# Opposition Brief — Class v. Williams

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1995
- **Citation:** 514 U.S. 1032

## Text

! Bavtens

FEB 16 1995

| pane of GE ome

Docket No.94-1289
IN THE

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1994

JOE CLASS, WARDEN, SOUTH DAKOTA STATE PENITENTIARY, AND
MARK W. BARNETT, ATTORNEY GENERAL, STATE OF SOUTH DAKOTA,

Petitioners,
vs.
WILLIE WILLIAMS, III,
Respondent.

+

On Petition for Writ of Certiorari to the
United States Court of Appeals for the Eighth Circuit

RESPONDENT'S BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI

DOUGLAS E. HOFFMAN
Counsel of Record
GIBBS, FEYDER, MYERS,
PETERS & HOFFMAN
Attorneys for Respondent
P. O. Box 1085
Sioux Falls, SD 57101-1085
(605) 336-3700

QUESTION PRESENTED
WHETHER THE EX POST FACTO CLAUSE PROHIBITS REVOCATION OF AN
INMATE'S GOOD TIME CREDITS AS PUNISHMENT FOR A PAROLE VIOLATION,
UNDER STATUTORY AUTHORITY ENACTED IN 1983, WHICH WAS AFTER THE

INMATE'S 1981 CRIMINAL CONVICTION, BUT WAS PRIOR TO HIS 1987

PAROLE VIOLATION?

TABLE OF CONTENTS
Page

QUESTIONS PRESENTED ...... cece cc ccc ccccrccrccces 1
ye Soe Ble BP ty, * by 8 : eer ee ye ee ee 1il
RELEVANT STATUTORY PROVISIONS .....2. cc cccccccccece 2
STATEMENT OF THE CASE .. cc ccccsccccccscvccsscvcecs 5
SUMMARY OF ARGUMENT 2. cc cc ccc ccc ccc ccc sccccessceses 8
DIE nn on cc cence tc reese chet eretsetassnaweseass 10
1. The Circuit Court Decision Below is Correct 10

2. There is No Legitimate Basis to Grant
Cexctiovrari iss CRAG CABO 2. cseciescccssicven 16
COREE n-wicceew bh nese en be Keene 68S a eee ee eee rw |

=e

Cases Cited: Page
Bailey v. Gardebring, 940 F.2d 1150,

rs ek ee ke we Cee eae ee eee 17
Beazell v. Ohio, 269 U.S.2d 167, 169-70 (1925)... 9
Beebe v. Phelps, 650 F.2d 774 (5th Cir. 1981) ..10, 14, 20
Cavanaugh v. Roller, 984 F.2d 120 (4th Cir. 1993)

cert. dismissed, 126 L.Ed.2d 409 (1993) ..... 16
Collins v. Youngblood, 497 U.S. 37 (1990) ........ 9
Ewell v. Murray, 11 F.3d 482 (4th Cir. 1993) ..... 17
Fender v. Thompson, 883 F.2d 303 (4th Cir. 1989)... passim
Garner v. Howell, 840 F.2d 660 (8th Cir. 1988)... 21
Greenfield v. Scafati, 277 F.Supp. 644 (D. Mass. 1967)

aff'd mem. 390 U.S. 713, 88 S.Ct. 1409,

Ue RR a | eee ee eee rene passim
Humphrey v. Cady, 405 U.S. 504 (1972) ............ 16
Munger v. Erickson, 979 F.2d 1323 (8th Cir. 1992) 21
Schwindling v. Smith, 777 F.2d 431 (8th Cir. 1985) 21
State v. Bermudze, 974 F.2d 12 (2nd Cir. 1992) ... 20
United States v. Blackston, 940 F.2d 877

les RR OS eee ee a eee 20
United States v. Celestine, 905 F.2d 59

Re ws nea Nines & Uke ee Oke 20
United States v. Green, 810 F.2d 999 (llth Cir. 1986) 20
United States v. Paskow, 11 F.3d 873

ee ES 6s We ea ee Pe a ae oie 6b 6 bale 10, 135, 26
United States v. Patterson, 820 F.2d 1524

I ARE. iin oc cada obs bea eae 6 eo ea ede e A 20
United States v. Schramm, 9 F.3d 741 (9th Cir. 1993) 19
Weaver v. Graham, 450 U.S. 24 (1981) ........... passim

-iii-

Williams, In re Revocation of the Parole of,

488 N.W.2d 667, 669 (SD 1992) ............... passim
Yamamoto v. Parole Commission, 794 F.2d 1294
a er a 10, 16
Statutes Cited:
ee EE Vcc esc a teeters cee ree eweenreseceneues 16
te PRT bases see w eee eers es eversewsvosecenecs 9
Se EOE Gude Gb eho es cence ere swears seccceseress 9
ot a DE ee er eee a ee ee er 6,939,147
Bs ORO EE bcs bb era ter ar de tegen seacsesersseness 5
Ce AR EE SE ee ae eee a ee ee ee ee passim
Other:
United States Constitution at Article I, §10 ..... 10

1983 South Dakota Session Law, Ch. 201 ............ 8,9

Docket No. 94-1289
IN THE :

SUPREME COURT OF THE UNITED STATES

OCTOBER TERM, 1994 8

JOE CLASS, WARDEN, SOUTH DAKOTA STATE PENITENTIARY, AND
MARK W. BARNETT, ATTORNEY GENERAL, STATE OF SOUTH DAKOTA,

Petitioners,
vs.

WILLIE WILLIAMS, III,

Respondent.

On Petition for Writ of Certiorari to the
United States Court of Appeals for the Eighth Circuit

RESPONDENT'S BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI

TO THE HONORABLE SUPREME COURT:

The Respondent, Willie Williams, III, respectfully requests
that this Court deny the Petition for Writ of Certiorari submitted
by the Petitioners, Joe Class, Warden, South Dakota State

Penitentiary, and Mark W. Barnett, Attorney General, State of

South Dakota.

RELEVANT STATUTORY PROVISIONS

SDCL §24-5-1

Every inmate sentenced for any term less than
life..., subject to the provisions of §§24-2-
17 and 24-2-18, is entitled to a deduction of
four months from his sentence for each year
and pro rata for any part of a year for the
first year to the tenth, and six months for
the tenth year and for each year thereafter
until the expiration of the period of the
sentence as pronounced by the Court, for good
conduct.

SDCL §24-5-2

Whenever any inmate has been discharged under
the provisions of §24-5-1, he shall at the
time of his discharge be considered as
restored tc the full rights of citizenship
At the time of the discharge of any inmate
under the provisions of this chapter, he s
receive from the Secretary of Corrections a
certificate stating that he has been restore
to the full rights of a citizen. If an inmat
r—)

is on parole at the time he becomes eligible
for discharge, the Secretary of Corrections
shall issue a like certificate, which shall be
due notice that such inmate has been restored
to the full rights of a citizen.

SDCL §24-15-13

Parolees shall at all times be considered
confined, in the legal custody of the warden
of the penitentiary and shall remain under
conviction for the crime for which they were
convicted and sentenced.

SDCL §24-15-1.1

Parole is the discretionary conditional
release of an inmate from actual penitentiar
custody before the expiration of his term of
imprisonment. The prisoner remains an inmate
under the legal custody of the Department of
Charities and Corrections until the expiration
of his term of imprisonment.

ro

SDCL §24-2-17

The warden of the penitentiary shall keep a
true record of the conduct of each convict,
specifying therein each infraction of the
rules of discipline. Each convict shall be
notified of every entry on his record of each
such infraction of the rules of discipline and
shall have thirty days to challenge the
validity of the entry or the disciplinary
sanction imposed by notifying the warden
thereof. After investigation, the warden may
remove the entry or modify the imposed
disciplinary sanction. Such record shall be
used whenever the question of any convict's
eligibility for parole or discharge shall
arise under and by virtue of SDCL §24-5-1.

SDCL §24-2-18 E

The warden may, at any time prior to a
convict's final discharge, consider
recommendations of the Disciplinary Committee
pertaining to the withholding of statutory
time granted for good conduct and may
recommend to the Board of Charities and
Corrections that the reduction of time for
good conduct under and by virtue of §24-5-1 be
withheld in full or in part. The Board shall,
after hearing, then fix the amount of time
earned by good conduct to be withheld. The
Gecision of the Board is final.

1978 South Dakota Session Law, Ch. 186 §30

The Executive Director of the Board of Pardons
and Paroles may issue an Order to Show Cause
why parole should not be revoked whenever he
or the Board is satisfied that:

(1) a parolee is violating or has violated the
regulations or restrictions that are placed
upon him by the Board;

(2) a parolee has failed to report himself to
the Office of Correctional Services;

(3) a parolee has failed to answer inquiries
made by the Office of Correctional Services;
or

(4) the purposes or objects of parole are not
being served.

1978 South Dakota Session Law, Ch. 186 §31

The Executive Director shali issue a warrant
co the warden of the penitentiary, any law
enforcement officer, or any parole agent of
the Office of Correctional Services, directing
that the parolee named be arrested and
returned to the state penitentiary under the
terms of his original conviction and sentence,
pending a hearing on the alleged violations.
[T]he parolee is to be returned to the
penitentiary, there to be held for a hearing
to be held before the Board of Pardons and
Paroles to determine whether the parole should
be revoked. ...If the Board is satisfied that

1983 South Dakota Session Law, Ch. 201

If the Board of Pardons and Paroles is
satisfied that any provision of §24-15-20 has
been violated, it may revoke the parole and
reinstate the terms of the original sentence
and conviction. In addition, the Board is
authorized to order the reduction of time in
full or in part for good conduct granted under
§24-5-1. If the Board does not find that the
provisions of §24-15-20 have been violated, it
may restore the parolee to the original terms
and conditions of his parole.

1986 South Dakota Session Law, Ch. 209

If the Executive Director of the Board is
satisfied that any provision of §24-15-20
been violated, the Executive Director may
issue a warrant to the warden of the
penitentiary, any law enforcement officer, or
parole agent of the Office of Correctional
Services, directing that the parolee named be
arrested and returned to the state
penitentiary under the terms of his original
conviction and sentence, pending a hearing on
the alleged viclations. Upon the issuance of
the warrant, the running of the parole
supervision time shall be suspended until the
Board has entered its final order on the
revocation. The Board shall credit the inmate
with time spent in custody as a direct result
of the parole violation.

ox
fy
7)

STATEMENT OF THE CASE

The single question presented by the Petitioners is “whether :
the ex post facto clause prohibits revocation of an inmate's good z
time credits as punishment for a parole violation, under statutory
authority enacted in 1983, which was after the inmate's 1981
criminal conviction, but was prior to his 1987 parole violation." %
A second issue was litigated before the District Court below, to-
wit: ;
Whether application of SDCL §24-15-21 to toll E
the running of Respondent's sentence upon the =

issuance of the parole violation warrant on
February 2, 1988, constituted the A

unconstitutional application of an ex post #
facto law. %

Respondent's good time release date was October 14, 1990. His
parole revocation hearing occurred over six months later on April
26, 1991. The legisiation providing that the issuance of a parole
violation warrant would toll the running of parole supervision
time was enacted in 1986, five years after Respondent's original
conviction.

In granting the writ of habeas corpus, the District Court
ruled in favor of Respondent, holding that application of the
tolling provision was ex post facto. Because the sentence was
fully served prior to the revocation of the good time credits, the
revocation was ineffectual. Therefore, the District Court granted
the Writ of Habeas Corpus and ordered that Respondent be released
from the penitentiary.

In addition, the District Court ruled in Respondent's favor

on the question presented before this Court. The change in South

Dakota statutory law which provided for revocation of good time
credits as a sanction for a parole violation was enacted in 1983,
again after Respondent's original conviction. The District Court
held that application of this legislation to the Respondent was
retrospective and prejudicial to Respondent. Consequently, the
District Court ruled that Respondent was entitled to habeas relief

on that issue as well.

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On appeal, the United States Court of Appeals fo
Circuit affirmed the District Court's ruling that the good time
credit statute, as applied to Respondent, was ex post facto. The
Eighth Circuit found it unnecessary to reach the tolling statute
issue and thus expressly declined to consider it. This Petition
for Writ of Certiorari, therefore, only seeks review of the good
time credit matter, as set forth by the Petitioners in their
Question Presented. Respondent's arguments will thus be confined
to that issue.

The Respondent, Willie Williams, III, was convicted of first
degree rape in Pennington County, South Dakota, on December 1v
1981, and sentenced to fifteen years in the state penitentiary.
Respondent's pre-trial detention began on October l4, 1981, and
therefore, with credit for time served, his “straight time"
release date was October 14, 1996. As reflected in the South
Dakota State Penitentiary Entrance Record and Date Calculation
Review document, Respondent was granted six years good time credit
pursuant to SDCL §24-5-1, advancing his release date to October

i a
LitlaAalms

sS
x

14, 1990. See In re Revocation of the Parole of Willie

III, 488 N.W.2d 667, 669 (SD 1992).

Respondent was paroled on December 21, 1984, and subsequently
returned to his home state of South Carolina, where he was
supervised by local authorities pursuant to the Interstate Compact
for Supervision of Parolees. He entered into business there and
an IRS lien was imposed on the business. As a result of the lien,
one of his business checks to Southern Bell Telephone did not
clear the bank, resulting in Respondent's arrest on the charge of
writing a fraudulent check. Respondent received a one year
sentence, suspended, with probation and restitution in the amount
of the check and 120 hours of public service.

On December 8, 1987, Respondent was arrested in Charleston
County, South Carolina, on a charge of first degree murder
relating to a homicide which allegedly occurred in March of 1986.
He was taken into custody and held pending trial. A warrant for
the arrest of Respondent for an alleged violation of parole,
predicated upon the fraudulent check conviction, was issued by the
South Dakota Board of Pardons and Paroles on February 2, 1988.
However, no disposition of the warrant was attempted at that time.
In May of 1988 Respondent stood trial in South Carolina and was
convicted of the murder charge, and thereafter was sentenced to
life imprisonment.

On January 7, 1991, Respondent's murder conviction was
reversed by the South Carolina Supreme Court, and the case was
remanded for a new trial. Respondent remained in custody,
however, as a pretrial detainee. On February 26, 1991, South

Dakota issued a detainer message to South Carolina relating to the

February 2, 1988 arrest warrant. When, in March of 1991,

Respondent posted bond for release pending re-trial in South

Carolina, he was detained pursuant to the warrant and returned to
South Dakota. A parole revocation hearing was held in Sioux
Falls, South Dakota, on April 26, 1991, after which the Board of
Pardons and Paroles entered the following Order:

[(T]hat the parole heretofore granted by tiie

Board of Pardons and Paroles to Willie

Williams, III, on the 16th day of November,

1984, be hereby revoked with the loss of six

(6) years good time; no dead time.
Pursuant to said Order, Respondent was remanded to the South
Dakota State Penitentiary to be incarcerated there until October
14, 1996. Following unsuccessful appeals to the South Dakota
Circuit Court and South Dakota Supreme Court, Respondent was
released pursuant to the United States District Court's Writ of
Habeas Corpus which was granted July 26, 1993 and affirmed by the
United States Court of Appeals on August 31, 1994. Petitioners’
suggestion for a rehearing en banc and Petition for rehearing by
the panel were both denied by the Circuit Court on October 20,
1994.

SUMMARY OF ARGUMENT
Respondent's good time release date was October 14, 1990.

Under South Dakota law, Respondent's sentence expired on that date
unless the 1983 amendment to SDCL §24-15-24 (1983 South Dakota
Session Law, Ch. 201), authorizing the parole board to revoke good
time credits as a sanction for a parole violation, could be
applied to him without violating the ex post facto clause. Im re

Williams, 488 N.W.2d 667, 669 (SD 1992). At the parole revocation

hearing which was held on April 26, 1991, the parole board revoked

j

Respondent's parole with the loss of six years good time. But for

the taking of those six years of good time credits, Respondent's

sentence expired on October 14, 1990. SDCL §24-5-1; In re a

Williams, supra, at 669.
It is undisputed that at the time of Respondent's underlying i

conviction there was no provision under South Dakota law granting

¢
the Board of Pardons and Paroles or any other entity the authority
to revoke a prisoner's statutorily granted good time credits as a 3
sanction for a parole violation. See In re Williams at 670. |
Rather, good time credits could be revoked only within the strict
confines of a statutory criteria set forth at SDCL §24-2-17 and
§24-2-18. None of the predicates to the withholding of good time

credits under those statutes ever occurred in Respondent's case.

In Collins v. Youngblood, 497 U.S. 37 (1990), the United

States Supreme Court held that “any statute...which makes more

burdensome the punishment for a crime after its commission...is
prohibited as ex post facto." Id. at 42, quoting Beazell v. Ohio,

269 U.S.2d 167, 169-70 (1925). Indeed, this constitutional

prohibition is addressed to laws, whatever their form, which
increase punishment. Id. The issue before this Court is whether
application of SDCL §24-15-24, as amended by 1983 Session Law Ch.
201, to Respondent works to increase his punishment for the crime
of rape, for which he was convicted and sentenced on December 10,
1981. The answer to this question is clear. Absent application
of the 1983 amendment, Respondent's sentence expired on October

14, 1990. If the statute is applied, six years of good time

credits are revoked, extending his sentence to October 14, 1996.

The net result is that Respondent's punishment was increased by
six years.

Given that, under the South Dakota statutes existing at the
time of Respondent's conviction and sentence, the state had no
authority to withhold Respondent's good time credits as a sanction
for a parole violation, it fellows that application of SDCL §24-
15-24, as amended in 1983, to Respondent constitutes the
unconstitutional application of an ex post facto law. Weaver v.
Graham, 450 U.S. 24 (1981); Greenfield v. Scafati, 277 F.Supp. 644
(D. Mass. 1967), aff'd mem. 390 U.S. 713 (1968); United States v.
Paskow, 11 F.3d 873 (9th Cir. 1993); Fender v. Thompson, 883 F.2d
303 (4th Cir. 1989); Yamamoto v. Parole Commission, 794 F.2d 1294
(8th Cir. 1986); Beebe v. Phelps, 650 F.2d 774 (5th Cir. 1981).
All of the United States Courts of Appeals which have addressed
analogous situations have ruled in accordance with the decision of
the Eighth Circuit below, which is dictated by the precedent of
this Court. There is no cognizable issue worthy of the Writ of
Certiorari and the Petition therefore should be denied.

ARGUMENT
1. ; >; ‘ ee ;

The United States Constitution a_ Article I, §10 states that
"In]Jo state shall...pass any...ex post facto law." The seminal
case interpreting the federal ex post facto clause 1s Weaver v.
Graham, 450 U.S. 24 (1981). The issue in Weaver was whether a

-Florida statute, enacted after the defendant's conviction and
which reduced the availability of good time credits to inmates,

was unconstitutional as an ex post facto law when applied to him.

10

450 U.S. at 25. Therein, the United States Supreme Court made
clear that the ex post facto prohibition forbids states to enact
any law which imposes "punishment more severe than the punishment
assigned by the law when the act to be punished occurred." Id. at
28, 30. In Weaver, this Court set forth the following test for
analyzing ex post facto claims:
[T]wo critical elements must be present for a
criminal or penal act to be ex post facto: it
must be retrospective, that is, it must apply ;
to events occurring before its enactment, and :
it must disadvantage the offender affected by
pt
Id. at 29. The Court explicitly held that a law need not impair a
vested right to violate the ex post facto clause. Id. Rather,
critical to relief under the ex post facto clause is not an
individual's right to less punishment, but lack of fair notice and
governmental restraint when the legislature increases punishment
beyond what was prescribed when the crime was committed. Id.
Thus, even if the statute merely alters penal provisions accorded
by the grace of the legislature, it violates the clause if it is
both retrospective and more onerous than the law in effect on the
date of the offense. Id. at 30-31.
In the Petition for Writ of Certiorari, Petitioners embrace
the holding of the South Dakota Supreme Court in this matter below
to the effect that the 1983 amendment to SDCL §24-15-24 was not
applied retrospectively to Respondent, based upon the following
argument:
The 1983 statute authorized the Board to
reduce an inmate's good time credits for

parole violations. This 1983 statute was
enacted and in effect when Williams was

11

paroled in 1984. ...[T]here was no
retrospective application of the 1983 statute.

In re Williams 488 N.W.2d 667, 670 (SD 1992). The South Dakota
Supreme Court did not cite any authority for this holding. Nor
could it. The holding is clearly contradicted by controlling
United States Supreme Court decisions. This was recognized by the
District Court and the Circuit Court below in their well-reasoned
decisions granting the writ.

Petitioners' interpretation of "retrospective" is refuted by
the United States Supreme Court in Weaver v. Graham. In Weaver,
the petitioner pleaded guilty to second degree murder on January
31, 1976. Id. at 450 U.S. 25. On January 1, 1979, the good time
statute applicable when Weaver was convicted was amended to his
disadvantage. The amended statute was applied to Weaver. The
respondent in Weaver raised a form of the same argument stated by
the South Dakota Supreme Court. That is, because Weaver's good
time credits were calculated under the more restrictive law only
after its enactment, and that good time credits were allotted for
his time served prior to the amendment pursuant to the predecessor
statutes, the law was not retrospective. This argument was
rejected by this Court:

The respondent maintains that Florida's 1978
law altering the availability of gain time is
not retrospective because on its face, it
applies only after its effective date.... This
argument fails to acknowledge that it is the
effect, not the form, of the law, that
determines whether it is ex post facto. The
critical question is whether the law changes
the legal consequences of acts committed
before its effective date. In the context of

this case, the question can be recast as
whether [the 1979 statute] applies to

12

. er : 1 bef
the provision's effective date. Clearly, the
answer is in the affirmative. The respondent
concedes that the state uses [the statute]
which was implemented on January 1, 1979, to
calculate the gain time available to
petitioner, who is convicted of a crime
occurring on January 31, 1976. Thus. the

6 hed j i j

rim

> guplhiie SARS ee os ae

Id. at 450 U.S. 31 (emphasis added).

In essence, the Weaver court held that it was not material
that the new good time statute was applied to only events which
occurred after its enactment. Rather, the salient issue was that
the statute was applied to a prisoner who was originally convicted
prior to the statute's enactment. |

The above holding was first articulated in Greenfield v.
Scafati, 277 F.Supp. 644 (D. Mass. 1967) aff'd mem., 390 U.S. 713
(1978), where a statute enacted after the inmate's conviction
provided for forfeiture of good time credits for violation of
parole. 277 F.Supp. at 644-45. That is the precise issue raised by
Petitioners herein. The inmate in Greenfield suffered forfeiture
of good time credits because of a parole violation pursuant to a
statute which was enacted after his original conviction, but prior
to the date of his parole. 277 F.Supp. at 645.

The Scafati court held that, because there was no provision
for revocation of good time credits for violation of parole at the

: . ; 1 of bi btm)
application of the amendment to him was both detrimental and

retrospective. 277 F.Supp. at 645-46. Petitioner had no “fair
notice" of this element of the sentence at the time that he

13

committed the crime for which he was originally convicted. Id.
Therefore, the statute was ex post facto as applied to him. This
decision was affirmed on direct appeal to the United States
Supreme Court by memorandum without written opinion. 390 U.S. at
713. The Greenfield decision was cited with approval by this Court
in Weaver v. Graham. 450 U.S. at 34. Justice Blackman stated
that the Greenfield decision was the controlling precedent that
required his concurrence with the majority opinion in Weaver. Id.
at 37, Blackman, J. concurring.

In an analogous case, the Fifth Circuit Court of Appeals in
Beebe v. Phelps, 650 F.2d 774 (5th Cir. 1981) reached the same
result. Beebe, like Greenfield, involved the question of whether a
statute enacted after the inmate's conviction, but prior to his
parole, and which provided for forfeiture of good time credits for
violation of parole, was ex post facto when applied to that
inmate. 650 F.2d at 775. The Beebe court rejected an argument
similar to the one raised by Petitioners herein:

The crucial issue here, however, is not that
petitioner had notice that he would forfeit
his accrued good time if he violated parole,
but that the forfeiture provision, which was
passed after the commission of the [underlying
offense], alters his punishment for that
offense to his disadvantage. The forfeiture
is not a punishment for the [offense which
constituted the parole violation]. Rather,
the forfeiture of good time is a sanction that
extends the time remaining on petitioner's
original sentence. The practical effect is a
statutory increase in punishment for the first

offense, enacted subsequent to the commission
of the offense.

It appears that Greenfield v. Scafati, 277
F.Supp. 644 (D. Mass. 1967) aff'd mem. 390

14

U.S. 713, 88 S.Ct. 1409, 20 L.Ed.2d 250 (1968)
controls this case.

Id. at 776.

An analogous issue was recently decided in favor of the
inmate by the Ninth Circuit Court of Appeals in United States v.
Paskow, 11 F.3d 873 (9th Cir. 1993). The issue in Paskow was

whether the ex post facto clause is violated

when a statutory amendment that increases a

penalty to be imposed upon the revocation of

supervised release is applied in a case in

which the underlying offense was committed

before the amendment was adopted but the

conduct that led to the revocation of

supervised released occurred afterwards.
Id. at 875. Although the new sanction in Paskow was not revocation
of good time credits, the legal issue in Paskow is precisely the

same issue presented to the Court herein. Relying upon Greenfield

v. Scafati, the Ninth Circuit stated that "the ex post facto

clause is violated when a parole violator is punished in a way
that adversely affects his ultimate release date under a statute
that was adopted after the violator committed the underlying
offense but before he violated the terms of his parole." Id. at
883. Noting the unanimity of the circuit courts on this issue,
the Paskow court stated:

Circuit courts that have considered the ex
post facto issue have, without exception,
followed Greenfield, holding that the ex post
facto clause is violated when a defendant's
eligibility for release is adversely affected
under a statute that was not in effect at the
time of the defendant's underlying crime, but
was adopted before the defendant committed the
act for which his parole was revoked. Without
exception, the circuit courts that have
considered the ex post facto issue have looked
to the date of the defendant's original
offense, not to the date of the conduct that

15

led to the punishment for the parole
violation.

Id. at 879. (footnote omitted). Accord, Cavanaugh v. Roller, 984
F.2d 120 (4th Cir. 1993) cert. dismissed, 126 L.Ed.2d 409 (1993) ;
Fender v. Thompson, 883 F.2d 303 (4th Cir. 1989); Yamamoto v.
Parole Commission, 794 F.2d 1295 (8th Cir. 1986).

Petitioners rely upon Supreme Court Rule 10.1(b) as a reason
for this Court to grant the Petition, on the ground that the
decision of the Court of Appeals for the Eighth Circuit below is
in conflict with the decision of the South Dakota Supreme Court
below on this issue. Petitioners' reasoning would result in
certiorari being granted in virtually every case where a writ is
granted under 28 U.S.C. §2254. Under Humphrey v. Cady, 405 U.S.
504 (1972), a petitioner for federal habeas relief under 28 U.S.C.
§2254 must have exhausted his state court remedies prior to filing
his petition in federal court. The exhaustion requirement mandates
complete exhaustion to the court of last resort in the state where
the inmate is imprisoned. Id. at 516. Therefore, in virtually
every case that a United States Court of Appeals either grants or
affirms a writ of habeas corpus under 28 U.S.C. §2254, the state
court of last resort below will have decided the federal question
which is the basis of the habeas in a way that conflicts with the
circuit court's decision. It is absurd to suggest, as Petitioners
do, that every circuit court decision granting habeas corpus to a
state prisoner should be reviewed by the United States Supreme

Court.

16

Nor do Petitioners have grounds for certiorari pursuant to :

Supreme Court Rule 10.1(a). All of the decisions which the
Petitioners claim are in conflict with the decision of the Eighth
Circuit below are, upon scrutiny, clearly distinguishable. The
only decision which even comes close is: Ewell v. Murray, 11 F.3d
482 (4th Cir. 1993). Ewell v. Murray, however, is inapposite
because it deals merely with the amendment of state prison
administrative regulations, and not the amendment of statutory
laws as in the case at bar. Id. at 483-84. Administrative
regulations do not rise to the level of laws in the context of ex
post facto jurisprudence, and are not subjected to ex post facto
scrutiny. Bailey v. Gardebring, 940 F.2d 1150, 1156 (8th Cir.
1991). In South Dakota, good time credits are statutorily granted
by SDCL §24-5-1 and, as made clear by the South Dakota Supreme
Court below in In re Williams, 488 N.W.2d 667 (SD 1992), cannot be
revoked absent express statutory authority. Id. at 669. Thus,
the Ewell v. Murray case is not a legitimate ex post facto
precedent and is clearly distinguishable from the case at bar.!
Indeed, it is the decision in Fender v. Thompson, 883 F.2d

303 (4th Cir. 1989), decided four years prior to Ewell, which

1Based upon the above distinctions between legislative acts and
administrative regulations, the Petitioners' prison administration
argument falls short. Petitioners claim that “the impact of the
Eighth Circuit's decision could severely limit the ability of
prison officials to enact or amend rules which proscribe
unsatisfactory conduct within a correctional institution.“ This
is untrue because the ex post facto clause applies only to
legislative acts, not administrative procedures. Bailey v.
Gardebring, supra. Therefore, the Eighth Circuit's decision
herein will not unduly constrict the legitimate regulatory
discretion of prison administrators, so long as that discretion is
exercised within the structure of constitutional legislative
mandates.

17

controls the ex post facto issue in the Fourth Circuit. Mr.
Fender was convicted of various offenses and sentenced to life
imprisonment in 1973. Id. at 304. At that time the Virginia Code
provided that Fender would become eligible for parole after
serving 15 years of the sentence. Id. In 1985 the state's parole
eligibility statutes were amended to provide that anyone sentenced
to life imprisonment who escaped from prison would lose his parole
eligibility. Id.

In 1987 Fender escaped from custody but was recaptured and
convicted of one count of escape. Id. Thereafter the state
informed him that, because of the 1985 amendment, he was no longer
eligible for parole on his underlying conviction.

On Petition for Writ of Habeas Corpus, Fender argued that
this law, as applied to him, was ex post facto because it
effectively changed his sentence on the original conviction from
life with possibility of parole to life without possibility of
parole. Id. The district court rejected the argument, holding
that the new law was “not an additional punishment retroactively
imposed on Fender for his 1973 crimes. Instead it is a stiffened
penalty for the later crime of escape, which occurred after the
enactment of the statute." Id. This is the precise rationale
espoused by the Petitioners herein.

Citing Weaver v. Graham, the Fourth Circuit held that the
1985 law was retrospectively applied to Fender because it
expressly rescinded his pre-existing parole eligibility for the
underlying conviction, on account of conduct which would not have

resulted in the same sanction under the law existing at the time

18

of the original offense. Id. at 305. The court further held that
such retrospective application of a statute modifying or revoking
parole would, for prisoners who committed crimes before the
statute's enactment, substantially alter the consequences attached
to a crime already completed, in violation of the ex post facto
clause. Id. at 306.

In Fender, as here, the government sought to avoid this
conclusion by arguing that the new law did not operate
retrospectively, because it was enacted before his escape and
Fender, therefore, had “fair notice" of the potential consequences
of such action. Id. Citing Greenfield v. Scafati, the Fender
court held that, despite this “form over substance" argument, the
“practical effect is a statutory increase in punishment for the
first offense, enacted subsequent to the commission of the
offense." Id. at 307. The Petition for Writ of Habeas Corpus was
granted. Id.

Like the amendment in Fender, the 1983 amendment to SDCL §24-
15-24 expressly granted authority to the parole board to revoke
Respondent's pre-existing good time credits relating to the
underlying conviction on account of conduct which would not have
resulted in the same sanction under the laws existing at the time
of the original offense. Therefore, per the Fender decision, the
law in the Fourth Circuit is in accord with the Eighth Circuit
decision below.

The other cases cited by the Petitioners in support of their
Petition are all manifestly irrelevant to the issues before this

Court. United States v. Schramm, 9 F.3d 741 (9th Cir. 1993) is

19

distinguishable because the sanction which Schramm received for
the violation of his supervised release was available under the
legislation existing at the time of his underlying offense and
conviction. Therefore, he was not disadvantaged by the amended
legislation. It should be pointed out that United States v.
Paskow, supra, which is directly on point and supports the
Respondent's arguments in the case at bar, was decided shortly
after Schramm by the same court. The Paskow court distinguished
Schramm at page 882, footnote 12.

Also, State v. Bermudze, 974 F.2d 12 (2nd Cir. 1992), cited
by Petitioners is distinguished by the Paskow court at page 881,
footnote 10.

In United States v. Blackston, 940 F.2d 877 (3rd Cir. 1991),
and United States v. Celestine, 905 F.2d 59 (5th Cir. 1990), there
were no ex post facto clause issues. Both cases involved the
imposition of sanctions for violations of supervised release which
were consistent with the laws existing at the time of the
underlying offenses. It should be noted that the relevant holding
from the Fifth Circuit is Beebe v. Phelps, 650 F.2d 774 (5th Cir.
1981).

Again, there is no ex post facto clause issue in the case of
United States v. Green, 810 F.2d 999 (llth Cir. 1986), contrary to
the assertion of the Petitioners. In Green the amended
legislation which enhanced Green's sentence for the crime of being
a convicted felon in possession of a firearm was enacted before

Green committed the offense of possessing a firearm. The same

Situation obtained in the case of United States v. Patterson, 820

F.2d 1524 (9th Cir. 1987), cited by Petitioners. Patterson, of
course, was decided by the Ninth Circuit, which recently stated
the correct analysis for ex post facto cases in United States v.
Paskow, supra.

Finally, the Eighth Circuit decisions cited by Petitioners,
Munger v. Erickson, 979 F.2d 1323 (8th Cir. 1992), Garner v.
Howell, 840 F.2d 660 (8th Cir. 1988), and Schwindling v. Smith,
777 F.2d 431 (8th Cir. 1985), are all easily distinguishable from
the case at bar and, therefore, consistent with the Eighth
Circuit's ruling in this case below.

As demonstrated by the above arguments, the Eighth Circuit's
decision below was required by controlling United States Supreme
Court precedent and is consistent with all on-point decisions of
other circuits. Consequently, there is no legitimate basis for
granting the Petition for Writ of Certiorari.

CONCLUSION

For all of the reasons set forth above, Respondent
respectfully requests that the Petition for Writ of Certiorari be
denied.

Dated at Sioux Falls, South Dakota, this 16th day of

February, 1995.

Respectfully submitted,

E. HOF
Counsel of Recor
GIBBS, FEYDER, MYERS,
PETERS & HOFFMAN

Attorneys for Respondent

P. O. Box 1085

Sioux Falls, SD 57101-1085
(605) 336-3700

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386012_1205%3A2. Public record. Not legal advice.
