# Petition for Writ of Certiorari — Bricker v. Rockwell Hanford Operations

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1994
- **Citation:** 513 U.S. 871

## Text

St ou iA.

TIL D
94120 JUL 1 41994

OS ciel
In The
Supreme Court of the United States

October Term, 1994
———————— 2 a

EDWIN L. BRICKER and CYNTHIA
BRICKER, husband and wife,

Petitioners,

ROCKWELL HANFORD OPERATIONS,
a division of ROCKWELL
INTERNATIONAL CORPORATION,
WESTINGHOUSE ELECTRIC
CORPORATION, and WESTINGHOUSE
HANFORD COMPANY,

Respondents.

eee + ennui

Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Ninth Circuit.
4

PETITION FOR WRIT OF CERTIORARI
+

T.M. Guyer & Frienvs, P.C.
THAD M. Guyer

Counsel of Record

221 West Main Street, Suite 1
Medford, OR 97501

(503) 773-9656

Government Accountability
Project

THomas M. DEeEvINE

THoMaAS E. CARPENTER

810 First Street, N.E., Suite 630
Washington, D.C. 20002

(202) 408-0034

COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 3422831

QUESTIONS PRESENTED FOR REVIEW

I. ARE A PRIOR HISTORY OF FAILED WHIS-
TLEBLOWER LEGISLATION, AND THE SUBSEQUENT
PASSAGE OF THAT “ALTERNATIVE REMEDY” LEGIS-
LATION AFTER FILING OF A BIVENS ACTION, SUFFI-
CIENT TO DEMONSTRATE THAT CONGRESS DID NOT
INADVERTENTLY DENY A COMPREHENSIVE REM-
EDY TO WHISTLEBLOWERS AT DEPARTMENT OF
ENERGY NUCLEAR FACILIrIES?

Il. ARE NON-CONGRESSIONALLY CREATED
ADMINISTRATIVE REMEDIES WHICH ARE NOT PART
OF A COMPREHENSIVE REMEDIAL SCHEME SUFFI-
CIENT TO CONSTITUTE A “SPECIAL FACTOR” FOR
NOT ALLOWING A BIVENS REMEDY?

Hl. IS THE SEPARATION OF POWERS DOCTRINE
VIOLATED BY ALLOWING A NON-CONGRESSION-
ALLY CREATED ADMINISTRATIVE REMEDY OF AN
EXECUTIVE DEPARTMENT TO PRECLUDE A BIVENS
REMEDY?

PARTIES TO THE PROCEEDINGS BELOW

The names of all parties to the proceedings, and their

parent and subsidiary corporations, appear in the caption

of the case.

iil

TABLE OF CONTENTS

Page
QUESTIONS PRESENTED FOR REVIEW ........... i
PARTIES TO THE PROCEEDINGS BELOW......... ii
pf ee gs iv

REPORTS AND OPINIONS BY OTHER COURTS
So bandh abwc ne eee eeveveseunn oi

CoP PUPEEeee WPI PUUIREEEG EIOWIN 2... 2 cee ee cee ees

CONSTITUTIONAL, STATUTORY AND REGULA-
BRS POV Ge ENV UILVED . 2.2.5. cece eee.

United States Constitution ...........cccccccccces

Energy Reorganization Act of 1974, as amended
eure UN head acnes cee uasne¥des

peeoenac Eieny Act OF 1906... . 02 cece ceceeces
National Labor Relations Act....................
Regulations and Orders of Department of Energy
CONCISE STATEMENT OF MATERIAL FACTS.....
BASIS OF JURISDICTION IN DISTRICT COURT...
ARGUMENT FOR ALLOWANCE OF THE WRIT...
Summary of Grounds for Review................
Statutory Construction and Bivens Actions .......

Non-Congressionally Created Administrative
a Reine sa 4s Fa va an V4 oe GA Oe 58% O08

ee G La eins Use vse KN hess ee wae aS

ee loys vada saseds App. 1

TABLE OF AUTHORITIES

Page

CASES
Bivens v. Six Unknown Named Agents of Fed. Bureau

of Narcotics, 403 US 388 (1971)

errr eee reer CTT errr re Pere eT ee ae S, 10, 11, 13, 15
Bush @. Laces, G62 US Ser CiPGOn cas cede cecisneess 10, 16
Carison 0. Green, 446 US. 14 (ISG). occ ccc ccwcsccvces 15
Krueger v. Lyng, 927 F.2d 1050 (8th Cir. 1991)...... 8, 17
McCarty v. Madigan, 112 S. Ct. 1081 i. i Se 9 ae be:
Mistretta v. United States, 488 US 361 (1989)......... 18
Pension Ben. Guaranty Corp. v. LTV Corp., 110 S. Ct.

- 8 a reer err So rr rere re 12

Schweiker v. Chilicky, 887 US 412 (1988)... 10, 12, 15, 16

U.S. CONSTITUTION:

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I ea 0 a re eae l
ok Me Me O° reine ere epee compe 2

STATUTES:

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gS , ee eer rere reer ere 8
OM a OO en eee en re. |
0 UOC section 158 ...............0c0ccc00s-s001. 1 :
BS a ri rr ae |
a I EE ob bv ops das cab candor enr eens L, oy 24

ee i ad a ek eee 9, 10

TABLE OF AUTHORITIES - Continued

Page
REGULATIONS AND ORDERS:
Pr ee eB, & ss ere er ge er 4, 14
Ce Cee eee By oe acs os ob dee eee 4,14

TREATISES:

Tribe, American Constitutional Law (2d Ed. 1988) .... 18

REPORTS AND OPINIONS
BY OTHER COURTS AND AGENCIES

The United States District Court for the Eastern Dis-
trict of Washington entered an opinion and order dated
September 17, 1991, which is set forth in the appendix.

¢

GROUN FOR JURISDICTION

The judgment sought to be reviewed is the amended
opinion of the United States Court of Appeals for the
Ninth Circuit dated April 15, 1994. On the same date and
at the beginning of said amended opinion is an order
denying the petition for rehearing and rejection of the
suggestion for a rehearing en banc. The amended opinion
is verbatim of the original opinion of October 25, 1993,
with the exception of the short additions made in the
referenced order denying rehearing. This Court has juris-
diction to review the amended opinion by writ of cer-

tiorari pursuant to 28 USC section 1254(1).

o

CONSTITUTIONAL, STATUTORY AND
REGULATORY PROVISIONS INVOLVED

United States Constitution:

Amendment I. Cengress shall make no law * * * abr-
idging the freedom of speech, or * * * to petition the

Government for a redress of grievances.

Amendment IV. The right of the people to be secure
in their persons, houses, papers, and effects, against

unreasonable searches and seizures, shall not be violated,

and no Warrants shall issue, but upon probable
came *”* .

Amendment V. No person shall be * * * deprived of
life, liberty, or property without due process of law * * *.

Energy Reorganization Act of 1974, as amended
1992:

42 USC section 5851. Employee Protection

(a) Discrimination against employee. (1) No
employer may discharge any employee or otherwise dis-
criminate against any employee with respect to his com-
pensation, terms, conditions, or privileges of employment
because the employee (or person acting pursuant to a
request of the employee) -

(A) notified his employer of an alleged viola-
tion of this Act or the Atomic Energy Act of 1954 (42 USC
2201 et seq.);

(B) refused to engage in any practice made
unlawful by this Act or the Atomic Energy Act of 1954, if
the employee has identified the alleged illegality to the
employer;

+ + *

(2) For purposes of this section, the term
“employer” includes —- * * * (D) a contractor or sub-
contractor of the Department of Energy that is indemni-
fied by the Department under section 170d. of the Atomic
Energy Act of 1954 ***.

(h) This section may not be construed to expand,
diminish, or otherwise affect any right otherwise avail-
able to an employee under Federal or State law to redress

the eraployee’s discharge or other discriminatory action
taken by the employer against the employee.

+ + *

Atomic Energy Act of 1954:
42 USC section 2201. General provisions

In the performance of its functions the Commission
[Department of Energy] is authorized to -

+ + *

(i) Regulations or orders. prescribe such regulations
or orders as it may deem necessary * * * (3) to govern
any activity authorized pursuant to this Act, including
standards and restrictions governing the design, location,
and operation of facilities used in the conduct of such
activity, in order to protect health and to minimize dan-
ger to life or property; * * *

National Labor Relations Act:
29 USC section 157. Rights of employees

Employees shall have the right to * * * engage in
other concerted activities for the purpose of * * * mutual
aid or protection ***.

29 USC section 158. Unfair labor practices

(a) Unfair labor practices by employer. It shall be a.
unfair labor practice for an employer - (1) to interfere
with, restrain, or coerce employees in the exercise of the
rights guaranteed in section 7 [29 USC section 157]; * * *

29 USC section 160. Prevention of unfair labor prac-
tices

(a) The [National Labor Relations] Board is
empowered, as hereinafter provided, to prevent any per-
son from engaging in any unfair labor practice (listed in
section 8) affecting commerce.

+ +

Regulations and Orders of Department of Energy:
48 CFR section 970.2201 Basic labor policies.

(b)(5) Collective bargaining. * * * (ii). In line
with the policy of assuring continuity of operation of
vital facilities, all collective bargaining agreements at
Government-owned energy installations should pro-
vide * * * an effective grievance procedure with arbitra-
tion as its final step, unless the parties mutually agree
upon some other method of assuring continuity of opera-

tions for the term of the agreement.

DOE Order 5483.1A Occupational Safety and Health
Program for DOE Contractor Employees at Government-
Owned Contractor-Operated Facilities

1. Purpose. To establish requirements and pro-
cedures to assure that occupational safety and health
standards prescribed pursuant to the Atomic Energy Act
of 1951, as amended, the Energy Reorganization Act of
1974, and the Department of Energy Act of 1977, provide
occupational safety and health protection for Department
of Energy (DOE) contractor employees * * * which is
consistent with the protection afforded private industry
employees by the occupational safety and health stan-
dards promulgated under the Occupational Safety and
Health Act of 1970 (OSHA), Public Law 91-596.

+¢ + &

I

7. Responsibilities and Authorities.

+ + +

d. (11) Require contractors to: * * * (b) Es-
tablish and implement programs and procedures in sup-
port of this Order which assure that: * * * 9. Contractor
employees who exercise their rights under this Order are
not discriminated against, as required by Chapter III

+ +

Chapter III. Nondiscrimination, Injury and Illness
Information, and Accident Prevention

1. Nondiscrimination.

a. No contractor shall discharge or in any man-
ner demote, reduce in pay, coerce, restrain, threaten, or
take any other negative actions against any contractor
employee as a result of the employee’s filing of a com-
plaint, or in any other fashion, exercising on behalf of
himself or herself or others any right set forth in this
Order.

b. Any employee who believes he or she has
been discharged or in any other manner discriminated
against, in violation of this Order, may file a complaint
with the cognizant CO [contracting officer] or CO repre-
sentative within 30 days after the alleged discrimination,
setting forth the nature of the alleged discrimination. The
CO or CO representative * * * shal! investigate the com-
plaint, and if it is found that such discrimination has
occurred, the field organization shall assure that appro-
priate measures are taken by the contractor, including
rehiring or reinstatement of the employee, restoration of

+ + +

lost seniority, and back pay.

— ?

CONCISE STATEMENT OF MATERIAL FACTS

Edwin Bricker was employed by the Rockwell Han-
ford Company at the government-owned, contractor-
operated (GOCO) nuclear facility known as the Hanford
Nuclear Operations. During his employment, he
observed the day-to-day operations of the plant, and
became aware of safety, health and environmental prob-
lems at the facility. Some of these problems implicated
only worker safety, while others concerned the health and
safety of neighboring communities. To address these
problems, Bricker contacted his supervisors, Westing-
house officials who became the managing contractor of
the facility in 1987, officials of the Department of Energy
(DOE), Congressional investigators, and the press. Unbe-
knownst to Bricker, some of these communications were
secretly monitored by Hanford plant management and
security personnel. However, he was never under suspi-
cion by management that he was leaking sensitive, classi-
fied or proprietary information to outside parties.

After learning his whistleblowing activities had been
surreptitiously monitored, Bricker also discovered
through corporate memoranda that security officials were
ordered to develop a plan to terminate him because of his
communications with Congress and the news media.
Rockwell and Westinghouse officials invaded wide rang-
ing aspects of Mr. and Mrs. Bricker’s lives, amassing
fourteen volumes of information about them. Security
personnel interrogated dozens of Mr. Bricker’s co-
workers and friends, alienating co-workers through the
use of threats and intimidation. They wiretapped his
phones, followed him, burglarized his home of significant

papers, and intercepted his private communications

using other surveillance devices and methods.

Security files on Bricker contained his religious litera-
ture, correspondence with Congress, and memoranda
speculating upon co-workers who “thought like Bricker”
or were “friends of Bricker.” Bricker was repeatedly
ordered to submit to mandatory psychiatric evaluations
by Hanford doctors. These orders always occurred after
he raised a significant safety or environmental concern.
These company doctors never found anything wrong
with him.

The DOE undertook an investigation of Mr. Bricker’s
complaints which culminated in a May 1990 report find-
ing that he had been subjected to a pattern and practice of
continued harassment and discrimination by Hanford
management. The report cited Hanford management's
improper use of forced psychiatric evaluations and the
use of the security investigations as a tool of harassment.
In order to provide some relief to Mr. Bricker, the DOE
suggested using the provisions of a proposed DOE rule
(which had not then been promulgated) as a guideline for
some type of hearing. Thereafter, Mr. Bricker, Westing-
house Hanford Company, and Kockwell International
agreed to accept the limited relief recommended by the
investigators. There were no covenants not to sue, nor
any other release of claims or rights. Because the harass-
ment continued, the Brickers filed the present suit for

money damages in the United States District Court.

¢

BASIS OF JURISDICTION IN DISTRICT COURT

Jurisdiction over Mr. Bricker’s speech, petition, pri-
vacy, and due process constitutional claims in the U.S.
District Court was granted by 28 USC section 1331. These
are federal questions under the First, Fourth, and Fifth
Amendments.

ARGUMENT FOR ALLOWANCE OF THE WRIT

Summary of Grounds for Review: There are two
primary grounds upon which this petition is based. First,
the Ninth Circuit’s decision is one upon an important
federal question which has been decided in a way which
conflicts with the applicable decisions of this Court
regarding actions under Bivens v. Six Unknown Named
Agents of Fed. Bureau of Narcotics, 403 US 388 (1971); and
regarding more broadly the rules of statutory construc-
tion. Secondly, the Ninth Circuit’s decision is in conflict
with one of the Eighth Circuit regarding the disallowance
of a Bivens action based upon a non-Congressionally cre-
ated administrative remedy, and regarding the implica-
tions of this upon separation of powers doctrine. Krueger
v. Lyng, 927 F.2d 1050 (8th Cir. 1991).

Statutory Construction and Bivens Actions: The
Ninth Circuit erred in denying Bricker a Bivens remedy
on the grounds that the 1992 Amendments of the Energy
Reorganization Act evidenced a Congressional intent that
DOE contractor employees be limited to statutory
remedies. The 1992 remedy is neither “equally effective”,

nor a “special factor”. Prior to filing of this action, the
Energy Reorganization Act of 1974 (ERA), 42 USC section

5851, provided remedies only for employees of contrac-
tors of the Nuclear Regulatory Commission, but not for
those of the Department of Energy (DOE). Subsequent to
filing, however, the Congress amended the ERA to cover
DOE contractor employees as well.' Congress did this in
express recognition that “accounts of whistleblower
harassment at * * * DOE nuclear facilities (e.g., Hanford,
Oak Ridge, Rocky Flats) suggest that whistleblower
harassment and retaliation remain all too common in
parts of the nuclear industry.” (Bricker amended opinion
at p. 3693). In so amending the ERA, Congress speci-

fically provided:

This section may not be construed to expand,
diminish, or otherwise affect any right otherwise
available to an employee under Federal or State
law to redress the employee's discharge or other
discriminatory action taken by the employer
against the employee.

| There is nothing in the record below whatsoever which
establishes that the Brickers could have addressed any, much
less all, of their claims under the ERA, DOE order, etc., even
were they to apply to them. Whistleblower statutes protect not
classes (such as “DOE contractor employees”), but “activity”
defined by those statutes, i.e., whistleblowing. However, only
whistleblowing within a confined subject matter is protected.
The ERA, 42 USC sec. 5851 (a)(1)(A) and (B) cover protected
activity only so far as it involves blowing the whistle on “an
alleged violation of this chapter or the Atomic Energy Act of
1954” and/or regarding “any practice made unlawful” there-
under. For example, an NRC (or now DOE) contractor employee
who is a secretary blowing the whistle on theft of typewriters is
a “whistleblower”, and may have a remedy under some statute,
but not under the ERA, since the ERA regulates only certain
aspects of nuclear power and fuels, not theft of office equip-
ment.

10

42 USC sec. 5851(h), October 24, 1992 (emphasis added).

Despite this provision, the Ninth Circuit decision
holds, in sua sponte fashion,? that a subsequently enacted
statutory remedy for Bricker’s class of DOE-contractor
employees evidences past Congressional intent that the
class previously had no remedy under Bivens. If allowed to
stand, this decision will have far reaching effects on the
availability of Bivens remedies in virtually any judicial
context.

Under Bivens, a remedy may be implied by the courts
for constitutional violations where (1) Congress has not
provided an “equally effective alternative remedy”; or (2)
where “special factors” are present. The “special factor”
at issue here is whether there are indications that Con-
gressional failure to legislate an equally effective alterna-
tive remedy was “not inadvertent”. Never before has the
Supreme Court or any Court of Appeals held that the
subsequent enactment of a remedy could retroactively evi-
dence a Congressional intent that the affected class previ-
ously never should have had a Bivens or other remedy.*

2 Because the Energy Reorganization Act amendments of
1992, 42 USC sec. 5851, came subsequent to the briefing of this
case, no party’s brief addressed the effect of such subsequent
legislation on a pending Bivens claim. Nor did any party assert
at oral argument the rationale adopted by the panel decision.

3 The Supreme Court decisions to date had applied the Con-
gressional inadvertence analysis only to cases where Congress have
passed, not failed, “comprehensive” statutory schemes for address-
ing, or excluding, the wrongs complained of in the Bivens action.
Schweiker v. Chilicky, 887 US 412 (1988) and Bush v. Lucas, 462 US 367
(1983). Moreover, these statutory remedies were enacted before, not
after, the Bivens actions were filed.

ee TT Te

11

The Ninth Circuit did not rule on the effects of failed
ERA amendments preceding the Bivens action, but upon
those which passed subsequent to it. The decision states:

We need not attempt to discern Congress's
intent in 1978 when it passed section 210 of the
Energy Reorganization Act because we conclude
that Congress’s subsequent decision regarding
remedies for whistleblowers at DOE nuclear
facilities undermine the Brickers’ argu-
ment. * * * It is true that we must be reluctant to
draw conclusions concerning congressional
intent from the mere failure of bills to pass. Cf.
Balelo v. Baldridge, 724 F2d 753, 762-63 (9th
Cir.) * * * . Nevertheless, the various attempts at
legislation may suggest that Congress’s inaction,
whatever its reason, was not wholly inadver-
tent. Moreover, in 1992, Congress enacted
amendments to the Energy Reorganization Act
of 1974 that provide whistleblower protection
for employees at DOE nuclear facilities, includ-
ing a provision that allows recovery of compen-
satory damages — precisely the remedy that the
Brickers seek in this action. * * *

Through these amendments, which came too
late for the Brickers, Congress has provided an
elaborate and comprehensive remedial
scheme. *.* *

Bricker amended opinion at 3691 (emphasis added).4

4 The term “may” is emphasized to show that the Ninth
Circuit considered, but did not rule upon the effects of the failed
legislation. Instead, the panel chose to base its decision on the
effects of the subsequent amendments.

12

Having provided this legislative context, the Ninth
Circuit went on to emphatically hold, without any citation
of relevant precedent, that the subsequent amendments of
the ERA, not the prior failed bills, were fatal to the Bivens
claims:

These amendments, however, provide only pro-
spective relief; they apply to claims filed on or
after October 24, 1992, the date of enactment.
[Citations omitted]. The fact that the amend-
ments were given only prospective effect sug-
gest that Congress did not inadvertently fail to
provide relief to persons, such as the Brickers,
who filed claims before October 24, 1992. * * *

+ + +

We cannot create a Bivens remedy if there are
“indications that congressional inaction has not
been inadvertent” Schweiker, 487 US at 423; see
also McCarthy v. Madigan, 112 S Ct 1081, 1090
(1992) * * * . Because we cannot characterize as \
inadvertent Congress’s decision not to include
within its remedial scheme persons who filed
claims before October 24, 1992, we are pre-
cluded from implying a Bivens remedy for the
Brickers’ claims.

Bricker amended opinion at 3692-93.

There are two major problems with this holding.
First, this decision, as stated, is simply without precedent.
If it is to be the law, then it must be recognized as
creating an entirely new rule of statutory construction.
The Supreme Court in Pension Ben. Guaranty Corp. v. LTV
Corp., 110 S.Ct. 2668, 2678 (1990), stated:

[In construing a statute], subsequent legislative
history is a hazardous basis for inferring the

13

intent of an earlier Congress and is a partic-
ularly dangerous ground on which to rest an
interpretation of a prior statute when the subse-
quent history concerns a proposal that does not
become law; congressional inaction lacks per-
suasive significance, because several equally
tenable inferences may be drawn from such
inaction, including the inference that the exis-
ting legislation already incorporated the offered
change.

The ramifications for such an unprecedented new
approach are appropriate for Supreme Court review.

Non-Congressionally Created Administrative
Remedies:

The Ninth Circuit erred in denying Bricker a Bivens
remedy on the grounds that a combination of administra-
tive remedies and potential venues for complaint were
available to Bricker. These could not alone or in sum
constitute either an “equally effective alternative rem-
edy”, nor “special factor counselling hesitation”. The
amended opinion gives considerable weight to two
administrative procedures potentially available to
Bricker, both vaguely based on sentence-or-two enabling
legislation. (Bricker amended opinion at 3694-95). The
court gave no indication of how these could be used to
address community-wide environmental concerns, or the
types of retaliation which included wiretapping, surveil-
lance and intrusions to his home. Both of the lower courts
acknowledged that these sundry administrative and stat-
utory provisions fall short of what Supreme Court prece-
dents seem to literally require, but both courts accepted
them as enough to kill a Bivens action anyway:

14

The district court concluded that “[aithough]
these remedies, either alone or in combination,
do not constitute a comprehensive statutory
scheme, they are in fact a remedial mechanism
designed to provide relief in circumstances that
exist in the instant case[.]”

Bricker amended opinion at 3695.

The first is 48 CFR section 970.2201(b)(5){ii), which
simply requires all collective bargaining agreements
(CBA) to contain effective grievance procedures. The reg-
ulation contains no substantive or procedural] require-
ments or standards. This requirement for a CBA
grievance procedure is no more specific than the cited
provisions to the National Labor Relations Act (NLRA),
29 USC sections 157, 158 and 160. All the latter reference
are the rights of employees, in the broadest terms, to
engage in on-the-job “mutual aid or protection”, and to
complain to the NLRB about any employer action
believed to be an “unfair labor practice”. To accept the
logic of this argument equates to a holding that a Bivens
remedy against an employer for virtually any wrong is
per se closed off to anyone arguably protected by the
general scope of the NLRA.

The second administrative procedure cited by the
Ninth Circuit is DOE order 5438.1A, which by its owns
terms is limited to occupational safety and health con-
cerns. Additionally, except for the general language of 42
USC section 2201(i)(3) giving the DOE power to “protect
health and to minimize danger to life or property”, this
DOE order has been attributed to no Congressional
action.

—_
Ut

This Court’s decision in McCarty v. Madigan, 112 S.
Ct. 1081 (1992) addressed the issue of whether the exis-
tence of an “administratively” created remedy may con-
stitute a “special factor” under Bivens analysis.> In
McCarthy, the Bureau of Prisons argued that the existence
of a grievance procedure formally adopted and published
in the Code of Federal Regulations, and implemented
pursuant to a general grant of authority by Congress, was
dispositive of a prisoner’s Bivens suit. The Bureau did not
argue that the grievance procedure completely eliminated
Bivens relief.© Instead, the government asserted a much
more timid position that under the Chilicky analysis, the
grievance procedure should at least modify Carlson to
provide for an administrative exhaustion requirement.
The Supreme Court held that a non-congressionally
adopted grievance procedure could not even have that
effect. The Court stated at 117 L Ed 2d 303-04:

[R]espondents appear to confuse the presence of
special factors with any factors counseling hesita-
tion. * * * [Court’s emphasis].

> The Ninth Circuit amended its original opinion after Mr.
Bricker complained in his petition for rehearing that the court
had failed to consider an important U.S. Supreme Court deci-
sion rendered after the briefs were submitted, but presented at
oral argument. McCarthy v. Madigan, 112 S Ct 1081 (1992).

6 Prisoner actions under Bivens were approved in Carlson v.
Green, 446 US 14 (1980), eight years before the restrictive “Con-
gressional inadvertence” analysis adopted in Schweiker v. Chi-
licky, supra. It is significant that the Attorney General did not
argue that the grievance procedure should be used as a special
factor to overrule Carlson.

16

Interpreting the “special factors” exception in
Schweiker * * * and in Bush * * * [citations omit-
ted], the Court found the Bivens remedy dis-
placed because Congress had legislated an
elaborate and comprehensive remedial
scheme. * * * Here Congress has enacted noth-
ing.

As to the general grant of rulemaking authority to the

Bureau, the Court rejected that this could suffice as the

required Congressional involvement. The Court stated at
117 L Ed 2d 302:

We think respondents confuse what Congress
could be claimed to allow by implication with
what Congress affirmatively has requested or
required. By delegating authority, in the most
general terms, to the Bureau to administer the
federal prison system, Congress cannot be said
to have spoken to the particular issue whether
prisoners in the custody of the Bureau should
have direct access to the federal courts.

Despite this language which clearly questions consider-
ing non-Congressionally created remedies as a “special
factor”, the Ninth Circuit decision discounts it as merely
“some language that can be read as favorable to the
Brickers”. Bricker amended opinion at 3698.

The magnitude of Congressional involvement is at
the core and principle of special factors analysis. In Chil-
icky, the court described Congressional involvement and
the statutory scheme as follows:

[An] “elaborate remedial scheme devised by
Congress”, [487 US at 414;] * * * [an] “adminis-
trative structure and procedure * * * of a size
and extent difficult to comprehend”, [id at

17

424]; ** * [as providing] “judicial review, includ-
ing review of constitutional claims”,
[id]; * * * [as] “considerably more elaborate than
the civil service system considered in Bush”, [id
at 425]; * * * [and as representing] “Congres-
sional attention [that has] * * * been frequent
and intense”, [id.].

The Bush Court described Congressional involvement and
the statutory scheme as follows:

“{[A]n elaborate, comprehensive scheme”, 462
US at 385; * * * [that] “apply to a multitude of
personnel decisions that are made daily by fed-
eral agencies”; * * * [as imbued with a] “history
of the development of civil service remedies and
the comprehensive nature of the remedies cur-
rently available”; * * * [and as] “an elaborate
remedial system that has been constructed step
by step, with careful consideration to conflicting
policy considerations”; [id at 388].

Before the Bricker’s filed their Bivens action, there had
been no Congressional involvement of any significant
magnitude, much less any which could be deemed
“intense”, “comprehensive” or even “carefully consid-
ered”. Only after the Bricker’s filed their action did Con-
gress adopt the 1992 amendments to the ERA.

Additionally, to accept the argument that the submit-
ted DOE activity can be the basis for a district court to
defer remedy determinations to that agency is to disre-
gard constitutional separation of powers doctrine. In
Krueger at 1055, the 8th Circuit found: “Only Congress
has the power to decide that a statutory or administrative

scheme will foreclose a Bivens action.” The court elabo-
rated that:

18

To allow an administratively-created scheme to
foreclose a Bivens action, without some real indi-
cation that Congress intended the adminis-
tratively-created scheme to have that result,
would require us to hold that the legislative
power to foreclose a Bivens action has bee 1 dele-
gated — a delegation almost certainly in viola-
tion of the separation of powers doctrine.

See also, Tribe, American Constitutional Law (2d Ed. 1988),
pp. 363-64, and Mistretta v. United States, 488 US 361, 372
(1989), reiterating that no delegation of powers from the
Congress to the executive or judiciary may be effective
unless Congress has laid “down by legislative act an
intelligible principle to which the person or body * * * is
directed to conform”. Nothing cited by the Ninth Circuit
demonstrates that this standard has been met.

->

CONCLUSION

The petition for writ of certiorari should be granted,
and the Ninth Circuit decision should be reversed.
Respectfully submitted,

THAD M. Guyer
Attorney for Petitioner

App. 1
FOR PUBLICATION

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

‘\

EDWIN L. BRICKER; CYNTHIA
BRICKER, husband and wife,
Plaintiffs-Appellants, No. 91-36153

Vv. D.C. No.

ROCKWELL INTERNATIONAL CV-90-3090-AAM

CORPORATION; ROCKWELL HANFORD ORDER AND
CORPORATION; WESTINGHOUSE AMENDED
CORPORATION; WESTINGHOUSE OPINION

HANFORD CORPORATION,
Defendants-Appellees.

y,

Appeal from the United States District Court
for the Eastern District of Washington
Alan A. McDonald, District Judge, Presiding

Argued and Submitted
July 12, 1993—Seattle, Washington

Filed October 25, 1993
Amended April 15, 1994

Before: William C. Canby, Jr., Charles Wiggins and
Thomas G. Nelson, Circuit Judges.

Opinion by Judge Canby

SUMMARY

Individual Rights/Constitutional Rights/Labor and
Employment

The court of appeals affirmed a district court judgment. The
court held that a worker at a Department of Energy (DOE)

App. 2
nuclear facility could not seek money damages against DOE

contractors who allegedly violated his constitutional nghts by
harassing him for voicing safety concerns.

Appellant Edwin Bricker worked at the Hanford Nuclear
Reservation, a government-owned, contractor-operated
(GOCO) nuclear facility. A division of appellee Rockwell
International Corp. operated portions of the facility, and
appellee Westinghouse Hanford Co. was the management
contractor. Bricker and his wife sued Rockwell and Westing-
house, alleging that they violated Bricker’s constitutional
rights. The Brickers alleged that the companies subjected him
to various forms of harassment after he voiced his concerns
regarding safety, health and environmental problems at the
facility. The Brickers sought a Bivens remedy, money dam-
ages for the constitutional violations in an action under fed-
eral law against federal officers acting under color of their
authority.

Rockwell and Westinghouse filed a motion to dismiss the
claims, asserting that there were “special factors" that pre-
cluded the judicial creation of a Bivens remedy. The district
court granted the motion, finding that Congress’ failure to
extend whistleblower protection to employees of DOE con-
tractors was deliberate. Accordingly, the court found that
Congress’ decision not to provide the damages remedy sought
by the Brickers constituted a “special factor counseling hesita-
tion" within the meaning of a case that followed Bivens, pre-
cluding the Bivens remedy. The Brickers appealed.

[1] Statutory amendments providing whistleblower protec-
tion for employees at DOE facilities suggest that Congress did
not inadvertently fail to provide relief to persons who filed
claims at the time the Brickers did. [2] Thus, a Bivens remedy
cannot be implied for the Brickers’ claims.

[3] Moreover, remedies available to Bricker were sufficient
to bar the judicial creation of a Bivens remedy.

App. 3
COUNSEL

Thad Guyer, T.M. Guyer & Friends, P.C., Medford, Oregon;
Michael E. Withey, Schroeter, Goldmark & Bender, Seattle,
Washington, for the plaintiffs-appellants.

David F. Jurca and Mark F. Rising, Helsell, Fetterman, Mar-
tin, Todd & Hokanson, Seattle, Washington, for defendant-
appellee Rockwell International Corporation; William R.
Squires III, StuartR. Dunwoody, and Bergitta K. Trelstad,
Davis Wright Tremaine, Seattle, Washington, and Robert A.
Dutton, Assistant General Counsel, Westinghouse Hanford
Company, Richland, Washington, for defendant-appellee
Westinghouse Hanford Company.

ORDER

The opinion filed October 25, 1993 is amended by inserting
the following passage at slip op. p. 11980, immediately before
the section heading entitled ‘““Nondelegation Doctrine”:

The Brickers also rely on McCarthy v. Madigan,
112 S. Ct. 1081 (1992), which was decided after the
Brickers’ briefs were filed. At oral argument, the
Brickers asserted that McCarthy precludes a finding
that administratively created remedial schemes can
foreclose the creation of a Bivens remedy.

In McCarthy, the Court held that prisoners need
not exhaust the Federal Bureau of Prisons’ (Bureau)
grievance procedure before initiating a Bivens action
against prison employees. Although the McCarthy
opinion contains some language that can be read as
favorable to the Brickers, we conclude for two rea-
sons that McCarthy is not inconsistent with our hold-
ing here.

App. 4

First, the grievance procedure at issue in
McCarthy was qualitatively different from the reme-
dies available to the Brickers. See 112 S.Ct. at 1085
(“The general grievance regulations do not provide
for any kind of hearing or for the granting of any
particular type of relief.”) In contrast, as we already
have noted, the Brickers options included arbitration
(ultimately) under the CBA as well as potential rem-
edies under DOE Order 5438.1A and the NLRA.
Moreover, unlike the situation in McCarthy where
rhonetary damages were entirely unavailable to the
prisoner, DOE order 5438.1A expressly allowed
recovery of monetary damages, at least with respect
to back pay.

Second, the Court simply was not deciding the
issue that we decide today. The Court was consider-
ing the propriety of imposing an exhaustion require-
ment before institution of an already recognized
Bivens action. The policy considerations underlying
the Court’s exhaustion analysis are inapplicable to
the situation presented in this case. See Id., 112 S.Ct.
at 1087-88. For example, here there is no “doubt as
to whether the [NLRB or DOE were] empowered to
grant effective relief,” id. at 1088. See 42 U.S.C.
§ 2201(i)(3) (1988); 29 U.S.C. §§ 158, 160. This
case also does not arise in a context where “the
administrative body is shown to be biased or [to
have] otherwise predetermined the issue before it,”
id., because the DOE (at least with respect to GOCO
facilities) and the NLRB are not called upon to eval-
uate the rights of third-party’s against their own
employees when acting upon claims such as the
Brickers’.

In sum, we conclude that the Court did not, when
it decided the exhaustion issue presented in
McCarthy, preclude our holding here—that the com-

App. 5

prehensive administrative remedial mechanisms
available to the Brickers, viewed against the back-
ground of congressional inaction that was not inad-
vertent, prevents the creation of a new Bivens
remedy.

The panel has voted to deny the petition for rehearing and
to reject the suggestion for a rehearing en banc.

The full court has been advised of the suggestion for an en
banc rehearing, and no judge of the court has requested a vote
on the suggestion for rehearing en banc. Fed.R.App. P. 35(b).

The petition for rehearing is denied and the suggestion for
a rehearing en banc is rejected.

OPINION
CANBY, Circuit Judge:

Edwin and Cynthia Bricker appeal the district court’s sum-
mary judgment in favor of the defendants in the Brickers’
action alleging violations of their federal constitutional nghts
and various tort claims under Washington state law. We
review de novo, Saul v. United States, 928 F.2d 829, 832 (9th
Cir. 1991), and we affirm.

I. FACTUAL & PROCEDURAL BACKGROUND

In August 1990, Edwin Bricker and his wife Cynthia filed
this action against Rockwell Hanford Operations, a division
of Rockwell International Corporation (“Rockwell”), Wes-
tinghouse Electric Corporation, and Westinghouse Hanford
Company (“Westinghouse”). The Brickers’ complaint alleged
violations of their First, Fourth, and Fifth Amendment rights,
and several pendent state law claims. These claims stemmed

App. 6

from Edwin Bricker’s employment at the Hanford Nuclear
Reservation (“Hanford”), located in Washington State. Han-
ford is owned by the United States, but is managed by private
corporations pursuant to a contract with the Department of
Energy (“DOE”). Hanford therefore is known as a
government-owned, contractor-operated (“GOCO") nuclear
facility. Rockwell operated certain portions of Hanford from
July 1977 through June 28, 1987; Westinghouse became the
management contractor on June 29, 1987. Bricker was
employed at Hanford from July 1977 through August 1979,
when he left to attend college. Bricker returned to work at
Hanford in February 1983 and remained an employee there
until November 1991.

The Brickers’ complaint alleged that, while Edwin Bricker
was employed at Hanford, he became aware of safety, health,
and environmental problems at the facility. He voiced his con-
cerns about these matters to his supervisors, officials of Rock-
well and Westinghouse, members of Congress, and the news
media. The complaint further alleged that, in retaliation for
his “whistleblowing” activities, Rockwell and Westinghouse
subjected Bricker to various forms of harassment, thereby
violating Bricker’s federal constitutional rights and commit-
ting various state law torts. The Brickers’ constitutional
claims were predicated on the Supreme Court’s decision in
Bivens v. Six Unknown Named Agents of Fed. Bureau of Nar-
cotics, 403 U.S. 388 (1971).

In April 1991, Rockwell and Westinghouse filed a motion
to dismiss the Brickers’ constitutional claims for failure to
state a claim‘ and asserted that there were “special factors”
that precluded the judicial creation of a Bivens remedy. The
district court granted the defendants’ motion and dismissed
the Brickers’ constitutional claims with prejudice. Because
the dismissal of the federal claims eliminated the independent

‘The district court treated the motion to dismiss as one for summary
judgment as provided in Fed. R. Civ. Proc. 12(b).

a

App. 7

basis for subject matter jurisdiction, the court also dismissed
the Brickers’ pendent state claims without prejudice. This
appeal followed.”

Il. LEGAL FRAMEWORK

Whether a Bivens remedy can be implied for
“whistleblowers” employed at GOCO nuclear facilities is a
question of first impression in this circuit. Our analysis of this
issue, however, is guided by the Supreme Court’s articulation
of the factors that courts must consider when determining
whether to create a Bivens remedy. In Bivens, the Supreme
Court held that the victim of a Fourth Amendment violation
committed by federal officers acting under color of their
authority could bring an action under federal law for money
damages against the officers. 403 U.S. at 389. The Bivens
Court observed that “[t]he present case involves no special
factors counselling hesitation in the absence of affirmative
action by Congress.” Jd. at 396. The Supreme Court subse-
quently has allowed “Bivens actions” for money damages
against federal officers who violate the due process clause of

"In its order granting summary judgment, the district court noted that
{t]he record as it currently stands is insufficient for any determination as
to whether defendants are ‘federal actors’ against whom liability can be
imposed under Bivens. Nor, for the purposes of defendants [sic] motion to
dismiss constitutional claims, shall the court assume that the defendants
are federal actors.”’ Of course, a determination that Rockwell and Westing-
house were not federal officers acting under color of their federal authority
would be an independent bar to the maintenance of a Bivens action against
them. See Bivens, 403 U.S. at 389 (creating cause of action against federal
agent acting under color of his authority). Nevertheless, despite the
absence of a finding on this issue, we conclude that the district court had
jurisdiction because the Brickers’ complaint contains a nonfrivolous alle-
gation that the defendants are federal actors. See Keniston v. Roberts, 717
F.2d 1295, 1298 (9th Cir. 1983) (federal jurisdiction is established if the
complaint claims a right to recover under federal law and the claim is not
“ ‘wholly insubstantial and frivolous’ ”’) (citing Jackson Transit Auth. v.
Local Div. 1285, 457 U.S. 15, 21 0.6 (1982)) (additional citations omit-
ted).

App. 8

the Fifth Amendment, Davis v. Passman, 442 U.S. 228
(1979), and the cruel and unusual punishment clause of the
Eighth Amendment, Carison v. Green, 446 U.S. 14 (1980).
‘In each of these cases, as in Bivens itself, the Court found
that there were no ‘special factors counselling hesitation in
the absence of affirmative action by Congress,’ no explicit
Statutory prohibition against the relief sought, and no exclu-
Sive statutory alternative remedy.” Schweiker v. Chilicky, 487
U.S. 412, 421 (1988) (citations omitted).

More recently, the Court has “responded cautiously to sug-
gestions that Bivens remedies be extended into new contexts.”
Schweiker, 487 U.S. at 421. In Chappell v. Wallace, 462 U.S.
296 (1983), the Court refused to create a Bivens action for
enlisted military personnel who alleged that they had been
injured by the unconstitutional actions of their superior offi-
cers. Similarly, in Bush v. Lucas, 462 U.S. 367 (1983), the
Court unanimously refused to create a Bivens remedy for a
federal employee who alleged that his supervisor had improp-
erly disciplined him for exercising his First Amendment
rights. In reaching this decision, the Court assumed that a
First Amendment violation had occurred and acknowledged
that “existing remedies do not provide complete relief for the
plaintiff.” 462 U.S. at 388. The Court justified its refusal by
explaining that Congress was in a better position to balance
the competing policy concerns of “governmental efficiency
and the rights of employees.” /d. at 389.

In Schweiker v. Chilicky, the Court refused to create a
Bivens remedy for persons who were improperly denied
Social Security disability benefits, allegedly as a result of due
process violations by the federal officials who administered
the program. 487 U.S. at 414. The Supreme Court acknowl-
edged that “exactly as in Bush, Congress has failed to provide
for ‘complete relief’: respondents have not been given a rem-
edy in damages for emotional distress or for other hardships
suffered because of delays in their receipt of Social Security
benefits.’ Jd. at 425. Nevertheless, Schweiker explained that:

App. 9

the concept of “special factors counselling hesitation
in the absence of affirmative action by Congress”
has proved to include an appropriate judicial defer-
ence to indications that congressional inaction has
not been inadvertent. When the design of a Govern-
ment program suggests that Congress has provided
what it considers adequate remedial mechanisms for
constitutional violations that may occur in the course
of its administration, we have not created additional
Bivens remedies.

Schweiker, 487 U.S. at 423; see also Kotarski v. Cooper, 866
F.2d 311, 312 (9th Cir. 1989) (“[s]o long as Congress’ failure
to provide money damages, or other significant relief, has not
been inadvertent, courts should defer to its judgment, because
‘Congress is the body charged with making the inevitable
compromises required in the design of a massive and complex
... program’ ’’) (quoting Schweiker, 487 U.S. at 429).

Ill. DISCUSSION
A. Congressional Inadvertence

The Brickers first argue that Congress’s failure to create
“whistleblower” protection for employees at DOE nuclear
facilities, was inadvertent and that a remedy for money dam-
ages therefore should be judicially created. We disagree.

A statutory remedial scheme for workers who expose
health and safety violations at nuclear facilities was first
enacted in 1978, when Congress added section 210 to the
Energy Reorganization Act of 1974. 42 U.S.C. § 5851 (1988).
Section 210 prohibits discrimination against “whistleblowers”
at commercial nuclear facilities regulated by the Nuclear Reg-
ulatory Commission (“NRC”). Jd. Among the remedies avail-
able to such employees are reinstatement with back pay,
compensatory damages, and attorney’s and expert witness
fees incurred in prosecuting a complaint. 42 U.S.C.

App. 10

§ 5851(b)(2)(B). When the alleged harassment of Edwin
Bricker occurred, however, section 210 did not provide a rem-
edy for employees of DOE-owned, contractor-operated
nuclear facilities, such as Hanford. See Adams v. Dole, 927
F.2d 771, 776-78 (4th Cir.) (section 210°s whistleblower pro-
tections apply only to employees of licensees of the NRC,
section 210 does not apply to employees of contractors oper-
ating nuclear facilities owned by the DOE), cert. denied, 112
S. Ct. 122 (1991).* After examining the legislative history,
Adams held that, in passing section 210, Congress “intended
to exclude employees of DOE contractors.” /d. at 777. Here,
the district court agreed with the Fourth Circuit’s analysis and
ruled that Congress’s failure to extend whistleblower protec-
tion to employees of DOE contractors was deliberate. Accord-
ingly, the district court found that Congress’s decision not to
provide the damages remedy sought by the Brickers consti-
tuted a “special factor counselling hesitation” within the
meaning of Schweiker, 487 U.S. at 423, and precluded the
judicial creation of a Bivens remedy.

The Brickers do not dispute that, prior to October 24, 1992,
section 210 of the Energy Reorganization Act did not apply
to employees at DOE-owned, contractor-operated nuclear
facilities. Instead, they contend that the district court incor-
rectly concluded that Congress deliberately chose not to pro-
vide such a remedy. The Brickers argue that, when Congress
enacted section 210 in 1978, it focused exclusively on
employees at nuclear facilities operated by the NRC and
never even considered whether to extend whistleblower pro-
tection to employees of DOE contractors. Therefore, they
argue that Congress’s failure to provide a damages remedy for

*Effective October 24, 1992, Congress amended 42 U.S.C. § 5851 to
provide whistleblower protection for employees of DOE contractors. See
Energy Policy Act of 1992, Pub. L. No. 102-486, § 2902(a), 106 Stat.
2776, 3123 (1992). These amendments, however, apply only to claims
filed on or after October 24, 1992. Pub. L. No. 102-486, § 2902(i), 106
Stat. at 3125.

App. 11

employees at DOE nuclear facilities was inadvertent and does
not preclude a judicially created Bivens remedy.

We need not attempt to discern Congress’s intent in 1978
when it passed section 210 of the Energy Reorganization Act
because we conclude that Congress’s subsequent decision
regarding remedies for whistleblowers at DOE nuclear facili-
ties undermines the Brickers’ argument. Between 1986 and
1991, numerous bills that would have created whistleblower
protections for employees of contractors operating nuclear
facilities owned by the DOE were introduced in Congress;
none was enacted.‘ It is true that we must be reluctant to draw
conclusions concerning congressional intent from the mere
failure of bills to pass. Cf. Balelo v. Baldrige, 724 F.2d 753,
762-63 (9th Cir.) (where the House of Representatives
approved a bill but the Senate failed to act on it, this court
observed that “the mere failure of [a] bill to be enacted does
not demonstrate congressional disapproval of the ...
program’’), cert. denied, 467 U.S. 1252 (1984). Nevertheless,
the various attempts at legislation may suggest that Con-
gress’s inaction, whatever its reason, was not wholly inadver-
tent. Moreover, in 1992, Congress enacted amendments to the
Energy Reorganization Act of 1974 that provide whistle-
blower protection for employees at DOE nuclear facilities,
including a provision that allows recovery of compensatory
damages — precisely the rerzedy that the Brickers seek in this
action. See Energy Policy Act of 1992, Pub. L. No. 102-486,
§ 2902, 106 Stat. 2776, 3123-25 (1992) (codified at 42
U.S.C.A. § 5851 (West Supp. 1993)).

“See S. 1622, 102d Cong., Ist Sess. (1991); H.R. 3160, 102d Cong., Ist
Sess. (1991); S. 436, 101st Cong., Ist Sess. (1989); H.R. 3368, 101st
Cong., Ist Sess. (1989); S. 1958, 101st Cong., ist Sess. (1989); H.R. 3521,
101st Cong., Ist Sess. (1989); H.R. 3255, 101st Cong., Ist Sess. (1989);
H.R. 1861, 10ist Cong., Ist Sess. (1989); S. 2758, 100th Cong., 2d Sess.
(1988); S. 2095, 100th Cong., 2d Sess. (1988); H.R. 4071, 100th Cong.,
2d Sess. (1988); H.R. 1716, 100th Cong., Ist Sess. (1988); H.R. 5659,
99th Cong., 2d Sess. (1986).

App. 12

Through these amendments, which came too late for the
Brickers, Congress has provided an elaborate and comprehen-
sive remedial scheme. Under these statutes, “lajny employee
who believes that he has been discharged or otherwise dis-
criminated against” because he has engaged in whistleblow-
ing activities has the right to file a complaint with the
Secretary of Labor (“the Secretary”). 42 U.S.C.A. § 5851(b)
(1) (West Supp. 1993). The Secretary must then conduct an
investigation of the complaint; if the results of the investiga-
tion support the complaint, the Secretary may issue an order
granting relief after notice and an opportunity for a public
hearing. 42 U.S.C.A. § §851(b)(2)(A) (West Supp. 1993). The
relief available includes: reinstatement of the complainant to
his or her former position together with compensation (includ-
ing back pay), compensatory damages; and costs and
expenses of bringing the complaint (including attorneys’ and
expert witness fees). 42 US.C.A. § 5851(b)(2)(B) (West
1983). The statute also provides that any person “adversely
affected or aggrieved” by the Secretary's order may obtain
judicial review of the order. 42 U.S.C.A. § 5851(c) (West
1983). Finally, if a person fails to comply with the Secretary's
order, the Secretary may file a civil enforcement action in fed-
eral district court. 42 U.S.C. § 5851(d) (West 1983).

[1] These amendments, however, provide only prospective
relief; they apply to claims filed on or after October 24, 1992,
the date of enactment. Pub. L. No. 102-486, § 2902(i), 106
Stat. at 3125. The fact that the amendments were given only
prospective effect suggests that Congress did not inadver-
tently fail to provide relief to persons, such as the Brickers,
who filed claims before October 24, 1992. Indeed, it is appar-
ent from the legislative history that Congress decided to pro-
vide only prospective relief even though it was aware that
harassment of whistleblowers had occurred in the past at DOE
nuclear facilities, including Hanford. The House Report states
that: |

[the amendments] broaden[ ] the coverage of exist-
ing whistleblower protection provisions to include

... the Department of Energy (“DOE”), a contractor
or subcontractor at a Department of Energy nuclear
facility, or any other employer engaged in any activ-
ity under the Energy Reorganization Act or the
Atomic Energy Act of 1954....

The ability of nuclear industry employees to come
forward to either their employers or to regulators
with safety concerns without fear of harassment or
retaliation is a key component of our system of
assuring adequate protection of public health and
safety from the inherent risks of nuclear power.
Recent accounts of whistleblower harassment at...
DOE nuclear facilities (e.g. Hanford, Oak Ridge,
Rocky Flats) suggest that whistleblower harassment
and retaliation remain all too common in parts of
the nuclear industry. These reforms are intended to
address those remaining pockets of resistance.

H.R. Rep. No. 102-474, 102d Cong., 2d Sess., pt. VIII, at 78-
79 (1992), reprinted in 1992 U.S.C.C.A.N. 1954, 2296-97
(emphasis added).

[2] We cannot create a Bivens remedy if there are
“indications that congressional inaction has not been
inadvertent.” Schweiker, 487 U.S. at 423; see also McCarthy
v. Madigan, 112 S. Ct. 1081, 1090 (1992) (explaining that in
applying the “special factors” analysis in Schweiker and Bush,
“the Court found the Bivens remedy displaced because Con-
gress had legislated an elaborate and comprehensive remedial
scheme’’) (citations omitted). Because we cannot characterize
as inadvertent Congress’s decision not to include within its
remedial scheme persons who filed claims before October 24,
1992, we are precluded from implying a Bivens remedy for
the Brickers’ claims. See Schweiker, 487 U.S. at 423 (“[w]hen
the design of a Government program suggests that Congress
has provided what it considers adequate remedial mechanisms
for constitutional violations that may occur in the course of its

App. 14

administration, we have not created additional Bivens
remedies”); Kotarski, 866 F.2d at 312 (‘[s]o long as Con-
gress’ failure to provide money damages, or other significant
relief, has not been inadvertent, courts should defer to its
judgment”).

B. Alternative Remedies Available to the Brickers

The Brickers next contend that a Bivens remedy should be
judicially created because no comprehensive statutory reme-
dial scheme is available to them; Congress accordingly could
not have concluded that it had provided remedies that it con-
sidered adequate at that time. In particular, the Bickers assert
that the remedies available to Edwin Bricker cannot bar a
Bivens action because they are administrative, rather than stat-
utory, remedies. We disagree.

The district court described the remedies available to
Edwin Bricker as follows. First, the DOE requires that a col-
lective bargaining agreement (“CBA”) at a contractor-
uperated facility should provide “an effective grievance pro-
cedure with arbitration as its final step[.J”’ 48 C.F.R.
§ 970.2201(b)(5)(ii) (1992). The CBA between Westinghouse
and the Hanford Atomic Metal Trades Council contains a
grievance procedure and requires that it be used to resolve
“claims and disputes on all matters subject to collective
bargaining.” The CBA also provides for arbitration of any
unsettled grievances that involve either the interpretation or
application of a provision of the CBA or “{a] disciplinary pen-
alty (including discharge) ... which is alleged to have been
imposed without just cause[.]”

Second, under 42 U.S.C. § 2201(i)(3) (1988), the DOE is
authorized to prescribe regulations and orders “governing the
design, location, and operation of facilities . . . in order to pro-
tect health and to minimize danger to life or property[.]” Pur-
suant to this statutory grant of authority, DOE issued Order
5438.1A, which establishes occupational health and safety

App. 15

standards for GOCO facilities and prohibits discrimination
against an employee who files a complaint or otherwise exer-
cises his or her rights under the order. DOE Order 5438.1A
provides a procedure for investigating claims of discrimina-
tion and states that “if it is found that such discrimination has
occurred, the field organization shall assure that appropriate
measures are taken by the contractor, including rehiring or
reinstatement of the employee, restoration of lost seniority,
and back pay.”

Third, the National Labor Relations Act declares it an
unfair labor practice for an employer to interfere with an
employee’s right to engage in “concerted activities for ...
mutual aid or protection”, 29 U.S.C. § 157, and gives the
National Labor Relations Board (“NLRB’’) broad discretion
to devise remedies for such unfair labor practices, 29 U.S.C.
§§ 158, 160. See, e.g., Zurn Indus., Inc. v. NLRB, 680 F.2d
683, 694 (9th Cir. 1982) (the NLRB “has jurisdiction to inves-
tigate unfair labor practices, which include discharges based
on protected activity such as voicing safety complaints’), cert.
denied, 462 U.S. 1131 (1983). The district court concluded
that “[although] these remedies, either alone or in combina-
tion, do not constitute a comprehensive statutory scheme, they
are in tact a remedial mechanism designed to provide relief in
circumstances that exist in the instant case[.]”

We reject the Brickers’ argument that these remedies are
inadequate to preclude a Bivens action because they were not
Congressionally authorized. First, this argument is inaccurate:
the NLRA is a remedy created by Congress. Moreover, Edwin
Bricker’s remedies under DOE Order 5483.1A were created
by the DOE pursuant to 42 U.S.C. § 2201(i)(3), in which
Congress directed the DOE to create occupational safety and
health regulations for its facilities. Thus, the remedies pro-
vided in DOE Order 5483.1A are authorized by Congress, by
way of its grant of authority to the DOE. Indeed, this court
previously has relied on administratively-created remedies to
bar the creation of a Bivens remedy. Berry v. Hollander, 925

a

App. 16

F.2d 311, 314-15 (9th Cir. 1991) (relying in part on adminis-
trative remedies created by the Veterans Administration's
Department of Medicine and Surgery to bar Bivens action);
accord Heaney v. United States Veterans Admin., 756 F.2d
1215, 1220 (Sth Cir. 1985) (“[w]here a coordinate branch of
the government has provided a government employee with a
procedure under which a constitutional claim arising out of
the employment relationship is cognizable and some measure
of relief may be obtained, a nonstatutory damage action is not
available for discharge, demotion, or other adverse personnel
actions absent clear evidence of an intent by the coordinate
branch not to foreclose the nonstatutory damage remedy’’).
Finally, courts have held that administratively-created reme-
dies can bar the judicial creation of additional remedies, even
in the absence of a comprehensive statutory scheme. See, e.g.,
Dynes v. Army Air Force Exchange Serv., 720 F.2d 1495S,
1498 (11th Cir. 1983) (holding that a comprehensive adminis-
trative remedial scheme established by Army and Air Force
regulations barred creation of a Bivens remedy), Castella v.
Long, 701 F. Supp. 578, 584 (N.D. Tex.) (same; rejecting
plaintiff's argument that Bivens action was barred “only
where the remedial system was Congressionally created”),
aff d mem., 862 F.2d 872 (Sth Cir. 1988), cert. denied, 493
U.S. 936 (1989).

The Brickers rely heavily on the Eighth Circuit’s decision
in Krueger v. Lyng, 927 F.2d 1050 (8th Cir. 1991), for the
proposition that administratively created remedies cannot pre-
clude a Bivens remedy. In Krueger, the Eighth Circuit held
that an employee of a county office of the Agricultural Stabi-
lization and Conservation Service (““ASCS”), a division of the
United States Department of Agriculture, could maintain a
Bivens action against various federal officials who allegedly
had fired him in retaliation for whistleblowing activities. /d.
at 1051-52, 1057. Krueger, however, is distinguishable from
this case for three reasons. First, as the Eighth Circuit
explained:

App. 17

[t]he statute creating the ASCS does not direct the
Secretary of Agriculture to create a specific adminis-
trative scheme for overseeing the ASCS programs.
Instead, the statute calls for the election of local
county committees, and requires the Secretary to
“make such regulations as are necessary relating to
the selection and exercise of the functions of the
respective committees, and to the administration,
through such committees, of such programs.”

927 F.2d at 1055 (quoting 16 U.S.C. § 590h(b)). Here, in con-
trast, the enabling statute pursuant to which the DOE promul-
gated Order 5483.1A specifically authorizes the DOE to
create occupational health and safety regulations for its facili-
ties. See 42 U.S.C. § 2201(i). The specificity of this statutory
provision distinguishes this case from Krueger.

Second, the only remedy made available to Krueger under
the Secretary of Agriculture’s regulations was “appealing to
the supervisor of those who fired him.” Krueger, 927 F.2d at
1056. Here, in contrast, the remedies available to Bricker
include a grievance procedure with arbitration as its final step,
and the opportunity to file a formal complaint with the DOE,
which it must investigate. Indeed, when Bricker filed his com-
plaint pursuant to DOE Order 5483.1A, the DOE requested
that a Department of Labor investigator examine the com-
plaint. The investigator conducted an investigation and issued
a report analyzing Bricker’s claims. The DOE’s final decision
adopted the report’s recommendations and granted monetary
and other relief to Bricker.

(3] Third, the Eighth Circuit found that Congress’s failure
to provide additional remedies for ASCS employees was inad-
vertent. Krueger, 927 F.2d at 1057 (it “seems plain to us that
Congress never has given a moment’s thought to the question
of what sort of remedies should be available to ASCS county
office employees like Krueger’). Here, as we already have
explained, Congress did not inadvertently fail to provide addi-

App. 18

tional statutory remedies for whistleblowers at DOE nuclear
facilities prior to 1992. Accordingly, we conclude that the
remedies available to Edwin Bricker are sufficient to bar the
judicial creation of a Bivens remedy. Cf. Schweiker, 487 U.S.
at 421-22 (“[t]he absence of statutory relief for a constitu-
tional violation ... does not by any means necessarily imply
that courts should award money damages against the officers
responsible for the violation”).

The Brickers also rely on McCarthy v. Madigan, 1125. C2.
1081 (1992), which was decided after the Brickers’ briefs
were filed. At oral argument, the Brickers asserted that
McCarthy precludes a finding that administratively created
remedial schemes can foreclose the creation of a Bivens
remedy.

In McCarthy, the Court held that prisoners need not exhaust
the Federal Bureau of Prisons’ (Bureau) grievance procedure
before initiating a Bivens action against prison employees.
Although the McCarthy opinion contains some language that
can be read as favorable to the Brickers, we conclude for two
reasons that McCarthy is not inconsistent with our holding
here.

First, the grievance procedure at issue in McCarthy was
qualitatively different from the remedies available to the
Brickers. See 112 S.Ct. at 1085 (“The general grievance regu-
lations do not provide for any kind of hearing or for the grant-
ing of any particular type of relief.”) In contrast, as we
already have noted, the Brickers options included arbitration
(ultimately) under the CBA as well as potential remedies
under DOE Order 5438.1A and the NLRA. Moreover, unlike
the situation in McCarthy where monetary damages were
entirely unavailable to the prisoner, DOE order 5438.1A
expressly allowed recovery of monetary damages, at least
with respect to back pay.

Second, the Court simply was not deciding the issue that
we decide today. The Court was considering the propriety of

App. 19

imposing an exhaustion requirement before institution of an
already recognized Bivens action. The policy considerations
underlying the Court’s exhaustion analysis are inapplicable to
the situation presented in this case. See Id., 112 S.Ct. at 1087-
88. For example, here there is no “doubt as to whether the
[NLRB or DOE were] empowered to grant effective relief,”
id. at 1088. See 42 U.S.C. § 2201(i)(3) (1988); 29 U.S.C.
§§ 158, 160. This case also does not arise in a context where
“the administrative body is shown to be biased or [to have]
otherwise predetermined the issue before it,” id., because the
DOE (at least with respect to GOCO facilities) and the NLRB
are not called upon to evaluate the rights of third-party’s
against their own employees when acting upon claims such as
the Brickers’.

In sum, we conclude that the Court did not, when it decided
the exhaustion issue presented in McCarthy, preclude our
holding here—that the comprehensive administrative reme-
dial mechanisms available to the Brickers, viewed against the
background of congressional inaction that was not inadver-
tent, prevents the creation of a new Bivens remedy.

C. Nondelegation Doctrine

The Brickers’ final argument is that, if the remedies avail-
able to Edwin Bricker are held to preclude a Bivens remedy,
Congress has violated the nondelegation doctrine of Article 1,
§ 1 of the Constitution by granting the executive branch (the
DOE) jurisdiction over their constitutional claims. To support
their argument, the Brickers rely primarily on dicta in
Krueger. See Krueger, 927 F.2d at 1055 (suggesting but not
ruling that “to allow an administratively-created scheme to
foreclose a Bivens action, without some real indication that
Congress intended the administratively-created scheme to
have that result, would require us to hold that the legislative
power to foreclose a Bivens action has been delegated — a
delegation almost certainly in violation of the separation of
powers doctrine.”’). We reject this argument because we find

ms ai

App. 20

that 42 U.S.C. § 2201(i)(3), which grants DOE authority to
create occupational safety and health regulations for its
nuclear facilities, provides sufficiently specific standards to
pass constitutional muster. See Mistretta v. United States, 488
U.S. 361, 372-73 (1989) (Congressional delegation 1S
“constitutionally sufficient if Congress clearly delineates the
general policy, the public agency which is to apply it, and the
boundaries of this delegated authority”) (quotation omitted),
Wileman Bros. & Elliott, Inc. v. Giannini, 909 F.2d 332, 337
n.9 (9th Cir. 1990) (“[w]ith respect to federal agencies, only
very broad, literally standardless grants of legislative power
will offend the Constitution”).

Accordingly, we affirm the district court’s judgment.

AFFIRMED.

App. 21

UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF WASHINGTON

EDWIN L. BRICKER and )
CYNTHIA BRICKER, husband )
and wife, ) NO. CY-90-3090-
Plaintiffs, AAM
, | ORDER RE:
, SUMMARY
ROCKWELL HANFORD JUDGMENT,
OPERATIONS, a division of INTER ALIA
ROCKWELL INTERNATIONAL fiated
CORPORATION, WESTINGHOUSE 22
CORPORATION, and ) sep. 17, 1991)
WESTINGHOUSE HANFORD
COMPANY,
Defendants. |

On Thursday, June 13, 1991, the court conducted a hear-
ing on defendants’ motions to dismiss and for summary
judgment. Michael Withey, Schroeter, Goldmark & Bender,
and Thad Guyer, Government Accountability Project,
appeared on behalf of plaintiffs. Stuart Dunwoody, Davis
Wright Tremaine, represented defendant Westinghouse.
David Jurca and Mark Rising, Helsell, Fetterman, Martin,
Todd & Hokanson, represented defendant Rockwell.

I.

Plaintiff Edwin L. Bricker! began employment at the
Hanford Nuclear Facility, Richland, Washington, with

| While the complaint also names Ed Bricker’s wife,
Cynthia, as a defendant, it is entirely void of any averment that
Cynthia Bricker worked at Hanford.

App. 22

Rockwell Hanford in July 1977. He left in August of 1979
to attend college and returned to the employ of Rockwell
Hanford in February of 1983 as a nuclear process opera-
tor. Bricker was employed at Hanford’s Plutonium Fin-
ishing Plant in 1983 and reported numerous alleged
health, safety and environmental conditions which he
believed had the potential of harming the health and
safety of workers and the public. In 1984 Bricker trans-
ferred to the Hanford tank farm area.

As a result of the work Bricker performed, the con-
duct he observed, and conversations he held at Hanford,
Ed Bricker purportedly became concerned about the
operations at Hanford, safety violations and unsafe work
practices, particularly at the Plutonium Finishing Plant,
the tank farm, and the Z-plant. Bricker took steps to voice
his concerns with co-employees, supervisors, agents and
officials of the defendants who were in a position to
respond to and/or correct or address the alleged prob-
lems.

Bricker contends that the defendants’ agents, offi-
cials, and employees denied that there were any safety
problems or unsafe work practices at Hanford, concealed
crucial information about such safety violations and prac-
tices, and discredited him. Bricker further contends that
when he determined it was clear that the defendants were
not responding to his well-founded concerns about the
safety violations and unsafe work practices, he articu-
lated these same concerns to representatives of the
United States Congress, wrote letters to the editors of
newspapers, and contacted and spoke to newspaper and

television reporters.

App. 23

Bricker alleges that in response thereto and in order
to suppress the exercise of his constitutional rights and
tor the specific purpose and deliberate intention of inju-
ring him, the defendants engaged in a concerted and joint
effort and in conspiracy with one another and others to:
(1) Terminate Bricker from employment with the defen-
dants; (2) retaliate against Bricker for the exercise of his
constitutional rights to free speech and association; (3)
conduct an improper campaign of harassment and intim-
idation against the Brickers and their congressional and
press contacts; (4) implement a program to gather infor-
mation on Bricker and his congressional and press con-
tacts, including spying, surveillance, and unreasonable
searches and seizures of conversations and physical
effects; (5) use friends and associates of Bricker as inform-
ants and stool pigeons to attempt to gather derogatory
information about Bricker for defendants’ improper and
wrongful purposes; (6) conduct a secret and public cam-
paign in an attempt to smear and discredit Bricker and
cause him to lose credibility; (7) compel Bricker to go to
psychologists for psychiatric evaluation and treatment in
order to further discredit and humiliate him: (8) inten-
tionally inflict emotional distress on Bricker; and (9)
deprive Bricker of due process of law by rejecting his
complaints, punishing him for bringing complaints, and
requiring him to engage in fruitless procedures to voice
his grievances, all for the purpose of and intent to further
injure, discredit, and harass him.

Il.

Framed as a motion to dismiss for failure to state a
claim under Fed.R.Civ.P. 12(b)(6), resolution of the

App. 24

Motion to Dismiss Constitutional Claims requires refer-
ence to material outside the pleadings. Accordingly, as
allowed by Rule 12(b), the court shall treat the motion to
dismiss as one seeking summary judgment. The court’s
decision to do so is made easier by the fact that the
parties have submitted a vast amount of material in sup-
port of separately filed motions for summary judgment
that were heard in conjunction with the motion to dis-
miss.

Il.

While the Bricker’ complaint sets forth a multitude of
legal claims, they can readily be placed into two specific
categories; (1) federal Bivens claims and (2) pendent state
law claims. Plaintiffs’ constitutional claims are predicated
upon First Amendment rights to free speech and associa-
tion, Feurth Amendment right to be free from unreason-
able searches and seizures, and (while not specifically
articulated) apparently Fifth Amendment due process
and privacy rights.

Defendants Westinghouse and Rockwell have con-
ducted operations and provided services at the Hanford
Nuclear Facility under contract with the United States.
Hanford is commonly referred to as a government-
owned, contractor-operated (GOCO) facility. Plaintiffs
claim the defendants were delegated functions by the
United States which were traditionally reserved for gov-
ernmental agencies. Plaintiffs conclude that the relation-
ships and links between the defendants and the United
States were such as to make the defendants federal actors

and thus, subject to a Bivens action for violations of

App. 25

constitutional rights. While the defendants have not
raised the issue of their “private party” status by way of
this set of motions, they do not concede that they are
federal actors for purposes of fashioning a Bivens remedy.

The record as it currently stands is insufficient for
any determination as to whether defendants are “federal
actors” against whom liability can be imposed under
Bivens. Nor, for purposes of defendants motion to dismiss
constitutional claims, shall the court assume that the
defendants are federal actors.

In Bivens v. Six Unknown Federal Narcotics Agents, 403
U.S. 388, 389 (1971), the Supreme Court established that
the victims of a constitutional violation by a federal agent
have a right to recover damages from the agent in federal
court despite the absence of any statute conferring such a
right. The Bivens ruling was based, in part, upon the
Court’s finding no special factors counselling hesitation
in the absence of affirmative action by Congress and no
explicit congressional declaration that money damages
may not be awarded, but must instead be remitted to
another remedy equally effective in the view of Congress.
Bivens, 403 U.S. at 396-97. The Court also recognized that
it was not dealing with a question of federal fiscal policy,
which in specified instances should prevent creation of a
Bivens remedy. Id. at 396.

The basis for Bivens subject matter jurisdiction is 28
U.S.C. 1331 which gives this court “original jurisdiction
of all civil actions arising under the Constitution, laws, or
treaties of the United States.” 28 U.S.C. 1331; See Bush v.
Lucas, 462 U.S. 367, 374 (1983). Bivens actions lie only for
violations of rights secured by the Constitution. Bivens,

App. 26

403 U.S. at 396-97. In this vein, the court notes that the
Supreme Court has specifically allowed Bivens actions for
violations of the Fourth Amendment, Bivens, 403 U.S. at
397, the Fifth Amendment, Davis v. Passman, 442 U.S. 228,
248-49 (1979), and the Eighth Amendment, Carlson v.
Green, 446 U.S. 14, 19 (1980).

Defendants move to dismiss plaintiffs’ constitutional
claims contending a Bivens remedy is barred by a con-
gressionally created alternative remedial scheme and the
concept of “special factors counselling hesitation” first
articulated in Bivens and later significantly expanded in
Bush v. Lucas, 462 U.S. 367 (1983) and Schweiker v. Chilicky,
487 U.S. 412 (1988). The plaintiff in Bush v. Lucas was a
federal employee who had publicly criticized his employ-
ing agency and was subsequently demoted. He alleged
his First Amendment rights were violated by the demo-
tion. Through administrative channels he won retroactive
restoration of his position and $30,000 in backpay but still
attempted to maintain a Bivens action against his super-
visors. The Bush Court, for purposes of its decision,
assumed that Bush’s First Amendment rights were vio-
lated and that the civil service remedies available to him
were less effective than a damages remedy, found that
because Bush’s claims arose “out of an employment rela-
tionship that is governed by comprehensive procedural
and substantive provisions giving meaningful remedies
against the United States” it was inappropriate to supple-
ment the new regulatory scheme with a judicially created
remedy like Bivens. Bush v. Lucas, 462 U.S. at 368. The
Court stressed that the case involved policy questions in

an area that had received careful attention from Congress.
Id. at 380-88.

App. 27

The Bush rationale was taken several steps further in
Schweiker v. Chilicky, 487 U.S. 412, which held that even an
incomplete statutory remedy rendered a Bivens cause of
action unavailable. While recognizing that the congres-
sionally created remedy for wrongful termination of
Social Security benefits failed to provide complete relief
because it did not allow for money damages to compen-
sate independently for constitutional violations, the
Court nonetheless found such a remedy adequate.

[T]he concept of “special factors counselling
hesitation in the absence of affirmative action by
Congress” has proved to include an appropriate
judicial deference to indications that congres-
sional inaction has not been inadvertent. When
the design of a government program suggests
that Congress has provided what it considers
adequate remedial mechanisms for constitu-
tional violations that occur in the course of its
administration, we have not created Bivens
remedies. (emphasis added)

Chilicky, 487 U.S. at 423. The Court specifically recognized
that the “absence of statutory relief for a constitutional
violation ... does not by any means necessarily imply
that courts should award money damages against the

federal [official] responsible for the [constitutional] viola-
tion.” Id. at 421-22.

The Ninth Circuit has applied the Chilicky expansion
in a number of cases and held that where Congress has

provided some mechanism for relief, Bivens claims are
precluded. Berry v. Hollander, 925 F.2d 311 (9th Cir. 1991)
(combination of remedies under Civil Service Reform Act,
5 U.S.C. § 1206-08, Federal Employees Compensation Act,

App. 28

5 U.S.C. § 8101, and statute governing Veterans Adminis-
tration disciplinary proceedings, 38 U.S.C. § 4110, is ade-
quate to preclude Bivens remedy for VA physician who
claimed denial of First and Fifth Amendment rights in
connection with harassment and retaliation for his report-
ing incidents of possible surgical malpractice). Saul v.
United States, 928 F.2d 829 (9th Cir. 1991) (Social Security
claims representative who brought a Bivens action against
supervisors for opening his personal mail barred from
doing so because Civil Service Reform Act provided ade-
quate remedy). Karamanos v. Egger, 882 F.2d 447 (9th Cir.
1989), Kotarski v. Cooper, 866 F.2d 311 (9th Cir. 1989) (Civil
Service Reform Act precludes Bivens remedy).

Westinghouse and Rockwell move to dismiss all con-
stitutional claims lodged against them on the grounds
that a Bivens remedy cannot be fashioned in light of the
existing remedies available to plaintiff by way of: (1) the
grievance procedure under the collective bargaining
agreement; (2) the remedial process set forth in DOE
Order 5483.1A; and (3) an unfair labor practice claim
under 29 U.S.C. §§ 157 and 158. In addition, the defen-
dants argue that any congressional inaction was not inad-
vertent. Finally, defendants contend that federal fiscal
policy prohibits creation of a Bivens remedy in this case.

The Department of Energy (hereafter DOE) requires
that collective bargaining agreements at its government-
owned contractor-operated (GOCO) facilities contain “an
effective grievance procedure with arbitration as its final
step... .” 48 C.FR. § 970.2201(b)(5)(1i). Defendants argue
that the collective bargaining agreement between West-
inghouse and the Hanford Atomic Metal Trades Council
contains a grievance procedure and requires that it be

a

used to resolve “claims and disputes on all matters sub-
ject to collective bargaining” irrespective of whether they
require interpretation of the contract (Ct. Rec. 30, Turn-
bow declaration, Ex. C, Art. XVIII, ¥ 6). The coilective
bargaining agreement further provides for arbitration of
any unsettled grievance that involve either “{t]he inter-
pretation or application of a provision of this agreement”
or “[a] disciplinary penalty (including dis-

charge) . . . which is alleged to have been imposed with-
out just cause. ...” (Ct. Rec. 30, Turnbow declaration, Ex.

C, Art. XIX, ¥ 1). Defendants argue that any claim that
the safety provisions of the collective bargaining agree-
ment were violated or that an employee has suffered
retaliation for raising a safety concern should be raised in

the grievance procedure.

Defendants next claim that 42 U.S.C. § 2201(i)? gives
the Department of Energy the authority to protect health
and to minimize danger to life or property. It is pursuant
to this statute that DOE promulgated Order 5483.1A
(attached as exhibit A to the Dutton declaration) which
prescribes occupational health and safety standards for
government-owned, contractor-operated (GOCO) facili-
ties. It specifically forbids discrimination against an
employee who files an OSHA complaint or otherwise

* “In the performance of its functions the [Atomic Energy]
Commission is authorized to —

(i) prescribe such regulations or orders as it may deem
necessary .. . (3) to govern any activity authorized pursuant to
this chapter, including standards and restrictions governing the
design, location, and operation of facilities used in the conduct
of such activity, in order to protect health and to minimize
danger to life or property.”

App. 30

exercises his or her rights under the law. It is upon the
remedial process set forth in DOE Order 5483.1A which
defendants contend precludes this court from fashioning
a Bivens remedy for plaintiffs’ claims.

Plaintiffs’ response to both arguments is twofold.
Their first attack on the administrative remedies is
directed at which they perceive as an absence of a high
level of direct congressional involvement in the develop-
ment of either the grievance procedure or DOE Order
5483.1A. They contend that because the grievance pro-
cedure is based solely on regulations created through the
unilateral sua sponte decision of the Secretary of the

3 Chapter III of Order 5483.1A provides in relevant part:

“No contractor shall discharge or in any manner demote,
reduce in pay, coerce, restrain, threaten, or take any other nega-
tive actions against any contractor employee as a result of the
employee’s filing of a complaint, or in any other fashion, exer-
cising on behalf of himself or herself or others any right set forth
in this Order.

Any employee who believes he or she has been discharged
or in any other manner discriminated against, in violation of
this Order, may file a complaint with the cognizant CO OR CO
representative within 30 days after the alleged discrimination,
setting forth the nature of the alleged discrimination. The CO or
CO representative, the safety and health director, and other
appropriate elements of the field organization shall investigate
the complaint, and if it is found that such discrimination has
occurred, the field organization shall assure that appropriate
measures are taken by the contractor, including rehiring or
reinstatement of the employee, restoration of lost seniority, and
back pay. The field organization shall report the disposition of
the matter to the contractor employee filing the complaint of
alleged discrimination within 30 days after receipt of the com-
plaint.”

App. 31

Department of Energy, not by clearly announced congres-
sional mandate, it cannot be the basis for denial of a
Bivens remedy. Plaintiffs second attack proceeds directly
to the adequacy of the remedies. Simply, that neither the
grievance procedure nor DOE Order 5483.1A is a compre-
hensive scheme contemplated as a remedial mechanism
for constitutional violations.

The previously quoted portion of Chilicky defines the
concept of “special factors” to include “appropriate judi-
cial deference to indications that congressional inaction
has not been inadvertent.” Chilicky also recognizes that a
Bivens remedy should not be created when the design of a
government program suggests that congress has pro-
vided what it considers adequate remedial mechanisms
for constitutional violations. Plaintiffs concede the former
in their reply by suggesting that in order for a Bivens
remedy to stand the court must determine whether the
failure by Congress of money damages, or other signifi-
cant relief, was inadvertent. It is upon Congress’s per-
ceived inadvertence which plaintiffs’ claims hinge.

The Energy Reorganization Act of 1974 created the
Energy Research and Development Administration (sub-
sequently the Department of Energy) and the Nuclear
Regulatory Commission. The Act was divided into four
separate titles, now subchapters. Subchapter I establishes
the Energy Research and Development Administration
(now DOE) and defines its responsibilities. Subchapter II
establishes the Nuclear Regulatory Commission and
defines its responsibilities. Subchapter III sets forth mis-
cellaneous and transitional provisions. Subchapter IV is a

specific prohibition of sex discrimination under the entire
Energy Reorganization Act of 1974. At its inception, the

App. 32

Energy Reorganization Act of 1974 did not contain speci-
fic “whistleblower” protection provisions.

In 1978 section 210 of Pub.L. 93-438 amended sub-
chapter II of the Energy Reorganization Act of 1974 to
include a specific whistleblower protection provision.
The Fourth Circuit has previously recognized what this
court now recognizes, that “it appears that Congress was
deliberate in assigning all provisions relating to the
Nuclear Regulatory Commission to” subchapter II. Adams
v. Dole, 927 F.2d 771, 776 (4th Cir. 1991). That deliberate-
ness appears to have continued with the whistleblower
amendment to subchapter II. As evidence in support of
the separateness of subchapters I and II of the Energy
Reorganization Act of 1974, the Fourth Circuit in Adams v.
Dole acknowledged that the explicit prohibition against
sex discrimination is contained in subchapter IV and is
applicable to both the DOE and the NRC. Id. The inesca-
pable conclusion (one that the Adams court reached) - if
Congress wanted to make the whistleblower provision
applicable to both the DOE and the NRC, it would have
amended subchapter IV, not subchapter II. Id. Moreover,
as Adams v. Dole also notes, at the time section II was
amended, the DOE already had in effect its own internal
provisions protecting whistleblowing activities — the pre-
decessor provisions of DOE Order 5483.1A. Id.

In recent years, members of Congress have intro-
duced legislation which sought to apply the whistleblow-
ing provisions of 42 U.S.C. § 5851 and OSHA (29 U.S.C.
§ 651 et seq.) to the DOE. All have failed. |

App. 33

On October 8, 1986 in material in extension of
remarks in the House of Representatives, the Honorable
Thomas A. Luken of Ohio stated:

“Mr. Speaker, today I am introducing legislation
[Nuclear Whistleblower’s Protection Act
Amendments of 1986] that will close a loophole
in our laws that leaves many employees without
protection if they blow the whistle against prac-
tices at nuclear facilities that endanger either the
public or their coworkers. These employees are
found at facilities that are owned by the Depart-
ment of Energy and operated by private contrac-
tors.”

132 Cong.Rec. E3479-02 (October 7, 1986) (statement of
Rep. Luken). The amendments did not pass.

On March 2, 1988 the Honorable Jim Slattery of Kan-
sas introduced H.R. 4071 entitled the Nuclear Whis-
tleblowers Protection Act Amendments of 1988. 134
Cong. Rec. H630-02 (March 2, 1988) (Statement of Rep.
Slattery). The amendments sought to extend the whis-
tleblower protections of section 210 of the Energy Reor-
ganization Act of 1974 (42 U.S.C. § 5851) to the employees
of contractor-operated Department of Energy nuclear
facilities. 135 Cong.Rec. E794-02 (March 23, 1988). The
amendments, however, failed.

In the Nuclear Facilities Occupational Safety
Improvement Act of 1989, H.R. 3521, Congress sought to
extend the provisions of the Occupational Safety and
Health Act (OSHA) to Department of Energy nuclear
facilities. The act failed.

In 1990 Congress sought to enact the Employee
Health and Safety Whistleblower Protection Act, S.436.

imamate

App. 34

Senate Report 101-349 (June 28, 1990) recites one of the
primary purposes of the bill.

Finally, one particular gap in coverage
deserves special mention because its existence is
not apparent from a review of current statutes.
Employees at government-owned, contractor-
operated (GOCO) nuclear weapons facilities
have no statutory protection from retaliation
when they report health or safety violations.
James Simpkin, formerly an employee at the
Hanford, Washington GOCO facility, provided
compelling evidence of this problem. During the
100th Congress, at the request of the House
Energy and Commerce Committee, Mr. Simpkin
testified about safety problems at the Hanford
facility. Upon his return to work after his con-
gressional testimony, the private contractor
operating the Hanford facility began a campaign
of intimidation and harassment that ultimately
forced Mr. Simpkin to leave his job. At a subse-
quent -congressional hearing convened speci-
fically to review the retaliation against Mr.
Simpkin, the Department of Energy, the owner
of the facility, publicly admitted that (1) Mr.
Simpkin was an excellent employee; (2) his
belief that he had been harassed out of his job
by the contractor because of his earlier testi-
mony was reasonable; and (3) the Department of
Energy failed to protect him. See Safety at DOE
Nuclear Weapons Facilities: Hearings before the
Subcommittee on Oversight and Investigations
of the of the House Committee on Energy and
Commerce, 100th Cong. 2nd Sess. 542-45 (1988).

Mr. Simpkin, and other GOCO facility
worker, are caught in limbo. They are not con-
sidered federal employees, so they may not take

App. 35

advantage of the whistleblower protections
under the Civil Service Reform Act. But under
current interpretations of section 210 of the
Energy Reorganization Act, which protects pri-
vate sector workers licensed by the Nuclear
Regulatory Commission, GOCO facility workers
are outside the scope of coverage. See, e.g.,
Wensil v. B.F. Shaw Co., 86-ERA-15 (Secretary of
Labor, March 29, 1990); 4(b)(1) Report at 12.
Therefore, Mr. Simpkin had no federal statutory
remedy. His only option was to rely on the very
weak administrative system established within
the Department of Energy — a system that failed
him miserably. [footnote omitted]

The bill failed.

Congressional inaction that is inadvertent? Hardly.
The congressional record is clear that Congress is and has
been aware of the situation regarding “whistleblowers” at
GOCO facilities, but has failed to enact a comprehensive
statutory remedial scheme. It is difficult to imagine a
stronger case of what this court shall term “deliberate
inaction.” Chilicky’s pronouncement is similarly clear -
this court must afford appropriate judicial deference to
indications that congressional inaction has not been
inadvertent. Accordingly, the court cannot create a Bivens

remedy under these circumstances.

he court also finds that there is a “special factor”

which, coupled with Congress’s deliberate inaction, fur-

ther supports the decision not to create a Bivens remedy.

App. 36

This special factor is the existing remedial scheme previ-
ously described.4 While the court recognizes that these
remedies, either alone or in combination, do not consti-
tute a comprehensive statutory scheme, they are in fact a
remedial mechanism designed to provide relief in circum-
stances that exist in the instant case as evidenced by the
United States Department of Labor, Occupational Safety
& Health Administration, Final Investigation Report. The
report is based on a written complaint filed by Ed Bricker
pursuant to DOE Order 5483.1A and finds that Bricker

4 (1) The grievance procedure under the collective bar-
gaining agreement, (2) the remedial process set forth in DOE
Order 5483.1A, and (3) an unfair labor practice claim under 29
U.S.C. §§ 157 and 158. The NLRA declares it an unfair labor
practice for an employer to interfere with employee rights pro-
tected under the NLRA, which include the right to engage in
“concerted activities for... mutual aid or protection,” 29 U.S.C.
§ 157, and gives the National Labor Relations Board broad
discretion to formulate remedies for such unfair labor practices.
29 U.S.C. § 158, 160. Defendants argue that Bricker’s complaints
regarding safety and health are protected concerted activity,
making any retaliation by WHC against Bricker for making the
complaints an unfair labor practice. The National Labor Rela-
tions Board has jurisdiction to investigate unfair labor practices,
including discharges based upon protected activity such as
safety complaints. Zurn Industries Inc. v. NLRB, 680 F.2d 683, 694
(9th Cir. 1982), cert. denied, 462 U.S. 1131 (1983).

Plaintiffs initially respond by stating that an unfair labor
practice remedy does not extend to constitutional violations by
federal actors acting under color of federal authority. Their
characterization of the claim, however, is not dispositive of the
issue. The issue is whether Congress has provided what it con-
siders adequate remedial mechanisms for constitutional viola-
tions. Without citing to any authority, plaintiffs argue that Ed
Bricker does not have a claim for relief under the National Labor

Relations Act.

App. 37

was discriminated against for raising safety and health
concerns. More importantly, the report recommends that
(1) Bricker’s files be expunged of all negative references
regarding his protected activity, (2) Bricker be awarded
back pay and out-of-pocket expenses, and (3) the appro-
priate notice be posted at his work location advising

other employees of the action taken.

IV.

In light of the foregoing, IT Is HEREBY ORDERED
that defendants’ Motion to Dismiss Constitutional Claims
be GRANTED. The complaint and claims contained
therein as they relate to plaintiffs’ Bivens claims are DIS-
MISSED WITH PREJUDICE.

i

IT IS FURTHER ORDERED, there being no indepen-
dent basis for subject matter jurisdiction, plaintiffs’ pen-
dent state law claims are DISMISSED WITHOUT
PREJUDICE. United Mine Workers v. Gibbs, 383 U.S. 715,
726 (1966); Jones v. Community Redevelopment Agency, 733
F.2d 646, 651 (9th Cir. 1984).

VI.

IT IS FINALLY ORDERED that all motions here-
tofore not ruled upon are DENIED AS MOOT.

IT IS SO ORDERED. The Clerk shall enter this
Order and forward copies to counsel.

App. 38

DATED this 17 day of September, 1991.

/s/ Alan A. McDonald
ALAN A. McDONALD
United States District Judge

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386012_0110%3A1. Public record. Not legal advice.
