# Reply Brief — Knop v. McGinnis

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386011_1973%3A4

## Record

- **Collection:** Supreme Court brief
- **Document type:** Reply Brief
- **Published:** January 1, 1993
- **Citation:** 507 U.S. 973

## Text

Bopreme Cour, U.S
FILED

MAR 3 1993

No. 92-1202

IN THE

Supreme Court of the Wnited States
OCTOBER TERM, 1992

GARY KNOP, et al.,
Petitioners,
v.

KENNETH L. McGINNIS, e¢ ai.,
Respondents.

ON PETITION FOR WRIT OF CERTIORARI
. TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT

PETITIONERS’ REPLY MEMORANDUM

Elizabeth Alexander
(Counsel of Record)
Adjoa A. Aiyetoro
David C. Fathi:
Alvin J. Bronstein
National Prison Project
of the ACLU Foundation
1875 Connecticut Avenue, N.W.
Suite 410
Washington, DC 20009
(202) 234-4830

Patricia A. Streeter

1816 One Kennedy Square
Detroit, MI 48226

(313) 962-1177

ge SSS SsSssssssssssssssssesssssstsssssss essences
LL CL A a TT
CASILLAS PRESS, INC., 1717 K STREET, N.W., WASHINGTON, D.C. 20036

i

TABLE OF CONTENTS
TABLE OF AUTHORITIES ..... .
ee ee ee ee ee ee ee ee ee

CUNCTUSION . . « © © «0 « «

ii
TABLE OF AUTHORITIES

Alabama v. Pugh, 438 U.S. 781
(1978) (per curiam) .. «+ -«+ses2we B®

City of Canton v. Harris, 109 S.Ct.
1197 (1989). . «. « « « « « «© « + passim

Kentucky v. Graham, 473 U.S. 159
(1985) e e _ e ” s ° . s . e e ° 3

Poe v. Haydon, 853 F.2d 418
(6th Cir. 1988) ° . . . e 2 . . o o 5-6

Rizzo v. Goode, 423 U.S. 362
(1976) +. . . . . 2 o . o © 2 > o . . 6,

1
ARGUMENT

The respondents suggest several
arguments in an attempt to distinguish City
of Canton v. Harris, 109 S.Ct. 1197 (1989),
from this case. First, the respondents
argue that the standard used by the court of
appeals in reversing the district court is
not "substantively different" from the City
of Canton standard. Respondents’ Brief at
14. However, as demonstrated in the
petition for certiorari, the trial court
made all the findings required under City of
Canton to hold a _ governmental entity
responsible for a constitutional violation
actually executed by individual employees.
The court of appeals did not reverse any of
these findings as clearly erroneous, or even
indicate a disagreement with these

findings.’ Instead, the court of appeals

' Respondents suggest that "the outcome
of this case depends solely upon its own
unique facts." Respondents’ Brief at 14.
However, the court of appeals did not

(continued...)

2
reversed because it applied a different
standard to the trial court’s findings; the
court of appeals found that the respondents
did not "encourage" the racial harassment.
App. at 32.

Under the deliberate indifference
standard of City of Canton, the focus is on
the degree of fault that "must be evidenced
by the {[government’s} inaction before
liability will be permitted." Id. at 1204.
(Emphasis supplied).

In contrast, the "encouragement"
standard applied by the court of appeals in
this case seems to assume that inaction can
never make a governmental unit responsible
for constitutional violations by its

employees. By requiring that the

'(...continued)
reverse any of the trial court’s findings as
clearly erroneous. Necessarily, then, the
critical factor was the court of appeals’
application of its own standard rather than

the City of Canton standard.

If this case turned on its facts, the
trial court should have been affirmed.

3
policymakers actively promote or "encourage"
the constitutional violation, the court of
appeals failed to heed the teaching of City
of Canton.

Respondents also suggest that City of
Canton does not apply because that case
involved municipal defendants, while in this
case state officials are defendants. See
Respondents’ Brief at 17-21.7 Because the
petitioners in this case seek injunctive
relief, however, the state officials sued in
their official capacities have the same
defenses as those available to municipal

defendants. See, e.g., Kentucky v. Grahan,

473 U.S. 159, 166-167, 169 n.18 (1985).

2 Respondents appear to suggest that

the Department of Corrections should have
been named as a defendant. See Respondents’
Brief at 15. Of course, the Department of
Corrections was not a proper defendant; the
proper defendants for claims requesting
injunctive relief were the state officials
sued in their official capacities.

, 438 U.S. 781 (1978) (per
curiam).

4

Similarly, the respondents argue that
the persons who carried out the deprivation
of constitutional rights in this case are
individual officers who are not sued as
defendants.’ In City of Canton, however,
this Court indicated that a municipality as
an entity would be liable for a policy or
custom of failing to train its police
officers if that policy resulted in injury.
Accordingly, the issue in City of Canton was-
precisely the circumstances in which
governmental policymakers, and thus’ the
governmental unit as ane entity, are
responsible for a constitutional violation

executed by individual employees.

. The respondents suggest that the

racial slurs were caused by "a few non-party
prison authorities." Respondents’ Brief at
be Respondents’ characterization of the
record is unsupported by the actual findings
of the trial court. The trial court
"specifically [did] not find that most
correctional staff endage in this kind of
behavior. A sufficiently large number do,
however, tc expose black inmates to a
constitutionally intolerable atmosphere of
racial harassment." App. at 124.

5

The respondents also seek to
distinguish City of Canton by arguing that
that case describes the standard for
"failure to train" cases. See Respondents’
Brief at 9-10. While true, this observation
does not assist respondents. In essence,
the petitioners’ claim here is that the
responsible defendants failed to supervise
the staff who engaged in racial slurs. In
City of Canton, the Court repeatedly cites
cases involving claims of a failure to
supervise employees as examples of cases
involving "failure to train" claims. See,
e.g., 109 S.Ct. at 1204 n.6; see also id. at
1209 (O’Connor, J., concurring).

Respondents also appear to suggest that
an official policy or custom of racial
harassment cannot violate the Constitution.
See Respondents’ Brief at 24-25. None of
the cases cited by respondents supports such

an argument. In fact, Poe v. Haydon, 853
F.2d 418, 429 (6th Cir. 1988), cited by

6

respondents at p.24 of their brief, holds
that "(tjhe case law before December 1984
established that sexual harassment by
government employees would violate the
rights protected by the equal protection
clause." Harassment on the basis of race
surely has no- greater’ constitutional
protection than harassment on the basis of
sex.

Finally, respondents argue that Rizzo
vy. Goode, 423 U.S. 362 (1976), requires a
"deliberate plan" of misconduct by the named
defendants. Respondents’ Brief at 21. In
fact, Rizzo does not speak of a "deliberate
plan." Rather, Rizzo notes that, in that
case, "there was no affirmative link between
the occurrence of the various incidents of
police misconduct and the adoption of any
plan or policy by petitioners." Rizzo at
S72. But City of Canton is completely

consistent with Rizzo. Under City of
Canton, the "affirmative link" demanded by

7
Rizzo is supplied when the governmental unit
is deliberately indifferent to
unconstitutional acts by its employees,
resulting in a "policy or custom" of
misconduct. In this case, the trial court
found both conscious indifference* and the
existence of a "policy or custom." Under
these circumstances, petitioners met the
standard for relief set forth in City of
Canton and the court of appeals erred in
reversing.
CONCLUSION

For all the reasons set forth herein,

petitioners urge that the Court grant

certiorari.

. See discussion in petitioners’
opening brief at 18-19, n.6.

Dated:

March

8

Respectfully submitted,

Elizabeth Alexander
(Counsel of Record)

Adjoa A. Aiyetoro

David C. Fathi

Alvin J. Bronstein
National Prison Project
of the ACLU Foundation
1875 Connecticut Avenue, N.W.
Suite 410

Washington, DC 20009
(202) 234-4830

Patricia A. Streeter
1816 One Kennedy Square
Detroit, MI 48226
(313) 962-1177

Attorneys for Petitioners

, 1993

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386011_1973%3A4. Public record. Not legal advice.
