Appellant Brief’ to Wis-
I TIS Br PIII so ccisecis i cess sncemencemntntortnencnnece

40a

v

TABLE OF AUTHORITIES

Cases Page
Barber v. Superior Court, 147 Cal. App. 3d 1006,
195 Cal, Rptr. 484 (1983) 0 10, 18
Cleburne v. Cleburne Living Center, 473 U.S. 432
bo FE eS REMOTE ae ey 19
Cruzan v. Director, Missouri Department of Health,
GOT UG. BOE (1DBG) nanan cnceceeccereee es 9, 10, 17
Foody v. Manchester Mem. Hosp., 40 Conn. Supp.
127, 482 A.2d 718 (1984) 0 9,10
In re Barry, 445 So. 2d 365 (Fla. App. 2d Dist.
ROED comcscsanenscesiolcaaten ante ee ae 9
In re C.A., 236 Ill, App, 3d 594, 603 N.E.2d 1171
LGUUMD sctleihicisbehiddivtintinuaceaiatiesie ee aay 14
In re Colyer, 99 Wash. 2d 114, 660 P.2d 738
(RINE witteescssetacesidennaliiiiaan ln es aa Rae: g

aD me. Tee ae ee 11
In re Grant, 109 Wash. 2d 545, 747 P.2d 445

(1987), modified 757 P.2d 534 ee 18, 14
In re Jane Doe, 262 Ga. 389, 418 S.E,2d 3 (1992)... 12
In re L. W., 167 Wis. 2d 53, 482 N.W.2d 60 (1992) passim
In re L.H.R., 258 Ga. 439, 321 S.E.2d 716 (1984) .... 10
In re Quinlan, 70 N.J. 10, 355 A.2d 647, cert. de-

nied, 429 U.S. 922 (1976) 0 10, 11
In re Roche, 296 N.J. Super. 583, 687 A.2d 349

ng, TR RA ARs See neers ead oP neo a 9
In re Rosebush, 195 Mich. App. 675, 491 N.W.2d

Se OE ites teased ae ee ater) wr, 14
In re Severns, 425 A.2d 156 (Del. Ch. 1980)... 9
In re Torres, 357 N.W.2d 332 (Minn. 1984) 9
Jackson v. Indiana, 406 U.S. 715 (| ae 17, 18
John F. Kennedy Memorial Hospital, Inc. v

Bludworth, 452 So. 2d 921 (Fla. a 9
Mack v. Mack, 329 Md. 188, 618 A.2d 744 (1998)... 10
Mills v. Rogers, 457 U.S. 291 a 17
Parham v. J.R., 442 U.S. 584 I iin eae 17

vi

TABLE OF AUTHORITIES—Continued

Page
Skinner v. Oklahoma, 316 U.S. 585 (1942) ............ 17, 19
Superintendent of Belchertown State School v.
Saikewicz, 373 Mass. 728, 370 N.E.2d 417
CRIT UD cscncssctochoiansnctessslecietbahadenceddmantnaasaiadiamie tices 10
Thompson v. Oklahoma, 487 U.S. 815 (1988) .......... 18
Union Pacific R. Co. v. Botsford, 141 U.S. 250
5 RRA Renee ARON OW Leia S82 ni AE, OP 17
Youngberg v. Romeo, 457 U.S. 307 (1982) ............. 17
Constitution, Statutes and Other Authority
Be To | RRR RER amenenes | kr ee ene 1
Md. Code Ann. [Health-Gen.] § 5-601 (1996) ........... passim
Md. Code Ann. [Health-Gen.] § 5-605 (1996) ........... passim
On, BROW. Bbak, © EC CRIB D savcccesctscececsanssvncsesonsconss passim
President’s Commission for the Study of Ethical
Problems in Medicine and Biomedical and Be-
havioral Research, Deciding to Forego Life-
Sustaining Treatment (19838) ...............-......---2-200-+- 20, 21
U.S. Constitution, Amendment V .............................-- passim

U.S. Constitution, Amendment XIV, Section 1.......... passim

OPINIONS BELOW

The opinion of the Wisconsin Supreme Court (Appen.
infra, 1a-34a) is reported at 210 Wis. 2d 558, 563 N.W.2d
485 (1997). This matter was heard by the Wisconsin
Supreme Court on bypass from the circuit court. Accord-
ingly, there is no appellate court opinion. The opinion of
the Wood County Circuit Court is not reported. How-
ever, the Memorandum Decision and Order of the Wood
County Circuit Court are reprinted in the Appendix infra
(Appen. 42a-44a and 40a-41a, respectively ).

JURISDICTION

On April 17, 1995, the Wood County Circuit Court
issued its Memorandum Decision and ruled that it would
not confirm Edna M. Folz’s guardian’s decision to with-
draw artificial nutrition from her ward. Appen, infra
42a-44a. On August 22, 1995, the Wood County Circuit
Court entered its Order confirming its Memorandum Deci-
sion. Appen. infra 40a-4la. On April 16, 1997, the
Wisconsin Supreme Court granted a petition to bypass
the Wisconsin Court of Appeals. Appen. infra 37a. On
June 12, 1997, the Wisconsin Supreme Court affirmed the
opinion of the Wood County Circuit Court. Appen. infra
la-34a. Throughout these proceedings, petitioner asserted,
inter alia, that Edna Folz has a liberty interest under the
Due Process Clause of the United States Constitution to
be free from unwanted medical treatment and that to
deny her guardian the ability to relieve Edna Folz from
the provision of artificial nutrition because Edna Folz is
not in a persistent vegetative state, while permitting guard-
ians of persistently vegetative incompetents to do so, vio-
lates the United States Constitution. The jurisdiction of
this Court is invoked under 28 U.S.C. § 1257(a).

CONSTITUTIONAL AND
STATUTORY PROVISIONS INVOLVED

The Constitution of the United States provides in perti-
nent part:

vn at

2

AMENDMENT V

No person shall be held to answer for a capital,
or otherwise infamous crime, unless on a presentment
or indictment of a Grand Jury, except in cases arising
in the land or naval forces, or in the Militia, when
in actual service in time of War or public danger; nor
shall any person be subject for the same offence to
be twice put in jeopardy of life or limb; nor shall be
compelled in any criminal case to be a witness against
himself, nor be deprived of life, liberty, or property,
without due process of law; nor shall private property
be taken for public use, without just compensation.

AMENDMENT XIV, SECTION 1

All persons born or naturalized in the United States,
and subject to the jurisdiction thereof, are citizens
of the United States and of the State wherein they
reside. No State shall make or enforce any law which
shall abridge the privileges or immunities of citizens
of the United States; nor shall any State deprive any
person of life, liberty, or property, without due proc-
ess of law; nor deny to any person within its juris-
diction the equal protection of the laws.

MD. CODE ANN. § 5-601 HEALTH-GENERAL

Maryland Code Annotated Section 5-601 provides in
pertinent part:

Definitions. , “ ‘ ‘

(c) Best interest—‘“Best interest” means that the
benefits to the individual resulting from a treatment
outweigh the burdens to the individual resulting from
that treatment, taking into account:

(1) The effect of the treatment on the physi-
cal, emotional, and cognitive functions of the
individual;

(2) The degree of physical pain or discom-
fort caused to the individual by the treatment.
the withholding or withdrawal of the treatment;

Baas heat

3

(3) The degree to which the individual’s
medical condition, the treatment, or the with-
holding or withdrawal of treatment result in a
severe and continuing impairment of the dignity
of the individual by subjecting the individual to
the condition of extreme humiliation and de-
pendency;

(4) The effect of the treatment on the life
expectancy of the individual;

(5) The prognosis of the individual for re-
covery, with and without the treatment;

(6) The risks, side effects, and benefits of the
treatment or withholding or withdrawal of the
treatment; and

(7) The religious beliefs and basic values of
the individual receiving treatment, to the extent
these may assist the decision maker in deter-
mining best interest.

MD. CODE ANN. § 5-605
SURROGATE DECISION MAKING

Maryland Code Annotated section 5-605 provides in
pertinent part:
(a) Surrogate authorization.
* * * *

(2) The following individuals or groups, in
the specified order of priority, may make deci-
sions about health care for a person who has not
been certified to be incapable of making an
informed decision and who has not appointed a
health care agent in accordance with this sub-
title. Individuals in a particular class may be
consulted to make a decision only if all individ-
uals in the next higher class are unavailable:

(1) A guardian for the patient, if one
has been appointed;

(ii) The patient’s spouse:
(iii) An adult child of the patient;

4

(iv) a parent of the patient;

(v) An adult brother or sister of the
patient.
* * * *

(c) Standards for surrogates—(1) Any person
authorized to make health care decisions for another
under this section shall base those decisions on the
wishes of the patient and, if the wishes of the patient
are unknown or unclear, on the patient’s best interest.

OR. REV. STAT. § 127.635

Oregon Revised Statutes section 127.635 provides in
pertinent part:
127.635. Withdrawal of life-sustaining procedures;

conditions; selection of health care representative in
certain cases; required consultation.

(1) Life-sustaining procedures as defined in
ORS 127.505 which would otherwise be applied
to an incapable principal who does not have an
appointed health care representative or applica-
ble valid advance directive may be withheld or
withdrawn in accordance with subsections (2)
and (3) of this section if the principal has been
medically confirmed to be in one of the following
conditions:

(a) A terminal condition;
(b) Permanently unconscious;

(c) A condition in which administration
of life-sustaining procedures would not ben-
efit the principal’s medical condition and
would cause permanent and severe pain;
and

(d) The person has a progressive illness
that will be fatal and is in an advanced
stage, the person is consistently and per-
manently unable to communicate by any
means, swallow food and water safely, care
for the person’s self and recognize the per-
son’s family and other people, and it is very

| Ne

5

unlikely that the person’s condition wil]
substantially improve.

STATEMENT
A. Edna Folz’s Condition

Edna Folz is a 73 year-old woman suffering through
the end stages of very advanced Alzheimer’s dementia,
which was diagnosed in 1979. She lies in bed in a fetal
position, hips and knees flexed, arms up to her chest,
unable voluntarily to change body position, and in need
of constant repositioning by others to avoid skin break-
down. She is incontinent of bowel and bladder, unable
to feed herself and unable to follow even simple com-
mands, such as closing her eyes or looking when her name
is called. Although Edna exhibits general non-specific
responses to mildly noxious stimuli, she shows no mean-
ingful attempt to withdraw from such stimuli.

Edna has had a permanent, surgically implanted feed-
ing tube since December 1988. While she was not capable
of making treatment decisions when the feeding tube was
inserted, the manifestations of her Alzheimer’s disease
were much more limited then than they were at the time
this matter was before the trial court and than they are
today. At the time her feeding tube was inserted, Edna
appreciated her environment to some degree, she recog-
nized family members, and, to a limited extent, she was
able to enjoy social interaction.

Since Alzheimer’s dementia js a progressive, degenera-
tive disease of the cerebral cortex, for which there is no
known cure, there is no chance that Edna will recover to
a cognitive state or even to a minimal level of social or
human functioning. Rather, her mental and physical con-
ditions will continue to deteriorate. Currently, Edna’s
condition resembles a persistent vegetative State, but it
does not meet the strict definition of that condition because
She does exhibit minimal response to stimulation and can
feel pain.

Prior to her illness, Edna was a vibrant and independent
woman, an accomplished journalist, an involved com-

6

munity volunteer, and a devout Roman Catholic. She
was and is dearly loved by her family and friends, who
feel that she “would not want to be kept alive” in her
current condition. The belief of family members that
Edna would reject the treatment she currently receives
is based on their knowledge of her values and previous
life style, as well as a statement she made, at the age of
42 or 43, that she would rather die of cancer than lose her
mind.

Edna has had an especially close relationship with her
sister, Betty Spahn, the petitioner herein.

B. Proceedings in the Lower Courts

In October 1994, faced with Edna’s deteriorating and
hopeless condition, Edna’s sister and court appointed
guardian, Betty Spahn, determined that Edna would not
have wanted continued artificial nutrition. Betty therefore
asked the nursing facility in which Edna resided (and
continues to reside) to discontinue her artificial feeding.
The facility’s ethics committee met to consider Betty’s
request and advised that it would be ethically appropriate
to discontinue the artificial feeding, but required that the
facility secure written consent for this discontinuation from
all of Edna’s potential heirs. All of Edna’s family mem-
bers did consent to the withdrawal of artificial nutrition,
but one niece refused to memorialize her assent in writing.
The nursing facility, therefore, insisted on 2 court order
for the withdrawal of Edna’s treatment.

On January 12, 1995, Betty filed a petition in the
Wood County, Wisconsin Circuit Court seeking an Order
confirming her authority, as guardian, to direct the with-
drawal of artificial nutrition from Edna. Appen. infra
45a-50a. On January 13, 1995, the court appointed
Mark E. Wittman as guardian ad litem to represent Edna’s
best interests.

Both the guardian and the guardian ad litem submitted
briefs to the court in which they argued that in the case
of In re L.W., 167 Wis. 2d 53, 482 N.W.2d 60 (1992),

:
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the Wisconsin Supreme Court held that an individual’s
right to refuse unwanted medical treatment emanates from
both common law rights and the personal liberties pro-
tected by the Fourteenth Amendment to the federal con-
stitution. [R. 8-1 to 8-8; R. 11-1 to 11-7] The parties
also agreed that In re L.W., squarely holds that this right
extends to incompetent as well as competent individuals:
that it includes the right to refuse or withdraw artificial
nutrition and hydration; and that where the incompetent
is iN a persistent vegetative state, it may be exercised by
a guardian, even where there are no clear statements of
what the patient’s treatment preferences would be, via
application of a best interests analysis. [R. 8-3 to 8-5, 8-7;
R. 11-2 to 11-7]

Although the L.W. decision expressly protects the treat-
ment termination rights only of incompetents in a per-
sistent vegetative state, the guardian argued that excluding
all other incompetents from this protection would be un-
reasonable, illogical and violative of the Constitution.
Appen. infra 5la-52a. [R. 8-7] The guardian therefore
asked the trial court to apply the principles and rationale
stated in L.W., via either a best interests or a substituted
judgment approach, to affirm Edna’s guardian’s request
to terminate her artificial nutrition. The guardian ad litem
agreed that termination of artificial nutrition would he
in Edna’s best interests.

After hearings held on March 22, 1995 and April 11,
1995, at which the Wood County Circuit Court heard
testimony and oral argument, the trial court concluded
that because Edna was not in a persistent vegetative state,
it did not have authority under existing Wisconsin law to
authorize her treatment termination. The Court issued a
Memorandum Decision on April 17, 1997 and entered its
final order denying the Guardian’s petition on August 22,
1997. Appen. infra 42a-44a; 40a-41a.

On September 29, 1995, the Guardian appealed the
trial court’s ruling to the Wisconsin Court of Appeals and

8

also filed a petition to bypass the Court of Appeals with
the Wisconsin Supreme Court. Appen. infra 38a-39a. In
appellate court briefs, the guardian and guardian ad litem
again argued that Edna has a fundamental liberty interest
under the Fourteenth Amendment to be free from un-
wanted life sustaining medical treatment, including artifi-
cial nutrition and hydration, and that her guardian should
be able to exercise that right on her behalf under either
a substituted judgment or best interests analysis. [Guard-
ian’s Appellant’s Brief to Wisconsin Court of Appeals at
pp. 17-23, 29-45, 52-65; Guardian ad Litem’s Reply
Brief to Wisconsin Court of Appeals at pp. 6-19] The
Guardian again stressed that to permit incompetent pa-
tients in a persistent vegetative state to exercise their
liberty interest to refuse treatment, while prohibiting in-
competent patients who are not in a persistent vegetative
state from doing so, violates the non-persistently vegetative
patients’ federal constitutional rights. Appen. infra 53a-
55a. [Guardian’s Appellant Brief to Wiscsonsin Court of
Appeals at pp. 52-66]

On April 16, 1995, the Wisconsin Supreme Court
granted the petition to bypass, indicating that the Court of
Appeals briefing could stand as the briefing to the state
supreme court. Appen. infra 37a. In light of the fact that
the brief of neither the guardian, nor the guardian ad
litem, supported the trial court’s decision, on September
19, 1996, the Wisconsin Supreme Court sua sponte or-
dered the appointment of a respondent-designate, Howard
B. Eisenberg, to appear on behalf of the circuit court’s de-
cision. Appen. infra 36a. On November 20, 1996, the
Wisconsin Supreme Court ordered that the parties be
realigned to show the guardian ad litem as an appellant,
along with the guardian, versus the respondent-designate.
The parties subsequently submitted additional briefing and
oral argument to the Wisconsin Supreme Court. Appen.
infra 35a.

On June 12, 1997, the Wisconsin Supreme Court af-
firmed the trial court’s decision. Appen. infra 1a-34a. In

9

its ruling, the Wisconsin Supreme Court affirmed its posi-
tion that incompetents have a constitutionally protected
right to refuse unwanted medical treatment, including nu-
trition and hydration, and that this right may be exercised
by the incompentent’s guardian utilizing a best interests
analysis. Appen. infra 5a-7a. Where the incompetent is
not in a persistent vegetative state, however, the Wisconsin
court held that, “as a matter of law, it is not in the best
interests of the ward to withdraw life-sustaining treatment,
including a feeding tube, unless the ward has executed an
advance directive or other statement clearly indicating his
or her desires.” Appen. infra 8a-9a. The Wisconsin Su-
preme Court’s rationale for drawing a bright line rule
separating incompetents in a persistent vegetative state
from incompetents who are not persistently vegetative was
its fear of falling down a confusing “slippery slope” toward
legalized euthansia. Appen. infra 9a-10a. Accordingly,
the court found that the state’s interest in the preservation
of life could not be outweighed by the constitutional rights
of a non-vegetative incompetent person in circumstances
such as those endured by Edna. Appen. infra 10a-11a.

REASONS FOR GRANTING THE PETITION

Before and since this Court’s decision in Cruzan v. Di-
rector, Missouri Department of Health, 497 U.S. 261
(1990), numerous state courts have confronted the pro-
foundly challenging issues surrounding treatment decision-
making for severely and permanently ill, incompetent pa-
tients. Various state courts, including the Wisconsin
Supreme Court, have concluded that the right to refuse
unwanted treatment applies to both competent and in-
competent individuals,’ and that the “best interests” stand-

1 See In re Conroy, 98 N.J. 321, 359, 486 A.2d 1209, 1229 (1985):
In re Roche, 296 N.J. Super. 583, 588, 687 A.2d 349, 351 (1996):
Foody v. Manchester Mem. Hosp., 40 Conn. Supp. 127, 133, 482
A.2d 713, 718 (1984); In re Torres, 357 N.W. 2d 332, 339 (Minn.
1984) ; John F. Kennedy Memorial Hospital, Inc. v. Bludworth, 452
So. 2d 921, 923 (Fla. 1984); In re Barry, 445 So. 2d 365, 370 (Fla.
App. 2d Dist. 1984) ; In re Colyer, 99 Wash. 2d 114, 124, 660 P.2d
738, 744 (1983) ; In re Severns, 425 A.2d 156, 159 (Del. Ch. 1980) ;

10

ard should be applied when deciding whether to withdraw
treatment from an incompetent patient if evidence of the
patient’s preferences is lacking.”

Application of the best interests standard in treatment
termination decisions for incompetent patients who have
not previously documented their health care preferences
is an issue not addressed in Cruzan, not uniformly ad-
dressed in state law, and of profound importance to count-
less patients and their loved ones nationwide. The deci-
sion of the Wisconsin Supreme Court, which precludes a
best interests determination to withhold or withdraw treat-
ment for incompetent persons who are not persistently
vegetative, directly conflicts with state supreme court de-
cisions and/or legislation in New Jersey, Arizona, Wash-
ington, Georgia, Maryland and Oregon, and it deprives
incompetents of their substantive due process liberty in-
terestS and their constitutional right to equal protection.
The sharp conflict in state law throughout the country,
Wisconsin’s improper disparate treatment of incompetent
persons, and the wrenching urgency of providing clear and
equitable guidance to those entrusted with decision making
for incompetent and seriously ill individuals, warrants im-
mediate review by this Court.

I. THE DECISION BELOW CONFLICTS WITH DECI-
SIONS OF OTHER STATE SUPREME COURTS
AND WITH VARIOUS STATE STATUTES

In In re Conroy, 98 N.J. 321, 486 A.2d 1209 (1985),
the New Jersey Supreme Court held that life-sustaining

Superintendent of Belchertown State School v. Saikewicz, 373 Mass.
728, 736, 744, 370 N.E.2d 417, 423, 427 (1977); In re Quinlan, 70
N.J. 10, 41, 355 A.2d 647, 664, cert. denied, 429 U.S. 922 (1976);
Rasmussen v. Fleming, 154 Ariz. 207, 219, 741 P.2d 674, 686 (1987) ;
In re L.H.R., 253 Ga. 439, 440, 445, 321 S.E.2d 716, 718, 722
(1984) ; Mack v. Mack, 329 Md. 188, 211, 618 A.2d 744, 756 (1993);
In re L.W., 167 Wis. 2d 53, 73-74, 482 N.W.2d 60, 67 (1992).

2 Rasmussen, 154 Ariz. at 222, 741 P.2d at 689 (1987); Barber
v. Superior Court, 147 Cal. App. 3d 1006, 1021, 195 Cal. Rptr. 484,
493 (1983); Foody, 40 Conn. Supp. at 139, 482 A.2d at 721 (1984);
In re L.W., 167 Wis. 2d at 74-76, 482 N.W.2d at 68 (1992).

——————eEEEEE—————EEEE

11

treatment may be withheld or withdrawn from an incompe-
tent patient who is not in a persistent vegetative state if
either of two “best interest” tests—a limited or pure ob-
jective test—is satisfied. Conroy, 98 N.J. at 387, 486
A.2d at 1244. The New Jersey Supreme Court’s holding
reversed the state court appellate decision, which had held
that the right to terminate life-sustaining treatment based
on a guardian’s judgment was limited to incurable and
terminally ill patients who are brain dead, irreversibly com-
atose, or vegetative. See In re Conroy, 190 N.J. Super.
453, 469, 464 A.2d 303, 312 (1983). The Conroy Court
explicitly acknowledged that its holding broadened the
applicability of principles it had enunciated in its previous
Quinlan decision, which dealt with treatment decision-
making for a specific category of patients—i.e., those in
a persistent vegetative state. Conroy, 98 N.J. at 358-362,
486 A.2d at 1228-39 citing In re Quinlan, 70 N.J. 10, 355
A.2d 647, cert. denied, 429 U.S. 922 (1976). The New
Jersey Court held:

Under ‘the limited-objective test, life-sustaining treat-
ment may be withheld or withdrawn from a patient
in Claire Conroy’s situation [i.e. confined to bed,
incontinent, unable to speak, suffering with arterio-
sclerotic heart disease, hypertension, diabetes mel-
litus, and an eye problem, but able to interact with
her environment in some limited ways and not in a
chronic vegetative state] when there is some trust-
worthy evidence that the patient would have refused
the treatment, and the decision maker is satisfied that
it is clear that the burdens of the patient’s continued
life with the treatment outweigh the benefits of that
life for him. ~

Conroy, 98 N.J. at 365, 486 A.2d at 1232. The Court
added that if there is no evidence that the patient would
have declined the treatment:

life-sustaining treatment may still be withheld or
withdrawn if a pure-objective test is satisfied. Under
that test, . . . the net burdens of the patient’s life
with the treatment should clearly and markedly out-

12

weigh the benefits that the patient derives from life.
Further, the recurring, unavoidable and severe pain
of the patient’s life with the treatment should be such
that the effect of administering life-sustaining treat-
ment would be inhumane.

Id., 98 N.J. at 366, 486 A.2d at 1232.

The New Jersey Supreme Court explicitly acknowledged
that “for some incompetent patients it might be impossible
to be clearly satisfied as to the patient’s intent either to
accept or reject the life-sustaining treatment.” Jd. at 363,
486 A.2d at 1231. Nonetheless, the New Jersey Court
refused “to foreclose the possibility of humane actions,
which may involve termination of life-sustaining treatment,
for persons who never clearly expressed their desires about
life-sustaining treatment but who are now suffering a
prolonged and painful death.” Jd.

More recently, the Supreme Court of Georgia reaffirmed
that the right to refuse treatment is not lost because of the
inability or failure to have left prior treatment directives.
In In re Jane Doe, 262 Ga. 389, 391, 418 S.E.2d 3, 5
(1992), the Georgia court upheld the authority of parents
to exercise the right to refuse treatment on behalf of their
child, on the grounds that parents’ “natural bonds of af-
fection” lead them “to act in the best interests of their
children.” IJd., 262 Ga. at 392, n.6, 415 S.E.2d 3, n.6.
The Court expressly rejected arguments that this right to
refuse treatment should be limited to circumstances where
the incompetent patient is in a persistent vegetative state,
asserting, “while medical technology and society’s under-
standing of death and dying continue to evolve and change,
we cannot mandate a single static formula for deciding
when deescalation of medical treatment may be appropri-
ate. Rather, we endorse the view that medical decision
making for incompetent patients is most often best left to
the patient’s family (or other designated proxy) and the
medical community.” 7d.

In Rasmussen v. Fleming, 154 Ariz. 207, 741 P.2d 674
(1987), the Arizona Supreme Court held that: a) the “best

OO

13

interests” standard should be used to guide treatment de-
cisionmaking where no reliable evidence of the incompe-
tent patient’s intent exists; and b) under the best interests
standard, the surrogate decisionmaker “assesses what medi-
cal treatment would be in the patent’s best interests as
determined by such objective criteria as relief from suf-
fering, preservation or restoration of functioning, and
quality and extent of sustained life. . . . ‘An accurate as-
sessment will encompass consideration of the satisfaction
of present desires, the opportunities for future satisfactions,
and the possibility of developing or regaining the capacity
for self-determination.’” Jd., 154 Ariz. at 222, 741 P.2d
at 689 [citations omitted]. The patient’s guardian in Ras-
mussen sought to terminate the patient’s artificial nutrition
and to secure “do not resuscitate” and “do not hospitalize”
orders for the patient. /d., 154 A.2d at 211, 741 P.2d at
678. While Ms. Rasmussen was persistently vegetative,
the Arizona court did not limit the application of the best
interests criteria to persons in a persistent vegetative state.
Rather, it recognized that its criteria would govern future
cases, and it clearly delineated best interest factors which

apply to conditions other than persistent vegetative state.
Id., 154 Ariz. at 222, 224, 741 P.2d at 689.

The Washington Supreme Court, in In re Grant, 109
Wash. 2d 545, 747 P.2d 445 (1987), modified 757 P.2d
534 (1988), adopted similar factors for consideration in
making a best interests treatment termination determina-
tion. The Washington court held that in evaluating
whether an incompetent patient’s best interests would be
furthered by treatment termination, decisionmakers are to
consider:

the patient’s present level of physical, sensory, emo-
tional, and cognitive functioning; the degree of physi-
cal pain resulting from the medical condition, treat-
ment, and termination of the treatment, respectively;
the degree of humiliation, dependence, and loss of
dignity probably resulting from the condition and
treatment; the life expectancy and prognosis for re-

14

covery with and without treatment . . . and the risks,
side effects, and benefits of each of those options.

Grant at 568, 747 P.2d at 457, quoting Conroy, 98 N.J.
at 397, 486 A.2d at 1231. The Grant decision does not
require the patient to be in a persistent vegetative state for
treatment termination based on best interests. Rather, it
permits the incompetent individual’s guardian to apply the
best interests analysis where the “patient is in an advanced
stage of a terminal and incurable illness and is suffering
severe and permanent mental and physical deterioration.”
Grant, 109 Wash. 2d at 568, 747, P.2d at 457.°

In addition, Maryland and Oregon have enacted legis-
lation that allows an incapacitated patient’s surrogate de-
cisionmaker to direct the withdrawal or withholding of
life-sustaining treatment, on the basis of the patient’s best
interests, in conditions other than persistent vegetative
state. Maryland’s Health Care Decision Act accommo-
dates “best interest” treatment decisions for incompetents
by surrogates where the wishes of the patient are unclear
or unknown, with “best interest” defined as follows:

(e) Best interest.—“Best interest” means that the
benefits to the individual resulting from a treatment
outweigh the burdens to the individual resulting from
that treatment, taking into account:

3 Other lower state courts, absent direction from this Court and
their own higher state courts, have also concluded that the best
interests standard for treatment decision making is appropriately
applied in circumstances not limited to persistent vegetative state.
See In re C.A., 236 Ill. App. 3d 594, 603 N.E.2d 1171 (1992) (uphold-
ing guardian’s right to authorize “do not resuscitate” order on basis
of “best interests” standard for infant who was not in a persistent
vegetative state, who suffered from interventricular hemorrhages,
was HIV infected and developmentally delayed and had a terminal
bowel infection, but was fully conscious and aware of her surround-
ings); In re Rosebush, 195 Mich. App. 675, 491 N.W.2d 633 (1992)
(holding that the best interests approach should govern decisions
to withdraw life-sustaining measures from never competent patients
and applying the guidelines set forth Jn re Grant, supra).

15

(1) The effect of the treatment on the physical.
emotional, and cognitive functions of the indi-
vidual;

(2) The degree of physical pain or discomfort
caused to the individual by the treatment, or the
withholding or withdrawal of the treatment;

(3) The degree to which the individual’s med-
ical condition, the treatment, or the withholding
or withdrawal of treatment result in a severe
and continuing impairment of the dignity of the
individual by subjecting the individual to the
condition of extreme humiliation and depend-
ency;

(4) The effect of the treatment on the life ex-
pectancy of the individual;

(5) The prognosis of the individual for recov-
ery, with and without the treatment;

(6) The risks, side effects, and benefits of the
treatment or withholding or withdrawal of the
treatment; and

(7) The religious beliefs and basic values of the
individual receiving treatment, to the extent
these may assist the decision maker in deter-
mining best interest.
Md. Code Ann., [Health-Gen.] § 5-601(e) (1996). See
also Md. Code Ann., [Health-Gen.] §§ 5-605(a) (2) (1)-
(v), 5-605(c).

Similarly, Oregon’s statutory law allows surrogates to
direct the withholding or withdrawing of life sustaining
treatment not only for patients in persistent vegetative
states, but for those who have a terminal condition, those
for whom life-sustaining procedures would provide no
benefit but would cause permanent and severe pain, and
those who have a “fatal, advanced progressive illness” such
that the illness:

will be fatal and is in an advanced stage, [and] the
person is consistently and permanently unable to
communicate by any means, swallow food and water
safely, care for the person’s self and recognize the

16

person’s family and other people, and it is very un-
likely that the person’s condition will substantially
improve.

Or. Rev. Stat. § 127.635(d) (1996). See Or. Rev. Stat.
§ 127.635(1)(a)-(d) (1996).

In contrast to the foregoing court decisions and state
statutes, the Wisconsin Supreme Court held that, “as a
matter of law”, if an incompetent person is not in a per-
sistent vegetative state, the withdrawal of life-sustaining
treatment, including a feeding tube, can only be in the
incompetent’s best interests if the incompetent “has exe-
cuted an advance directive or other statement clearly in-
dicating his or her desires.” Appen. infra 17a. This
overly rigid definition of the “best interests” standard guts
its intended utility in guiding treatment decisionmaking
for incompetent patients by foreclosing reference to objec-
tive, societally shared criteria when the patient’s prefer-
ences are not discernable. Moreover, it expressly deprives
patients who have always been incompetent, and who
could not have executed an advance directive or other
clear indication of their desires, of the right to be free
from unwanted treatment.

Under the Wisconsin Supreme Court’s “best interests”
approach, for a patient who is not persistently vegetative,
the interest in maintaining physiological life as long as
medically possible always trumps other interests. Consid-
eration of factors such as relief of pain and discomfort,
prospects for restored functioning, and the intrusiveness
of the treatment is precluded. Yet, as recognized by the
courts of other states, case-by-case analysis of these fac-
tors is exactly what is envisioned by the best interests
analysis, because requiring some individuals to remain in
hopeless conditions of irreversible illness and pain not
only violates their best interests, it is inhumane and vio-
lative of their federal constitutional substantive due
process rights.

The conflict of authority among jurisdictions indicates
that the lower courts and state legislatures are engaged

17

in a profound struggle to come to a full understanding of
the precedent established by this Court in Cruzan. On
account of these conflicting state court holdings and laws,
protection of incompetent persons’ constitutional liberty
interests to be free from unwanted treatment depends upon
the state in which they are found. Resolution of this con-
flict requires immediate review by this Court.

II. THE DECISION BELOW CONFLICTS WITH DECI-
SIONS OF THIS COURT AND VIOLATES THE
EQUAL PROTECTION CLAUSE

This Court has long protected the individual’s right to
“the possession and control of his own person.” Union
Pacific R. Co. v. Botsford, 141 U.S. 250 (1891).* With
specific respect to the right to control one’s course of med-
ical treatment, in Cruzan v. Director, Missouri Depart-
ment of Health, 497 U.S. 261 (1990), this Court stated
that: “[t]he principle that a competent person has a con-
stitutionally protected liberty interest in refusing unwanted
medical treatment may be inferred from our prior deci-
sions.” Cruzan at 278.

Moreover, the holdings of this Court support the no-
tion that an individual’s incompetence does not diminish
this liberty interest. See Youngberg v. Romeo, 457 US.
307, 315-316, 319 (1982) (holding that severely re-
tarded minor’s liberty interests in safety, freedom from
bodily restraint, and reasonable training survive involun-
tary commitment); Parham v. J.R., 442 U.S. 584, 600
(1979) (recognizing a child’s substantial liberty interest
in not being confined unnecessarily for medical treat-
ment); Jackson v. Indiana, 406 U.S. 715, 730, 738

*See also Skinner v. Oklahoma, 316 U.S. 535, 541-43 (1942)
(prohibiting state from controlling, by sterilization, which convicts
might reproduce) ; Rochin v. California, 342 U.S. 165, 172 (1952):
Schmerber v. California, 384 U.S. 757, 772 (1966) (“The integrity
of an individual’s person is a cherished value of our society.”) ;
Mills v. Rogers, 457 U.S. 291, 294 n.4 (1982) (“[T]he right to
refuse any medical treatment emerged from the doctrines of trespass
and battery, which were applied to unauthorized touchings by a
physician.”’).

18

(1972) (holding that Indiana could not violate due
process and equal protection rights of a mentally retarded
deaf mute by committing him for an indefinite amount of
time simply because he was incompetent to stand trial on
the criminal charges filed against him). For incompetent
individuals, the question is not whether such liberty in-
terests exist; it is how such interests are to be protected.
As this Court explained in Thompson v. Oklahoma, 487
U.S. 815, 825 n.23 (1988), “Children, the insane, and
those who are irreversibly ill with loss of brain function,
for instance, all retain ‘rights’ to be sure, but often such
rights are only meaningful as they are exercised by agents
acting with the best interests of their principals in mind.”

The Wisconsin Supreme Court has ruled that all incom-
petent persons who are not in a persistent vegetative state
simply lose their constitutionally protected liberty interest
in making choices about their medical treatment, except
in those rare cases where they have left prior directives.®
Guardians and loved ones of these Wisconsin individuals
are now precluded from making a treatment decision, to-
gether with health care providers, that would refiect the
patient’s interests more closely and serve the patient’s best
interests more effectively than would a purely techno-
logical decision to do whatever is possible. Yet, incom-
petents in Wisconsin who are in a persistent vegetative
state and never left prior directives, never made clear
treatment preference statements, never exhibited conduct
upon which a substituted judgment could be made, or
never were competent, retain their right to refuse or cease
unwanted life-sustaining medical treatment, as exercised
by their guardians on the basis of their best interests. See
L.W., 167 Wis. 2d at 74-76, 78, 482 N.W.2d at 67-68, 70.

5 One court advanced the following in explaining why only so few
persons have executed advance directives: “The typically human
characteristics of procrastination and reluctance to contemplate the
need for .. . arrangements [such as advance directives] . . . makes
[such documents] a tool which will all too often go unused by those
who might desire it.” Barber v. Superior Court, 147 Cal. App. 3d
1006, 1015, 195 Cal. Rptr. 484, 489 (1983).

Tepe tere

19

The Equal Protection Clause of the 14th Amendment
commands that no state shall “deny to any person within
its jurisdiction the equal protection of the laws.” Classifi-
cation in legislation or state court action that impinges
on “basic civil rights” is subject to “strict scrutiny”,
Skinner v. Oklahoma, 316 U.S. 535, 541 (1942), and can
be upheld only if it serves a compelling state interest.
Cleburne v. Cleburne Living Center, 473 US. 432, 440
(1985). The Wisconsin Supreme Court’s decision cannot
survive such scrutiny—indeed, it cannot survive the less
restrictive rational relationship test. Jd., 473 U.S. at 442.

Wisconsin law recognizes that for incompetents in a
persistent vegetative state, the existence and viability of
their constitutional liberty interest to be free from un-
wanted treatment “does not hinge upon its prescient exer-
cise, nor is it extinguished when one is adjudged incom-
petent.” L.W., 167 Wis. 2d at 74, 482 N.W.2d at 67.
It also recognizes that the failure of a person to have made
an advance directive “is not a decision to accept all treat-
ment, [and that] society’s increasing ability to prolong the
dying process [should not] make it one,” and further that
“[t]he right to refuse unwanted treatment must also ex-
tend to those who have never been competent. J/d., 167
Wis. 2d at 75, 482 N.W.2d at 68.

Yet, the Wisconsin Supreme Court now completely ex-
cludes the exercise of guardian discretion in treatment de-
cisionmaking for patients who are seriously ill but not
persistently vegetative and who did not, or could not,
leave clear prior directives. For all children and mentally
disabled patients who, by definition, could not have formu-
lated treatment directives, and for the vast majority of
how-incompetent seriously ill adults who did not leave
such directives, treatment must be provided and may not
be withdrawn regardless of decisionmakers’ good faith
analysis of the benefits and burdens of that treatment for
the patient. Ironically, adequately protecting the liberty
interests of this patient group, as compared to patients in
persistent vegetative state, is more dependent on case-by-
Case consideration of treatment benefits and burdens, be-

20

cause unlike individuals in persistent vegetative state, these
patients do feel the pain and discomfort of medical proce-
dures, and they may sense the humiliation and intrusive-
ness of treatment.® Under the Wisconsin Supreme Court’s
rule, though, this patient group is denied the right to in-
dividualized assessment by their guardians and loved ones
as to whether continued treatment will be in their best
interests. Instead, “as a matter of law”, they are forced
to endure continued application of all life-sustaining treat-
ment regardless of the pain, suffering and humiliation it
may cause.

III. THIS CASE PRESENTS PUBLIC POLICY ISSUES
OF NATIONAL IMPORTANCE

Medical advances have dramatically altered physiologi-
cal conditions of both life and death. While scientific and
technological capabilities now offer new possibilities of
cure, for some severely ill patients, “medical technology
has effectively created a twilight zone of suspended ani-
mation where death commences while life, in some form,
continues.” Rasmussen, 154 Ariz. at 211, 741 P.2d at
678. Many individuals want no part of a life sustained
only by medical technology. If a guardian can never rec-
ommend treatment termination for a ward who is not per-
manently vegetative (unless, as is rare, the patient left a
clear prior directive), physicians will be less likely to treat
incompetent wards aggressively while there is still hope
of recovery, and guardians will be less likely to authorize
such aggressive treatment. As explained by the President’s
Commission for the Study of Ethical Problems in Medicine
and Biomedical and Behavioral Research: “[A]n even
more troubling wrong occurs when a treatment that might
save life or improve health is not started because the health
care personnel are afraid that they will find it very difficult
to stop treatment if, as is fairly likely, it proves to be of

6 Patients in persistent vegetative state are completely incapable
of participating in or recognizing their environment. They have no
cognitive abilities and only the most primitive ability to respond to
stimuli. See In re L.W., 167 Wis. 2d-53, 482 N.W.2d 60 (1992).

ee

21

little benefit and greatly burdens the patient.”* The Con-
roy court, too, recognized that family and doctors may be
discouraged, on account of inability to later stop life sup-
port measures, from “even attempting certain types of care
[which] could thereby force them into hasty and premature
decisions to allow a patient to die.” In re Conroy, 98 N.J.
3d 321, 370, 486 A. 2d 1209, 1234 (1985).

The incidence of this barrier to treatment initiation will
vary, State by state, on account of the current divergence
among the states regarding application of the “best inter-
ests” standard for terminating treatment for patients who
are not persistently vegetative. In addition, families and
care givers who have authorized treatment for incompetent
patients in some states will be faced with the horrible, yet
real, prospect that the only way to protect their incompe-
tent loved ones’ best interests is to move them to a state
that honors their constitutional liberty interests to ter-
minate treatment.

The issues surrounding “best interests” treatment de-
cisionmaking for hopelessly ill, incompetent patients pres-
ent constantly changing and challenging variables, as
science and technology push back the threshold of our
knowledge. The states need uniform guidance from this
Court on these issues, because proper resolution hinges
upon the nature and strength of individuals’ federal con-
Stitutional liberty interests.

CONCLUSION

For all of the foregoing reasons, the petition for a writ
of certiorari should be granted.

7 President’s Commission for the Study of Ethical Problems in
Medicine and Biomedical and Behavioral Research, Deciding to
Forego Life-Sustaining Treatment at 75 (1983).

* Counsel of Record

22
Respectfully submitted,

ROBYN S. SHAPIRO *

MIRIAM S. FLEMING

MICHAEL, BEST & FRIEDRICH LLP
100 East Wisconsin Avenue

Suite 3300

Milwaukee, Wisconsin 53202
(414) 271-6560

Attorneys for Petitioner

APPENDIX

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APPENDIX

SUPREME COURT OF WISCONSIN

No. 95-2719

IN THE MATTER OF THE GUARDIANSHIP AND PROTECTIVE
PLACEMENT OF EDNA M.F. BETTY SPAHN, GUARDIAN
OF EpDNA M.F. AND MARK WITTMAN, GUARDIAN AD
LITEM FOR EDNA M.F.,

; Appellants,

HOWARD B. EISENBERG,
Respondent-Designate.

Argued Jan. 8, 1997
Decided June 12, 1997

DONALD W. STEINMETZ, Judge.

Betty Spahn (Spahn) seeks review of a decision by
the Circuit Court for Wood County, Judge Dennis D.
Conway, denying her request to withdraw artificial nutri-
tion from her sister, Edna M.F. The court held that it
was without authority to grant Spahn’s request because
Edna is not in a persistent vegetative state. This case
presents this court with two issues:

1) Whether the guardian of an incompetent person
who has not extended an advance directive and is
not in a persistent vegetative state has the authority
to direct withdrawal of life sustaining medical treat-
ment from the incompetent person; and

2) Whether in this case, notwithstanding the fact
that she is not in a persistent vegetative state, there is

2a

a clear statement evidenced in the record of Edna’s
desire to die rather than have extreme measures
applied to sustain her life under circumstances such
as these.

Relying on this court’s previous decision in In re Guard-
ianship of L.W., 167 Wis.2d 53, 482 N.W.2d 60 (1992),
we hold that a guardian may only direct the withdrawal of
life-sustaining medical treatment, including nutrition and
hydration, if the incompetent ward is in a persistent
vegetative state and the decision to withdraw is in the best
interests of the ward. We further hold that in this case,
where the only indication of Edna’s desires was made at
least 30 years ago and under different circumstances, there
is not a clear statement of intent such that Edna’s guardian
may authorize the withholding of her nutrition.

Edna M.F. is a 71-year old woman who has been
diagnosed with dementia of the Alzheimer’s type. She is
bedridden, but her doctors have indicated that she re-
sponds to stimulation from voice and movement. She
also appears alert at times, with her eyes open, and she
responds to mildly noxious stimuli.. According to these
doctors, her condition does not meet the definition of a
persistent vegetative state. In 1988, a permanent feeding
tube was surgically inserted in Edna’s body. Edna cur-
rently breathes without a respirator, but she continues
to receive artificial nutrition and hydration. Edna’s con-
dition is not likely to improve.

Edna’s sister and court-appointed guardian, Betty
Spahn, seeks permission to direct the withholding of Edna’s
nutrition, claiming that her sister would not want to live
in this condition. However, the only testimony presented
at trial regarding Edna’s views on the use of life-sustaining
medical treatment involves a statement made in 1966 or

1In his testimony at trial, Dr. John Przybylinski, one of Edna
M.F.’s doctors, described the mildly noxious stimuli as “either pinch-
ing her arm or her leg or rubbing her sternum.”

3a

1967. At that time, Spahn and Edna were having a con-
versation about their mother, who was recovering from
depression, and Spahn’s mother-in-law, who was dying of
cancer. Spahn testified that during this conversation, Edna
said to her: “I would rather die of cancer than lose my
mind.” Spahn further testified that this was the only time
that she and Edna discussed the subject and that Edna
never said anything specifically about withholding or with-
drawing life-sustaining medical treatment.

In October of 1994, the Ethics Committee at the Marsh-
field Nursing and Rehabilitation, the facility where Edna
lives, met to discuss the issue of withholding artificial
nutrition from Edna. The committee approved the with-
holding of the nutrition if no family member objected.
However, one of Edna’s nieces refused to sign a state-
ment approving the withdrawal of nutrition.

On January 12, 1995, Spahn filed a petition in Wood
County Circuit- Court as guardian of an incompetent
person, Edna M.F., asking the court to issue an order
confirming Spahn’s decision to withhold nutrition from
Edna. On January 13, 1995, the court appointed Mark
Wittman (Wittman) as the guardian ad litem. The court
denied Spahn’s petition. The case is now before this court
on a petition to bypass the court of appeals. However,
because both Spahn and Wittman are arguing to withhold
nutrition, this court has appointed Attorney Howard Eisen-
berg as respondent-designate to argue for sustaining the
life of Edna M.F.

The issue of the right to terminate life-sustaining medi-
cal treatment first came to the national forefront in the
controversial case In re Quinlan, 70 N.J. 10, 355 A.2d
647 (1976), cert. denied sub nom., 429 U.S. 922, 97
S.Ct. 319, 50 L.Ed.2d 289 (1976). In Quinlan, Joseph
Quinlan petitioned the court to be appointed guardian of
his 21-year old daughter, Karen. Karen was in a chronic

4a

persistent vegetative state® and her father sought the ex-
press power to authorize “the discontinuance of all ex-
traordinary medical procedures now allegedly sustaining
Karen’s vital processes and hence her life... .” Id. 355
A.2d at 651. Because Karen existed in a persistent vege-
tative state, and there was no hope of her ever recovering
from this state, the court granted Joseph Quinlan’s re-
quests. Id. 355 A.2d at 671-72.

Fourteen years later, the United States Supreme Court
considered whether the state of Missouri could require
clear and convincing evidence of an incompetent’s wishes
before authorizing the withdrawal of life-sustaining medi-
cal treatment, including nutrition and hydration, when the
incompetent is in a persistent vegetative state. Cruzan
v. Director, Missouri Department of Health, 497 U.S.
261, 110 S.Ct. 2841, 111 L.Ed.2d 224 (1990). In
making its decision, the Court determined that the states
have an interest in protecting the lives of their citizens
and that that interest is demonstrated, among other ways,
“by treating homicide as a serious crime.” Id. at 280,
110 S.Ct. at 2852. On the other hand, the Court notes
that “[i]t cannot be disputed that the Due Process Clause
protects an interest in life as well as an interest in refusing
life-sustaining medical treatment.” Id. at 281, 110 S.Ct.
at 2853. The Court concludes that the rights of the state

2[r. Fred Plum, the doctor who created the term, defined a
person in a persistent vegetative state “as a subject who remains
with the capacity to maintain the vegetative parts of neurological
function but who . .. no longer has any cognitive function.”
Quinlan, 355 A.2d at 654. Cognitive function can be best understood
as “either self-awareness or awareness of the surroundings in a
learned manner.” See In re Jobes, 108 N.J. 394, 529 A.2d 434, 438
(1987).

’ The Court in Cruzan defined persistent vegetative state as “a
condition in which a person exhibits motor reflexes but evinces no
indications of significant cognitive function.” Cruzan v. Director,
Missouri Department of Health, 497 U.S. 261, 266. 110 S.Ct. 2841,
2845, 111 L.Ed.2d 224 (1990).

Sa

and the individual must be balanced: “we think a State
may properly decline to make judgments about the ‘qual-
ity’ of life that a particular individual may enjoy, and
simply assert an unqualified interest in the preservation
of human life to be weighed against the constitutionally
protected interests of the individual.” Id.

The Court upheld the decision of the Missouri Supreme
Court to require that a guardian meet a “clear and con-
vincing” standard before terminating an incompetent’s life-
sustaining medical treatment, including artificial nutrition
and hydration.* The Court explained that these life-and-
death decisions have great consequences, and that an
erroneous decision to terminate cannot be remedied:

An erroneous decision not to terminate results in
a maintenance of the status quo; the possibility of
subsequent developments such as advancements in
medical science, the discovery of new evidence re-
garding the patient’s intent, changes in the law, or
simply the unexpected death of the patient despite
the administration of life-sustaining treatment at least
create the potential that a wrong decision will eventu-
ally be corrected or its impact mitigated. An errone-
ous decision to withdraw of life-sustaining treatment,
however, is not susceptible to correction.

Id. at 283-84, 110 S.Ct. at 2854.

Two years after the Cruzan decision was rendered,
this court was faced with a similar case, In re Guardian-
ship of L.W., 167 Wis.2d 53, 482 N.W.2d 60 (1992).
In L.W., this court considered the issue of whether an
incompetent individual in a persistent vegetative state

*We note here that the Cruzan Court did not decide that the
liberty interest in refusing life-sustaining medical treatment in-
cludes the right to refuse nutrition and hydration. The Court merely
assumed so for the purposes of ruling on the proper evidentiary
standard in the case. See In re Guardianship of L.W., 167 Wis.2d
53, 71, 482 N.W.2d 60 (1992).

6a

has the right to refuse life-sustaining medical treatment,
including nutrition and hydration. The court further con-
sidered whether a court-appointed guardian may exercise
that right on behalf of the incompetent patient. This court
began its analysis of the situation with an exploration of
the possible constitutional rights implicated by these cir-
cumstances, and concluded “that an individual’s right to
refuse unwanted medical treatment emanates from the
common law right of self-determination and informed
consent, the personal liberties protected by the Fourteenth
Amendment, and from the guarantee of liberty in Article
I, section I of the Wisconsin Constitution.” Id. at 67,
482 N.W.2d 60.

This court further concluded that the right to refuse
unwanted treatment applies to both competent and incom-
petent individuals, and that the right of the incompetent
to refuse may be exercised by his or her guardian. Id.
at 73, 76, 482 N.W.2d 60. The court in L.W. then faced
the choice of what standard the guardian should apply in
determining whether to continue life-sustaining medical
treatment. The guardian argued for a subjective test con-
sidering the ward’s past values, wishes, and beliefs (the
“substituted judgment” standard), and the guardian ad
litem argued in favor of the standard upheld in Cruzan
requiring “clear and convincing evidence” of the ward’s
desires. Noting that this court has rejected the substi-
tuted judgment standard in the past® and that the clear
and convincing evidence standard would be too strict, this
court concluded that an objective “best interests” standard

5In the case of In re Guardianship of Pescinski, 67 Wis.2d 4,
7-8, 226 N.W.2d 180 (1975), this court held that a guardian must
act under the “best interests” standard with respect to the ward,
and the court explicitly declined to adopt the “substituted judgment”
standard.

In the case of In re Guardianship of Eberhardy, 102 Wis.2d 539,
307 N.W.2d 881 (1981), the court again chose to apply the “best
interests” standard to the guardian-ward relationship. See Id., at
566, 567. 307 N.W.2d 881.

7a

was the appropriate standard to apply when deciding
whether to withdraw life-sustaining medical treatment
from an incompetent ward in a persistent vegetative state.
Id. at 76, 78, 81, 482 N.W.2d 60. The only thing that
matters in the decision-making process is what would be
in the ward’s best interests. Of course, the court noted,
if the wishes of the ward are clearly evidenced, then it is
in the best interests of the ward to have his or her wishes
honored. Id. at 79-80, 482 N.W.2d 60.

In sum, this court concluded in L.W. “that an incompe-
tent individual in a persistent vegetative state has a con-
stitutionally protected right to refuse unwanted medical
treatment, including artificial nutrition and hydration,” and
that a guardian may consent to withholding or withdrawal
of such treatment without prior approval of the courts if
to do so is in the “best interests” of the ward. Id. at 63,
482 N.W.2d 60. However, this court stressed the fact
that the opinion in L.W. “is limited in scope to persons
in a persistent vegetative state.” Id.

Spahn asks this court to extend L.W. beyond its current
scope to include incompetent wards who are not in a per-
sistent vegetative state. Spahn notes that in L.W., this
court concluded that the right to refuse unwanted medical
treatment applies to competent and incompetent people
alike, even if there has been no advance directive on the
part of the incompetent ward.

In the case In re Guardianship of Eberhardy, 102
Wis.2d 539, 307 N.W.2d 881 (1981), this court was
faced with the request to authorize a guardian of an
incompetent to consent to the sterilization of the incompe-
tent, a mentally disabled woman. The guardian argued
that since the competent person has the right to steriliza-
tion, that right should not be withheld from the incompe-
tent. This court explained in Eberhardy that even though
all citizens have the same constitutional rights, the United
States Supreme Court has recognized that “the uninhibited

a

8a

exercise of those rights may be hedged about with restric- -
tions that reflect the public policy of protecting persons
of a distinct class.” Id. at 572, 307 N.W.2d 881. For
example, this court notes that the Supreme Court has
recognized that the decision by a minor to have an abor-
tion could be circumscribed by action requiring a show-
ing of maturity or “best interests” to make a decision with-
out parental involvement. Id. at 572, 307 N.W.2d 881,
citing Bellotti v. Baird, 443 U.S. 622, 99 S.Ct. 3035, 61
L.Ed.2d 797 (1979). Additionally, a state may require
a physician to notify a minor’s parents before agreeing to
perform an abortion. Id. at 572-73, 307 N.W.2d 881,
citing H.L. v. Matheson, 450 U.S. 398, 101 S.Ct. 1164,
67 L.Ed.2d 388 (1981).

The Eberhardy court proceeded to explain that the
mentally disabled are a similar class to minors in that they
are also subject to “special protections of the state” be-
cause many mentally disabled adults are “not competent to
exercise a free choice.” Id. at 573, 307 N.W.2d 881. The
court explained that “[wJhile the Constitution would gen-
erally mandate a free choice for sui juris adults, a free

choice is an empty option for those who cannot exercise
it.” Id.

This brings us to the situation at hand—whether this
court should allow surrogate decisionmakers to decide
to withhold or withdraw life-sustaining medical treatment
from an incompetent adult who is not in a persistent
vegetative state. This court in Eberhardy said that for
the purposes of sterilization, incompetent people are to
be considered “a distinct class to whom the state owes a
special concern.” Id. at 574, 307 N.W.2d 881. So, al-
though incompetent adults have the same constitutional
rights as competent adults, they do not have the same -
ability to exercise those rights. Someone must instead
act in the best interests of that person to make a decision
regarding whether to withhold or withdraw life-sustaining
treatment. However, if that person is not in a persistent

9a

vegetative state, this court has determined that, as a matter
of law, it is not in the best interests of the ward to with-
draw life-sustaining treatment, including a feeding tube,
unless the ward has executed an advance directive or
other statement clearly indicating his or her desires.

One of the main reasons that this court in L.W. limited
the scope of its holdings is the fact that The American
Academy of Neurology explains that people in a_per-
sistent vegetative state do not feel pain or discomfort.
L.W., 167 Wis.2d at 87, note 17, 482 N.W.2d 60. In
the case at bar, Edna MLF. is not in a persistent vegeta-
tive state and could therefore likely feel the pain and
discomfort of starving to death. Even a competent per-
son cannot order “the withholding or withdrawal of any
medication, life-sustaining procedure or feeding tube” if
“the withholding or withdrawal will cause the declarant
pain or reduce the declarant’s comfort” unless the pain
or discomfort can be alleviated through further medical
means. Wis. Stat. § 154.03(1). See also Wis. Stat.
$155.20(4). In the case where withdrawal of life-sustain-
ing medical treatment, including nutrition or hydration,
will cause pain or discomfort, then, the competent and
incompetent person have exactly the same rights.°

This court has established a bright-line rule in L.W.
that the guardian of an incompetent ward possesses the
authority to direct withholding or withdrawal of life-
sustaining medical treatment, including artificial nutrition
and hydration, if it is in the best interests of the ward
and the ward is in a persistent vegetative state. Spahn
now asks this court to extend the scope of L.W. to in-
clude those incompetent patients who are afflicted with
incurable or irreversible conditions of health. -We decline
to go down this slippery slope, for the consequences and

*Of course, a competent and incompetent person always have
the same rights. See generally In re Guardianship of L.W., 167
Wis.2d 53, 73-74. 482 N.W.2d 60 (1992).

10a

the confusion may be great. One author explains as
follows:

While at first euthanasia may be institutionalized only
for those in terrible pain, or those who are terminally
ill, or those for whom it is otherwise appropriate, the
pressure of the allocation of health care resources
will inevitably enlarge the class for whom euthanasia
is deemed appropriate. Every society has a group
who are deemed to be socially unworthy and mem-
bers of that group—the uneducated, the unemployed,
the disabled, for example—will become good candi-
dates for euthanasia.

Barry R. Furrow et al., Bioethics: Health Care Law and
Ethics 325 (1991). This court has drawn a bright-line
in L.W., and we will not venture down the slippery slope
of extending it when there is insufficient evidence of the
ward’s desires.

Even though Edna M.F. is not currently existing in
a persistent vegetative state, if her guardian can demon-
strate by a preponderance of the evidence a clear state-
ment of Edna’s desires in these circumstances, then it is
in the best interests of Edna to honor those wishes.’ See
L.W., 167 Wis.2d at 79-80, 482 N.W.2d 60. The reason
this court requires a clear statement of the ward’s desires
is because of the interest of the state in preserving human
life * and the irreversible nature of the decision to with-

7 We stress that this right has been limited by the legislature in
Wis. Stat. § 154.03(1), which does not permit withdrawal of life-
sustaining medical treatment, including nutrition and hydration, if
it would cause pain or discomfort unless the pain or discomfort can
be alleviated through further medical means.

8 This court has set out the four relevant state interests that
must be considered in making decisions about medical treatment
decisions for incompetent people. These are 1) preserving life, 2)
safeguarding the integrity of the medical profession, 3) preventing
suicide, and 4) protecting innocent third parties. In re Guardian-

lla

draw nutrition from a person. This court explained the
magnitude of this type of decision as compared to other,
less permanent, decisions in Eberhardy:

Importantly, however, most determinations made in
the best interests of a child or an incompetent person
are not irreversible; and although a wrong decision
may be damaging indeed, there is an opportunity
for a certain amount of empiricism in the correction
of errors of discretion. Errors of judgment or revi-
sions of decisions by courts and social workers can,
in part at least, be rectified when new facts or second

thoughts prevail. . . . Sterilization as it is now under-
stood by medical science is, however, substantially
irreversible.

Eberhardy, 102 Wis.2d at 567-68, 307 N.W.2d 881. Like
sterilization, the decision to withdraw life-sustaining medi-
cal treatment is also not reversible, because death is not
reversible. It is for this reason, then, that we require a
guardian to show a clear statement of the ward’s desires
by a preponderance of the evidence.

We now turn to the case at bar to determine whether
there is sufficient evidence in the record to reflect a clear
Statement of desire by Edna M.F. while she was still
competent. The trial court did not make an explicit
factual finding as to whether the guardian met this bur-
den. However, it did mention in its memorandum deci-
sion that none of the witnesses who presented letters and
affidavits to the court ever discussed the matter with
Edna M.F., and that the only testimony as to Edna’s
opinions on the situation dates back to 1966 or 1967.
Generally, findings of fact shall not be set aside unless
they are clearly erroneous, Wis. Stat. § 805.17(2), but in
a situation where there are no explicit factual findings,
“this court may affirm the judgment if ‘{a] perusal of the

ship of L.W., 167 Wis.2d 53, 90, 482 N.W.2d 60. Preserving life is
the most significant state interest at issue here. See id.

12a

evidence shows that the court reached a result which the
evidence would sustain if specifically found.’” Grimh v.
Western Fire Ins. Co., 5 Wis.2d 84, 89, 92 N.W.2d 259
(1958) (citations omitted).

The record speaks very little to what Edna’s desires
would be under the current circumstances. We know
from the record that she was a vibrant woman, a gifted
journalist, and a devout Roman Catholic. We know that
she was and is loved dearly by her family and friends,
and that the majority of them feel that she “would not
want to be kept alive” in this condition. We know that
in 1966 or 1967 during a time of family crisis, she said
that she “would rather die of cancer than lose [her]
mind.” But we do not have any clear statement of what
her desires would be today, under the current conditions.
Her friends and family never had any conversations with
her about her feelings or opinions on the withdrawal of
nutrition or hydration, and she did not execute any ad-
vance directives expressing her wishes while she was
competent.

There is a presumption that continuing life is in the
best interests of the ward. L.W., 167 Wis.2d at 86, 482
N.W.2d 60. The only evidence in the record of Edna’s
desires is the general statement she made to her sister in
1966 or 1967. We understand how difficult Edna’s illness
has been on her loved ones, and we sympathize with their
plight, but the evidence contained in the record is simply
not sufficient to rebut the presumption that Edna would
choose life. A perusal of the record and the insufficiency
of the evidence contained therein supports the result the
trial court reached, even though there was no explicit
factual finding by the trial court on this issue.

In conclusion, this court declines to extend the scope
of L.W. beyond those incompetent wards who are cur-
rently in a persistent vegetative state; we will not apply
L.W. to those with incurable or irreversible conditions.

= 3s

As such, we re-affirm the decision of this court in L.W.
that the threshold at which this court will authorize the
withholding or withdrawal of life-sustaining medical treat-
ment is the point at which trained medical doctors diag-
nose a patient as being in a persistent vegetative state.

Whether or not a patient is in a persistent vegetative
State is a medical, not legal, determination. If Edna
M.F.’s doctors determine she is now in a persistent vege-
tative state and the guardian determines that it is in the
best interest of Edna, she may be authorized to withhold
nutrition and hydration. As it now stands, however, the
facts of this case do not support a finding that Edna M.F.
is in a persistent vegetative state. That is the rule of
L.W. and we decline to extend that rule.

Consequently, we hold that a guardian may only direct
the withdrawal of life-sustaining medical treatment, includ-
ing nutrition and hydration, if the incompetent ward is
in a persistent vegetative state and the decision to with-
draw is in the best interests of the ward. We further
hold that in this case, where the only indication of Edna’s
desires was made at least 30 years ago and under different
circumstances, there is not a clear statement of intent
such that Edna’s guardian may authorize the withholding
of her nutrition.

The decision of the Wood County Circuit Court is
affirmed.

SHIRLEY S. ABRAHMSON, Chief Justice (concur-
ring).

I join in the mandate. I agree that In the Matter of
Guardianship of L.W., 167 Wis.2d 53, 482 N.W.2d 60
(1992), should not be extended to persons not in a per-
sistent vegetative state.’

‘The guardian, the guardian ad litem, the two amici and counsel
appointed by this court to support the order of the circuit court

l4a

I write separately because I believe (1) that the major-
ity opinion’s characterization of Ms. F.’s condition is in-
complete and (2) that further discussion of the application
of L.W. to the present case is needed.

I.

I write first to explain my disagreement with the major-
ity opinion’s characterization of some parts of the record.

The majority’s discussion of Ms. F’s condition does not
do justice to the factual record. The majority describes
Ms. F. as bedridden, responsive to stimulation and appear-
ing alert at times. Majority op. at 487. While this de-
scription is true, it conveys an inaccurate picture of Ms.
F.’s medical situation. Ms. F. breathes without assistance
but in all other respects is dependent on others for her
care and continued existence. Ms. F.’s muscles have
deteriorated to the point where her limbs are contracted
and immobile. She demonstrates no purposeful response,
such as withdrawal, to tactile, aural or visual stimuli; she
makes non-specific responses to pinching or tapping of the
arm or sternum. There is also some testimony suggesting

agree that at the time of the hearing Ms. F. was not in a persistent
vegetative state. The guardian and guardian ad litem would have
preferred that the attending doctor opine that Ms. F. was in a
persistent vegetative state because the guardian could then have
directed the withdrawal of nutrition without authorization from the
court if two independent physicians concurred in the diagnosis.
Yet the guardian accepted the diagnosis of Ms. F.’s attending
doctors at that time.

Because of the attending doctor’s diagnosis, the guardian, the
guardian ad litem and the amici came to court to urge the court
to authorize circuit courts to confirm a guardian’s decision to direct
withdrawal of nutrition from a person not in a persistent vegetative
state. Thus counsel urge us to extend In the Matter of Guardian-
ship of L.W., 167 Wis.2d 53, 482 N.W.2d 60 (1992). Court-appointed
counsel urges us to adhere to L.W.

The amici curiae are the Elder Law Center of the Coalition of
Wisconsin Aging Groups and the Board on Aging and Long Term
Care of the State of Wisconsin. Each filed a brief.

15a

Ms. F. occasionally may track movements in the room
with her eyes.

Two attending physicians testified; only Dr. Erickson,
however, was asked to opine on whether Ms. F. was in
a persistent vegetative state at the time of his examination
of her. Dr. Erickson testified as follows:

The definition [of persistent vegetative state] as de-
scribed in the journal of neurology in 1989, January,
1989, requires that there be no behavioral response
whatsoever over an extended period of time, and that
no voluntary action or behavior of any kind is pres-
ent. As I testified before, Edna, in my opinion, has
provided evidence of some minimal response to
stimulation from her surrounding, and so in the strict
definition, I would have to say that she approximates
but does not entirely meet that definition of the
persistent vegetative state.

R. 19 at 33.

The circuit court made the following finding of fact,
in accord with the guardian’s position and the evidence
presented: “Edna M.F. is a 71 year old woman whose
mental condition approximates but does not meet the
clinical definition of persistent vegetative state.” Given
the record in this case the circuit court’s findings that Ms.
F. is not in a persistent vegetative state is not Clearly

erroneous.”

? The majority opinion embellishes the record when it concludes
that Ms. F. could “likely feel the pain and discomfort of starving
to death.” Majority op. at 490. Dr. Erickson testified that in his
opinion Ms. F. was not experiencing any pain. R. 19 at 34, 51-52.
Dr. Przbylinski testified that he thought Ms. F. could experience
pain but that a physician could not determine this fact. R. 19 at
63, 68-69. The circuit court made no finding, expires or implied,
regarding whether Ms. F. retains sufficient cortical function to
feel pain. Retention of the feeding tube would enable the clinic
staff to continue to provide Ms, F. with fluids and, if deemed
necessary, with pain medication, while nutrition was withheld.

16a

The other important factual question is whether Ms. F.
made a clear expression of her wishes regarding life-
sustaining medical treatment. I agree with the majority
opinion that the record supports the finding that she did
not and the circuit court’s memorandum decision implies
such a finding. That finding is not clearly erroneous.

II.

I have some concern about the majority opinion’s char-
acterization of several aspects of the L.W. decision.

L.W. largely controls our decision in the present case.
L.W. held that a guardian may consent to the withholding
or withdrawal of life-sustaining medical treatment on be-
half of one who was never competent, or a once com-
petent person whose conduct was never of a kind from
which one could draw a reasonable inference upon which
to make a substituted judgment,* when: (1) the attending
physician and independent physicians determine with
reasonable medical certainty that the patient is in a per-
sistent vegetative state and has no reasonable chance of
recovery to a cognitive and sentient life; and (2) the
guardian determines in good faith that the withholding
or withdrawal of treatment is in the ward’s best interests.
L.W., 167 Wis.2d at 84-85, 482 N.W.2d 60.

I feel it necessary to state what I believe L.W. does and
does not stand for and to offer further discussion of the
application of L.W. to the facts of this case.

First, L.W. held that a person’s right to refuse life-
sustaining medical treatment includes the right to refuse
the provision of nutrition and hydration. L.W., 167
Wis.2d at 70-73, 482 N.W.2d 60.* It is therefore of no

3] agree with the majority opinion that the ward in the present
case had not made a clear expression, when competent, of her
wishes with regard to life-sustaining medical treatment.

4 Despite the objection raised in the dissenting opinion in L.W.,
167 Wis.2d at 99, 482 N.W.2d 60 (Steinmetz, J., dissenting), the

17a

moment that the United States Supreme Court “merely
assumed” this fact in Cruzan v. Director, Missouri Dep’t
of Health, 497 U.S. 261, 110 S.Ct. 2841, 111 L.Ed.2d
221 (1990), as the majority opinion states. Majority op.
at 488 n. 4. There is no longer any doubt that the provi-
sions of nutrition and hydration by artificial means are
forms of medical treatment in Wisconsin.

Second, L.W. held that a surrogate decision maker
must apply a best interests test to determine the propriety
of withholding life-sustaining medical treatment to a per-
son who was never competent or a person whose conduct
while competent was never of a kind from which one
could draw a reasonable inference upon which to make
a substituted judgment. L.W. 167 Wis.2d at 75-76, 482
N.W.2d 60. L.W. did not establish whether a substituted
judgment test or other test is appropriate to determine the
propriety of withholding life-sustaining medical treatment
from a person who gave indication while competent of his
or her wishes regarding such treatment. Nor did L.W.
address the proper test to be used when the incompetent
person is not in a persistent vegetative state. L.W. was
concerned with a person in a persistent vegetative state
who by all indications had never been competent. There
was, therefore, no basis on which a guardian or a court

court concluded its thorough consideration of the issue as follows:
“Consistent with the implied holding of the United States Supreme
Court, and the specific declaration of the Wisconsin legislature, we
conclude that an individual’s right to refuse unwanted life-sustaining
medical treatment extends no artificial nutrition and hydration.”
L.W., 167 Wis.2d at 73, 482 N.W.2d 60. In response to the dissent-
ing opinion the L.W. majority stated:

The dissent asserts that this conclusion is ‘unwarranted and mis-
conceived’ because Cruzan did not decide the issue. .. . It is clear
that we base our conclusion that artificial nutrition and hydration
is medical treatment which may be refused primarily on the fact
that it is indistinguishable from other forms of treatment and not
on the ambivalence of the Cruzan majority.

Id. at 73 n. 7, 482 N.W.2d 60.

18a

could make a substituted judgment and only under such
circumstances did the court rule out a substituted judg-
ment test. L.W. 167 Wis.2d at 78-79 and n. 11, 482
N.W.2d 60. It would be inaccurate to conclude that
the substituted judgment test has been rejected in other
circumstances.

I take the majority opinion to imply that L.W. rejected
the substituted judgment test for all persons in a persistent
vegetative state:

Noting that this court has rejected the substituted
judgment standard in the past [citing In re Guard-
ianship of Pescinski, 67 Wis.2d 4, 7-8, 226 N.W.2d
180 (1975) and In re Guardianship of Eberhardy,
102 Wis.2d 539, 566-67, 307 N.W.2d 881 (1981)]
and that the clear and convincing evidence standard
would be too strict, this court [in L.W.] concluded
that an objective “best interests” standard was the
appropriate standard to apply when deciding whether
to withdraw life-sustaining medical treatment from
an incompetent ward in a persistent vegetative state.
[L.W., 167 Wis.2d] at 76, 78, 81, 482 N.W.2d 60.
The only thing that matters in the decision-making
process is what would be in the ward’s best interests.

Majority op. at 489. But the court in L.W., having con-
sidered the two cases cited by the majority opinion in the
present case, Pescinski and Eberhardy, stated explicitly
that substituted judgment may be the appropriate test in
some circumstances:

[N]either of these cases should be construed to mean
that a surrogate decision maker could not make a
substituted judgment or decision that was designed
to carry out the wishes of the incompetent if the
incompetent’s wishes were knowable. .. . To hold
that all substituted judgments are ipso facto rejected
would probably constitute an unconstitutional hold-
ing for it would deprive an incompetent of the con-

19a

stitutional right of choice a right that is universally
recognized when the choice is ascertainable.

L.W., 167 Wis.2d at 79 n. 11, 482 N.W.2d 60.

The court has no reason to address the appropriate test
in the present case because according to the record Ms. F.
was not in a persistent vegetative state and her wishes
were not knowable. The majority opinion therefore should
not be read to change or add to L.W.’s limited statement
regarding the appropriate test for a court or guardian tu
apply in determining the propriety of withholding life-
sustaining medical treatment.*

Third, pursuant to L.W., the court’s ruling today is
limited to Ms. F.’s condition in the spring of 1995. The
decision whether to seek additional diagnoses when this
case is completed properly belongs to the guardian and
not to the court. It is a fundamental premise of L.W. that
ordinarily decisions to withhold or withdraw life-sustaining
medical treatment of a ward are to be made by a guardian
in conjunction with doctors and the family, not by the
courts. As L.W. stated, courts are poorly equipped to
handle these matters. L.W., 167 Wis.2d at 92, 482
N.W.2d 60.

5 For discussions of the substituted judgment and best interests
tests see John A. Robertson, Cruzan and the Constitutional Status
of Nontreatment Decisions for Incompetent Patients, 25 Ga. L.Rev.
1139 (1991); Yale Kamisar, When is there a Constitutional “Right
to Die’? When is there no Constitutional “Right to Live’?, 25 Ga.
L.Rev. 1203 (1991); John A. Robertson, Assessing Quality of Life:
A Response to Professor Kamisar, 25 Ga. L.Rev.1243 (1991);
Stewart G. Pollock, Life and Death Decisions: Who Makes Them
and By What Standards?, 41 Rutgers L.Rev. 505 (1989); Nancy
K. Rhoden, Litigating Life and Death, 102 Harv. L.Rev. 375, 380
419 (1988); Joanna K. Weinberg, Whose Right Is It Anyway?
Individualism, Community, and the Right to Die: A Commentary
on the New Jersey Experience, 40 Hastings L.J. 119 (1988);
Rebecca Morgan, Florida Law and Feeding Tubes The Right of
Removal, 17 Stetson L.Rev. 109 (1987).

20a

If the guardian chooses to seek further diagnoses and
if the doctors, applying current medical knowledge, deter-
mine that Ms. F. is at the time of examination in a per-
sistent vegetative state, the guardian may consent to with-
drawal of nutrition or the guardian may decide not to
withdraw nutrition. In either event, no further circuit
court proceeding is available or required unless an inter-
ested person objects to the withdrawal of nutrition.

The diagnosis of a persistent vegetative state or its
absence is made by qualified physicians using scien-
tifically current information and standards. Guardians
and doctors must be allowed to adopt the medical com-
munity’s most advanced thinking on the subject.® It is
similarly important that physicians who are called upon
to make the apparently difficult diagnosis of a persistent
vegetative state be expert in this area of medicine. Court
review of the guardian’s determination is necessary only
if a party in interest objects. L.W., 167 Wis.2d at 92-93
and n. 20, 482 N.W.2d 60.

Fourth, the holding in L.W. should be understood to
state the principle that the fact that the ward is in a
persistent vegetative state is a significant legal threshold.

Under L.W. the opinion of an attending physician is
essential for the withdrawal of nutrition. Dr. Erickson,
one of the attending physicians, was an internist, had
extensive experience with older persons including treating
Alzheimer’s patients, and held a certificate of added quali-
fications in geriatrics. While the guardian and guardian
ad litem believe that withdrawal of life-sustaining treat-
ment for Ms. F. is appropriate, they relied on the diag-

® Unlike the other concurring opinion I do not believe this court
should determine the differences, if any, between the 1994 and
earlier medical standards about persistent vegetative state and the
appropriate medical diagnosis of persistent vegetative state without
the assistance of experts’ testimony and without briefing by
the parties.

2la

nosis of Ms. F.’s attending physicians, as they were re-
quired to do under L.W.

When the attending physician did not diagnose Ms. F.
as in a persistent vegetative state, there was no point in
consulting independent physicians. The issue of who
should be the independent physicians to diagnose Ms. F.’s
condition is thus not raised in this case and has not been
briefed by the parties. Furthermore, L.W. does not ad-
dress the difficult question of what procedure should be
followed when there is disagreement among the consulted
physicians whether the patient is in a persistent vegetative
state. Again, this questior is not raised or briefed in
this case.

To the extent it may be necessary or appropriate for
the court to change, add to, or expand upon the stand-
ards set forth in L.W., the court should do so only with
the benefit of full adversarial briefing in a case presenting
a real controversy framed by adversarial parties. See, e.g.,
State v. Garfoot, 207 Wis.2d 215, 239, 558 N.W.2d 626
(1997) (Bablitch, J., concurring).

I view L.W. as the first step in addressing withdrawal
of life-sustaining medical treatment from persons in a
persistent vegetative state who have not clearly expressed
their wishes. As is evident in this case, L.W. has not
answered all the questions that will be raised in this com-
plex and troubling area. I have tried to take care, how-
ever, not to use the present case as the vehicle to offer
answers to unresolved complex questions that have been
neither raised nor briefed. I am concerned that I not
engage in appellate decision making of the sort Attorney
Bernard Witkin has characterized as “Have Opinion, Need
Case.” B.E. Witkin, Manual on Appellate Court Opin-
ions § 86 at 155 (1977).

Fifth, L.W. commented favorably on the role of the
health care provider’s ethics committee.’ Hospital or nurs-

7L.W., 167 Wis.2d. at 89, 482 N.W.2d 60. For a discussion of
the role of ethics committees see Gregory A. Jaffe, Institutional

err

22a

ing home ethics committees provide an important forum
for careful deliberation about the decision to withhold
life-sustaining medical treatment. Based on the limited
record before us, it appears that the committee reviewing
the request by Ms. F.’s guardian did not function effec-
tively. Had Ms. F. been in a persistent vegetative state
and had an interested person objected to the withdrawal
of nutrition, the circuit court stated that it would have
been unable to give weight to the committee’s purported
determination that withholding of nutrition was the ethi-
cally proper course. The circuit court noted that no for-
mal minutes or report of the meeting was produced at the
hearing and that the committee members apparently func-
tioned without either a shared body of rules or training
in ethics. In fairness to the committee members in this
case, it must be noted that the committee had only re-
cently been formed and had deliberated in perhaps only
one other case.

The circuit court also seemed troubled, as am I, with
the apparent focus of the ethics committee’s investigation.
The committee seemed to understand that its function was
to reach a determination that would insulate the facility
from legal liability rather than the determination that best
comported with medical ethics.* The focus of all par-

Ethics Committees’ Legitimate and Impartial Review of Ethical
Health Care Decisions, 10 J. Legal Medicine 393 (1989).

8 The ethics committee apparently agreed with the decision to
withhold nutrition from Ms. F. but would not agree to carry out
this decision without written consent from all family members. It
appears that all family members except for one niece of Ms. F.
consented in writing. The niece was reported to have said that she
did not object to withholding nutrition but that her religious views
precluded her from consenting in writing.

The circuit judge concluded his own lengthy questioning of one
member of the ethics committee with the following: “[T]he way
I understand it, what you really have is a liability problem, and
that’s why you want everybody to consent, is that correct?” Dr.
Erickson answered: “That is correct.” R. 19 at 47.

Lee

23a

ticipants in this fateful and difficult process should be on
the propriety of taking action which will lead to a person’s
death. The health care facility’s liability concerns must
not be allowed to interfere with the guardian’s efforts to
assure the exercise of the ward’s right to be free of un-
wanted life-sustaining medical treatment when the guard-
ian has determined, in consultation with the physicians,
that the ward is in a persistent vegetative state and it is
in the ward’s best interests to withhold such treatment.

For the foregoing reasons I write separately.

WILLIAM A. BABLITCH, Justice (concurring).

The medical determination of the existence of a per-
sistent vegetative state is, literally, one of life or death.
It is important the doctors get it right. It is equally im-
portant that we get the law right.

The majority and the concurring opinions, and this
writer, agree that if a person is not in a persistent vegeta-
tive state, medical treatment cannot be withdrawn.

the doctors determine that she meets the current medical
definition of persistent vegetative state, medical treatment
may be withdrawn even if her physical condition has not
changed from the time of the diagnosis rendered in this
case.

)
We further agree that if Ms. F. is diagnosed again and

But then we part company.

Regrettably, the majority and the concurring opinions
fail to establish a significant safeguard designed to ensure
the accuracy of that determination. They would allow any
person with a medical degree to make the critical diag-
nosis that drives the ultimate decision to withdraw or
continue life sustaining medical treatment. Furthermore,
they insist on the presence of three doctors only when the
decision is to withdraw life sustaining medical support.
Respectfully, I cannot join such a decision.

24a

I would direct as a matter of law that anytime a guard-
ian requests a diagnosis for the purpose of determining
the presence or absence of a persistent vegetative state in
order to ascertain whether life sustaining medical treat-
ment can be withdrawn, three conditions must be met.
First, the diagnosis must be made by the attending physi-
cian and two independent doctors. Second, at least one of
the independent doctors must be a specialist in the medi-
cal field relevant to the patient’s condition.’ Third, I
join with the concurring opinion that the doctors must
rely on current medical authority generally accepted in
that specialty. Inasmuch as Alzheimer’s is a neurological
disease, I would direct that in the case of Ms. F. one of
the independent doctors be a neurologist relying on cur-
rent medical authority accepted in the field of neurological
medicine.

I.

The majority and concurring opinions fail to require
that one of the attending physicians be a specialist in the
medical field relevant to the patient’s condition.

This case amply demonstrates the need for such pro-
tection. Neither of the two physicians who examined Ms.
F. were neurologists. The only doctor who was asked
his opinion on whether Ms. F. was in a persistent vegeta-
tive state testified she was not. However, he testified that

! Although these two issues were neither briefed nor argued by
the parties, the posture in which this case comes to us does raise
them. It is obvious from this record that all parties agreed to a
trial and appellate strategy of attempting to extend L. W.. Thus,
none of the original parties were adversarial to each other, and none
of them briefed nor argued these issues. From their perspective, it
was unncessary. Nonetheless, I would reach and decide them. We
have on occasion in the past ordered the parties to brief issues not
presented in the briefs or arguments. We have, as we did in this
very case, appointed counsel to advance opposing positions. I would
support similar action in this case. The nature of these issues make
it highly unlikely that this court will see them again for years,
if ever.

25a

his diagnosis was based on a January 1989 article in the
medical journal, Neurology. The authority he relied on
was arguably outdated.

The entire 1989 Statement upon which the doctor relied
covered two pages in that journal. In 1991, the Multi-
Society Task Force on Persistent Vegetative State was
created.” The Task Force’s 1994 Statement, a far more
exhaustive treatment of persistent vegetative state, sum-
marizes current knowledge of the medical aspects of per-
sistent vegetative state.© The 1994 Statement explains,
refines and substantially augments the 1989 definition of
persistent vegetative state applied by Ms. F.’s doctor in his
diagnosis.

As more fully discussed below, the 1994 Statement
appears to call into serious question the accuracy of the
diagnosis made by Dr. Erickson.

Unless this court directs that at least one of the doctors
be a specialist current in his or her field, there is nothing
to stop this from happening again. The potential for seri-

2 The 1994 Statement, Medical Aspects of the Persistent Vegeta-
tive State, Parts I and II, 330 N.Engl. J. Med (May 26, 1994),
was approved by the executive committee of each of the following
medical societies: the American Academy of Neurology, the Child
Neurology Society, the American Neurological Association, the
American Association of Neurological Surgeons, and the American
Academy of Pediatircs. Two representatives from each of these
societies were appointed to the Task Force, and an advisory panel
of consultants was selected from the related fields of medicine,
ehtoics, and law.

3’ The 1994 Statement speaks to the “vegetative state,” distin-
guishing between a “persistent vegetative state” and a “permanent
vegetative state.” It refers to the persistent vegetative state as a
diagnosis, the permanent vegetative state as a prognosis, i.e., an
irreversible persisent vegetative state. L.W. used the term per-
sistent vegetative state to refer to an irreversible condition. Be-
cause the majority and concurring opinions continue to use the
term “persistent” to categorize the irreversible condition, I do
likewise.

26a

ous error, as possibly occurred here where Ms. F. was
diagnosed as not being in a persistent vegetative state, is
patent. The potential for serious error in cases involving a
patient diagnosed as being in a persistent vegetative
state is equally apparent.

In retrospect, L.W. should have insisted upon, rather
than recommended, a specialist in the field. It did not,
and the majority and concurring opinions continue in
that error. In a justifiable desire to leave these decisions
as much as reasonably possible to family members and
their physicians and not the courts, the majority and con-
curring opinions abdicate too much. They are willing to
allow any person with a medical degree to diagnose the
presence or absence of a persistent vegetative state.

I am not.

A diagnosis of the presence or absence of a persistent
vegetative state drives the ultimate decision to withdraw
or continue life sustaining medical treatment. It is far
too important and critical a decision to leave in the
hands of anybody with a medical degree. A level of
expertise beyond a medical degree should be demanded.

Other states and commentators have recognized this
problem. One legal scholar cites the risk of an erroneous
medical diagnosis as one of the three major factors that
contribute to the risk of an improper decision to continue
or to withhold life sustaining medical treatment. Linda
C. Fontiman, Privacy and Personhood Revisited: A New
Framework for Substitute Decision Making for the In-
competent, Incurably Ill Adult, 57 Geo. Wash. L.Rev.
801, 808 (March 1989). Professor Fontiman rules that a
number of courts have implicitly recognized this possi-
bility of a mistaken diagnosis. Id. at 809.

The New Jersey Supreme Court, which set the stage
for decision making analysis in these cases with the Quin-

27a

lan decision, expressly recognized the risk of an erroneous
diagnosis. In re Jobes, 108 N.J. 394, 529 A.2d 434,
447-448 (1987). To guard against the risk of such an
error and to ensure the preservation of medical ethics, the
surrogate decision maker must secure statements from “at
least two independent physicians knowledgeable in neurol-
ogy that the patient is in a persistent vegetative state.”
Id. 529 A.2d at 448.

Acknowledging that the prognosis determination is a
medical one, the Washington Supreme Court held that
even this prong of the life-sustaining medical treatment
decision making process must incorporate safeguards to
protect patients from an inaccurate diagnosis. In re Col-
yer, 99 Wash.2d 114, 660 P.2d 738, 749 (1983) (re-
quiring confirmation of the attending physician’s diagno-
sis by a prognosis board consisting of “no fewer than two
physicians with qualifications relevant to the patient’s
condition”). Accord In re Moorhouse, 250 N.J.Super.
307, 593 A.2d 1256 (App. 1991) (requiring that the
attending physician’s diagnosis be confirmed by the hos-
pital’s prognosis committee and at least two independent
physicians knowledgeable in neurology); John F. Ken-
nedy Memorial Hospital, inc. v. Bludworth, 452 So.2d
921, 926 (Fla.1984) (requiring certification that patient
is in a permanent vegetative state by the primary treating
physician and concurrence in the certification by “at least
two other physicians with specialties relevant to the pa-
tient’s condition.” ).

The concurring opinion recognizes to some extent these
problems by stating that “It is similarly important that
physicians who are called upon to make the apparently
difficult diagnosis of a persistent vegetative state be expert
in this area of medicine.” Concurrence at 495.

It is more than “important.” It is critical. I would
not recommend, I would direct. The absence of this safe-
guard in the majority and concurring opinions charts a
perilous course.

28a

Dr. Erickson, who is not a neurologist, relying on argu-
ably outdated medical authority, diagnosed Ms. F. and
testified that she approximates but does not meet the
strict definition of persistent vegetative state. If he was
in error, important constitutional rights were denied Mrs.
F. This record raises serious concern in my mind that
he may have been in error. At the very least, his testi-
mony did not indicate a knowledge of the 1994 State-
ment. A neurologist might well have been aware. It might
have changed the diagnosis.

Nevertheless, if there was an error made in the diagnosis
of Ms. F., or others like her, it was an error made on
the side of life. It can be corrected. Not so in the case
of a diagnosis of a persistent vegetative state of a person
who is in fact not in a persistent vegetative state. Once
medical treatment is withdrawn, life will cease: misdiag-
nosis in that event cannot be corrected. Surely some
minimum safeguards speaking to the expertise and knowl-
edge of the doctors should be present. The majority
requires nothing other than a medical degree.

I would require more. -
II.

Unfortunately, the majority and concurring opinions
require three doctors only when life sustaining support
is to be withdrawn. They are silent as to the threshold
stage in any case involving these issues: the decision of
the guardian to seek a diagnosis.

I would require three doctors anytime a guardian
requests a diagnosis for the purpose of determining the
presence or absence of a persistent vegetative state. The
importance of that requirement is demonstrated by this
case. Once the attending physician determined that Ms.
F. was close but not actually in a persistent vegetative
state, the inquiry was ended. But if Ms. F. was incorrectly
diagnosed, as I believe is suggested in this record, im-
portant constitutional rights were denied her.

29a

We require three doctors when the decision to withdraw
life support is made. Is it not equally important to require
the same number of doctors at the threshold inquiry which,
in a case like this, is determinative of constitutional rights?

I would require that once the guardian determines that
the question of withdrawal of life sustaining medical
support is presented, the attending physician and two
independent doctors must be consulted.

IIT.

Fortunately, the concurring opinion recognizes the im-
portance of using current medical authority, and directs
that it be used. Concurrence at 494 (“If the guardian
chooses to seek further diagnoses and if the doctors,
applying current medical knowledge, determine that Ms. F.
is at the time of the examination in a persistent vegeta-
tive state, the guardian may consent to withdrawal of
nutrition or the guardian may decide not to withdraw
nutrition.” (emphasis added)). Id. at 494-495 (“Qual-
ified physicians make the diagnosis of a persistent vege-
tative state or its absence, using scientifically current
information and information and standards.” (emphasis
added)). I join that part of the concurring opinion.
Accordingly, that requirement has the support of a major-
ity of this court.

The importance of using current medical authority is
amply demonstrated in this record. Dr. Erickson, relying
on a January, 1989, journal of neurology, testified that
the standards expressed therein required “that there be no
behavioral response whatsoever over an extended period
of time.” (emphasis added). Further, he testified that
those 1989 standards required there be “no voluntary
action or behavior of any kind [present].” (emphasis
added). Because there was “some minimal response to
stimulation from her surroundings” the doctor concluded
Ms. F. “approximates but does not entirely meet that
definition of the persistent vegetative state.”

30a

This testimony was crucial. No one disputed the doc-
tor’s finding that Ms. F. was not in a persistent vegetative
state. The circuit court had no choice but to agree. But
current medical authority, the 1994 Statement, contradicts
or at the very least calls into serious question Dr. Erick-
son’s conclusion. It does not require, “no behavioral re-
sponse whatsoever” to the presence of a persistent vege-
tative state; rather, it requires no evidence of “sustained”
behavior of that kind.

In order to more fully understand why the 1994 State-
ment seriously undercuts the doctor’s conclusion, it is
necessary to first understand more completely the condi-
tion of Ms. F. with respect to her response to stimulation.*

Although she appears to respond to voices or noises in
her room, she makes no meaningful response to questions
or commands. R:19 at 24-25.° Several medical pro-
fessionals who had regular contact with Ms. F. described
her condition. Licensed practical nurse, Patricia Rohmeyer
(Rohmeyer), has had regular contact with Ms. F. since
1986. R:19 at 6. Rohmeyer testified that she “[dJoes
not respond most of the time when you speak to her,
either by blinking her eyes or opening her eyes.” R:19
at 7. Edna F. does not respond when Rohmeyer places
a finger im her hand and asks her to squeeze the finger.
R:19 at 8 When asked whether Ms. F. looked toward
a person who called her name, Rohmeyer responded that
“[s]he wasn’t able to today.” R:19 at 8. She described
Ms. F.’s condiiton as “progressive through the years.”
R:19 at 8.

*I agree with the concurring opinion that the majoirty opinion
does not convey an accurate picture of Ms. F.’s condition. The facts
recited in the concurring opinion together with the facts stated
herein convey an accurate portrayal. In addition, I note that Ms.
F. has been in this condition since 1993, and her doctors testify
she will not improve, she will only get worse.

5 References are to pages and documents in the record.

— ee eT ee

3la

Spahn described her sister’s condition to the circuit
court: “Sometimes I can get her to look at me. . . . Some-
times I can get her to look. Not very often. The last
couple times I have been in I’ve gotten—I did get her
to open her eyes, but not to look at me.” R:19 at 75-76.

Even more telling was the testimony of Dr. Erickson.
He described Ms. F.’s condition on December 19, 1994:

She did respond to voice by opening her eyes, but
did not respond to command. . . . She opened her
eyes and looked, but not in any meaningful way at
me. She simply appeared to respond to a voice or to
a noise in the room. I discussed with the nursing
staff at that time, although I did not notice that she
would occasionally track movement in the room. The
level of alertness that I found at that time in discus-
sion with the nursing staff was consistent with what
they had observed on a day to day basis... . Period-
ically she would follow movement in the room, or she
may respond to tactile stimulation or voice by open-
ing her eyes. But there was no meaningful response
to command or attempts at communication.

R:19 at 24-25.

The record reveals that upon application of mildly
noxious stimuli, Ms. F. might open her eyes or grimace
but, her doctors say, she fails to make a consistent effort
to withdraw from or to remove the stimulation. R: 19
at 26, 65.

Dr. Przyblinski described Ms. F.’s response to mildly
noxious stimuli: “When I gave her tactile stimulation
which I considered mildly noxious, either pinching her for
arm [sic] or her leg or rubbing her sternum, she grimaced
and she did make a moaning sound. She did not make
any attempt to push my hand away or pull her arm or leg
away, so I didn’t see anything that I would see as pur-
poseful movement with that kind of stimulation.” R:19

32a

at 63. He further states that she is no longer aware of, nor
can she interact in any purposeful manner, with her sur-
roundings, or the people who are attending to her. R:19
at 64-65 (emphasis added).

Dr. Erickson has never observed a consistent effort by
Ms. F. to withdraw from noxious stimuli. R:19 at 25.
When he touches her face, or presses gently on her
sternum, she might make a minimal response, i.e., a
movement or facial expression, acknowledging the stimu-
lation, but he has observed no consistent effort to with-
draw or to remove the stimuli. R:19 at 26. When
doctors subject her to noxious stimuli, Ms. F.’s vital signs
remain stable. R:19 at 34.

The 1994 Statement lists the following criteria accord-
ing to which the vegetative state can be diagnosed:

(1) no evidence of awareness of self or environment
and an inability to interact with others; (2) no evi-
dence of sustained, reproducible, purposeful, or vol-
untary behavioral responses to visual, auditory, tac-
tile, or noxious stimuli; (3) no evidence of language
comprehension or expression; (4) intermittent wake-
fulness manifested by the presence of sleep-wake
cycles; (5) sufficiently preserved hypothalamic and
brain-stem autonomic functions to permit survival
with medical and nursing care; (6) bowel and blad-
der incontinance; and (7) variably preserved cranial-
nerve reflexes (pupillary, oculocephalic, corneal, ves-
tibule-ocular, and gag) and spinal reflexes.

Dr. Erickson testified that a persistent vegetative state
required “no behavioral response whatsoever.” As seen
from the above 1994 Statement, that appears to be an
incorrect conclusion: “no evidence of sustained, repro-
ducible, or voluntary behavioral responses to . . . stimuli.”
(emphasis added). The 1994 Statement further cautions
that motor or eye movements and facial expressions in
response to various stimuli also occur in persons in an

33a

irreversible vegetative state. These movements and ex-
pressions occur in stereotyped patterns that indicate re-
flexive responses integrated at deep subcortical levels, and
are not indicative of learned voluntary acts. The presence
of these responses is consistent with complete unaware-
ness. The 1989 Statement does not discuss the subtle
distinctions between the visual pursuit of a person who
is aware of the surroundings and a person in a persistent
vegetative state.

Given that Dr. Erickson believed the existence of a
persistent vegetative state required no behavioral response
whatsoever, given that he testified Ms. F.’s responses were
“minimal,” and given the above quoted texts from the
1994 Statement, I conclude a serious question exists as
to the accuracy of his diagnosis. If so, important con-
stitutional rights have been denied Ms. F. The use of
current medical authority might well have changed his
diagnosis. Fortunately, that is now the mandate of this
court.

In summation, I would hold that any time a guardian
requests a diagnosis for the purpose of determining the
presence or absence of a persistent vegetative state to
ascertain whether life sustaining medical treatment may
be withdrawn, three conditions must be met: 1) the diag-
nosis must be made by the attending physician together
with two independent doctors; 2) at least one of the inde-
pendent doctors must be a specialist in the medical field
relevant to the patient’s condition; and, 3) the diagnosis
must rely on current medical authority generally accepted
in that specialty.

If indeed Ms. F.’s original diagnosis was incorrect,
needless suffering has been endured by her family and loved
ones as they have been forced to sit helplessly by watching
this woman they love continue an emptiness that only the
most literal would call life. Had the procedures I recom-
mend been utilized, this might have been avoided. For-

34a

tunately, if error has been made it can be corrected. All
members of this court agree that she can be re-diagnosed.
If her attending physician and two independent doctors
agree that she meets the current medical definition of
persistent vegetative state, and no one objects, medical
treatment may be withdrawn without further recourse to
the courts. This is so even if her physical condition has
not changed from the time of the original diagnosis ren-
dered in this case.

Others may not be as fortunate.
For the above stated reasons, I respectfully concur.

JANINE P. GESKE, Justice (concurring).

I join both the majority opinion authored by Justice
Donald W. Steinmetz and the concurring opinion authored
by Chief Justice Shirley S. Abrahamson.

ANN WALSH BRADLEY, Justice (concurring).

I join both the majority opinion authored by Justice
Donald W. Steinmetz and the concurring opinion authored
by Chief Justice Shirley S. Abrahamson.

*I also agree with the concurring opinion with respect to its
discussion of what L.W. does and does not stand for, specifically
that the provision of nutrition and hydration by artificial means are
forms of medical treatment in Wisconsin, and that the substituted
judgment test has not been rejected in Wisconsin in all circumstances.

35a

OFFICE OF THE CLERK
SUPREME COURT
MADISON, WISCONSIN 53701-1688

November 20, 1996

No. 95-2719

IN MATTER OF GUARDIANSHIP AND PROTECTIVE
PLACEMENT OF EDNA M.F.:
SPAHN V. WITTMAN
L.C. #93PP36

ORDER

A motion to enlarge the time for oral argument and to
realign the guardian ad litem as an appellant rather than
a respondent having been filed by the respondent-designate,
Howard B. Eisenberg and considered by the court;

IT IS ORDERED that the motion to realign the guar-
dian ad litem as an appellant rather than a respondent is
granted; and

IT IS FURTHER ORDERED the motion to enlarge the
time for oral argument is denied. The attorneys for the
guardian and guardian ad litem shall share 30 minutes of
oral argument time as they see fit.

MARILYN L. GRAVES
Clerk of Supreme Court

36a

OFFICE OF THE CLERK
SUPREME COURT
MADISON, WISCONSIN 53701-1688

September 19, 1996

IN THE MATTER OF THE GUARDIANSHIP AND PROTECTIVE
PLACEMENT OF EDNA M.F., INCOMPETENT:
Betty SPAHN V. MARK WITTMAN
# 95-2719

ORDER

The Court having reviewed the briefs filed by the par-
ties in the above matter and having determined that proper
consideration of the issues presented require briefing and
oral argument in support of the circuit court decision on

appeal.

IT IS ORDERED that Howard B. Eisenberg is ap-
pointed as respondent-designate to appear in this proceed-
ing in support of the decision of the circuit court on appeal.

IT IS FURTHER ORDERED that this case is removed
from the schedule for oral argument on October 17, 1996.

IT IS FURTHER ORDERED that within 30 days of
the date of this order, the respondent-designate shall file
a brief in compliance with Rule 809.19.

IT IS FURTHER ORDERED that the parties will be
informed in due course of the date and time this matter
is rescheduled for oral argument.

MARILYN L. GRAVES
Clerk of Supreme Court

37a

OFFICE OF THE CLERK
SUPREME COURT
MADISON, WISCONSIN 53701-1688

April 16, 1996

No. 95-2719

IN MATTER OF GUARDIANSHIP AND PROTECTIVE
PLACEMENT OF EDNA M.F.:
SPAHN v. WITTMAN
L.C. #93PP36

The court having considered the petition to bypass the
court of appeals submitted on behalf of appellant-
petitioner, Betty Spahn, in this case.

IT IS ORDERED the petition to bypass is granted and
the appeal is accepted for consideration in this court; and

IT IS FURTHER ORDERED that the briefs previously
submitted by the parties to the court of appeals may stand
as the parties’ briefs in this court. The parties shall submit
ten additional copies of their briefs within ten days of the
date of this order. The parties will be notified of the date
and time for oral argument in this appeal in due course.

MARILYN L. GRAVES
Clerk of Supreme Court

38a
[Filed Oct. 4, 1995]

STATE OF WISCONSIN
CIRCUIT COURT
WOOD COUNTY

PROBATE BRANCH

95-2719
Confidential

IN THE MATTER OF THE GUARDIANSHIP AND
PROTECTIVE PLACEMENT OF:
Epna M. F.,
Incompetent
BETTY SPAHN,
Guardian of Edna M. F.,

App.
Vv.
MARK WITTMAN,
Guardian Ad Litem for Edna M. F.,
Resp.
NOTICE OF APPEAL

File No.: 93PP36
Classification Code. 50401

that the Appellant, Betty Spahn, Guardian of Edna M.
Folz, by John R. Hutchinson, appeals to the Court of
Appeals, August 22, 1995 in the Circuit Court for Wood
County, the Case No. 93-PP-36, wherein the Court denied
Appellant’s Petition for An Order Confirming Guardian’s
Decision to Withdraw Artificial Nutrition.

39a

This is not an appeal within Section 752.31(2), Wis.
Stats.
This is not an appeal entitled to preference by statute.

Dated this 29th day of September, 1995.

Wynia & BILLinGs, S.C.

/s/ John R. Hutchinson
JOHN R. HUTCHINSON
State Bar No. 01020212

40a

STATE OF WISCONSIN
CIRCUIT COURT
WOOD COUNTY

Case No. 93PP36

IN THE MATTER OF THE GUARDIANSHIP AND
PROTECTIVE PLACEMENT OF,
Epna M. F.,

Incompetent.

ORDER

This matter having come on for hearing on March 22,
1995 and April 11, 1995 on a Petition for an Order of
the Court confirming the Guardian’s decision to withdraw
artificial nutrition with appearances by the Petitioner,
Wynia & Billings, S.C. by John R. Hutchinson as attorney
for the Petitioner and Attorney Mark Wittman as Guar-
dian Ad Litem, this Court finds as follows:

1. Edna M. F. is a 71 year old woman whose mental
condition approximates but does not meet the clinical
definition of a persistent vegetative state.

2. Edna M. F. is bedridden, incontinent of bowel and
bladder, unable to feed herself and unable to move her-
self or voluntarily change body position. She requires
constant repositioning by others to avoid skin breakdown.
However, she breaths without assistance, appears to track
movement with her eyes and exhibits general non-specific
responses to mildly noxious stimuli.

3. In 1979, Edna M. F. was diagnosed with Dementia-
Alzheimers type, a progressive and degenerative disease
which affects the cerebral cortex and for which there is
no known cure. As a direct result of her disease, her men-
tal and physical conditions will continue to deteriorate
and, per medical testimony, it is highly unlikely that these
conditions will improve.

4la

4. In 1966 or 1967, in the context of a conversat

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386013_1385%3A1. Public record. Not legal advice.
