# Opposition Brief — American Federation of Government Employees v. Martinez

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1993
- **Citation:** 509 U.S. 904

## Text

No. 92-1640

In The ‘Bacall

Supreme Court of the United States

October Term, 1992
+

AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, AFL-CIO, JOHN STURDIVANT, GLEN
PETERSON, HARRY DAWSON, JERRY BLACK,
ALEJANDRO GONZALES,

Petitioners,

RAMIRO MARTINEZ,

Respondent.

«

Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Fifth Circuit
e

BRIEF IN OPPOSITION TO PETITIONERS’
PETITION FOR A WRIT OF CERTIORARI
¢

Oscar C. GONZALEZ

Law Offices OF Oscar C.
GONZALEZ

2200 Tower Lire BLDc.

SAN ANTONIO, TX 78204

(210) 223-2641

Or CouNSEL:

MANUEL G. Escosar, JR.

First National Bank Building
750 E. Mulberry, Suite 200
San Antonio, Texas 78212
Phone No. (210) 737-8000

May 28, 1993

COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-283]

QUESTIONS PRESENTED

Whether the Court should deny Petitioners’ Petition
for Writ of Certiorari because the decision at bar
involves a judgment remanding a case which does
not bring into consideration important questions of
law that are fundamental to the further conduct of
the case or would otherwise qualify as a basis for
Certiorari.

Whether the Court below properly found that the
Labor-Management Reporting and Disclosure Act
grants subject matter jurisdiction over Respondent’s
claims?

TABLE OF CONTENTS

Page
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REASONS FOR DENYING THE PETITION......... 5
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TABLE OF AUTHORITIES

Page(s)
Cases
Caterpillar, Inc. v. Williams, 482 U.S. 386, 392-393,
ee od nn . 10

Karahalios v. National Federation of Federal
Employees, 489 U.S. 527, 109 S.Ct. 1282, 103

ee 10
Tatum v. Regents of University of Nebraska, 460 U.S.

1048, 103 S.Ct. 1450, 75 L.Ed.2d 804 (1983)........ y
STATUTES
Civil Service Reform Act of 1978, Pub. L. 95-454,

92 Stat. 1111 (1978)............. Ie Fe Ore passim

Labor-Management Reporting and Disclosure Act
of 1959, 29 U.S.C. section 401 et seq., as

EE re . passim
Ee |S) 2, 6, 7
29 U.S.C. section 401 ef seq.................. .. passim
me ase, Secevom G02) ...........,... arte ea) ee
Ee E eeone Oe
29 U.S.C. section 411(a)(5) .............. ere ee
EE ee eb
RULES
Rules of the Supreme Court of the United States,

I 7
Rules of the Supreme Court of the United States,

Na cs cec dvs se sens ivoese sees 9, 14

No. 92-1640
¢

In The

Supreme Court of the United States
October Term, 1992

4

AMERICAN FEDERATION OF GOVERNMENT
EMPLOYEES, AFL-CIO, JOHN STURDIVANT, GLEN
PETERSON, HARRY DAWSON, JERRY BLACK,
ALEJANDRO GONZALES,

Petitioners,

RAMIRO MARTINEZ,

Respondent.

4

Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Fifth Circuit

= 4

BRIEF IN OPPOSITION TO PETITIONERS’
PETITION FOR A WRIT OF CERTIORARI

Respondent, Ramiro Martinez, requests that the
Court deny the Petitioners’ Petition for Writ of Certiorari,
and remand the case to Federal District Court to enforce
the Fifth Circuit Court of Appeals’ decision remanding
the case for further proceedings.

S

OPINIONS BELOW

The opinion of the court of appeals (App., infra,
la-8a) is reported at 980 F.2d 2039. The opinion of the
district court is set forth at App., infra, 9a-13a.

4

JURISDICTION

The judgment of the court of appeals was entered on
January 12, 1993. A petition for a writ of certiorari was
filed on April 12, 1993, within 90 days of the date of the
entry of judgment below. The jurisdiction of this court
was invoked by the Petitioners pursuant to 28 U.S.C.
Section 1254(1).

STATUTES INVOLVED

1. 28 U.S.C. Section 1254(1). Courts of appeals; cer-
tiorari; certified questions

Cases in the courts of appeal may be reviewed by the
Supreme Court by the following methods:

(1) By writ of certiorari granted upon the peti-
tion of any party to any civil or criminal case,
before or after rendition of judgment or decree.

2. Rule 10 of the RULES OF THE SUPREME COURT OF
THE UNITED STATES.

3. The Labor-Management Reporting and Disclosure
Act, 29 U.S.C. Section 401, et seg. (the “LMRDA”)
provides in relevant part:

(i) “Labor organization” means a labor organi-
zation engaged in an industry affecting com-
merce and includes any organization of any
kind, any agency, or employee representation
committee, group, association, or plan so
engaged in which employees participate and
which exists for the purpose, in whole or in
part, of dealing with employers concerning
grievances, labor disputes, wages, rates of pay,
hours, or other terms or conditions of employ-
ment, and any conference, general committee,
joint or system board, or joint council so
engaged which is subordinate to a national or
international labor organization, other than a
State or local central body.

29 U.S.C. Section 402(i).

No member of any labor organization may be
fined, suspended, expelled, or otherwise disci-
plines . . . unless such member has been (A)
served with written specific charges; (B) given a
reasonable time to prepare his defense; (C)
afforded a full and fair hearing.

29 U.S.C. Section 411(a)(5). 29 U.S.C. Section 412 states
that

[aJny person whose rights secured by the provi-
sions of this subchapter have been infringed by
any violation of this subchapter may bring a
civil action in a district court of the United
States. .

STATEMENT OF THE CASE

Respondent agrees with the statement of the case as
set out in Sections | and II of the opinion of the Court of
Appeals for the Fifth Circuit at 980 F.2d 2039 and attached
as Appendix A, infra, 2a-5a.

Respondent adds only the following. On appeal the
Fifth Circuit considered whether the Civil Service Reform
Act of 1978’s (the “CSRA”) comprehensive remedial
scheme applied to Respondent’s cause of action. App.,
infra, 4a, fn.1. The Court found that “[t]he instant case
deals with a situation where the two statutes, [the
LMRDA and the CSRA], overlap because the American
Federation of Government Employees (the “AFGE”)
admits members who are employed in both the public
and the private sector”. Id. The Court further found that
the question before it was “whether the LMRDA provides
[a remedy], [and] not whether the CSRA provides
[Respondent] a remedy”. App., infra, 5a, fn.2. Respon-
dent’s “membership in Local 1617, a purely private
union, does not affect his rights under the LMRDA as a
member of the AFGE”. App, infra, 6a, fn.3. The issue is
whether AFGE’s status, and not Local 1617's status, as a
“mixed union” permits the Respondent to maintain his
actions in federal district court under the LMRDA. App.,
infr2, 7a-8a. The Court remanded the case for further
proceeding to determine AFGE’s status. Id.

¢

REASONS FOR DENYING THE PETITION

Summary of Arguments

Petitioners’ Petition for a Writ of Certiorari should be
denied for the following reasons:

1. This Court’s jurisdiction should not be invoked
because the Court of Appeals for the Fifth Circuit has not
rendered a decision in conflict with the decision of
another United States Court of Appeals on the same
issue, nor has it decided a federal question in a way that
conflicts with applicable decisions of this Court. The
Court of Appeals for the Fifth Circuit simply analyzed
the facts and the arguments, and came to the conclusion
that an individual, under the appropriate circumstances,
could assert a cause of action under the LMRDA. With
respect to the case at bar, the court determined that more
factual findings were needed in order to determine
whether the plaintiff in the case at bar could assert a
cause of action under the LMRDA.

2. The jurisdiction of this Court, if any, should be
denied until proper findings of fact, which were ordered
by the court below in its decision to remand the case, are
ultimately determined. The decision of the Court of
Appeals for the Fifth Circuit does not bring into consider-
ation important questions of law that are fundamental to
the further conduct of the case.

3. The court below was correct when it properly
posited the issue as being - “[W]hether the LMRDA
grants subject matter jurisdiction over Ramiro M. Mar-
tinez’s claims”. App., infra, 5a. The Court of Appeals for
the Fifth Circuit was correct in recognizing that the

LMRDA does not preempt the CSRA. Under the proper
facts and pleadings, such as the ones existing in the case
at bar, a plaintiff may assert a legally cognizable cause of
action under the LMRDA.

4. The stipulation made by the Petitioners that the
AFGE represents non-governmental employees is suffi-
cient to categorize it as a “labor organization” as the
LMRDA defines the term. This stipulation subjects the
Petitioners to the LMRDA, and thereby federal district
court jurisdiction.

The LMRDA defines a “labor organization” as:

“[any organization] in which employees
participate and which exists for the purpose, in
whole or in part, of dealing with employers
. .. ". (Emphasis added.) 29 U.S.C. Section

402(i).

The key language under the rules of grammar and
statutory construction are the words “which exists for the
purpose”, and not the words “dealing with employers”.
Actual representational actions are not needed to classify
an organization as a “labor organization”. Mere existence
for the purpose of dealing with employers suffices.

Due to the aforementioned reasons the court should
deny Petitioners’ Petition for Writ for Certiorari.

Arguments

Petitioners attempted to invoke “[t]he jurisdiction of
this court . . . under 28 U.S.C. section 1254(1)”, (Petition
For a Writ of Certiorari, p.2), however the case at bar does
not involve a significant constitutional question or an
issue of substantial public interest.

28 U.S.C. Section 1254(1) is the general jurisdictional
statute for appeals to the United States Supreme Court by
Writ of Certiorari. This statute must be read in conjunc-
tion with Rule 10 of the Rules of The Supreme Court of
the United States. Rule 10 delineates some key factors
which must be at issue before the Supreme Court will
grant a petitioner’s petition for writ of certiorari.

Rule 10 of the Rules of the Supreme Court of the
United States states:

Considerations Governing Review on Writ of
Certiorari

1. A review on writ of certiorari is not a mat-
ter of right, but a judicial discretion. A petition
for a writ of certiorari will be granted only when
there are special and important reasons therefor.
The following, while neither controlling nor
fully measuring the Court’s discretion, indicate
the character of reasons that will be considered:

(a) When a United States court of appeals
has rendered a decision in conflict with the -
decision of another United States court of
appeals on the same matter; or has decided
a federal question in a way in conflict with a
state court of last resort; or has so far
departed from the accepted and usual
course of judicial proceedings, or sanc-
tioned such a departure by a lower court, as
to call for an exercise of this Court’s power
of supervision.

(b) When a state court of last resort has
decided a federal question in a way that
conflicts with the decision of another state
court of last resort or of a United States
court of appeals.

(c) When a state court or a United States
court of appeals has decided an important
question of federal law which has not been,
but should be, settled by this Court, or has
decided a federal question in a way that
conflicts with applicable decisions of this
Court.

The case at bar does not involve any key factors
which would call for this Court’s grant of jurisdiction
pursuant to a writ of certiorari. See, opinion of the Court
of Appeals for the Fifth Circuit at App., infra, la-8a.

There are no conflicting opinions between the circuits
or between the Fifth Circuit and this Court. No other
court of appeals has considered the issue addressed by
the Court Appeals for the Fifth Circuit, i.e. whether a
plaintiff may choose to plead and pursue a cause of
action under the LMRDA or the CSRA when the statutes
overlap. Since this issue has not been addressed by any
other court, Respondent believes it is incorrect for Peti-
tioners to state that the Fifth Circuit’s opinion is in con-
flict with other courts. The opinion of the Fifth Circuit
does not directly address the issue raised by Petitioners.
There is presently no important question of federal law
which should be settled by this Court.

The Court of Appeals for the Fifth Circuit has
remanded the case for further factual findings, it has not
disposed of the case in any manner. The issue presently
advanced by the Petitioners is not ripe for consideration
by this Court. Petitioners’ Petition for Writ of Certiorari is
thus frivolous and should be denied, and damages
should be assessed against Petitioners pursuant to Rule
42.2, Rules of the Supreme Court, and current case law.

Tatum v. Regents of University of Nebraska, 460 U.S. 1048,
103 S.Ct. 1450, 75 L.Ed.2d 804 (1983).

Petitioners’ Petition for a Writ of Certiorari misstates
the issue at hand. Petitioners focus the Court’s attention
on collateral issues which the Court of Appeals for the
Fifth Circuit properly did not address.

Petitioners state, in their “Question Presented”, that
“the court below improperly departed from the rule
established by this Court, and adopted by the over-
whelming majority of circuit and state courts, that the
Civil Service Reform Act provides the exclusive remedial
scheme for federal employee claims arising under the
Act”. Petitioners contend that a writ of certiorari by this
Court is mandated in order to clarify any inconsistencies
among the courts. Petitioners’ statement is incorrect for
the court below never ruled that the CSRA did not pro-
vide the exclusive remedial scheme for federal employee
claims arising under the Act. App., infra, 1a-8a.

The court below observed that this “case deals with a
situation where the two statutes [the LMRDA and CSRA,]
overlap and that the facts and plaintiff’s pleading may
assert a cause of action under the LMRDA depending on
other factors.” App., infra, 4a, fn.1.

The question presented by Petitioners fails to prop-
erly focus on the true issue presented in the case at bar.
As the Court of Appeals for the Fifth Circuit correctly
pointed out, “[t]he only question before us is whether the
LMRDA grants subject matter jurisdiction over [Respon-
dent] Ramiro M. Martinez’s claim”. App., infra, 5a. In
other words, the court is asking: Do the facts and Respon-
dent’s pleadings allege a cause of action under the

10

LMRDA? Whether a cause of action would also lie pur-
suant to the CSRA is irrelevant. Respondent did not plead
such a cause. The Plaintiff is the master of his claim.
Caterpillar, Inc. v. Williams, 482 U.S. 386, 392-393, __ S.Ct.
__, __ L.Ed.2d __ (1987).

Two statutes addressing labor relations have been
adopted by Congress. The Department of Labor has and
continues to promulgate regulations pursuant to each stat-
ute. No statute nor judicial decision has ever, explicitly or
implicitly, totally preempted the LMRDA or the pertinent
provisions currently under consideration. The Department of
Labor’s promulgation of regulations pursuant to the
LMRDA lead to the unmistakable conclusion that neither
Congress or the Department of Labor believe nor intended
for the LMRDA to be preempted by the CSRA. Although the
district court relied on Karahalios v. National Federation of
Federal Employees, 489 U.S. 527, 109 S.Ct. 1282, 103 L.Ed.2d
539 (1989) to dismiss Respondent’s claim, the Court of
Appeals for the Fifth Circuit correctly pointed out that
Karahalios is distinguishable from the present case, and there-
fore reversed the decision of the district court. App., infra, 5a,
fn.2. Karahalios stands for the proposition that courts should
be reluctant to provide additional remedies where a statute
expressly provides one. Id. As the Court of Appeals for the
Fifth Circuit correctly pointed out, the issue in the case at bar
is not whether CSRA provides a remedy or whether judicial
incursion into the CSRA’s remedial scheme is contemplated.
Rather, the issue is whether the LMRDA provides a cause of
action and a remedy for Respondent. Id.

The preemption argument raised by the Petitioners is
groundless.

1]

The question which the Court of Appeals for the Fifth
Circuit was unable to resolve with the existing facts of the
case is whether the Respondent may actually raise a claim
pursuant to the LMRDA.

The Court of Appeals for the Fifth Circuit reviewed
29 U.S.C. Sections 412 and 411 respectively. It found that
Respondent is a “person”, and that he had rights secured
by the LMRDA which he contended had been violated.
App., infra, 5a-6a. The court below found that Respon-
dent was a member of a union, the AFGE. It found that
his LMRDA rights vis-a-vis the parent AFGE union, and
not Local 1617, were the correct focus when deciding
whether LMRDA causes of action could be invoked.

The question presented, i.e. whether the Respondent
could state a cause of action under the LMRDA, turns on
whether Respondent is a member of a “labor organiza-
tion” as that term is defined under 29 U.S.C. Section
402(i). Id. In other words, “whether the AFGE or any of
its locals” meet the definition of a “labor organization”.
App., infra, 6a-7a.

The court below determined that under the present
facts of the case it was unable to find whether or not
Petitioner AFGE was a “labor organization”. Therefore,
the court remanded the case for further factual findings.
App., infra, 7a-8a. Specifically, the Court of Appeals for
the Fifth Circuit would like the district court to determine
whether “the AFGE, through any of its locals, deals with
any private sector employers on behalf of its members
concerning the terms and conditions of employment”.
App., infra, 7a. If it does, the AFGE is representing non-

12

governmental employees and is a “labor organization” as
defined by the LMRDA. Id.

Respondent believes that the course of the proceed-
ings ordered by the court below is appropriate, and that
the evidence will show that the AFGE and/or its locals
do represent non-governmental employees. The AFGE
qualifies as a “labor organization”. Respondent believes
that this finding may currently be made due to the fol-
lowing reasons.

The LMRDA defines a “labor organization” as:

[any organization] in which employees partici-
pate and which exists for the purpose, in whole
or in part, of dealing with employers concerning
grievances, labor disputes, wages, rates of pay,
hours, or other terms and conditions of employ-
ment. (Emphasis added.) 29 U.S.C. Section
402(i).

The court below focused on the phrase “dealing with
employers” as determinative of whether or not an organi-
zation which “represents” employees can be defined as a
“labor organization”. The court below ruled that for a
union to be defined as a “labor organization” within the
definition of the LMRDA it must “represent” non-govern-
mental employees. App., infra, 6a-8a. This term is in turn
defined by the actions of an organization in actually
dealing with private sector emplofers on behalf of its
members concerning the terms and conditions of their
employment. App., infra, 6a-7a.

Respondent believes that the proper focus should be
the phrase “which exists for the purpose”.

13

Rules of grammar, the plain meaning rule, and rules
of statutory construction lead to the logical conclusion
that the phrase “which exists for the purpose” is the
controlling clause. No actual representational actions are
needed to classify an organization as a labor organiza-
tion. Mere existence for the purpose of representation
should suffice.

Alternatively, if the Court determines that the phrase
“dealing with employers” is the key term, Respondent
believes that the act of holding oneself out as a represen-
tative for another, such as the AFGE stipulation that it
represents non-governmental employees, is a sufficient
representational act, and thus brings AFGE within the
definition of a “labor organization”. The act of holding
oneself out as a representative of another may deter
others from entering into negotiations with the repre-
sented individual(s), and thus prevent others from actu-
ally entering into collective bargaining agreements.

Respondent therefore believes that the actions of the
Petitioners bring the AFGE within the definition of a
“labor organization”. Respondent may assert a cause of
action against Petitioners under the LMRDA.

CONCLUSION

For the foregoing reasons Respondent respectfully
requests that the Court deny Petitioners’ Petition for Writ
of Certiorari. Respondent also requests that the Court
award him just damages against the Petitioners

14

pursuant to Rule 42.2 and current case law due to Peti-
tioners’ improper and frivolous Petition For A Writ Of

Certiorari.

May 28, 1993

Respectfully submitted,

Oscar C. GONZALEZ
Law OFFICES OF

Oscar C. GONZALEZ, INC.
2200 Tower Life Bldg.
San Antonio, TX 78204
(210) 223-2641

Of counsel:

MaANugEL G. Escosar, Jr.

750 E. Mulberry Avenue, Suite 200
San Antonio, Texas 78212-3159
(210) 737-8000

Counsel for Respondent

RESPONDENT'S
APPENDICES

la

APPENDIX A

UNITED STATES COURT OF APPEALS
FIFTH CIRCUIT

No. 91-5615

Ramiro M. Martinez, Individually and as
President of American Federation of Government
Employees, Local 1617,
Plaintiff-Appellant,
V.
THE AMERICAN FEDERATION OF
GOVERNMENT Emp tovyees, et al.,
Defendants-Appellees,
and

RosBert GuTTMAN, U.S. Dept. of Labor, Etc.,
Intervenor-Defendant-Appellee.

Appeal from the United States District Court
for the Western District of Texas

Jan. 12, 1993

Before BRIGHT,* JOLLY, and BARKSDALE, Circuit
Judges.

* Senior Circuit Judge of the Eighth Circuit, sitting by desig-
nation.

2a

E. GRADY JOLLY, Circuit Judge:

The sole question with which we are presented is
whether the federal courts have subject matter jurisdic-
tion over this dispute. Ramiro M. Martinez, a federal
employee, and a member of the American Federation of
Government Employees (“AFGE”), sued it under the
Labor-Management Reporting and Disclosure Act
(“LMRDA”) because it had removed him from office in
his local union. The LMRDA grants federal courts juris-
diction over disputes between a union and its members if
the union is a “labor organization” as the LMRDA defines
the term. Unions that bargain solely with the government
are not “labor organizations” subject to the LMRDA,; all
others are. The AFGE has stipulated that it “represents”
private sector employees as well as government
employees. This limited stipulation, however, does not
make clear whether the AFGE deals with private sector
employers concerning grievances, labor disputes, wages,
rates of pay, hours, or other terms and conditions of
employment. Thus, because we are uncertain whether
jurisdiction over this dispute lies in the federal courts, we
remand for further proceedings not inconsistent with this
opinion.

I

Ramiro M. Martinez is a federal employee who works
at the Kelly Air Force Base in San Antonio. The American
Federation of Government Employees, Local 1617 (“Local
1617”), is the exclusive bargaining representative for the
civilian employees working at the Kelly A’r Force Base.
Martinez is a member of the AFGE and Local 1617. All of

3a

Local 1617’s members are federal employees. Local 1617
is chartered by its parent, the American Federation of
Government Employees (“AFGE”). The AFGE is com-
prised of over a thousand local labor unions and repre-
sents almost 700,000 government employees. The parties
stipulated that some of the AFGE’s local unions “repre-
sent” both private and public sector employees.

In July of 1986 and again in February of 1989, the
members of Local 1617 elected Martinez president. On
January 3, 1989, AFGE National Vice President Glen J.
Peterson ordered an investigation of Martinez to deter-
mine whether he had violated the AFGE’s national consti-
tution by selling a list of Local 1617’s members’ names
and addresses to an insurance company. On March 28,
John Sturdivant, AFGE’s national president, found there
was probable cause to believe that Martinez had sold the
membership list. Believing that Local 1617 could not con-
duct a fair and impartial trial on the charges, Sturdivant
appointed a trial committee composed of the presidents
of three other AFGE locals. The trial committee, which
Martinez contends was biased against him, concluded
that Martinez had violated the union constitution and
recommended that Sturdivant remove him from his office
as president and bar him from holding any union office
for three years. On August 24, Sturdivant accepted the
trial committee’s findings and recommendations and
immediately removed Martinez from office.

In February, approximately the same time the AFGE
was investigating Martinez, Local 1617 held its regularly
scheduled election and Martinez was re-elected. Several
unsuccessful candidates challenged the election, alleging
that the union gave incumbents greater access to Local

4a

1617’s newspaper. After Local 1617's election committee
dismissed the protests, two candidates filed appeals to
National Vice President Peterson, who ordered an investi-
gation of the election. Finding that incumbent union offi-
cers used union funds to enhance their campaigns,
Peterson ordered a new election. Martinez appealed the
decision to Sturdivant.

When Sturdivant denied his appeal, Martinez and the
other Local 1617 officers filed a complaint with the
Department of Labor, challenging the decision to over-
turn the February election. They alleged that the decision
violated the right of Local 1617’s membership to elect
their officers. They further alleged that the decision was
arbitrary, capricious, and politically motivated. After con-
ducting its own investigation, the Department of Labor
dismissed the complaint.

I]

Martinez then brought this action On September 7,
1989, in the United States District Court, Western District
of Texas, at San Antonio. Martinez sued under the provi-
sions of the Labor-Management Reporting and Disclosure
Act (“LMRDA”), 29 U.S.C. § 401, et seq. The conypiaint
mamed the AFGE, some of its national officers, and some
officers of other AFGE local unions as defendants. He
alleged that the AFGE and its officers violated his rights
under the LMRDA by removing him from office, by bar-
ring him from office for three years, and by invalidating
the February union election in which he had been re-
elected president.

5a

On October 3, the AFGE and its officers filed a
motion to dismiss or in the alternative for summary judg-
ment. They argued that the court lacked subject matter
jurisdiction because Martinez’s claims were subject to the
exclusive remedial scheme provided by Title VII of the
Civil Service Reform Act (“CSRA”) of 1978. 5 U.S.C.
§ 7101, et seq.! The Acting Assistant Secretary of Labor for
Labor-Management standards, who administers section
7120 of Title VII of the CSRA, intervened as a defendant.
The Assistant Secretary then filed his own motion to
dismiss for lack of subject matter jurisdiction.

The district court held that the CSRA applies to the
plaintiff’s claims. Concluding that the CSRA’s compre-
hensive statutory scheme precludes judicial review of
Martinez’s claim under the LMRDA, the district court
granted the motions to dismiss.? Martinez appeals.

1 Both the CSRA and the LMRDA grant certain similar
rights to union members. The CSRA, however, applies only to
federal employees who are union members. Unlike the LMRDA,
the CSRA does not grant union members the right to sue their
unions in federal court. Instead, federal employees who are
union members must bring their grievances against their union
before the Assistant Secretary of the Department of Labor. The
instant case deals with a situation where the two statues overlap
because the AFGE admits members who are employed in both
the public and the private sector.

2 In reaching its decision, the district court relied on
Karahalios v. National Federation of Federal Employees, 489 U.S.
527, 109 S.Ct. 1282, 103 L.Ed.2d 539 (1989). In Karahalios, the
Court held that the CSRA does not create a private cause of
action for federal employees to sue their unions. The Court
reminded us that we should be reluctant to provide additional
remedies where a statute expressly provides one. Id. at 533, 109
S.Ct. at 1286-87. Karahalios, however, does not govern the instant

6a

II]

The only question before us is whether the LMRDA
grants subject matter jurisdiction over Ramiro M. Mar-
tinez’s claims. If it does, then the district court erred in
dismissing the complaint. This question is purely legal
and, thus, we review the district court’s conclusions de
novo. United States v. Harrison, 918 F.2d 469, 473 (5th
Cir.1990).

We thus turn to the LMRDA and examine whether

Martinez’s claim finds a jurisdictional home. Section 412
of the LMRDA provides that:

[aJny person whose rights are secured by the
provision of this subchapter have been infringed
by any violation of the subchapter may bring a
civil action in a district court of the United
States for such relief (including injunctions) as
may be appropriate.

29 U.S.C. § 412. Thus, Martinez as a “person,” can bring
an action against his union under section 412 if he has
rights secured by the LMRDA that have been violated.
The LMRDA grants certain rights “to every member of a
labor organization.” 29 U.S.C. § 411. It is undisputed that,
in substance, Martinez asserts rights protected under the
LMRDA. Those rights include the right to vote and other-
wise to participate in union affairs. Martinez contends
that the AFGE violated these protected rights when it
wrongly denied him the right to participate in his union,

case. Here, the question is not whether the CSRA provides a
remedy, but whether the LMRDA provides one.

7a

including the right to hold office. Thus, the only remain-
ing question as to whether Martinez has stated a claim
under the LMRDA that would give us subject matter
jurisdiction, is whether he is a member of a “labor organi-
zation.” This inquiry is determinative of jurisdiction here
because the rights that Martinez asserts belong only to
“every member of a labor organization.” 29 U.S.C. § 411.

The LMRDA defines a “labor organization” as:

[any organization] in which employees partici-
pate and which exists for the purpose, in whole
or in part, of dealing with employers concerning
grievances, labor disputes, wages, rates of pay,
hours, or other terms and conditions of employ-
ment. (Emphasis added.)

29 U.S.C. § 402(i). Thus, the question is whether the
AFGE meets this definition: does it deal with employers
concerning the terms and conditions of employment?
“Employer” is defined under the LMRDA as any
employer except “the United States or any corporation
wholly owned by the government of the United States or
any state or political subdivision thereof.” 29 U.S.C.
§ 402(e). We, therefore, ask whether the AFGE or any of
its locals deal with “any employer except the government
— federal, state or local?” If it does, federal courts have
jurisdiction over Martinez’s claims against the AFGE; if

3 Despite the AFGE’s arguments to the contrary, Martinez’s
membership in Local 1617, a purely federal union, does not
affect his rights under the LMRDA as a member of the AFGE.
The national AFGE and its national officers are the defendants
in the instant suit, and it is their actions that are the subject of
the suit. If Martinez’s local union and its officers were the
defendants, we would have an entirely different case.

8a

the only employer that the AFGE and its locals deal with
is the government, we must affirm the dismissal of the
complaint because the AFGE would not be a “labor orga-
nization” under the LMRDA.

On the record before us, the answer to this question
is unclear. The AFGE has stipulated that it represents
non-governmental employees. At the same time, the
AFGE argues that it has no contracts with private
employers and that no private employers recognize the
AFGE as the exclusive bargaining agent of its employees.
In short, the AFGE contends it is not a labor organization
because, although it admits into membership some per-
sons who work in the private sector, it does not deal with
their private employers. Unfortunately, except for the
somewhat ambiguous stipulation, the record is bare on
the essential question of jurisdiction. This court has a
duty to determine whether it has jurisdiction over any
case before it. Morales v. Pan American Life Ins. Co., 914
F.2d 83, &5 (5th Cir.1990). We, therefore, must remand for
further factual findings in order to determine whether we
have jurisdiction. If the district court finds that the AFGE,
through any of its locals, deals with any private sector
employers on behalf of its members concerning the terms
and conditions of employment, then the district court has
jurisdiction and Martinez must have an opportunity to
litigate his claims in federal court. Otherwise, the-district
court must dismiss the proceeding.

* See Berardi v. Swanson Memorial Lodge No. 48, 920 F.2d 198
(3d Cir.1990). Here, a government employee sued his union. The
union admitted some honorary members, but it was unclear
whether the union dealt with their employers. The court

9a

Before concluding, we pause to note the limited
nature of our decision. A federal employee can only bring
suit in federal court under the LMRDA when his dispute
is with his union and happens to deal with private
employers concerning the terms and conditions of
employment. This decision today merely ensures that all
members of the same national union have the same rights
vis-a-vis their national union.

IV

For all of the reasons above, we REVERSE the judg-
ment of the district court and REMAND for further pro-
ceedings not inconsistent with this opinion.

REVERSED and REMANDED.

remanded for further factual findings. See also Hester v. Intern.
Union of Operating Engineers, 818 F.2d 1537 (11th Cir.1987).

10a

APPENDIX B

UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
SAN ANTONIO DIVISION

Case No. SA 89 CA 1225
Ramiro M. MartINEz,
Plaintiff,
v.
AMERICAN FEDERATION OF GOVERNMENT Emp oyees, ef al.,

Defendants.

(Filed Mar. 29, 1991]

ORDER

The question before the Court is whether the Court
has subject matter jurisdiction over Plaintiff's Complaint.
Because the Court concludes that the Civil Service
Reform Act establishes the exclusive statutory remedy for
Plaintiff’s claims, this Court lacks subject matter jurisdic-
tion over Plaintiff's Complaint. Accordingly, the Plain-
tiff’s Complaint is DISMISSED.

A. BACKGROUND

On January 3, 1989, Mr. Glen Peterson, National Vice
President of the American Federation of Government
Employees (AFGE) District 10, requested an investigation

lla

of the charge that Plaintiff, who was then President of
Local 1617,! sold a list of members’ names and addresses
to the Benefit Trust Life Insurance Company for $500.00.
On June 22, 1989, a hearing was held on this charge. On
July 10, 1989, the trial committee concluded that Plaintiff
was compensated by the insurance company and that
Plaintiff did not act in a responsible manner. On August
24, 1989, based upon those findings, John Sturdivant,
National President of AFGE, removed Plaintiff from
office and barred him from holding office for three years.

In the interim, on February 8, 1989, Local 1617 held
an election of officers and Plaintiff won re-election as
President of Local 1617. Thereafter, other candidates for
office protested the 1989 elections, alleging that certain
candidates had access to the Local’s newpaper, while
other candidates were denied that opportunity. The
National Vice President reversed the election and ordered
a new election. On June 27, 1989, Plaintiff appealed this
decision to the National President. The National Presi-
dent denied the appeal on the ground that the Local’s
newspaper had been used to promote the candidacy of
certain officers.

On August 25, 1989, Plaintiff filed a complaint with
the Department of Labor, alleging that Title IV of the
Labor-Management Reporting and Disclosure Act of 1959
(LMRDA), 29 U.S.C. § 401, et seg. had been violated.
Plaintiff asserted that the National Vice President’s order
that a remedial election be conducted was politically

' AFGE Local 1617 represents federal employees at Kelly
Air Force Base in San Antonio, Texas.

12a

motivated. The Director of the Office of Elections, Trust-
eeship and International Union Audits (Director) within
the Office of the Assistant Secretary, caused an investiga-
tion of the complaint to be conducted.

The Director’s investigation established that the
National Vice President’s decision was consistent with
the intent of the LMRDA. On November; 27, 1989, the
Director dismissed the complaint. On December 6, 1989,
Plaintiff appealed the dismissal to the Assistant Secretary
for Labor-Management Standards. On April 24, 1990, the
Assistant Secretary affirmed the dismissal and upheld the
AFGE’s decision to overturn election.

In September 1989, Plaintiff filed this lawsuit, chal-
lenging his removal and suspension from office and the
conduct of the remedial election. Plaintiff invoked the
LMRDA as the mechanism for remedying the alleged
violations. Defendants asserted that Plaintiff’s reliance on
the LMRDA was misplaced and asserted that the CSRA is
the exclusive authority for resolving the dispute. Defen-
dant-Intervenor also asserted that the CSRA governs this
matter.

B. THE CSRA APPLIES TO PLAINTIFF’S CLAIMS

Plaintiff’s dispute arises from his removal as Presi-
dent of Local 1617 and the remedial election of Local 1617
officers.

Title VII of the Federal Labor-Management Relations
Statute is the controlling authority for resolving issues
involving labor relations in the public sector. Karahalios v.
National Federation of Federal Employees, Local 1263,

13a

__._:;U.S. __, 109 S. Ct. 1282, 1285 (1989). The statute
establishes that

[i]t is the purpose of this chapter to prescribe
certain rights and obligations of the employees
of the Federal Government and to establish pro-
cedures which are designed to meet the special
requirements and needs of the Government. The
provisions of this chapter should be interpreted
in a manner consistent with the requirement of
an effective and efficient Government.

5 U.S.C. § 7101(b). Thus, the Court must ascertain
whether Plaintiff is an employee of the Federal Govern-
ment and whether his claim involves rights and obliga-
tions covered by the statute.

The statute defines “employee” as an “individual
employed in an agency.” 5 U.S.C. § 7103(a)(2)(A). The
term “agency” includes an “executive agency.” 5 U.S.C.
§ 7103(a)(3). The term “executive agency” incorporates
the Department of Defense. 5 U.S.C. § 101. Plaintiff has
been employed by the Department of the Air Force at
Kelly Air Force Base in San Antonio, Texas since 1954. As
an “individual employed in an agency,” Plaintiff is an
“employee” of the Federal Government. 5 U.S.C.
§ 7103(a)(2).

The next issue is whether Plaintiff's Complaint
involves rights and obligations covered by the statute.
Plaintiff alleges impropriety in his removal and suspen-
sion from office and the AFGE’s handling of the protests
lodged against his re-election as president. The relevant
statutory provision mandates that “an agency shall only
accord recognition to a labor organization that is free
from corrupt influences and influences opposed to basic

14a

democratic principles.” 5 U.S.C. § 7120(a). Such a labor
organization must be

subject to governing requirements adopted by
the organization or by a national or interna-
tional labor organization or federation of labor
organizations with which it is affiliated, or in
which it participates, containing explicit and
detailed provisions to which it subscribes call-
ing for -

(1) the maintenance of democratic procedures
and practices including provisions for periodic
elections to be conducted subject to recognized
safeguards and provisions defining and secur-
ing the right of individual members to partici-
pate in the affairs of the organization, to receive
fair and equal treatment under the governing
rules of the organization, and to receive fair
process in disciplinary proceedings. .. .

5 U.S.C. § 7120(a).

Under the CSRA, ”“ ‘labor organization’ means an
organization composed in whole or in part of employees,
in which employees participate and pay dues, and which
has as a purpose the dealing with an agency concerning
grievances and conditions of employment,....” 5 U.S.C.
§ 7103(a)(4). Both the AFGE and Local 1617 are composed
in whole or in part of federal employees and have as a
purpose the dealing with federal agencies concerning
grievances and conditions of employment. Therefore,
because both the AFGE and Local 1617 are labor organi-
zations, they are subject to the statute.

The next issue is whether Plaintiff's allegations state
a claim under the statute. In his Complaint, Plaintiff

o

15a

complains of unfairness in the proceedings that resulted
in his removal and suspension from union office. If true,
this assertion would state a violation of the “fair process
in disciplinary proceedings.” 5 U.S.C. § 7120(a). Plaintiff
also alleges impropriety in the reversal of the February 8,
1989 election. The CSRA mandates “periodic elections to
be conducted subject to recognized safeguards.” 5 U.S.C.
§ 7120(a). Thus, the Court finds that Plaintiff’s claims are
covered by 5 U.S.C. § 7120.

C. THE CSRA CONTAINS THE EXCLUSIVE REM-
EDY FOR PLAINTIFF’S CLAIMS

The Court, finding that the CSRA applies to Plain-
tiff’s claims, is compelled to dismiss Plaintiff’s Complaint
as the CSRA’s comprehensive statutory scheme precludes
judicial review of the Plaintiff’s claims. Karahalios v.
National Federation of Federal Employees, Local 1263, 109 S.
Ct. 1282, 1286 (1989).

IT IS SO ORDERED.

Signed this 29 day of March 1991.

/s/ Emilio M. Garza
EMILIO M. GARZA
United States District Judge

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386011_2324%3A3. Public record. Not legal advice.
