# Amicus Curiae Brief — Babbitt v. Sweet Home Chapter, Communities for Great Ore.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Amicus Curiae Brief
- **Published:** January 1, 1995
- **Citation:** 515 U.S. 687

## Text

BRUCE BABBITT, Secretary of the —
United States Department of the bitecior, et al., Petitioners,
v.
SWEET HOME CHAPTER OF COMMUNITIES

FOR A GREAT OREGON, ef al., Respondents.

ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT

BRIEF OF AMICUS CURIAE STATE OF TEXAS
IN SUPPORT OF AFFIRMANCE

DAN MORALES
ATTORNEY GENERAL OF TEXAS

JORGE VEGA
FIRST ASSISTANT ATTORNEY GENERAL

JAVIER AGUILAR*

SPECIAL ASSISTANT ATTORNEY GENERAL
*COUNSEL OF RECORD

P.O. BOX 12548, CAPITOL STATION
AUSTIN, TEXAS 78711-2548

(512) 463-2191

COUNSEL FOR AMICUS CURIAE

SAM GOODHOPE
SPECIAL ASSISTANT ATTORNEY GENERAL;

BEST AVAILABLE COPY;

Jf
é

PAUL TERRILL
ASSISTANT ATTORNEY GENERAL

EUGENE MONTES a
ASSISTANT ATTORNEY GENERAL

“BEST AVAILABLE COPY) "=

TABLE OF CONTENTS

TABLE OF AUTHORITIES, .1xccccscscssscscssecorsccscssscesoscssossssoosees iv
INTERESTS OF AMICUS CURIAE .u.......ccscssssscssssscsessscseees 1
PETAR SI BIRR cccrvsvessecinsengocenerccenseenecintogenesenesnnancosoonecsonsoene 1
APIS SP ANG UNNI E cccsercevccncensverecovenseceesansoncsnccsooeons 1
FETE atesntviteseintnninscctetnesanbnnnieneenerimencessnenaneesinnasooeneoneneone 3

I. Step Two of the Chevron Standard--
“Deference to Administrative Interpretation”--is
an Inadequate Standard of Review Because the
Challenged FWS Regulation Substantially Alters
the Traditional State/Federal Balance. .................000sss00e 5

A. THE PLAIN STATEMENT RULE..........cccccccccccsccssccceees 6

B. CONSTITUTIONAL ISSUES SHOULD BE
PY BE 7

C. THE CONSTITUTIONAL ISSUES: STATE
SOVEREIGNTY AND SELF-GOVERNMENT. ......ccccceeseeeees 8

D. THE LANGUAGE AND LEGISLATIVE
HISTORY OF THE ESA CLEARLY INDICATE
THAT CONGRESS DEFERRED TO STATE LAW IN
AREAS CONSTITUTIONALLY RESERVED TO THE
ahead elialiehibdenieiacilindallanncieditiniabibaceantiinneneeanavsweeees 11

II. The FWS’s “Harm” Regulation Intrudes into
Two Principal Areas of Traditional State
Authority: the Control, Allocation, and Use of
Water Resources, and Land Use Planning. .................... 12

A. THE FWS “HARM” REGULATION UPSETS
THE STATE/FEDERAL BALANCE BY INTRUDING
ET Be Fe te By ccetdctdtincccncctsesscecenctsoccnsccescvess 14

1. THE EDWARDS AQUIFER: FEDERAL
REGULATION OF STATE WATER LAW
THROUGH THE “HARM” DEFINITION............. 15

li

2. PROPOSED LISTING OF THE BARTON

SPRINGS SALAMANDER’ AND THE
ARKANSAS RIVER SHINER: FURTHER
FWS PLANS TO MANAGE STATE

We Ri cntactintecans eidbetniainlins a

C. THE FWS OVEREXPANSIVE DEFINITION OF
“HARM” RESULTS IN FEDERAL LAND USE
REGULATION THAT EFFECTIVELY PREEMPTS

STATE AND LOCAL LAND USE PLANNING, ...... The district court
held that when springflows at the Comal and San Marcos Springs
fed by the Aquifer drop below a specific rate, endangered

fountain darters are “taken” in violation of ESA § 933

The court has threatened several times to impose pumping
limits on the Edwards Aquifer unless Texas develops a regulatory
system to limit pumping to whatever extent is necessary to avoid
“takes,” even in a repeat of the drought of record.’ Most
recently, on March 6, 1995, the court stated that it “has no
alternative under the law {the ESA] but to do whatever is
necessary to keep the Comal and San Marcos springs flowing.”
The court further indicated that it believes that it has the authority
to order Texas to implement a pumping reduction plan adopted
by the court, and that it will do so, should Texas fail to do so on
its own.

3! Sierra Club v. Babbitt, No. MO-91-CA 069 (W.D. Tex. May 26, 1993)
(amended order) (“Sierra Club I’).

32 The Edwards Aquifer, which extends over 3600 square miles in six counties
in Central Texas, feeds the San Marcos and Comal Springs (“Springs”), where
the fountain darter and four other listed species are found. Sierra Club v
Babbitt, 995 F.2d 571, 573 (Sth Cir. 1993) (“Sierra Club IT’), Sierra Club 1,
Amended Findings of Fact and Conclusions of Law $f 5, 24, 25.

33° Sierra Club I, Amended Findings of Fact and Conclusions of Law § 81.
According to the Fifth Circuit, the FWS was found guilty of the “takes.”
Sierra Club II, 995 F.2d at 574.

** The plan must also limit pumping to whatever extent is necessary to avoid
any appreciable reduction in the likelihood of the species’ survival and -
recovery and any appreciable diminution of the value of critical habitat for the
survival and recovery of any listed species. Sierra Club I, at 6 (W.D. Tex.
May 26, 1993) (amended order).

5 Sioera Club I, Order on the Sierra Club's Second Motion for Additional
Relief, at 2, 8 (W.D. Tex. March 16, 1995).

—————————————

16

In response to the court’s 1993 “urgings” and in order to avoid
the FWS “blunt axes,” the Texas legislature created the Edwards
Aquifer Authority (“EAA”) in 1993 to manage the Edwards
Aquifer. Because the implementation of the act creating the EAA
was objected to under Section 5 of the Voting Rights Act, the
- federal court appointed a monitor in February 1994°° to gather
and evaluate “information necessary to allow the court to take
appropriate action to prevent violations of the [ESA].”

This application of the “harm” regulation in the Edwards
Aquifer litigation has sweeping ramifications. It has the potential
to negate an entire body of Texas groundwater law, to eviscerate
the authority of several local groundwater conservation and
regulatory bodies, and erode the vested property rights of those
individuals who must rely on the Edwards Aquifer for water to
drink, irrigate crops, or run businesses. As noted above, Texas
follows the rule of capture with respect to groundwater. By
holding that groundwater pumping causes a “take” under ESA §
9, the Sierra Club court possibly subjects the pumpers (in
addition to the FWS) to civil and criminal liability for the very
same act that, under Texas law, is not only legal, but falls under
a private property rule of no liability. See City of Sherman v.
Public Utility Commission, 643 S.W.2d 681 (Tex. 1983); Pecos
County WCID vy. Williams, 271 S.W.2d 503 (Tex. Civ. App. - El
Paso 1954, writ ref‘d n.r.e.) (no liability for landowners whose
pumping of underground water affected flow of spring relied on
by adjacent landowner).

The potential reach of the “harm” regulation over water use
and land regulation in this case is truly astonishing. The

© Sierra Club I, Order Appointing Joe G. Moore, Jr. as Monitor, at 1-2 (W.D
Tex. Feb. 25, 1994).

” The American Bar Association’s Section of Natural Resources, Energy,

and Environmental Law Journal stated moreover:

[T]he Sierra Club suit presents a situation in which the connection
between the activity and the taking [under the ESA] is extremely
remote. The suit literally would have FWS regulate groundwater
withdrawal by an irrigator based on conditions at a spring located almost
one hundred miles away from that irrigator’s activity. Moreover, the
irrigator’s activity alone is not what is causing those conditions at the
spring to occur, but rather it is the cumulative effect of a regionwide
activity. That activity is not associated with direct destruction of habitat;

ee

17

Edwards Aquifer is the major source of water for over one
million people: It supplies water to San Antonio and other cities,
as well as. jo farmers, ranchers, businesses, and military
installations.”* These individuals, businesses, and cities must
either decide to stop pumping water, at great cost and political
detriment to themselves, or face civil and criminal sanctions in
the future.””

The threat of a court-run regulatory system is increasing.
Under the FWS interpretation of “harm,” FWS and the court have
the authority to impose restrictions on private and public property
immediately, rather than continuing to press Texas to do it for
them. In addition, the FWS could bring a civil or criminal action,

rather, it is the result of the general sheltering and welfare of a regional
population (1.¢., the supply of water to residences and businesses).

If the ESA was intended to cover natural resource management issues
such as those raised in the Sierra Club lawsuit, one has to question what
situations the ESA could not cover. For example, if it could be shown
that acid rain in northeastern forests resulting from midwest power plant
production is resulting in the depletion of endangered species habitat,
could FWS regulate power plant practices? . . . Another scenario might
involve an interstate water dispute in which one state argues that an
upstream state is diverting so much water that an endangered species’
habitat is threatened. One’s mind does not have to wander far to come
up with similar examples of how FWS could use the ESA as a resource
management tool on a regional or even national scale.

“Phase Three of the ESA: Using Endangered Species Protection as a
Natural Resource Management Tool,’ NATURAL RESOURCES &
ENVIRONMENT JOURNAL, Winter 1992, at 39 (emphasis added).

* Sierra Club I, Findings of Fact and Conclusions of Law §§ 16, 17.

Texas agrees with the arguments made by the State of Arizona in its
amicus brief that the FWS “harm” regulation is constitutionally suspect as an
overbroad construction of a criminal statute in that it criminalizes lawful
land uses on nonfederal lands. Therefore, Texas supports Arizona in its
analysis that traditional insistence on clear statutory statements by Congress
iS @ prerequisite to criminalization of ordinary activities. The Edward
Aquifer case indicates the problems of an overly broad interpretation of
“harm”: it is unclear which of the thousands of pumpers of the Edwards
Aquifer would be criminally culpable for the purported- “takes” of the
fountain darter, or upon what principled basis a court could convict, or the
federal government could prosecute pumpers throughout the entire Edwards
Aquifer region

18

or the Sierra Club could bring a citizen suit, against those who are
pumping water from the Aquifer.

: a PROPOSED LISTING OF THE BARTON’ SPRINGS
SALAMANDER AND THE ARKANSAS RIVER SHINER: FURTHER
FWS PLANS TO MANAGE STATE WATERS.

A 1994 FWS proposal to list the Barton Springs salamander as
endangered stated that designating Barton Springs (the only place
the salamander is found) as critical habitat “would actually be
detrimental to conservation efforts . . . because it would promote
the misconception that the Barton Springs are the only areas
important to the conservation of the species.’ —_ Th springs are
fed by an aquifer, and the FWS believes that it has, the authority
to regulate activities--primarily urban development’ '_-that might
affect the quality and amount of the water in the aquifer. The area
of land that provides water. to the aquifer that feeds the Barton
Springs is 354 square miles."

On August 3, 1994, the FWS proposed to, list the Arkansas
River shiner (a fish) as an endangered species.” > In that proposal,
the FWS implied that groundwater uses in three states would
have to be modified to preserve the species. "The FWS
recognized that groundwater is an extremely important source of
water in Texas, Kansas, and Oklahoma. FWS noted that
withdrawals of groundwater in the Canadian River Basin in Texas
were as much as thirty- three times higher than the annual natural
recharge in 1980.*° The FWS concluded that under current
conditions of groundwater usage, suitable habitat to support
Arkansas River shiner populations is nonexistent. In other words,
the FWS declared that those three states would have to reform
current water usage. Drastic changes to surface water uses would
also be demanded by the FWS.

59 Fed. Reg. 7968, 7977 (Feb. 17, 1994).
Id. at 7971, 7977.

Id. at 7969.

59 Fed. Reg. 39532.

Id at 39535.

* Id.

19

C. THE FWS OVEREXPANSIVE DEFINITION OF “HARM”
RESULTS IN FEDERAL LAND USE REGULATION THAT
EFFECTIVELY PREEMPTS STATE AND LOCAL LAND USE
PLANNING.

The FWS’s overexpansive interpretation of the word “harm”
is producing an unprecedented shift in resource management
power from the states and local governments to an unelected and
unresponsive federal bureaucracy. FWS rests its resource
management scheme on the word “harm.” This term was added
by a technical amendment to the ESA in 1982, without debate. It
is inconceivable that so innocuous an addition could justify the
pervasive resource management scheme spawned by FWS’s
“harm” definition.

Pursuant to its interpretation of “harm,” FWS has acted to
regulate state and private land in Texas. In particular, it prohibits
landowners from undertaking ordinary, otherwise legal activities
not directed against endangered or threatened species. This
prohibition is extensive--it affects land in almost all of Texas’ 254
counties.

It is impossible for landowners to know the full geographical
extent of the prohibition, however, because FWS rarely delineates
the habitat of listed species. Moreover, FWS does not limit its
oversight to land that contains habitat, delineated or not: it relies
on its regulatory definition to restrict land use hundreds of miles
away from habitat, on occasion, if it feels that use of that land
might--however indirectly--affect protected habitat.

Nor is it possible to predict what kinds of uses of land are
prohibited. Under its interpretation of “harm,” FWS need not
show that a land use actually results in physical injury to an
individual member of a species; to the FWS, the modification of
habitat is itself enough to demonstrate that a “take” has occurred.
The regulatory definition of “harm” presumes that proscribed
injury to wildlife may occur by any activity that “significantly
impair[s] essential behavioral patterns.” 50 C.F.R. § 17.3. Only
FWS, however, knows what habitat modifications are
“significant” enough to come under that prohibition. It is clear,
moreover, that FWS’s interpretation of “harm” does not require
any showing of actual death or injury to an individual of a listed
species, despite protestations on brief by FWS that it does.

20

As a result, landowners use their land at the risk of possible
civil and criminal sanctions under the ESA. Their only recourse
is to seek an “incidental take” permit from FWS under ESA §
10(a). Such permits are rare, seldom available to individuals, and
often very expensive.

This system of prohibitions and permits amounts to a
pervasive land regulation program not contemplated by Congress
in passing the ESA. Congress has provided for a system--ESA §
5 federal land purchases--that would pay landowners for their
land if necessary to protect listed species. FWS has reversed that
system, by requiring landowners to pay for the use of their own
land. The FWS potentially unbounded regulation of land use
based on the word “harm” is contrary to the intent of Congress
and raises serious constitutional and federalism issues.

1. THE FWS LAND USE REGULATION SYSTEM APPLIES TO
LAND THROUGHOUT TEXAS AND, FOR THE MOST PART, ITS
BOUNDARIES ARE UNDEFINED.

FWS has listed 42 species of fish and wildlife as endangered
or threatened whose habitat is at least in part within Texas. e
FWS has proposed listing another four species of fish and
wildlife in Texas,”’ and it has identified another eleven for which
it believes it has sufficient information to support such a
proposal.” * FWS has many more listings under consideration: It
i$ considering another 155 species in Texas for which it has

46

See FWS, Threatened and Endangered Species of Texas (1992). FWS
regulations list another four species in Texas: the Louisiana black bear, the
Mexican spotted owl, the Coffin Cave mold beetle, and the Bone Cave
harvestman. 50 C.F.R. § 17.11, at 93,105,120,121 (1994). FWS added the
southwestern willow flycatcher to the list of endangered species on February
27, 1995. 60 Fed. Reg. 10693.

*” See 59 Fed. Reg. 7968 (Feb. 17, 1994) (proposal to list Barton Springs
salamander as endangered); 59 Fed. Reg. 35674 (July 13, 1994) (proposal to
list jaguar, which does not currently live in Texas but may cross border from
Mexico, as endangered); 59 Fed. Reg. 39532 (Aug. 3, 1994) (proposal to list
Arkansas River shiner as endangered); 59 Fed. Reg. 39532 (Aug. 3, 1994)
(proposal to list cactus ferruginous pygmy-owl as threatened in Texas).

48

59 Fed. Reg. 58982 (Nov. 15, 1994) (list of animals FWS is reviewing for
possible addition to its list of endangered and threatened species).

21

information indicating that a proposal to list is “possibly
appropriate.”

The species already listed as endangered and threatened are
found in most of the counties in Texas. Taking into account the
migratory route of the whooping crane adds considerably more
counties. In all, 210 of the 254 counties in Texas are already
covered to some extent.’ The vast majority of these species are
on private and state land, since the vast majority of land in Texas
is private or state-owned.’ The federal government owns less
than two percent of Texas land--a far lower percentage than
elsewhere in the West.

While it is possible to know in general where these species
are found in Texas, it is usually impossible for a landowner to
know whether his or her land is regulated by FWS, for two
reasons. First, FWS does not delineate the habitat of most listed
species. Although the ESA requires a species’ “critical habitat”
to be designated to the maximum gxtent determinable and
prudent at the same time it is listed,” FWS usually does not
designate critical habitat when the species is listed or afterwards.
For example, FWS has designated critical habitat for only 10
species found in Texas.”°

” Id. FWS states that “persuasive data on biological vulnerability and threat
are not currently available to support proposed rules.” /d., at 58983.

° The August 1992 FWS study provides, for each species, a map highlighting
the counties that include range of the species, including the migratory path of
the whooping crane.

*! Indeed, the majority of all listed species in the United States are on

nonfederal land. In a December 1994 report, the General Accounting Office
stated, "Over 90 percent (712 of 781) of the listed species [including plant
species] in the United States for which the Service had responsibility as of May
10, 1993, have some or all of their habitat on nonfederal lands." General
Accounting Office, Species Protection on Nonfederal Lands 4 (1995). Of the
359 listed animal species, 247 (about 69 percent) have over 60 percent of their
total habitat on nonfederal lands. /d., at 5.

* 16 U.S.C. § 1533(a)(3).

The FWS’s reluctance to designate critical habitat is understandable in
light of the public outrage ignited by the leaked proposal to designate about
800,00 acres throughout Central Texas as critical habitat this past summer.
The use of its overexpansive “harm” definition (as determined by biologists

53

22

For the other listed species in Texas, which do not have
designated critical habitat, FWS gives only general information
on the species’ location, such as merely listing the counties in
which the species is found. *4 Such information is of little or no
use to landowners who need to know whether their land may be
affected by the FWS prohibition on habitat modification. Nor is
it usually possible for landowners to make such a determination
themselves. In effect, FWS puts the burden on landowners to
prove that their land does not contain habitat.

The second reason why the geographical boundaries of the
FWS regulation as to a listed species are unclear is that FWS’s
application is not limited to habitat, whether or not it is
delineated. FWS believes that it may regulate any activity that
might affect habitat, even if the activities and the habitat are
hundreds of miles apart. Regulation is not therefore limited to
actual habitat, but has been applied by FWS to also reach a vast
amount of additional land in Texas.”

2. THE FWS LAND REGULATION SYSTEM DOES NOT MAKE
CLEAR WHAT USES OF LAND ARE PROHIBITED; IN
PARTICULAR, USES MAY BE PROHIBITED WITHOUT ANY
EVIDENCE THAT THEY RESULT IN PHYSICAL INJURY TO AN
INDIVIDUAL MEMBER OF A SPECIES.

The reach of the FWS’s regulation of land is extended further
because the FWS “harm” interpretation does not require that the
purportedly prohibited activities cause physical injury in fact to
an individual member of a listed species. Under the FWS
interpretation of “harm,” habitat modification, without more,
equals a prohibited take.

and technicians) against landowners is easier than engaging in the public
process for designating critical habitat.

** See FWS, Threatened and Endangered Species of Texas (1992).

55

Examples of this broad regulation have already been given: The proposed
listing of the Barton Springs salamander would affect 354 square miles of
watershed for the aquifer that feeds Barton Springs. The judge in the Sierra
Club case pending in the Western District of Texas has repeatedly threatened
to impose aquifer-wide pumping regulations on the basis of alleged
modifications to spring-fed habitat literally a hundred or more miles away from
pumpers who would be affected by such an order.

23

In its brief, Petitioners dispute this. They repeatedly state that
the definition of “harm” prohibits only habitat modification that
“actually kills or injures wildlife.” Petitioners admit, however,
that this language does not limit the regulatory definition to
actions that cause physical injury to an individual member of a
listed species.° The language Petitioners emphasize does not,
however, narrow the scope of the definition in any way.

The substance of the FWS regulatory definition is in the
second sentence, which states, in effect, that “harm” equals
“habitat modification.” The second sentence makes clear that
habitat modification may “injure[{] wildlife by significantly
impairing essential behavioral patterns, including breeding,
feeding, or sheltering.” 50 C.F.R. § 17.3. Therefore, to
establish “harm”--and thus a “take”--F WS need only show that
essential behavioral patterns may be “significantly impair[ed]”
by habitat modification.

This language is remarkably vague. In reality, it is clear that
F WS generally ignores the vague and redundant terms and simply
interprets the definition as equating “harm” with “habitat
modification.” Thus, for example, the clearing of cedar trees by a
landowner has been bootstrapped into a “take” of a golden-
cheeked warbler whether or not one is actually killed or injured
and the pumping of Edwards Aquifer groundwater by a farmer or
rancher is bootstrapped into a “take” of a fountain darter located
one hundred or more miles away.

Statements of the FWS in Texas, and actions taken by it in
Texas, confirm this assertion. For instance, in a presentation to a
committee of the Texas legislature, Mr. Sam Hamilton, State
Director for FWS in Texas, stated: “When the golden-cheeked
warbler was listed in 1990, it received the full protection of the
ESA and that included protecting the habitat it depends on.””’

° Petitioners Brief, at 6-7. “Nothing in the regulation indicates that the injury
of whatever type, is to an individual, as opposed to some indefinite injury to
the species in general.”

” House Committee on Natural Resources Subcommittee on Mitigation of
Property Rights (August 9, 1994) (statement of Sam Hamilton) (copy on file
with Texas House of Representatives Archives, Tape |, Side A) (emphasis
added).

24

Mr. Hamilton admitted that available uses of property decreased
because of the mere listing of the warbler.

Mr. Hamilton’s statements are based on FWS’s expansive
interpretation of “harm” definition. Once a species is listed, the
use of property--public or private--within the species’ range, or
potential range, is immediately and presumptively affected.
There is nothing in the ESA to suggest that this was intended by
Congress, especially where it results in so pervasive a
displacement of property rights and traditional state police
powers.

a. The Golden-Cheeked Warbler: Federal Land Use
Restrictions Imposed on Private Property by Application of
the “Harm” Regulation.

FWS’s treatment of the habitat of the golden-cheeked
warbler, which it designated as endangered | in 1990, presents an
example of the FWS overexpansive interpretation.” ” The golden-
cheeked warbler is found in 33 Texas counties in Central Texas.°

Since 1990, FWS has sent dozens of letters to landowners in
Central Texas (the “bird letters”) informing them that using their
property in various ways would be a “take” of the warbler.

Secretary Babbitt stated to a United States Senate subcommittee
investigating the National Biological Survey Act of 1993 that property in the
range or potential range is “under a cloud that cannot be lifted” until accurate
scientific data is available: “Good data will remove uncertainty and in the vast
majority of cases, increase property values by showing conclusively there is no
problem.” Testimony before Senate Subcommittee, Endangered Species Act--
Incentives to Encourage Conservation by Private Land-Owners: Hearings
Before Subcomm. on Environment and Natural Resources of the Committee on
Merchant Marine and Fisheries House of Representatives, at 25, 103rd Cong.,
Ist Sess. 65 (1993).

” 55 Fed. Reg. 18844 (May 4, 1990) (emergency listing); 55 Fed. Reg. 53153
(Dec. 27, 1990) (final listing).

°° FWS, Threatened and Endangered Species of Texas B7 (1992).

*! These letters have been issued and not rescinded despite the statement by
Secretary Babbitt to then-Governor Ann Richards in a September 22, 1994
letter that "[m]ost warblers live on rocky slopes. Since most agricultural and
building activity does not occur on rocky slopes, those activities should not
affect warbler conservation.” The letter is attached in the Appendix at 6a.

25

Several of the bird letters are attached at Appendix 9a-39a. The
usual pattern of the letters is as follows:

--they state that the property would” or could” provide
suitable habitat for the golden-cheeked warbler;”

--they sometimes state that the property is part of a larger area
that contains habitat occupied by the warbler” or that warblers
have been sighted nearby,”’ but almost never that warblers
have actually been sighted on the property itself or are known
to occupy habitat on the property;

--they state that clearing or development-related activities
would” or could” constitute a “take” of the warbler; and

--they state that the activities would require FWS authorization
through an ESA Section 10(a) permit’ or they ‘ recommend”
that clearing or other similar activity be discontinued.”

The bird letters thus equate modifying habitat per se with a
“take.” They do not state that the land use will result in death or
injury to warblers, or even that it will “significantly impair
essential behavioral patterns.” On the contrary, when the letters

*? Ten of the fourteen attached letters are from 1994, three are from 1993, and
one is from 1991.

* Letters Appendix, | la, 13a, 15a, 27a, 35a.
* Letters Appendix 21a, 23a.

°° Other formulations include "prime habitat" for the warbler (Letter 9a);

habitat likely to be occupied by the warbler (Letter 33a); and vegetation that is
possibly occupied by the warbler (Letters 19a, 25a).

°° Letters 35a, 37a.

*” Letters 13a, 19a, 30a, 37a.
Letters 13a, 15a, 23a, 27a, 35a.
Letters 30a, 37a.

” Letters 13a, 15a, 23a, 27a.

"Letters 17a, 19a, 25a, 33a. Another form is to recommend that
authorization under the ESA be secured before any development. Letters 30a,
35a, 37a. Letter 9a "respectfully urges" that clearing be discontinued, but only
after describing the ESA's civil and criminal sanctions and informing the
landowner that the matter is under investigation by the FWS Law Enforcement
Office.

26

add to the above structure, they usually state only that
“disturbing” habitat constitutes “harm,””” or that “disrupting” the
breeding and/or foraging activities of the warbler constitutes a
take.’ FWS thus ignores its own statement, at the time it
promulgated the “harm” definition, that it chose the word
“impair” rather than “disrupt” “to limit harm to situations where a
behavioral pattern was adversely affected and not merely
disturbed on a temporary basis with no consequent injury to the
protected species.” :

b. The Piping Plover: Federal Land Use Restrictions
Imposed on State Property by Application of the “Harm”
Regulation.

The piping plover was listed as an endangered species on
December 11, 1985.” Its listing has impacted the value of land
legal title to which is held by the Texas for the benefit of school :
children supported by the Texas Permanent School Fund (“PSF”).

The PSF is managed by the Texas General Land Office
(“GLO”), a state agency.

In 1984, after consultations with the Texas Parks and Wildlife
Department and FWS, the GLO issued a seismic exploration
permit for land in the Lower Laguna Madre (a bay) in Kenedy
County, Texas. FWS required the state to investigate whether the
piping plover occupied the area. Despite the fact that no piping
plovers were found in the area, FWS insisted that additional
measures be undertaken, to avoid impacts to potential habitat.
The added requirements proved so burdensome and potentially
expensive that all exploration efforts were abandoned. The result
is a potentially large loss of revenue, present and future, to the
PSF for the benefit of Texas schoolchildren, and a denial of a
state agency’s ability to meet its statutory obligations.

” Letters 17a, 21a.

” Letters 19a, 25a, 33a. Other letters state only that the warbier is "sensitive"
to factors associated with residential development. Letters 13a, 15a, 27a, 30a,
35a, 37a.

™ 46 Fed. Reg. 54748, 54750 (Nov. 4, 1981).
”* 50 Fed. Reg. 50733 (Dec. 11, 1985).

27

3. THE PERMIT PROCESS IS LENGTHY AND EXPENSIVE, AND
IN EFFECT REVERSES THE LAND ACQUISITION PROGRAM
CREATED IN THE ESA.

Landowners subject to the FWS resource management
scheme have only one recourse: seek a ESA § 10(a) “incidental
take” permit.’ ° The applicant must submit a habitat conservation
plan for the species. This process is necessarily expensive,
since it requires hiring legal and technical consultants and
preparing lengthy applications. 8 The process is also lengthy and
has only resulted in 31 permits as of June 1994.” The FWS’s
“harm” regulation expands the “incidental take” permit program
in a fundamental way not contemplated by the ESA: the permit
process is triggered in situations where there has been no actual
physical harming of a protected species, and it has not been
determined that the activities would actually “kill” or “injure’ a
listed species.

In addition, the permit process imposes requirements not
contemplated by the ESA. Although ESA § 9 does not prevent
private landowners from takes of listed plants, the conservation
plan must, inter alia, ensure that any listed plants located on the
tract in question are not jeopardized.

The most striking aspect of the permit process is how FWS
uses it to overturn the land acquisition program created by the
ESA § 5. ESA §5 provides that landowners be paid for the use of
their land if its acquisition by the federal government is necessary
to protect listed species. In implementing its “habitat
modification is harm” regulation, on the other hand, FWS often
“extorts” substantial concessions from the applicant before it
approves the ESA § 10(a) permit. FWS has in effect reversed the
program actually created by Congress.

° In order to secure an ESA § 10(a) permit, the landowner must submit a
“habitat conservation plan” (“HCP”). 16 U.S.C. § 1539(a)(20(A).

” ESA § 10(a)(2)(A), 16 U.S.C. § 1539(a)(2)(A).
® See 50 C.F.R. § 17.22(b)(1) (application requirements).

General Accounting Office, Species Protection on Nonfederal Lands 8
(1995).

28

CONCLUSION

Under Chevron step two analysis, review of a challenged
agency regulation falls under the prudential “deference to the
administrative agency” standard. Because, however, the “harm”
regulation adopted by FWS results in federal intrusion into
areas of traditional state authority, the plain statement rule
supersedes this deference. ESA § 9 contains no authority
supporting the notion that Congress intended to include habitat -
modification within the prohibition entailed in ESA § 9 or that
Congress intended deep intrusions into the sovereign power of
the states. In sum, the ESA provides no indication that
Congress intended to shift vast resource management powers
and rights (such as water resource management and land use
planning) from the states to a federal bureaucracy.

The “harm” regulation should, furthermore, be measured
against the language of the ESA and Congressional intent in a
manner to avoid constitutional issues such as the federalism and
state sovereignty issues raised by Texas. The FWS’s
interpretation of “harm” places the weight of an enormous de
facto federal resource management scheme on a single word,
“harm,” added without debate through a technical amendment
to a ten-word definition. Congress did not intend this single
word to authorize such a scheme.

For these reasons, FWS interpretation of the term “harm”
should be held invalid and the Court of Appeals decision should
be affirmed.

DAN MORALES
ATTORNEY GENERAL OF TEXAS

JORGE VEGA
FIRST ASSISTANT ATTORNEY GENERAL

JAVIER AGUILAR*

SPECIAL ASSISTANT ATTORNEY GENERAL
*COUNSEL OF RECORD

COUNSEL FOR AMICUS CURIAE

SAM GOODHOPE
SPECIAL ASSISTANT ATTORNEY GENERAL;

29

PAUL TERRILL
ASSISTANT ATTORNEY GENERAL

EUGENE MONTES
ASSISTANT ATTORNEY GENERAL

APPENDICES

la

PRIVATE GROUPS ENDORSING THIS BRIEF

Associated Milk Producers

The Association is the nation’s largest dairy farmer
cooperative. Its members produce twelve percent of the
nation’s milk supply.

Association of Texas Soil and Water Conservation
Districts

The Association is a nonprofit organization organized
for the purpose of conducting educational, scientific,
charitable, and religious work concerning the conservation,
maintenance, improvement, development and use of land,
soil, water, trees, vegetation, fish and wildlife, open spaces,
and other renewable natural resources.

Exotic Wildlife Association

The Association is comprised of businessmen and
ranchers joining to protect and promote the rights of private
ownership as well as develop and expand non-native
breeding throughout the United States.

Independent Cattlemen’s Association of Texas

The Association is made up of ranchers, cattlemen,
feed dealers, equipment suppliers and others involved in
Texas agriculture. Its members are working to help rural
Texas grow and to protect the rights of Texas agriculture.

Livestock Marketing Association of Texas

The Association represents the interests of livestock
auctions, order buyers and livestock dealers throughout
Texas.

Lumbermen’s Association of Texas
Lumbermen’s is a trade association for retail lumber
dealers.

2a

National Land Rights Association

The organization represents landowners, scientists,
and natural resource professionals dedicated to the
conservation of our natural resources through the protection
of private property rights.

Rio Grande Valley Sugar Grower’s

The organization is a cooperative of various sugar
cane growers within the Rio Grande Valley dedicated to
improving the overall efficiency of their industry

Riverside and Landowners Protection Coalition

The Coalition is a non-profit corporation whose
members own and operate rural land throughout Texas. The
group is committed to educating the general public on
private property issues and working state and federal
agencies in preserving the privacy of private property in
Texas.

South Texas Cotton And Grain Association

The Association represents farm growers in the
Coastal Bend, Upper Coast and Winter Garden regions of
Texas.

Southern Rolling Plains Cotton Growers Association
The Association represents various cotton producers
in the Southern Rolling Plains of Texas.

Southwest Association
The Association represents various hardware retail
stores and farm equipment retail dealers throughout Texas.

Southwestern Public Service Company

Southwestern is an investor-owned electric utility
serving approximately one million persons in parts of
southwestern Kansas, the Oklahoma Panhandle, the
Panhandle and South Plains of Texas, and eastern New
Mexico.

CED Be OK LG, BRP fe

3a

Take Back Texas

The association is a grassroots organization dedicated
to protecting the private property rights and freedoms of
landowners throughout Texas.

Texas and Southwestern Cattle Raisers Association
The Association represents the interests of various
cattle raisers throughout Texas and the Southwest.

Texas Agriculture Industries Association
The Association is a non-profit entity representing the
plant food and crop protection industries in Texas.

Texas Agricultural Aviation Association

The Association is a small business trade group of
individuals and families engaged in the aerial application
profession.

Texas Agricultural Cooperative Council

The Council is a trade association representing the
cooperatively-organized agribusiness firms operating in
Texas.

Texas Agri-Women

The association is a _ non-profit, non-partisan
organization primarily composed of farm and ranch women,
agri-business women and consumers working together to
develop and promote agriculture.

Texas Association of Dairymen

The Association represents the interests of various
dairy families throughout Texas for the purpose of providing
the best possible environment for the dairy industry.

Texas Association of Nurserymen

The organization is a trade association representing
the wholesale production, retail garden center, landscape
professional and allied supplier segments of the nursery
industry in Texas.

4a

Texas Cattle Feeders Association

The Association represents the interests of individuals
and business entities involved in the cattle feeding industry
in Texas, Oklahoma, and New Mexico.

Texas Cotton Ginners’ Association

The Association is composed of active cotton ginners
throughout Texas and is dedicated to assisting the industry in
addressing mutual challenges

Texas Cotton Producers
The organization represents the interests of various
cotton and grain producers throughout Texas.

Texas Farm Bureau

The Bureau is an independent, non-governmental,
voluntary organization of farm and ranch families united for
the purpose promoting and protecting the interests of the
agricultural community.

Texas Farmer’s Union
The Union is a non-profit organization composed of
family farmers and ranchers promoting agriculture.

Texas Food Processors Association

The organization is a non-profit trade association
representing companies engaged in the processing of food
products in Texas. It is dedicated to support, promote, and
encourage education in all aspects of the food industry in
Texas.

Texas Forestry Association

Texas Forestry Association is a non-profit trade
association of landowners, logging contractors, professional
foresters, and processing mills dedicated to the conservation
and wise utilization of our forest resources in East Texas.

‘
¢

Sa

Texas Grain Sorghum Association

The Association represents the interests of sorghum
producers and agribusiness representative who are working
to protect the viability of American agriculture.

Texas Justice Foundation

The Foundation is a non-profit corporation that
provides free legal representation in cases involving the
protection of individual rights and/or cases that seek to limit
government to its proper role.

Texas Poultry Federation

The association represents the interests of several
segments of the poultry industry in Texas including the
Texas Broiler Council, Texas Egg Council, Texas Poultry
Improvement Association, Texas Allied Poultry Association,
and the Texas Turkey Federation.

Texas Rice Producers Legislative Group

The organization represents rice producers in the state
of Texas who have joined together to work for the betterment
of the Texas rice industry.

Texas Wheat Producers Association

The Association represents various farmers that
produce wheat on the land they own, rent or lease in 220 of
Texas’ 254 counties.

Texas Wildlife Association

The Association in a non-profit entity which serves as
an advocate for the rights of wildlife, wildlife managers,
landowners, and hunters. It is dedicated to the maintenance,

management, and enhancement of wildlife habitat on private
land.

6a

LETTER TO ANN RICHARDS FROM BRUCE
BABBITT

THE SECRETARY OF THE INTERIOR
WASHINGTON
September 22, 1994

Honorable Ann W. Richards
Governor of Texas
Austin, Texas 78711

Dear Governor Richards:

I appreciated receiving your recent letter suggesting ways in
which the Department could work more effectively with the
State of Texas and its citizens to meet the goals of the
Endangered Species Act.

Like yourself, I recognize the success the Act has had in
Texas as well as in the rest of the country.

I am also convinced that effective implementation of the act
is consistent with the traditional rights and responsibilities of
property owners. I believe, however, that the built-in
flexibility of the Act has not been routinely used in a way
that gives private landowners the security and certainty they
need when making important land-use decisions. Too often,
the Federal Government has failed to pursue creative
conservatism solutions with landowners, making the listing
of species a first and last resort.

Your persuasive advocacy of the concerns of ranchers and
farmers in Texas has been a valuable contribution to us as we
seek ways to meet the goals of the Act. Your letter
contained several constructive proposals that I instructed my
staff to analyze immediately. Some of those points need
further review. However, I believe that several of your ideas
exemplify the new flexibility we need in enforcing the Act.

7a

As you are aware, I have personal knowledge of the State
and local government efforts to create conservatism
initiatives protecting the warbler. The Fish and Wildlife
Service’s work thus far clearly indicates that , if the
appropriate habitat conservation plans are implemented
within a-reasonable period of time, the designation of critical
habitat for the warbler will be neither necessary nor prudent
because it will provide no net benefit to the species. I have
therefore instructed the U.S. Fish and Wildlife Service to
cease work on warbler critical habitat designation. Instead,
Service personnel will direct their energies towards working
with the State, local governments, property owners and other
interested citizens to establish habitat conservation plans that
protect both our natural heritage and our economic potential.

I agree with you that normal agricultural and ranching
activities in Texas have little impact on golden cheeked
warbler habitat.

Assertions that protection of the warbler in Texas would
have a significant negative impact on such practices are
wrong. The Department testified recently before a joint
hearing of the State Legislature’s Natural Resources
Committee and said unequivocally that if land has been
plowed or farmed for years, it is not warbler habitat. While
the Act does not give us the authority to exempt specific
land-use practices, as a practical matter traditional ranching
and farming activities will not hinder warbler conservation.
Regrowth cedar that has invaded cleared fields is also not
habitat, and can be cleared without concern. Most warblers
live on rocky slopes. Since most agricultural and building
activity does not occur on rocky slopes. those activities
should not affect warbler conservation.

I believe the Department has been remiss in failing to give
adequate guidance on this matter, which has led to an
abundance of misinformation on the topic. | have asked U.S.
Fish and Wildlife Service Director Mollie Beattie to work

ii

closely with the State to issue such guidance as soon as
possible before the end of the year. You should know that
in July, the Service changed its policy to ensure that when a
listing occurs, the listing package will include a document
specifying activities that will not be affected by the listing.

I also agree with your proposal to examine and recommend
ideas for changes to the implementation of the Act in Texas.
I have asked Director Beattie to work with your office and
affected constituents to develop a process designed to
achieve this goal.

KH

Making the flexibility in the Act work will require input
from affected citizens, State and local governments. The
State of Texas has continually offered constructive advice
and input into our process. In fact, Texas has become a
national leader in establishing a working relationship with
the Federal Government on specific endangered species
issues. I will continue to welcome any information from
Texas concerning listed or candidate species, including
evidence to support a petition that would delist a species.

Be assured that future information provided by Texas on any
species will receive serious consideration.

Your personal involvement has been key to developing
solutions for these natural resources issues. I look forward
to a continued working relationship with both you and the
Texas Legislature.

Sincerely,

s/ Bruce Babbitt

9a
LETTERS TO CENTRAL TEXAS LANDOWNERS
UNITED STATES
DEPARTMENT OF THE INTERIOR
FISH AND WILDLIFE SERVICE
Ecological Services
Stadium Centre Building

711 Stadium Drive East, Suite 252
Arlington, Texas 76011

February 20, 1991

Mr. & Mrs. Mike Igua

P.O: Box 4748
Lago Vista, TX 78645

Dear Mr. & Mrs. Igua:

It has come to our attention that clearing of a strip of
woodland has recently occurred on a tract of land located
south of FM 1431 in the vicinity of Lago Vista, Texas. We
understand that you are one of the joint owners of the
property. Information available to us indicates that this
property supports prime habitat for the federally-listed
endangered golden-cheeked warbler. Destruction of habitat
of an endangered species may constitute a “take” of that
species as defined by the Endangered Species Act, which
prohibits “take” of a federally-listed species unless the
“take” is incidental to otherwise lawful activity and a permit
in compliance with the Act has been obtained. In this case, a
permit under Section 10(a) of the Act would apply.
Information on the Section 10(a) permit process is enclosed.

Destruction of endangered species habitat, without a permit,
that results in “take” of a federally-listed endangered species
could be held to be a violation of the act and could expose a
violator to the criminal penalties provided for under Section
11(b)(1) of the Act or to the civil penalties provided for
under Section 11{a)(1) of the Act. Section 11(b)(1) provides
for a fine of not more that $50,000 or imprisonment up to
one year, or both. Section 11(a)(1) permits assessment of up
to $25,000 as a civil penalty for each violation.

ee

10a

This matter is currently under investigation by Special Agent
Alex Hasychak of the Fish and Wildlife Service Law
Enforcement Office in San Antonio and by personnel of this
office. If you are indeed an owner of the property in
question, we respectfully urge that you cease any further land
clearing activities and contact Alex Hasychak at (512) 229-
5412 or Joe Johnston of this office at (817) 885-7830 for
additional information on compliance of such activities with
the Endangered Species Act.

Sincerely,
Robert M. Short
Field Supervisor

Enclosure

cc: Law Enforcement, FWS, San Antonio, TX
Regional Director, FWS, Albuquerque, NM (F WE/HC)
Regional Solicitor, USDI, Tulsa, OK

lla

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

Marge Krueger
6208 Shadow Mountain Drive
Austin, Texas 78731

Dear Ms. Krueger:

This responds to our telephone conversation of June 7, 1993,
requesting that this office reevaluate the following property
for its suitability as habitat for federally listed threatened or
endangered species:

Lot in Jester Point, Phase I, or 7101 Foxtree Cove,
Austin, Travis County, Texas

We have reviewed the information you provided as well as
other available information concerning the potential of the
above property to provide suitable habitat for the federally
listed endangered golden-cheeked warbler, black-capped
vireo and cave invertebrates.

We believe this property would be suitable habitat for the
federally listed endangered golden-cheeked warbler and/or
the cave invertebrates. We believe that clearing or
development-related activities of this acreage would
constitute a “take” as defined by Endangered Species Act
(Act). The Act prohibits the “take” of a federally listed
species unless the “take” is incidental to an otherwise lawful
activity and a section 10 (a)(1)(B) permit under the Act has
been obtained. Therefore, our biological evaluation of

12a

development on the subject lot and compliance with the Act
remains unchanged.

We appreciate your concern for endangered species and your
desire to comply with the Endangered Species Act. This
response is intended to assist you in such compliance. You
are ultimately responsible for compliance with all laws, and
this letter does not exempt you from complying with current
or future federal, state, regional, or local development
requirements. If you wish to discuss this further, please
contact Alma Barrera at 512-482-5436.

Sincerely,

Sam D. Hamilton
State Administrator

13a

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

June 24, 1993

Phil Frazier

Horizon Environmental Services, Inc.
P.O. Box 162017

Austin, Texas 78746

Dear Mr. Frazier:

This responds to your letter, dated May 24, 1993, requesting
this office review the following property for its suitability as
habitat for federally listed threatened or endangered species:

0.321 acres located on Lakeview Drive in Comanche
Trail Subdivision, Travis County, Texas.

We have reviewed the information you provided as well as
other available information concerning the potential for the
above property to provide suitable habitat for the federally
listed endangered golden-cheeked warbler, black-capped
vireo and cave invertebrates. We believe this property would
not provide suitable habitat for the black-capped vireo and
the cave invertebrates, but would provide suitable habitat for
the golden-cheeked warbler.

Our records indicate that golden-cheeked warblers have been
observed on the periphery of this property. Current
biological information indicates the warbler is sensitive to
several factors associated with residential development,
including increases in noise levels, predators, human activity

l4a

in nesting areas, and other disturbance factors. We believe
that clearing or development-related activities of this area,
would constitute a "take" as defined by the Endangered
Species Act (Act). The Act prohibits "take" unless it is
incidental to an otherwise lawful activity and been
authorized under section 7 or section 10(a)(1)(B) of the Act.
Therefore, construction in this area would require
authorization under the Act.

We appreciate your concern for endangered species and your
desire to comply with the endangered Species Act. This
response is intended to assist you in such compliance. You
are ultimately responsible for compliance with all laws, and
this letter does not exempt you from complying with current
or future federal, state, regional, or local development
requirements. If you wish to discuss this further, please
contact Alma Barrera at (512) 482-5436.

Sincerely,

Sam D. Hamilton
State Administrator

iD A

15a

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

December 3, 1993

Keith E. Young

KEY Group Engineering

3701 Bee Caves Road, Suite 102
Austin, Texas 78746

Dear Mr. Young:

This responds to your letter, dated August 31, 1993,
requesting this office review the following property for its
suitability as habitat for federally listed threatened or
endangered species:

Part of 25.4 area tract located 4.1 miles from 1431 off
Lime Creek Road, Travis County, Texas

We have reviewed the information you provided as well as
other available information concerning the potential for the
above property to provide suitable habitat for the federally
listed endangered golden-cheeked warbler, black-capped
vireo and cave invertebrates. We believe this property would
provide suitable habitat for the golden-cheeked warbler, the
black-capped vireo and/or the cave invertebrates.

The subject tract is part of a large tract occupied by golden-
cheeked warbler, black-capped vireo and/or the cave
invertebrates. Additionally, areas that are biologically
necessary for the continued existence of a species may not be
continuously occupied by that species. Current biological

l6a

information indicates the warbler and vireo are sensitive to
several factors associated with residential development,
including increases in noise levels, predators, human activity
in nesting areas, and other disturbance factors. We believe
that clearing or development-related activities of this area,
would constitute a "take" as defined by the Endangered
Species Act (Act). The Act prohibits "take" unless it is
incidental to an otherwise lawful activity and been
authorized under section 7 or section 10(a)(1)(B) of the Act.
Therefore, construction in this area would require
authorization under the Act.

We appreciate your concern for endangered species and your
desire to comply with the Endangered Species Act. This
response is intended to assist you in such compliance. You
are ultimately responsible for compliance with all laws, and
this letter does not exempt you from complying with current
or future federal, state, regional, or local development
requirements. If you wish to discuss this further, please
contact Alma Barrera at (512) 482-5436.

Sincerely,
/s/ Jana Grote

Sam D. Hamilton
State Administrator

Enclosure

17a

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

January 13, 1994

Patrick Noack
2000 Yaupon Valley Road
Austin, Texas 78746

Dear Mr. Noack:

It has come to our attention that clearing and construction
activities associated with residential development are
occurring on a 23-acre tract located off Yaupon Valley Road
in Westlake Hills, Travis County, Texas. Information
received from the Travis County Tax Appraisal District
indicates that you are the owner of this property.

The Fish and Wildlife Service (Service) has reviewed this
property for endangered species concerns in a letter, dated
June 10, 1992, (see enclosed copy). In this letter, based on
biological surveys provided by Horizon Environmental
Services and other information available at that time, our
agency advised that development of this tract would require
a permit for "incidental taking" under section 10(a)(1)(B) of
the Endangered Species Act (Act). Further development of
this property would be prohibited under section 9 of the Act.
We are providing information on this section 10(a)(1)(B)
permitting process for your information.

Provisions of the Act prohibit unauthorized take of
endangered species listed under the Act. "Take" is defined as
activities that harass, harm, pursue, hunt, shoot, wound, kill,

aaa ia

18a

trap, capture, or collect, or attempt to engage in such a
conduct. "Harm" in this definition includes the disturbance
or destruction of habitat occupied by the species or necessary
for its recovery. Activities that could affect the warbler
include clearing, construction, or change in flora or fauna of
areas in or adjacent to habitat.

The Service recommends no further development activities
his | it r
ari . Failure to stop these activities
immediately could result in a violation of the Act and
possible criminal or civil actions that could result in fines
and/or imprisonment.

Should you have any questions regarding the determination
on this property, or would like to have a meeting concerning
this property and tne section 10(a)(1)(B) permitting process,
please contact Bob Simpson at 512/482-5436.

Sincerely,

/s/ Joseph E. Johnston

Sam D. Hamilton
State Administrator

19a

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

January 13, 1994

Jerri Garner
25613 River Fern Court
Leander, Texas 78641

Dear Ms. Garner:

# eT ee ere

This letter is in reference to recent clearing activities on the
property across River Fern Court from your horse stable
operations near Leander, in Williamson County , Texas.
This property supports vegetation that is possibly occupied
by the federally listed endangered golden-cheeked warbler.
According to our files, golden-cheeked warblers have been
sighted on adjacent properties in similar habitat, and are very
likely present on your property close to the area that has been
cleared.

If the activities taking place on the subject site are in any
way disrupting the breeding and/or foraging activities of the
federally protected golden-cheeked warbler, these activities
would constitute a “take” of listed species. Take of listed
species is prohibited under section 9 of the Endangered
Species Act (Act) and must be avoided or authorized under
section 7 or section 10 of the Act.

The term “take” means to harass, pursue, hunt, shoot, wound,
kill, trap, capture, or collect, or attempt to engage in such
conduct. “Harm” in this definition of “take” in the Act
means an act which actually kills or injures wildlife. Such

20a

act may include significant habitat modification or
degradation where it actually kills or injures wildlife by
significantly impairing essential behavioral patterns,
including breeding, feeding, or sheltering. “Incidental
taking,” authorized under section 7 or 10 of the Act, means
any taking otherwise prohibited, if such taking is incidental
to, and not the purpose of, the carrying out of an otherwise
lawful activity.

Based on aerial photographs, and other information available
to this office, we recommend that clearing activities on the
property be discontinued and a biological survey be
performed by qualified biologists to determine if this habitat
is currently being utilized by golden-cheeked warblers. This
would help you, and our office, determine if further
development of this site would require authorization under
the Act. Please see the appropriate enclosures for minimal
survey requirements for the golden-cheeked warbler.

If you have further questions regarding the ecology of the
golden-cheeked warbler, of the Act, please contact Bob
Simpson of my staff at (512) 482-5436.

Sincerely,

/s/ Jana Grote
/s/_ Joseph E.
Johnston

Sam D. Hamilton
State
Administrator

cc: Jean Nance

2la

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

January 13, 1994

Austin Americana Enterprises
Rex Bohls

1301 S IH-35

Austin, Texas 78741

Dear Mr. Bohls:

It has come to our attention that clearing and construction
activities associated with residential development are
occurring on a 473 acre tract of land known as the Friendship
Ranch in Hays County, Texas. Information received from
the Hays County Tax Appraisal District indicates that you
are the owner of this property.

Bc 2+ impelled Sh AANA IN Bet he

The Fish and Wildlife Service reviewed this property in a
letter to the Doug Hodge Company on October 16, 1991, for
endangered species concerns (see enclosure). In that letter
we stated that, based on aerial photographs and other data
available to this office, the property could provide suitable
habitat for the federally listed and protected golden-cheeked

warbler (Dendroica chrysoparia). We also included
information regarding minimal survey (warblers) using the
property.

Provisions of the Act prohibit unauthorized take of
endangered species listed under the Act. “Take” is defined
as activities that harass, barm, pursue, hunt, shoot, wound,
kill, trap, capture, or collect, or attempt to engage in such a
conduct. “Harm” in this definition includes the disturbance
or destruction of habitat occupied by the species or necessary

Ee

I dene

22a

for its recovery. Activities that could affect the warbler:
include clearing, construction, or change in flora or fauna of
areas in or adjacent to habitat.

We have not received any information, since that
correspondence, to change our determination that the subject
property could provide suitable habitat for the warbler. If
there are warbters present on this property, development
could require a permit for “incidental taking” under section
10(a)(1)(B) of the Endangered Species Act (Act). We are
providing information on the section 10(a)(1)(B) permitting
process for your consideration and urge you to contact this
office for further assistance on how to comply with the Act.

Should you have any questions regarding this property, or
would like to schedule a meeting concerning this property
and the section 10(a)(1)(B) permitting process, please
contact Bob Simpson at 512/482-5436.

Sincerely,

/s/ Joseph E.
Johnston

Sam D. Hamilton
State

Administrator

Enclosure

cc: Alex Hasychak, FWS, Special Agent, Law Enforcement

23a
United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

January 25, 1994

Lee Sherrod

Horizon Environmental Services, Inc.
P.O. Box 162017

Austin, Texas 78716

Dear Mr. Sherrod:

This responds to your fax, dated September 17, 1993,
requesting that this office evaluate the following property for
its suitability as habitat for federally listed threatened or
endangered species:

Two tracts on River Hills Road off FM 2244 (Bee
Caves Road), Austin, Travis County, Texas

We have reviewed the information on the 1991 and 1993
surveys you provided as well as other available information
concerning the potential for the above property to provide
suitable habitat for the federally listed endangered golden-
cheeked warbler, black-capped vireo and cave invertebrates.
We believe that this property would not provide suitable
habitat for the black-capped vireo or the cave invertebrates,
but could provide suitable habitat for the golden-cheeked
warbler.

Because of sightings on or adjacent to these tracts, we
believe that clearing or development related activities on this
acreage would constitute a “take” as defined by Endangered
Species Act (Act). The Act prohibits the “take” of a
federally listed species unless the “take” is incidental to an

24a

otherwise lawful activity and section 7 or section 10(a)(1)(B)
permit under the Act has been obtained. Therefore,
development of this acreage would require authorization
under the Act.

Thank you for providing pertinent information regarding this
evaluation. This response is intended to assist you in such
compliance. You are ultimately responsible for compliance
with all laws, and this letter does not exempt you from
complying with current or future federal, state, regional or
local development requirements. If you wish to discuss this
further, please contact Alma Barrera at (512) 482-5436.

Sincerely,

/s/ Jana Grote

Sam D. Hamilton
State Administrator

Enclosure

on: City of Austin, Conservation & Environmental
Department

City of Austin, Electric Department

Jim Nuckles, Travis County Tax Appraisal District

25a

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

April 7, 1994

This letter is in reference to recent clearing activities on your
property on FM 1340 near Hunt, in Kerr County, Texas.
This property supports vegetation that is possibly occupied
by the federally listed endangered golden-cheeked warbler.
According to our files, golden-cheeked warblers have been
sighted on adjacent properties in similar habitat, and are
possibly present on your property close to the area that has
been bulldozed.

If the activities taking place on the subject site disrupt the
breeding and/or foraging activities of the federally protected
golden-cheeked warbler, these activities would constitute a
“take” of listed species. Take of listed species is prohibited
under section 9 of the Endangered Species Act (Act) and
must be avoided or authorized under section 7 or section 10
of the Act.

The term “take” means to harass, pursue, hunt, shoot, wound,
kill, trap, capture, or collect, or attempt to engage in such
conduct. “Incidental taking”, authorized under section 7 or
10 of the Act, means any taking otherwise prohibited, if such
taking is incidental to, and not the purpose of, the carrying
out of an otherwise lawful activity.

Based on aerial photographs, and other information available
to this office, we recommend that clearing activities on the
property be discontinued and a biological survey be
performed by qualified biologists to determine if this habitat

26a

is currently being utilized by golden-cheeked warblers. This
would help you, and our office, determine if further
development of this site would require authorization under
the Act. Please see the enclosure for minimal survey
requirements for the golden-cheeked warbler.

If you have further questions regarding the ecology of the
golden-cheeked warbler, or the Act, please contact Bob
Simpson of my staff at (512) 482-5436.

Sincerely,

/s/ Joseph E. Johnston

Field Supervisor

27a
United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

April 14, 1994

Lee Sherrod

Horizon Environmental Services, Inc.
P.O. Box 162017

Austin, Texas 78716

Dear Mr. Sherrod:

This responds to your letter dated March 4, 1994, requesting
this office review the following property for its suitability as
habitat for federally listed threatened or endangered species:

Painted Bunting Subdivision, Austin, Travis County,
Texas

We have reviewed the information you provided as well as
other available information concerning the potential of the
above property to provide suitable habitat for the federally
listed endangered golden-cheeked warbler, black-capped
vireo and cave invertebrates. Based on current biological
information, we do not believe that this property would
provide suitable habitat fo: the black-capped vireo or the
cave invertebrates, but would provide habitat for the golden-
cheeked warbler.

Your bird survey indicates that two golden-cheeked warblers
were observed in the canyon. Current information indicates
the warbler is sensitive to several factors associated with
residential development, including increases in noise levels,

28a

predators, human activity in nesting areas, and other
disturbance factors. Therefore, we believe that clearing or
development-related activities on Lots 6-13, would constitute
a “take” as defined by the Endangered Species Act. The Act
prohibits the “take” unless it is incidental to an otherwise
lawful activity and section 10(a)(1)(B) permit under the Act
has been obtained. Therefore, construction of residences on
these lots would require authorization under the Act.

However, construction on Lots 1-4 and 14-15 (drawing
enclosed) would not require authorization under the Act if
the following conservation measures are incorporated in the
construction.

l. Remove only those trees and shrubs necessary for
construction of driveway, septic tank and house.

YF Confine the development activities on the front 200
feet of the lot.

3. Use only native plant species for landscaping.

4. Confine exterior construction activities so that it
occurs outside the breeding season for the golden-
cheeked warbler (breeding period is from March |
through August 1), so as to avoid disruption of
breeding behavior.

We believe that destruction of the habitat located beyond the
front 200 feet of the lot could result in a “take” of the
endangered golden-cheeked warbler and thus, require
authorization under the Act.

We appreciate your concern for endangered species and your
desire to comply with the Act. This response is intended to
assist you in such compliance. However, you are ultimately
responsible for compliance with all laws, and this letter
cannot assure you complete protection from any future
liability or exempt you from any current or future federal,

29a

state, regional or local development requirements. If you
wish to discuss this matter further, please contact Alma
Barrera at (512) 482-5436.

Sincerely,

Field Supervisor

Enclosure
cc: City of Austin, Conservation & Environmental
Department

City of Austin, Electric Department
Jim Nuckles, Travis County Tax Appraisal District

30a

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

September 23, 1994

Fran & Larry Collmann
9911 Anderson Mill Road
Austin, Texas 78750

Dear Mr. & Mrs. Collmann:

This responds to your letter, dated September 19, 1994,
requesting this office re-evaluate the 13.942 acres located
near Spicewood Springs Road and Loop 360 off White Cliff
Dr., Austin, Travis County, Texas property. We have re-
evaluated the new information you provided.

As stated in our letter June 1, 1994, our records indicate that
golden-cheeked warblers have been sighted on the westem,
southern and eastern boundaries of this property. Mr. Lee
Sherrod’s letter to you of June 13, 1994, indicated the
possibility of black-capped vireos in the area. Current
information indicates the warbler and vireo are sensitive to
several factors associated with residential development,
including increases in noise levels, predators, human activity
in nesting areas, and other disturbance factors. Therefore,
we believe that clearing or development-related activities on
the majority of this tract, could constitute a “take” as defined
by the Endangered Species Act. The Act prohibits “take”
unless it is incidental to an otherwise lawful activity and has
been authorized under section 10(a)(1)(B) of the Act. We
recommend that authorization under the Act be secured prior
to any development.

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However, we also said, there may be a possibility of building
a single house on the 13.942 acres without constituting
“take” if the following conditions are observed. We wish to
reiterate that this property is very close to habitat that is
occupied by the golden-cheeked warbler and/or black-capped
vireo. To avoid harassment (a possible “take” violation) of
the species that may occur in the area, we wish to
recommend the following conservation measures:

- Construction of only one single family home on the
northeast portion of the property, the area which is
already cleared.

2. The driveway be constructed in the already cleared
roadway.
3. Exterior construction activities on this property not

occur between March 1 and August 1.

4. Remove only the trees that are needed for
construction of the house and septic field.

3 Use only native plants and grasses for landscaping.

6. Ensure that all clearing and construction operations
are consistent with current practices of the Texas
Forest Service to prevent the spread of oak wilt.

7. Prohibit the use of pesticides, herbicides and
fertilizers.

| If these conservation recommendations are not followed,
then we believe a take could occur and recommend obtaining
authorization under section 10(a)(1)(B) or section 7 of the
Endangered Species Act. Section 10(a)(1)(B) permit
procedures are enclosed.

32a
Thank you for providing pertinent information to help re-
evaluate this property. If you wish to discuss this matter
further, please contact Alma Barrera at (512) 482-5436.
Sincerely,

/s/ Jana Grote

Field Supervisor

Enclosure
ce: City of Austin, Conservation & Environmental
‘Department

City of Austin, Electric Department
Jim Nuckles, Travis County Tax Appraisal District

33a
United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

January 13, 1994

Glenn Williams and Terry Wynn, Partners
P.O. Box 64138
Lubbock, Texas 79464

Gentlemen:

This letter is in reference to recent vegetation clearing
activities on 611.208 acres of your property located near
Spanish Pass Road and Tower Road in Kendall County,
Texas. This property supports vegetation that is likely to be
occupied by the federally listed endangered golden-cheeked
and/or black-capped vireo.

If the development activities on the subject site are in any
way disrupting the breeding and/or foraging activities of the
federally protected golden-cheeked warbler and/or black-
capped vireo, these activities could constitute a “take” of
listed species.

The Endangered Species Act (Act) prohibits the “take” of
federally-listed species unless the “take” is incidental to
otherwise lawful activity and a section 10(a)(1)(B) permit
under the Act has been obtained. “Take” is defined as
harass, harm, pursue, hunt, shot, wound, kill, trap, capture, or
collect, or to attempt to engage in any such conduct.

We recommend that clearing activities on the property be
discontinued and you contact Alma Barrera for additional

34a

information on compliance of such activities with the Act at
(512) 482-5436. |

Sincerely,
/s/ Joseph E. Johnston
Field Supervisor
cc: Regional Director, Region 2
Solicitor, Department of the Interior, Tulsa, OK

Fish and Wildlife Service, Law Enforcement, San
Antonio, TX

35a

United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 7870]

June 9, 1994

Stan & Donna Buck |
305 Golden Oaks Drive
Georgetown, Texas 78628

Dear Mr. & Mrs. Buck:

This responds to your letter, dated March 23, 1994,
requesting this office to review the following property for its
Suitability as habitat for federally listed threatened or
endangered species:

Lot 8, Lake Georgetown Estates II, located on
County Road 262, Georgetown, Williamson
County, Texas

We have reviewed the information you provided as well as
other available information concerning the potential of the
above property to Provide suitable habitat for the federally
listed endangered golden-cheeked warbler, black-capped
vireo and cave invertebrates. We believe that this property
would not provide suitable habitat for the black-capped vireo
or the cave invertebrates, but would provide habitat for the
golden-cheeked warbler.

The subject lot is part of a block of habitat occupied by the
golden-cheeked warbler. Areas that are biologically
necessary for the continued existence of a species may not be
continuously occupied by that species. Current biological

36a

information indicate the warbler is sensitive to several
factors associated with residential development, including
increases in noise levels, predators, human activity in nesting
areas, and other disturbance factors. We believe that
clearing or development-related activities in this area, would
constitute a “take” as defined by the Endangered Species Act
(Act). The Act prohibits the “take” unless it is incidental to
an otherwise lawful activity and has been authorized under
section 10(a)(1)(B) of the Act. We recommend that
authorization under the Act be secured prior to any
development. Procedures for the section 10(a)(1)(B) permit
process are enclosed. |

We appreciate your concern for endangered species and your
desire to comply with the Endangered Species Act. This
response is intended to assist you in such compliance. You
are ultimately responsible for compliance with all laws, and
this letter does not exempt you from complying with current
or future federal, state, regional or local development
requirements. If you wish to discuss this matter further,
please contact Alma Barrera at (512) 482-5436.

Sincerely,

Field Supervisor

37a
United States Department of the Interior

FISH AND WILDLIFE SERVICE
611 E. Sixth Street
Grant Bldg., Suite 407
Austin, Texas 78701

September 22, 1994

Lee Sherrod

Horizon Environmental Services, Inc.
P.O. Box 162017

Austin, Texas 78716

Dear Mr. Sherrod:

This responds to your letter, dated June 28, 1994, regarding
the re-evaluation of the HE Brodie tract, located Barton
Creek Loop 360, Lamar and Ben White Blvd., Austin, Travis
County, Texas.

Our records indicate that golden-cheeked warblers have been
observed along the Barton Creek greenbelt adjacent to this
property and some observations along the property line. The
Subject tract is part of a large tract occupied by golden-
cheeked warblers. Additionally, areas that are biologically
necessary for the continued existence of a species may not be
continuously occupied by that species. Current biological
information indicates the warbler is sensitive to several
factors associated with development, including increases in
noise levels, predators, human activity in nesting areas, and
other disturbance factors.

We believe that clearing or development-related activities on
Rart of this property (the water quality buffer and transition
zones), could constitute a “take” as defined by the
Endangered Species Act (Act). The Act prohibits “take”

acr —r ee |

38a

unless it is incidental to an otherwise lawful activity and has
been authorized under section 10(a)(1)(B) of the Act.

As discussed during our meeting of July 12, we believe some
development can occur outside the City of Austin water
quality buffer and transition zones, 800 feet from the middle
of Barton Creek, without constituting “take” if the following
conditions are observed.

:. Exterior construction activities within 1000 feet from
the middle of the creek not occur between March 1
and August 1.

2. Remove only trees that are needed for construction.
3. Use only native plants and grasses for landscaping.
4. Ensure that all clearing and construction operations

are consistent with current practices of the Texas
Forest Service to prevent the spread of oak wilt.

If these conservation recommendations are not followed,
then we believe a take could likely occur and we recommend
obtaining authorization under section 10(a)(1)(B) or section
7 of the Endangered Species Act.

We appreciate your concern for endangered species and your
desire to comply with the Act. If you wish to discuss this

matter further, please contact Alma Barrera at (512) 482-
5436.

Sincerely,
/s/ Jana Grote
Field Supervisor

Enclosure

ae ead ss
Kasstht Sete AAT ih DA SS

cc: City of Austin,
Services Dept.

39a

Environmental

City of Austin, Power & Light
Jim Nuckles, Travis County Tax Appraisal District

& Conservation

40a

UNITED STATES DEPARTMENT OF THE INTERIOR
FISH AND WILDLIFE SERVICE
POST OFFICE BOX 1306
Albuquerque, N.M. 87103

August 19, 1992
In Reply Refer To:
Region 2/RD

Chairman John Hall

Texas Water Commission
1700 North Congress Avenue
Austin, Texas 78711

Dear Chairman Hall:

The United States Fish and Wildlife Service (Service)
commends the efforts of the Texas Water Commission
(TWC) to protect and ensure proper management of the
limited water resources of the Edwards Aquifer (Aquifer).
The TWC’s proposed Water Management Plan (Plan) is a
major and positive step forward by the State of Texas to
resolve a long-standing water crisis that threatens public
health and safety, an entire region’s economy, and various
ecological resources.

The Service has completed a careful review and evaluation
of the TWC’s proposed plan. We have determined that if the
modifications outlined below are made, your plan could
increase protection and assurances of flows at San Marcos
and Comal Springs, and therefore could provide a sound
basis for resolving endangered species issues.

You have asked the Service to provide a careful review of
the TWC plan. Taking into consideration the amount of

4la

water now present in the Aquifer, the TWC’s hydrologic
simulations, as well as our hydrologist’s evaluation of
droughts in the region, we believe that for the next 20+ years
there is a high probability of uninterrupted flow at San
Marcos and Comal Springs if your proposed Plan, subject to
our recommended changes below, is implemented. Based on
this review and incorporation of the recommended changes,
the Service supports the proposed TWC Comprehensive
Water Management Plan for the Edwards Aquifer.

However, our analysis indicates that even with full
implementation of the Plan, there is still the possibility that
some “taking” of endangered species may occur. To ensure
compliance with the Endangered Species Act and address the
possibility for “takings” of endangered species, we
recommend that the State of Texas, or an appropriate
regional management agency, apply for an incidental take
permit from the Service. The Habitat Conservation Plan
(HCP) that would accompany such an application should be
designed to address the potential for lawful “incidental
takings” of endangered species. Based on current data, the
following provisions would be required as part of the HCP:

° Initially, direct pumpage from the
Aquifer is to be limited, in the aggregate, to no
more than 450,000 acre-feet per calendar year.

° Within 10 years, direct pumpage from
the Aquifer shall be reduced by 50,000 acre-
feet to 400,000 acre-feet per calendar year.

. In order to protect flows at San Marcos
and Comal Springs, a_ special drought
management plan must be developed and
implemented during extreme drought.
Specifically, the drought management plan
must reduce direct pumpage from the Aquifer
to a rate of 350,000 acre-feet per year at any

42a

time the water level in the J-17 index well in
Bexar County falls below 625 feet msl.

“ TWC may allow additional withdrawals
of “interruptible or (surplus) water supplies
when levels at the J-17 index well are above
665 feet msl. However, such withdrawals
should be limited to 88,000 acre-feet to assure
that spring flows are not adversely affected
during critical drought conditions. Also,
allocations of such interruptible water supply
should provide for the diversion of at least
one-half of the water downstream of the
springs and associated critical habitat areas,
rather than directly from the aquifer.

* All wells used for domestic and
livestock purposes should be registered with
TWC, or an appropriate regional management
agency, to enable the monitoring of their
cumulative impact on the Aquifer.

* Maintain moratorium on new wells
until the State or local rules go into effect.

* The section 10(a) permit length would
be 20 years or less.

Also, from the review we’ve conducted, it is clear that there
is a relationship between pumpage from the Aquifer and
flows at San Marcos and Comal Springs. Maintenance of
springflows are clearly enhanced as direct pumpage from the
Aquifer is reduced. Consequently, the Service recommends
a study be conducted over the next 5 years to determine the
feasibility of various water users diverting 50,000 to 75,000
acre-feet of their Aquifer water withdrawals from some point
downstream of the springs and critical habitat areas.

BO DR a Ta aa

43a

We also encourage other Federal agencies to demonstrate a
leadership role in water conservation and the protection of
endangered species. The Endangered Species Act (ESA)
states “. . . that all Federal departments and agencies shall
seek to conserve endangered species and threatened species
and shall utilize their authorities in furtherance of the
purposes of this Act.” This requirement applies to all
Federal agencies which contribute, directly or indirectly, to
the withdrawal of water from the Edwards Aquifer. The
Department of Defense, Department of Agriculture,
Department of Transportation, Environmental Protection
Agency, and Department of Housing and Urban
Development are examples of Federal entities that must play
a vital role in the protection of endangered species that are
dependent upon the Edwards Aquifer.

Again, the Service supports your efforts and believes that the
sensitive springs systems will be afforded a significantly
higher degree of protection than they now have. We are very
excited and encouraged by the progress that you and your
colleagues have made toward developing a much needed and
long overdue management plan for the Edwards Aquifer. |
particularly appreciate your efforts to look at the “big
picture” and provide a plan that considers invaluable natural
resources such as springflows, instream flows, and flows to
the bays and estuaries, as well as consideration for human
well-being. We look forward to continuing our work with
you in this endeavor to protect the unique ecosystems that
depend on the waters of the Edwards Aquifer.

Sincerely,

s/ Michael Spear

Regional Director
Enclosures

CC:

44a

U.S. Senator Lloyd Bentsen

U.S. Senator Phil Gramm

Honorable Henry B. Gonzalez

Honorable Lamar S. Smith

Honorable Albert G. Bustamante

Governor Ann Richards

Sam Hamilton, State Administrator, FWS, Austin, TX
Andrew Sansom, Executive Director, Texas Parks & Wildlife
Dept., Austin, TX

STERRA CLUB LONE STAR CHAPTER

April 15, 1994

CERTIFIED MAIL
RETURN RECEIPT REQUESTED

TO: The Honorable Bruce Babbitt, Secretary
United States Department of the Interior
Office of the Secretary
18th and C Streets, N.W.
Mail Slot #MS6217
Washington, D.C. 20240

All Federal agencies listed on Exhibit A attached to
this notice

The City of San Antonio and other individuals and
entities that withdraw water from the Edwards Aquifer, some
of whom are listed on Exhibit B

The Texas Natural Resource Conservation
Commission (TNRCC)

All other Violators (Defined Below)
Re: Notice of Endangered Species Act Violations

Dear Secretary Babbitt, all Federal agencies listed on Exhibit
A attached to this notice, the City of San Antonio and other
individuals and entities that withdraw water from the
Edwards Aquifer including, without limitation, those listed
on Exhibit B, the TNRCC, and all other violators:

We am writing on behalf of the Sierra Club and Clark
Hubbs to notify each of you, pursuant to Section
11(g)(2)(A)(i) of the Endangered Species Act of 1973 (ESA),
16 U.S.C. 1540(g)(2)(A)(i), of violations of the ESA, 16

46a

U.S.C. 1531 et seq., by each of you, and of the Sierra Clubs
and Clark Hubbs intent to sue concerning these violations.

Unlawful actions and failures or refusals to act by all
of you cause severe overdrafting of the Edwards
Underground River, also known as the Edwards (Balcones
Fault Zone) Aquifer, San Antonio Region, hereinafter, the
Edwards. Overdrafting of the Edwards poses a substantial
and imminent threat of jeopardy to the continued existence
of endangered and threatened species and to the public health
and safety of 1.5 million people. Both the species and the
people are dependent on clear, clean natural Edwards water.
Overdrafting of the Edwards moves hydrogen sulfide, a
hazardous substance, into the fresh water in the Edwards.
Overdrafting of the Edwards threatens to poison the Edwards
for everyone.

This threat is urgent. Overdrafting has already
resulted in takings of endangered species in 1989 and 1990,
and according to the largest pumper, San Antonio, threatens
to do so again this summer and in 1995 and 1996.
Overdrafting has already resulted in jeopardy to endangered
species at Comal Springs in 1989 and 1990, and according to
San Antonio threatens to do so again in mid-1995 and mid-
1996. Overdrafting has already resulted in some movement
of bad water, contaminated by hydrogen sulfide, a hazardous
substance, in 1956. It threatens to do so again in a repeat of
the drought of record, or in a drought less serious than the
drought of record but slightly more serious than the droughts
of 1984, 1989 and 1990.

This threat requires a vigorous coordinated federal-
state-local response, beginning immediately. Michael Spear,
Assistant Director of the U.S. Fish & Wildlife Service
(USFWS), lead agency in charge of the Edwards species,
testified in November 1992 that the Texas legislative session
ending May 1993 represented the last chance for a state
solution, before the blunt axes of ESA 7 and 9 have to be
dropped. That legislative session produced a statute, S.B.

47a

1477 which, according to the State of Texas, is frozen. No
federal, state or local entity has a plan adequate to protect
endangered species and human water supplies against
overdrafting of the Edwards. The States last plan does not
come close to protecting these waters, according to an
independent mid-1993 review by the University of Texas.

The background facts are set forth in the Findings of
Fact and Conclusions of Law entered on February 1, 1993,
by the Honorable Lucius Bunton, Senior United States
District Judge, in Sierra Club v. Lujan, 1993 WL 151353
(W.D. Tex.), as amended May 26, 1993, appeal dismissed
sub. nom. Sierra Club v. Babbitt, 995 F.2d 571 (Sth Cir.
1993). A copy is attached as Exhibit C and incorporated by
reference in this notice of violation.

The Sierra Club and Clark Hubbs hereby give notice
of the following violations:

(1) The Secretary of the Interior and the U.S. Fish
& Wildlife Service have violated and are violating ESA 4,
16 U.S.C. 1533, by (a) failure to act on the listing petitions
for certain Comal Springs species; (b) failure to designate
critical habitat for those species and for the Texas blind
salamander; (c) failure to develop recovery plans for the
Comal Springs species and/or population and for the Texas
blind salamander; (d) failure to implement key provisions of
the San Marcos Recovery Plan; and (e) failure to promulgate
regulations to protect threatened species against reduction in
springflows due to excessive pumping of the Edwards.

(2) The Secretary of the Interior and all Federal
Agencies listed on Exhibit A (together, the Federal
Violators), including but not limited to the U.S. Fish and
Wildlife Service, the U.S. Departments of the Interior,
Transportation, Agriculture, Defense, Army and Air Force,
the U.S. Defense Base Closure and _ Realignment
Commission, and the Agency for Toxic Substances and
Disease Registry, have violated and are violating ESA 7, 16

48a

U.S.C. 1536, by failing to review and utilize their
authorities to plan and carry out programs for the
conservation of the Edwards, Comal and San Marcos species
against reduced springflows due to excessive pumping and
by failing to engage in coordinated multi-agency
consultation to insure that no actions or activities authorized,
funded or carried out by them or by other federal agencies
are likely to jeopardize the continued existence of any of the
Edwards, Comal and San Marcos species.

(3) The Federal Violators, the TNRCC, and the
City of San Antonio and other individuals and entities who
withdraw water from the Edwards Aquifer, some of whom
are listed on Exhibit B, have violated and are violating ESA
9 by authorizing, funding or carrying out pumping, or by
authorizing, funding or carrying out activities that allow,
maintain, encourage or increase pumping, from the Edwards
to an extent that reduces Edwards levels and Comal and San
Marcos springflow rates to below the points at which
endangered wildlife are actually killed or injured.

The Sierra Club and Clark Hubbs intend to amend and
supplement the Sierra Clubs complaint in Sierra Club v.
Babbitt, seeking leave from Judge Bunton for this purpose.
The Sierra Club and Clark Hubbs intend to allege violations
of ESA Sections 4, 7 and 9 and of other federal statutes,
against specific defendants, as set forth in the proposed
amended and supplemental complaint, a copy of which is
attached as Exhibit D, and incorporated by reference in this
notice of violation. The Sierra Club and Clark Hubbs
reserve the right to sue others to whom this notice of
violation is sent for the violations covered by this notice, in
the proposed amended and supplemental complaint or in a
future amended and supplemental complaint. In particular,
the Sierra Club and Clark Hubbs give notice that they intend,
as necessary, to sue pumpers for violations of ESA Section 9
and seek injunctive relief restricting pumping to prevent
violations of Section 9. Such relief may be requested as
early as this summer.

49a

Excessive pumping jeopardizes both endangered
species and San Antonio’s and others water supply. In
summary, federal, state and local authorities have the power
and duty to protect the Edwards against excessive pumping.
They have failed and are failing or refusing to carry out their
responsibilities. As a result, excessive pumping by San
Antonio, the San Antonio military bases, agribusinesses and
others imperils the Edwards ecosystem.

The Sierra Club and Clark Hubbs plan to take prompt
legal action to obtain judicial remedies for this emergency.

Sincerely,

Ken Kramer, Director
Lone Star Chapter of the
Sierra Club

Stuart Henry

SBN 09484000

202 West 17th Street
Austin, Texas 78701
($12) 479-8125
(512) 479-8269 (fax)

P.M. Schenkkan
SBN 17741500

727 E 26th Street
Austin, Texas 78705
(512) 471-3280
(512) 471-6988 (fax)

50a

Attachments

cc: Governor Ann Richards
TO: Bruce Babbitt. et al.
April 15, 1994

Page PAGE 4

Sla

U.S. Agency for Toxic
Substances and
Disease Registry

By serving David
Satcher, Administrator
1600 Clifton Road,
N.E.

Atlanta, GA 30333

U.S. Defense Base
Closure and
Realignment
Commission

By serving James A.
Courter, Chairman
Rosslyn Metro Center
Bldg.

1700 North Moore
Street

Arlington, VA 22209

U.S. Department of
Agriculture

By serving Mike
Espey, Secretary

14th and Independence
Avenue, S.W.
Washington, D.C.
20250

U.S. Department of
Commerce

By serving Ronald H.
Brown, Sr., Secretary
14th St. and
Constitution Avenue,
N.W.

Washington, D.C.
20230

. U.S. Department of

Defense

By serving William J.
Perry, Secretary

The Pentagon
Washington, D.C.
20301

U.S. Department of the
Air Force

By serving Sheila E.
Widnall, Secretary of
the Air Force

The Pentagon
Washington, D.C.
20330

U.S. Department of the
Army

By serving Togo D.
West, Jr., Secretary of
the Army

The Pentagon
Washington, D.C.
20310

U.S. Department of the
Navy

By serving John H.
Dalton, Secretary of
the Navy

The Pentagon
Washington, D.C.
20350

9.

10.

‘4.

U.S. Department of
Education

By serving Richard W.
Riley, Secretary

400 Maryland Avenue,
S.W.

Washington, D.C.
20202

U.S. Department of
Energy

By serving Hazel R.
O’ Leary, Secretary
Forrestal Building
1000 Independence
Avenue, S.W.
Washington, D.C.
20585

U.S. Department of
Health and Human
Services

By serving Donna E.
Shalala, Secretary
200 Independence
Avenue, S.W.
Washington, D.C.
20201

.U.S. Department of

Housing and Urban
Development

By serving Henry G.
Cisneros, Secretary
451 Seventh Street,
S.W.

Washington, D.C.
20410

13.

15.

16.

17.

U.S. Department of the
Interior

By serving Bruce
Babbitt, Secretary

18th and C Street,
N.W.

Mail Slot # MS6217
Washington, D.C.
20240

. U.S. Department of

Justice

By serving Janet Reno,
Attorney General
Tenth Street and
Constitution Avenue,
N.W.

Washington, D.C.
20530

U.S. Department of
Labor

By serving Robert B.
Reich, Secretary

200 Constitution
Avenue, N.W.
Washington, D.C.
20210

U.S. Department of
State

By serving Warren
Christopher, Secretary
2201 C Street, N.W.
Washington, D.C.
20520

U.S. Department of
Transportation

18.

19,

20.

By serving Federico F.
Pena, Secretary

400 Seventh Street,
S.W.

Washington, D.C.
20590

U.S. Department of the
Treasury

By serving Lloyd M.
Bentsen, Secretary
1500 Pennsylvania
Avenue, N.W.
Washington, D.C.
20220

U.S. Department of
Veteran Affairs

By serving Jesse
Brown, Secretary

810 Vermont Avenue,
N.W.

Washington, D.C.
20420

Environmental
Protection Agency
By serving Carol M.
Browner,
Administrator

401 M Street, S.W.
Washington, D.C.
20460

. Farm Credit

Administration

By serving Billy R.
Brown, Chairman
1501 Farm Credit

22.

rx J

Drive
McLean, VA 22102

Farmers Home
Administration

By serving Michael V.
Dunn, Administrator
14th Street and
Independence Avenue,
S.W.

Washington, D.C.
20250

Federal
Communications
Commission

By serving Reed E.
Hundt, Chairman
1919 M Street, N.W.
Washington, D.C.
20554

. Federal Deposit

Insurance Corporation
By serving Andrew
Hove, Chairman

550 Seventeenth
Street, N.W.
Washington, D.C.
20429

. Federal Emergency

Management Agency
By serving James Lee
Witt, Director
Federal Center Plaza
500 C Street, S.W.
Washington, D.C.
20472

30.

. Federal Home Loan

Mortgage Corporation
By serving Leland C.
Brendsel, Chairman
8200 Jones Branch
Drive

McLean, VA 22102

. Federal Housing

Finance Board

By serving the
Chairman

1777 F Street, N.W.
Washington, D.C.
20006

. Federal Labor

Relations Authority
By serving Jean
McKee, Chairman
607 Fourteenth Street,
N.W.

Washington, D.C.
20424-0001

. Federal Trade

Commission

By serving Janet D.
Steiger, Chairman
Sixth Street and
Pennsylvania Avenue,
N.W.

Washington, D.C.
20580

General Services
Administration
By serving Roger W.

54a

31.

Ja

33.

34.

Johnson, Acting
Administrator
18th and F Streets,
N.W.

Washington, D.C.
20405

International
Development
Cooperation Agency of
the United States
By serving J. Brian
Atwood, Director
Department of State
Building

320 Twenty-first
Street, N.W.
Washington, D.C.
20523

International Trade
Commission

By serving Don E.
Newquist, Chairman
500 E Street, S.W.
Washington, D.C.
20436

Interstate Commerce
Commission

By serving Gail C.
MacDonald, Chairman
Twelfth Street and
Constitution, N.W.
Washington, D.C.
20423

National Labor
Relations Board

35

36.

37.

By serving James M.
Stephens, Chairman

1099 14th Street, N.W.

Washington, D.C.
20570

. Office of Thrift

Supervision

By serving Jonathon L.

Fiechter, Acting
Director

1700 G Street, N.W.
Washington, D.C.
20552

U.S. Postal Service
By serving Marvin
Runyon, Postmaster
General

475 L’Efant Plaza
West, S.W.
Washington, D.C.
20260

Resolution Trust
Corporation Oversight
Board

By serving Jack Ryan,
Chief Executive
Officer

801 17th Street, N.W.
Washington, D.C.
20434

. Securities and

Exchange Commission
By serving Arthur
Levitt, Jr., Chairman
450 Fifth Street, N.W.
Washington, D.C.
20549

. Selective Service

System

By serving Robert W.
Gambino, Director
1515 Wilson
Boulevard

Arlington, VA 22209-
2425

. Small Business

Administration

By serving Erskine
Bawles, Administrator
409 Third Street, S.W.
Washington, D.C.
20416

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386012_0804%3A18. Public record. Not legal advice.
