# Opposition Brief — Coleman v. Joseph E. Seagram & Sons, Inc.

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386013_0369%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1997
- **Citation:** 520 U.S. 1211

## Text

No. 96-1467 é F supreme Court, U.S. |

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APR 7 1997

IN THE

Supreme Court of the Hnited

LZ

OCTOBER TERM, 1996

ia all

JAMES W. COLEMAN, PH.D.,
Petitioner,

—_—_Vi—
JOSEPH E. SEAGRAM & SONS, INC.,

Respondent.

ON PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE SIXTH CIRCUIT

BRIEF IN OPPOSITION

JOHN W. OHLWEILER
(Counsel of Record)

SIMPSON THACHER & BARTLETT

(a partnership which includes
professional corporations)

425 Lexington Avenue

New York, New York 10017-3954

(212) 455-2000

EDWIN S. HOPSON

WYATT, TARRANT & COMBS
Citizens Plaza

Louisville, Kentucky 40202
(502) 589-5235

Attorneys for Respondent

ROE oa TR Ne roe eR IE Ry ca NCR la BIR Pl sa AIT ERRNO REI NL RNY SOR ‘ ¥ sa os ODEON LRTI Meee PerPT ge OR TET Fe we LET [A in hl er oN Pay PRM INE EF i ae ee es oii ee

i
QUESTIONS PRESENTED

Whether this Court should exercise its discretionary juris-
diction to review by writ of certiorari an action in which the
District Court found, after a trial on the merits in which no
evidence was denied admittance by the court, that Petitioner
had failed to prove that he had suffered intentional discrim-
ination or retaliation.

Whether this Court should exercise its discretionary juris-
diction to review by writ of certiorari discovery-related deci-
sions of the District Court which were expressly found by the
Court of Appeals to have not constituted an abuse of that
Court’s discretion regarding discovery matters.

il
TABLE OF CONTENTS

QUES TIONS PRESEN TRE? «. cccyidcvcedessudpanxepnctes i
STATEMENT. CF SE5S CARB ira cecc tcdnacincacedeness 2
REASONS FOR DENYING THE PETITION.......... 7

I. The District Court did not abuse its discretion
in its rulings on Petitioner’s discovery-related
WO ORE oo. kien bp ck eeed os Weasel ee 7

II. Petitioner’s claims regarding his motion to

amend his complaint to add a state law claim
for emotional and mental damages, and his
motion to reconsider his constructive discharge
claim, have been made moot by the findings of
the District Court, affirmed by the Court of
Appeals, that Seagram did not intentionally
discriminate or retaliate against Petitioner
on the basis of RES FRGO. co. c5 wes ductkincacesccns 12

CONCLUSION... sciswscaaedaseuancuatet ak ccedoneees 16

APPENDIX

Memorandum Opinion of the District Court for the
Western District of Kentucky, Louisville
Division, Entered June 27, 1995.................. A-l

Affidavit of Ann Giambusso, sworn to on September
US. TORS idedk cavateecsiccseeoaeee Sar A-18

ill

TABLE OF AUTHORITIES

Cases PAGE

Darnell v. Campbell Cty. Fiscal Court, 731 F. Supp.
1309 (E.D. Ky. 1990), aff’d, 924 F.2d 1057 (6th

CE) REDS EE aaa Ye a Aenea aS 13
Foman v. Davis, 371 U.S. 178-182 (1962)............. 14
General Elec. Co. v. Sargent & Lundy, 916 F.2d 1119

Oa nS EPCERE ASAE Sc Ua a 14
Harris v. Chipman, 97 F.3d 499 (11th Cir. BO9G) i. eck 8
Herring v. Delta Air Lines, Inc., 894 F.2d 1020 (9th

Cir. 1989), cert. denied, 494 U.S. 1016 (1990)... 8
Lone Star Steakhouse & Saloon, Inc. v. Alpha of

Virginia, Inc., 43 F.3d 922 (4th Cir. 3s eee 8
Lynch v. Freeman, 817 F.2d 380 (6th Cir. 1987)....... 13

Plott v. General Motors Corp., Packard Elec. Div., 71
F.3d 1190 (6th Cir. 1995), cert. denied, 116 S. Ct.

Es BS NEIRE CORE ag ane Ae eR 7,8
Semco, Inc. v. Amcast, Inc., 52 F.3d 108 (6th Cir.

REE REE Syck CR ea GA aR SO et a 7,14
Wayte v. United States, 470 U.S. 598 ERR cea es ss zg
Wilson v. Firestone Tire & Rubber Co., 932 F.2d 510

SU I eh org at es 13
Zenith Radio Corp. v. Hazeltine Research, Inc., 4C1

I re Se es nt ie ee 14
Statutes
pmeicn Y CIVE Mights ACt. oo... os cece oes vececcucecs 12

Rule 29.1 of the Supreme Court Rules................. I

Lye

SORRY RED eee PaaS

IN THE
Supreme Court of the United States

OCTOBER TERM, 1996
No. 96-1407

I reviewed
outside counsel’s planned response to the Second Motion to
Compel in the context of my own review of Company files
and found that all documents in Seagram’s current possession,
custody and control responsive to Plaintiff’s discovery
requests that formed the basis of his Second Motion to Com-
pel had been produced to Plaintiff.

=
-

Dr. Bluhm had retired from Seagram by the time the Company
received Plaintiff's Requests for Admission. Dr. Bluhm’s personal files
were as of this date comprised of work-related material completed by Dr.
Bluhm during his tenure as Manager of the Research and Development
Department in White Plains, i.e., they contained no pre-relocation
employee evaluations or other personal documents responsive to Plain-
tiff’s discovery requests.

3

Demand Nos. 2, 4 and 6 of Plaintiff’s Second Motion to Compel
form the substance of the instant Motion For Ruling On Omissions.

A-24

14. Specifically, in response to Demand No. 2 of Plaintiff’s
Second Motion to Compel, I verified that Seagram has no
“performance summary” forms and “supervisor’s notes”,
which are not official Company documents, for Doctors
Gieger and Hirt as those terms have been defined in the con-
text of this proceeding. In fact, Plaintiff has never requested
the production of the official Company Personnel Files for
either of these individuals. (See Ohlweiler Affidavit, 423 and
footnote 8.)

15. I verified that Seagram has already produced to Plain-
tiff all of the personnel files within Seagram’s possession and
control that wouid contain performance evaluations on indi-
viduals identified in Demand No. 4 of Plaintiff’s Second
Motion to Compel.

16. Finally, with respect to Demand No. 6 of Plaintiff’s
Second Motion to Compel, I verified that, as was explained to
Plaintiff in Seagram’s responses to both Plaintiff’s First and
Second Request for Documents, since 1983 Seagram has not
had any personnel manual or other comprehensive document
setting forth Company employment policies or practices
responsive to Plaintiff’s request. As such, it is the Company’s
belief that it has complied in a fully responsive manner with
respect to Plaintiff’s requests which complies the basis of
Demand No. 6. (See 9 6-7, supra)

17. When, on June 11, 1993, the Court ordered Seagram
“to produce for inspection within (30) days of the date of
entry of this order at the offices of its local counsel. . . the
‘personnel records’ of the following former or current
employees of the defendant : [Ruf], Bailey, Wagener, Maisch,
Weber, Bronsky, Wolfram, Baldwin, Coffey, Panek, Scalf,
Sanders, Bosworth, Wathen, Luther and Wang,” I directed that
another search of Seagram facilities be completed similar to
the search described in the preceding Paragraphs 10 through
12. I directed that the original Company Personnel Files, and
any unofficial personnel-related material located with respect
to the named individuals, be gathered and forwarded to
Defendant’s counsel, Simpson Thacher & Bartlett, even

A-25

though the content of these files had for the most part already
been produced to the Plaintiff. The original documents were

produced for Plaintiff’s review and copying in Louisville on
July 9, 1993.

18. Seagram is not now, nor has it ever, wilfully concealed
from Plaintiff any Company document responsive to any of
his requests for documents which form the basis of the
Mouions currently pending before the Court herein. Rather, at
substantial expense to the Company, I have directed on no
less than four (4) separate occasions that searches be con-
ducted at Seagram facilities either known, or believed to be
reasonably likely to contain the employee records sought by
Plaintiff throughout this proceeding. On each occasion, I for-
warded all responsive material yielded by the respective
searches to Seagram’s counsel, Simpson Thacher & Bartlett,
which in turn produced the material to Plaintiff. As such,
Plaintiff's own belief, unsubstantiated in fact, that Seagram
possesses additional discoverable material simply is untrue.

19. Seagram has produced (i) all documents relating to
Plaintiff’s job performance, (ii) all files maintained by Dr.
Bluhm on the employees set forth in Plaintiff’s September 6,
1989 letter, and (ili) all personnel files requested by Plaintiff
on other current and former Seagram employees in Plaintiff’s
Second Set of Interrogatories and Request for Production
which are within the possession, custody or control of the
Company. Further, Seagram has complied in a fully respon-
sive manner to Plaintiff’s Production Request No. 12 of his
Second Set of Interrogatories and Request for Production
relating to copies of defendant’s generally applicable per-
sonnel practices and procedures.

4

The only documents contained in those files not previously pro-
duced to Plaintiff were documents placed in the files after they had been
produced and which pertained primarily to benefits.

A-26

/s/ ANN M. GIAMBUSSO

Ann M. Giambusso

Sworn to before me this
15th day of September, 1993.

/s/ KAREN E. MOLONEY

Notary Public

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386013_0369%3A2. Public record. Not legal advice.
