# Amicus Curiae Brief — City of Albuquerque v. Browner

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386013_0533%3A3

## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1997
- **Citation:** 522 U.S. 965

## Text

caste eur, U.S
FILED
2 JUN 9 1997
No. 96-1587
IN THE
Supreme Court of the United States
OCTOBER TERM, 1996
CITY OF ALBUQUERQUE,
Petitioner,

vs.
CAROL M. BROWNER, OR HER SUCCESSOR, AS

ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,

Respondent.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT

AMICUS CURIAE BRIEF IN SUPPORT OF
THE PETITION FOR WRIT OF CERTIORARI

STEVEN BARSHOV

SIVE, PAGET & RIE EL, P.C.
460 Park Avenue

New York, New York 10022
(212) 421-2150

(For Further Appearance See Reverse Side of Cover)

RICHARD VIRTUE

VIRTUE, NAJJAR & BARTELL

300 Paseo de Peralta, Suite 200
P.O. Box 4265

Santa Fe, New Mexico 87502-4265
(505) 983-6101

Counsel for Amici Curiae New
Mexico Municipal League;
Alabama League of Municipalities;
South Dakota Municipal League;
Nevada League of Cities; League
of Wisconsin Municipalities; New
York Conference of Mayors; New
Jersey League of Cities; League of
Kansas Municipalities; and
International Municipal Lawyers
Association

QUESTIONS PRESENTED FOR REVIEW

1. Whether the United States Environmental Protection
Agency can approve Indian Tribe water quality standards
which are not supported by a scientific or rational basis, are
adopted for Indian Tribe religious and ceremonial purposes,
or both, merely because such standards are more stringent
than federal minimum standards?

2. Whether the United States Environmental Protection
Agency has violated the establishment clause by requiring the
City of Albuquerque to expend taxpayer funds to comply with
water quality standards adopted for religious and ceremonial
purposes by the Isleta Pueblo?

3. Whether the United States Environmental Protection
Agency can force non-Indians outside Indian country and
outside fee lands to comply with Indian Tribe water quality
standards?

4. Whether the United States Environmental Protection
Agency can force non-Indians outside Indian country and
outside fee lands to comply with Indian Tribe water quality
standards, if such regulations are not supported by a scientific
or rational basis and/or are adopted for ceremonial and
religious purposes?

5. Whether EPA’s prohibition against municipalities
invoking EPA’s dispute resolution procedures violates the
Clean Water Act?

TABLE OF CONTENTS

QUESTIONS PRESENTED FOR REVIEW ............
AES GE Ce i ieicsicissimsthiniascarnsininiohsiwenionasnes

CONSENT TO FILE AMICUS CURIAE BRIEF ....
SUMMARY OF ARGUMENT .........cccccsscsssesssorsssoees

THE AMICI CURIAE ARE VITALLY
INTERESTED IN THIS LITIGATION
BECAUSE OF THE LIKELIHOOD THAT EPA
WILL ENFORCE TRIBE ENVIRONMENTAL
REGULATIONS AGAINST NON-INDIAN
ae Ps FEE cosivitivessnsinsdoeancaliamanctetsinnsse

PAPO E. Wichsibicnicessitiensaintiaicnivitaticsiiiilanoabbeinasdintides

I. UNDER FEDERAL INDIAN LAW, INDIAN
TRIBE REGULATIONS CANNOT BE
APPLIED TO OR ENFORCED AGAINST
NON-INDIANS OUTSIDE RESERVATION
NEE fikerhavcniresacensinindaineinenucaisinndicaeiinss

II. IN ALLOWING EPA TO TREAT INDIAN
TRIBES AS STATES, CONGRESS DID NOT
AUTHORIZE EPA TO DISREGARD
FEDERAL INDIAN LAW AND APPLY
TRIBE REGULATIONS TO NON-INDIANS
OUTSIDE RESERVATION BORDERS ..........

Ill. THE CLEAN WATER ACT CLEARLY AND
UNAMBIGUOUSLY PROHIBITS INDIAN
TRIBES FROM ADOPTING WATER
QUALITY STANDARDS WHICH ARE
MORE STRINGENT THAN FEDERAL
MINIMUM STANDARDS ....... cece eeeseeeees

CS ee i ievinicsrnsisintecsimuasilesanbiaanieiic sila diatatakessiabeatainiaid

14
16

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TABLE OF AUTHORITIES
Cases:
Arkansas v. Oklahoma, 503 U.S. 91 (1992)...

Brendale v. Confederated Tribes and Bands of the
Yakima Indian Nation, 492 U.S. 408 (1989)..........

Chevron, USA, Inc. v. Natural Resources Defense
Council, 467 U.S. 837, (1984)... cccsesesseeseeeeees

DeCoteau v. District County Court, 420 U.S. 425
FWP einciaiuiserenaiearieaibieruninnaelocessban cieauiehmaionwediecaie

Montana v. United States, 450 U.S. 544 (1981)........

Natural Resources Defense Counsel Inc. v. USEPA,
966 F.2d 1292, 1305 (9th Cir. 1992) o.oo.

New Mexico v. Mescalero Apache Tribe, 462 U.S.
ee sidechains i ey:

State of Alaska v. Native Village of Venetie, 856
Fe CUE CN GO COIN i csccsconssiisinatniccenebenscavtosnesss

State of Washington, Department of Ecology v.
United States Environmental Protection Agency,
TI Fhe VAGS (OG Cie. 1965) ..n.ccccssesessccsssecsseeceses

Williams v. Lee, 358 U.S. 217 (1959) .o..ccccecsceceeeee.
Worcester v. Georgia, 31 U.S. 515 (1832) ....c.ccccccese.
Statutes:

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Bes OP t OE IN, cissceswnssssssacsniactansddcintermencecinn
Fe SA EE astern erccpiseinealsestedendhsvee eben cs
FF USC. & ESTEE MC) ns ccocosesecsasesescesecesrescesvoreaeses
A Es D PO icicareciseatecscobsauiasuumnnanaceaes

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Statutes: Page
PF ears ROTH csaicdssesacnisedistburinpusvanisedeosolstoruezcsss 13
Fo AP Ra Rare © RAF PUD vcscicdineinvovencssntoveevdeinicenscs 2, 10, 12, 13, 14
42 U.S.C. § 300}-110O)(1).........ccccsoresnscecesessscsscecsereree. 2
42 U.S.C. § TEOUANZ) ...cessesececosescooscessssssececesseseesasees y
EIA yG Ps vvcasnessesvesstososnsncssnsisearocssecseanevaasseress 2
Other Authorities:

We Gr ite © FE Math stcsinvsasccreinacsceceeceieeccce 12
58 Fed. Reg. 8172, 8176 (1993) o.....cccccccccssssssseseseecee. 12
BOP SION BG. FOS isksiesnisscnancidercsavscerudaneciccasecc 10
SOF SAMI WO FE POP ceccskeccsecnscasmvisccanntniceesriscieecee, 10
$53 Cotag. Rec. S 1021 ...cescscsccsssecscecsosesesvssszececssssssces 1]

Congressional Research Service, American Law
Division, Memorandum to Senate Select
Committee On Indian Affairs (February 21,

to 5 eT OT ME Enh ok fa has 4S 8,9
Felix S. Cohen’s Handbook Of Federal Indian Law
CRE i citsbinaiacsbn tee AOC Fe 7

EPA Policy For The Administration Of
Environmental Programs On Indian Reservations
PT By, Fe aisitcteccck ee okays ee 9

Sly, EPA And Indian Reservations: Justice Stevens’
Factual Approach, 20 Envtl.L.Rep. (News &
Analysis) 10429, 10430 (1990) ooo. .cceccccccccccsceseceee, 8

No. 96-1587

IN THE

Supreme Court of the United States

OCTOBER TERM, 1996

CITY OF ALBUQUERQUE,
Petitioner,
VS.

CAROL M. BROWNER, OR HER SUCCESSOR, AS AD-
MINISTRATOR, UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY,

Respondent.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT

AMICUS CURIAE BRIEF IN SUPPORT OF
THE PETITION FOR WRIT OF CERTIORARI

CONSENT TO FILE AMICUS CURIAE BRIEF

Consent to the filing of this amicus curiae brief was
granted by Walter Dellinger, Esq., Acting Solicitor General,
on behalf of Carol Browner, Administrator of the United
States Environmental Protection Agency, and by Bruce S.
Garber, Esq., on behalf of the City of Albuquerque.

SUMMARY OF ARGUMENT

This case presents multiple issues of first impression aris-
ing from the unprecedented and ultra vires attempt by the
United Siates Environmental Protection Agency (“EPA”) to

|

force the City of Albuquerque (“City”), a non-Indian political
subdivision located outside Indian Country, to comply with
water quality standards (“WQS”) adopted by the Isleta Pueblo
(“Isleta”), an Indian Tribe, pursuant to the “treatment as a
state” (“TAS”) amendment to the Clean Water Act (“CWA”),
33 U.S.C. § 1377(e).

In 33 U.S.C. § 1377(e), Congress authorized EPA to treat
an Indian Tribe as a state for certain purposes contained in
enumerated sections of the CWA and then only “to the degree
necessary to carry out the objectives” of treating an Indian
Tribe as a state. Jd. (emphasis added). As states cannot en-
force either state or federal environmental regulations against
Indians in Indian Country, and the United States has long had
a policy of maximizing Indian Tribe control over local Tribe
affairs, Congress amended the CWA to authorize Indian
Tribes to be treated as states so they could develop and en-
force environmental regulations within Indian Country.

However, by authorizing Indian Tribes to take control of
2 their own environmental affairs, Congress did not authorize
4 EPA to export such regulations and apply them to non-Indians
’ outside Indian Country, including states and their political
. subdivisions. Such a fundamental -- indeed seminal -- change
in the balance of jurisdiction and power between Tribes, EPA
and the states/political subdivisions is not only ultra vires and
contrary to fundamental principles of Federal Indian Law, but
also contrary to Congressional intent and legislative history.

Although EPA’s unilateral decision to enforce Indian Tribe
WQS against non-Indians outside Indian Country is extremely
troubling in its own right, the CWA is not the only major fed-
eral environmental statutory scheme which has been amended
to include a TAS provision, Congress, using virtually the
same language, enacted TAS provisions in the Safe Drinking
Water Act, 42 U.S.C. § 300j-11(b)(1); the Clean Air Act, 42
U.S.C. § 7601(d)(2); the Surface Mining Control and Recla-
mation Act, 30 U.S.C. § 1235(k); and the Comprehensive
Environmental Response, Compensation, and Liability Act,
42 U.S.C. § 9626. Accordingly, the resolution of this

3

litigation will delineate the fundamental powers and jurisdic-
tional boundaries of EPA, Indian Tribes, and the states/their
political subdivisions across the full range of the major fed-
eral environmental statutes.

The need to determine whether EPA can enforce Indian
Tribe environmental regulations against non-Indians outside
Indian Country is urgent and is becoming more so. There are
approximately 550 Indian Tribes across the United States
(approximately 300 in the continental 48 states) and EPA is
actively dispensing grants to an increasing number of these
Tribes to facilitate their generation of various environmental
regulations, including water quality regulations. Thus, the is-
sues presented are national in scope and are highly likely to
arise again repeatedly.

Even worse, in New Mexico alone, grants have been
awarded to multiple Tribes on the Rio Grande raising the
specter of separate Tribe WQS governing the same body of
water. If EPA continues on its present course, these multiple
sets of Tribe environmental regulations would all be enforced
by EPA against non-Indian political subdivisions outside In-
dian Country. Municipalities will soon find themselves being
forced to comply with multiple Tribe WQS.

Aside from EPA’s decision to export Indian Tribe envi-
ronmental regulations, this litigation also challenges EPA’s
policy of not reviewing the substance of the Tribe WQS it is
exporting, so long as such WQS exceed minimum federal re-
quirements. Thus, EPA approved the Isleta WQS even though
they were promulgated for Tribe religious and ceremonial
purposes and contained an irrational and scientifically insup-
portable arsenic standard. The Isleta arsenic standard is in
parts per trillion which is 1000 times beyond the capacity of
the most sophisticated laboratory equipment to detect or
measure. It is also far above the naturally occurring level of
arsenic in the region. EPA has always conceded, and both the
Tenth Circuit and the : *w Mexico District Court recognized,
that the Isleta arsenic st:ndard has no sound scientific basis.

4

While Congress has empowered Tribes to regulate their
own discharges into Tribe waters, EPA has no authority to
require non-Indians outside Indian Country to comply with
irrational and scientifically unsound Tribe WQS or regula-
tions promulgated for Tribe religious and ceremonial pur-
poses. The latter violates the Establishment Clause.

Finally, EPA’s refusal to allow political subdivisions to
invoke its dispute resolution mechanism has been challenged.
EPA’s refusal leaves political subdivisions without any effec-
tive dispute resolution process.

Overall, EPA has attempted to create a one way street -- it
will export and enforce Indian Tribe WQS and other Tribe
environmental regulations to non-Indians outside Indian
Country, while Indian Tribes are immune from corresponding
state regulations. Given EPA’s unprecedented ultra vires acts
and the high likelihood that they will be repeated both in con-
nection with other Tribes and other federal statutes, the Court
should grant the City’s Petition to resolve the important issues
of first impression presented.

THE AMICI CURIAE ARE VITALLY INTERESTED
IN THIS LITIGATION BECAUSE OF THE
LIKELIHOOD THAT EPA WILL ENFORCE TRIBE
ENVIRONMENTAL REGULATIONS AGAINST
NON-INDIAN MUNICIPALITIES

The amici consist of the New Mexico Municipal League
(“NMML”); other state municipal leagues, including: the
Alabama League of Municipalities; South Dakota Municipal
League; Nevada League of Cities; League of Wisconsin Mu-
nicipalities; New York Conference of Mayors; New Jersey
League of Cities and the League of Kansas Municipalities
(collectively the “State Leagues”); and the International Mu-
nicipal Lawyers Association (“IMLA”).

The NMML and the other State Leagues are associations of
incorporated municipalities in their various States. The geo-
graphic diversity of the State Leagues, as well as the partici-
pation of the IMLA, confirm that the issues presented have

5

serious national implications. The NMML participated as
amicus curiae before the Tenth Circuit Court of Appeals.

The pattern of events which triggered the NMML’s partici-
pation in this litigation as amicus curiae is a harbinger of
what is about to happen in other states and is of serious con-
cern to the amici. In New Mexico, Isleta was the first Tribe to
adopt WQS for the Rio Grande. Subsequent to approval of
Isleta’s WQS, EPA also approved WQS adopted by the San-
dia Pueblo and the San Juan Pueblo. The Isleta Pueblo is lo-
cated just south of the City; the Sandia Pueblo is located just
north of the City; and the San Juan Pueblo is located much
further north. The Rio Grande flows from north to south. Both
the Isleta and Sandia Pueblos are tiny compared to the popu-
lation and scale of economic activity in and around the City.
Thus, the Isleta and Sandia WQS will have far more effect on
the City and other New Mexico municipalities than on the
pueblos themselves.

Moreover, the Isleta, Sandia, and San Juan Pueblos are not
the only Tribes whose boundaries include portions of the Rio
Grande. Over merely 150 miles, the Rio Grande traverses the
aforementioned pueblos as well as the following pueblos, all
of whom could adopt WQS: Cochiti, Picuris, San Idelfonso,
San Felipe, Santa Ana, Santa Clara, Santo Domingo, and
Taos. Four of these pueblos have received grants from EPA to
develop WQS: Picuris, San Idelfonso, Santa Clara, and Taos.
In addition, three other pueblos encompass waters which are
tributaries of the Rio Grande: Nambe, Tesuque and Pojoaque.
These tribes have also received grants to develop WQS. In
sum, ten Tribes have either adopted or are in the process of
adopting WQS, seven of whom are located on the Rio
Grande, and three of whom are on tributaries -- a// within a
150 mile stretch of the Rio Grande.

The NMML’s member municipalities do now or will in the
future purchase, finance and operate sewage treatment plants
which discharge into the Rio Grande and/or its tributaries at
locations upstream and outside the Reservation borders of one
or more of the aforementioned Tribes. These member

6

municipalities include Albuquerque, the City of Santa Fe, the
incorporated County of Los Alamos, the City of Farmington,
the City of Rio Rancho, the Village of Jemez Springs, the
City of Aztec, the City of Bloomfield, Town of Bernalillo,
Village of Cuba, and the Village of House (collectively
“NMML Burdened Municipalities”).

Many of the NMML Burdened Municipalities are upstream
from more than one Tribe. For example, Rio Rancho and Ber-
nalillo are upstream and relatively close to both the Isleta and
Sandia Pueblos. If the actions of EPA challenged in this liti-
gation are sustained, then all of the NMML Burdened Mu-
nicipalities would be forced by EPA to comply with all
downstream Tribe WQS. As more Tribe WQS are approved
by EPA, other NMML member municipalities would be
forced to comply. Based on Albuquerque’s estimated 250
million dollar cost of attempted compliance with the Isleta
arsenic WQS, NMML Burdened Municipalities are likely to
face very large costs as well.

The same general pattern exists throughout the country, and
in the jurisdictions represented by the State Leagues. Many of
their members are located on rivers upstream from Tribes
who are in the process of promulgating, or could adopt, WQS
which would be enforced and applied by EPA in a manner
similar to EPA’s enforcement of Isleta’s WQS. The foresee-
able impact of EPA’s actions as sustained by the Tenth Cir-
cuit will be to require municipalities in New Mexico and
throughout the country -- who are in full compliance with
their states’ WOS -- to expend millions, perhaps billions, of
dollars, to meet Tribe WQS which need not have a scientific
basis and can be adopted solely for Tribe religious purposes.
Given the wide range of federal environmental legislation in
which TAS provisions have been inserted, these concerns are
not limited to water pollution, but include air quality, solid
waste, etc. Given the extremely serious implications of this
litigation for the State Leagues’ members, they strongly urge
the Court to grant the City’s Petition.

OR Manta te saat Pn

ARGUMENT

I. UNDER FEDERAL INDIAN LAW, INDIAN TRIBE
REGULATIONS CANNOT BE APPLIED TO OR
ENFORCED AGAINST NON-INDIANS OUTSIDE
RESERVATION BORDERS

Traditionally, Indian tribe jurisdiction was confined to In-
dian territory, state jurisdiction was confined to non-Indian
lands, and neither could exercise jurisdiction over territory
within the jurisdiction of the other.’ Under Federal Indian
law, land within reservation borders owned or held in trust for
Indians is “Indian Country.” Indian tribes have jurisdiction
over tribe members and non-Indians in Indian Country. New
Mexico v. Mescalero Apache Tribe, 462 U.S. 324 (1983). A
state cannot enforce its own or federal laws against Indians in
Indian Country in the absence of a clear delegation of author-
ity from Congress. State of Washington, Department of Ecol-
ogy v. United States Environmental Protection Agency
(“Washington”), 752 F.2d 1465 (9th Cir. 1985).

As a result of land allocation acts, such as the Dawes Act.
25 U.S.C § 331 et seq., large tracts of land on many reserva-
tions were conveyed to non-Indians. Brendale v. Confeder-
ated Tribes and Bands of the Yakima Indian Nation
(“Brendale”), 492 U.S. 408, 437 (1989). Lands within reser-
vation borders which are owned by non-Indians are “fee
lands.” Montana v. United States (“Montana”), 450 U.S. 544
(1981). Many reservations are now “checkerboarded” with
Indian country hopelessly intermingled with fee lands. Sly,

' See Williams v. Lee, 358 U.S. 217 (1959) and Worcester v. Georgia, 31
U.S. 515 (1832). Early in our history, Indian and non-Indian lands were
usually physically separate, thus keeping jurisdictional lines relatively
distinct. Felix S. Cohen’s Handbook Of Federal Indian Law 28-29 (1982
ed.).

* Indian Country also includes dependent Indian communities and Indian
land allotments, the Indian titles to which have not been extinguished. See
18 U.S.C. § 1151. This definition has been applied in a civil context. See
DeCoteau v. District County Court, 420 U.S. 425 (1975).

EPA And Indian Reservations: Justice Stevens’ Factual Ap-
proach, 20 Envtl.L.Rep. (News & Analysis) 10429, 10430
(1990).

Generally Tribes lack any inherent sovereign regulatory
power over fee lands, and, thus, non-Indians on fee lands are
generally exempt from the reach of tribal regulations. Mon-
tana, 450 U.S. at 565. The Montana rule has two limited ex-
ceptions: if a non-Indian enters a consensual arrangement
with the tribe (e.g., a contract), or, if a non-Indian’s activities
directly affects the tribe's political integrity, economic secu-
rity or heath and welfare. /d. at 566. Even if one of the excep-
tions to the Montana rule is satisfied, the tribe gains
jurisdiction over non-Indians on fee lands only. Id?

While the power of Indian tribes to regulate non-Indians on
fee lands has been hotly contested, no case could be found
which even hinted that general sovereign Indian regulatory
powers could be extended outside reservation boundaries to
reach non-Indians. State of Alaska v. Native Village of Venetie
(“Venetie”), 856 F.2d 1384 (9th Cir. 1988) (sovereign power
of Indian tribes to tax cannot apply outside Indian country).

3 Indeed, even the minority Justices in Brendale who viewed Indian juris-
diction most broadly conceded that within reservations there may be:

_. . essentially self-contained, definable, areas in which non-
Indian fee lands so predominate that the tribe has no signifi-
cant interest in controlling land use.

Brendale, 492 U.S. at 448.

* See Congressional Research Service, American Law Division, Memo-
randum to Senate Select Committee On Indian Affairs (“C.R.S. Mem.”) at
6 (February 21, 1991), (maximum territorial limit of a tribe’s authority is
reservation boundaries). In very few instances, irrelevant to this litigation,
Indian tribes may exercise extraterritorial powers. Tribes may be empow-
ered to govern “dependent Indian communities” because federal law in-
cludes them within “Indian country.” Venetie, supra. However, Indians
have no inherent sovereign power to regulate activities of non-Indians
outside reservation borders. /d.

9

In short, it is settled that non-Indians outside reservation
boundaries are not subject to Indian Tribe police power regu-
lations and that the only dispute over jurisdiction between
states and Tribes occurs within the fee lands. It is against this
legal backdrop that Congress allowed EPA to treat Indian
tribes as states.

II. IN ALLOWING EPA TO TREAT INDIAN TRIBES
AS STATES, CONGRESS DID NOT AUTHORIZE
EPA TO DISREGARD FEDERAL INDIAN LAW
AND APPLY TRIBE REGULATIONS TO NON-
INDIANS OUTSIDE RESERVATION BORDERS.

Prior to enacting the TAS provision in the CWA, Congress
was well aware that Indian Tribes lacked the funds and expe-
rience to administer CWA programs and that, as a result, en-
vironmental regulation and enforcement lagged within
reservations. C.R.S. Mem. at 8-9 (quoting from the Senate
debate in the Congressional Record).” To promote Indian en-
vironmental programs within reservation boundaries and to
enable tribes to receive grants, Congress amended the CWA
as follows:

The Administrator is authorized to treat an Indian
tribe as a State for purposes of Subchapter II of this
chapter® and Sections 1254, 1256, 1313, 1315.
1318, 1319, 1324, 1329, 1341, 1342, and 1344 of
this title to the degree necessary to carry out the
objectives of this section, but only if. . .

(2) the functions to be exercised by the Indian
tribe pertain to the management and protection of

: Congress could have enacted a statute expressly delegating to states the
power to enforce State and federal environmental laws within Indian
country. Washington, supra. However, such a delegation would have been
inconsistent with the federal policy of encouraging Indian self-
government. See EPA Policy For The Administration Of Environmental
Programs On Indian Reservations (Nov. 8, 1984).

; Subchapter II contains many of the Federal grant programs.

10

water resources held by an Indian tribe, held by the
United States in trust for Indians, held by a member
of an Indian tribe. . . or otherwise within the borders
of an Indian reservation. .. .

33 U.S.C. § 1377(e) (emphasis added).

Congress’ intention to deny EPA authority to apply Indian
WQS to non-Indians outside reservation borders is clearly ex-
pressed in the Act’s legislative history. Senator Burdick
stated:

Those water quality standards set by Indian tribes
and accepted by EPA will not be used off reserva-
tion borders.

133 Cong. Rec. S 753 (emphasis added).

Moreover, the precise issues raised in this litigation were
addressed in a Memorandum to Rep. Morris K. Udall in con-
nection with the proposed amendment to the CWA:

[NJothing . . . in the existing Clean Water Act or in
any provision of H.R.1 gives the EPA administrator
or the Tribes the power to force States to alter their
approved water quality standards or their operations
under an approved plan in order to accommodate
higher Tribal water quality standards. . .

We can find nothing in the Clean Water Act as pro-
posed to be amended by H.R.1 which will in any
way expand substantive Indian Water Rights which
will expand or enhance the power of Indian Tribes
to effect off-reservation activity which might de-
grade or spoil on-reservation water quality.

133 Cong. Rec. S 754 (emphasis added).

Yet another reference, even more specifically correlated to
the facts of this case, was made by Senator Hecht during the
debate on the proposed amendments:

11

In Nevada ... the Cities of Reno and Sparks have in-
vested millions of dollars in water treatment facili-
ties ... the Pyramid Lake Indian Reservation is
located down stream and the tribes and the cities are
involved in difficult legal battles over water quality.

I am convinced by the chairman’s very helpful
statement that Nevada’s water rights and standards
are not put into any jeopardy by this legislation. . .

133 Cong. Rec. S 1021 (emphasis added).

In essence the legislative history set forth above reveals a
series of specific questions in the congressional record from
western states’ senators requesting assurances that the TAS
provisions will not affect off-reservation water quality regu-
lations. All the assurances given by the sponsoring members
were to the effect that the TAS provisions would simply give
Tribes the powers they needed to regulate their own activities
and activities within Indian Country. The decision of the
Tenth Circuit ignores this clear congressional intent.

Moreover, in EPA’s commentary to its regulations, EPA
conceded, after reviewing Montana and Brendale, that Con-
gress did not expand Indian authority to regulate nonmembers
and required EPA to treat Indian tribes as states within the
rules of Federal Indian law:

EPA believes that if Congress had intended to make
a change as important as an expansion of Indian
authority to regulate nonmembers, it probably
would have done so through Statutory language and
discussed the change in the committee reports. . .
EPA believes that it should not find that the statute
expands or limits the scope of Tribal authority be-
yond that inherent in the Tribe absent an express
indication of Congressional intent to do so...

EPA believes that Congress only manifested an
explicit intent to authorize EPA to treat Indian
Tribes as States over any activities within the scope
of Tribal authority in light of the relevant principles

12

of Federal Indian law. EPA believes that this ap-
proach will best effectuate the overall purposes of
the statute.

58 Fed. Reg. 8172, 8176 (1993) (emphasis added).

Thus, EPA concedes that it has no power to act in a manner
which violates Federal Indian law. Accordingly EPA requires
an Indian tribe seeking to regulate non-Indians’ activities on
fee lands to affirmatively establish its jurisdiction by satisfy-
ing the second exception to the Montana rule. See 40 C.F.R.
§ 131.8. Even though EPA concedes that it is bound by Fed-
eral Indian law in implementing the CWA TAS provisions,
EPA illogically contends that the same legislation forces it to
apply Indian environmental regulations to non-Indians outside
reservation borders - - where no tribe has ever had jurisdiction
under Federal Indian law. EPA attempts to find support for its
ultra vires exercise of power within Arkansas v. Oklahoma
(“Arkansas”), 503 U.S. 91 (1992), a case having nothing to do
with Indian WQS or the Act’s “treatment as a state” provi-
sion.

In Arkansas, EPA’s authority to require a discharger seek-
ing a National Pollution Discharge Elimination System
(“NPDES”) permit in one state to meet the anti-degradation
element of a downstream state’s WQS was upheld. Now EPA
contends it must substitute the Isleta WQS for the down-
stream state’s WQS in the Arkansas fact pattern because it is
“treating Isleta as a state”.

EPA’s attempted mechanistic substitution ignores the clear
language of the Act which authorizes EPA to treat Isleta as a
state only for certain particular enumerated purposes, to the
degree necessary, and in conformity with Federal Indian law.
See 33 U.S.C. § 1377(e) and 58 Fed. Reg. 8172, 8176 (1993).
Incorporation of tribe WQS into the NPDES permit of a non-
Indian municipality meets none of those criteria.

EPA has argued that 33 U.S.C. § 1311(b)(1)(C), not other
provisions of law, purportedly mandates incorporation of the
Isleta WQS into Albuquerque’s NPDES permit. In 33 U.S.C.

13

§ 1377(e), Congress enumerated the specific instances when
EPA could treat a tribe as a state by listing the various sec-
tions of the Act for which such treatment was authorized.
Congress omitted 33 U.S.C. § 1311(b)(1)(C) from the 33
U.S.C. § 1377(e) list. Thus, the Act does not authorize EPA to
treat a Tribe as a state for purposes of incorporating tribe
WQS into the NPDES permit of an upstream non-Indian city
outside the reservation boundaries.

Moreover, incorporation of a tribe’s WQS into a non-
Indian municipality’s NPDES permit is not necessary to carry
out the objectives of 33 U.S.C. § 1377. Indeed, Isleta itself
has never sought to force its standards on Albuquerque and
omission of the Isleta standards from Albuquerque’s NPDES
permit will in no way interfere with the purpose of 33 U.S.C.
§ 1377 - - to give Isleta and other Indian tribes the means to
control activities within reservation boundaries.

Finally, and most importantly, substituting Isleta’s WQSs
for the downstream state’s WQS in the Arkansas fact pattern,
will cause Isleta’s WQS to be applied to non-Indians outside
reservation borders in clear violation of Federal Indian law.
Nothing in Arkansas even remotely suggests that this Court
addressed, no less altered, the established jurisdictional limits
of Federal Indian law. While Arkansas allows EPA to require
a discharger in one state to comply with a downstream state’s
anti-degradation element of its WQS, nothing in Arkansas
allows EPA to substitute an Indian tribe for the downstream
state and apply tribe WQS to non-Indians in violation of Fed-
eral Indian Law.

The only rationale advanced by the Tenth Circuit in support
of its holding to the contrary, is that EPA is exercising its own
authority in requiring the City to comply with Isleta’s WQS.
However, nowhere does the Tenth Circuit address, no less
explain, how such a result can be harmonized with EPA’s
own concession that it must comply with Federal Indian Law.
In reality, the Tenth Circuit, perhaps feeling chastened after
the castigation delivered in this Court’s opinion in Arkansas
concerning deference to EPA, has now swung to the opposite

14

extreme -- it has upheld a clear violation of Federal Indian
Law by EPA. This Court should mandate EPA’s compliance
with Federal Indian Law.

Ill. THE CLEAN WATER ACT CLEARLY AND UN-
AMBIGUOUSLY PROHIBITS INDIAN TRIBES
FROM ADOPTING WATER QUALITY STAN-
DARDS WHICH ARE MORE STRINGENT THAN
FEDERAL MINIMUM STANDARDS.

The court below erred in finding an ambiguity in the TAS
provision of the CWA. Citing Chevron, USA, Inc. v. Natural
Resources Defense Council (“Chevron”), 467 U.S. 837,
(1984), the lower court applied this Court’s two step approach
to judicial review of agency interpretations of acts of Con-
gress. The first step requires the court to look to the clear and
unambiguous intent of Congress. A careful reading of the Act,
including the TAS provision establishes the clear and unam-
biguous intent of Congress that Indian Tribes not be empow-
ered to adopt WQS more stringent than federal Standards.
Indeed, Congress took specific care to assure that such was
the case, realizing that allowing more stringent standards
would be disastrous to the uniformity of the comprehensive
system of regulating water quality established under the Act.

Under Chevron: “If a court, employing traditional tools of
statutory construction, ascertains that Congress had an inten-
tion on the precise question before it, that intention is the law
and must be given effect.” Jd, 467 U.S. at 843 (n.9). When
EPA impermissibly alters the statutory scheme, as established
in the Act and its legislative history, EPA’s acts must be set
aside. Natural Resources Defense Counsel Inc. v. USEPA,
966 F.2d 1292, 1305 (9th Cir. 1992).

The TAS provision clearly specifies those purposes for
which Indian Tribes will be treated as a state under the Act.
Conspicuously absent from 33 U.S.C. § 1377(e) is 33 U.S.C.
§ 1370, which is the authority for states to adopt standards
more stringent than those adopted by EPA. Since the sole
authority for such stricter standards has specifically been
withheld from Tribes, the clear language of the Act reveals

15

Congress’ intent that Indian Tribes not be allowed to adopt
standards more stringent than those adopted by the federal
government.

EPA has attempted to justify its interpretation of Section
1370 by indicating that it is simply a restatement of the inher-
ent sovereign power of States to adopt more stringent stan-
dards. The Tenth Circuit adopted this rationale and held that
the omission of any reference to § 1370 in the TAS provision
does not deprive Indian Tribes of authority to adopt more
stringent standards. However, the Tenth Circuit decision ig-
nores a fundamental distinction between Indian sovereignty
and State sovereignty. The sovereignty of Indian Tribes exists
only at the sufferance of Congress and is subject to complete
defeasance. Congress did not change that rule by enacting
TAS provisions. Thus, when Congress adopted a TAS provi-
sion excluding Section 1370, Congress consciously withheld
from Indian Tribes the authority to adopt more stringent stan-
dards and thus deprived the Indian Tribes of any potential
power to the contrary.

Indeed, the Tenth Circuit decision turns the proper analysis
of the TAS provision on its head by allowing Indian Tribes to
adopt WQS that are not consistent with the purposes of the
Act, are technically and scientifically arbitrary and insupport-
able, and require millions of dollars in expenditures to achieve
a theoretical water quality level with little if any incremental
benefit. The intent of Congress in adopting the TAS provision
was to allow Indian Tribes to address their own problems and
take control of their own environmental affairs. In so doing,
Congress wisely precluded Indian Tribes from adopting WQS
that are more stringent than those adopted by the federal gov-
ernment, apparently in recognition that the adoption of more
stringent WQS could wreak havoc on the comprehensive
system of water quality in this country by creating a
multi-tiered system which would be driven by Indian Tribes.

Indeed, since EPA has stated unequivocally that it will re-
quire all upstream non-Indian municipalities to comply with
Tribe WQS, it is clear that Tribes need not ever take an

SE a PES A ie §

16

affirmative step to enforce their WQS against upstream com-
munities. They can simply wait for EPA to enforce the Tribe
WQS. This is not at all how Congress intended the system to
work.

CONCLUSION

All other issues have been fully addressed by the City and
the amici adopt and support the arguments set forth in the
City’s Petition. For the reasons stated in the Petition, and for
the reasons stated hereinabove, amici support the City’s Peti-
tion and request that the Court issue the requested Writ of
Certiorari.

Respectfuily submitted,

STEVEN BARSHOV

SIVE, PAGET & RIESEL, P.C.
460 Park Avenue

New York, New York 10022
(212) 421-2150

RICHARD VIRTUE

VIRTUE, NAJIAR & BARTELL

300 Paseo de Peralta, Suite 200
P.O. Box 4265

Santa Fe, New Mexico 87502-4265
(505) 983-6101

Counsel for Amici Curiae New Mexico
Municipal League; Alabama League of
Municipalities; South Dakota Municipal
League; Nevada League of Cities;
League of Wisconsin Municipalities;
New York Conference of Mayors; New
Jersey League of Cities; League of Kan-
sas Municipalities; and International
Municipal Lawyers Association

Dated: New York, New York
June 9, 1997

Serna Baer ee rn a r’

MBSE os ea em, AANA ten WES Ay trate etl Se By ats teteh "

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386013_0533%3A3. Public record. Not legal advice.
