# Petition for Writ of Certiorari — Mazur v. Merck & Co.

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1992
- **Citation:** 506 U.S. 974

## Text

Supreme Covet, tS.
) a a

92-459

NO. 92-

OEF Yo 3992

Oe ee wee

OFFICE OF inf Gocan
aR l
IN THE

SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1992

ANTHONY MAZUR AND EDNA MAZUR AS
PARENTS AND GUARDIANS OF LISA MARIE MAZUR,
A MINOR, AND ANTHONY MAZUR AND EDNA MAZUR,
IN THEIR OWN RIGHT,

Petitioners,
V.
MERCK & CO., INC.,
Respondent.

PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

RICHARD A. SPRAGUE
THOMAS A. SPRAGUE
DAVID R. DEARDEN*
PAUL CROWLEY

SPRAGUE & SPRAGUE

The Wellington Building, Suite 400
135 South Nineteenth Street
Philadelphia, PA 19103

(215) 561-7681

Attomeys for Petitioners
*Counsel of Record

QUESTIONS PRESENTED

Whether the court of appeals improperly encroached upon
the province of the Pennsylvania state appellate courts by
deciding for itself an important and novel aspect of Pennsylvania's
law of products liability when a Pennsylvania appellate court,
Sitting en banc, is -— even as this Court considers the instant
petition —— deciding that same issue of state law?

Whether the court of appeals clearly misinterpreted
Pennsylvania's law of products liability by merging negligence
concepts with strict liability principles and by permitting a
pharmaceutical manufacturer to delegate its duty to warn the
parents of school children of the risks of an unavoidably unsafe
vaccine?

Whether a misinterpretation of Pennsylvania's products
liability law by the court of appeals, functionally precluding
school children and their parents from obtaining effective redress
for catastrophic injuries suffered as a result of participating in a
mass immunization program involving an unavoidably unsafe
vaccine, warrants the exercise of this Court's certiorari
jurisdiction?

ed

TABLE OF CONTENTS

PAGE
QUESTIONS PRESENTER ...i..se0s55 «eee ea es i
TABLE OF CONTENTS ... 145540856 ee eee ae il
TABLE OF AUTHORITIES «... sss 55 ¥en eee se Vv
OPINIONS BELOW . ... 05.62 405 0 eee a 2
STATEMENT OF JURISORCTION®® 4004505 ee 2
STATEMENT OF THE CAS ..... 0a eee eee 3
REASONS FOR GRANTING THE WRIT ............. 6

i. The Court Of Apeals Improperly
Encroached Upon The Province Of
The Pennsylvania State Appellate
Courts By Deciding For Itself An
Important And Novel Aspect Of
Pennsylvania's Law Of Products
Liability When A _ Pennsylvania
Appellate Court, Sitting En Banc, Is
-- Even As This Court Considers
The Instant Petition -— Deciding
That Same Issue Of State Law ........... 6

alien

TABLE OF CONTENTS (continued)
PAGE

IT. The Court Of Appeals Clearly

Misinterpreted Pennsylvania's Law

Of Products Liability By Merging

Negligence Concepts With Strict

Liability Principles And By

Permitting A Pharmaceutical

Manufacturer To Delegate Its Duty

- To Warn The Parents Of School

Children Of The Risks Of An
Unavoidabiy Unsafe Vaccine .......... 10

II. The Misinterpretation Of Pennsyi-
vania's Products Liability Law By
The Court Of Appeals, Functionally
Precluding School Children And
Their Parents From Obtaining
Effective Redress For Catastrophic
Injuries Suffered As A Result Of
Participating In A Mass
Immunization Program Involving
An Unavoidably Unsafe Vaccine,
Warrants The Exercise Of This
Court's Certiorari Jurisdiction ........... 17

es Sins Sp aka dese wanes ek aeuas 19

-ili-

TABLE OF CONTENTS (continued)

PAGE
APPENDIX
COURT OF APPEALS OPINION ............ Al
DISTRICT COURT OPINION (1991) ......... A83
DISTRICT COURT OPINION (1990) ........ A154

-iv- *

TABLE OF AUTHORITIES
Cases: Page

Azzarello v. Black Bros. Co.,
391 A.2d 1020 (Pa. 1978) ............ Oe 13

Baldino v. Castagna
Cre ie Wr OG TOO 6 66 Kara eee 12,15

Berkebile v. Brantly Helicopter Corp.,
oat Pua Gre ek Ieee 6k a eee eee 12,16

Carrecter v. Colson Equip. Co.,
499 A268 320 (@%. Bapet. Cr. 19GS) ks ese 13

Clay v. Sun Ins. Office Lid.,
wae UG Bee COU 6-0 8 x ewan eee 7

Dambacher by Dambacher v. Malis,
465 A.26 406 (Pa. Super. Cr. 1964). 2. ow cece 13

East River S.S. Corp. v. Transamerica
Delaval, Inc..,
SPO VS. Se CIP cs bs ci ios tug eee 18,19

Erie R. Co. v. Tompkins,
mee WS. OO Clee kn bee ha eee 6,7,8

Fidelity Union Trust Co. v. Field,
Stl US. 1G GSD «nada s mee eee 7

TABLE OF AUTHORITIES (continued)

Cases: Page

Guaranty Trust Co. of N.Y. v. New York,
aoe Ud. DOCG kh k-0 ane 5 ene eee eee 7

Hahn v. Richter,
No. 00019 PHL 1991, 1992 Pa. Super. LEXIS
ate (Fa. Super. Ce. Fed. 15, 1F0E) . we vce canes 8,9,10

Harford Mut. Ins. Co. v. Moorhead,
578 A.2d 492 (Pa. Super. CL. 1990) we ees 13

Holloway v. J.B. Systems, Lid.,
Gu F.06 1060 C6 Ga. UR0Se ok is 6 on ee ee eee 13

Huddleston v. Dwyer, :
Shee . Soe CASO) 5 on kk ce ee eee eee 10

Incollingo v. Ewing,
sae Aas Dee (6. IST oe. cs eee 12,15

Kuisis v. Baldwin—-Lima—Hamilton Corp.,
319 A268 Di4 (Pe. IBTA) occ. sc cee eee 12

Lousiana Power & Light Co. v.
City of Thibodaux,

360 U.S. 25 CI a eee eee 7
Mazur v. Merck & Co.,
9664 F.26 1368 (3d Ce. 1902) oe 2,4,16
-Vi-

TABLE OF AUTHORITIES (continued)
Cases:

Mazur v. Merck & Co.,

P42 F.Sepp. Z5P (E.D.Pe. 1998) . ww eens

Mazur v. Merck & Co.,

FOr Fe. Gor Cae. TFFT) ow we ee

Petty v. United States,

740 F.2d 1428 (8th Cir. 1984) .............05.

Railroad Comm'n of Texas v. Pullman Co.,

Wie Ores a ee as

Salvador v. Atlantic Steel Boiler Co.,

21S AME TE Os I oo eee.

Staymates v. ITT Holub Indus.,

527 A.2d 140 (Pa. Super. Ct. 1987) ............

Vandenbark v. Owens II]. Glass Co.,

te ne

Walton v. Avco Corp.,

1992 WL 2795 (Pa. May 22, 1992) ............

-Vvii-

Page

+. a

oe

a ae

TABLE OF AUTHORITIES (continued)

Statutes: Page
ee ee © ROE CO 2 eee Law eee 2
y gis Ee 2) a rrr re 6
Be eB EI 5 oi ioe oe 6 a he eh RS 17
mS WOE, Fee bi ve swe ciara eae 18
42 Pa.Cons.Stat.Ann. § 8334 (a) (1978) .............. 18

State Constitutions:

es Se ee as oe ek eee ee 8
Rules:
I Se oy ig ae wk on a ee ee 2

Pennsylvania Rule of Appellate
ME heart ily in a yh ck ea ee eee 9

Other Authorities:

RESTATEMENT (SECOND) OF TORTS

RESTATEMENT (SECOND) OF TORTS § 388 ............ 14

-Vili-

NO. 92-

IN THE
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM, 1992

ANTHONY MAZUR AND EDNA MAZUR
AS PARENTS AND GUARDIANS OF
LISA MARIE MAZUR, A MINOR,

AND ANTHONY MAZUR AND EDNA MAZUR,
IN THEIR OWN RIGHT,

PETITIONERS,
v.
MERCK & CO., INC.,

RESPONDENT.

PETITION FOR A WRIT OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

The petitioners, Anthony Mazur and Edna Mazur as
parents and guardians of Lisa Marie Mazur, a minor, and Anthony
Mazur and Edna Mazur, in their own right, respectfully pray that
a Writ of Certiorari issue to review the Judgment and Opinion of
the United States Court of Appeals for the Third Circuit entered
on May 20, 1992.

5

OPINIONS BELOW

The opinion of the Court of Appeals for the Third Circuit
is reported at 964 F.2d 1348 (3d Cir. 1992), and is reprinted in
the appendix hereto at Al-82.'

The opinion of the United States District Court for the
Eastern District of Pennsylvania granting summary judgment on
June 27, 1991 is reported at 767 F. Supp. 697 (E.D. Pa. 1991) and
is reprinted in the appendix hereto at A83-153. The opinion of
the United States District Court for the Eastern District of
Pennsylvania denying summary judgment on June 29, 1990 is
reported at 742 F. Supp. 239 (E.D. Pa. 1990), and is reprinted in
the appendix hereto at A154-254.

STATEMENT OF JURISDICTION

The jurisdiction of this Court to review the judgment of
the Court of Appeals for the Third Circuit entered on May 20,
1992 is invoked pursuant to 28 U.S.C. § 1254(1) (1988). A
Petition For Rehearing was denied by the court of appeals on June
18, 1992.

‘Citations to the Appendix, filed in conformity with Supreme Court
Rule 14.1(k), shall be designated herein as ("A__").

STATEMENT OF THE CASE

Procedural History

Petitioners (hereinafter "the Mazurs") filed a civil action
in the Court of Common Pleas of Philadelphia County, Philadel-
phia, Pennsylvania on October 18, 1985 (October Term, 1985,
No. 2515). Based on the parties’ diversity of citizenship, Respon-
dent (hereinafter "Merck") removed the claim upon petition to the
United States District Court for the Eastern District of Pennsylva-
nia on November 1, 1985. On May 8, 1989, Merck filed a
motion for summary judgment and to exclude expert testimony.

On June 29, 1990, the district court issued an order and
opinion denying the motion for summary judgment as to the
federal preemption and statute of limitations issues, and reserving
judgment on the motion to exclude expert testimony and the
motion for partial summary judgment on the Mazurs' failure to
warn claims. Mazur v. Merck & Co., 742 F. Supp. 239, 266
(E.D. Pa. 1990) (A253-54). The order also extended to the
parties sixty (60) additional days to engage in further limited
discovery and the right to supplement their respective filings. /d.
Merck filed a supplemental motion for summary judgment and to
exclude expert testimony on September 17, 1990.

On June 27, 1991, the district court issued an order and
opinion granting Merck's motion for summary judgment limited
to the issue of whether Merck breached its duty to warn the
Mazurs of the risks and benefits of Merck's measles-mumps-
rubella vaccine (hereinafter "M-M-R II"). Mazur v. Merck &
Co., 767 F. Supp. 697, 715 (E.D.Pa. 1991) (A153). The district
court held that under Pennsylvania law a school nurse can be and

4

in this case was a "learned-intermediary” and that Merck made
an adequate warning available to the school nurse, thereby
discharging Merck's duty to warn the Mazurs of the possibile
adverse reactions to M—M-R II. /d@ at 715 (A153). The Mazurs
timely filed an appeal to the United States Court of Appeals for
the Third Circuit.

On May 20, 1992, the court of appeals, in an opinion
authored by the Honorable Anthony J. Scirica, held that under
Pennsylvania law the school nurse present at the immunization
site was not a learned intermediary in law or in fact and, there-
fore, warnings regarding M-M-R II were required to be given
directly to the Mazurs. Mazur v. Merck & Co., 964 F.2d 1348,
1355-61 (3d Cir. 1992) (A35-47). It was further held, however,
that because M—M-R II was an unavoidably unsafe pharmaceuti-
cal product, Merck's duty to warn of the vaccine's inherent
dangers could be delegated to a third party and Merck's responsi-
bility for the failure of the third party to warn the Mazurs of M-
M-R II's nsks would be analyzed pursuant to the negligence
standard set forth in section 388 of the RESTATEMENT (SECOND)
OF TORTS, rather than pursuant to the strict liability standard of
section 402A of the RESTATEMENT (SECOND) OF TORTS. 964
F.2d at 1364-69 (A69-82).

Applying section 388's negligence standard of reasonable
care to the facts of the instant case, the court of appeals held that
Merck acted reasonably and satisfied its duty to warn in the mass
immunization context as a matter of law by contracting with the
Centers for Disease Control (hereinafter "CDC") to provide proper
warnings to the ultimate recipients (or their parents) of the risks
of M-M-R II. Accordingly, the court of appeals dismissed the
Mazurs' claims and affirmed the district court's order granting

5

summary judgment for Merck. Based on the velief that the Court
of Appeals for the Third Circuit has misconstrued Pennsylvania's
strict liability law and the fact that one of the cases upon which
the panei relied was scheduled for reargument before the Superior
Court of Pennsylvania en banc, the Mazurs requested reargument
before the court of appeals en banc. On June 18, 1992, the Third
Circuit denied the Mazurs' petition for reargument.

Facts Relevant To The Issues Presented

On February 26, 1982, Plaintiff Lisa Mazur (hereinafter
"Lisa"), a twelve year old sixth grader in the Philadelphia public
school system, was inoculated with M-M-R II (a vaccine to
prevent measies, mumps and rubella) in a mass immunization
_ program conducted by the Philadelphia School District and the

Philadelphia Health Department. The M—-M-R II vaccine used in
the immunization program was manufactured by Merck and was
purchased by the Philadelphia Health Department from the CDC.

Although a school nurse was present at the time that the
M-M-R II vaccine was administered by a member of the
Philadelphia Health Department, there was no physician in
attendance to act as a “learned intermediary” to assess Lisa
medically, to balance the risks and benefits of the vaccine in light
of her medical condition and needs, and to obtain her “informed
consent” to receive the vaccine. Importantly, at the time of Lisa's
inoculation, her immunological condition was compromised due
to a lengthy illness for which she was treated with a corticoste-
roid, a known contra-indicator for administration of the M-M-R
II vaccine.

6

Although Merck obligated the CDC by contract to provide
proper warnings to the ultimate vaccine recipients (or to the
parents thereof), Lisa and her parents did not receive any
information regarding the health nsks and benefits associated with
M-M-R II. Seventeen months after receiving the inoculation,
Lisa was diagnosed as suffering from subacute sclerosing
panencephalitis (hereinafter SSPE), a slowly progressing, ulti—
mately fatal, neurological illness whose only scientifically
recognized causes are natural measles virus and measles vaccine.
Today, Lisa requires round-the-clock custodial care. The severe
and irreversible nature of Lisa's illness has emotionally and
financially devastated the Mazur family.

REASONS FOR GRANTING OF THE WRIT OF
CERTIORARI

I.

THE COURT OF APPEALS IMPROPERLY
ENCROACHED UPON THE PROVINCE OF THE
PENNSYLVANIA STATE APPELLATE COURTS BY
DECIDING FOR ITSELF AN IMPORTANT AND NOVEL
ASPECT OF PENNSYLVANIA'S LAW OF PRODUCTS
LIABILITY WHEN A PENNSYLVANIA APPELLATE
COURT, SITTING EN BANC, IS -- EVEN AS THIS
COURT CONSIDERS THE INSTANT PETITION --
DECIDING THAT SAME ISSUE OF STATE LAW

Federal courts in diversity cases must forecast and apply
state law in all cases within their jurisdiction in which federal law
does not govern. Erie R. Co. v. Tompkins, 304 U.S. 64 (1938).
See also Rules of Decision Act, 28 U.S.C. § 1651 (1949). The

7

federal courts must not substitute their judgment for the law of
the state, to the extent that the law of the state can be determined.
Fidelity Union Trust Co. v. Field, 311 U.S. 169, 178 (1940).
Moreover, the federal courts must exercise care to ensure that
they do not encourage or allow for the development of a "double
system of conflicting laws” in the same state that might deprive
a litigant of the law as established by the forum state simply
because the matter was removed to the federal court system by an
Opponent. Guaranty Trust Co. of N.Y. v. New York, 326 U.S. 99,
112 (1945).

As a corollary to the Erie doctrine, federal jurisprudence
also recognizes "a doctrine of abstention... whereby the federal
courts... restrain their authority because of a ‘scrupulous regard for
the rightful independence of the state governments...."". Railroad
Comm'n of Texas v. Pullman Co., 312 U.S. 496, 501 (1941)
(emphasis added). Thus, in Pudlman this Court abstained from
deciding a question of federal constitutional law and remanded the
case to the district court with instructions to the parties to litigate
certain state law questions in state court. /d. at 501-02. Ina
similar vein, this Court has stayed federal proceedings in diversity
cases in order to minimize federal intrusion in the development of
state law. Louisiana Power & Light Co. v. City of Thibodaux,
360 U.S. 25, 31 (1959) (proceedings stayed pending prompt steps
to secure declaratory judgment), Clay v. Sun Ins. Office Lid., 363
U.S. 207, 212 (1960) (unresoived state law question was appro-
priately certified by federal court to state court for determi-

8

nation). Thus, federal courts have a long standing obligation,
based upon the Erie doctrine and principles of abstention, to use
restraint when attempting to forecast state law.

In the instant case, the Court of Appeals for the Third
Circuit had no clear precedent to base its decision that Pennsylva—
nia does not recognize a distinction between defective products
and negligent conduct in strict liability failure to warn cases. The
only case in Pennsylvania that has squarely addressed the strict
liability of a pharmaceutical manufacturer in a failure to warn
case involving an unavoidably unsafe product is Hahn v. Richter,
No. 00019 PHL 1991, 1992 Pa. Super. LEXIS 275 (Pa. Super.
Ct., Feb. 13, 1992). In a two-to—one decision, the Superior Court
panel in Hahn found that in a failure to warn prescription drug
case, the jury instructions under strict liability and negligence
concepts were not different because "(t]he standard to be applied
in determining whether an adequate and proper warning was
provided is the negligence standard of reasonable care." Jd. at 4-
5. However, in a strong and persuasive dissenting opinion, Judge
Del Sole exhaustively reviewed the Pennsylvania cases relating to

*Notably, Pennsylvania has not adopted a certification statute.
Although twenty-six states, through state constitutional provisions or by
Statute, permit federal courts to certify questions concerning state law
to state courts, none of the states constituting the Third Circuit permits
certification of state law questions by the court of appeals. (The
Delaware State Constitution does permit the United States District Court
for the District of Delaware to certify state law questions. Del. Const.
art. IV, § 11 (9)). Because there is no procedure for certifying state law
questions in Pennsylvania, the Third Circuit must be particularly
mindful of the need to exercise restraint whea exploring unsettled waters
of Pennsylvania state law.

9

duty to warn in section 402A cases and concluded that there is a
total lack of support in case law "for merging all failure to warn
claims under one negligence standard...." /d. at 12. (Del Sole, J.,
dissenting).

On April 23, 1992, the Pennsylvania Superior Court
granted reargument en banc in Hahn thereby signaling that the
Court has a material question affecting the validity of the Superior
Court panel's holding. Cf. Pa.R.App.P. 2543 (Considerations
Governing Allowance of Reargument). The Court of Appeals for
the Third Circuit abused its discretion in failing to exercise due
and proper restraint in light of the en banc reargument granted in
Hahn. Under this circumstance, the court of appeals should have
awaited the ruling by the Pennsylvania appellate court which will
determine how Pennsylvania law should be applied to the facts in
this case.’

The instant matter merits review by this Court not only
because it is clear that the Third Circuit court incorrectly deter-
mined the law of Pennsylvania, see, infra, pp. 10-17, but because
there is a great likelihood that the Superior Court of Pennsylvania,
en banc, will hold that negligence principles are inapplicable to
a strict liability failure to warn claim involving prescription drugs.
In the event of such a ruling while the instant petition is pending,

*If the court of appeals was unaware that the Superior Court of
Pennsylvania granted reargument en banc in Hahn on April 23, 1992
when it issued its opinion on May 20, 1992, it was certainly made
aware of Hahn's procedural history by the Mazurs' application for
reargument. Reargument in Hahn was held before the Superior Court
of Pennsylvania on September 9, 1992.

10

this Court should reverse the decision of the Third Circuit court.
Vandenbark v. Owens Illinois Glass Co., 311 U.S. 358, 543
(1941) ("Intervening and conflicting decisions will... cause the
reversal of judgments which were correct when entered.”).
Alternatively, this Court may decide to vacate the judgment below
and remand the case to the Third Circuit to reconsider its ruling
in light of the decision in Hahn. See Huddleston v. Dwyer, 322
U.S. 232, 238 (1944) (Doubts about the correctness of a federal
court interpretation of 2 state law raised by an intervening state
court decision will allow the Supreme Court to vacate the
judgment below and remand the case to the court of appeals for
reconsideration).

II.

THE COURT OF APPEALS CLEARLY
MISINTERPRETED PENNSYLVANIA'S LAW OF
PRODUCTS LIABILITY BY MERGING NEGLIGENCE
CONCEPTS WITH STRICT LIABILITY PRINCIPLES
AND BY PERMITTING A PHARMACEUTICAL
MANUFACTURER TO DELEGATE ITS DUTY TO
WARN THE PARENTS OF SCHOOL CHILDREN OF
THE RISKS OF AN UNAVOIDABLY UNSAFE VACCINE

The strict liability standard for vendors began at common
law with the imposition of a high degree of responsibility upon
the victualers, vintners, brewers, butchers, cooks, and other
persons who supplied food and drink to the public. Today, that
high degree of responsibility has evolved to cover all products
which, if defective, may be expected to cause physical harm to
the consumer. See RESTATEMENT (SECOND) OF TORTS § 402A
comment b (1985). However, because of the complexities of the

2

11

human body and limitations of medical science, certain medical
products cannot be made safe for all consumers regardless of the
care exercised in their design and manufacture. The archetypical
product that is incapable of being made safe is the vaccine. In
effect, vaccines are unsafe products whose production is justified
because of the great overall public health benefit resulting from
their use. Comment k to the RESTATEMENT (SECOND) OF TORTS
§ 402A thus instructs:

The seller of such [vaccine] prod-
ucts, again with the qualification
that they are properly prepared and
marketed, and proper warning is
given, where the situation calls for
it, is not to be held to strict liability
for unfortunate consequences at-
tending their use, merely because he
has undertaken to supply the public
with an apparently useful and de-
sirable product, attended with a
known but apparently reasonable
risk.

(Emphasis added).

This case, for which review by this Court is sought,
involves a young girl's severe and permanent brain injury which
was caused by inoculation with the measles component of a
vaccine manufactured by Merck. In reversing the district court,
the court of appeals ruled that the mass immunization exception
to the learned intermediary doctrine applied, requiring Merck to
war Lisa Mazur's parents directly of the risks and benefits of

12

inoculation with M—M-R II in order to escape liability for the
» tragic consequences of an adverse drug reaction. Mazur v. Merck
& Co., 964 F.2d 1348, 1364 (3d Cir. 1992) (A61). However, the
court of appeals further determined that under Pennsylvania law,
the court should treat all section 402A strict liability failure to
warn claims, where vaccines or prescription drugs cause injury or
death, as negligence claims. Jd. at 1355, (A23-25). In other
words, the court of appeals decided that as a matter of Pennsylva—
nia state law, the discharge of a pharmaceutical manufacturer's
duty to warn the parents of school children of the serious health
risks posed by a vaccine is to be judged by negligence —— and not
strict liability -— standards.

In support of its prediction of how the Pennsylvania courts
would interpret Pennsylvania law concerning the elements of a
strict liability failure to warn claim, the court of appeals cited two
negligence cases wherein strict liability was not in issue. /d. at
1354 (A20-23) (citing Jncollingo v. Ewing, 282 A.2d 206 (Pa.
1971) and Baldino v. Castagna, 478 A.2d 807 (Pa. 1984)). In so
doing, the court of appeals ignored the clear weight of authority
demonstrating that Pennsylvania adheres to a formal product/
conduct distinction in evaluating failure to warn claims founded
upon strict liability.

Courts in Pennsylvania have long recognized the theoreti—
cal dam between notions of negligence and strict "no fault"
liability. Walton v. Avco Corp., 1992 WL 2795, 8 (Pa. May 22,
1992). ("This Court has continually fortified the theoretical dam
between the notions of negligence and strict 'no fault' liability.");
Berkebile v. Brantly Helicopter Corp., 337 A.2d 893, 899 (Pa.
1975) ("The crucial difference between strict liability and
negligence is that the existence of due care...is irrelevant.");

13

Kuisis v. Baldwin -Lima- Hamilton Corp., 319 A.2d 914, 918 (Pa.
1974) ("The principle of strict liability...climinate{s] the issue of
negligence from the case."); Salvador v. Atlantic Steel Boiler Co.,
319 A.2d 903, 906-907 (Pa. 1974) ("[402A] imposes liability on
the seller or manufacturer of a defective product regardless of the
lack of proven negligence.”); Harford Mut. Ins. Co. v. Moorhead,
578 A.2d 492, 501 (Pa. Super. Ct. 1990) ("Pennsylvania courts
consistently analyze the negligence/failure to warn and strict
liability/failure to warn causes of action separately, treating
conduct-related counts apart from product-related counts.")
(citations omitted); Carrecter v. Colson Equip. Co., 499 A.2d 326,
330 n.8 (Pa. Super. Ct. 1985) ("[W]e prefer the terminology
‘inadequate warnings’ to ‘failure to warn' [in a strict liability case]
because the latter language suggests a breach of duty in a way
which tends to connote negligence."); Dambacher by Dambacher
v. Mallis, 485 A.2d 408, 428 (Pa. Super. Ct. 1984). ("[Wle
hold...that in a strict liability case, principles of negligence have
no place."). In fact, it has been observed that the "Pennsylvania
Supreme Court, perhaps more than any other state appellate court
in the nation, has been emphatic in divorcing negligence concepts
from products liability doctrine." Harford Mut., 578 A.2d at 500
(quoting Staymates v. ITT Holub Indus., 527 A.2d 140, 144 (Pa.
Super. Ct. 1987)).

The Third Circuit itself has previously recognized Penn-
sylvania's distinction between negligence and strict liability
concepts. See, e.g., Holloway v. J.B. Sys., Ltd., 609 F.2d 1069,
1073 (3d Cir. 1979) ("[W]e emphasize that negligence concepts
such as... ‘reasonable care’ have no place in suits brought under §
402A.... We read Azzarello [v. Black Bros. Co., 391 A.2d 1020
(1978}] as a signal that evidence and jury instructions regarding

14

negligence concepts should be kept out of cases brought under §
402A.") (footnote omitted).

By holding that the negligence standard of section 388 of
the RESTATEMENT (SECOND) OF TORTS’ is applicable to a
pharmaceutical manufacturer's duty to warn concerning unavoid-
ably unsafe products -— regardless of whether a lawsuit is
premised upon a theory of negligence or upon a theory of strict

“Section 388 of the RESTATEMENT (SECOND) OF TORTS states:

One who supplies directly or through a third person a chattel
for another to use is subject to liability to those whom the
supplier should expect to use the chattel with the consent of the
other or to be endangered by its probable use, for physical harm
caused by the use of the chattel in the manner for which and by
a person for whose use it is supplied, if the supplier

(a) knows or has reason to know that the chattel is or
is likely to be dangerous for the use for which it is supplied,
and

(b) has no reason to believe that those for whose use
the chattel is supplied will realize its dangerous condition, and

(c) fails to exercise reasonable care to inform them of
its dangerous condition or of the facts which make it likely to
be dangerous.

(Emphasis added).

15

liability under § 402A° -- the Third Circuit badly misinterpreted
and misapplied the decisions of the Supreme Court of Pennsylva—
nia in /ncollingo v. Ewing and Baldino v. Castagna (both of
which involved negligence claims only),° and departed from the

*Section 402A of the RESTATEMENT (SECOND) OF TORTS provides:

(1) One who sells any product in a defective condition
unreasonably dangerous to the user or consumer or to his
property is subject to liability for physical harm thereby caused
to the ultimate user or consumer, or to his property, if
(a) the seller is engaged in the business of selling such

a product, and

3 (b) it is expected to and does reach the user or
consumer without substantial change in the condition in which
it is sold.

(2) The rule stated in Subsection (1) applies although

(a) the seller has exercised all possible care in the
preparation and sale of his product, and

(b) the user or consumer has not bought the product
from or entered into any contractual relation with the seller.

"Neither /ncollingo nor Baldino are apposite to this case. Both of
those cases involved claims where adequate warnings reached a learned
intermediary, but the warnings were counteracted by the conduct of the
pharmaceutical company in minimizing the risks of the product in
subsequent sales and promotion campaigns. Thus, 402A strict liability
for failure to warn was not in issue in either case; the sole question was
whether the conduct of the pharmaceutical companies’ agents in
minimizing the risks of the product was negligent. Accordingly, neither

(continued...)

16

long-standing principle of Pennsylvania state products liability
law that negligence has no place in strict liability cases.

No Pennsylvania court has ever found that a manufac-
turer's duty to warn of a product's risks and benefits is delegable
to a third party under a strict liability analysis, regardless of how
reliable that third party appears to be. On the contrary, a plurality
of the Supreme Court of Pennsylvania has expressly determined
that “(t]he duty to provide a non-defective product is non-
delegable." Berkebile v. Brantly Helicopter Corp., 337 A.2d 893,
903 (Pa. 1975). Accord Petty v. United States, 740 F.2d 1428
(8th Cir. 1984) (in mass-immunization context duty to warm
uitimate recipient of risks and benefits of vaccine is absolute and
non—delegable.) The Third Circuit summarily dismissed the
holding in Berkebile by finding it inapplicable in prescription drug
cases. Mazur, 964 F.2d at 1365, A63-64. In other words, the
Third Circuit interpreted Pennsylvania law as foreciosing action
for. strict liability when prescription drugs are the product at issue.
However, no Pennsylvania court has ever immunized prescription
drug products from the application of 402A strict liability
principles.

For all of the foregoing reasons, the Third Circuit's
decision to legislate its own exception to Pennsylvania's state law

*...continued)
case abrogated the fundamental requirement of a drug manufacturer to
distribute its product properly prepared and accompanied by adequate
warnings to the product user, nor did they abrogate the premise of strict
liability pursuant to 402A, Comment k of the RESTATEMENT (SECOND)
OF TORTS.

17

governing products liability should be promptly corrected. Insofar
as the decision is grossly at odds with Pennsylvania's state law,
it should be reversed.

It.

THE MISINTERPRETATION OF PENNSYLVANIA'S
PRODUCTS LIABILITY LAW BY THE COURT OF
APPEALS, FUNCTIONALLY PRECLUDING SCHOOL
CHILDREN AND THEIR PARENTS FROM OBTAINING
EFFECTIVE REDRESS FOR CATASTROPHIC INJURIES
SUFFERED AS A RESULT OF PARTICIPATING IN A
MASS IMMUNIZATION PROGRAM INVOLVING AN
UNAVOIDABLY UNSAFE VACCINE, WARRANTS THE
EXERCISE OF THIS COURT'S CERTIORARI JURIS-
DICTION

The practical effect of the decision of the court of appeals
is to carve out an unprecedented exception to the fundamental
duty of a manufacturer to warn a consumer of the nsks and
benefits of a prescription drug when the drug is administered in
a Mass immunization setting to school children under the auspices
of a federal agency. In effect, it leaves the innocent but injured
child without an adequate night of recovery when warnings do not
reach the child or the child's parents. Such a holding is diametni-
cally opposed to the broad policy considerations which underlie
the imposition of strict liability.

The risk of loss between the completely innocent consumer
and the manufacturer of an injury—causing product traditionally
has been imposed on the manufacturer, who is best able to pay

18

for the damages caused. In this case, however, the Third Circuit
has placed the risk of loss not on the manufacturer, but on the
innocent child who is in the least likely position to pay for the
harm suffered by the offending product.’ By contracting with the
CDC to distribute and administer the measles vaccine that it
produces, Merck has effectively insulated itself from the imposi-
tion of strict liability for its distributor's failure to give adequate
warnings to consumers.

This Court has considered the substantive law of products
liability under section 402A only once. East River S.S. Corp. v.
Transamerica Delaval, Inc., 476 U.S. 858 (1986). While in that
case certiorari was granted to resolve a conflict among the courts
of appeals sitting in admiralty, id at 2298, this Court did
recognize that products liability law in general has long been a
part of the common law of torts and "grew out of a public policy

’Absent gross negligence, the innocent and injured consumer (here,
a twelve year old girl) is precluded from seeking compensation from the
doctors or nurses administering the vaccine. 42 Pa. C.S.A. § 8334
(1978). In addition, no compensation is available from federal agencies
(such as the CDC) because the creation and method of distributing
vaccine warnings is a discretionary function. 28 U.S.C. § 1346 (b)
(1976). By summarily disposing of this case in favor of Merck, the
Third Circuit foreclosed Lisa from receiving any compensation whatever
for her injunes, and severely limited the means by which other innocent
and injured children like Lisa may be compensated in the future.
Indeed, recovery for claims presented under the National Childhood
Vaccine Injury Act, 42 U.S.C. § 300 aa, et seq. (1988), are extremely
limited for children in Lisa's position. Thus, even assuming that Lisa
may have been qualified to present a claim under that Act, any recovery
she may have obtained would have been severely limited.

judgment that people need more protection from dangerous
products than is afforded by the law of warranty.” /d. at 2299.
The East River case highlights the social importance of the
substantive development of products liability and the worthiness

of accepting certiorari to consider such state law issues.

For all of the foregoing reasons, Petitioners respectfully
request that this Court exercise its jurisdiction and grant a writ of

certiorari.

September 16, 1992

CONCLUSION

Respectfully submitted by,

RICHARD A. SPRAGUE
THOMAS A. SPRAGUE
DAVID R. DEARDEN*
PAUL CROWLEY

SPRAGUE & SPRAGUE
135 S. 19th Street

The Wellington Building
Suite 400

Philadelphia, PA 19103

(215) 561-7681

Attomeys for Petitioners
*Counsel of Record

APPENDIX

Al

UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT

NO. 91-1613

ANTHONY MAZUR and EDNA MAZUR
as Parents and Guardians of LISA MARIE MAZUR,
as Minor, and ANTHONY MAZUR and EDNA MAZUR.
in their own nght,

Appellants

MERCK & CO., INC.

Appellees

Argued January 23, 1992

Before: STAPLETON, SCIRICA and ALITO,
Circuit Judges

A2

OPINION OF THE COURT

In this products liability action appellants Lisa
Mazur and her parents seek compensatory and punitive
damages from appellee Merck & Co., Inc. for failure to
warm that the use of its vaccine could result in serious
neurological illness. The District Court entered summary
judgment for Merck on the ground that it provided an
adequate warning to a learned intermediary, and, in the
alternative, exercised reasonable care to inform users of the
risks of its vaccine by contractually obligating the United

States Centers for Disease Control (CDC)' to warn

' The CDC is an arm of the Public Health Service of the
United States Department of Health and Human Services. It is
charged with protecting the public health of the nation by
providing leadership and direction in the prevention and control
of diseases and responding to emergencies. The CDC also
provides assistance to state and local health agencies in the form

A3

vaccinees directly. Mazur v. Merck & Co., Inc., 767 F.
Supp. 697 (E.D. Pa. 1991). Because we conclude that
Merck satisfied its duty to warn by contractually obligating
the CDC the warn vaccinees directly, we will affirm.
I.

In response to a measles epidemic in the late 1970s,
the Philadelphia Department of Public Health proposed a
regulation, later adopted by the School Board of Health,
requiring all school children to be vaccinated against a
variety of pediatric diseases. Under the regulation, school
nurses were instructed to review the health records of about
300,000 students city-wide to determine which vaccines, if
any, they needed, and to obtain written permission from

students’ parents for vaccination in appropriate cases.

(footnote no.1 continued...)

of project grants to assist them in activities aimed at eliminating
certain diseases, including measles. See 42 U.S.C. § 247 (1988).

A4

Where adequate proof of prior vaccinations or diseases was
not forthcoming, students were considered unimmunized.

Based on a recommendation and information from
the CDC, Dr. Robert G. Sharrar, a director of the
Philadelphia health department, selected M—M-R II (MMR
II) as the measles vaccine for the city’s immunization
program. MMR II is a live—virus vaccine for simultaneous
immunization against measles, mumps, and rubella. It is a
prescription drug and has been manufactured by Merck
since 1978 under a license from the United States Food and
Drug Administration.

The MMR II vaccine is distributed in vials
containing an FDA-approved "package circular," descnbing
the risks attendant to the vaccine's use. In Apml 1981 the
package circular contained the following statement about
the risk of contracting subacute sclerosing panencephalitis

(SSPE), a fatal, slowly progressing neurological disease,

from inoculation with the MMR II vaccine:

AS

There have been reports of [SSPE] in children who
did not have a history of natural measles but did
receive measles vaccine. Some of these cases may
have resulted from unrecognized measles in the first
year of life or possibly from the measles
vaccination. Based on estimated nationwide measles
vaccine distribution, the association of SSPE cases
to measles vaccination is about one case per million
vaccine doses distributed. This is far less than the
association with natural measles, 5-10 cases of
SSPE per million cases of measles. The results of
a retrospective case—controlled study concluded by
the [CDC] suggest that the overall effect of measles
vaccine has been to protect against SSPE by
preventing measles with its inherent nsk of SSPE.

The package circular also contained the following paragraph
on revaccination:

Based on available evidence, there is no
reason to routinely revaccinate children
Originally vaccinated when 12 months of age
or older; however; children vaccinated when
younger than 12 months of age should be
revaccinated. The decision to revaccinate
should be based on evaluation of each
individual case.

The Philadelphia Health Department purchased the

MMAR II vaccine for the city's immunization program from

A6é

the CDC, which had purchased it from Merck. Merck was
at first reluctant to sell its MMR II vaccine to the CDC, but
relented after the CDC agreed to the following contractual
provision:

The [CDC] represents and agrees that it will
(1) take all appropriate steps to assure that
all vaccine supplied to various locations
within the 50 states,. . .pursuant to the terms
of this contract, shall be administered to
each patient on the basis of an individualized
medical judgment by a physician, or (2) take
all appropriate steps to provide to such a
patient (or to the patient's parent or
guardian) meaningful warnings relating to
the nsks and benefits of vaccination, in form
and language understandable to such patient,
parent or guardian.’

Opting to proceed under the latter clause, the CDC
drafted an "Important Information Statement," designed to

inform parents of the risks of inoculation with the MMR II

vaccine in lay terms. It then obligated state and local

* The identical provision was contained in all three purchase
agreements entered into between Merck and the CDC for use of
the MMR II vaccine in the public health sector.

AT

health agencies who purchased MMR II vaccine from it,
including the Philadelphia Health Department, to distribute
the Important Information Statement to vaccinees, parents,
or their guardians. The Important Information Statement
was distributed to nurses at a district-wide informational
meeting on the city's immunization program, and was

forwarded to parents by way of their children.

pertaining to the risks associated with use of the MMR II

vaccine. But she admits to having been notified of the
immunization program, and, in particular, receiving a letter
from the school district explaining the program with an
attached immunization record and written permission form.
Mrs. Mazur neither signed nor returned the permission
form.

Instead, she called Lisa's school principal and an

official at the Board of Education, and told them that Lisa

Vs

A8

was immunized for measles in 1973 and that she would not
consent to her revaccination. Then, to prevent Lisa from
being revaccinated, Mrs. Mazur kept her out of school for
a week. But she eventually relented under pressure from
school officials, and sent Lisa back to school. Shortly
thereafter, students were immunized at Lisa's school, the
Andrew J. Morrison School.

The immunization program was administered at the
Morrison School by Edith B. Frederick, a registered nurse.
Nurse Frederick was responsible for personally reviewing
student health records to determine which students had been
previously vaccinated and to check for medical conditions
that might heighten the nsks of vaccination. She also
arranged the immunization forms that were sent home with
students, including the Important Information Statement,
distributed them to students, and collected the permission

forms that were retumed.

A9

Students were inoculated at the Morrison School on
February 26, 1982. They were led into the school
gymnasium single file, one classroom at a time. Nurse
Frederick and a technician who administered the
vaccination shots were situated at a table. As students
approached them, Nurse Frederick took each student's
permission form, checked it against her health records, and
informed the technician which vaccine to administer. Nurse
Frederick also examined the “overall appearance" of
students as they passed by her, and, sometimes, asked them
how they felt. On average it took students three to four
minutes to pass through the line and be vaccinated. No
physician was present during the inoculation, or was any
representative from either Merck or the CDC.

Although Nurse Frederick's records do not include
a Signed permission form for Lisa Mazur, they indicate that
she was inoculated with the MMR II vaccine that day. On

September 7, 1983, shortly after her fourteenth birthday,

A10

Lisa was admitted to St. Christopher's Hospital for Children
in Philadelphia because of "personality changes" and
"abnormal movements." On November 2, 1983, she was
diagnosed with SSPE.

On October 18, 1985, the Mazurs filed this action in
the Philadelphia Court of Common Pleas _ seeking
compensatory and punitive damages. Their complaint
alleges negligence and strict liability claims against Merck
under Pennsylvania law for, among other things, failure to
provide an adequate warning. Merck removed the action to
federal District Court, and moved for summary judgment on
the Mazurs’ failure to warn claims.

Merck contended that (1) the Mazurs' state law
claims were preempted by the pervasive scheme of federal
regulations governing the production, labeling, and
distribution of vaccines; (2) the Mazurs' action was barred

by Pennsylvania's two-year statute of limitations for tort

claims; and (3) Merck met its duty to warn by informing

All

Dr. Sharrar olf the risks associated with the MMR II
vaccine, and, alternatively, obligating the CDC to ensure
that the vaccine was administered by a physician or to
provide meanimgful warnings to vaccinees.

The District Court issued an opinion and order
denying Merck's motion for summary judgment on the
federal preempttion and statute of limitations issues. Mazur
v. Merck & Co. (Mazur I), 742 F. Supp. 239 (E.D. Pa.
1990). But it reserved judgment on the issue whether
Merck met its duty to warn, and instead allowed further
discovery and additional filings on this matter. Merck then
filed a supplemental motion for summary judgment, which
the District Court granted. Mazur v. Merck & Co. (Mazur
II), 767 F. Supp. 697.

Drawing, on its earlier opinion, the District Court
held that (1) Merck had a "duty to exercise reasonable care
to inform those for whose use [its MMR II vaccine] was

supplied of the ffacts which make it dangerous"; (2) Nurse

Al2

Frederick acted as a learned intermediary, because she
"made a considered medical judgment" as to which students
should be vaccinated on February 26, 1982; (3) the package
circular constituted an adequate warning; and (4) Merck
reasonably relied on the CDC to see that users were
informed of the risks of its MMR II vaccine directly. Jd.
Accordingly, the district court granted summary judgment

for Merck.’ This appeal followed.

II.

We have jurisdiction under 28 U.S.C. §1291. We

are required to address two novel issues of Pennsylvania

> Because the district court granted Merck's

supplemental motion for summary judgment, it did not
address the issue of proximate causation. Mazur I], 767 F.
Supp. at 698 n.1. At oral argument, Merck asserted that,
even assuming Merck breached its duty to warn, the Mazurs
have failed to establish that this breach was a proximate
cause of Lisa Mazur's condition. Because we conclude that
Merck satisfied its duty to warn as a matter of law, we do
not reach the issue of proximate causation.

Al3
products liability law: first, whether the learned

intermediary rule extends to a registered nurse who
supervises the vaccination of students as part of a city-wide
immunization program; and second; whether a vaccine
manufacturer may satisfy its duty to warn in the mass
immunization context by contractually obligating the CDC
to inform users of the risks of its vaccine directly.

Our review of the district court's thorough and
careful opinions and order granting summary judgment is
plenary. Erie Telecommunications, Inc. v. City of Erie, 853
F.2d 1084, 1093 (3d Cir. 1988). We apply the same
principles governing the district court's determination
whether to grant summary judgment:

[W]e must be convinced that the prevailing

party has successfully demonstrated "that

there is not genuine issue as to any material
fact and that the moving party is entitled to
judgment as a matter of law." Moreover, all

inferences must be drawn against the movant
... and in favor of the nonmovant.

Al4

Id. (citations omitted). Merck bears the "ultimate
burden of showing the absence of a genuine issue as to any
material fact." Gans v. Mundy, 762 F.2d 338, 343 (3d
Cir.), cert. denied, 474 U.S. 1010 (1985). But if this
standard is met, the burden shifts to the Mazurs to establish
a "genuine issue of materia! fact." Jd.

We apply Pennsylvania law and must predict how
the Pennsylvania Supreme Court would decide this case.
"The decisions of the Pennsylvania Superior Court, while
not controlling, are "indicia of how the [Pennsylvania
Supreme Court] might decide" the issue." Bohus v. Beloff,

950 F.2d 919, 924 (3d Cir. 1991) (quoting McNasby v.

Crown Cork & Seal Co., 888 F.2d 270, 281 (3d Cir. 1989)).

Al5

Our first task is to determine whether the district
court properly formulated Merck's duty to warn. As the
district court noted, "ordinarily" Pennsylvania courts impose
strict liability on manufacturers of products sold "in a
defective condition unreasonably dangerous to the user or
consumer" under section 402A of the Restatement (Second)

of Torts.* Mazur I, 742 F.Supp. at 251 (citing Jncollingo

* §402A. Special Liability of Seller of Product for
Physical Harm to User or Consumer.

(1) One who sells any product in a defective
condition unreasonably dangerous to the user or
consumer or to his property is subject to liability for
physical harm thereby caused to the ultimate user or
consumer, or to his property, if
(a) the seller is engaged in the business of
selling such a product, and

(b) it is expected to and does reach the user
Or consumer without substantial change in
the condition in which it sold.

(2) The rule stated in Subsection (1) applies
although

Al16

v. Ewing, 282 A.2d 206, 219 (PA. 1971)). Products sold
without adequate warnings of the risks attendant to their use
are considered defective. /d.; see Restatement (Second) of
Torts §402A cmt. h.

However, as the district court observed, "the strict
liability rules for prescription drugs, such as vaccines, are
somewhat different under Pennsylvania law." /d. These
products fall into the category of “unavoidably unsafe
products" set forth in comment K to section 402A of the

Restatement.’ Id. (citing Incollingo, 282 A.2d at 219).

(a) the seller has exercised all possible care
in the preparation and sale of his product,
and

(b) the user or consumer has not bought the
product from or entered into any contractual
relation with the seller.

Restatement (Second) of Torts §402A (1965). Section 402A
was adopted as the law of Pennsylvania in Webb v. Zern,
220 A.2d 853 (Pa. 1966).

> k. Unavoidably unsafe products. There are some
products which, in the present state of human knowledge,

Al7
"Such a product, properly prepared, and accompanied by
directions and warning, is not defective, nor is it
unreasonably dangerous." Restatement (Second) of Torts

§402A cmt. k.

are quite incapable of being made safe for their intended
and ordinary use. These are especially common in the field
of drugs. An outstanding example is the vaccine for the
Pasteur treatment of rabies, which not uncommonly ieads to
very serious and damaging consequences when it is
injected. . . . Such a product, properly prepared, and
accompanied by proper directions and warning, is not
defective, nor is it unreasonably dangerous. The same is
true of many other drugs, vaccines, and the like, many of
which for this very reason cannot be legally sold except to
physicians, or under the prescription of the physician... .
The seller of such products, again with the qualification that
they are properly prepared and marketed, and proper

(footnote no. 5 continued...)

warning is given, where the situation calls for it, is not held
to strict liability for unfortunate consequences attending
their use, merely because he has undertaken to supply the
public with an apparently useful and desirable product,
attended with a known and apparently reasonable risk.

Restatement (Second) of Torts §402A cmt. k.

Al8

With respect to "unavoidably unsafe products," the
district court said, the "strict liability principles of section
402A do not apply." Mazur I, 742 F. Supp. at 252.
Instead, the district court held that section 388 of the

Restatement (Second) of Torts® applies, regardless whether

° §388. Chattel Known to be Dangerous for Intended
Use.

One who supplies directly or through a third person
a chattel for another to use is subject to liability to

(footnote no. 6 continued...)

those whom the supplier should expect to use the
chattel with the consent of the other or to be
endangered by its probable use, for physical harm
caused by the use of the chattel in the manner for
which and by a person for whose use it is supplied,
if the supplier

(a) knows or has reason to know that the
chattel is or is likely to be dangerous for the
use for which it is supplied, and

(b) has no reason to believe that those for
whose use the chattel is supplied will realize
its dangerous condition, and

Al9

the plaintiff's failure to warn claim is founded in negligence
or strict liability. Under that section, "the supplier has a
duty to exercise reasonable care to inform those for whose
use the article is supplied of the facts which make it likely
to be dangerous." Jd. at 252 (quoting /ncollingo, 282 A.2d
at 220 n.8) (emphasis in original).

Thus, the district court concluded:

Since the Mazurs assert that Merck is both

strictly liable and liable for negligence in

failing to warn them of the dangers of the

MMR II inoculation, a liability analysis

under either theory will depend on whether

Merck complied with the "duty to exercise

reasonable care to inform" the Mazurs of

health risks associated with MMR II use.

Id. We agree.
Although the Mazurs apparently do not dispute that

— one eee . .

(c) fails to exercise reasonable care to
inform them of its dangerous condition or of
the facts which make it likely to be
dangerous.

Restatement (Second) of Torts §388 (emphasis added).

A20

they argue that the district court erred by failing to
distinguish between a prescription drug manufacturer's duty
to warn in strict liability as opposed to negligence.
According to the Mazurs, "[w]hen a particular product is
not accompanied by an adequate warning, the product is
defective and the manufacturer is strictly liable under
section 402A, regardless of the care which the manufacturer
took to ensure that proper warnings would accompany that
product."

Although adequacy of warning is relevant to the
determination whether a prescription drug manufacturer has
met its duty to warn, the Pennsylvania Supreme Court has
consistently formulated the prescription drug manufacturer's
duty to warn under the section 388 "reasonableness"
standard. The seminal case is /ncollingo v. Ewing. There
are the parents of a child who died after being administered
Chloromycetin, a broad spectrum antibiotic, brought a

negligent failure to warn claim against the prescription drug

A21

manufacturer. The Pennsylvania Supreme Court began its
analysis of the plaintiffs' failure to warn claim by looking
to section 402A of the Restatement. However, because it
found Chloromycetin to be an “unavoidably unsafe
product," the court held that section 388 of the Restatement
supplied the defendant's duty to warn. 282 A.2d at 22 &
n.8.’

The Mazurs contend that /ncollingo is inapposite
because the plaintiffs' failure to warn claim in that case was

founded in negligence, and the supreme court's conclusion

’ The Jncollingo court explained:

Since the strict liability rule of §402A is not
applicable, the standard of care required is
that sét forth in §388 of the Restatement
dealing with the liability of a supplier of a
chattel known to be dangerous for its
intended use. Under this section, the
supplier has a duty to exercise reasonable
care to inform those for whose use the
article is supplied of the facts which make it
likely to be dangerous.

282 A.2d at 220 n.8.

A22

that section 388 governed was based on the absence of a
strict liability claim. However, the Jncollingo court's
conclusion that section 402A of the Restatement did not
apply was based on its determination that Chloromycetin is
within the category of “unavoidably unsafe products," not
the absence of a strict liability failure to warn claim.
Therefore, because the MMR II vaccine is an "unavoidably
unsafe product," we believe /ncollingo is controlling here.

Baldino v. Castagna, 478 A.2d 807 (Pa. 1984), is
instructive. Although the underlying action in that case was
founded in negligence, the Pennsylvania Supreme Court
made clear that section 388 governs failure to warn claims
founded in strict liability:

In Jncollingo we held that, assuming proper

preparation and warning, a manufacturer of

drugs is not strictly liable for unfortunate

consequences attending the use of otherwise

useful and desirable products which are

attended with a kncwn but apparently

reasonable risk. /d. at 221. Rather, such a

manufacturer is liable only if he fails to
exercise reasonable care to inform those for

A23

whose use the article is supplied of the facts

which make it likely to be dangerous. Id. at

220 n.8 (citing section 388 of the

Restatement (Second) of Torts).
Id. at 810 (emphasis added). See also White v. Weiner, 562
A.2d 378, 384 (Pa. Super.) (applying section 388 to strict
liability failure to warn claim), aff'd without op., 583 A.2d
789 (Pa. 1991); McDaniel v. Merck, Sharp & Dohme, 533
A.2d 436, 445-46 (Pa. Super. 1987) (same). But cf.

Hartford Mut. Ins. Co. v. Moorhead, 578 A.2d 492 (Pa.

Super 1990).° Accordingly, we agree with the district

* In Hartford Mutual Insurance Co. the Pennsylvania
Superior Court distinguished between failure to warn claims
founded in negligence and strict liability on the ground that
a negligent failure to warn claim charges improper conduct
whereas a strict liability failure to warn claim charges a
defective product. 578 A.2d at 501. Significantly, the

product at issue in that case —- sulphur strips used for
making wine - is not within the category of "unavoidably
unsafe products" set forth by comment k to section 402A of
the Restatement (Second) of Torts. Therefore, the court had
no occasion to invoke the section 388 "reasonableness"
standard applied in J/ncollingo v. Ewing.

a

A24

The Pennsylvania Superior Court made this clear in
Hahn v. Richter, No. 00019, 1992 Pa. Super. LEXIS 275
(Pa. Super. Feb. 13, 1992). In that case the plaintiff
brought a failure to warn claim against the manufacturer of
Depo-Medrol, a corticosteroid prescribed to the plaintiff by
his physician. The jury returned a verdict for the

(footnote no. 8 continued...)

defendant, finding that it did not negligently fail to warn
users of the nsks of Depo—Medrol. The plaintiff appealed
on the ground that the jury should have been instructed
separately on failure to warn in strict liability, but the
Pennsylvania Superior Court affirmed. Because Depo-
Medrol is "unavoidably unsafe," the court said that "[t]he
standard of care to be applied in determining whether an
adequate and proper warning was provided in the
negligence standard of reasonable care." /d. at *4-7. One
judge dissented on the grounds that Hartford Mutual
Insurance Co., carved out a distinction between negligent
and strict liability failure to warn claims, and, in any event,
Depo-Medrol is not "unavoidably unsafe." Jd. at *7-15
(Del Sole, J., dissenting).

Courts in other jurisdictions have distinguished
between negligent and strict liability failure to warn claims
on a conduct/product basis, see, e.g., Petty v. United States,
740 F.2d 1428, 1440-41 (8th cir. 1984) (applying lowa
law), though commentators have criticized this distinction
as being based more on semantics than sound policy, see
Henderson & Twerski, Doctrinal Collapse in Products
Liability: The Empty Shell of Failure to Warn, 65 N.Y.U.L.
Rev. 265, 275-278 (1990); Keeton, The Meaning of Defect

A25

court that Merck's duty to warn users of the risks of its

MMR II vaccine is governed by section 388 of the

Restatement. The more difficult question is whether the

As the district court noted, it is established under
Pennsylvania law that a prescription drug manufacturer may
meet its duty to warn by providing an adequate warning to
a "learned intermediary," as opposed to the general public
or individual users. Mazur J, 742 F. Supp. at 252 (citing
Incollingo, 282 A.2d at 220). A learned intermediary is one

who exercises "individual medical judgment bottomed on a

in Products Liability Law - A Review of Basic Principles,
45 Mo. L. Rev. 579, 586-87 (1980). In any event, at least
in cases involving "unavoidably unsafe products," the
Pennsylvania Supreme Court has not distinguished between
a prescription drug manufacturer's duty to warn in
negligence versus strict liability.

A26
knowledge of both patient and palliative," but, according to
the district court, need not be a physician. /d. (quoting
Reyes v. Wyeth Lab., 498 F.2d 1264, 1276 (Sth Cir.), cert.
denied, 419 U.S. 1096 (1974)).

Where vaccine is not dispensed by a learned
intermediary, but to "all comers at mass clinics," courts in
other jurisdictions have said that "it is the responsibility of
the manufacturer to see that warnings reach the consumer,
either by giving warning itself, or by obligating the
purchaser to give warning." /d. at 253 (quoting Davis v.
Wyeth Lab., Inc., 399 F.2d 121, 131 (9th Cir. 1968)). This
has become known as the "mass immunization exception"
to the learned intermediary rule. But, as the district court
Observed, is better viewed as one context where the
prescription drug manufacturer is obligated to warn users
directly. Mazur II, 767 F. Supp. at 700.

The district court held that Merck met its section

388 duty to warn by providing an adequate warning (the

————————

A27

mackage circular) to a learned intermediary (Nurse
Frederick), and, in the alternative, by contractually
obligating the CDC to see that its MMR II vaccine was
administered by a physician or to provide meaningful
warnings to vaccinees. We must determine whether either

or both of these rulings are correct as a matter of law.

B. - LEARNED INTERMEDIARY

In Mazur I the district court predicted that "the
Pennsylvania courts . . . would hold that in appropnate
Circumstances a nurse can act as a learned intermediary,"
but left for trial the determination whether Nurse Frederick
acted as a learned intermediary under the facts here. 742
F. Supp. at 255. In Mazur II, however, the district court
found that "[{l]ooking at the totality of her qualifications and
what she did, it is clear that Nurse Frederick was acting as

a learned intermediary at the time of Lisa's inoculation."

A28
767 F. Supp. at 711. The Mazurs challenge this conclusion
both as a matter of law and fact.
The learned intermediary rule was first adopted by
the Pennsylvania Supreme Court in /ncollingo v. Ewing,
282 A.2d at 206. Under this rule,

It is the duty of the prescribing physician to
be fully aware of (1) the characteristics of
the drug he is prescribing, (2) the amount of
the drug which can be safely administered,
and (3) the different medications the patient
is taking. It is also the duty of the pre-
scribing physician to advise the patient of
any dangers or side effects associated with
the use of the drug as well as how and when
to take the drug. The warnings which must
accompany such drugs are directed to the
physician rather than to the _patient-
consumer as "[iJt is for the prescribing
physician to use his independent judgment,
taking into account the data supplied to him
from the manufacturer, other medical
literature, and any other sources available to
him, and weighing that knowledge against
the personal medical history of his patient,
whether to prescribe a given drug."

Cayle v. Richardson-Merrell, Inc., 584 A.2d 1383

(Pa. 1991) (quoting Makripodis v. Merrell-Dow

A29
Pharmaceuticals, Inc., 523 A.2d 374, 378 (Pa. Super. 1987)
(internal quotation omitted)). See also White v. Weiner, 562
A. 2d 378.

As the district court observed, courts in other
jurisdictions have held that nurses may act as learned
intermediaries under certain circumstances. See, e.g.,
Rohrbough v. Wyeth Lab., Inc. 719 F. Supp. 470 (N.D.W.

Va. 1989), aff'd, 916 F.2d 970 (4th Cir. 1990); Walker v.

* In White the Pennsylvania Superior Court explained
that

the rationale for th{e learned intermediary]
tule is obvious: It is the physician who has
the superior knowledge in the circumstances
because he or she is able to balance the risks
associated with the prescription drug against
its utility "in light of his [or her] personal
knowledge of the patient's medical history."

562 A.2d at 386 (quoting Leibowitz v. Ortho
Pharmaceutical Corp., 307 A.2d 449, 457 (Pa. Super.
1973)). See generally Rheingold, Products Liability — The
Ethical Drug Manufacturer's Liability, 18 Rutgers L. Rev.
947, 987 (1964) (discussing the policies underlying the
learned intermediary rule).

A30

Merck & Co., 648 F. Supp. 931 (M.D. Ga. 1986), aff'd
without op., 831 F.2d 1069 (11th Cir. 1987).’° To date,
however, no Pennsylvania court has recognized that anyone
Other than a physician may be a learned intermediary.

In two recent cases Pennsylvania courts have
declined to extend the learned intermediary | tule to
pharmacists. In Makripodis v. Merrell-Dow
Pharmaceuticals, Inc. the parents of a deformed infant
brought a products liability action against the manufacturer
of Bendectin, a prescription drug taken during the early
Stages of pregnancy to prevent nausea, and the pharmacy
from whom the plaintiffs purchased the drug. Among other
things, the plaintiffs alleged that the pharmacy "was strictly
liable in tort as Bendectin was a defective product,
unreasonably dangerous due to the absence of proper

warnings." 523 A.2d at 375. The trial court granted

© See infra note 18.

A31

summary judgment for the pharmacy, and the Pennsylvania
Superior Court affirmed on the ground that retail
pharmacists have no independent duty to warm patient-
consumers of the risks of prescription drugs they dispense.
Id. at 378.

The Superior Court reasoned that "the warnings
which are required to be given by the manufacturer must be
directed to the physician," because it is for the physician to
exercise his "independent medical judgment" to determine
which drugs should be prescribed given the patient's
medical history and _ condition. Id. Imposing an
"independent duty to warn" on pharmacists would ill serve
the purposes behind the learned intermediary rule, because
"the retail pharmacist is in most instances unfamiliar with
the medical history and condition of the patient-consumer
and, in any event, is not a physician, trained in the

diagnosis and treatment of diseases." Jd. Thus, warnings

by pharmacists "would be inadequate to enable the average

A32
consumer to evaluate the benefits and risks attendant to the
use of such drugs." /d. at 379.

The Pennsylvania Supreme Court adopted the
reasoning of Makripodis in Coyle v. Richardson-Merrell,
Inc. The facts of that case are almost identical to
Makripodis: the parents of a deformed infant brought a
products liability action against the manufacturer of
Bendectin and the pharmacy from whom the plaintiffs
purchased the drug. In Coyle, however, the plaintiffs did
not allege that the pharmacy was strictly liable for failure
to warn, but rather that it was strictly liable as the supplier
of a defective product."’ The trial court granted summary
judgment for the pharmacy, and the Pennsylvania Superior

Court and Supreme Court affirmed. 584 A.2d at 1384.

li

. As the Coyle court noted, "[i]t is not entirely clear
in what sense . . . the drug was defective beyond that it
allegedly carried a risk, of which no warning was given, of
causing the child of the pregnant woman for whom it was
prescribed of developing with malformed limbs." 584 A.2d
at 1386.

A33

The Supreme Court refused to impose strict liability
upon pharmacists for failure to warm. The plaintiffs’
argument, the court said, "g{a]ve scant attention to the rule
of Incollingo and its rationale." Jd. at 1386. For, "[u|nder
that rule, information about the risks of medicines is
provided to the person who most needs and can best
evaluate it-the physician-to be shared with and explained
to the patient in the context of his or her individual medical
circumstances." /d.

As the Court explained, under the distribution
system for prescription drugs, "[p]hysicians exercising
sound medical judgment act as intermediaries . . .,
preempting, as it were, the exercise of discretion by the
supplier—pharmacist, and, within limits, by the patient-
consumer." Jd. "{I]t is not the pharmacist on whom the
public ‘is forced to rely' to obtain the products they need,"

but rather the physician. Jd. at 1387. "Physicians act as

exclusive intermediaries." Jd.

A34

We find the Pennsylvania courts' reasoning in
Makripodis and Coyle instructive on whether the learned
intermediary rule extends to nurses’? under Pennsylvania
law. Like pharmacists, nurses generally are not capable of
providing the degree of individualized medical judgment
rendered by physicians, and are not authorized

independently to prescribe drugs.’ This is because nurses

'2 Pennsylvania law recognizes several types of health
care professionals, many of which might generically be
referred to as nurses. E.g., 49 Pa. Code §18.6 (1992)
(nurse—midwives); id. §18.21 (certified registered nurse
practitioners); id. §18.141 (physician assistants); id.
§21.145 (licensed practical nurses). We use the term
"nurse" here to refer to the "registered nurse," as defined by
63 Pa. Cons. Stat. Ann. § 213 (Purdon Supp. 1991) and 49
Pa. Code §§ 21.1 and 21.11 (1992).

'° The Pennsylvania Nursing Law explicitly excludes
from the "practice of professional nursing" "acts of medical
diagnosis or prescription of medical therapeutic or
corrective measures, except as authorized by rules and
regulations jointly promulgated by the State Board of
Medicine and the [State Board of Nursing]." 63 Pa. Cons.
Stat. Ann. § 212 (1); accord 49 Pa. Code § 21.1.
Specialized nurses, like the "certified registered nurse
practitioner," may “perform acts of medical diagnosis or
prescription of medical therapeutic or corrective measures,"

A35

are not required to undergo the ngorous medical training

4 As such, we

necessary to become a licensed physician.
do not believe "the rule of Jncollingo or its rationale"
extends to nurses. See Coyle, 584 A.2d at 1386.

To be sure, as the district court observed, nurses
often perform tasks "similar to" those performed by
physicians, and are therefore more like physicians than are
pharmacists. See Mazur I, 742 F. Supp. at 255. But these
tasks are typically performed under the supervision of, or in
collaboration with, physicians. For instance, registered
nurses may administer drugs to a patient, but only those

"ordered for that patient by a licerised doctor." 49 Pa. Code

§ 21.14 (1992). Likewise, immunization is a "proper

but only "in collaboration with and under the direction of
a physician licensed to practice in [Pennsylvania]." Jd.
§ 21.251.

'* Compare 49 Pa. Code § 17.1 (requirements for
license without restriction for medical doctors) with id. §§
21.21-.23 (requirements for license for certified registered
nurses). —

A36

function" of the registered nurse, but only if "[a] written
order has been issued by a licensed physician," and "[t]he
policies and procedures under which the registered nurse
may administer immunizing agents . . . have been
established by a committee representing the nurses, the
physicians and the administration of the agency or
institution." Jd. § 21.16.

At bottom it is the physician who is required to
make the individualized medical judgment of what
treatment to administer in a given instance, and it is the

physician who is ultimately held accountable for that

decision.” | Thus, in the distribution system for

'S As the District Court noted, 42 Pa. Cons. Stat. Ann.
§ 8334(a) (1982) extends a limited grant of immunity from
liability to both physicians and nurses who administer
vaccines in the mass immunization context. Although this
provision may be further evidence that physicians and
nurses act alike in certain respects, we do not find it
dispositive of the issue whether nurses may be learned
intermediaries under Pennsylvania law.

A37

prescription drugs warnings are directed to physicians and
not nurses or pharmacists. "{I]nformation about the risks of
medicines is provided to the person who most needs and
can best evaluate it-the physician—to be shared with and
explained to the patient in the context of his or her
individual medical circumstances." Coyle, 584 A.2d at
1386.

Accordingly, we do not believe the Pennsylvania

Supreme Court would extend the learned intermediary rule

As we have noted, courts have formulated different
liability rules in the mass immunization context. See Davis
v. Wyeth Lab., Inc., 399 F.2d at 131. The principal reason
for the so-called mass immunization exception to the
learned intermediary rule is that when vaccines are
administered under "clinic-like" conditions, it is difficult,
if not impossible, to render the type of individualized
medical care required of the learned intermediary. See id.
Therefore, although 42 Pa. Cons. Stat. Ann § 8334(a) may
be evidence that nurses act like physicians in the mass
immunization context, we doubt it reflects a legislative
judgment that nurses act like learned intermediaries in the
mass immunization context. Of course, it remains to be
seen whether the immunization program here is within the
mass immunization exception. We examine this issue infra
Part II(C).

A38

to nurses. But even assuming there are circumstances in
which a nurse may act as a learned intermediary under
Pennsylvania law, we do not think it can be said, as a
matter of law, that Nurse Frederick acted as a learned
intermediary under the facts here.’°

The district court found that, based on the "totality
of her qualifications and what she did, it is clear that Nurse
Frederick was acting as [a] learned intermediary at the time
of Lisa's inoculation." Mazur II, 767 F. Supp. at 711. It
explained:

Nurse Frederick had the required general education,

experience, and authority. She had specialized

knowledge concerning the proposed treatment to be

administered. She had read the Important

Information Statement on at least two occasions

before the vaccines were administered. She had
_ particularized understanding of measles, mumps, and

'© Merck asserts that Dr. Sharrar acted as a learned
intermediary as well. For the reasons articulated by the
district court, see Mazur I, 742 F. Supp. at 253-54, we find
this argument untenable. Therefore, we limit our analysis
to the question whether Nurse Frederick acted as a learned
intermediary. ;

———————————E

A39

rubella; their symptoms and complications; and the
vaccines intended to prevent them. She knew of the
more common side effects of those vaccines.
Specifically, she was aware that encephalitis could
follow the measles virus and the measles vaccine. .
. . She was an experienced medical professional
with specific training as to the vaccine in question.
In sum her knowledge of the "palliative" was
sufficient. She was knowledgeable as to health
issues of school-age children. Parents relied upon
her expertise to aid them when they had questions
concerning the school health programs and their
child's needs. She reviewed the records of the
children at the Morrison school and made
individualized decisions concerning each of them.
On February 26, 1982, Nurse Frederick checked the
students, including Lisa, for visible signs of illness.
Ultimately, Nurse Frederick “made a considered
medical judgement," and permitted Lisa to receive
her MMR II vaccine.

Id. (citations omitted). We disagree.
Although Nurse Frederick is unquestionably

qualified as a registered nurse, we cannot agree that she
possesses the minimum qualifications and experience
required of the learned intermediary. Nurse Frederick
stated herself that the "emphasis" of her formal education

was on "education" rather than "nursing." As part of her

training to become a registered nurse, she learned how to

A40

administer vaccines. But although Nurse Frederick had
some classes in medication, she was never trained in
weighing the risks and benefits of vaccination in a given
instance. In 1980 Nurse Frederick attended a one-year,
nurse practitioner program at the University of
Pennsylvania. But this program centered on physical
examinations of children, and did not include detailed
instruction On immunization or pediatric diseases.

Although Nurse Frederick is experienced in
administering and dispensing drugs, she is not authorized to
prescribe drugs. When Nurse Frederick dispensed drugs as
part of a pediatric course she took at Philadelphia General
Hospital, she did so only pursuant to "doctor's orders." As
a school nurse, Nurse Frederick may only dispense Tylenol
to children.

Nurse Frederick is capable of describing the

symptoms of measles, and is aware that various side effects

and complications can result from inoculation with measles,

A41

mumps, and rubella vaccines. However, at the time Lisa
Mazur was vaccinated, Nurse Frederick was unaware that
SSPE is a possible complication of measles vaccine.
Moreover, as the district court noted, Nurse Frederick was
unable to 'state how a virus travels through the body, how
a virus causes illness, or how a vaccine prevents illness."
Mazur IT, 767 F. Supp. at 709. Likewise, although she was
aware that children running fevers should not be vaccinated.
Nurse Frederick was unable to explain why, and said that
in such a case she would refer the child to a physician.
Nurse Prederick’s only knowledge of the MMR II
vaccine was obtained from her participation in the city's
immunization program, and in particular, the Important
Information Statement, which she reviewed at least twice.
Nurse Frederick does not remember reading the package
circular, though she was aware that it came with each vial
of MMR II vaccine. Moreover, although she had "access"

to vials of MMR II vaccine on the day it was administered

A42

to students at the Morrison School, Nurse Frederick said
that the "vaccines were not in her hands" and "were entirely
managed by the Department of Health Technician.""’

Accordingly, we do not believe Nurse Frederick
possessed the cumulative medical knowledge and
experience necessary to make an individualized judgment as
to which students should have been vaccinated on February
26, 1982, let alone to recognize the "characteristics" of the
MMR II vaccine, determine "the amount of the drug which

[could] be safely administered" and assess "the different

medications the patient is taking." See Makripodis, 523

'7 We agree with the district court that, for purposes of
determining whether Merck met its duty to warn by
providing an adequate warning to a learned intermediary, it
is immaterial whether Nurse Frederick actually read the
package circular so long as it was made available to her.
Mazur II, 767 F. Supp. at 712-13. However, the fact that
Nurse Frederick may have never reviewed the package
circular is relevant to the determination whether she acted
as a learned intermediary on the day Lisa Mazur was
inoculated, and we must assume at this stage that Nurse
Frederick was not familiar with the package circular's
contents.

A43
A.2d at 378. Nor do we think she acted like a learned

intermediary that day.

Although Nurse Frederick virtually ran the
immunization program at the Morrison School, our focus
here is on how she acted the day Lisa Mazur was
inoculated. As we have noted, Nurse Frederick took each

student's permission form, checked it against her health

records, and informed the technician which vaccine to
administer. In addition to cross-checking records, Nurse
Frederick said that "one of [her] jobs . . . [was] to be kind
of eyeballing the boys and girls to see whether they looked
ill that day or if there was some reason they should not get
the vaccine." She elaborated that, as students passed by
her, she examined their "overall appearance," looking for
"obvious things” such as signs of lethargy, runny eyes and
noses, coughing and sneezing, and, sometimes, asked them
how they felt or put her arm around them. Nurse Frederick

did not ask students whether they were on medication that

ile

A44

day, and does not remember whether she turned any
students away because of their "overall appearance."

As the Court of Appeals observed in Reyes v. Wyeth
Laboratories, the "choice . . . [of the learned intermediary]
is an informed one, an individualized medical judgment
bottomed on a knowledge of both patient and palliative."
498 F.2d at 1276. Nurse Frederick had sufficient
knowledge of neither patient nor palliative. As a result, she
was incapable of rendering an individualized medical
judgment as to which students should be vaccinated. This
is not to say that Nurse Frederick did not perform her job
on the day Lisa Mazur was inoculated, only that she did not
act as a learned intermediary between Merck and vaccinces.

Accordingly, we cannot agree, as a matter of law,

facts here."® Because we conclude that Nurse Frederick

'8 The cases in which courts in other jurisdictions have
extended the learned intermediary rule to nurses are not to

A45

the contrary. See text accompanying supra note 10. In
Rohrbough v. Wyeth Laboratories, Inc. the district court
applied the learned intermediary rule to a nurse who
administered a vaccination to the plaintiff in a public health
clinic. The court noted that the plaintiff "did not receive
(her vaccination] as a part of a mass vaccination program
but after talking with the Registered Nurse who ultimately

(footnote no. 18 continued...)

made a considered medical judgment and administered the
shot." 719 F. Supp. at 478. Moreover, the plaintiff in that
case neither contended that the nurse was not "sufficiently
experienced to be a ‘learned intermediary" nor argued that
"she was not apprised of the risks associated with the .. .
vaccine. Id.

In Walker v. Merck & Co. the district court held that
the learned intermediary exception applied to nurses under
Georgia law. That case involved the administration of the
MMR II vaccine to a pregnant high school student as part
of a county-wide immunization program similar to
Philadelphia's program here. The plaintiff "received [her]
MMR II injection from a licensed practical nurse who was
aware of the risks associated with MMR II, particularly the
risks for pregnant females, and who stated that she had read
and understood the circular accompanying the MMR II."
648 F. Supp. at 934. In addition, the nurse who
administered the vaccine, who had experience as a licensed
practical nurse but no specialized training in vaccination,
"stated unequivocaHy" that before she administered the
vaccine to the plaintiff she explicitly asked her whether she
was sexually active and whether there was a possibility she

A46

was not a learned intermediary, we do not address at this
point whether the package circular constituted an adequate

warning.” Instead, we must next determine whether

was pregnant. /d. at 933.

In finding the learned intermediary rule applicable,
the Walker court relied squarely on a Georgia Court of
Appeals decision, Singleton v. Airco, Inc., 314 S.E.2d 680
(Ga. App. 1984), which extended the learned intermediary
rule to nurses under Georgia law. The plaintiff in Singleton
(footnote no. 18 continued...)

died after developing malignant hyperthermia, a known
adverse effect of an anesthetizing agent manufactured by
the defendant. The court found the "drug insert warnings
adequate for the use of a professional trained in the
administration of anesthesia, and that the [defendant was]
not in any way responsible for [the plaintiff's] death." /d.
at 682. Significantly, the nurse who administered the
anesthesia to the plaintiff had written a paper on malignant
hyperthermia while she was studying to become an
anesthesiologist, and "was familiar with the drug inserts and
stated that she made a hobby of collecting this information
while she was a student." Jd. See also Holley v. Burroughs
Wellcome Co., 330 S.E.2d 228 (N.C. App. 1985) (extending
learned intermediary rule to nurse/anesthesiologist under
similar facts), aff'd, 348 S.E.2d 772 (N.C. 1986).

'9 As we have noted, to meet its duty to warn under
the learned intermediary rule, a prescription drug
manufacturer must provide an adequate warning to a

pian

A47

Merck was obligated to warn users of the risks of its MMR
II vaccine directly under the mass immunization exception

to the learned intermediary rule.

Oe
Although it determined that Nurse Frederick was a
learned intermediary, the district court assumed, for
purposes of argument, that she was not and went on to
consider whether the mass immunization exception is
applicable here. It found that exception inapplicable,

because "there was no evidence Merck foresaw that no

learned intermediary. /ncollingo v. Ewing, 282 A.2d at 220.
Because we conclude, as a matter of law, that Nurse
Frederick did not act as a learned intermediary under the
facts here, it is not necessary to decide whether the package
circular constitutes and adequate warning. We address the
adequacy of the package circular infra Part II(D), however,

(footnote no. 19 continued...)

in determining whether Merck satisfied its duty to warn by
contractually obligating the CDC to warn users directly.

A48

learned intermediary would be present at inoculation, the
Health Department program was not large enough tc be a
mass immunization program, and the vaccine was not
dispensed to "all-comers." Mazur I, 742 F. Supp. at 257.
We disagree.

As we have discussed, where vaccine is not
dispensed on the basis of an individualized medical
judgment but to "all comers at mass clinics," courts in other
jurisdictions have held that "it is the responsibility of the
manufacturer to see that warnings reach the consumer,
either by giving warning itself, or by obligating the
purchaser to give warning." Davis v. Wyeth Lab., Inc., 399
F.2d at 131. The Pennsylvania Supreme Court has yet to
address the applicability of this so-called mass

immunization exception under Pennsylvania law. However,

we assume, for purposes of our analysis here, that it would

A49

adopt the reasoning of the mass immunization cases under

the appropriate circumstances.”

0 The Pennsylvania Supreme Court has yet to be
presented with a situation where the mass immunization
exception would apply. However, it has adhered to the

(footnote no. 20 continued...)

"rule of Jncollingo [and] its rationale," Coyle, 584 A.2d at
1386, the mass immunization exception has been accepted
in other jurisdictions, and there is no contrary authority
under Pennsylvania law.

In Taurino v. Ellen, 579 A.2d 295 (Pa. Super. 1990),
the Pennsylvania Superior Court held that the manufacturer
of Loestrin, an oral contraceptive, was not liable for failing
to warn users directly where that drug was dispensed at a
women's clinic by an employee who was not a physician.
However, this holding was premised on the assumption that
the "manufacturer ha[d] no reason to know that this w[ould]
occur," Jd. at 928, and, as we discuss above, the
applicability of the mass immunization exception tums on
the foreseeability that a vaccine will be dispensed without
a learned intermediary present. Therefore, Taurino is
inapposite.

In any event, because we conclude infra Part II(D)
that Merck satisfied any duty it had to warn users directly
by contractually obligating the CDC to warn vaccinees of
the risks of its MMR II vaccine, we need not decide the
applicability of the mass immunization exception under
Pennsylvania law.

ASO

As we have noted, the mass immunization exception
is better thought of as one context where a prescription
drug manufacturer is obligated to warn users directly of the
facts which make its product dangerous. That is, it restores
the prescription drug manufacturer's duty to warn users
directly, which is satisfied indirectly where the prescription
drug manufacturer provides an adequate warning to a
learned intermediary, because the rationale supporting the
learned intermediary rule buckles where prescription drugs
are dispensed without an individualized medical balancing
of the risks and benefits to the user. The seminal cases on
the mass immunization exception to the learned
intermediary rule, Davis v. Wyeth Laboratories, Inc. and
Reyes v. Wyeth Laboratories, are instructive.

In Davis the plaintiff contracted polio after being
vaccinated for that disease as part of a nationally sponsored
immunization program, and sued the manufacturer of the

vaccine for, among other things, failure to provide an

AS1

adequate warning. The jury returned a verdict for the

defendant, but the court of appeals reversed on the ground

that "the manufacturer [had] a duty to warn the consumer

(or make adequate provision for his being warned) as to the

risks involved." 399 F.2d at 130.

The Davis court explained:

Ordinarily in the case of prescription drugs
warning to the prescribing physician is sufficient.
In such cases the choice involved is essentially a
medical one involving an assessment of medical
risks in the light of the physician's knowledge of his
patient's needs and susceptibilities. Further it is
difficult under such circumstances for the
manufacturer, by label or direct communication, to
reach the consumer without a warming. A warning
to the medical profession is in such cases the only
effective means by which a warning could help the
patient.

Here, however, although the drug was denominated

@ prescription drug it was not dispensed as such. It was

dispensed to all comers at mass clinics without an

individualized balancing by a physician of the risks

involved. In such cases... warning by the manufacturer

—

A52

to its immediate purchase will not suffice. The decision
(that on balance and in the public interest the personal risk
to the individual was worth taking) may well have been that
of the medical society and not that of [the manufacturer].
But just as the responsibility for choice is not one that the
manufacturer can assume for all comers, neither is it one
that he can allow his immediate purchaser to assume. Jn
such cases, then, it is the responsibility of the manufacturer
to see that warnings reach the consumer, either by giving
warning itself or obligating the purchaser to give warning.
Id. at 130-31. (emphasis added).

In Reyes the Court of Appeals adopted the reasoning
of Davis on similar facts. The plaintiff in that case
contracted polio slightly more than two weeks after she was
vaccinated for that disease at a county health clinic. The
vaccine was administered by a registered nurse; no
physician was present. The nurse who administered the

vaccine said that she read the package circular

. |

AS3

accompanying the vaccine, but did not warn the plaintiff of
the risks of vaccination.

The plaintiff sued the manufacturer of the vaccine
for, among other things, failure to warn. The defendant
argued that it met its duty to warn by inserting an adequate
warning — the package circular — in the vials of vaccine,
and that Davis was distinguishable because (1) whereas the
plaintiff in Davis was vaccinated as part of a mass
immunization program, the plaintiff in Reyes was
vaccinated at her parents’ request; (2) whereas the plaintiff
in Davis was vaccinated by a pharmacist, the plaintiff in
Reyes was vaccinated by a "public health nurse"; (3)
compared to the defendant in Davis, it "played a reiatively
passive role" in the national immunization program; and (4)
unlike the defendant in Davis, it "had no knowledge that the
vaccine would not be administered as a prescription drug."

498 F.2d at 1277.

AS4

The Reyes court found the defendant's arguments
unpersuasive. Embracing the rationale of Davis, the court
first observed that "[w]here there is no physician to make
an ‘individualized balancing . . . of the risks,’ . . . the very
justification for the [iearned intermediary rule] evaporates."
Id. at 1276 (quoting Devis, 399 F.2d at 131). The court
then rejected the defendant's attempt to distinguish Davis on
the facts presented.

None of the asserted grounds for distinguishing
Davis justifies a different result here. The first two
arguments are admittedly distinctions between Davis
and the instant controversy, but they have no
bearing on the rationale of the Davis opinion.
Whether vaccine was received during a mass
immunization program or an on-going program
whether it was administered by nurse or pharmacist,
it was, in both cases, dispensed without the sort of
unindividualized medical balancing of the risks to
the vaccinee that is contemplated by the prescription
drug exception.

The third and fourth asserted reasons for
distinguishing Davis from this case are essentially the same:

[the defendant] took no active part in the vaccination

}
3

AS5

process here, and did not know that its vaccine would be
dispensed without procedures appropriate for distribution of
prescription drugs. Were we to conclude that [the
defendant] neither knew nor had reason to know that its
vaccine would be dispensed without prescription dmg
safeguards, we might be able to hold that the rationale in
Davis is inapplicable here. But [the defendant] had ample
reason to foresee the way in which its vaccine would be
distributed. Jd. at 1277 (emphasis added). The Court
concluded that the defendant "was required to warn
foreseeable users, or see that the Texas Department of
Health” warned them." /d.

As Davis, and particularly Reyes, suggest, it is not
the size of the immunization program which dictates

whether the mass immunization exception is applicable, but

71 Like the CDC here, the Texas Department of Health
had purchased the polio vaccine from the defendant in
Reyes, and shipped it to county health authorities for
distribution. 498 F.2d at 1270.

A56

rather whether the vaccine was dispensed without an
individualized medical balancing of the risks and benefits
of inoculation and the foreseeability that the vaccine would
be dispensed in this manner.” The scope of the
immunization program is, of course, relevant to the
determination whether it is foreseeable that a vaccine will
be dispensed under "clinic-like" conditions, but it is not
controlling. Therefore, we cannot agree that the size of the
city's immunization program alone, which initially involved

a pool of some 300,000 potential vaccinees city-wide,

~ The cased cited by the district court in which courts
have construed the mass immunization exception narrowly
are not to the contrary. See Mazur J, 742 F.2d at 255. As
we have noted, in Walker v. Merck & Co., 648 F. Supp. at
934, the district court found that the nurse who
administered the vaccine was a learned intermediary.
Therefore, it follows that the mass immunization exception
was not applicable. See supra note 18. Likewise, in Petty
v. United States, 740 F.2d at 1440 (emphasis added), the
court of appeals opined: "The duty to warn is imposed on
the manufacturer and in a mass-immunization context,
where there is no learned intermediary, the duty extends to
the ultimate recipient of the vaccine.”

AS7

precludes the application of the mass immunization
exception here.

We have already determined that the MMR II was
not dispensed by a learned intermediary on the day Lisa
Mazur was inoculated. Students were led into the
gymnasium at the Morrison School and vaccinated in
"assembly line" fashion: no individualized medical
judgment was rendered as to which students should be

vaccinated that day.~ Cf. Hurley v. Lederle Lab., 863

* Merck argues that the mass immunization exception
is inapplicable, because about two-thirds of the 300,000
students originally eligible for the «y's immunization
program had ben. weeded out by the time the MMR II
vaccine was actually administered. However, as the Mazurs
point out, these students were excused largely on the basis
of an administrative process of elimination. That is, the
vast majority of these students were eliminated because of
medical records revealing that they had already been

(footnote no. 23 continued...)

vaccinated. With respect to the remaining 100,000 students,
or at least those who attended the Morrison School, there
was no individualized medical judgment made as to who
should be inoculated. Our focus here is on these students.

AS58
F.2d 1173 (Sth Cir. 1988).% Therefore, the pertinent

inquiry here is whether Merck knew or had reason to know

that its vaccine would be dispensed in this manner.

** In Hurley the recipient of a whooping cough vaccine
and his parents sued the manufacturer of the vaccine for,
among other things, failure to provide an adequate warning.
The plaintiffs contended that the vaccine was administered
in “a 'clinic-like' atmosphere," and that the mass
immunization exception was thus applicable. 863 F.2d at
1178. The Court of Appeals disagreed:

We are convinced ... the . . . mass immunization
exception . . . is not applicable. Unlike Reyes, here the
child's personal physician prescribed the shot, and the
vaccine was administered under the supervision of the
physician in his office by his nurse. In short, there is no
question whatsoever but that a _ patient-physician
relationship existed before and at the time the immunization
was given. Indeed, Dr. Lanier testified that he had actually
examined the child. Moreover, the Hurleys admitted in
their complaint that the vaccine was administered under the
direction and control of Dr. Lanier.

Id. (emphasis added). By contrast, no patient—
physician relaonship ever exisied as to Lisa Mazur ai tic aioeiad seal all he d
she was inoculated.

AS9

Prescription drug manufacturers are charged with
knowledge of the distribution system in which their
products are sold. As the Reyes court noted:

A drug manufacturer is held to the skill of an expert

in his field, and is presumed to possess an expert's

knowledge of the arts, materials, and processes of

the pharmaceutical business. Included in such

expertise must be a familiarity with practices and

knowledge common in the drug industry as to

distribution and administration of pharmaceutical

products.
498 F.2d at 1277 (footnote omitted). See also Hoffman v.
Sterling Drug, Inc., 485 F.2d 132, 146 (3d Cir. 1973)
(noting that under Pennsylvania law drug manufacturers °
"must be charged with knowledge of the workings of the
distribution system by which they chose to state the
dangerous effects of [drugs they manufacture] and the
short—comings therein").

Merck sold its MMR II vaccine to the CDC for use
by state and local health agencies. Although Merck

contractually obligated the CDC to warn users directly, it

——

A60

did not require it to ensure that a learned intermediary
would be present. Rather, it gave the CDC the option of
seeing that its MMR II vaccine was administered by a
physician or providing meaningful warnings to vaccinees.
From the beginning, it was apparent that the CDC intended
to comply with the duty to warn provision of its purchase
contract with merck by developing the Important
Information Statement. The CDC made no attempt to
ensure that the MMR II vaccine was administered by a
learned intermediary. Indeed, as we have noted, although
health care professionals like Nurse Frederick had access to
the package circular, no provision was made by either the
CDC or Merck to see that they read them. Therefore, we
cannot agree, as a matter of law, that there was no reason
for Merck to foresee that its MMR II vaccine would be

dispensed without an individualized medical balancing of

the risks and benefits of inoculation.

A6él

Because we believe the MMR II vaccine was
dispensed under "clinic-like" conditions on the day Lisa
Mazur was inoculated and it was foreseeable that the
vaccine would be dispensed in this manner, we conclude
that the mass immunization exception is applicable here,

thus obligating Merck to warn users of the risks of its

vaccine directly. The only question remaining is whether
a .

D.

According to the district court, "Merck is not
responsible for Lisa's injuries if it acted reasonably when it
contracted with the CDC and relied upon its guarantee that
the MMR II vaccine would be administered by a physician

or after a meaningful warning had been provided to Lisa or

EE

A62

her parents." Mazur II, 767 F. Supp. at 701. Because it
found that Merck reasonably relied on the CDC to draft the
Important Information Statement and disseminate it to
vaccinees, the district court held that "Merck exercised
reasonable care to be sure the Mazurs were informed
directly of the risks of MMR II vaccinations. Jd. at 708.
We agree.

As we have discussed, in Davis v. Wyeth
Laboratories, Inc. the Court of Appeals held that, in the
mass immunization context, "it is the responsibility of the
manufacturer to see that warnings reach the consumer,
either by giving warning itself or by obligating the
purchaser to give warning.” 399 F.2d at 131. Accord
Reyes v. Wyeth Lab., 498 F.2d at 1276 (holding that, where
no learned intermediary is present, "the manufacturer is
required to warn the ultimate consumer, or to see that he is

warned"). Although it is clear Merck itself made no effort

to warn vaccinees directly, it did contractually obligate the

CDC to do so. Therefore, we must determine whether a

A63

vaccine manufacturer may meet its duty to warn under
Pennsylvania law by obligating the CDC to warn users
directly where the learned intermediary rule in inapplicable.

As the district court observed, in Berkebile v.
Brantly Helicopter Corp., 337 A.2d 893, 903 (Pa. 1975), a
plurality of the Pennsylvania Supreme Court stated that
"(t]he duty to provide a non-defective product is non-
delegable," and, as we have noted, an inadequate warning
renders a product defective. Relying on Berkebile, the
Mazurs argue that Merck cannot "delegate"™ its duty to
warn under Pennsylvania law to the CDC by contractually

obligating it to warn users directly. We disagree.

2% The District Court drew_a distinction between

"delegating" one's duty to warn and "assigning" it. See
Mazur I, 742 F. Supp. at 260 n.28. Because we believe
Berkebile is inapposite for the reasons we express above,
| Gnd j lore the diff '

i . i . f i . i P .
law.

A6é4

Berkebile is first, and foremost, a section 402A case, and is
inapposite here.

The plaintiff in Berkebile, the wife/executrix of a
man killed in a helicopter crash, brought suit against the
manufacturer of the helicopter under section 402A of the
Reseatement (Second) of Torts alleging, among other things,
failure to warn. In discussing the defendant's duty to warn,
the Supreme Court distinguished between the manufacturer's
duty to warn in negligence, which is governed by the
“reasonable man standard," 337 A.2d at 902 (citing Thomas
v. Arvon Prods. Co., 227 A.2d 897 (Pa. 1967)), and the
manufacturer's duty to warn in strict liability which is "to
provide [adequate] warnings in a form that will reach the
ultimate consumer and inform of the risks and inherent
limits of the product," id. at 903.

As we have explained, although the Mazurs' failure

to warn claims were founded in both negligence and strict

liability, Merck's duty to warn is governed by section 388

A65

of the Restatement because the MMR II vaccine is an
“unavoidably unsafe product." Under that section, Merck
has a duty "to exercise reasonable care to inform those for
whose use the article is supplied of the facts which make it
likely to be dangerous." Incollingo v. Ewing, 282 A2Qd at
220 n.8. The commentary to section 388 recognizes that,
in Certain instances, a manufacturer may meet its duty to
warn by entrusting the communication of warnings to third
persons.
Comment / to section 388 provides:

The supplier's duty is to exercise reasonable
care to inform those for whose use the
article is supplied of dangers which are
peculiarly within his knowledge. Jf he has
done so, he is not subject to liability, even
though the information never reaches those
for whose use the chattel is supplied. The
factors which determine whether the supplier
exercises reasonable care by giving this
information to third persons through whom
the chattel is supplied for the use of others,
are stated in Comment n.

Restatement (Second) of Torts §388 cmt. l(emphasis added).
Comment n to section 388 provides in part:

A66

Giving to the third person through whom the
chattel is supplied all the information
necessary to its safe use is not in all cases
sufficient to relieve the supplier from
liability. It is merely a means by which this
information is to be conveyed to those who
are to use the chattel. . . . [I]t is obviously
impossible to state in advance any set of
tules which will automatically determine in
all cases whether one supplying a chattel for
the use of others through a third person has
satisfied his duty to those who are to use the
chattel by informing the third person of the
dangerous character of the chattel, or of the
precautions which must be exercised in
using it in order to make its use safe. There
are, however, certain factors which are
important in determining this question.
There is necessarily some chance that
information given to the third person will
not be communicated by him to those who
are to use the chattel. This chance varies
with the circumstances existing at the time
the chattel is turned over to the third person,
or permission is given to him to allow others
to use it. These circumstances include the
known and knowable character of the third
person and may also include the purpose for
which the chattel is given. . . [T]he care
which must be taken always increases with
the danger involved. . . .

Id. §388 cmt. n (emphasis added).

A67

Accordingly, we believe a vaccine manufacturer may

by obligating the CDC to warn users directly if it informs

| ie oa

and reasonably relies on it to communicate such

information to users in lay terms. But cf Petty v. United

States, 740 F.2d 1428 (8th Cir. 1984).* The

* In Petty the plaintiff filed suit against the federal
government in negligence and strict liability for, among
other things, failure to warn of the risks of a swine flu
vaccination he received. The District Court found the
government liable under Iowa law, and the Court of
Appellees affirmed. Among other things, the Petty court
rejected the government's argument that it statutorily
assumed the vaccine manufacturer's (Merrill—National) duty
to warn users directly:

We recognize that the government has attempted to
statutorily assume the duty to warn the vaccinees,
however, we do not find that this delegation thereby
relieves the manufacturer from liability for any
resulting inadequacy of the warming. The duty to
wam is imposed on the manufacturer and in a
mass-immunization context, where there is no
learned intermediary, the duty extends to the
ultimate recipient of the vaccine. Delegation of the
duty does not, in itself, relieve the manufacturer of

aaa

A68

manufacturer's responsibility is continuous, and it must
therefore apprise the CDC of any risks it later discovers or,

in the exercise of reasonable care, should have discovered.

its obligation, nor should it insulate the |
manufacturer from liability for deficiencies in the |
manner in which the chosen intermediary effectuates
the manufacturer's duty. Although on the side lines,
Mermill-National is assumed to have had the
knowledge of the warning issued and to have had
the ability to affeet the warning.

740 F.2d at 1440. Because the Court found the
government's warming, disseminated in the form of an
Important Information Statement, inadequate, it held that

(footnote no. 26 continued...)

Merrill-National was strictly liable for failure to warn
under Iowa products liability law. Jd. at 1441.

Significantly, Iowa law adheres to a formal
product/conduct distinction in evaluating failure to warn
claims founded in negligence and strict liability. Jd. at
1440; see supra note 8. Accordingly, the Petty court
formulated Merrill—National's duty to warn under Section
402A of the Restatement (Second) of Torts. As we have
discussed, in the prescription drug context, the Pennsylvania
Supreme Court law applies the Section 388 duty to warn
regardless whether the plaintiff's failure to warn claim is
founded in negligence or strict liability. Therefore, Petty is
inapposite.

ial i allel alien

Telied on the CDC to warn users directly tums on the

foreseeability that vaccinees will not be adequately wamed.

Because the uninformed use of vaccines can be life-
threatening, vaccine manufacturers must be held to a high
Standard of care where they choose to obligate the CDC to
warn users directly.’

All that remains to be decided is whether Merck
Satisfied its duty to warn, as a matter of law, under the facts
here. To answer this question, we must first determine
whether Merck properly informed the CDC of the facts
which make its MMR II vaccine dangerous. We focus here
on the adequacy of the package circular contained in each

vial of MMR II vaccine shipped to the CDC for distribution

*” Our analysis here is limited to the Situation where a
vaccine manufacturer obligates the CDC to wam users
directly. We need not address whether it would be
reasonable for a vaccine manufacturer to rely On another
supplier.

A70

in the public health sector.% Our inquiry is guided by the
traditional tort analysis of adequacy of warning.

Under Pennsylvania law the determination whether
a warming is adequate is a question of law. Mackowick v.
Westinghouse Elec. Corp., 575 A.2d 100, 102 (Pa. 1990).
Adequacy of warnings "should be considered with a view
to all the evidence." Berkebile, 337 A.2d at 902. |
Adequacy of wamings is determined on the basis of the
information that was known or knowable at the time the
cause of action accrued. Leibowitz v. Ortho Pharmaceutical
Corp., 307 A.2d 449, 458 (Pa. Super. 1973). Warnings that
meet federal drug labeling requirements are afforded some
deference. White v. Weiner, 562 A.2d at 383.

In Mazur I, the district court determined that the

package circular was adequate in all respects except for the

* By focusing on the package circular, we do not
Suggest that there are not other ways in which a vaccine
manufacturer might inform the CDC of the facts which
make its vaccine dangerous.

——— °°

A71

revaccination statement. Because that "statement provide[d]
no information about the potential risks associated with
revaccination," the Court found that there was a genuine
issue of material fact as to the adequacy of the package
circular's warning. 742 F. Supp. at 258. In Mazur JI
however, the Court concluded that the package circular,
and, in particular, its revaccination paragraph, was adequate
as a matter of law based on the state of medical knowledge
in 1982, the year Lisa Mazur was inoculated. 767 F. Supp.
at 713. We agree with the district court for the reasons it
expressed.

We limit our discussion here to the Mazur's novel
Challenges to the adequacy of the package circular on
appeal. They contend that the package circular improperly
recommends the use of the MMR II vaccine for those over
the age of eight years, despite the lack of clinical studies

establishing that the vaccine could be safely administered

to "adults." However, as Merck notes, the Mazurs have not

“ A72

pointed to any scientific evidence (available in 1982 or
since then) in the record indicating that the MMR II
vaccine poses a greater risk to adults than children.

The Mazurs further assert that the package circular
is inadequate because it Only contraindicates the
administration of the MMR II vaccine for those "receiving"
corticosteroids as opposed to those who "recently received"
them.” But we think it sufficient that the package circular
provided that "patients receiving therapy with
corticosteroids" should not be vaccinated. The package
circular's intended audience is not the ultimate user, but

rather the learned intermediary. See Mackowick, 575 A.2d

* In the six-month period leading up to her
inoculation, Lisa Mazur suffered from pharyngitis, for
which she was treated with the corticosteroid Depo-Medrol
and eventually had her tonsils removed. On February 26,
1982, Lisa was no longer being treated with corticosteroids.
But the Mazurs maintain she was still in an "immuno-
suppressed condition," because of the "long half-life" of
Depo-Medrol, and therefore should have been warned of
the heightened risk of vaccination caused by her recent
corticosteroid use.

A73

at 102 ("[W]arnings must be directed to the understanding
of the intended user."). Here the package circular was
directed to the CDC, who was contractually obligated to
develop a meaningful warning for vaccinees or their
parents.

Finally, the Mazurs argue that the package circular
is inadequate because it give a "self-serving and overly-
tecnnical explanation" of the risk of contracting SSPE from
the MMR II vaccine. As Merck points out, however, that
portion of the package circular pertaining to the risk of
contracting SSPE was taken, almost verbatim, from a 1977
government report on the association between naturally
OcculTing measles, measles vaccine, and SSPE. Moreover,
as we have noted, the package circular's intended audience
here is the CDC, who Merck caeoks obligated to
develop a warning in lay terms.

Accordingly, we believe Merck adequately informed

the CDC of the facts which make its MMR _ II vaccine

A74
dangerous. The second question is whether Merck

reasonably relied on the CDC to communicate this
information to vaccinees directly. The focus here is on the
foreseeability that the CDC would not honor its purchase
contract with Merck, which required it to see that the MMR
II vaccine was administered by a physician or to provide
meaningful warnings to vaccinees. For purposes of this
inquiry, we oe aS we must at this stage, that Mrs.
Mazur never received the Important Information Statement.

As we have noted, from the beginning it was
apparent that the CDC intended to meet its contractual
obligation to warn MMR II vaccinees directly by providing
a meaningful warning to vaccinees rather than ensuring that
the vaccine was administered by a physician. The CDC

developed this warning-the Important Information

Statement-based on Merck's package circular, previous

Studies it had conducted, and its expertise in the field of

alia a a aati tai,

A75

vaccine safety and administration. The district court
concluded that Merck reasonably relied on the CDC to
develop the Important Information Statement and
disseminate it to vaccinees. Mazur II, 767 F. Supp. at 704.
We agree.

As the district court noted, "Merck initially selected

the CDC as the vehicle through which it would provide

© The adequacy of the Important Information Statement
is immaterial to our analysis here. In the first place, as we
have noted, we must assume Mrs. Mazur never received the
Important Information Statement. Therefore, even if it is
inadequate, the Important Information Statement could not
have been a proximate cause of Lisa's vaccination. See
Mazur I, 742 F. Supp. at 259-60. More important, our
inquiry here is whether Merck reasonably relied on the
CDC to honor its contractual obligation by developing a
meaningful warning and disseminating it to vaccinees, not 7

W.
and successfully disseminated it to vaccinees. The latter

inquiry would only be appropriate under strict liability
principles, which, for the reasons we have expressed, are
not controlling here. This is not to say, however, that the
Important Information Statement is altogether irrelevant for
purposes of determining whether Merck reasonably relied
on the CDC. As the District Court observed, its contents
may inform our reasonableness analysis in certain respects.
See Mazur II, 767 F. Supps. at 705 n.13.

A76

adequate warnings to consumers because the CDC sold the
vaccine to the state and local health organizations,
Supervised the distribution of vaccines, and had vastly more
experience than Merck did in the public health field." /d.
at 708. Given the resources and funding available to the
CDC, as well as its expertise in immunology and public
vaccination, we believe Merck's decision to rely on the
CDC to warn users directly was reasonable.
As the district court observed:

The CDC is an agency of the Public Health Service
of the United States Department of Health and
Human Services. It is empowered to conduct
Studies, evaluations, tests, and emergency programs
in order to prevent the spread of disease and to
improve public welfare. With respect to vaccines,
it plays a vital role in research, development,
testing, and distribution. It publishes the Morbidity
and Mortality Weekly Report, among other reports,
Studies, and journals to educate public health and
medical professionals about the risks and benefits of
immunization.

Id. at 706 (citations omitted).
The CDC is also affiliated with the Immunization

Practices Advisory Committee, which is responsible for

A77

recommending the use of vaccines in the public health
sector and comprises representatives from the American
Medical Association, the American Academy of Pediatrics,
the American College of Physicians, the American
Academy of Family Practices, the Department of Defense,
the Bureau of Biologics, the National Institutes of Health,
and the Canadian National Advisory Committee on
Immunization.

Furthermore, Merck carefully researched the CDC

before it agreed to sell its MMR II vaccine to the CDC for

use in the public health sector. As the district court stated,

"Merck based its decision [to rely on the CDC to warm

users directly] on its own past experience with the CDC:
recommendations from physicians; the Bureau of Biologics,
consumer groups; and on conversations with the CDC."
767 F. Supp. at 708. And once Merck made its decision to

rely on the CDC,

A78

lt monitored the CDC's performance through
conversations with these same individuals and
others. . . .[E]ach one of these sources told [it]. . .
that consent forms and Important Information
Statements were being sent by the CDC and, in tum,
to parents by local health organizations participating
in CDC immunization programs. . . . Through its
regular contact with these sources Merck continually
checked the CDC's dissemination efforts. At no
time did it appear the CDC was not doing its job.

Id.

Perhaps, as the district court noted, "Merck might
have been more thorough in its examination [of the CDC]."
It could have, for example, "hired an independent contractor
to review the CDC's conduct." /d. But we are satisfied

that Merck reasonably relied on the CDC to warn vaccinees

directly on the facts before us, and therefore agree with the
district court that "Merck . . .could not have foreseen that

A79

Statement." Jd. Cf. Walker v. Merck & Co., 648 F. Supp.
at 935.”

Accordingly, we cannot accept the Mazurs'
contention that it was foreseeable that the CDC would

“down play" the risks of inoculation with the MMR II

vaccine. There is nothing in the record Suggesting that the

CDC understand the risks of vaccination.22 Likewise, we

*' In Walker the District Court held that Merck satisfied
its duty to warn, as a matter of law, by entering into the
identical contractual provision with the CDC as that here.
The Walker court's holding, however, is Only dictum
because it had already found the learned intermediary rule
Satisfied. See supra note 18. Moreover, as the District
Court observed, the Walker court's analysis of the Merck-
CDC purchase contract was too narrow, because it ignored
altogether the issue whether Merck reasonably relied on the
CDC te warn vaccinees directly. Mazur J, 742 F. Supp. at
261 n.29.

* As Merck points out, the Important Information
Statement provides in part:

Although experts are not sure, it seems that
very rarely children who get the [measles, mumps, and
rubella] vaccines may have a more serious reaction, such as
inflammation of the brain (encepalitis), convulsions with
fever, or nerve deafness.... With any vaccine or drug, there

A80

cannot agree that Merck's reliance on the CDC to warn
vaccinees directly was unreasonable because, given the
"practical difficulties of obtaining informed consent from
children in a school vaccination clinic setting," it was
foreseeable that "some" parents would not receive or heed
the Important Information Statement. As we have
explained, Merck had a duty to exercise reasonable care to
see that vaccinees were informed of the risks of its MMR
II vaccine. For the reasons we have expressed, we are

satisfied that Merck met this duty.

It.
We conclude that the district court properly granted
summary judgment for Merck on the Mazurs' duty to warn
claims. Merck's duty to warn is governed by section 388

of the Restatement (Second) of Torts. Under that section,

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