# Appendix — Nipper v. Smith

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1995
- **Citation:** 514 U.S. 1083

## Text

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Z9FILED

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941463 MAR 2 1995

OFEGE GE THE @LaRiS.
No.

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1994

JESSE L. NIPPER, et al.,

Petitioners,
v.

JIM SMITH, SECRETARY OF STATE, et al.,

Respondents.

APPENDIX TO
PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

BARBARA R. ARNWINE ROBERT B. McDUFF
THOMAS J. HENDERSON 771 North Congress Street

BRENDA WRIGHT* Jackson, MS 39202

SAMUEL L. WALTERS (601) 969-0802

TODD A. COX

Lawyers’ Committee for MITCHELL F. DOLIN
Civil Rights Under Law Covington & Burling

1450 G Street, N.W. 1201 Penn. Ave., N.W.

Suite 400 Washington, D.C. 20044

Washington, D.C. 20005 (202) 662-6000
(202) 662-8600

*Counsel of Record

Attorneys for Petitioners

INDEX

APPENDIX A
Court of Appeals en banc opinion
December 2,1994

’

APPENDIX B
Court of Appeals panel opinion,
September 15,1993

APPENDIX C
District Court opinion,
PI Ti Bi cine inscieceschcsececsease ceca.
APPENDIX D

Statutory Provision

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CPPCC O SEs er Oe ereseseceeeeesoS

Page

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APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT

No. 92-2588

Jesse L. NIPPER; Donald A. Carter;
Annie Ruth Williams; Selendra Williams;
Katrina Miles; Desi Wayne Dunlap;
Carol D. Days; Anthony Days, and
D.W. Perkins Bar Association,

Plaintiffs-Appellants,

Vv.

Jim SMITH; Dot Joyce, Director of the Florida Division
of Elections; Tommie R. Bell, Supervisor of
Elections in Duval County; and
Lawton Chiles, Governor,

Defendants-Appellees.

OPINION
December 2, 1994, Decided

Appeal from the United States District Court
for the Middle District of Florida.
(No. 90-447-CIV-J-16).

John H. Moore, I, Chief Judge.

2a

COUNSEL:
ATTORNEY(S) FOR APPELLANT(S):

Brenda Wright, Esquire, Washington, DC, Robert B.
McDuff, Esquire, Jackson, MS, Denise M. Prescod, Es-
quire, Jacksonville, FL. Mitchell F. Dolin, Esquire,
Covington & Burling, Washington, D.C. Sherrilyn A. Ifill,
New York, N.Y.

ATTORNEY(S) FOR APPELLEE(S):

George L. Waass, Department of Legal Affairs, Talla-
hassee, FL, Harry F. Chiles, -do-, Denis Dean, -do-, Frank
E. Brown, Asst.Atty. Gen., Tampa, FL, Leonard S.
Magid, Jacksonville, FL, Mitchell D. Franks, Lakeland,
FL.

ATTORNEY(S) FOR AMICUS BRIEFS, For USA:

Rebecca K. Troth, DOJ, Civil Rights Division, Appellate
Section, Washington, D.C., Devel Patrick, -do-, Howard
C. Coker, COKER, MYERS, SCHICKEL, COOPER &
SORENSON, The Florida Bar, Tallahassee FL, (For
Amicus Fla. Bar Trial Lawyers Section).

JUDGES:

Before TJOFLAT, Chief Judge, KRAVITCH,
HATCHETT, ANDERSON, EDMONDSON, COX, BIRCH >
and DUBINA, Circuit Judges. *

OPINION BY: TJOFLAT

OPINION:
TJOFLAT, Chief Judge:

Section 2(a) of the Voting Rights Act, 42 U.S.C. § 1973
(1988), states that “no voting qualification or prerequi-
site to voting, or standard, practice, or procedure shall

* Judges Black, Carnes and Barkett recused themselves and did not
participate in the consideration or decision of this case.

LS ee

3a

be imposed or applied by any State or political subdivi-
sion in a manner which results in a denial or abridge-
ment of the right of any citizen of the United States to
vote on account of race or color.” Under section 2(b) of
the Act, “[{a] violation of [section 2(a)] is established if,
based on the totality of the circumstances, it is shown
that the political processes leading to nomination or
election in the State ... are not equally open to participa-
tion by members of a class of citizens protected by
[section 2(a)] in that its members have less opportunity
than other members of the electorate to participate in
the political process and to elect representatives of their
choice.” Section 2 applies to state judicial elections.
Chisom v. Roemer, 501 U.S. 380, 404, 111 S. Ct. 2354,
2368, 115 L. Ed. 2d 348 (1991); Houston Lawyers’ Ass’n
v. Attorney Gen., 501 U.S. 419, 423-24, 111 S. Ct. 2376,
2379, 115 L. Ed.2d 379 (1991).

In this case, the appellants, black voters and an associ-
ation of black attorneys, challenge the system used to
elect the judges of Florida’s Fourth Judicial Circuit
Court, which encompasses Duval, Clay, and Nassau
counties, and the judges of the Duval County Court. The
appellants contend that the use of at-large elections in
those trial court jurisdictions dilutes the voting strength
of the black minority in violation of section 2; they seek
a remedy, such as the creation of subdistricts, that will
ensure their ability to elect black judges of their choice.
The appellees contend that the appellants are entitled to
no relief. First, the appellants and the black voters they
represent have suffered no racial vote dilution. Second,
assuming that vote dilution exists, the relief the appel-
lants seek would so alter the structure of the Fourth
Judicial Circuit and Duval County courts as to under-
mine the ability of those courts to administer justice.

Following a five-day bench trial, the United States
District Court for the Middle District of Florida dismissed

4a

the appellants’ case. The court did so on two grounds: (1)
the appellants failed to establish an essential element of
a vote dilution case—racially polarized voting in tne
relevant communities—as required by Thornburg v.
Gingles, 478 U.S. 30, 106 S. Ct. 2752, 92 L. Ed. 2d
25(1986); and (2) the appellees’ rebuttal evidence
demonstrated that, under “the totality of the circum-
stances,” racial discrimination was not playing a role in
the judicial elections under challenge. The district
court’s finding of no section 2 liability made it unneces-
sary for the court to consider the matter of remedy.

On appeal, a panel of this court concluded that the
evidence before the district court demonstrated racially
polarized voting in the Fourth Judicial Circuit and Duval
County as a matter of law, and thus a section 2 viola-
tion. Without considering, as required by Houston
Lawyers’ Ass’n, 501 U.S. at 426, 111 S. Ct. at 2380-81,
the appellees’ argument that the relief the appellants
sought would undermine the administration of justice in
those jurisdictions, the panel remanded the case to the
district court for the imposition of a remedy. Nipper v.
Smith, 1 F.3d 1171, 1184 (11th Cir.1993). The case is now
before us on rehearing en banc. Nipper v. Smith, 17 F.3d
1352 (11th Cir.1994).

To determine whether the district court erred in hold-
ing that the appellants failed to establish a case of vote
dilution, we must address a question the Supreme Court
has not decided and our divided en banc court in Solo-
mon v. Liberty County, 899 F.2d 1012 (11th Cir.1990) (en
banc) (per curiam), cert. denied, 498 U.S. 1023, 111 S. Ct.
670, 112 L. Ed. 2d 663 (1991), has precluded us from
answering: whether section 2 plaintiffs, in order to
establish that the challenged electoral scheme is diluting
their right to vote “on account of [their] race or color,”
must demonstrate that their diminished opportunity to
participate in the political process and to elect represen-
tatives of their choice is being caused by the interaction

ttt Meee Nidal elites

5a

of racial bias in the voting community and the chal-
lenged scheme. Without an answer to this question, we
cannot determine what evidence is relevant, and the
weight it should be accorded, in the totality of the
circumstances inquiry of section 2(b). Specifically, we
cannot determine the weight to be accorded the state
policies underlying the challenged judicial electoral
scheme. Houston Lawyers’ Ass’n, 501 U.S. at 426,111 S.
Ct. at 2380-81. Nor can we determine, given those poli-
cies and the structure of the courts involved, whether
the remedy sought is feasible.

In part I of this opinion, we set forth the facts and
procedural history of the case. In part II, we address the
question left unanswered in Solomon: whether the exist-
ence of racial bias in the voting community necessarily
forms the basis of a section 2 violation. We hold that the
totality of the circumstances must demonstrate that the
voting community is driven by racial bias and that the
electoral scheme in question permits that bias to dilute
the plaintiff minority’s voting strength. In part I, after
noting several important differences between judicial
and legislative elections, we discuss the factors, includ-
ing the policies advanced by Florida’s method of select-
ing its trial court judges, involved in the totality of the
circumstances analysis in judicial election cases. In parts
IV and V, we apply the principles set forth in parts I
and III to the case at hand. In part IV, we examine the
district court’s finding of no vote dilution and conclude,
as did the panel, that the appellants established a case of
ditution. In part V, we consider the matter of remedy.
We find that the type of relief the appellants seek would
undermine the administration of justice in the trial
courts at issue; we therefore affirm the district court’s
denial of section 2 relief.

s

Voting rights cases are inherently fact-intensive, par-
ticularly those section 2 vote dilution claims alleging

6a

that, due to the operation of a challenged voting
scheme, minority voters are denied an equal opportunity
to participate in the political process and to elect repre-
sentatives of their choice. In such cases, courts must
conduct a “searching practical evaluation of the ‘past
and present reality’ ” of the electoral system’s operation.
Gingles, 478 U.S. at 45, 106 S. Ct. at 2764 (quoting S.Rep.
No. 417, 97th Cong., 2d Sess. 30 (1982), reprinted in
1982 U.S.C.C.«.N. 177, 208). Accordingly, because a
claim of vote dilution must be evaluated with a func-
tional, rather than a formalistic, view of the political
process, the Supreme Court has emphasized the impor-
tance of “ ‘an intensely local appraisal of the design and
impact’ ” of the electoral structure, practice, or proce-
dure at issue. Jd. at 79, 106 S. Ct. at 2781 (quoting Rogers
v. Lodge, 458 U.S. 613, 621, 102 S. Ct. 3272, 3278, 73 L.
Ed. 2d1012 (1982)). Given the necessity of a nuanced
understanding of the election system in evaluating a
claim of racial vote dilution, we set out the factual
background of this case in some detail.!

' A more extensive summary of the district court’s factual findings
can be found in that court’s opinion. See Nipper v. Chiles, 795 F.
Supp. 1525, 1532-39 (M.D.Fla.1992). The following discussion includes
additional material not discussed by the district court of which we
take judicial notice. Under Rule 201 of the Federal Rules of Evidence,
“[a] judicially noticed fact must be one not subject to reasonable dis-
pute in that it is either (1) generally known within the territorial
jurisdiction of the trial court or (2) capable of accurate and ready
determination by resort to sources whose accuracy cannot reasonably
be questioned.” Moreover, it is recognized that:

Appellate courts have a special need to resort to facts not found
in the record.When the question before the court is not merely
the rights of the parties, but the interests of others who may be
affected by the rule the court makes to govern the case, it would
be foolish for the court to rely only on the evidence the parties
have chosen to prove below.

21 Charles Alan Wright & Kenneth W. Graham, Jr., Federal Practice
and Procedure: Evidence § 5102, at 462 (1977). Accordingly, we have
attempted to develop a more complete picture of judicial elections in
the Fourth Circuit and Duval County than that presented to the dis-
trict court.

7a

A,

Florida’s judiciary employs two tiers of trial courts.
The circuit courts have general jurisdiction over civil and
criminal cases while the jurisdiction of the county
courts is restricted to certain statutorily defined classes
of misdemeanor and small claims cases.? Fla. Const. art.
5, §§ 5-6 (WestSupp.1994); Fla.Stat.Ann. §§ 26.012, 34.01
(West 1988 & Supp.1994). Florida currently has twenty
circuit courts (designated by number); they range from
single-county circuits (in highly populated areas like
Miami or Tampa) to circuits comprised of as many as six
or seven counties (many of which are rural). See
Fla.Stat.Ann. § 26.021 (West 1988). Each circuit judge
has jurisdiction or authority within the entire circuit;
similarly, the jurisdiction of each judge of the county
court extends throughout the county. Although the cir-
cuit and county courts have multiple members, like most
trial courts they do not operate as collegial bodies; rath-
er, the judges exercise independent judicial authority,
engaging in coordinated decision making only for the
handling of some administrative matters.

Circuit judges serve six-year terms and county judges
serve four-year terms, Fla. Const. art. 5, § 10; in all
other respects, the office of judge on the two benches is
virtually identical. The judges of the circuit and county
courts are elected at-large in nonpartisan circuitwide and
countywide elections, respectively; they must reside
within the territory of the court on which they serve.
The at-large judicial elections for both courts are charac-
terized by a majority vote requirement,*? a numbered

? Florida also has two levels of appellate courts: the district courts
of appeal (intermediate appellate courts) and a supreme court. Fla.
Const. art. 5, §§ 3-4 (West Supp.1994). Only the selection of trial
court judges is challenged in this case, however.

® To be elected to office, a judicial candidate must receive a majori-
ty of the votes cast. All candidates for a particular seat first compete
in nonpartisan primaries; if no candidate receives an outright majori-

8a

place system (meaning that candidates must run for a
particular seat on the court), and the use of staggered
terms. In order to qualify to run for a judgeship, a candi-
date must pay a filing fee (although a candidate can
avoid the fee by obtaining a number of signatures from
registered voters on a petition), see Fila.Stat.Ann.
§§ 105.031(3) & .035 (West 1992), and must have been a
member in good standing of The Florida Bar for at least
five years immediately preceding the election in ques-
tion, see Fla.Const. art. 5, § 8. In the event of a mid-term
vacancy on either court, the governor appoints a re-
placement to serve until the next general election. /d.
§ 11.

In the instant case, the appellants challenge the elec-
toral system for both trial courts in and around Jackson-
ville, Florida.’ The Fourth Judicial Circuit is located in
northeast Florida and consists of Duval, Clay, and
Nassau Counties. Duval County encompasses the City of
Jacksonville; the county and city governments were
consolidated in 1968. According to the 1990 census, the
total population of the Fourth Circuit is 822,928; the
black population is 173,937, or approximately twenty-
one percent of the total. At the time of trial in 1991, the

ty, a runoff election is held between the two candidates who received
the most votes in the primary.

* A numbered place requirement forces candidates for multimember
offices (like the courts at issue here) to run for a particular seat,
rather than for any existing vacancy. Each seat is given a designated
place on the ballot (group 1, 2, 3, and so forth) so that all of the
candidates are not competing against one another. The effect of a
numbered place system is therefore to break what would otherwise
be a single contest into several mini-elections. See Pamela S.Karlan,
Maps and Misreadings: The Role of Geographic Compactness in Racial
Vote Dilution Litigation, 24 Harv.C.R.-C.L.L.Rev. 173, 186 (1989).

5 The appellees in this case are the Governor of Florida and the
relevant state and county election officials.

—se ee ee ee

ee ee ae ee ee ee ae ee a Tre

9a

Fourth Circuit had twenty-eight circuit judges, only one
of whom was black.® The total population of Duval
County (as of the 1990 census) is 672,971, of which
163,902, or approximately twenty-four percent, are
black. Two of the twelve judges on the Duval County
Court at the time of trial were black judges.’

Although the voting age populations of the Fourth
Circuit and Duvai County are nineteen and twenty-two
percent black, respectively, no black candidate for a
judgeship on either court has ever been elected to office
in a contested election. Every black judge who has
served on one of these courts originally reached office
by way of a mid-term appointment to a vacant seat.
Although forming a powerful initial sketch of the role
played by race in the relevant judicial elections, this
bare description of circuit and county court election
results paints only part of the total picture. To place the
elections at issue in this litigation into their proper
context, we first detail the historical evolution of the
Florida scheme of judicial elections. We then describe
the operation of the current model since its adoption in
1972 and examine the special circumstances and relative
infrequency with which black candidates have
sought judgeships on the Fourth Circuit and the Duval
County Court.

* The only black judge ever to have served on the Fourth Circuit
bench at the time of trial was Judge Henry Adams, who testified in
this case for the appellants. After the trial was completed but before
the district court rendered its decision, a second black judge, Henry
E. Davis, was appointed to the court.According to the district court,
however, “the Davis appointment has played no part in the Court’s
consideration of this case.” Nipper, 795 F. Supp. at 1536 n.10. In late
1993, after the district court issued its opinion, Judge Adams left the
circuit court and joined the federal bench as a judge of the United
States District Court for the Middle District of Florida.

7 The two black judges on the Duval County Court are Judges
Alfred Washington and James Ruth. Both originally were appointed
by the governor to fill vacancies, and both remain on the bench
today.

10a

B.

Article 5 of the Florida Constitution, which governs
the judicial branch of the state government, has evolved
over the last twenty-five years, thereby changing the
method of selecting state court judges dramatically.* For
much of this century, judicial positions in Florida were
filled through partisan elections. Florida voters adopted
a revised constitution in 1968, but the new version
temporarily retained the old system of partisan judicial
elections. In 1971, the Florida legislature adopted its first
nonpartisan electoral system for the state judiciary. The
statute, the contemporary counterpart of which is now
codified as Fla.Stat.Ann. § 105.011(2) (West 1992), pro-
vided essentially that ”[a] judicial office is a nonpartisan
office, and a candidate for election or retention thereto
is prohibited from campaigning or qualifying for such an
office based on party affiliation.” ® At that time, the
process of selecting judges became fundamentally differ-
ent from the methods used to choose other elected state
officials.

Article 5 was significantly amended in 1972, although
the revised version continued to provide that all judges

* For scholarly treatment of the history of judicial elections in Flori-
da, see Madison B. McClellan, Note, Merit Appointment Versus Popu-
lar Election: A Reformer’s Guide to Judicial Selection Methods in
Florida, 43 Fla.L.Rev. 529(1991); Joseph W. Little, An Overview of
the Historical Development of the Judicial Article of the Florida
Constitution, 19 Stetson L.Rev. 1 (1989). The district court was ap-
prised of much of this material because the appellees introduced into
evidence a report on this subject from Dr. William Rogers, an histori-
an at Florida State University.

* See also Fla.Stat.Ann. § 105.041(3) (West 1992) (“No reference to
political party affiliation shall appear on any ballot with respect to
any nonpartisan judicial office or candidate.”); Jd. § 105.071 (listing
limitations on partisan political activities by candidates for judicial
office); Id. § 105.09(1) (“No political party or partisan political organi-
zation shall endorse, support, or assist any candidate in a campaign
for election to judicial office.”).

lla

would be elected “by vote of the qualified electors
within the territorial jurisdiction of their respective
courts.” When a vacancy occurred on any court of the
state, however, the governor would make an interim
appointment until a permanent replacement for the
remainder of the predecessor judge’s term could be
elected. Although the ultimate decision regarding such
an interim appointment was entrusted to the discretion
of the governor, the appointee nonetheless had to be
selected from a slate of not fewer than three candidates
submitted to the governor by a judicial nominating
commission.‘ One commission was created for each
court in the state to accept applications from interested
eligible attorneys when vacancies arise and to make
recommendations thereon. The nominating commission
system was designed to inaugurate a merit selection
process for members of the state judiciary through the
submission of qualified nominees to the governor.

The system of judicial elections currently in place was
created by a further amendment to Article 5 that was
adopted by the citizens of Florida at the general election
in November of 1976. At that time, Florida adopted the
“Missouri Plan” '' for the selection of supreme court
justices and the judges of the district courts of appeal,
the intermediate appellate courts of the Florida judici-
ary. Initial selection of those justices and judges was
transferred away from the electorate to the nominating
commissions and to the governor. The new selection

Earlier this year, the legislature amended Fla.Stat.Ann. § 26.021
(which, in part, defines the number of judges on the various circuit
courts) to provide that “the judicial nominating commission of each
circuit, in submitting nominations for any vacancy in a judgeship, and
the Governor, in filling any vacanc, for a judgeship, shall consider
whether the existing judges within the circuit, together with potential
nominees or appointees, reflect ... the racial and ethnic diversity of
the population within the circuit, and the geographic distribution of
the racial and ethnic minority population within the circuit.” 1994
Fla.Sess.Law Serv. ch. 94-137, § 1.

12a

process empowers the governor to fill any vacancy (not
just an unexpired term) on the supreme court or the
district courts of appeal, the only condition being that
the selection must be made from a slate of “three per-
sons nominated by the appropriate judicial nominating
commission. “Fla. Const. art. 5, § 11(a). These initial
appointments are for partial terms of not less than one
year, id., at the end of which each justice or judge “may
qualify for retention [and a full six-year term] by a vote
of the electors.” Id. § 10(a). The justices and judges of
Florida’s appellate courts then stand for retention at the
end of every term. The retention elections, however, do
not involve challenges to the incumbent by another
competitor for office; rather, each candidate for reten-
tion under this approach runs against his or her estab-
lished record of performance.

The 1976 constitutional amendments, however, did not
alter the method of selecting circuit and county court
judges. Therefore, under the present system, which
constitutes a partial “Missouri Plan,” judges of the circuit
and county courts continue to be elected (in nonpartisan
elections) to six- and four-year terms, respectively, by
vote of the qualified electors in their jurisdictions. Jd.
§ 10(b). When a mid-term vacancy occurs, the governor
appoints a replacement from a slate provided by the
appropriate nominating commission, with a single
commission handling nominations for vacancies on a
circuit court as well as the county courts in that circuit’s
territory. Jd. § 11. As a result, subsequent elections,
even at the trial court levels, are affected by the merit

11 Missouri adopted its Nonpartisan Court Plan, which provided for
merit-based selection of state court judges, in 1940; Missouri’s plan
has since been emulated for some courts in at least thirty states. For
a more detailed discussion of the operation of Missouri’s system, see
Richard A. Watson, Observations on the Missouri Nonpartisan Court
Plan, 40 Sw.L.J. 1 (1986).

13a

selection of interim appointments by the governor upon
the recommendation of the judicial nominating commis-
sions; the momentum gained from initial selection by
such an independent review panel has a telling effect
upon later races in which the incumbent is a candidate.
Under the current system of electing trial court judges in
Florida, therefore, merit selection plays a part in all but
a few: those to fill vacancies on the circuit or county
court benches that occur at the end of a term—when, for
example, a judge retires and two challengers compete to
fill his or her seat.

These changes in Florida’s constitution were clearly
designed to eliminate the vices of partisan, electoral
politics from the process of selecting state court judges.
The goal of merit selection of judges, naturally, is to
insulate them from popular pressure and to make them
more willing to decide an unpopular case fairly and
impartially while, at the same time, raising the level of
qualifications of judicial officers.

C.

A total of five black candidates have run for seats on
either the Fourth Circuit or the Duval County Court in
six elections since 1972. We now highlight the circum-
stances surrounding each of those electoral races while
describing the methods by which the judges on those
courts have generally reached office during the same
period.

The first of the elections relied on by the parties in
litigating this case predates the inauguration of Florida’s
partial merit selection system for trial court judges. In
1972, Leander Shaw became the first black candidate for
a judgeship on a court at issue in this litigation. A black
lawyer who now serves as a justice of the Florida
Supreme Court, Shaw ran for a vacant seat on the
Fourth Circuit bench. In the nonpartisan primary, he was
opposed by two white candidates, John S. Cox and

14a

George L. Proctor. Shaw and Cox advanced to a runoff
election, which Cox ultimately won. The Shaw election
was one of only four Fourth Circuit electoral races that
were contested during the 1972 election cycle; the other
fifteen Fourth Circuit judgeships at stake in that year’s
elections were filled by candidates who ran unopposed.

The parties in this case introduced a wealth of statisti-
cal evidence that indicates how Florida’s scheme of trial
court elections has operated in the Jacksonville area
under the current model. A pattern readily emerges that
has prevailed throughout the period at issue in this case:
relatively few judicial elections have been contested in
the Fourth Circuit and in Duval County.’ Between
January 1, 1973, when the current system for selecting
circuit and county court judges went into effect, and the
end of 1990, the last year for which information was
available at the time of trial, the record reflects that
seventy-eight circuit judgeships were filled by election."
Of those positions, only ten (or approximately thirteen
percent) were contested; the rest were filled by candi-

12 Recognizing how often elections for judicial officers are not con-
tested in Florida generally, the legislature has provided that “the
name of an unopposed candidate for the office of circuit judge or
county court judge shall not appear on any ballot, and such candidate
shall be deemed to have voted for himself at the general election.”
Fla.Stat.Ann. § 105.051(1Xa) (West 1992).

8 The record does not reflect how many of these races involved an
incumbent seeking reelection. Obviously, that information would be
important in fleshing out the operation of the judicial election system
in the Fourth Circuit and in Duval County.

15a

dates who ran unopposed.'* Only one black candidate
ran for a seat on the Fourth Circuit bench during this
period: Harrell T. Buggs in 1978. In the primary, Buggs
and two white candidates challenged an incumbent
white judge, Lawrence D. Fay, who had been appointed
to the court through the merit selection process approx-
imately one hundred days before the election. Fay and
one of the white challengers, John E. Palmer, advanced
to the runoff; Buggs, who had obtained over eighty
percent of the black vote but only approximately four
percent of the white vote, was eliminated in the pri-

mary.

Focusing solely on the elections described above,
however, paints an incomplete picture of how judges
come to the circuit court bench in the Fourth Circuit.
According to the Duval County Clerk’s Office, a total of
fifty-four judges have served on the Fourth Circuit since
1972. Fourteen were hold overs from the pre-reform
system (six of whom were appointed by the governor
before the merit selection process was instituted and
eight of whom were elected). With respect to the re-
mainder, twenty-eight circuit court judges began their
judgeships after being appointed through the commission

14 The following information on the number of contested races for
Fourth Circuit judgeships was provided to the district court by Dr.
Ronald Weber, an expert witness for the appellees.

Year # of Seats Up # Contested % Contested
1974 3 1 25.0%
1976 2 1 50.0%
1978 17 2 11.8%
1980 5 l 20.0%
1982 3 l 33.3%
1984 16 2 12.5%
1986 7 0 0.0%
1988 9 1 11.1%
1990 15 1 6.7%

—
i)

12.8%

Total 78

16a

system although only twelve originally were elected in
nonpartisan elections.'® Furthermore, although it is true
that no black candidates have been elected to judicial
office in the Fourth Circuit, two black judges have been
appointed under the nominating commission system
(Judges Adams and Davis, see supra note 6).

The increasing reliance on the appointment process for
selecting trial court judges is highlighted by an examina-
tion of the composition of the current Fourth Circuit
Court. Of the twenty-eight judges presently sitting on
the court, nineteen were appointed through the commis-
sion process, eight initially were elected in nonpartisan
elections, and one was appointed by the governor in
1967 under the old system.'* Moreover, at the time of
trial, only one of the judges then serving on the Fourth
Circuit bench had ever been opposed for reelection
(Judge Fay by Harrell Buggs in 1978), although the
twenty-eight judges collectively had stood for reelection
over twenty times.

16 The method for filling some of these forty positions, however,
was dictated by the fact that they corresponded to newly-created
judgeships. According to the Duval County Clerk’s Office, whether a
new seat on the bench is filled by election or appointment depends
upon the effective date set by the legislature. If the seat is created in
an election year and the effective date is after the election, the seat
is filled by election. If, on the other hand, the position is not created
in an election year, or if it is created in an election year but with an
effective date before the election, the seat is filled through the
nominating commission and appointment process.

16 The district court did make factual findings concerning the routes
by which the twenty-eight judges on the circuit court at the time of
trial in 1991 came to the bench: seventeen originally were appointed
while eleven initially were elected to office; of those eleven, five ran
unopposed. Nipper, 795 F.Supp. at 1538 & n. 14. Therefore, only six
of the twenty-eight circuit judges serving at the time of trial had
earned their place on the bench in a contested election.

17a

A similar pattern emerges from an examination of the
county court selection process. From 1973 to 1990, fifty-
six judgeships on the Duval County Court were decided
by election; only twelve (or approximately twenty-one
percent) of those electoral races were contested.'? Black
candidates participated in primaries for three of those
elections and were defeated each time. As the district
court noted, however, special circumstances surrounded
two of these three races. Alfred Washington, a black
candidate, lost his primary race for a seat on the Duval
County Court in 1978 to Giles P. Lewis, despite garnering
eighty-eight percent of the black vote. Prior to the elec-
tion, however, Washington had resided in the communi-
ty for only a short period of time whereas Lewis was a
longtime resident with an established legal practice.

In 1984, two black candidates sought positions on the
county court bench. Denise Prescod was defeated in her
primary by incumbent, Edward P. Westberry, even
though she garnered a similar proportion of the black
vote. Judge Westberry was not a lawyer, but he was
permitted to serve on the court under a grandfather
clause in the 1972 constitutional revision that allowed
former justices of the peace to become county court

17 Dr. Weber’s report provides the following information concerning
contested elections for the Duval County Court:

Year # of Seats Up # Contested % Contested
1974 5 2 40.0%
1976 7 l 14.3%
1978 6 2 33.3%
1980 6 0 0.0%
1982 6 0 0.0%
1984 “ 4 50.0%
1986 6 l 16.7%
1988 7 l 14.3%
1990 5 1 20.0%
Total: 56 12 21.4%

18a

judges. He had, by all accounts, received consistently
poor ratings from the local bar but was acknowledged to
be a vigorous and extremely effective campaigner. Judge
Westberry also had been a judicial officer since 1966,
thus claiming the mantle of experience. Prescod, a
lawyer, received several important endorsements, in-
cluding those from Jacksonville’s only daily newspaper
and the public school teachers’ organization. At the time
she ran for judicial office, however, Prescod had been
admitted to The Florida Bar for only two years. Under
the current five-year experience requirements, Prescod
would not have been eligible to run for county court
judge in 1984. The district court concluded that “neither
candidate’s qualifications ... were particularly helpful -to
their respective campaigns, and in all probability incum-
bency ultimately proved to be the deciding factor.”
Nipper, 795 F. Supp. at 1542 n. 18. In the remaining
county court election involving a black candidate and
the only one in which the black candidate did not chal-
lenge an incumbent, Dietra Micks won three-quarters of
the black vote but failed to make the runoff for her
position against a field of three white candidates.

Again, this time in the county court context, looking
solely at elections tells only part of the story. Since 1972,
a total of thirty judges have served on the Duval County
Court. Ten initially were appointed by the governor
under the commission nominating process while twelve
originally obtained their positions by winning nonparti-
san elections. Nine other county court judges were
holdovers from the prior (pre-1972) system. As for the
twelve county court judges serving at the time of trial,
five were originally appointed to the bench, including
both of the black judges.

As the district court concluded, the evidence of black
electoral success in the jurisdictions at issue in this case
is mixed at best. The court found:

19a

The black circuit and county judges who have faced
reelection have been unopposed and, of course,
successful in their reelection bids. In a similar judi-
cial election, Joseph Hatchett’s 1976 Supreme Court
reelection, the incumbent Hatchett defeated a white
candidate. Hatchett garnered a majority of the white
vote in both the Fourth Judicial Circuit and Duval
County. No black candidate has won a contested
election for circuit or county judge at least since
1972.

Id. at 1537.'* In addition, a review of non-judicial elec-
tions in the Jacksonville area reveals a dearth of black
electoral success: “No black candidate has won a con-
tested circuit wide '® or county wide election for any
office since 1979,” and only one city council member and
three members of the civil service board in Jacksonville
appear to have done so prior to that time. Jd.

Black candidates fared better in the Fourth Circuit
appointment process. Henry Coxe, the chairman of the
Fourth Circuit Judicial Nominating Committee from 1987
to 1991, testified at trial concerning minority participa-
tion in the appointment process during his tenure on the
committee. Based on that testimony, the district court
found:

18 Justice Hatchett, now a member of this court, was a United
States magistrate in 1975 when Governor Rubin Askew appointed him
to be the first black supreme court justice in Florida history. His 1976
reelection campaign, one of Florida’s most highly publicized judicial
elections, occurred during the few years in which the partial merit
selection system applied to supreme court justices. Despite a chal-
lenge by Circuit Judge Harvey Duval, a white candidate from Dade
County, Justice Hatchett won reelection by garnering a majority of
the white vote in both the Fourth Circuit as a whole and Duval
County in particular.

1* There are no non-judicial circuit wide offices in the Fourth Cir-
cuit. The court was apparently referring to a compilation of the re-
sults from the Fourth Circuit counties for statewide elections.

20a

Statistics provided by the [Fourth Circuit Judicial
Nominating] Commission indicate that from 1987 to
1991, the Commission accepted applications for
eleven circuit and county court vacancies. Of the
total number of applicants, approximately eleven
percent were black attorneys. An almost identical
percentage of blacks were among the total number
of nominees sent by the Commission to the Gover-
nor. Nine percent of the total appointments made by
the Governor during this period were black (specifi-
cally, the county judge appointment in the summer
of 1991).

Id. at 1538.

Moreover, the court emphasized, “in judicial elections,
incumbency and name recognition are the primary fac-
tors behind electoral success.” Jd. Several witnesses
testified to this effect. Indeed, only one of the twenty-
eight incumbent circuit judges serving at the time of trial
had ever faced electoral opposition subsequent to his or
her initial appointment or election; none of the twelve
incumbent county judges had ever been opposed in a
reelection bid. Judge Adams agreed that incumbency is
an important factor in determining the outcome of judi-
cial elections and testified revealingly that “I don’t think
that a black could win a county-wide judicial election
without the benefit of incumbency.” By all accounts, the
electoral benefits of incumbency accrue equally to black
and white judges as none of the black judges on either
the Fourth Circuit or Duval County Court benches has
ever been opposed for reelection.

D.

The complaint in this case was filed in the United
States District Court for the Middle District of Florida on
July 5, 1990. The plaintiffs (the appellants here) chal-
lenged the method of electing judges for the Fourth
Circuit and the Duval County Court under section 2 of

2la

the Voting Rights Act as well as under the Fourteenth
and Fifteenth Amendments of the Constitution; they
alleged that those election systems unlawfully diluted
the electoral strength of black voters.

Trial originally was scheduled for March 1991, but the
district court stayed the proceedings pending the out-
come of cases before the United States Supreme Court
concerning the applicability of section 2 to judicial elec-
tions. After the Court confirmed that section 2 applies to
the election of state court judges, see Chisom v. Roemer,
501 U.S. 380, 404, 111 S. Ct. 2354, 2368, 115 L. Ed.
2d348 (1991); Houston Lawyers’ Ass’n v. Attorney Gen.,
501 U.S. at 419, 423-24, 111 S. Ct. 2376, 2379, 115 L. Ed.
2d 379 (1991), the trial of this case was reset and com-
menced on December 12, 1991.

To resolve the issue of whether voting in circuit and
county judicial elections was racially polarized, both
sides offered expert testimony and statistical evidence.
The appellants relied on the testimony of Dr. Allan
Lichtman, Professor of History at American University in
Washington, D.C. The appellees offered two expert
witnesses: Dr. Ronald Weber, Professor of Government
at the University of Wisconsin, and Dr. Joan Haworth,
former Professor of Economics at Florida State Universi-
ty and currently the president of a private consulting
company. Although the ultimate conclusion reached by
the two sides was different, the experts agreed on most
of the foundational data. Indeed, all of these experts
used the same or similar statistical techniques to analyze
the election results at issue.2° The experts divided sharp-
ly, however, over which types of elections should be
analyzed in order to determine whether voting in
Fourth Circuit and Duval County judicial elections has
been, and continues to be, racially polarized.

2° All of the experts used ecological regression and extreme case
analysis to study the voting behavior in the circuit and county judicial
elections. As the district court explained:

ee

22a

The appellants’ expert, Dr. Lichtman, studied the six
circuit and county judicial elections in which black
candidates have competed against white candidates
since 1972.2! He also analyzed numerous elections for
offices not at issue in this litigation (referred to as
“exogenous” elections) that involved black candidates,
placing particular emphasis on Justice Hatchett’s 1976
Florida Supreme Court reelection bid.2? Almost all of the

Ecological regression analysis permits estimation of the voting
behavior of racial groups through comparison of the racial
composition of the population at each precinct to the division of
the vote among competing candidates at each precinct. The
regression analysis uses data from all of the precincts participat-
ing in an election, and produces estimates of the voting behavior
of both whites and blacks.

Nipper, 795 F. Supp. at 1533. The experts in this case used substan-
tially the same techniques that were approved (and relied on) by the
Supreme Court in Gingles.

21 To summarize, between 1972 and 1990, there were six contested
elections for circuit and county judgeships in which black candidates
participated. These elections involve only five seats because the first
two were the primary and general elections for the same position.
The elections and black candidates were: (1) 1972 Primary, Circuit
Court, Leander Shaw; (2) 1972 Runoff, Circuit Court, Leander Shaw;
(3) 1978 Primary, Circuit Court, Harrell Buggs; (4) 1978 Primary,
Duval County Court, Alfred Washington; (5) 1984 Primary, Duval
County Court, Denise Prescod; and (6) 1984 Primary, Duval County
Court, Dietra Micks.

22 The only exogenous election to which the district court attached
significance in its opinion was the 1976 Florida Supreme Court elec-
tion involving Justice Hatchett—a statewide race involving one black
and one white candidate. The district court adopted Dr. Lichtman’s
regression results as findings of fact on this point; those results
demonstrate that a majority of white voters in the circuit generally,
and in Duval County in particular, supported Justice Hatchett’s ree-
lection, along with virtually all blacks voting. The court rejected Dr.
Lichtman’s attempts to tie this race to the other exogenous elections,
however, suggesting that “equating Hatchett’s non-partisan,lower
profile, judicial election with Rev. [Jesse] Jackson’s partisan, high
profile, presidential election for the purpose of showing racial polari-

23a

other exogenous elections studied by Dr. Lichtman were
of a partisan nature (including Jesse Jackson’s presiden-
tial primary campaigns in 1984 and 1988 and Alcee
Hastings’ various bids for statewide office). Based on his
review of these elections, Dr. Lichtman concluded that
voting in the Fourth Circuit and in Duval County is ra-
cially polarized in judicial elections: Black voters prefer
black candidates by over whelming margins, but those
candidates are not elected because they do not receive
sufficient crossover votes from the white electorate.

According to the ecological regression studies, a large
majority of black voters strongly supported the black
candidate in each of the six circuit and county judicial
elections. At the same time, the majority of white voters
supported the white candidate, thereby resulting in the
defeat of all of the black candidates except for Leander
Shaw in the 1972 primary. Shaw, however, went on to
lose in the general election. In these six elections, black
support for the black candidates ranged from seventy-
three to ninety-eight percent, while white support for
those same black candidates varied from three to thirty-
three percent. Black voter support for the white candi-
dates never exceeded twenty-seven percent while white
support for the white candidates ranged from sixty-seven
to ninety-seven percent. The district court adopted Dr.
Lichtman’s statistical estimates concerning these six
elections as findings of fact.2° Nipper, 795 F. Supp. at
1534 n. 4.

zation in circuit and county judicial elections is misleading.” Nipper,
795 F. Supp. at 1535 n. 8. Although it made findings of fact concern-
ing the results of various other elections, the district court “accorded
little weight to these non-judicial, exogenous elections.” Jd. at 1535.

28 Dr. Lichtman’s ecological regression analysis revealed the follow-
ing degrees of racial polarization in the Fourth Circuit and Duval
County. It should be noted that one of the appellees’ experts, Dr.

24a

The principal expert witness for the defense, Dr.
Weber, also reviewed the six circuit and county court
campaigns in which black candidates participated. Dr.
Weber also examined a set of elections that Dr. Licht-
man had not.** Declining to confine his analysis of
Fourth Circuit and Duval County judicial elections to
those races in which a black candidate had competed,

Haworth, produced estimates for these elections that were nearly
identical to Dr. Lichtman’s, even though she used a slightly different

methodology.
% of Black % of Black % of White % of White
Voters Voting Voters Voting Voters Voting Voters Voting

for Black for White for Black for White
Cand. Cand.(s) Cand. Cand.(s)
Fo Circui
1972 Primary
Leander Shaw
Circuit 92 8 24 76
Duval Co 93 7 23 77
1972 Runoff
Leander Shaw
Circuit 97 3 33 67
Duval Co. 98 2 32 68
1978 Primary
Harrell Buggs
Circuit 82 18 3 97
Duval Co. 81 19 4 96
Duval Co. Court
1978 Primary
Group 6
A. Washington 88 12 13 87
1984 Primary
Group 4
Denise Prescod 73 27 31 69
1984 Primary
Group 8
Dietra Micks 76 24 4 96

*%* Dr. Haworth’s role for the defense was to reexamine Dr. Licht-
man’s data, so she examined the same exogenous elections as Licht-
man (albeit using as lightly different methodology) and reached a
different conclusion. Dr. Haworth contended that any racial polariza-
tion in these elections was not significant, and that, indeed, strong
support by black voters for black candidates corresponded to higher
levels of white crossover votes.

25a

Dr. Weber instead examined all of the judicial elections
in the relevant jurisdictions between i972 and 1990,
even those in which only white candidates participated.
In further refining his study sample, Dr. Weber “argued
that only those non-judicial elections for low-visibility
offices similar to judgeships would be of importance in a
judicial elections case.” Id. at 1533. Accordingly, he
criticized Dr. Lichtman’s reliance on high-profile elec-
tions for statewide or national office. Dr. Weber con-
cluded that the candidate of choice of black voters wins
elections in the Fourth Circuit and Duval County be-
cause of the high degree of black cohesion and sufficient
white crossover voting—but he admitted on cross-exami-
nation that his conclusion should be qualified as follows:
“These data show very clearly that black candidates of
choice are regularly elected in both jurisdictions and
white voters do not usually vote as a bloc to deny black
voters the opportunity to elect candidates of choice to
these judicial posts—so long as these candidates are
white and not black.” *

There were a total of nineteen contested elections for
circuit judge between 1972 and 1990, of which sixteen
involved only white candidates. Dr. Weber’s analyses,
which the district court “adopted as findings of fact for
statistical purposes only,” id. at 1534, revealed that the
candidate of choice of black voters won thirteen, or
sixty-eight percent, of these contested elections. During
this same time period, there were twenty-four contested
Duval County Court elections, three of which involved
black candidates. Dr. Weber’s study revealed that the
candidate of choice of black voters won fourteen, or
fifty-eight percent, of those elections. A somewhat dif-
ferent picture emerges, however, when “split prefer-
ence” statistics are examined. Looking at both circuit

26 "Black candidate of choice” is a term of art referring to a candi-
date who is preferred by the majority of black voters, without refer-
ence to the candidate’s race.

26a

and county court races, Dr. Lichtman testified that the
candidate preferred by black voters differed from the
candidate preferred by white voters in nineteen of the
thirty-seven contested judicial elections that involved
only white candidates. In those “split preference” elec-
tions, the black voters’ preferred candidate lost eighty-
four percent of the time.

At trial, the appellants also introduced non-statistical
evidence of Florida’s history of discrimination against
black citizens, including its legacy of disfranchisement
and segregation in most areas of life.2° In particular,
Florida employed various franchise restrictions— from
the poll tax to the white primary—for decades in an
attempt to restrict the access of black voters to the
ballot. Those classic discriminatory devices have been
eliminated, however, and the consensus at trial was that
there is currently little disparity in voter registration in
the Fourth Circuit and in Duval County by race. Blacks
of voting age are registered at higher rates than whites
of voting age in both the Fourth Circuit and Duval
County.

Despite the removal of overt badges of segregation, the
district court nonetheless found that “black citizens .in
Florida still suffer in some ways from the effects of
Florida’s history of purposeful discrimination,” particu-
larly in terms of socio-economic disparities, such as
family income and high school graduation rates. Id. at
1536. Black citizens in the region covered by the Fourth
Circuit have lower median incomes than whites and are

2° Transportation facilities in Florida were segregated until the
1950s, and many area school systems still have not achieved unitary
status. Moreover, until 1958, Florida refused to permit black students
to attend the University of Florida College of Law. Florida A & M Law
School was created in 1951 for black students but was not accredited
until several years later. When the state opened another law school in
Tallahassee in 1967 at Florida State University, it closed the law
school at Florida A & M.

27a

more likely to be unemployed and to fall below the
poverty line. In addition, the limited evidence presented
at trial (reflected in a consensus among the experts)
suggested that, although little disparity exists in voter
registration, black voter turnout appears to be slightly
lower than white turnout. And the “rolloff” ef-
fect—which measures the number of voters who sign in
at the polls but fail to cast a vote for a particular elec-
tion on the ballot—is greater among black voters than
white voters. ;

The appellants also introduced into evidence a report
issued in 1990 by the Florida Supreme Court Racial and
Ethnic Bias Study Commission 2? that, according to the
district court, “documented numerous features of Flori-
da’s justice system that allegedly have an adverse effect
on the dispensation of justice to minority citizens, includ-
ing the under representation of minorities in the judici-
ary in comparison to the percentage of minorities in the
total population.” Jd. at 1535. The Study Commission
concluded:

Clearly, the current election process, which provides
for circuit-wide, at-large elections, is not yielding
sufficient representation of minorities on Florida’s
bench. At the same time, the dramatic under repre-
sentation of minority judges reflected in the ... sta-
tistics compels the conclusion that the appointive
system, as currently structured and implemented,
has itself failed to achieve racial and ethnic diversi-
ty. The Commission strongly believes that serious
measures need to be considered for implementa-
tion—in both systems—which are aimed at producing
a more racially and ethnically sensitive judiciary.

27 Judge Adams served on the Study Commission and described its
composition and conclusions at trial. The Commission was appointed
by the Florida Supreme Court and contained a cross-section of judges,
lawyers, and lay citizens from various parts of the state.

28a

To that end, the Study Commission recommended that
the state legislature study the feasibility of utilizing
subdistricts for judicial elections as a means of redressing
prior discrimination and increasing minority representa-
tion on the bench.”* The appellants established that the
low number of minority judges on the trial courts cited
by the Study Commission affects the perception, if not
the reality, of the system’s fairness; all of the witnesses
acknowledged, however, that the judges of the Fourth
Circuit and the Duval County Court are fair and impar-
tial in their administration of justice without regard to
race.

E.

The record in this case therefore reveals a somewhat
conflicted picture of the judicial selection process in the
Fourth Circuit and Duval County. On the one hand, all of
the black candidates for judicial office in those jurisdic-
tions have been defeated by their white opponents.
Several of the elections involving black candidates also
involved other special circumstances, such as incumben-
cy, that cloud the issue of whether race was the factor
most responsible for the outcome. On the other hand,
black judges have been appointed to the bench under
the merit selection nominating commission system rough-
ly in proportion to the number of minority applicants;

2* The Study Commission highlighted its view of the need. for
heightened representation of minorities on the state’s courts in a
subsequent report issued in 1991:

[T]he under representation of minorities as attorneys and judges
serves to perpetuate a system which is, through institutional
policies or individual practices, unfair and insensitive to individu-
als of color.... [B]y threatening the withdrawal of the tacit
“consent of the governed,” the under representation of minorities
in positions of responsibility in the judicial system weakens the
very system of ordered liberty upon which our democracy is
based.

29a

once in office, moreover, those black judges have en-
joyed the same benefits of incumbency as their white
counterparts (including standing unopposed for reelec-
tion). The influence of the merit appointment system has
been significant: Since its institution in 1972, more
judges initially have reached the bench by appointment
than by election.

Based upon this evidence, the district court issued an
order containing findings of fact and conclusions of law
on June 2, 1992. In that order, the court rejected all of
the appellants’ statutory and constitutional claims and
denied relief. Jd. at 1548. The court first ruled against
the appellants on the critical issue of racially polarized
voting, concluding that the statistical evidence, viewed
in light of the special circumstances surrounding the
judicial elections in question, failed to demonstrate
sufficient racial bloc voting such that the white majority
usually defeats the minority’s preferred candidate.?° Id.
at 1543. The court then concluded alternatively that:

{E]ven if Plaintiffs had made a sufficient showing of
racial polarization, Defendants have offered over-
whelming proof of objective factors in rebuttal that
demonstrate, under the totality of the circum-
stances, that the social conditions in the Fourth
Judicial Circuit and Duval County are such that their
interactions with the electoral scheme do not, and
will not, result in voting discrimination in the judi-
cial elections under challenge.

Id. at 1548. Judgment was entered for the appellees
that same day.

2° According to the district court, “this finding alone required a
ruling in favor of the [appellants].... In the interests of providing a
comprehensive opinion [, however,] the court [considered the appel-
lees’] proof of other objective factors in rebuttal that indicate, under
the totality of the circumstances, that the voting community is not
driven by racial bias.” Nipper, 795 F. Supp. at 1543 (citation omitted).

30a

In this appeal, the appellants challenge only the dis-
trict court’s denial of their section 2 claim; this court is
not asked to review the court’s rulings on the constitu-
tional issues. In an opinion issued on September 15,
1993, a panel of this court reversed, and remanded the
case to the district court for the imposition “forthwith
[of] an appropriate remedy.” Nipper v. Smith, 1 F.3d
1171 (11th Cir.1993). Much of the panel’s opinion was
devoted to evaluating the evidence before the district
court on the issue of racially polarized voting. According
to the panel opinion, the district court had discounted
the appellant’s statistical evidence (which the district
court had acknowledged would ordinarily be sufficient
to establish racially polarized voting) for three reasons:
because “(1) the judicial elections involving black candi-
dates were stale; (2) black voters occasionally elected
candidates of choice in elections involving only white
candidates; and (3) two of the black-white elections
involved incumbents.” Jd. at 1178-79. The panel “reject-
ed as clear error each of the district court’s reasons for
concluding that appellants failed to show racial polariza-
tion” and held that “the evidence in the entire record
demonstrates racially polarized voting in the Fourth
Judicial Circuit and Duval County.” Jd. at 1181-82. In the
panel’s view, the district court also “erred in ruling that
appellees discharged their burden of proving that the
voting communities were not driven by racial bias”;
specifically, the appellees had not shown “an absence of
racially biased voting in the Fourth Judicial Circuit and
Duval County.” *° Jd. at 1184. Subsequently, we vacated
the panel opinion and granted rehearing en banc. Nipper
v. Smith, 17 F.3d 1352 (11th Cir. 1994).

9° As we discuss infra part V, after finding vote dilution in violation
of section 2, a court, before imposing a remedy, should consider the
state’s argument that the remedy the plaintiffs propose is not feasible
because, if implemented, it would undermine the administration of

cE een Sane eee eee ee eee

3la

i.

Section 2 of the Voting Rights Act, adopted in 1965
and amended in 1982, outlaws election practices that
result in racial discrimination.*! Of particular concern are
electoral structures, such as at-large elections in areas
with white majorities, that produce racial vote dilution
because “the right to vote can be affected by a dilution
of voting power as well as by an absolute prohibition on
casting a ballot.” 82 Allen v. State Bd. of Elections, 393

justice in the challenged court. Houston Lawyers’ Ass’n, 501 U.S. at
426, 111 S. Ct. at 2380-81. The appellees made such an argument in
urging the panel to affirm the district court’s denial of relief, but the
panel, did not address the argument in its opinion.

81 Section 2 of the Voting Rights Act, 42 U.S.C. § 1973 (1988), pro-
vides:

(a) No voting qualification or prerequisite to voting or standard,
practice, or procedure shall be imposed or applied by any State or
political subdivision in a manner which results in a denial or
abridgement of the right of any citizen of the United States to
vote on account of race or color....

(b) A violation of subsection (a) of this section is established if,
based on the totality of circumstances, it is shown that the politi-
cal processes leading to nomination or election in the State or
political subdivision are not equally open to participation by
members of a class of citizens protected by subsection (a) of this
section in that its members have less gee Bay other
members of the electorate to participate in the political process
and to elect representatives of their choice. The extent to which
members of a protected class have been elected to office in the
State or political subdivision is one circumstance which may be
considered: Provided, That nothing in this section establishes a
right to have members of a protected class elected in numbers
equal to their proportion in the population.

32 This conclusion is not, however, universally accepted. See, ¢.g.,
Holder v. Hall, U.S. , , 114S. Ct. 2581, 2603, 129 L. Ed. 2d 687
(1994) (Thomas, J., concurring) (“Properly understood, the terms
‘standard, practice, or procedure’ in § 2(a) refer only to practices that
affect minority citizens’ access to the ballot. Districting systems and
electoral mechanisms that may affect the ‘weight’ given to a ballot
duly cast and counted are simply beyond the purview of the Act.”).

32a

U.S. 544, 569, 89 S. Ct. 817, 833, 22 L. Ed. 2d 1 (1969)
(emphasis added). Since racial and ethnic groups tend, at
times, to be geographically compartmentalized in our
society, a districting plan drawn without regard to the
physical distribution of such groups may nevertheless
operate to distort their relative voting strengths, as well
as to provide the opportunity for subtle discrimination
through the manipulation of electoral structures. Vote
dilution cases involve allegations that the location of
district lines or the use of other electoral practices, such
as at-large voting, may “ ‘interact with social and histor-
ical conditions,’ [thereby] impairing the ability of a
protected class to elect its candidate of choice on an
equal basis with other voters.” Voinovich v. Quilter,
U.S. , , 1183S. Ct. 1149, 1155, 122 L. Ed. 2d 500 (1993)
(quoting Thornburg v. Gingles, 478 U.S. 30, 47, 106 S.Ct.
2752, 2764, 92 L. Ed.2d 25 (1986)). Cases alleging a dis-
tortion of group voting power of this type have been
termed “qualitative” (as opposed to quantitative)**
reapportionment cases because they focus “not on
population-based apportionment but on the quality of
representation.” Whitcomb v. Chavis, 403 U.S. 124, 142,
91S. Ct. 1858, 1868, 29 L. Ed. 2d 363 (1971)...

To prevail on a claim of vote dilution under section 2,
plaintiffs generally must meet certain threshold re-
quirements that the Supreme Court first identified in
Gingles. Specifically, plaintiffs in vote dilution cases
must establish as a threshold matter: (1) that the minori-

33 A case alleging violation of the one person, one vote standard,
see, €.g., Reynolds v. Sims, 377 U.S. 533, 84 S. Ct. 1362, 12 L. Ed. 2d
506 (1964), based solely on a mathematical analysis of population
inequalities among voting districts, is generally termed a “quantita-
tive” reapportionment case. The issue in such a case is whether
population deviations from the average district are impermissibly
large. The Supreme Court has held, however, that one person, one
vote requirements do not apply to judicial elections. See Wells v.
Edwards, 409 U.S. 1095, 93 S. Ct. 904, 34 L. Ed. 2d 679 (1973).

33a

ty group is “sufficiently large and geographically com-
pact to constitute a majority in a single-member district”;
(2) that the minority group is “politically cohesive”; and
(3) that sufficient racial bloc voting exists such that the
white majority usually defeats the minority’s preferred
candidate. Gingles, 478 U.S. at 50-51, 106 S. Ct. at 2766-
67; Growe v. Emison, U.S. , , 113 S. Ct. 1075, 1084,
122 L. Ed. 2d 388 (1993) (quoting Gingles). The second
and third of these threshold preconditions, or factors,
relate to the question of whether the challenged elector-
al scheme is abridging the right of the plaintiff minority
group “to vote on account of race or color.” The first
precondition, or factor, asks whether the court can fash-
ion a remedy for a demonstrated abridgement.*4

In addition to the second and third preconditions, the
Gingles Court identified other factors that may, in “the
totality of the circumstances, “support a claim of racial
vote dilution. Derived from the Senate Report accompa-
nying the 1982 amendment to section 2, those factors
include:

*% The Supreme Court developed the three-part Gingles threshold
test in a case challenging North Carolina’s multimember legislative
district scheme. The remedy the plaintiffs sought in that case was the
creation of single-member districts in which the minority voters they
represented would constitute a sufficient majority to elect represen-
tatives of their choice. The first Gingles threshold factor addressed
this remedy and asked, at the outset of the case,whether such dis-
tricts could be drawn. If not, the case would have ended.

As we discuss in further detail, infra part 01.B.1., the first Gingles
threshold factor is properly read, in light of Holder, U.S. , 1145S.
Ct. 2581, to stand for the broader proposition that a district court
must determine whether it can identify an alternative electoral
scheme against which to measure the existing voting practice. Outside
of the multimember legislative district context, this benchmark
scheme may or may not involve the use of single-member districts,
depending on the facts of the case. In this case, we do not limit the
remedy aspect of the vote dilution inquiry to whether single-member
districts can be drawn, see infra part V.

34a

1. the extent of any history of official discrimina-
tion in the state or political subdivision that touched
the right of the members of the minority group to
register, to vote, or otherwise to participate in the
democratic process;

2. the extent to which voting in the elections of
the state or political subdivision is racially polarized;

3. the extent to which the state or political subdi-
vision has used unusually large election districts,
majority vote requirements, anti-single shot provi-
sions, or other voting practices or procedures that
may enhance the opportunity for discrimination
against the minority group;

4. if there is a candidate slating process, whether
the members of the minority group have been
denied access to that process;

5. the extent to which members of the minority
group in the state or political subdivision bear the
effects of discrimination in such areas as education,
employment and health, which hinder their ability
to participate effectively in the political process;

6. whether political campaigns have been charac-
terized by overt or subtle racial appeals; [and] 7. the
extent to which members of the minority group have
been elected to public office in the jurisdiction.

Gingles, 478 U.S. at 37, 106 S. Ct. at 2759 (quoting S.Rep.
No. 417, at 28-29, reprinted in 1982 U.S.C.C.A.N. at 177,
206-07). Additional factors that may be probative of vote
dilution in some cases are:

[8.] whether there is a significant lack of respon-
siveness on the part of elected officials to the par-
ticularized needs of the members of the minority
group; [and]

[9.] whether the policy underlying the state or
political subdivision’s use of such voting qualifica-

35a

tion, prerequisite to voting, or standard, practice or
procedure is tenuous.

Id., at 37, 106 S. Ct. at 2759.95

The Gingles Court emphasized that “this list of typical
factors is neither comprehensive nor exclusive,” id. at
45, 106 S. Ct. at 2763, although evidence of the third
precondition, racially polarized voting, is “the linchpin of
a § 2 vote dilution claim,” Citizens for a Better Gretna v.
City of Gretna, 834 F.2d 496, 499 (5th Cir.1987), cert.
denied, 492 U.S. 905, 109 S. Ct. 3213, 106 L. Ed.2d 564
(1989), and thus forms the basis of the Gingles threshold
inquiry on the issue of liability (as opposed to remedy).
Regardless of the particular factors that the plaintiff in a
vote dilution case is able to demonstrate, however, the
essence of a section 2 claim is that certain electoral
characteristics, in conjunction with “social and historical
conditions,” operate to eviscerate the ability of minority
voters to elect their candidates of choice. Gingles, 478
U.S. at 47, 106 S. Ct. at 2764; see also Carrollton Branch
of the NAACP v. Stallings, 829 F.2d 1547, 1555 (11th
Cir.1987), cert. denied, 485 U.S. 936, 108S. Ct. 1111, 99
L. Ed. 2d 272 (1988).

In 1990, this court divided on the issue of whether
voting rights plaintiffs can establish a section 2 violation
merely by satisfying the second and third Gingles
threshold factors or whether the ultimate inquiry is
always under the totality of the circumstances, such that

Ct. 1083, 47 L. Ed. 2d 296 (1976). See S.Rep. No. 417, at 28 n. 113,
reprinted in 1982 U.S.C.C.A.N. at 177, 206 n. 113. This development
process is detailed in Solomon v. Liberty County, 899 F.2d 1012, 1021
(11th Cir.1990) (en banc) (Tjoflat, C.J., Specially concurring), cert.
denied, 498 U.S. 1023, 111 S. Ct. 670, 112 L. Ed. 2d 663 (1991).

36a

the defendants have the opportunity to rebut the plain-
tiffs’ showing of vote dilution—and thereby avoid liabili-
ty—by demonstrating a lack of racial bias in the voting
community.** See Solomon v. Liberty County, 899 F.2d
1012, 1017 (11th Cir.1990) (en banc) (per curiam) (divi-
sion detailed in the concurring opinions of Kravitch, J.,
and Tjoflat, C.J.), cert. denied, 498 U.S. 1023, 111 S. Ct.
670, 112 L. Ed. 2d 663 (1991). The Supreme Court’s
recent decision in Johnson v. De Grandy, US. , 114
S.Ct. 2647, 129 L. Ed. 2d 775 (1994), has essentially
resolved this issue as the following discussion indicates.

A.

Proof of the three core factors emphasized in Gingles
is necessary, Gingles, 478 U.S. at 50, 106 S. Ct. at 2766,
but not always sufficient, to establish a claim for relief
under section 2. Rather, plaintiffs in such cases also must
show that, under the totality of the circumstances, “they
do not possess the same opportunities to participate in
the political process and elect representatives of their
choice enjoyed by other voters.” League of United Latin
Am. Citizens, Council No. 4434 v. Clements, 999 F.2d
831, 849 (5th Cir. 1993) (en banc) (“LULAC”), cert. de-
nied, U.S. , 114S. Ct. 878, 127 L. Ed. 2d 74 (1994).

In Gingles, the Court stated that, “as both amended § 2
and its legislative history make clear ... the trial court is

36 The division has been noted in several recent opinions of this
court. See, eg., Hall v. Holder, 955 F.2d 1563, 1568 n. 9 (11th
Cir.1992) (“Although the Gingles factors may have been established in
a particular case, the continuing role of the parties and of the court is
unclear.”), rev’d, U.S. ,114S. Ct. 2581, 129 L. Ed. 2d 687 (1994);
Meek v. Metropolitan Dade County, 908 F.2d 1540, 1544 (llth
Cir.1990) (“The en banc court divided on the question of whether
proof of the [second and third] Gingles factors was sufficient and
whether a defendant could raise as a defense the lack of racial bias in
the community.”), cert. denied, 499 U.S. 907, 111 S. Ct. 1108, 11%
L.Ed. 2d 217 (1991).

37a

to consider the totality of the circumstances and to
determine, based upon a searching practical evaluation
of the past and present reality, whether the political
process is equally open to minority voters.” 87 Gingles,
478 U.S. at 79, 106 S. Ct. at 2781 (internal quotation
marks and citation omitted). The Gingles threshold
factors (specifically, the second and third) constitute
“essentially a ‘gloss’ on the Senate factors and a limita-
tion on the interpretation of those factors in proving a
vote dilution claim.” Stallings, 829 F.2d at 1555; accord
Collins v. City of Norfolk, 816 F.2d 932, 935 (4th Cir.
1987). Thus, the Gingles Court did not decree that a
plaintiff who proves the three preconditions invariably
will win; instead, it merely held that the three factors
are prerequisites to a successful claim.** See Gingles, 478
U.S. at 48 n. 15, 106 S. Ct. at 2765 n.15.

The Supreme Court’s recent decision in De Grandy,
U.S. , 114 S. Ct.2647, resolved any doubt as to the
threshold nature of the Gingles factors. In De Grandy, a
case involving a challenge to Florida’s legislative reap-
portionment plan, the Court definitively characterized
the “Gingles factors (compactness/numerousness, minori-
ty cohesion or bloc voting, and majority bloc voting) as
“necessary preconditions,’ for establishing vote dilu-
tion.” 8° Jd. at , 114 S. Ct. at 2657 (citation omitted). The

87 In Hall, a panel of this court recognized that “the Gingles majori-
ty did not ... limit the manner in which the [second and third] factors
may be proven [and that] the totality of the circumstances surround-
ing a § 2 claim may properly be considered when determining wheth-
er plaintiffs have established the [those two] Gingles preconditions.”

** Significantly, the Gingles Court itself discussed the broader totali-
ty of the circumstances after it had noted the plaintiffs’ success in
proving the three threshold factors. See Gingles, 478 U.S. at 80, 106 S.
Ct. at 2781.

8° In two other cases decided after Gingles, the Supreme Court reit-
erated that the Gingles core factors are threshold conditions. See
Growe, U.S. at , 1135S. Ct. at 1083; Voinovich, U.S.at ,113S. Ct.
at 1157.

38a

Court went on to say, however, that “the ultimate
conclusions about equality or inequality of opportunity
were intended by Congress to be judgments resting on
comprehensive, not limited, canvassing of relevant
facts.” Id. at , 114 S. Ct. at 2657. Thus, under De Gran-
dy, reviewing courts are required—not just invited—to
look beyond the Gingles threshold factors when evaluat-
ing vote dilution claims.*° As the Court stressed, “[lJack
of electoral success is evidence of vote dilution, but
courts must also examine other evidence in the totality
of circumstances, including the extent of the opportuni-
ties minority voters enjoy to participate in the political
processes.” Jd. at , 114 S. Ct. at 2657. In De Grandy, the
Court assumed that the Gingles preconditions had been
satisfied, but nevertheless concluded that section 2 relief
should not be granted because, notwithstanding the
presence of continued discrimination and racial bloc
voting, minority voters were able to form effective
voting majorities in a number of legislative districts that
were roughly proportional to their respective shares in
the voting age population.*! See id. at , 1145. Ct. at
2663.

# The same point had been suggested in several of the Court’s prior
cases. In Chisom, for example, the Court held that the 1982 amend-
ment to section 2 “make[s] clear that an application of the results test
requires an inquiry into “the totality of the circumstances.’ ” Chisom
v. Roemer, 501 U.S. 380, 393, 111 S. Ct. 2354, 2363, 115 L. Ed. 2d 348
(1991) (emphasis added). Similarly, the Court echoed in Houston
Lawyers’ Ass’n that “an analysis of the totality of the cir-
cumstances ... must be considered in an application of the results test
embodied in § 2, as amended.” Houston Lawyers’ Ass’n v. Attorney
Gen., 501 U.S. 419, 426, 111 S. Ct. 2376, 2381, 115 L. Ed. 2d 379
(1991) (emphasis added).

*! De Grandy therefore discusses a new element—proportionality—
to be weighed in the totality of the circumstances. As the Court ex-
plained, “one may suspect vote dilution from political famine, but one

39a

As an initial matter, therefore, proof of the Gingles
threshold factors is a necessary precondition to section 2
relief; such a showing, however, will not guarantee
relief. A defendant in a vote dilution case may always
attempt to rebut the plaintiff’s claim by introducing
evidence of objective, non-racial factors under the totali-
ty of the circumstances standard.*2 Indeed,

if the Court meant to deny the defendant an oppor-
tunity to rebut the plaintiff’s case after the plaintiff
has offered evidence of the three factors, then the
three factors would be both necessary and always
sufficient to win under section 2.... The Court’s
adherence to the totality-of-the-circumstances test
must mean that the defendant can rebut the plain-

is not entitled to suspect (much less infer) dilution from mere failure
to guarantee a political feast.” De Grandy, U.S.at ,114S. Ct. at
2660. Nevertheless, “while proportionality in the sense used here is
obviously an indication that minority voters have an equal opportuni-
ty, in spite of racial polarization, “to participate in the political proc-
ess and to elect representatives of their choice,’ 42 U.S.C. § 1973(b),
the degree of probative value assigned to proportionality may vary
with other facts.” Jd. at , 114 S. Ct. at 2661.

*? This is precisely what the Supreme Court permitted the defend-
ants to do in De Grandy. In that case, “the District Court found that
the three Gingles preconditions were Satisfied, and that Hispanics had
suffered historically from official discrimination, the social, economic,
and political effects of which they generally continued to feel.” De
Grandy, U.S. at , 114 S. Ct. at 2656. The Court concluded that, even
with all three Gingles conditions Satisfied, the circumstances in totali-
ty would not support a finding of vote dilution where Hispanics could
be expected to elect their preferred candidates in proportion to their
percentage of the area’s population. Jd. at , 114 S.Ct. at 2663. In that
context, the District Court was not critical enough in asking whether
a history of persistent discrimination reflected in the larger society
and its bloc-voting behavior portended any dilutive effect from a
newly proposed districting scheme, whose pertinent features were
majority-minority districts in substantial proportion to the minority’s
share of voting-age population.” Jd. at , 1145S. Ct. at 2658.

™ SS eS ee Ie eee

40a

tiff’s claim—even after the plaintiff has offered
proof of the three Gingles factors.

Solomon, 899 F.2d at 1035 (Tjoflat, C.J., specially con-
curring). Because the ultimate inquiry is under the total-
ity of the circumstances, courts must consider not only
evidence of the Gingles threshold factors but also any
other evidence offered by the parties that is relevant to
the statutory test. It may well be true, as the Third
Circuit has suggested, that “it will be only the very
unusual case in which the plaintiffs can establish the ...
Gingles [threshold] factors but still have failed to estab-
lish a violation of § 2 under the totality of the circum-
stances.” Jenkins v. Red Clay Consol. Sch. Dist. Bd. of
Educ., 4 F.3d 1103, 1135 (8d Cir.1993). Nevertheless, the
Supreme Court cautions:

To be sure, some § 2 plaintiffs may have easy cases,
but although lack of equal electoral opportunity may
be readily imagined and unsurprising when demon-
strated under circumstances that include the ...
essential Gingles factors, that conclusion must still
be addressed explicitly, and without isolating any
other arguably relevant facts from the act of judg-
ment.

De Grandy, U.S. at , 114S. Ct. at 2657. It is, therefore,
under the totality of the circumstances that courts must
decide, in the final analysis, whether a violation of sec-
tion 2 has been established.

B.

Given that courts evaluating section 2 claims must look
beyond the Gingles threshold factors, we must determine
what constitutes a violation of the statute’s “results” test
under the totality of the circumstances. As the Supreme
Court has stated, section 2 “make[s] clear that certain
practices and procedures that result in the denial or
abridgement of the right to vote are forbidden even
though the absence of proof of discriminatory intent [in

4la

the adoption or maintenance of those practices and
procedures] protects them from constitutional challenge”
under the Fourteenth and Fifteenth Amendments.
Chisom v. Roemer, 501 U.S. 380, 383-84, 111 S. Ct. 2354,
2358, 115 L. Ed. 2d 348 (1991). The concern thus be-
comes what proof is required to Satisfy the results test,
as well as what form of intent inquiry is forbidden
thereunder.**

We hold that section 2 prohibits those voting systems
that have the effect of allowing a community motivated

** Initially, it bears noting that the Supreme Court itself was divided
in Gingles on this point. In a concurring opinion joined by three other
justices, Justice O’Connor wrote:

Evidence that a candidate preferred by the minority group in a
particular election was rejected by white voters for reasons other
than those which made that candidate the preferred choice of
the minority group would seem clearly relevant in answering the
question whether bloc voting by white voters will consistently
defeat minority candidates....

... The overall vote dilution inquiry neither requires nor permits
an arbitrary rule against consideration of all evidence concerning
voting preferences other than statistical evidence of racial voting
patterns. Such a rule would give no effect whatever to the
Senate Report’s repeated emphasis on “intensive racial politics,”
on “racial political considerations,” and on whether “racial poli-
tics ... dominate the electoral process” as one aspect of the
“racial bloc voting” that Congress deemed relevant to showing a
§ 2 violation.

Gingles, 478 U.S. at 100-01, 106 S. Ct. at 2792 (O’Connor, J., concur-
ring). Justice White wrote separately, suggesting that he would find it
significant if partisan affiliation—and therefore not race—were shown
to be the consideration driving the election results. Id. at 83, 106 S.
Ct. at 2783 (White, J., concurring). Justice Brennan, the author of the
majority opinion, took the contrary position: “Plaintiffs need not
prove causation or intent in order to prove a prima facie case of racial
bloc voting and defendants may not rebut that case with evidence of
causation or intent.” Jd. at 74, 106 S. Ct. at 2778. Only three other
justices joined the portion of Justice Brennan’s opinion discussing this
issue, however.

e's;
Pee ee -

—_ — a oe a ee ea se ee

42a

by racial bias to exclude a minority group from participa-
tion in the political process. Therefore, if the evidence
shows, under the totality of the circumstances, that the
community is not motivated by racial bias in its voting
patterns, then a case of vote dilution has not been made.
Our interpretation of the Voting Rights Act is supported
by the text of the statute, the legislative history accom-
panying the 1982 amendment to section 2, and the
Supreme Court’s vote dilution cases. We now discuss
these sources in greater detail.

1.

At first glance, the language of section 2, as amended
in 1982, appears somewhat inconsistent and unclear.
Subsection (a) forbids the use of electoral structures that
“result[ ] in a denial or abridgement of the right of any
citizen of the United States to vote on account of race or
color.” 42 U.S.C. § 1973(a). Subsection (b), on the other
hand, appears more generous, explaining that a violation
of subsection (a) is established if members of a minority
group “have less opportunity than other members of the
electorate to participate in the political process and to
elect representatives of their choice.” Jd. § 1973(b). We
believe, however, that the statutory language, when
properly understood, circumscribes the universe of
prohibited electoral structures and requires more than a
mere showing of electoral losses at the polls by minority
candidates.

The appellants argue that the language of section 2
requires nothing more than proof of disparate election
results—i.e., that, when observed from a _ numeri-
cal/success rate point of view, minorities have less
opportunity than their white counterparts to participate
in the political process and to elect representatives of
their choice. Such proof, they argue, sufficiently demon-
strates the required denial or abridgement of a minority
group’s right to vote.

43a

This reading of section 2, however, ignores crucial
portions of the language in both subsection (a) and
subsection (b). It is an axiomatic principle of statutory
construction that statutes are to be read in their entire-
ty, not in the piecemeal fashion employed by the appel-
lants. Accordingly, we “follow the cardinal rule that a
Statute is to be read as a whole, see Massachusetts v.
Morash, 490 U.S. 107, 115, 109 S. Ct. 1668, 1673, 104 L.
Ed. 2d 98 (1989), since the meaning of statutory lan-
guage, plain or not, depends on context.” King v. St.
Vincent’s Hosp., 502 U.S. 215, , 112 S. Ct. 570, 574, 116
L. Ed. 2d 578 (1991). When the entire Statutory provision
is examined, it becomes clear that the well-known first
portion of subsection (b) can only be understood in light
of subsection (a), which requires that the denial or
abridgement of the right to vote be “on account of race
or color,” and the final clause of subsection (b), which
makes clear that the 1982 amendment was not designed
to create a right of proportional representation. This
comprehensive reading plainly precludes the appellants’
interpretation of section 2.

First, the language of section 2 as amended, by prohib-
iting voting structures that “result{] in a denial or
abridgement of the right of any citizen of the United
States to vote on account of race or color,” explicitly
retains racial bias as the gravamen of a vote dilution
claim. 42 U.S.C. § 1973(a) (emphasis added). The exist-
ence of some form of racial discrimination therefore
remains the cornerstone of section 2 claims; to be ac-
tionable, a deprivation of the minority group’s right to
equal participation in the political process must be on
account of a classification, decision, or practice that
depends on race or color, not on account of some other
racially neutral cause. As the Fifth Circuit has explained,
“the scope of the Voting Rights Act is indeed quite
broad, but its rigorous protections, as the text of § 2
Suggests, extend only to defeats experienced by voters
‘on account of race or color.’ ” LULAC, 999 F.2d at 850.

44a

Furthermore, this linguistic conclusion is supported by
the fact that any other reading might well render section
2 outside the limits of Congress’ legislative powers and
therefore unconstitutional. It is important to remember
that the Voting Rights Act was adopted pursuant to
Congress’ authority to enforce the Fourteenth and Fif-
teenth Amendments. The Civil War Amendments to the
Constitution were designed to remedy pervasive racial
discrimination, and Congress has broad power to enforce
those amendments by appropriate legislation.*4 Congres-
sional actions, however, must remain rooted in the
purpose of the amendments. Accordingly, the Supreme
Court has upheld the ban on electoral changes in section
5 of the Voting Rights Act (the preclearance provision)
because “the Act’s ban on electoral changes that are
discriminatory in effect is an appropriate method of
promoting the purposes of the Fifteenth Amendment,
even if it is assumed that § 1 of the Amendment prohib-
its only intentional discrimination in voting.” City of
Rome v. United States, 446 U.S. 156, 177, 100 S. Ct. 1548,
1562, 64 L. Ed. 2d 119 (1980). Thus, Congress’ decision to
include and retain the “on account of race or color”
language was not merely fortuitous. Indeed, “this limita-
tion was not so much the product of legislative discretion
as constitutional imperative, given that the scope of
Congress’ remedial power under the Civil War Amend-
ments is defined in large part by the wrongs they prohib-
it.” LULAC, 999 F.2d at 854. As the Senate Judiciary
Committee concluded, the proposed amendment to sec-
tion 2 was constitutional because of “the very terms and
operation of the provision, which confine its application
to actual racial discrimination.” S.Rep. No. 417, at 43,
reprinted in 1982 U.S.C. C.A.N. at 177, 221.

“4 Congress’ authority to enforce the Civil War Amendments approx-
imates its power under the Necessary and Proper Clause, as described
by McCulloch v. Maryland, 17 U.S. 316, 4 L. Ed. 579 (1819), to
implement the powers granted by Article 1. See City of Rome v.

45a

In addition, to accept the appellants’ interpretation of
section 2—that is,to read the “on account of race”
language out of the statute by allowing section 2 plain-
tiffs to establish a violation merely by proving numerical
differences in representation levels—would be to create
a de facto right to proportional representation, a result
explicitly prohibited by section 2 itself.*° See 42 U.S.C.

United States, 446 U.S. 156, 174-77, 100 S. Ct.1548, 1560-61, 64 L. Ed.
2d 119 (1980) (approving the preclearance provisions of section 5 of
the Voting Rights Act while expressing no opinion as to the constitu-
tionality of section 2). Indeed, the Court held that “Congress may
prohibit practices that in and of themselves do not violate § 1 of the
[Fifteenth] Amendment, so long as the prohibitions attacking racial
discrimination in voting are ‘appropriate’ as that term is defined in
McCulloch v. Maryland and Ex parte Virginia, 100 U.S. 339 [25 L.
Ed. 676] (1880).” City of Rome, 446 U.S. at 177, 100 S. Ct. at 1561-62.
Quoting Ex parte Virginia, 100 U.S. at 345-46, the Court explained in
South Carolina v. Katzenbach, 383 U.S. 301, 327, 86 S. Ct. 803, 818,
15 L. Ed. 2d 769 (1966), that:

Whatever legislation is appropriate, that is, adapted to carry out
the objects the amendments have in view, whatever tends to
enforce submission to the prohibitions they contain, and to
secure to all persons the enjoyment of perfect equality of civil
rights and the equal protection of the laws against State denial or
invasion, if not prohibited, is brought within the domain of
congressional power.

Similarly, in Katzenbach v. Morgan, 384 U.S. 641, 651, 86 S. Ct. 1717,
1724, 16 L. Ed. 2d 828 (1966), the Court held that legislation enacted
pursuant to section 5 of the Fourteenth Amendment would be upheld
as an appropriate exercise of congressional power if the statute “ ‘is
plainly adapted to [the] end’” of enforcing the Equal Protection
Clause and “is not prohibited by but is consistent with ‘the letter and
spirit of the constitution,’ ” regardless of whether the practices
outlawed by Congress violated the Equal Protection Clause in and of
themselves.

** In amending section 2, the Judiciary Committee noted, with ap-
proval, that “Whitcomb [v. Chavis] and White [v. Regester] both
recognized that, in order to prevail, plaintiffs had to prove more than
that minority members had not elected legislators in proportion to
their percentage of the population.” S.Rep. No. 417, at 23, reprinted
in 1982 U.S.C.C.A.N. at 177, 200; see also id. at 34, reprinted in 1982

Friis

46a

U.S.C. § 1973(b) (“Nothing in this section establishes a
right to have members of a protected class elected in
numbers equal to their proportion in the population.”).
For, under the appellants’ reading, courts would do no
more than simply determine whether black voters are
able to elect their candidates of choice and whether they
might be more effective under a different electoral
arrangement. Taken a step further, the appellants’
interpretation necessarily requires a finding that,
whenever minority candidates are not succeeding in at-
large elections despite the fact that the minority popula-
tion is reasonably large and politically cohesive, the only
possible explanation for the minority candidates’ lack of
success is white bloc voting. Such a holding would
amount to no less than the creation of a right to propor-
tional representation, while also serving to eviscerate
the very reason for the adoption of the Voting Rights
Act—to prevent the abridgement of the right to vote “on
account of race.”

2.

An examination of the legislative history surrounding
the 1982 amendment to the Voting Rights Act (along
with the Supreme Court cases that preceded that legisla-
tion) confirms that racial bias in the voting community
remains the keystone of section 2 vote dilution claims.

Congress amended section 2 in 1982 to overturn the
plurality decision of the Supreme Court in City of Mobiie
v. Bolden, 446 U.S. 55, 100 S. Ct. 1490, 64 L.Ed. 2d 47

U.S.C.C.A.N. at 177, 212 (“If the mere existence of under representa-
tion plus a history of dual schools had been sufficient under White,
then plaintiffs would have won in every lawsuit brought in the Fifth
Circuit [after Zimmer], which was clearly not the case.”).

es Oe

= .
oo * *
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47a

poseful device to further racial ... discrimination,’ ” id.
at 66, 100 S. Ct. at 1499 (quoting Whitcomb v. Chavis,

** See S.Rep. No. 417, at 2, reprinted in 1982 U.S.C.C.A.N. at 177,

Bolden.”); id. at 27, reprinted in 1982 U.S.C.C.A.N. at 177, 205 (“The
‘results’ standard is meant to restore the pre-/Bolden] legal Standard

at 1028-31 (Tjoflat, CJ., specially concurring); see also Gingles, 478

comb.”); LULAC, 999 F.2d at 851 (“The 1982 amendments to § 2 were
intended to ‘codify’ the results test as employed in White and Whit-
comb.”).

48a

veloped around it, into the application of Section 2.”
S.Rep. No. 417, at 32, reprinted in 1982 U.S.C.C.A.N. at
177, 210. Because of this stated purpose to return the
section 2 burden of proof to pre-Bolden standards,‘*’ “it is
to Whitcomb and White that we should look in the first
instance in determining -how great an impairment of
minority voting strength is required to establish vote
dilution in violation of § 2.” Gingles, 478 U.S. at 97, 106
S. Ct. at 2791 (O’Connor, J., concurring).

The Supreme Court began the development of a stand-
ard for racial vote dilution cases in Whitcomb v. Chavis,
403 U.S. 124, 91 S. Ct. 1858, 29 L. Ed. 2d 363 (1971),
which involved a challenge to the multimember, at-large
legislative district scheme in Marion County, Indiana (the
Indianapolis area). In that case, black voters claimed
that the use of at-large elections diluted the voting
strength of minorities in violation of the Equal Protec-
tion Clause of the Fourteenth Amendment.‘** After
noting that multimember district systems are not per se
unconstitutional, 7d. at 142, 91 S. Ct. at 1868, the Court
determined that they “may be subject to challenge

*? Several decisions of this court have recognized that Congress
intended the 1982 amendment to section 2 to restore the standard
that governed vote dilution cases before Bolden. See, e.g., United
States v. Marengo County Comm’n, 731 F.2d 1546, 1562-63 (11th
Cir.), cert. denied, 469 U.S. 976, 105 S. Ct. 375, 83 L.Ed.2d 311 (1984);
see also McMillan v. Escambia County, 748 F.2d 1037, 1041 (Former
5th Cir. 1984).

*® The Fourteenth Amendment states, in pertinent part, that “no
State shall make cr enforce any law which shall abridge the privileges
or immunities of citizens of the United States, nor shall any State
deprive any person of life, liberty, or property, without due process
of law; nor deny to any person within its jurisdiction the equal pro-
tection of the laws.”

49a

where the circumstances of a particular case may ‘oper-
ate to minimize or cancel out the voting Strength -of
racial ... elements of the voting population,’ ” id. at 143,
91 S. Ct. at 1869 (quoting Fortson v. Dorsey, 379 U.S.
433, 439, 85 S. Ct. 498, 501, 13 L.Ed. 2d 401 (1965)). The
Court then turned to the question of how such unconsti-
tutional vote dilution could be proved.

The Court first noted that any schemes “conceived or
operated as purposeful devices to further racial discrimi-
nation” would be struck down under the Equal Protec-
tion Clause. Jd. at 149, 91 S. Ct. at 1872. It found,
however, that the plaintiffs had made no showing that
the system used in urban Indianapolis had been explicit-
ly designed or maintained by the relevant public officials
to dilute the minority vote. Jd. The Court then shifted its
attention from the intent of the legislators who had
framed the electoral System to conditions in the voting
community as a whole. The Court Stressed that invidious
discrimination could not Satisfactorily be proved through
evidence of minority candidates’ lack of success “absent
evidence and findings that {minority voters] had less
opportunity than did other Marion County residents to
participate in the political process and to elect legislators
of their choice.” Jd. To make this showing, the Court
explained that plaintiffs could rely on evidence of Var-
ious objective factors, such as limitations on minority
registration or participation in political parties, that are
probative of the presence or absence of racial bias in all]
levels of the political community and not just of “offi-
cial” discrimination by legislators.49 Thus, Whitcomb

50a

indicates that the actions of the members of the voting
community as a whole, not just the conduct of officials
responsible for designing or maintaining the electoral
structure at issue, are relevant to inquiries into discrimi-
nation in the voting process.

In White v. Regester, 412 U.S. 755, 93 S. Ct. 2332, 37 L.
Ed. 2d 314, the Supreme Court retained proof of invid-
ious discrimination as a requirement of a successful vote
dilution case brought under the Equal Protection Clause.
The Court explained that, in vote dilution cases, it had
“entertained claims that multimember districts are being
used invidiously to cancel out or minimize the voting
strength of racial groups.” Jd., 412 U.S. at 765, 93 S. Ct.
at 2339. The plaintiffs in White challenged, under the
Fourteenth Amendment, the multimember legislative
apportionment plan, which employed multimember dis-
tricts in certain Texas counties. Accordingly, in framing
the constitutional issue before it, the Court explained
that it was required to determine whether the use of
multimember districts had “been invidiously discrimina-
tory against cognizable racial or ethnic groups in those
counties.” Jd. at 756, 93 S. Ct. at 2335.

The plaintiffs in White apparently never attempted to
demonstrate invidious discrimination through proof of
the subjective intent of the legislators who designed or
maintained the challenged election scheme. Instead, the
plaintiffs only offered—and the Court only dis-
cussed—circumstantial evidence that pointed to objec-
tive factors that, like those in Whitcomb, shed light on
the presence or absence of racial bias in the voting

“the failure of the [black community] to have legislative seats in
proportion to its population{ ] emerges more as a function of losing
elections than of built-in bias against poor Negroes. The voting power
of ghetto residents may have been ‘cancelled out’ ..., but this seems
more a euphemism for political defeat at the polls.” Whitcomb, 403
U.S. at 153, 91 S. Ct. at 1874.

5la

community. Echoing the language used in Whitcomb, the
Court framed the relevant standard as follows:

To sustain [vote dilution] claims, it is not enough
that the racial group allegedly discriminated against
has not had legislative seats in proportion to its
voting potential. The plaintiffs’ burden is to produce
evidence to support findings that the political proc-
esses leading to nomination and election were not
equally open to participation by the group in ques-
tion—that its members had less opportunity than did
other residents in the district to participate in the
political processes and to elect legislators of their
choice.

Id. at 765-66, 93 S. Ct. at 2339. The Supreme Court
approved the district court’s use of several objective
factors to determine whether the plaintiffs had met this
burden of proof. Those factors included the state’s histo-
ry of official racial discrimination; the use of certain
voting structures that, although not in themselves
improper or invidious, nevertheless enhanced the oppor-
tunity for racial discrimination; the influence of all-
white political organizations over the process; and the
use of overt racial campaign tactics to defeat candidates
supported by the black community. See id. at 766-67, 93
S. Ct. at 2339-40. Based upon an evaluation of these fac-
tors, the Court affirmed the district court’s determina-
tion that the minority population had been excluded
unconstitutionally from the political process in those
Texas counties.

The relevance of the objective factors discussed in
Whiie clearly was not limited to the narrow issue of
legislators’ intent in the adoption or maintenance of a
challenged voting scheme. Instead, those factors were
indicative of racial bias in the political community as a
whole and of interaction between that bias and the
challenged electoral structure. The opportunity, or lack
of opportunity, to participate in the political process was

52a

proved in White with objective factors that indicated
that the voting scheme, “overlaid, as it was, on the
cultural and economic realities of the [minority] commu-
nity in Bexar County and its relationship with the rest of
the county,” closed the political process to the minority
group. Id. at 769, 93 S.Ct. at 2341.

Whitcomb and White thus established that proof of
invidious discrimination constituted an essential element
of voting rights claims under the Equal Protection
Clause. Plaintiffs could establish this element: (1) by
proving that the legislators or other officials intended to
enact or maintain a discriminatory voting scheme; or (2)
by demonstrating objective factors indicating that the
minority group has less opportunity to participate in the
political process and to elect officials of its choice. As
Justice White recently explained, Whitcomb and White
carry the following theme: “It is not mere suffering at
the polls but discrimination in the polity with which the
Constitution is concerned.” Shaw v. Reno, US. , ,
113 S. Ct. 2816, 2835, 125 L. Ed. 2d 511 (1993) —
J., dissenting).

It was against this jurisprudential backdrop that a
plurality of the Supreme Court in Bolden eliminated the
second of these two methods of establishing invidious
discrimination available to voting rights plaintiffs under
Whitcomb and White—objective factors indicating that
the minority group has less opportunity to participate in
the political process and to elect officials of its choice.
Specifically, the Bolden plurality held that plaintiffs in
voting rights cases, whether claiming a violation of the
Fourteenth Amendment, Fifteenth Amendment, or
section 2 of the Voting Rights Act, “must prove that the
disputed plan was ‘conceived or operated as [a] purpose-
ful device to further racial ... discrimination.’ ” © Bold-
en, 446 U.S. at 66, 100 S. Ct. at 1499 (quoting Whitcomb,
403 U.S. at 149, 91 S. Ct. at 1872). Bolden involved a
challenge to the at-large system of elections for the

53a

three-member city commission governing Mobile, Ala-
bama, whose members jointly exercised legislative and
executive power. In rejecting each of the plaintiffs’
claims, the plurality read the same intent requirement
into both the Civil War Amendments and section 2: An
electoral scheme would be invalidated only where the
plaintiff could prove racially discriminatory intent on the
part of legislators (or other relevant officials) in design-
ing or maintaining the challenged scheme.*! See id. at
62, 66-67; 100 S. Ct. at 1499-1500.

© The plurality reviewed many cases in the process of distilling this
intent test, and it imported from those cases the basic principle that
purposeful discrimination is a requirement for a violation of the
Fifteenth Amendment, citing Gomillion v. Lightfoot, 364 U.S. 339, 81
S. Ct. 125, 5 L. Ed.2d 110 (1960), and Wright v. Rockefeller, 376 U.S.
52, 84 S. Ct. 603, 11 L. Ed.2d 512 (1964), and of the Fourteenth
Amendment, citing Washington v. Davis, 426U.S. 229, 96 S. Ct. 2040,
48 L. Ed. 2d 597 (1976), Arlington Heights v. Metropolitan Hous. Dev.
Corp., 429 U.S. 252, 97 S. Ct. 555, 50 L. Ed. 2d 450 (1977), and
Personnel Adm’r of Massachusetts v. Feeney, 442 U.S. 256, 99 S.
Ct.2282, 60 L. Ed. 2d 870 (1979). See Bolden, 446 U.S. at 62-63, 66-67,
91 S. Ct.at 1497, 1499. The plurality held that, as a matter of statuto-
ry construction, “the language of § 2 no more than elaborates upon
that of the Fifteenth Amendment, and the sparse legislative history
of § 2 makes clear that it was intended to have an effect no different
from that of the Fifteenth Amendment itself.” Jd. at 60-61, 100 S. Ct.
at 1496 (footnote omitted).

* Further evidence that the plurality was altering the standard
established in Whitcomb and White can be derived from the Court’s
holding that the objective factors discussed in those opinions could
not provide sufficient proof of the discriminatory purpose the plurali-
ty opinion now required. See Bolden, 446 U.S. at 73, 100 S. Ct. at
1502-03. As we explain above, those factors are relevant to a deter-
mination of racial bias in the voting community as a whole, not to
racial motivations on the part of the creators of a state’s electoral
scheme. Thus, the Bolden plurality’s holding that the circumstantial
evidence factors alone could not Support a finding of invidious dis-
crimination indicates that only evidence of racial bias on the part of
legislators or other responsible officials could demonstrate the re-
quired discriminatory purpose.

54a

Thus, the legislative history surrounding the 1982
amendment to section 2 supplies significant insight into
Congress’ intent to overturn the Bolden intent test by
codifying White. The Judiciary Committee’s report
makes clear that amended section 2 restored the pre-
Bolden standard by eliminating the absolute requirement
that plaintiffs prove a discriminatory intent on the part
of the legislators or officials responsible for designing or
maintaining the challenged electoral scheme. The 1982
amendment, however, was not designed completely to
eliminate consideration of the presence or absence of
racial bias from the vote dilution inquiry; instead, it was
meant merely to restore the invidious discrimination
requirement as articulated by the Whitcomb and White
Courts. Thus, under section 2 as amended, a plaintiff
once again may demonstrate a violation by proving
either: (1) the subjective discriminatory motive of legisla-
tors or other relevant officials; or (2) the existence of
objective factors demonstrating that the _ electoral
scheme interacts with racial bias in the community and
allows that bias to dilute the voting strength of the
minority group.

b.

Appearing before this court as amicus curiae on behalf
of the United States, the Department of Justice joined
the appellants in opposing the foregoing reading of the
legislative history and pre-amendment case law sur-
rounding section 2. The Department contends that sec-
tion 2 does not require any proof whatsoever of inten-
tional discrimination or racial animus; to consider a lack
of racial bias in the voting community as a means of
avoiding a section 2 vote dilution claim under the totali-
ty of the circumstances, the Department contends,
would be to reintroduce the type of intent-based inquiry

‘65a

Because of the Symbolic power of that characterization,
we address the Department’s reading of the legislative
history in some detail.

tee’s report, particularly the comment that “the specific
intent of [the 1982] amendment is that the plaintiffs may
choose to establish discriminatory results without prov-
ing any kind of discriminatory purpose.” S.Rep. No. 417,
at 28, reprinted in 1982 U.S.C.C.A.N. at 177, 205-06.This
expression of legislative intent, the Department argues,
forecloses the reading into the statute of any require-
ment that the presence or absence of racial bias in the
voting community be considered in determining whether
a section 2 violation has been established.

As noted above, however, the overriding intent of the
1982 amendment to section 2, as expressed repeatedly in
the Senate Report, was to reject the position of the
plurality in Bolden, “which required proof that the
contested electoral practice or mechanism was adopted
or maintained with the intent to discriminate against
minority voters.” Gingles, 478 U.S. at 43-44, 106 S. Ct. at
2762-63. The Department of Justice, however, contends
that the goals Congress sought to achieve were broader:

was attributable to racial considerations would “frustrate the goals
Congress sought to achieve by repudiating the intent test of
[Bolden].” Gingles, 478 U.S. at 71, 106 S. Ct. at 2777.

56a

to divorce the issue of racial bias from the section 2
inquiry altogether and essentially to limit the relevant
considerations to the rate of minority electoral success at
the polls. “Given the palpable tension between ‘the goals
Congress sought to achieve’ and those it actually ex-
pressed, it is hardly surprising that the principles [the
appellants] purport[ ] to locate in the Senate Report bear
only a passing resemblance to those offered by
Congress.” LULAC, 999 F.2d at 862. The Senate Report
leaves no doubt that Congress’ view of the vice of the
Bolden decision comports with our description above:

In pre-Bolden cases piaintiffs could prevail by
showing that a challenged election law or procedure,
in the context of the total circumstances of the local
electoral process, had the result of denying a racial
or language minority an equal chance to participate
in the electoral process. Under this results test, it
was not necessary to demonstrate that the chal-
lenged election law or procedure was designed or
maintained for a discriminatory purpose.

S.Rep. No. 417, at 16, reprinted in 1982 U.S.C.C.A.N. at
177, 193. The Committee thus concluded that the Bolden
“intent test places an unacceptably difficult burden on
plaintiffs” because “it diverts the judicial [inquiry] from
the crucial question of whether minorities have equal
access to the electoral process to a historical question of
individual motives.” Id. The Whitcomb and White deci-
sions, in the Committee’s view, were correct because “in
neither ...did the Supreme Court undertake a factual
examination of the intent motivating those who designed
the electoral districts at issue.” /d. at 22, reprinted in
1982 U.S.C.C.A.N. at 177, 200.

In context, therefore, the phrases from the Senate
Report highlighted by the Department of Justice and the
appellants refer to this particular form of intent.®* The

58 Our reading of the Senate Report comports with the conclusion
reached by the Fifth Circuit. See LULAC, 999 F.2d at 862 (“The

_ 57a

Report states that the intent test “asks the wrong ques-
tion” precisely because it probes the racial motivations
of lawmakers (and not because it inquires into racial bias
in general):

(if an electoral System operates today to exclude
blacks or Hispanics from a fair chance to participate,
then the matter of what motives were in an offi-
cial’s mind 100 years ago is of the most limited
relevance.... If [minorities] are denied a fair oppor-
tunity to participate ... the System should be
changed, regardless of what may Or may not be
provable about events which took place decades ago.

S.Rep. No. 417, at 36, reprinted in 1982 U.S.C.C.A.N. at
177, 214; see also Shaw, U.S. at , 113 S. Ct. at 2823
(“In 1982, [Congress] amended § 2 of the Voting Rights
Act to prohibit legislation that results in the dilution of a
minority group’s voting strength, regardless of the legis-
lature’s intent.”). Statements in the Report about avoid-
ing a requirement that plaintiffs prove “discriminatory
intent” must be considered in light of the meaning pro-
vided to that phrase in the document as a whole, where-
in the Committee expressed its intent to overturn the
Bolden legislative intent requirement. The many refer-
ences to “intent,” “motivation,” and “purpose” through-
out the report therefore must be read to refer to the
intent of those responsible for erecting or maintaining
the challenged scheme.*4

Senate Report quite unambiguously declares that Congress intended
to “make clear that plaintiffs need not prove a discriminatory purpose

in order to establish a violation.’ ”).

** In the section of the Senate Report dealing with the operation of
amended section 2, the Committee consistently contrasts the results
test, which it adopts, with the forbidden intent test, because the
former avoids inquiry into the motivations of legislators. For example,
the Committee noted:

58a

Not only does the context of the passage from the
Senate Report clearly indicate what Congress meant by
forbidden inquiry into discriminatory intent, but the
Committee’s language in other sections of its report also
demonstrates a congressional desire to retain a basic
inquiry into racial bias in the voting community—an
inquiry that is qualitatively different from the question
whether a challenged election law or procedure was
designed or maintained for a discriminatory purpose. The
Senate Report explains:

The results test makes no assumptions one way or
the other about the role of racial political considera-
tions in a particular community. If plaintiffs assert
that they are denied fair access to the political
process, in part, because of the racial bloc voting
context within which the challenged election system
works, they would have to prove it.

S.Rep. No. 417, at 34, reprinted in 1982 U.S.C.C.A.N. at
177, 212. The Judiciary Committee thus explicitly recog-

The amendment to the language of Section 2 is designed to
make clear that plaintiffs need not prove a discriminatory pur-
pose in the adoption or maintenance of the challenged system [or]
practice in order to establish a violation. Plaintiffs must either
prove such intent, or, alternatively, must show that the chal-
lenged system or practice, in the context of all the circumstances
in the jurisdiction in question, results in minorities being denied
equal access to the political process.

S.Rep. No. 417, at 27, reprinted in 1982 U.S.C.C.A.N. at 177, 205
(footnote omitted). The Committee continued: “If the plaintiff pro-
ceeds under the ‘results test’, then the court would assess the impact
of the challenged structure or practice on the basis of objective fac-
tors, rather than making a determination about the motivations
which lay behind its adoption or maintenance.” Jd. The Committee,
therefore, drew a distinction between the forbidden inquiry into the
motives of the designers of an electoral scheme and the use of objec-
tive factors to evaluate whether minorities are denied equal access to
the political process on account of race—an evaluation that focuses
on racial bias in the voting community.

Id. at 33, reprinted in 1982 U.S.C.C.A.N. at 177,211. In

electoral process.

In the context of such racial bloc voting, and other
factors, a particular election method can deny
minority voters equal Opportunity to Participate
meaningfully in elections.

Separating, within the meaning of the Voting Rights Act,
those jurisdictions in which minority voters have an

These objective factors, as discussed above, bear on the existence or
nonexistence of racial bias in the community as a whole.

60a

equal opportunity to participate from those in which
they do not.*

Contrary to the assertion of the appellants and the
Department of Justice, permitting inquiry into racial bias
would not reintroduce into section 2 cases the divisive-
ness that Congress sought to eliminate. In language
heavily relied on by these parties, the Senate Report
explains that exploring racial motivations as an element
of proof is divisive because “it involves charges of racism
on the part of individual officials or entire
communities.” Jd. at 36, reprinted in 1982 U.S.C.C.A.N.
at 177, 214. Significantly, however, the Senate Report
continues on in the very same paragraph to reproduce
testimony suggesting that this concern arises because,
under the Bolden intent test, “litigators representing
excluded minorities will have to explore the motivations
of individual council members, mayors, and other citi-
zens. The question would be whether their decisions
were motivated by invidious racial considerations.” Id.
(emphasis added). Moreover, an inquiry into racial bias
in the voting community, using objective factors, does
not require that any individuals be labelled as racists
because section 2 contemplates proof by circumstantial -
evidence.*?

5* As a panel of this court has explained, “this section of the Senate
Report makes it clear that section 2 is intended not to create race-
conscious politics, but to remedy it where it already exists.” Marengo,
731 F.2d at 1567.

57 As Professor (and now Solicitor General) Drew Days testified
during the congressional hearings, “in those jurisdictions where the
evidence supports the conclusion that a combination of public and
private actions, over time, have succeeded in ‘fencing out’ minorities
from the electoral process, [it is] difficult to understand how requiring
that corrective measures be undertaken brands that community and
its officials as ‘racists,’ as some critics of the proposed Amendment
have suggested.” Hearings on the Voting Rights Act Before the Sub-
comm. on the Constitution of the Senate Comm. on the Judiciary,
97th Cong.,2d Sess. 1402 (statement of Prof. Drew S. Days, I, Yale
Law School).

6la

3.

The legislative history, therefore, does not revea] an
intent on the part of Congress to limit the section 2
inquiry to numbers alone, without any corresponding
consideration of racial bias. Such a position directly
contravenes the language of section 2, which prohibits
voting practices that deny minority voters equal access
to the political process on account of race. Indeed,
“without an inquiry into the circumstances underlying
unfavorable election returns, courts lack the tools to
discern results that are in any sense ‘discriminatory,’ and
any distinction between deprivation and mere losses at
the polls becomes untenable.” LULAC, 999 F.2d at 850.
As we have emphasized, and as the Supreme Court
recognized in Gingles, “the essence of a § 2 claim is that
a certain electoral law, practice, or structure interacts
with social and historical] conditions to cause an inequali-
ty in the opportunities enjoyed by black and white
voters to elect their preferred representatives.” 58 Gin-
gles, 478 U.S. at 47, 106 S. Ct. at 2764. Unless the tend-
ency among minorities and white voters to support dif-
ferent candidates, and the accompanying losses by
minority groups at the polls, are somehow tied to race,
voting rights plaintiffs simply cannot make out a case of
vote dilution.

C.

In summary, a plaintiff must prove invidious discrimi-
nation in order to establish a violation of section 2 of the
Voting Rights Act. Specifically, the plaintiff may prove
either: (1) discriminatory intent on the part of legislators

** See also id. at 1367-68 (statement of Prof. Days) (explaining that
1982 amendment to section 2 was designed to restore a remedy in
cases “where a combination of public activity and private discrimina-
tion have joined to make it virtually impossible for minorities to play
a meaningful role in the electoral process”).

62a

or other officials responsible for creating or maintaining
the challenged system; or (2) objective factors that,
under the totality of the circumstances, show the exclu-
sion of the minority group from meaningful access to the
political process due to the interaction of racial bias in
the community with the challenged voting scheme.
Given the obvious fact that evidence of legislators’ bias
will generally be difficult to find, we envision that sec-
tion 2 plaintiffs usually will pursue the second option,
the “results test.”

The contours of the proper inquiry under the results
test emerge from the Supreme Court’s opinion in Gin-
gles, which identified three preconditions to obtaining
relief under section 2.5° A plaintiff cannot obtain relief
unless he or she can establish: (1) the existence of a
permissible remedy (in legislative cases like Gingles, the
existence of a sufficiently large and compact minority
group to constitute a single-member district); (2) that the
m

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386012_1366%3A2. Public record. Not legal advice.
