# Appendix — Jewel Food Stores v. Merk

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386011_0415%3A4

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 1992
- **Citation:** 504 U.S. 914

## Text

M-1

UNITED STATES OF AMERICA
NATIONAL LABOR RELATIONS BOARD
CHARGE AGAINST EMPLOYER
INSTRUCTIONS: File an original and 4 copies of this charge

with NLRB Regional Director for the region in which the alleged
unfair labor practice occurred or is occurring.

CASE NO. 13-04-24018
DATE FILED: February 22, 1984
1. EMPLOYER AGAINST WHOM CHARGE IS BROUGHT

a. NAME OF EMPLOYER: JEWEL FOOD STORES
DIVISION, JEWEL COMPANIES, INC.

b. NUMBER OF WORKERS EMPLOYED: 16,000

c. ADDRESS OF ESTABLISHMENT: 1955 West North Ave.,
Melrose Park, IL 60160

d. EMPLOYER REPRESENTATIVE TO CONTACT: Neill
Petronella

e. PHONE NO.: (312) 53146423
f, TYPE OF ESTABLISHMENT: Retail food store

g. IDENTIFY PRINCIPAL PRODUCT OR SERVICE: Retail
foods

h. THE ABOVE NAMED EMPLOYER HAS ENGAGED IN
AND IS ENGAGING IN UNFAIR LABOR PRACTICES
WITHIN THE MEANING OF SECTION 8a), SUBSEC-
TIONS (1) AND (5) OF THE NATIONAL LABOR RELA-
TIONS ACT, AND THESE UNFAIR LABOR PRACTICES
ARE UNFAIR LABOR PRACTICES AFFECTING COM-
MERCE WITHIN THE MEANING OF THE ACT.

2. BASIS OF THE CHARGE:

On or about October 20, 1983, the Employer executed a
Contract with the Charging Union which by its terms is
effective from September 19, 1982 to June 15, 1985. On or about
December 20, 1983, the Employer requested that the Union

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meet with it to discuss reduction in wages and other Contract
benefits. Notwithstanding the fact that the Union had no legal
obligation to do so, it did meet with the Employer. At such
meeting, on January 26, 1984, the Employer proposed that
wages be reduced by as much as $1.75 per hour and that
Contract vacation and holiday benefits be reduced. Notwith-
standing the fact that the parties were discussing mid-term
Contract concessions, The Employer declared that its proposal
was a “final offer” and that the parties were at “impasse.”
Accordingly, in wilful disregard of the law and the Contract
rights of the employees, the Employer declared that it would
implement its “final offer” unless accepted by the membership
by midnight, February 15, 1984. On February 16, 1984, the
Employer announced that its “final offer” not having been
accepted by its deadline, would be implemented effective
Sunday, February 26, 1984. The Employer’s conduct in this
regard is wilful breach of the Collective Bargaining Agreement
and a flagrant violation of the Act.

BY THE ABOVE AND OTHER ACTS, THE ABOVE-
NAMED EMPLOYER HAS INTERFERED WITH, RE-
STRAINED, AND COERCED EMPLOYEES IN THE EXER-
CISE OF THE RIGHTS GUARANTEED IN SECTION 7 OF
THE ACT.

3. FULL NAME OF PARTY FILING CHARGE: United Food
& Commercial Workers Union, Local 881

4a. ADDRESS: 9865 West Roosevelt Road, Westchester, Dlinois
60153

4b. TELEPHONE NO.: (312) 681-1000

5. FULL NAME OF NATIONAL OR INTERNATIONAL
LABOR ORGANIZATION OF WHICH IT IS AN AFFIL-
LATE OR CONSTITUENT UNIT: United Food & Commer-
cial Workers International Union, AFL-CIO, CLC

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6. DECLARATION:

I declare that I have read the above charge and that the
statements therein are true to the best of my knowledge and
belief.

By: /8/ Rospert KARMEL

Robert Karmel

Karmel & Rosenfeld

221 North LaSalle Street, Suite 1963
Chicago, Dlinois 60601

Telephone: 312/641-2910
Date: February 22, 1984

Attorney

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LAW OFFICES OF

KARMEL & ROSENFELD
221 NORTH LA SALLE STREET
Cuicaco, Inurvois 60601

RosBert KARMEL (312) 641-2910
Neat D. RosenreLp Leena, ean
JONATHAN D. KARMEL ene

Jarrus M. GILDEN

June 24, 1985

Donald J. Crawford, Regional Director

National Labor Relations Board

Region 13

219 South Dearborn Street

Chicago, Dlinois 60604

Re: Jewel Food Stores Division of Jewel Companies

Case No. 13-CA-24018

Dear Mr. Crawford:

We are please to report that UFCW Local 881 and Jewel
have fully settled the contract dispute which underlies the above-
captioned case. The settlement was ratified by the membership
through a mail ballot election. The ballots were counted on June
21, 1985 and the results are as follows:

6367 to accept
1053 to reject
__69 void ballots
7489

The terms of the settlement are explained in detail in the
enclosed booklet, which was mailed to the employees with the
mail-in ballot. With certain limited exceptions as noted in the
booklet, the settlement restores rates of pay and length of service
progressions to the level that existed prior to the February 26,
1984 wage cuts and provides for 100% back pay for all employees
in service on the date of ratification. Vacations that were cut
will be restored effective January 1, 1986 and personal days that
were eliminated will be restored on a pro rata basis on July 1,
1986. The settlement also provides for an extension of the contract
to October 4, 1986.

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Because this contract settlement fully and fairly resolves the
dispute resulting from Jewel’s unilateral reduction in wages,
personal days and vacation benefits, the Union requests that
its Charge and the Complaint be withdrawn. The Union is

ation of contract wages and benefits with full back pay fully
effectuates the Purposes and objectives of the Act.

Very truly yours,
KARMEL & ROSENFELD

Robert Karmel
RK:ev

cc: Kovar Nelson & Brittain
UFCW Local 881

E. ALLAN KOVAR
Date 6-25-85
Time lla

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UNITED STATES OF AMERICA

BEFORE THE NATIONAL LABOR RELATIONS BOARD
REGION 13

JEWEL FOOD STORES, DivV.,
JEWEL COMPANIES, INC.

and Case 13-CA-24018

UNITED FOOD AND COMMERCIAL
WORKERS INTERNATIONAL UNION,
LOCAL 881

ORDER GRANTING REQUEST TO
WITHDRAW CHARGE, DISMISSING COMPLAINT
AND WITHDRAWING NOTICE OF HEARING

Upon request of the Charging Party to withdraw the charge
filed in the above-captioned matter, pursuant to Section 102.9
of the Board’s Rules and Regulations, Series 8, as amended,

IT IS HEREBY ORDERED that the request of the Charging
Party to withdraw the charge heretofore filed herein be, and the
same hereby is, granted, and

IT IS FURTHER ORDERED that the Complaint heretofore
issued herein be, and it hereby is, dismissed, and

IT IS FURTHER ORDERED that the Notice of Hearing
heretofore issued herein be, and it hereby is, withdrawn.

DATED at Chicago, [linois, this 25th day of July, 1985.

/8/ DONALD J. CRAWFORD

Donald J. Crawford, Regional Director
National Labor Relations Board
Region 13

Everett McKinley Dirksen Building
219 South Dearborn Street, Room 881
Chicago, Dlinois 60604

APPENDIX N

N-1
Instruction Number 15.

If you do not believe that the written agreement was intended
by the parties to be a complete expression of their agreement,
then you may consider evidence of any oral agreements made
between Jewel and the Union. The Defendant claims that there
was an oral reopener agreement. The Plaintiffs argue that even
if there was an oral agreement besides the written collective
bargaining agreement, that oral agreement is invalid because
it was not ratified by the union members.

An agreement between a union and a company must be
ratified by the union members only if the Union’s own rules
require that all agreements must be ratified. But even if the rules
require ratification, if the Union and the company have a practive
of ignoring the ratification requirement, then the company may
rely on an agreement even though it has not been ratified by
the employees — that is, if there is a practice of ignoring the
ratification requirement for some agreements, an agreement is
not necessarily invalid because unratified.

Therefore, you must first determine whether the Union rules
required the employees to ratify all parts of the collective
bargaining agreement. If the Union rules did not, then an oral
agreement would be valid even though it was not ratified.

If you find that the rules did require ratification, you must
then determine whether the Defendant knew that ratification
was required, and knew that the agreement was not ratified.
If the Defendant did not know that the Union rules required
ratification, or did not know that the reopener agreement was
not ratified, then the reopener agreement could be valid even
if it was not ratified.

If you find that the Defendant knew ratification was required
and that an oral agreement was not ratified, then you must decide
whether there was a practice between Jewel and the Union of
making agreements that were not ratified. I instruct you that
if you find that there was such a practice, then you may not

find that an oral agreement was invalid simply because it was
not ratified.

APPENDIX O

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FOR PUBLICATION

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

FRANK ACKLEY and STEVEN CoLe,
Plaintiffs-Appellants, N yee 1.
i D.C. No.
WESTERN CONFERENCE OF CV-88-6146-DMT
TEAMSTERS, et al.,
Defendants-Appellees. OPINION

Appeal from the United States District Court
for the Central District of California
Dickran M. Tevrizian, District Judge, Presiding

Argued and Submitted
May 10, 1991—Pasadena, California

Filed February 21, 1992

Before: Thomas Tang, Stephen Reinhardt and
+ Charles Wiggins, Circuit Judges.

Opinion by Judge Reinhardt

SUMMARY

Labor/Attorneys’ Fees

Affirming in part and reversing in part a district court judg-
ment of dismissal pursuant to Fed. R. Civ. P. 41(b), the court
of appeals held that the equal rights and freedom of speech
guarantees of Sec. 101(a) of the Labor-Management Report-
ing and Disclosure Act (LMRDA) does not require union

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1746 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

leaders to make a full disclosure of all of the terms and provi-
sions of a CBA pnor to submitting the agreement to the union
membership for ratification.

Appellants Frank Ackley and Steven Cole were Teamsters
union members employed by Matlack Inc., a nationwide haul-
ing company. Dunng negotiations involving a collective bar-
gaining agreement, the union leadership recommended that
the members accept a third proposed agreement consisting
entirely of monetary changes. However, the new agreement
contained a number of changes to nonmonetary provisions of
the previous contract that had not been disclosed to the mem-
bership. Appellants filed suit against the employer under sec-
tion 101 of the LMRDA and section 301 of the Labor-
Management Relations Act (LMRA) claiming that the union's
failure to disclose material changes in the CBA prior to the
ratification vote violated the equal voting rights and freedom
of speech provisions of section 101 and breached the duty of
fair representation requried by section 301. However, appel-
lants did not allege that there was any breach of the union
constitution or bylaws or set forth any cause of action under
section 301 based on such breach. Although the district court
granted the employer's motion to dismiss under Fed. R. Civ.
P. 41(b), it awarded the employer attorneys’ fees.

{1} The court did not need to determine whether or not the
district court erred in its findings of fact in view of the court’s
conclusions that, as a matter of law, the LMRDA does not
provide a right to the disputed information, and that, regard-
less of the truth or falsity of the challenged finding, appel-
lants’ cause of action for breach of the duty of fair
representation fell on other grounds, and the fact that no cause
of action for breach of the union's constitution or bylaws was
alleged. [2] In light of the court’s conclusion that the LMRDA
imposes no minimum disclosure requirements on union offi-
Cials, at least when there is no statutorily created right to vote
on the subject at issue, and its conclusion that no equal protec-
tion issue arose when all of the rank-and-file members were

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ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1747

treated identically, the court concluded that the exclusion of
proffered testimony concerning the materiality of undisclosed
contract changes did not prejudice appellants with respect to
their LMRDA cause of action. The court also concluded that
appellants were also not prejudiced with respect to their duty
of fair representation claim. [3] In this Case, appellants prof-
fered no evidence whatsoever that the employer would have
been disposed to agree to more generous terms had the union
rejected the proposed agreement a third time. Accordingly,
appellants failed completely to Satisfy the second prong of the
Acri test. Thus, their claim that the union leaders breached
their statutory duty of fair representation was properly dis-
missed. [4] In addition, the district court properly rejected the
argument that the union leadership's decision to withhold
from the rank-and-file membership information regarding the
nonmonetary terms of the proposed collective bargaining
agreement violated the equal rights guarantees to union mem-
bers of section 101 of the LMRDA. (S] That section is an
anti-discrimination provision, pure and simple. Here, no dis-
crimination against any member or group of members
occurred. [6] Also, the question whether the information pro-
vided was biased toward a particular outcome was irrelevant
for purposes of that section. The anti-discrimination provision
was not intended to cover the type of information disparity
complained of by appellants. [7] Neither was the withholding
of information from union members during the CBA ratifica-
tion meetings a violation of the LMRDA’s guarantees of free-
dom of speech and assembly. [8] The LMRDA does not
require that union members be given the opportunity to ratify
collective bargaining agreements negotiated by their bargain-
ing representatives. That night is provided, if at all, by the
union's constitution or bylaws. The court concluded that it is
the breach of the union's internal rules that Must serve as the
basis for any complaint that insufficient information was pro-
vided to the membership prior to or at the time of ratification
of a contract. Section 101 of the LMRDA affords no remedy
for such a breach. [9] Here, although the Teamsters constitu-

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1748 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

tion provided a right to vote on contract ratification and the
nature and extent of that nght was subject to union regulation,
appellants failed to allege any violation of the union's rules
and failed to plead any cause of action for such breach. [10]
Because appellants did not allege any breach of the union's
internal rules, the court did not decide whether they had estab-
lished such a breach, and if so, whether they were entitled to
relief under section 301 of the LMRA.

{11} Although appellants’ substantive claims were merit-
less, the court found no basis in law for the district court’s
award of attorneys’ fees to the employer and the union. The
rationale for a “common benefit” award is entirely inapplica-
ble to cases in which a union defendant prevails against a
member’s or members’ claim for relief under the LMRDA.
{12} Nor could the award be justified on any other ground.
There was no allegation that appellants willfully disobeyed a
court order or acted in bad faith. Therefore, the award of
attorneys’ fees was reversed.

COUNSEL
Julie Fosbinder, Tucson, Arizona, for the plainuffs-appellants.

Paul Alan Levy, Public Citizen Litigation Group, Washing-
ton, D.C., for the plainuffs-appellants in no. 90-55702.

Michael J. Shelley, Robert Vogel, Wohlner, Kaplon, Phillips,
Vogel, Shelley & Young, Encino, California, for the
defendant-appellee.

OPINION
REINHARDT, Circuit Judge:

The primary question presented by this case is whether the
equal rights and freedom of speech guarantees of section

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ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1749

10i(a) of the Labor-Management Reporting and Disclosure
Act (LMRDA), 29 U.S.C. § 411(a) (1988), require union
leaders to make a full disclosure of all of the terms and provi-
sions of a collective bargaining agreement prior to submitting
the agreement to the union membership for ratification. We
hold that they do not. There is no provision in the LMRDA
that requires that a labor contract be submitted to the member-
ship for ratification. Rather, the question of contract approval
constitutes an internal union affair. It is left to the union and
its membership to determine whether ratification is required,
and if so, what procedures apply. Ordinarily, it is the union's
constitution or bylaws that govern these matters (although in
rare instances a successful action for breach of the duty of fair
representation might be brought). However, a failure to follow
the union's internal rules, including its procedures governing
contract ratifications, constitutes a violation of the union's
obligations to its members, and is actionable as a breach of
contract under section 301(a) of the Labor-Management Rela-
tions Act (LMRA), 29 U.S.C. § 185(a) (1988). No such
breach is alleged here and no remedy is sought, under
§ 301(a) or otherwise, for any violation of the union's consti-
tution or bylaws. Accordingly, we affirm the district court's
grant of defendant's motion to dismiss pursuant to Fed. R.
Civ. P. 41(b).

I

Appellants Frank Ackley and Steven Cole are Teamsters
employed by Matlack, Inc., a nationwide hauling company.
Together with approximately 300 other Teamsters employed
in Matlack’s western region, they were covered by the 1988-
1991 Master Tank Agreement negotiated between Matlack
and appellee Western Conference of Teamsters (WCT), a sub-
ordinate organization of the International Brotherhood of
Teamsters, Chauffeurs, Warehousemen, and Helpers of
America, AFL-CIO. The Matlack Teamsters covered by the
agreement belong to six local unions affiliated with WCT.'

"These locals include appellee Local 692 in Long Beach, California:
Local 495 in Los Angcles, California: Local 315 in Martinez, California:

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1750 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

Ackley and Cole are members and shop stewards of Local
Unions 692 and 315, respectively.

Prior to 1988, members of the six locals were covered by
a multi-employer collective bargaining agreement between
WCT and the Western States Bulk Commodity Haulers Asso-
ciation, of which Matlack is a member. The multi-employer
agreement expired in June, 1988. In 1987, Matlack noufied
WCT of its intent to withdraw from the multi-employer bar-
gaining arrangement and bargain independently with the
union. Matlack subsequently filed petitions with the National
Labor Relations Board (NLRB) to request that the NLRB cer-
tify three separate collective bargaining units for the upcom-
ing negotiations. The NLRB instead determined that the local
unions composed of Matlack employees would consutute a
single collective bargaining unit. Negotiations with WCT and
the business representatives of the six local unions com-
menced in or about May, 1988. To counter Matlack’s
attempts to break up the bargaining unit, the union negouators
agreed not to release information about proposed terms and
conditions to the membership unul a complete agreement was
ready for ratification.

The Teamsters’ constitution requires membership raufica-
tion of collective bargaining agreements negotiated by the
union leadership, but does not specify the particular method
to be used. Prior to 1988, on all occasions except one, ratifica-
tion of agreements negotiated by WCT occurred as the result
of a mail referendum. Members received written disclosure of
proposed changes in the union contract approximately ten
days before ballots were due. In 1982, ratification occurred at
a series of open meetings held in the local unions. At the local
unions’ 1988 pre-negotiation meetings, the membership

Local 291 in San Leandro, California; Local 81 in Portland, Oregon; and
Local 741 in Seattle, Washingtoa. Local 690, in Spokane, Washington,
was not affected by the 1988-1991 agreement.

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ACKLEY Vv. WESTERN CONFERENCE OF TEAMSTERS i751

approved an open meeting ratification procedure for the 1988-
1991 agreement.’

On August 12, 1988, local union leaders notified the mem-
bership that ratification meetings would be held in each local
union on August 14. Ackley contacted the business represen-
tative for Local Union 692 to request information about the
terms of the proposed agreement, but his request was refused.
The business representative for Local Union 315 read Cole a
Summary of the terms of the proposed agreement over the
telephone, and stated in response to a question from Cole that
no other changes had been made. At the ratification meetings
held on August 14, union leaders read the same summary to
the membership. The summary of terms included changes to
the monetary terms of the collective bargaining agreement,
but omitted proposed changes to other provisions of the con-
tract. The union leaders urged the membership to reject the
proposed agreement, and ratification failed by a vote of 148
to 4. Cole spoke out against ratification; Ackley was silent.

On August 17, the membership was notified of a second set
of ratification meetings to take place on August 21. Both Ack-
ley and Cole again contacted their business representatives,
and both were read a summary of the provisions of the pro-
posed agreement. Again, this summary included only changes
to the monetary terms of the previous contract. At the meet-
ing, union leaders again read the summary of terms to the
membership and again recommended that the members reject
the agreement. The agreement was defeated by a vote of 168
to 28. Again, Cole argued against ratification and Ackley was
silent.

On August 25, the Matlack Teamsters were notified that a
third set of ratification meetings would occur on August 28.

*During the pre-negotiation meetings, the Matlack Teamsters were also
given an opportunity to submit suggestions regarding desired changes to
the terms of the previous (1985-1988) agreement.

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17582 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

When Cole and Ackley telephoned their respective business
agents for information about the third proposed agreement,
the agents refused to release information prior to the meet-
ings. The day before the meetings, Ackley’s agent finally
agreed to let Ackley examine the agreement. Ackley spent
three hours at Local 692 going over the document, but he did
not bring a copy of the 1985-1988 agreement with him for
purposes of comparison.

This time, unlike the first two times, the union leadership
recommended that the members accept the third proposed
agreement. Again, the leaders read or distributed a summary
of terms that consisted entirely of monetary changes.’
Although Ackley testified that he had spoken to a number of
drivers before the meeting to indicate that he wished to delay
the vote, he did not ask to address the members at the meeting
or call for a delay or further discussion. Cole again argued
against ratification, and his local, Local 315, voted to reject
the agreement. However, the bargaining unit as a whole voted
95 to 75 in favor of ratification. According to the tesumony
of plaintiffs’ witnesses, the new 1988-1991 agreement
included a number of changes to nonmonetary provisions of
the previous contract that had not been disclosed to the mem-
bership.

Ackley and Cole filed suit against WCT, Local Union 692,
and Matlack under section 101 of the Labor-Management
Reporting and Disclosure Act (LMRDA), 29 U.S.C. § 411,
and section 301 of the Labor-Management Relations Act
(LMRA), 29 U.S.C. § 185. They claimed that the union's fail-
ure to disclose material changes in the collective bargaining

*Appeliees claim that Cole has admitted that the entire agreement was
read and distributed at Local 315. According to Cole, his affidavit stating
that “the agreement” was distributed referred to the one-page summary of
monetary terms that he believed contained all of the changes to the previ-
Ous agreement. There can be little doubt that the entire agreement, which
exceeded 140 pages, was not distributed.

|

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ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1753

agreement prior to the ratification vote violated the equal vot-
ing rights and freedom of speech provisions of section 101
and breached the duty of fair representation required by sec-
tion 301. They did not, however, allege that there was any
breach of the union constitution or bylaws, or set forth any
Cause of action under section 301 based on such a breach.

Ackley and Cole initially sought rescission of the 1988-
1991 agreement and an injunction regarding the conduct of
future ratification votes. They later agreed to the dismissal of
Matlack as a defendant and abandoned their claim for rescis-
sion in favor of a request for declaratory judgment. A two-day
trial was held. At the close of plaintiffs’ case, the district court
granted defendants’ motion to dismiss pursuant to Federal
Rule of Civil Procedure 41(b). The court's order of dismissal
authorized WCT to seek attorneys’ fees from plaintiffs. The
court later awarded defendants $16,070.40 in attorneys’ fees.
Ackley and Cole appeal from the district court's order of dis-
missal and from the supplemental order awarding attorneys’
fees. The two appeals were consolidated by order of this
court.

Appellees contend that because Ackley and Cole have
abandoned their claim for rescission of the 1988-1991 agree-
ment and seek only prospective relief, this case should be dis-
missed as moot. A case is moot when Subsequent events have
eradicated the effects of the alleged wrong and there is no rea-
sonable expectation that it will recur. County of Los Angeles
v. Davis, 440 U.S. 625, 631, 99 S. Ct 1379, 1383 (1979).
Lodge 1380, Bhd. of Ry., Airline & Steamship Clerks (BRAC)
v. Dennis, 625 F.2d 819, 822 (9th Cir. 1980). Appellees note
that the 1988-1991 agreement had already been in effect for
nearly two years at the time of this appeal, and maintain that
any need for relief in connection with future ratification pro-
ceedings is wholly speculative.

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1754 ACKLEY Vv. WESTERN CONFERENCE OF TEAMSTERS

A case is not moot if the alleged wrong is * ‘capable of rep-
etition, yet evading review.’ '’ Nebraska Press Ass'n v. Stuart,
427 U.S. 539, 546, 96 S. Ct. 2791, 2797 (1976) (quoting
Southern Pacific Terminal Co. v. ICC, 219 U.S. 498, 515, 31
S. Ct. 279, 283 (1911)). This standard is met if the duration
of the injury is shorter than the time required for litigation,
and if there is a reasonable likelihood that the same party will
be subject to the injury again. Weinstein v. Bradford, 423 U.S.
147, 149, 96 S. Ct. 347, 348 (1975); NAACP v. City of Rich-
mond, 743 F.2d 1346, 1353 (9th Cir. 1984).

Contrary to appellees’ suggestion, the wrong alleged by
Ackley and Cole satisfies this standard. When procedural
wrongs involving the ratification process are alleged, the
length of time a collective bargaining agreement has been in
force is irrelevant to the issue of mootness. The relevant time
penod to be considered in determining whether such wrongs
are likely to evade review is the duration of the ratification
process itself. Absent impasse, one collective bargaining
agreement succeeds another after no more than a few months
of negotiation. Litigation of disputes arising out of negotiation
and ratification proceedings is not feasible within so short a
period. Cf. First National Bank of Boston v. Bellotti, 435 U.S.
765, 774, 98 S. Ct. 1407, 1414 (1978) (holding that an 18-
month election period is too short to allow complete judicial
review of constitutional issues). In this case, litigation has
lasted over three years, and the 1988-1991 agreement between
WCT and Matlack has already expired.

Moreover, absent a formal resolution to the contrary, there
is a reasonable likelinood that WCT and the leadership of the
local unions will conduct future ratification votes in the same
manner as they did in 1988. See, e.g., International Org. of
Masters, Mates & Pilots v. Brown, __ U.S. __, 111 S. Ct.
880, 885 (1991); Lodge 1380, BRAC, 625 F.2d at 822-23.
Appellees erroneously imply that Ackley and Cole bear the
burden of proving that the conduct at issue is capable of repe-
tition. It is the defendant, not the plaintiff, who must demon-

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ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1755

Strate that the alleged wrong will not recur. ron Arrow Honor
Soc’y v. Heckler, 464 U.S. 67, 72, 104 S. Ct. 373, 375 (1983).
Appellees have offered no such proof.

tI

As an initial matter, Ackley and Cole argue that the district
court committed a number of errors that require reversal of its
ultimate findings. They challenge four of the district court's
findings of fact and contend that two of its evidentiary rulings
constitute reversible error. We examine each of the alleged
errors in turn.

A

We will not overturn a district court's findings of fact
unless those findings are clearly erroneous. Johnson v. United
States Postal Serv., 756 F.2d 1461, 1464 (9th Cir. 1985). We
decline to find error where “ample evidence” supports the
findings. Maykuth v. Adolph Coors Co., 690 F.2d 689, 695
(9th Cir. 1982).

The district court found that the local union leadership rec-
ommended against ratification of the second proposed agree-
ment. Appellants note that this finding directly contradicts
Cole's testimony that the leaders of Local Union 315 sup-
ported the proposed agreement. In light of the fact that appel-
lant Ackley’s testimony was contrary to that of appellant Cole
and the fact that the membership rejected the second proposed
agreement by a vote of 168 to 28, we cannot say that the find-
ing is clearly erroneous. In any event, even if an error
occurred, it is of no consequence. Plaintiffs offer no explana-
tion, and we can conceive of none, as to how the alleged error
could have affected the outcome of this case.

Another finding states that Ackley did not bring a copy of
the 1985-1988 agreement with him when he went to Local
Union 692 on August 27 to examine the third proposed 1988-

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1756 ACKLEY Vv. WESTERN CONFERENCE OF TEAMSTERS

1991 agreement. Appellants concede that this finding is accu-
rate, but challenge it as “misleading.” We are not aware of
any authority for the proposition that a party may successfully
challenge a concededly accurate finding of fact.

The third finding challenged by appellants sets forth the
district court’s conclusion that at the ratification meetings
held in Local Union 692, neither Ackley nor any of the other
members asked any questions about the substantive provi-
sions of the proposed agreement. Ackley and Cole claim that
Ackley’s testimony establishes just the opposite. Ackley’s tes-
timony establishes that at various times he discussed his reser-
vations regarding the proposed agreement privately with some
of the other drivers, and that immediately prior to the third
und final ratification meeting he notified many members of
Local 692 of a change that he had discovered in the gnevance
procedure. However, there is no indication that he or anyone
else raised this issue or the possibility of any other undis-
closed changes during the meeting. Rather, Ackley’s testi-
mony supports the district court's conclusion that he and his
fellow Teamsters kept their questions to themselves. Once
again, appellants charge that this conclusion is misleading.
Once again, however, that charge is simply irrelevant.

[1] Finally, Ackley and Cole challenge the district court's
finding that Cole had ample opportunity to learn of and dis-
cuss the salient facts regarding the proposed agreement. They
contend that this conclusion goes to the heart of their claim
for relief under section 101 and therefore is subject to de novo
review by this court. Johnson, 756 F.2d at 1465S. At the least,
the question whether Cole had ample opportunity to leam of
and discuss the terms of the proposed agreement is a mixed
question of law and fact. Thus, the district court's finding is
irguably subject to de novo review under the Johnson
“ultimate finding” standard. Id. However, we need not deter-
mine whether or not the district court erred in finding as it did
in view of 1) our conclusions that, as a matter of law, the
LMRDA does not provide a right to the disputed information,

0-13

ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1757

and that, regardless of the truth or falsity of the challenged
finding, plaintiffs’ cause of action for breach of the duty of
fair representation fails on other grounds, and 2) the fact that
no cause of action for breach of the union's constitution or
bylaws was alleged.

B

We review evidentiary rulings for abuse of discretion and
will not reverse absent some prejudice. Kisor v. Johns-
Manville Corp., 783 F.2d 1337, 1340 (9th Cir. 1986). Eviden-
tiary rulings result in reversible error unless it is more proba-
ble than not that the result in the district court was untainted
by the error. Pau v. Yosemite Park & Curry Co., 928 F.2d
880, 888 (9th Cir. 1991).*

During the trial, appellants made an offer of proof as to
what the deposition testimony of individual union members
would have been had the court granted a continuance of the
trial so that the depositions could have been taken. According
to the proffer, the individuals would have testified as to the
matenality of undisclosed, nommonetary changes to the col-
lective bargaining agreement. Appellants charge that the dis-
trict court's exclusion of this evidence impaired their efforts
to prove that the Matlack Teamsters were denied a meaning-
ful vote. Appellants made a further offer of proof that, if
deposed, the union members would state that they would now
vote against ratification. Although the issue is properly one of

“In Pau, we noted the existence of two different formulations of the test
for prejudice in civil cases. 928 F.2d at 888 n.2. Under the rule set forth
in Haddad v. Lockheed California Corp., 720 F.2d 1454, 1459 (Mh Cir.
1983), the reviewing court must find prejudice unless it concludes that.
more probably than noi, the result in the lower Court was untainted by the
error. By contrast, in Kisor v. Johns-Manville Corp., 783 F.2d 1337. 1340
(Ah Cir. 1986), we stated that a reviewing court will find prejudice if it
concludes that more probably than not, the lower court's error did taint the
result. As in Pau, we find the distinction between these approaches irrele-
vant to the present case; therefore. we do not address it.

—
=

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1758 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

whether the district judge abused his discretion in denying the
requested continuance, we will, for present purposes, treat the
ruling as if it constituted a determination to exclude evidence
offered by appellants.* Even under that standard, however,
any error was harmless.

[2] Although we are by no means convinced that the depo-
sition testimony the witnesses would have offered would have
been at all credible, it is true that direct testimony regarding
the materiality of undisclosed contract changes is relevant to
the question whether union members failed to receive infor-
mation important to the casting of an informed vote. How-
ever, as we will explain below, the determinative issue here
is not whether the members were able to cast informed votes
or even whether the failure to afford the members the infor-
mation allegedly withheld violated any nghts union members
enjoy by virtue of the union constitution or bylaws. Rather, in
light of appellants’ pleadings and the evidence they intro-
duced or attempted to introduce, the principal question is
whether the failure to inform the membership fully regarding
the terms of the proposed contract violated the free speech or
equal protection provisions of the LMRDA. In light of our
conclusion that the LMRDA imposes no minimum disclosure
requirements on union officials, at least when there is no sta-
tutorily created right to vote on the subject at issue, and our
conclusion that no equal protection issue arises when all of
the rank-and-file members are treated identically, we con-
clude that the exclusion of the proffered tesumony did not
prejudice appellants with respect to their LMRDA cause of
action. See discussion in Part V, infra. We also conclude that
appellants were not prejudiced with respect to their duty of
fair representation claim — a claim which appellants under-
standably assert with considerably less enthusiasm. As to the

*We have been unable to locate a copy of the transcript of the bearing
on the request for a conunuance, and although it is possible that one could
be obtained, or that the facts could be otherwise established, in view of the
holding set forth in the text, there is 00 oced to do so.

C——_

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ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1759

latter claim, the proposed testimony may have been relevant
to the question whether the outcome of the third ratification
vote would have been different had fuller information been
available, but any error in that respect does not avail the
appellants, if for no other reason than that Ackley and Cole
failed to show that a different Outcome would have induced
the employer, Matlack, to make further concessions. See
discussion in Part IV, infra.

The second evidentiary ruling complained of is the district
court's exclusion of approximately fifty witnesses who were
not listed individually on the plaintiffs’ witness list. The
charge of error is meritless. Local Rule 9.6 of the Central Dis-
trict of California imposes upon each party a continuing obli-
gation to furnish a list of witnesses to be called in that party's
Case in chief, and provides that “except for good cause shown.
the testimony of any such witness proffered at trial who is not
listed upon a party's witness list shall be precluded.” Local
Rule 9.6 requires an affirmative showing of good cause for
failure to comply by the party seeking to call unlisted wit-
nesses, claims of relevance and lack of prejudice are insuffi-
cient. Here, no such showing was made. Thus, the district
court did not abuse its discretion in excluding plaintiffs’ wit-
nesses, but rather properly applied the rules of court.

IV

In granting the union defendants’ motion to dismiss under
Federal Rule of Civil Procedure 41(b), the district court rule,
inter alia, that Ackley and Cole had failed to show a nght to
relief under section 301 of the Labor-Management Relations
Act (LMRA), 29 U.S.C. § 185 (1988), for a breach of the
union's duty of fair representation. We review ultimate find-
ings made pursuant to a Rule 41(b) motion de novo. Johnson,
756 F.2d at 1465. We note, first, that in their briefs On appeal
Ackley and Cole barely succeeded in raising the duty of fair
representation issue, if in fact they did succeed. Nevertheless,
because it is clear, both from their discussion of the evidenti-

0-16

1760 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

ary rulings and from their objections to the factual findings,
that appellants intended to preserve this point before us, we
will overlook the obvious procedural inadequacies in their
brief.

The statutory authority to represent union members in a
collective bargaining process includes an obligation “to serve
the interests of all members without hostility or discrimination
toward any, to exercise its discretion with complete good faith
and honesty, and to avoid arbitrary conduct.” Vaca v. Sipes,
386 U.S. 171, 177, 87 S. Ct. 903, 910 (1967) (citation omit-
ted). Ackley and Cole contend that WCT and the local union
leadership breached this obligation by failing to disclose
changes in the nonmonetury provisions of the proposed col-
lective bargaining agreement to the membership. Because
Ackley and Cole failed to establish the requisite elements of
such a claim as defined in Acri v. International Ass'n of
Machinists, 781 F.2d 1393, 1397 (9th Cir.), cert. denied, 479
U.S. 816, 107 S. Ct. 73 (1986), the district court’s grant of
dismissal was proper.

The duty of fair representation extends to the conduct of
union officials during the negotiation of a collective bargain-
ing agreement. Acri, 781 F.2d at 1397. Union members may
maintain an action for breach of the duty of fair representation
based on misrepresentations made by union leaders during the
ratification process. /d. For purposes of the case before us, we
assume urguendo that such an action can also be brought in
the event of a failure to disclose information material to the
exercise of an informed vote.* However, to prevail in a mis-

*The cases that deal with the question whether liability for breach of the
duty of fa representation can anse out of a union's interacuions with its
inembership dumng the contract ratification process have all involved
dchiberate nusrepresentation. The courts are in agreement that such mis-
representauons will create liability if the requisite causal nexus can be
proved. Alicea v. Suffield Poultry, Inc., 902 F.2d 125, 130 (1st Cir. 1990);
Parker v. Connors Steel Co., 855 F.2d 1510, 1521 (11th Cir. 1988) (dicta),

i

Q-17

ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1761

representation case — and thus in a nondisclosure case —
plaintiffs must demonstrate “a causal relationship between the
alleged misrepresentations and their injury.” /d. They must
show that (1) absent the misrepresentations, the outcome of
the ratification vote would have been different; and that (2)
had it been different, the company would have acceded to the
union s demands. /d.

The Acri test for causality, and Particularly the second
prong, is difficult to satisty, and rightly so. Generally, the
union's internal election and rulemaking processes are the
proper vehicle, at least initially, for addressing members’
complaints regarding the adequacy of union representation
during the bargaining process. Acri, 781 F.2d at 1399-1400
(Reinhardt, J., concurring). A union's conduct during bargain-
ing need only fall within “-*[{a] wide range of
reasonableness’ “ to survive judicial review. Air Line Pilots
Assn v. O'Neill, 111 S. Ct. 1127, 1134 (1991) (quoting Ford
Motor Co. v. Huffman, 345 U.S. 330, 338, 73 S. Ct. 681, 686
(1953)). Otherwise, during this era of economic retrenchment
and reductions in contract benefits, the bargaining process
would be under constant siege in the courts.

Congress created the collective bargaining system in order
to promote the peaceful and orderly, yet collective, resolution

cert. denied, 490 U.S. 1066, 109 S. Ct. 2066 (1989); Swarts v. United
Steelworkers, 808 F.2d 1221, 1224-25 (7th Cir. 1986): Acri, 781 F.2d at
1395, 1397; Anderson v. United Paperworkers Ini’! Union, 641 F.2d 574.
576-79 (8th Cir. 1981); Deboles v. Trans World Airlines, $52 F.2d 1005,
1017-20 (3d Cir.), cert. denied, 434 U.S. 837, 98 S. CX. 126 (1977). No
court has yet considered whether mere nondisclosure also constitutes a
breach of the umon's duty of fair representauon, and we need not reach
that quesuon here. We are nundful, however, of the difference between
malicasance and nonfeasance in the performance of one’s duties, as well
as of our admonition in Reiuna v. Apartment, Moiel, Hotel & Elevator
Operators Union, 453 F.2d 1018, 1025 (9th Cir. 1972), that “it will be the
unusual case in which hosule discruminauon, bad faith, dishonesty, or
arbitrary Conduct can be alleged.”

0-18
1762 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

of industnal disputes and. ultimately, to ensure the long-term
stability of labor-management contracts. Cf. Carothers v.
Presser, 818 F.2d 926, 934 (D.C. Cir. 1987). Both union
members and employers have a strong interest in that result.
Accordingly, both benefit from the rule that labor-
management contracts will not be lightly set aside. Statements
made by union representatives during the contract ratification
process furnish insufficient justification for invalidating a col-
lective bargaining agreement, unless a showing is made that
but for those statements the ultimate outcome of the bargain-
ing would have been different. Acri, 781 F.2d at 1397.

[3] In Acri, we affirmed the district court's grant of sum-
mary judgment in favor of the union because the plaintiffs
conceded that they could not show that the employer would
have acceded to their demands even had the union remained
on strike. In the case before us, Ackley and Cole proffered no
evidence whatsoever that Matlack would have been disposed
to agree to more generous terms had the union rejected the
proposed 1988-1991 agreement a third time. Accordingly,
appellants failed completely to satisfy the second prong of the
Acri test. Thus, their claim that the union leaders breached
their statutory duty of fair representation was properly dis-
missed.

Vv

The principal ruling that Ackley and Cole challenge is that
they failed to establish any violation of section 101 of the
LMRDA, 29 U.S.C. § 411 (1988). Unlike the duty of fair rep-
resentation claim, appellants argue this point vigorously. Nev-
ertheless, we affirm. Because the union treated all members
identically during the ratification process and because the
LMRDA does not require that union members be provided
with “meaningful” information prior to voting on contract rat-
ification, appellants’ section 101 claims lack merit. If there is
a remedy for the conduct they complain of, and there well
may be, it lies elsewhere.

O-19

ACKLEY Vv. WESTERN CONFERENCE OF TEAMSTERS 1763

A

(4) Section 101(a)(1) of the LMRDA guarantees to every
union member “equal rights ... to vote in elections or refer-
endums of the labor organization, to attend membership meet-
ings, and to participate in the deliberations and voting upon
the business of such meetings.” 29 U.S.C. § 41 1(a)(1) (1988).
Ackley and Cole maintain that the union leadership's decision
to withhold from the rank-and-file membership information
regarding the nonmonetary terms of the proposed collective
bargaining agreement violated this guarantee. In light of the
settled law in this circuit regarding section 101(a)(1). the dis-
trict court properly rejected this argument.

[$} Section 101(a)(1) is an anti-discnmination provision,
pure and simple. To state a claim under section 1O1(a)(1), a
union member must allege a denial of rights accorded to other
members. Calhoon v. Harvey, 379 U.S. 134, 138-39, 85 S. Ct.
292, 295 (1964); Lodge 1380, BRAC, 625 F.2d at 826; see
also Grant v. Chicago Truck Drivers, 806 F.2d 114, 117 (7th
Cir. 1986); Alexander v. International Union of Operating
Engineers, 624 F.2d 1235, 1240 (Sth Cir. 1980); Smith v.
United Mine Workers, 493 F.2d 1241, 1244 (10th Cir. 1974).
The facts surrounding the ratification of the 1988-1991 collec-
tive bargaining agreement make clear that WCT and the local
union leaders furnished the same type and amount of informa-
tion to all of the Matlack Teamsters and accorded them identi-
cal rights to speak at the ratification meetings. No
discrimination against any member or group of members
occurred.’

"In Christopher v. Safeway Stores, Inc.. 644 F.2d 467 (Sth Cir. 1981),
the Fifth Circuit reached a result that contlicts Squarcly with Alexander
(which it had decided the previous year). Like the case before us,
Christopher involved allegauons that union leaders unproperly withbeld
matenal informauon relating to a contract raufication vote required by the
union's consutuuon. No discrimination among members or groups of
members was alleged. Nevertheless, the court held that the union's con-

0-20

1764 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

[6] Appellants further argue that the union leaders abused
their control over information relating to the contract negotia-
tions by presenting the proposed contract to the membership
in the most favorable light. The question whether the informa-
tion provided was biased toward a particular outcome Is irrel-
evant for purposes of section 101(a)(1). Section 101(a)(1)
prohibits discrimination against people, not against ideas. We
recognize that the conduct at issue here perpetuated, indeed
exacerbated, the customary information gap between the lead-
ership of the union and its rank-and-file members. However.
unequal access to information is as inherent in the structure of
the collective bargaining system, as it is in our larger demo-
cratic system. See LMRA § 101, 29 U.S.C. § 159 (1988) (pro-
viding for the election and certification of collective
bargaining representatives), LMRDA § 401, 29 U.S.C. § 481
(1988) (providing for election of union officials), Carothers,
818 F.2d at 934. Union leaders, by virtue of their status as
collective bargaining representatives, necessanly possess
more information about the progress and projected outcome
of collective bargaining than union members. At the time of
a ratification vote, the officials will inevitably know more
about the final terms of the new agreement than the rank-and-

duct violated section 101(aX1), stating that it refused “to read [sectioo
1O1(a)(1)} to mean that a nght created or protected by the statute may be
abndged with abandon provided there is an even-handed denial to all.” /d.
at 470. The Eighth Circuit followed Christopher without discussion i
Smegal v. Gateway Foods of Minneapolis, Inc., 763 F.2d 354, 360 (8th
Cir. 1985). (The Smegal court citcd two other cases, one of which was
Clearly inapposite and one of which reached a result opposite to that
Christopher.)

The holdings in Christopher and Smegal, however, are squarely at odds
not only with the holding of the Supreme Court in Calhoon, with pnor
Fifth Circuit precedent, and with Seventh and Tenth Circuit law, but also
with the plain language of the statute, which requires only that “[e]vety
member of a labor organization shall have equal nghts and privileges
within such organization.” 29 U.S.C. § 41 1(a)(1) (1988) (emphasis added).

We decline to give section 101(a)1) an interpretation that its language 4
incapable of sustaining.

"

0-21

ACKILY v. WESTERN CONFERENCE OF TEAMSTERS 1765

file members. This would be the case even were we to require
advance distribution of the entire agreement (in this case, over
140 pages). Information conceming discussions or informal
understandings regarding the intended or actual meaning of
ambiguous provisions is of critical importance in implement-
ing union-management agreements. That information would
not be available to rank-and-file members in any event. To
attempt to ensure equal information for negotiators and mem-
bers alike would be wholly unrealistic. Carothers, 818 F.2d
at 934-35. “[I]t is not difficult to imagine how the Union's
legitimate role as bargaining representative could be
subverted” by such a rule. /d. at 934. The anti-discnmination
provision of section 101(a) was not intended to cover the type
of information disparity complained of by appellants.®

*In several cases involving section 10i(a)(1) claims, courts have read
the statute to require that the nght to vote on union matters be extended
~On an equal basis and i a meaningful manner.” McGinnis y. Local Union
710, Int'l Bhd. of Teamsters, 774 F.2d 196, 199 (7th Cir. 1985), cert.
denied, 475 U.S. 1121, 106 S. Ct. 1638 (1986). The “meaningful manner”
requirement has allowed the extension of section 101(a)(1) to reach not
only facially discrumunatory union conduct, but also facially neutral union
rules or acuons that are discruminatory in effect. See, ¢.g., McGinnis, 774
F.2d at 199-203 (invalidating union rule requiring that elections for union
stewards be held in Chicago); Bunz v. Moving Picture Mach. Operators’
Protective Union Local 224, 567 F.2d 1117, 1122 (D.C. Cir. 1977) (strik-
ing down interpretation of union constitution lowenng the percentage of
votes required to secure passage of a special picket assessment from 67%
to 51% after only 59% of the members had voted in favor of the assess-
ment); see also Trail v. International Bhd. of Teamsters, 542 F.2d 961.
966 (6th Cir. 1976) (declining to require dismussal of Michigan members’
claum that failure to submut a “Michigan Rider” for raufication violated
secuon 101(a1) because no factual record had yet been created as to
whether “Riders” ncgouated for other states had been submitted to mem-
bers based in those states). To sever the “meaningful manner” gloss from
the more fundamental “equal treatment” requirement and allow the former
alone to support a claum for violauon of secuon 101(a)(1), however, would
flout both the statutory language and scheme as well as ignore the other
statutory remedies created by Congress to deal with related ills. As we
have explained, secuon 101(a)(1) was not intended to reach all violauons
of umion members’ voung nghts, but only those of a certain type. See also
note 10, infra. The federal courts may not respond to union members’ fail-
ure to bnag the correct statutory acuon by affording a remedy under sec-
uon 101(a1) that 1s not warranted by the facts alleged.

O-22
1766 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

B

[7] Finally, Ackley and Cole urge that the withholding of
information from union members during the ratification meet-
ings violated the LMRDA’'s guarantees of freedom of speech
and assembly. As part of their argument, they contend that the
Act requires the passage of a reasonable period of time
between the disclosure of contract terms and the balloting.
Again, however, appellants have failed to establish a depriva-
tion of any nght provided under the LMRDA.

Section 101(a)(2) of the LMRDA guarantees to every union
member “the right to meet and assemble freely with other
members; and to express any views, arguments, or opinions;
and to express at meetings of the labor organization his views
... upon any business properly before the meeting.” 29
U.S.C. § 411(a)(2) (1988). It is settled law that the scope of
section 101(a)(2) is not coextensive with that of the first
amendment. United Steelworkers v. Sadlowski, 457 U.S. 102,
108-11, 102 S. Ct. 2339, 2344-45 (1982). Rather, Congress
sought to provide certain basic and fundamental mghts to
union members, while at the same time avoiding undue judi-
cial interference with the mechanics of union self-governance.
Sheldon v. O'Callaghan, 497 F.2d 1276, 1281 (2d Cir.), cert.
denied, 419 U.S. 1090, 95 S. Ct. 681 (1974); see also Caro-
thers, 818 F.2d at 934; Smith, 493 F.2d at 1244. Thus, section
101(a)(2) expressly provides that the rights it guarantees are
“subject to the organization's established and reasonable rules
pertaining to the conduct of meetings.” 29 U.S.C. § 411(a)(2)
(1988).

The courts of appeal have construed section 101(a)(2) to
provide a remedy not only for direct reprisals against dissent-
ers, but also for union conduct that inhibits or threatens dis-
senting speech. Lodge 1380, BRAC, 625 F.2d at 827, Navarro
v. Gannon, 385 F.2d 512, 518 (2d Cir. 1967), cert. denied,
390 U.S. 989, 88 S. Ct. 1184 (1968). However, Ackley and
Cole have made no showing that they or any of their fellow

,

0-23

ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1767

union members were denied the Opportunity to express their
views about the proposed collective bargaining agreement, or
discouraged from asking questions about its provisions dunng
the ratification meetings. Instead, they contend that nondisclo-
sure of material information rendered their freedom of expres-
sion illusory. While Ackley and Cole may have had a claim
for a violation of rights guaranteed them under the union con-
sutuuion, and thus grounds for a section 301(a) breach of con-
tract action, see discussion in Section C, infra, we find no
basis for any claim of a violation of the LMRDA.

There are two recognized bases for establishing a union
member's right to information under the LMRDA. First, the
LMRDA specifies that union members are entitled to access
to particular categories of information; a union’s failure to
provide that information to its members is actionable. See,
e.8., 29 U.S.C. §§ 412, 414 (1988). Second. two of Our sister
circuits, in considering appeals relating to membership votes
required by the LMRDA, have held that unions must furnish
Sutficient information to allow members exercising a
Statutory right to vote to do so in a meaningful manner.
Blanchard v. Johnson, 532 F.2d 1074, 1078-79 (6th Cir.
1976), cert. denied, 429 U.S. 834, 97 S. Ct. 100 (1976), and
429 U.S. 869, 97 S. Ct. 180 (1976); Sheldon v. O'Callaghan,
497 F.2d 1276, 1282 (2d Cir.), cert. denied, 419 U.S. 1090,
95 S. Ct. 681 (1974). The case before us does not fall in
either category.

*Blanchard involved a challenge to the manner in which a local union
had conducted an affiliation referendum. The distnct coun treated the vote
as 4 union election, which is required by section 401 of the LMRDA, 29
U.S.C. § 481 (1988), and held that secuon 101(a) guaraniced union mem-
bers the nght to a meaningful vote in umion elecuons. $32 F.2d at 1076.
The Sixth Circuit did not disagree with this charactenzauon. /d. at 1078.
In Sheldon, the Second Circuit held that union members who opposed
amendments to the union consutution were entitled to the Opportunity to
present theur views to the membership. 497 F.2d at 1282. Because the vote
was conducted by mail referendum and no meeung was held to discuss the
amendments, the court held that the union was required to afford the dis-

O-24

1768 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

[8] We note that even the first amendment does not contain
a requirement that adequate information be provided to ensure
that citizens will be enabled to cast enlightened or educated
votes in public elections. However, we need not decide here
whether we agree with our two sister circuits that meaningful
information is necessary when the LMRDA requires that
union members be permitted to vote on a particular subject,
such as the election of officers." As we have previously
explained, “[{a]lthough the LMRDA guarantees members the
right to vote in union elections, it does not guarantee them the
right to vote on” other questions not covered by the statute.
Stelling v. International Bhd. of Elec. Workers, 587 F.2d
1379, 1385 (9th Cir. 1978), cert. denied sub nom. Darby v.
International Bhd. of Elec. Workers, 442 U.S. 944, 99 S. Ct.
2890 (1979). Specifically, the LMRDA does not require that
union members be given the opportunity to ratify collective
bargaining agreements negotiated by their bargaining repre-
sentatives. That nght is provided, if at all, by the union's con-
stitution or bylaws. Alexander, 624 F.2d at 1240,
Confederated Independent Unions v. Rockwell-Standard Co.,
465 F.2d 1137, 1140 (3d Cir. 1972). Even if section 101(a) of
the LMRDA is construed as including a full information
requirement when membership votes are required by other
provisions of the LMRDA, we see no justification for extend-

senung members some other means of disseminating their views. /d. at
1282-83. There is no specific statutory mght to ratify amendments to the
union constitution; however, union constitutions, unlike collective bar-
gaining agreements, contain many provisions that are specifically regu-
lated by the LMRDA, including the assessment of dues and the clection
of officers.

The Blanchard and Sheldon courts discussed the right to a
“meaningful vote” in the context of section 101(a)(1). We do not unoder-
stand how the language of this provision, which sumply guarantees “equal
rights and privileges” to all union members, can be read to include such
a mght. 29 U.S.C. § 41 1(a1) (1988). If such a right exists, and we do Dot
decide this question here, a more likely source for that mght than secuon
101(aX 1) is the broader guarantees of freedom of expression and partici-
pation contained in section 101(a)(2).

0-25

ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1769

ing that rule to membership votes that, under the LMRDA.
need not be conducted at all. It is the union's rules, not the
LMRDA, that determine whether a contract ratification vote
must be held. Therefore, it is the union's rules, not federal
law, to which we must look when determining how the vote
must be conducted, including any questions regarding what,
if any, information must be afforded to union members during
the contract ratification process. In short, it is the breach of
the union's internal rules that must serve as the basis for any
complaint that insufficient information was provided to the
membership pnor to or at the time of ratification of a contract.
Section 101(a) of the LMRDA affords no remedy for such a
breach.

i

Our decision today does not leave union members without
nghts in contract ratification cases, nor does it deprive them
of a federal remedy for a union's failure to abide by the rules
governing the ratification process. If the union's constitution
or bylaws affords members the nght to ratify a labor-
management contract — and almost all do — that right is pro-
tected by federal law. However, the federal law that applies
is of a different character than the LMRDA.

[9] Section 301(a) of the LMRA authorizes the federal
courts to hear “[s]Juits for violation of contracts between an
employer and a labor organization ... or between any such
labor organizations.” 29 U.S.C. § 185(a) (1988). A union con-
Stitution is considered a contract between the union and its
members, and a member or members may sue the union under
section 301(a) for breach of that contract. Wooddell v. Inter-
national Bhd. of Elec. Workers, __ US. citiman he oe GD. OK,
499 (1991); United Ass'n of Journeymen v. Local 334, 452
U.S. 615, 619-27, 101 S. Ct. 2546, 2549-53 (1981); Kinney v.
International Bhd. of Elec. Workers. 669 F.2d 1222, 1229 (9th
Cir. 1981). Unless union members allege a denial or infringe-
ment of a specific right provided them in the LMRDA, it is

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1770 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

this federal statutory remedy that they must pursue when they
contend that nghts guaranteed them by their union's constitu-
tion or bylaws have been infringed." Here, although the
Teamsters constitution provides a nght to vote on contract rat-
ification and the nature and extent of that right is subject to
union regulation, Ackley and Cole failed to allege any viola-
tion of the union's rules and failed to plead any cause of
action for such breach.

When union members allege a deprivation of rights guaran-
teed them by the union's constitution or bylaws, they must
exhaust whatever internal remedies the union affords prior to
bringing suit against the union. Clayton v. International
Union, UAW, 451 U.S. 679, 688, 101 S. Ct. 2088, 2094-95
(1981) (exhaustion requirement applies to “disputes arising
over internal union matters such as those involving the inter-
pretation and application of a union constitution”) (emphasis
in original); Buzzard v. Local Lodge 1040, Int'l Ass'n of
Machinists, 480 F.2d 35, 41 (9th Cir. 1973). Most, if not all,
international union constitutions specify procedures for appeal
to the international from adverse decisions by local union
officials. Aggrieved members and unions alike benefit from
exhaustion requirements, because such requirements encour-
age unions to regulate their own conduct. Bise v. [International
Bhd. of Elec. Workers, 618 F.2d 1299, 1303 (9th Cir. 1979),
cert. denied, 449 U.S. 904, 101 S. Ct. 279 (1980). When a
breach of the union constitution is alleged, an exhaustion
requirement allows the international union to issue the author-
itative interpretation of that document, as is its prerogative.
The union is better equipped than the courts, for example, to

‘As we have explained in Part IV, in some cases union members may
also sue the union under section 301(a) of the LMRA, 29 U.S.C. § 185(a)
(1988), for a breach of the duty of fair representation. See Acri v. Interna-
tional Ass'n of Machinists, $95 F. Supp. 326, 333-34 (N.D. Cal. 1983)
(denying motion to amend pleadings to add a cause of action under section
101(a)(1) of the LMRDA), aff'd, 781 F.2d 1393 (9th Cir.), cert. denied,
479 U.S. 816, 107 S. Cv 73 (1986). Ackley and Cole stated a claun for
breach of that duty, but failed to establish a right to relief.

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ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1771

decide whether a constitutional provision for membership rat-
ification of labor-management contracts requires that the
membership be given advance notice of the terms of the pro-
posed agreement, or whether a particular method of balloting
should be used. The international’s president or executive
board can issue rulings and thereby establish a body of deci-
sional law. If the intemal procedures have been exhausted but
a remedy has not been afforded for the alleged wrong, or if
the court deems the union's internal procedures inadequate,
Bise, 618 F.2d at 1303-04, then and only then may the
aggneved union member or members seek a remedy under
section 301(a). Even then, courts considering section 301 (a)
Suits will accord great deference to the union's interpretation
of its own rules.

Congress's decision to leave the determination of whether
and how contract ratification votes must be conducted to the
unions reflects an understanding of the complexities of the
contract negotiation process. Time is of the essence during
contract negouation and ratification; a few days may mean the
difference between an amicable resolution of labor-
management differences and a bitter and extended strike.
Similarly, when a strike is in progress, if it cannot be ended
by a quick ratification vote conducted immediately after a ten-
tative agreement is reached, both sides may suffer serious and
even uteparable economic injury — economic injury that
both would desperately wish to avoid. Unlike other elections,
a contract ratification vote cannot be scheduled in advance, or
set for some pre-established date. No one knows until an
agreement is reached whether or when negotiators will arrive
at a contract. Because there may be an urgent need for speedy
ratification, there may not be an Opportunity for full argument
on each of the provisions of the contract. In addition, ratifica-
tion procedures must be tailored to the unique characteristics
and needs of each union. Some unions span large geographic
areas, while others are purely local in nature. The members of
some unions work at fixed locations; in other unions, mem-
bers spend a considerable amount of their working time on the

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1772 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

road or in the air. As a result of these and other differences,
some groups of union members may prefer that the union hold
ratification meetings, while others may opt for a mail ballot-
ing procedure. Neither of these procedures is ideal. Mai! bal-
loting may impede full debate on important issues, while an
open meeting procedure may preclude the type of review of
the entire contract that might otherwise be desirable. The indi-
vidual unions are better suited than the courts to the task of
determining what is best for their members — when and
under what circumstances ratification votes are appropriate
and what procedures are best suited to their members’ needs
and work schedules.

We do not mean the foregoing discussion to suggest in any
way that union democracy is unimportant or that federal labor
law accords unions virtually unlimited power to define inter-
nal policies and procedures by fiat. Rather, we believe that it
demonstrates just the opposite. The legislative scheme estab-
lished by Congress comprises three distinct, yet complemen-
tary, mechanisms designed to ensure the protection of the
rights of union members and the democratic self-governance
of unions by those members. The LMRDA establishes certain
absolute principles to which all unions must adhere and
affords certain fundamental rights to all union members, the
LMRA provides union members with a means of holding
their own union to the promises it has made and the proce-
dures that it has created; and the LMRA also affords union
members a right to sue their union for breach of its duty of
fair representation. With respect to Congress's decision to
leave the task of defining internal union procedures to unions
in the first instance, that arrangement does not inhibit union
democracy, but rather fosters it. “* ‘Democratic processes atro-
phy when they are not exercised; union members will have noe
interest in improving their organizations’ internal adjustment
procedures if they never are required to use them.”
Wiglesworth v. Teamsters Local Union No. 592, 552 F.2d
1027, 1031 (4th Cir. 1976) (quoting Aaron, The Labor-
Management Reporting and Disclosure Act of 1959, 73 Harv.

OQ-29

Acktiy vo Wisttkn COoNteRENCE OF TEAMSTERS 1773

L. Rev. 851, 869 (1960)), cert. denied, 431 U.S. 955,97 S. Ct.
2676 (1977). Although union members must pursue their
grievances though established channels, it is the union mem-
bers who wield the ultimate power to shape union policies and
procedures to their liking, through their statutorily guaranteed
rights to elect union officials and to certify collective bargain-
ing representatives.

(10) In summary, federal labor law provides a comprehen-
sive remedial framework to address violations of nghts guar-
anteed to union members by statute or by the union
consutution or bylaws. Different procedures may be applica-
ble depending on whether it is the former or the latter that is
the source of the right at issue. Section 101(a) is Only one part
of the statutory framework. Congress did not intend that the
section address every conceivable violation of union mem-
bers’ mghts or authorize the federal courts to determine in
every case what procedures best ensure union democracy. We
will not read the provision in a manner that Congress clearly
did not intend. Because Ackley and Cole do not allege any
breach of the union's internal rules, we do not decide whether
they have established such a breach and, if so, whether they
ure entitled to relief under section 301(a).

VI

(11) Although appellants’ substantive claims are meritless.
we find no basis in law for the district court's award of attor-
neys’ fees to WCT and Local Union 692. Appellees contend
that the award is firmly founded in the common benefit the-
ory, which permits fee-shifting in cases where the litigation
“confers “a substantial benefit on the members of an ascer-
tainable class, and where the court's jurisdiction over the sub-
ject matter of the suit makes possible an award that will
Operate tO spread the costs proportionately among them.’ ”
Hal v. Cole, 412 U.S. 1, 5, 93 S. Ct. 1943, 1946 (1973)
(extending the common benefit theory to cases brought under
the LMRDA) (quoting Mills v. Electric Auto-Lite Co., 396

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1774 ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS

U.S. 375, 393-94, 90 S. Ct. 616, 626 (1970)). We strongly
disagree. The rationale for a “common benefit” award is
entirely inapplicable to cases in which a union defendant pre-

vails against a member's or members’ claim for relief under
the LMRDA.

The common benefit theory permits successful individuals
who have benefited fellow members of a class to compel
those members to share the costs of obtaining the benefits
they have received. In the ordinary common benefit case
involving a union, reimbursement from the union treasury
serves to shift the cost of litigation from the individual litigat-
ing member to the union’s dues-paying membership as a
whole. /d. at 8-9, 93 S. Ct. at 1948. The same is true with
respect to other unsuccessful group defendants (or conceiv-
ably in some circumstances unsuccessful group plaintiffs). No
fee-shifting is necessary, however, when a union successfully
defends against a member's claim for relief under the
LMRDA, because the dues-paying union members, who are
the beneficiaries of the litigation, are already bearing the cost.
Were plaintiffs to be assessed attomeys’ fees, the costs would
be shifted away from the common beneficiaries. Equally
important, in our view, is the fact that the mere prospect of
such an award would “chill union members in the exercise of
their statutory nght to sue the union.” Pawlak v. Greenawalt,
628 F.2d 826, 831 (3d Cir. 1980), cert. denied, 449 U.S. 1083,
101 S. Ct. 869 (1981). Congress* central purpose in enacting
the LMRDA was to secure certain fundamental nights to
union members and provide them with a remedy against their
infringement. United Steelworkers v. Sadlowski, 457 U.S.
102, 109-11, 102 S. Ct. 2339, 2344-45 (1982). Extending the
common benefit theory in the manner suggested by appellees
would be contrary to this objective.

[12] Nor can the district court's award of attorneys’ fees to
WCT and Local Union 692 be justified on any other ground.
In general, determination of the circumstances in which attor-
neys’ fees may be awarded is the exclusive prerogative of

O-31

ACKLEY v. WESTERN CONFERENCE OF TEAMSTERS 1775

Congress. Alyeska Pipeline Serv. Co. v. Wilderness Soc’ y, 42]
U.S. 240, 260-63, 95 S. Ct. 1612, 1623-24 (1975). A federa!
court may, however, award attomeys’ fees not only when the
common benetit exception applies but also when the case falls
within one of the other two longstanding, judicially created
exceptions to the general rule against fee-shifting: willful dis-
obedience of a court order and bad faith or abusive litigation.
fd. at 258-59, 95 S. Ct. at 1622. In the case before us. there
is no allegation that Ackley and Cole willfully disobeyed a
court order or acted in bad faith. “(T]he federal courts cannot,
absent specific statutory authority or one of the three enumer-
ated exceptions listed by the Supreme Court, alter the uniform
system of cost-beuring created by Congress, or shift attor-
neys’ fees merely because a party has lost a case or offended
some legal norm.” Zambrano v. City of Tustin, 885 F.2d 1473,
1481 (9th Cir. 1989) (footnote and citation omitted). The
union defendants’ request for attorneys fees was not within
the district court’s authority to grant. Accordingly, the judg-
ment of the district court is

AFFIRMED IN PART AND REVERSED IN PART.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386011_0415%3A4. Public record. Not legal advice.
