# Opposition Brief — Bates v. Walker

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1995
- **Citation:** 515 U.S. 1157

## Text

| Bupreme Gur’, Us
ee

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;
No. 94-158 ~~ SEP 2 3 1994

OFFICE OF THE OLERK
IN THE Sttins,|

Supreme Court of the United States

OcrosBer TerM, 1994

L. BATES,
Petitioner,
against
ROBERT WALKER,

Respondent.

JOHN MAHONEY,
Petitioner,
against
MICHAEL MAYS,
Respondent.

ON PETITION FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

BRIEF OF RESPONDENT MAYS IN
OPPOSITION

RicHARD J. UROWSKY

125 Broad Street

New York, New York 10004

(212) 558-4000 i
a a Counsel for Respondent Mays
Scott L. LEssING
DEBORAH GORDON

Of Counsel
September 23, 1994

-
a

Aig:

ey yes
NS

pate
rae

a.

QUESTION PRESENTED

Whether an administrative “reversal" of a constitutionally
infirm prison disciplinary proceeding bars any due process
claim arising out of that proceeding regardless of whether the
prisoner has already served the entire improperly imposed
sentence in punitive confinement?

TABLE OF AUTHORITIES

STATEMENT OF THE CASE

A. Factual and Procedural Background

B. The Decisions Below

ARGUMENT

I.

-ij-

TABLE OF CONTENTS

MAHONEY’S CLAIM THAT NEW
YORK PROVIDES A MEANINGFUL
POST-DEPRIVATION REMEDY WAS
NOT RAISED IN THE COURT OF
APPEALS AND IS NOT WORTHY OF

REVIEW BY THIS COURT. .........

THE SECOND CIRCUIT’S
DETERMINATION THAT MAYS
SHOULD HAVE A REMEDY FOR
THE DEPRIVATION HE SUFFERED
IS CONSISTENT WITH THE
DECISIONS OF THIS COURT AND

ALL THE OTHER CIRCUITS. .......

= ae ee oS oe or oe a a

ss i oe oe oe oe oe oe

Gee

-lil- Page

Il. THE COURT BELOW CORRECTLY
DECIDED THAT AN ADMINISTRATIVE
REVERSAL WHICH OCCURS AFTER AN
INMATE SERVES HIS ENTIRE SENTENCE
IN PUNITIVE SEGREGATION IS
POT BEGAIIIAIE ie ccc ete et nees 16

ee eee ee ee ee 17

-jV-

TABLE OF AUTHORITIES

Cases

Alston v. Debruyn, 13 F.3d 1036

oo a. | Serres ee rere

Battle v. Barton, 970 F.2d 779 (11th
Cir. 1992), cert. denied, 113 S.

ae: fe. rrr ee ee ee

Caine v. Hardy, 943 F.2d 1406 (Sth Cir.
1991) (en banc), cert. denied, 112

es ere ree
Cleavinger v. Saxner, 474 U.S. 193 (1985) ...

Daniels v. Williams, 474 U.S. 327 ........

Easter House v. Felder, 910 F.2d 1387
(7th Cir. 1990) (en banc), cert. denied,

Se Shs. Se COE 4 nc eR es es

EEOC v. Federal Labor Relations Auth. , 476

kf ee a eee eee

Ewell v. Murray, 11 F.3d 482 (4th Cir. 1993),

cert. denied, 114 S. Ct. 2112 (1994) ......

FTC v. Grolier, Inc., 462 U.S. 19 (1983) ....

Page(s)

-V- Page(s)

Gilbert v. Frazier, 931 F.2d 1581 (7th Cir. 1991) ... 11
Griffin-El v. Delo, __ F.3d ___, No. 92-3166,

1994 WL 460801 (8th Cir. Aug. 26, 1994) ...... 12
Harper v. Lee, 938 F.2d 104 (8th Cir. 1991) .... 12, 16
Heck v. Humphrey, 114 S. Ct. 2364 (1994) ....... 10
Hudson v. Palmer, 468 U.S. 517 (1984) ...... 5-8, 11,

13, 15
IRS v. Federal Labor Relations Auth. , 494

I ok a sc ep le a eeu we eS 5
Katz v. Klehammer, 902 F.2d 204 (2d

UN hia ee Ta Eo 6, 7
Lowe v. Scott, 959 F.2d 323 (Ist Cir. 1992) ...... 14
Mackey v. Dyke, 29 F.3d 1086 (6th Cir. 1994) ..... 13
Mays v. Mahoney, 23 F.3d 660 (2d Cir. 1994) ... 3, 16
McKinney v. Pate, 20 F.3d 1550 (11th Cir.

I a a ye a te re eee 13
Murphy v. Collins, 26 F.3d 41 (Sth Cir.

We honda cae. Ae oe ae eae 10, 11
Parratt v. Taylor, 451 U.S. 527 (1981) ....... 5-7, 11,

13-15

Patsy v. Board of Regents, 457 U.S. 496 (1982) .... 10

SE a OE OT ORT ee

-Vi-

Patterson v. Coughlin, 761 F.2d 886 (2d Cir.
1985), cert. denied, 474 U.S. 1100 (1986) ....

Ponte v. Real, 471 U.S. 491 (1985) .........

Posters ’N’ Things, Ltd. v. United States, 114

ee Oe CE bk nn sb Wb eo oe ew

Rogers v. Lodge, 458 U.S. 613 (1982) .......

Rowe v. Debruyn, 17 F.3d 1047 (7th Cir. 1994)
reh’g denied and opinion amended, 1994 U.S.
App. LEXIS 10069 (May 5, 1994), petition
for cert. filed, 63 U.S.L.W. 3127 (U.S.

Aug. 1, 1994) (No. 94-249) ............

Russell v. Scully, 15 F.3d 219 (2d Cir. 1993) ...

Simmons v. Chemung County Dep’t of Social
Servs., 770 F. Supp. 795 (W.D.N.Y.), aff'd
without opinion, 948 F.2d 1276 (2d Cir. 1991)

Smith v. Maschner, 899 F.2d 940 (10th Cir.

PE £4 a eA DE SORE EEO WAS

Smith v. Massachusetts Dep’t of Correction,

956 F268 1990 (iat Cir. 1991) . ww we es
Superintendent v. Hill, 472 U.S. 445 (1985)... .

Walker v. Bates, 23 F.3d 652 (2d Cir. 1994) ...

Walker v. Navarro County Jail, 4 F.3d 410

a Ce as ERS 08 OA Nee Oe

Page(s)

-Vli-

Walker v. Sumner, 14 F.3d 1415 (9th Cir. 1994) ....

Wolff v. McDonnell, 418 U.S. 539 (1974) .....

Young v. Hoffman, 970 F.2d 1154 (2d Cir.
1992) (per curiam), cert. denied, 114 S.

CR. 25S CE 6 0 4 ew Swe 4 a8 as

Young v. Kann, 926 F.2d 1396 (3d Cir. 1991) ..

Zar v. South Dakota Bd. of Examiners, 976

P20 GSP Cn Ce. TRE) ne een ees

Zinermon v. Burch, 494 U.S. 113 (1990).....

Statutes
42 U.S.C. § 1983

Articles

Page(s)

passim

William Babcock, Due Process in Prison Disciplinary

Proceedings, 22 B.C. L. Rev. 1009 (1981) ..

a

IN THE
Supreme Court of the United States

OCTOBER TERM, 1994

L. BATES,
Petitioner,
—against—
ROBERT WALKER,
Respondent.
JOHN MAHONEY,
Petitioner,
—against—
MICHAEL MAYS,
Respondent.

ON PETITION FOR A WRIT OF CERTIORARI TO THE UNITED
STATES COURT OF APPEALS FOR THE SECOND CIRCUIT

BRIEF OF RESPONDENT MAYS
IN OPPOSITION

Respondent Michael Mays submits this brief in
opposition to petitioner John Mahoney’s request that a writ
of certiorari issue to review the judgment of the United States
Court of Appeals for the Second Circuit, entered on April 29,
1994, which reversed the district court’s dismissal of Mays’s
claims. The Second Circuit opinion is reported at 25 F.3d
660.

STATEMENT OF THE CASE

A. Factual and Procedural Background

Michael Mays, a prisoner in a New York State
correctional facility, filed this action pro se under 42 U.S.C.
§ 1983, seeking redress for the deprivation of his Fourteenth
Amendment right to due process of law during the course of
a Tier III Superintendent’s Hearing (the "Hearing") held at
the Sing Sing Correctional Facility ("Sing Sing") on July 26,
1990. (MA 5-15.) The pro se complaint explains that Mays
received no notice of the Hearing, no assistance in the
preparation of his defense, no opportunity to attend or
otherwise present a defense at the Hearing, including the
opportunity to call witnesses, and that Mahoney, the hearing
officer, was biased against him. (MA 5-15, 24-25.) None
of the documents reviewed by the hearing officer indicated
that Mays had knowingly and voluntarily waived these rights.
(MA 33-37.) Nevertheless, at the conclusion of the Hearing,
which lasted all of five minutes, Mahoney found Mays guilty
of the charges, which Mays had been deprived of all
opportunity to contest, and sentenced him to forty-five days
in punitive keeplock confinement and loss of certain
privileges. (MA 38-41.)

Mays first learned of the disciplinary proceeding when
the hearing disposition sheet was left on his cell bars after the
conclusion of the hearing. Two days later, he filed an
administrative appeal of his sentence in which he explained
that he had not received notice of the proceeding nor any
opportunity to explain why the charge could not be true.
(MA 10-15.) On September 12, 1990, after Mays had
already served his evitire sentence in segregation, Sing Sing
Superintendent John P. Keane "reversed" Mahoney’s
disciplinary decision for “procedural error." (MA 42.)

B. The Decisions Below

In September of 1992, Mays moved for summary
judgment as to the due process violations alleged in his
complaint. (MA 22-28.) Mahoney filed a c’oss-motion for
summary judgment on April 27, 1993. (MA 29-48.)
Relying primarily on Young v. Hoffman, 970 F.2d 1154 (2d
Cir. 1992) (per curiam), cert. denied, 114S. Ct. 115 (1993),
and Russell v. Scully, 15 F.3d 219 (2d Cir. 1993), defendant
Mahoney argued that the administrative reversal of the
Hearing he had conducted and the expungement of all
references to the sentence he had imposed "cured" any due
process violation he had committed.

By Report and Recommendation dated August 16, 1993
(the "Report"), Magistrate Judge James C. Francis rejected
this argument and recommended that the parties’ cross-
motions be denied. (MA 49-62.) In the Report, the
magistrate judge distinguished between administrative and
punitive confinement and held that "[i]Jf Mr. Mays was
subjected to administrative confinement, then the reversal on
appeal cures any procedural due process violations he
allegedly suffered. However, if the time he served was
punitive, then the reversal on appeal would not cure any
procedural defects, and the defendant would remain
potentially liable for the deprivation." (MA 58.) On October
22, 1993, the district court (Cedarbaum, J.) issued a
Memorandum Opinion and Order which declined to accept
the magistrate judge’s recommendations and instead held that
regardless of whether Mahoney had imposed the forty-five
day sentence “as penalty" and regardless of whether Mays’s
“punishment had ended" before the reversal, the reversal
"cured any procedural defect that may have occurred." (MA
67-69.) Mays timely filed and served his Notice of Appeal
on November 18, 1993. (MA 72-73.)

In a unanimous decision written by Judge Timbers and
joined by Chief Judge Newman and Judge Pratt, Mays v.

Mahoney, 23 F.3d 660, 662 (2d Cir. 1994), the Second
Circuit held that "[t]he court erred in granting Mahoney’s
motion for summary judgment since a _ reversal on
administrative appeal does not cure the wrongful deprivation
of a liberty interest resulting from a due process violation at
a prisoner’s disciplinary hearing." This holding relied
primarily upon Walker v. Bates, 23 F.3d 652 (2d Cir. 1994),
an opinion decided on the same day, which in turn relied on
Patterson v. Coughlin, 761 F.2d 886, 890 (2d Cir. 1985),
cert. denied, 474 U.S. 1100 (1986), and this Court’s opinions
in Wolff v. McDonnell, 418 U.S. 539 (1974), and Cleavinger
v. Saxner, 474 U.S. 193 (1985). Neither the opinion below
nor any of Mahoney’s prior submissions or arguments
discussed the cases or issues upon which Mahoney now relies
in petitioning this Court.

at AORN en nd

ARGUMENT
I.

MAHONEY’S CLAIM THAT NEW YORK PROVIDES
A MEANINGFUL POST-DEPRIVATION REMEDY
WAS NOT RAISED IN THE COURT OF APPEALS

AND IS NOT WORTHY OF REVIEW BY THIS
COURT.

From the start, the parties and lower courts in this case
have been concerned solely with the character of confinement
pending administrative appeal under New York’s prison
regulations and the possibility of erasing, through such an
appeal, the constitutional claims that arise out of punitive
segregation imposed at a disciplinary hearing that lacked the
procedural guarantees of Wolff v. McDonnell, 418 U.S. 539
(1974). While petitioner made one passing reference to
Zinermon v. Burch, 494 U.S. 113 (1990), in his brief to the
court of appeals (Appellee’s Br. at 41), nowhere did he
discuss the impact of that case on Mays’s claims. Indeed, it
would be far from surprising if the Second Circuit had
"totally ignored" Zinermon (Pet. 12), and the two other cases
that Mahoney now invokes, Parratt v. Taylor, 451 U.S. 527
(1981), overruled in part on other grounds, Daniels v.
Williams, 474 U.S. 327, and Hudson v. Palmer, 468 U.S.
517 (1984), since these cases and the rule for which they
stand were omitted completely from arguments, both written
and oral, before the district court and the court of appeals.

This Court’s “normal practice” is to "refrain from
addressing issues not raised in the Court of Appeals." EEOC
v. Federal Labor Relations Auth., 476 U.S. 19, 24 (1986)
(dismissing writ of certiorari as improvidently granted); see,
e.g., Posters ’N’ Things, Lid. v. United States, 114 S. Ct.
1747,-1755 (1994); IRS v. Federal Labor Relations Auth.,
494 U.S. 922, 933 (1990); FTC v. Grolier, Inc., 462 U.S.

-6-

19, 23 n.6 (1983); Rogers v. Lodge, 458 U.S. 613, 628 n.10
(1982). For the first time in this action, Mahoney seeks
judicial review on the issues of whether his actions were
"random and unauthorized" and whether New York’s
postdeprivation "remedy" is adequate. This Court should
adhere to its normal practice and decline to review such
belatedly hatched arguments.

Indeed, the practice of refusing to address issues not
before the court of appeals is particularly appropriate in this
case because if Parratt and Hudson do apply, which
respondent submits they do not, the Second Circuit has an
internal conflict that it has not had an opportunity to resolve.
See Katz v. Klehammer, 902 F.2d 204, 207 n.1 (2d Cir.
1990); Simmons v. Chemung County Dep’t of Social Servs. ,
770 F. Supp. 795, 798-801 (W.D.N.Y.), aff'd without
opinion, 948 F.2d 1276 (2d Cir. 1991). In Katz, a tenant-
shareholder in a limited profit housing development sued
under 42 U.S.C. § 1983 alleging that the managers of the
development had deprived him of a protected property
interest without due process of law. Citing Parratt, the
Second -Circuit dismissed this claim because any
mismanagement by the defendants was "random and
unauthorized" and because the plaintiff had adequate
postdeprivation remedies in the form of an Article 78
proceeding and a state tort or breach of contract action.
Katz, 902 F.2d at 206-07. Most notably, the Karz court
interpreted Zinermon identically to the cases that petitioner
cites as conflicting with the opinion below. Jd. at 207 n.1
("The defendants here are alleged to have violated various
laws and regulations concerning public housing, and a State
rule directing persons in their position to hold a hearing
before violating any rule or regulation would be senseless. ");
see Caine v. Hardy, 943 F.2d 1406, 1415 (Sth Cir. 1991) (en
banc) (citing Katz), cert. denied, 112 S. Ct. 1474 (1992);
Easter House v. Felder, 910 F.2d 1387, 1401 (7th Cir. 1990)

(en banc) (same), cert. denied, 498 U.S. 1067 (1991); see
also Simmons, 770 F. Supp. at 798-801 (dismissing
procedural due process claim brought under 42 U.S.C. §
1983 by owners and operators of day-care center against
county department of social services because no
predeprivation safeguards would have prevented the loss
alleged and because plaintiffs had adequate postdeprivation
state law remedies). If, as petitioner argues, the Second
Circuit’s implicit interpretation of Zinermon in this case
conflicts with its interpretation in Karz (Pet. 10 n.6), the
proper forum for resolution of such a conflict is the court
where the conflict allegedly arose.

Furthermore, questions about an individual state’s
regulatory scheme and the various types of immunity that it
opts to give its officials are not of national import. Cf
Daniels v. Williams, 474 U.S. 327, 333 n.1 (1986) (declining
to decide whether possibility of sovereign immunity defense
to tort suit under Virginia law renders remedy "inadequate"
under Parratt and Hudson). Indeed, these questions belong
in the first instance to the jurisdiction most familiar with their
significance and application. In this case, that jurisdiction,
the Second Circuit, was not given a chance to consider these

issues now labeled important and worthy of this Court’s ~

review. For this reason alone, certiorari should be denied.

Il.

THE SECOND CIRCUIT’S DETERMINATION THAT
MAYS SHOULD HAVE A REMEDY FOR THE
DEPRIVATION HE SUFFERED IS CONSISTENT
WITH THE DECISIONS OF THIS COURT AND ALL
THE OTHER CIRCUITS.

In 1974, this Court explained that prisoners like Mays
who are deprived of certain specified procedures in their

-8-

disciplinary hearings may maintain actions for damages under
42 U.S.C. § 1983. Wolff v. McDonnell, 418 U.S. 539
(1974). This rule has retained its vitality notwithstanding the
availability of administrative appeals and the possibility of
administrative reversals. See Cleavinger v. Saxner, 474 U.S.
193, 203-07 (1985). Thus, the Second Circuit’s ruling in this
case stands for the unremarkable proposition that Wolff v.
McDonnell remains good law.

Judge Miner in his majority opinion in Walker aptly
observed that this Court, in Cleavinger v. Saxner, had
already faced an almost identical factual situation to the one
presented by Walker, and therefore by Mays. Walker, 23
F.3d at 656-57 (citing Cleavinger v. Saxner, 474 U.S. at
203-07, 211). In Cleavinger, inmates who had successfully
appealed their improperly imposed sentences in disciplinary
segregation were allowed to seek damages for the denial of
due process that had caused them harm. The Court held that
regardless of "the availability of administrative review at
three levels (demonstrated by the relief obtained on review by
these respondents at the first two levels)" qualified and not
absolute immunity was sufficient to shield members’ of the
disciplinary committee from liability for the deprivations they
had caused. Cleavinger, 474 U.S. at 206-07. After citing
Hudson v. Palmer, id. at 203, the Cleavinger Court
explained:

All the committee members need to do is to follow the
clear and simple constitutional requirements of Wolff v.
McDonnell, supra; they then should have no reason to
fear substantial harassment and liability.

Id. at 207; see Walker, 23 F.3d at 656.

Other cases decided by this Court support the conclusion
that state officials who intentionally deprive an inmate of his
due process rights and thereby cause him to suffer punitive
segregation are liable for damages under Wolff. For

-9-

example, in Ponte v. Real, 471 U.S. 491, 498-99 (1985), a
plaintiff-inmate who administratively appealed his sentence of
isolation and loss of good-time credits and succeeded in
having that sentence reduced sought damages under 42
U.S.C. § 1983 for having been denied witnesses at his
hearing. Now-Chief Justice Rehnquist explained:

[t]o hold that the Due Process Clause confers a
circumscribed right on the inmate to call witnesses at a
disciplinary hearing, and then conclude that no
explanation need ever be vouched for the denial of that
right, either in the disciplinary proceeding itself or if
that proceeding be later challenged in court, would
change an admittedly circumscribed right into a privilege
conferred in the unreviewable discretion of the
disciplinary board. We think our holding in Wo/ff meant
something more than that.

Id. at 499 (emphasis added). Similarly, in Daniels v.
Williams, 474 U.S. at 327, the inmate-petitioner, in support
of his claim that negligent conduct can give rise to a due
process deprivation, cited as an example "the failure of a
state to comply with the procedural requirements of Wolff v.
McDonnell." Id. at 333. This Court rejected the petitioner’s
argument but validated Wolff by explaining that "the relevant
action of the prison officials in that situation is their
deliberate decision to deprive the inmate of good-time credit,
not their hypothetically negligent failure to accord him the
procedural protections of the Due Process Clause." Id. at
334.

Indeed, this Court has long assumed that disciplinary
proceedings by prison officials should be subject to external
scrutiny of the kind Mahoney now wishes to evade. It is
precisely for that reason that Wolff requires a prison
administrator to state the evidence upon which he rests his
decision. 418 U.S. at 565; see William Babcock, Due
Process in Prison Disciplinary Proceedings, 22 B.C. L. Rev.

-10-

1009, 1083 (1981). Furthermore, in Superintendent v. Hill,
472 U.S. 445, 454-56 (1985), this Court supplemented Wolff
and held that due process is not satisfied unless a court finds
that the prison disciplinary determination is supported by
"some evidence."

Finally, this Court recently reconfirmed that a prisoner
need not exhaust his available state remedies prior to seeking
damages for a due process deprivation, so long as he is not
challenging the lawfulness of his continuing confinement.
Heck v. Humphrey, 114 S. Ct. 2364, 2369-70 (1994) (citing
Wolff and Patsy v. Board of Regents, 457 U.S. 496, 501
(1982)). Even Zinermon v. Burch, upon which Mahoney
relies so heavily, simply confirms the availability of a due
process claim in this case by citing prison disciplinary
proceedings as paradigmatic situations in which a
predeprivation hearing is constitutionally required.
Zinermon, 494 U.S. at 127-28 (citing Wolff, 418 U.S. at 557-
58). In sum, the opinions below are wholly consistent with
governing precedent, notwithstanding petitioner’s claims to
the contrary.

Nor is there any actual conflict among the circuits in
decisions published after Zinermon. For example, in Smith
v. Massachusetts Dep’t of Correction, 936 F.2d 1390 (Ist
Cir. 1991), the First Circuit relied on Wolff to reverse the
district court’s dismissal of an inmate’s procedural due
process claim arising out of a prison disciplinary hearing
where he was denied both witnesses and documentary
evidence; the inmate was entitled to seek monetary damages
because he “risked the loss of liberty entailed in isolation
time, a sanction which he ultimately received." Jd. at 1398-
1401. The Smith court affirmed the dismissal of the inmate's
malicious prosecution claim, however, because it found that
he had an adequate remedy in state court. Jd. at 1402.

Similarly, the Fifth Circuit, in Murphy v. Collins, 26
F.3d 541 (5th Cir. 1994), recently recognized that,

«}}-

notwithstanding the availability of an administrative appeals
procedure, an inmate who is "penalized by solitary
confinement or loss of good time credit" following a
disciplinary proceeding where his witnesses are excluded may
maintain a due process claim under Wolff. Id. at 543 &
nn.5-6. "Because Murphy was sentenced to [a form of
administrative confinement] he was only entitled to the
process due under the teaching of Hewitt v. Helms." Id. at
543. Notably, the Murphy court applied the rationale of
Parratt and Hudson to bar that portion of the inmate’s
complaint which did not arise out of his disciplinary hearing.
Id. at 543-44; see also Walker v. Navarro County Jail, 4
F.3d 410, 412 (Sth Cir. 1993) (reinstating claim for damages
by pretrial detainee who was placed in segregation following
hearing that failed to comply with Wolff).

The Seventh Circuit too continues to recognize the
vitality of Wolff. In Gilbert v. Frazier, 931 F.2d 1581 (7th
Cir. 1991), for example, the court held that where a state
"has established a definite, unqualified, nondiscretionary
standard for determining when its prison officials may as a
disciplinary measure take away a prisoner’s right to the
relatively greater liberty of ordinary confinement, compared
to the approximation to solitary confinement that is
segregation," the state also must provide a hearing that
complies with Wolff before any punishment is imposed. /d.
at 1582; see also Rowe v. Debruyn, 17 F.3d 1047, 1053 (7th
Cir. 1994) (finding that suspended sentence of full year in
segregation implicated liberty interest but rejecting due
process claim because all Wolff procedures afforded), reh’g
denied and opinion amended, 1994 U.S. App. LEXIS 10069
(May 5, 1994), petition for cert. filed, 63 U.S.L.W. 3127
(U.S. Aug. 1, 1994) (No. 94-249); Alston v. Debruyn, 13
F.3d 1036, 1042 & nn.2-3 (7th Cir. 1994) (distinguishing
procedural requirements of administrative confinement at
issue, including nonadversarial periodic review, from

of

procedural requirements of punitive confinement, which
requires Wolff protections).

Likewise, the Eighth Circuit in Griffin-El v. Delo, __
F.3d ___, No. 92-3166, 1994 WL 460801 (8th Cir. Aug. 26,
1994), recently cited Wolff for the proposition that an inmate
can prevail on a procedural due process claim under 42
U.S.C. § 1983 if he demonstrates that he was deprived of a
protected liberty interest without the constitutionally
mandated processes. Id. at *2-3 n.3. Because the plaintiff
"received adequate process," including notice and an
opportunity to speak and present witnesses to a prison
Adjustment Committee, prior to suffering a sanction, the
court held that the sanction was "the product of informed
decisionmaking" and an additional hearing "would have been
superfluous for purposes of federal constitutional due process
protection." Id. at *3; see also Harper v. Lee, 938 F.2d
104, 105-06 (8th Cir. 1991) (procedural defect in disciplinary
hearing rectified by rehearing at which inmate afforded all
protections but still found guilty; no due process claim
because he “experienced no harm as a result of the initial
denial of his [due process] right.").

Finally, the Eleventh Circuit also continues to require
prison authorities to comply with the due process standards
announced by this Court in Wolff. Bartle v. Barton, 970
F.2d 779, 780 (11th Cir. 1992), cert. denied, 113 S. Ct.
1300 (1993). In Bartle, the court explained that because
"[dJue process ensures fundamental fairness and protects
against arbitrary governmental action" and because an
inmate’s mere presence at his hearing “serves both these
goals," Wolff guarantees that presence unless the inmate’s
removal is logically related to institutional safety or
correctional goals. Jd. at 782-83.

Other circuit decisions that petitioner did not cite in
discussing the alleged “intercircuit conflict” confirm the
unanimity of the view that Wolff continues to govern

it

procedural due process claims arising out of prison
disciplinary proceedings. See, e.g., Walker v. Sumner, 14
F.3d 1415, 1419-20 (9th Cir. 1994) (reinstating inmate’s
claim that improper witness denial at disciplinary hearing
deprived him of due process under Wolff); Ewell v. Murray,
11 F.3d 482, 488 (4th Cir. 1993) ("The holding of Wolff
teaches that before prisoners may be punished for misconduct
. . . they must be given advance written notice of the charges
against them, they must be allowed to call witnesses (if
prison safety so allows), and the factfinders must issue a
written statement as to the evidence relied upon and the
reasons for the disciplinary action."), cert. denied, 114 S. Ct.
2112 (1994); Young v. Kann, 926 F.2d 1396, 1398-1402 &
n.3 (3d Cir. 1991) (holding that inmate who was segregated
following hearing and administrative appeal stated due
process claim under Wolff for denial of documentary
evidence); Smith v. Maschner, 899 F.2d 940, 943-46 (10th
Cir. 1990) (dismissing prisoner’s property deprivation claim
under Parratt and Hudson but reversing dismissal of
disciplinary due process claim under Wolff); see also Mackey
v. Dyke, 29 F.3d 1086 (6th Cir. 1994) ("Parratt does not
require dismissal of all § 1983 actions where the state
provides a postdeprivation process for remedying the alleged
deprivation. . . . [I]t cannot be said that it would have been
either impossible or impracticable for the defendants to have
provided predeprivation process. . . . It was error to apply
Parratt without reference to the limitations the Supreme
Court has placed upon its application.").

Mahoney’s attempt to portray this case as presenting a
square conflict about how to interpret Zinermon should be
rejected for several additional reasons. First, the decisions
that he cites to support this conflict rest solidly on their
individualized and wholly distinguishable facts. See, ¢.g.,
McKinney v. Pate, 20 F.3d 1550 (11th Cir. 1994) (en banc)
(rejecting state employee’s claim that his employment was

-14-

terminated without due process and refusing to examine
motives of allegedly biased decisionmaker since
pretermination hearing contained all requisite procedural
safeguards); Zar v. South Dakota Bd. of Examiners, 976 F.2d
459 (8th Cir. 1992) (rejecting psychologist’s claim that
medical board deprived him of due process by deciding to
adopt hearing officer’s recommendation that state-issued
license be revoked); Lowe v. Scott, 959 F.2d 323 (1st Cir.
1992) (rejecting obstetrician’s claim that his right to practice
medicine was improperly abridged because of
misrepresentations by single member of Hospital Board);
Caine v. Hardy, 943 F.2d 1406 (Sth Cir. 1991) (finding that
anesthesiologist failed to state cognizable due process claim
when his hospital staff privileges were suspended because
allegedly partisan decisionmakers followed state-mandated
procedures), cert. denied, 112 S. Ct. 1474 (1992); Easter
House v. Felder, 910 F.2d 1387 (7th Cir. 1990) (en banc)
(rejecting adoption agency’s claim that state regulators who
allegedly conspired in an attempt to revoke its license
deprived agency of property without due process), cert.
denied, 498 U.S. 1067 (1991). None of these cases involves
a claim by an individual who suffered a loss of liberty
precisely because he was denied all the procedural protections
that the Constitution guarantees to him.

Second, as already mentioned, the Second Circuit
adheres to the same interpretation of Zinermon that Mahoney
urges, that is, where a state actor commits a random and
unauthorized act and thereby deprives an individual of his
liberty or property, there is no procedural due process claim
if adequate state remedies are available. (See Pet. 9-10 &
n.6.) The Second Circuit simply differs with Mahoney but
agrees with the vunanimously-held view that prison
disciplinary hearings require pre- and not postdeprivation
process and that Parratt is therefore inapposite. For
example, in Patterson v. Coughlin, 761 F.2d 886, 890 (2d

m4

Cir. 1985), cert. denied, 474 U.S. 1100 (1986), the court
explained that

[a]llegations of procedural due process violations by
certain individual government employees, as opposed to
direct challenges to state procedures or the lack thereof,
have long been accepted as constituting state action and
forming the basis for a claim under the civil rights
statutes. . . . Unlike the deprivation of property that
occurred in Parratt, here the responsible state officials
who had the power to grant appellant a hearing
obviously knew that appellant was in peril of being
deprived of his liberty interest. In fact, he was given a
hearing, albeit a deficient one. Thus, the deprivation of
liberty was neither "random" nor "unauthorized."

Id. at 891-92 (emphasis in original). Even petitioner
recognized the absurdity of disputing that his actions were
"unauthorized" when he stated to the court of appeals that the
position he urged was entirely consistent with the holding of
Patterson. (Appellee’s Br. at 40-41.)

In sum, as Mahoney implicitly recognized when he
crafted his discussion below, the rule announced in Parratt
and applied in Hudson and Zinermon is not applicable to this
case. Consequently, the split to which petitioner points is a
fallacy, and the resulting absence of any conflict compels
denial of the writ.

-16-

Ill.

THE COURT BELOW CORRECTLY DECIDED
THAT AN ADMINISTRATIVE REVERSAL WHICH
OCCURS AFTER AN INMATE SERVES HIS ENTIRE
SENTENCE IN PUNITIVE SEGREGATION IS NOT
MEANINGFUL.

The only issue presented by this case is whether a state
can punish a prisoner first and provide him with process
later. In Mays and Walker, the Second Circuit brought its
case law into accord with the only other circuit to consider
this issue. See Harper, 938 F.2d at 105-06; see also Young
v. Hoffman, 970 F.2d 1154, 1156 (2d Cir. 1992) (per
curiam), cert. denied, 114 S. Ct. 115 (1993). The court
correctly decided that the administrative "reversal" of Mays’s
constitutionally infirm prison disciplinary proceeding did not
bar his due process claim arising out of that proceeding since
Mays already had served his entire improperly imposed
sentence in punitive confinement. Mays v. Mahoney, 23
F.3d at 662. To hold otherwise would approve shutting the
barn door after the cow has wandered out. The Constitution
commands a tighter rein on threats to liberty.

fF

CONCLUSION

For the foregoing reasons, the petition for a writ of
certiorari should be denied.

Respectfully submitted,

Richard J. Urowsky
125 Broad Street
New York, New York 10004
(212) 558-4000
Counsel for Respondent
Penny Shane

Scott L. Lessing
Deborah Gordon
Of Counsel
September 23, 1994

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386012_0147%3A3. Public record. Not legal advice.
