# Petition for Writ of Certiorari — Havasupai Tribe v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1992
- **Citation:** 503 U.S. 959

## Text

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1991

THE HAVASUPAI TRIBE,
a Federally Recognized Indian Tribe, et. al.,

Vv.

THE UNITED STATES OF AMERICA, et. al

ai

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT

Joe P. Sparks
Counsel of Record
Kevin T. Tehan
SPARKS & SILER, P.C.
7503 First Street
Scottsdale, AZ 85251
(602) 949-1339

QUESTIONS PRESENTED

The Grand Canyon Enlargement Act, 16
U.S.C. 228i et. seg. added 185,000 acres
to the Havasupai Indian Reservation and
specifically recited that:

Nothing in Section 228a-
228} of this title shall
be construed to prohibit
access by any member of
the Tribe [Havasupai] to
any sacred or religious
places or burial grounds,
native foods, paints,
materials, and medicines
located on public lands
not covered in Section
228a to 228j of this
Title. Id. 228i(c).

* *& &

By the enactment of
sections 228a to 228j of
this title, the Congress
recognizes and declares
that all right, title and
interest in any lands not
otherwise declared to be
held in trust for the
Havasupai Tribe or
otherwise covered by
sections 228a to 228j of
this title is
extinguished.

Does the language and the legislative
history of the Act, when interpreted
under tenets of construction adopted by
this court affecting Indian Tribes,
preserve or provide access by Congress to
the Tribe or individual Tribal members to

«tie

the Canyon Uranium Mine site,
notwithstanding a prior decision cf the
Indian Claims Commission.

Is a showing of agency bad faith a
prerequisite to discovery in a suit
seeking judicial review of administrative
agency action where the applicant seeking
discovery has challenged the completeness
of the administrative record and seeks to
establish its completeness through such
discovery.

-iii-

LIST OF PARTIES

The parties to the proceedings below were
the Petitioners: The Havasupai Indian Tribe,
a Federally recognized Indian Tribe; Delmer
Uqualla, Issa Uqualla, Clark Jack, Jr., Rex
Tilousi, and Wayne Sinyella.

The Respondents before this Court
include: Chief, United States Forest Service;
Regional Forester, Southwestern Region, United
States Forest Service; Forest Supervisor,
Kaibab National Forest, Southwestern Region,
United States Forest Service; Energy Fuels
Nuclear, Inc., a Colorado Corporation; Energy
Fuels Exploration Company, a Colorado
Corporation; United States of America, the
United States Department of Agriculture,

Forest Service; Secretary of Agriculture.

-iv-

TABLE OF CONTENTS

QUESTIONS PRESENTED... .cccccccccccccecs ii
LIST OF PARTIES....... ee cecccece iv
OPINIONS BELOW........ Cocccccccccccces ; 1
JURISDICTION... ccccccccccccccccecscecece 2
STATUTE INVOLVED... ccccccccccccccccces 3
STATEMENT OF THE CASE... cccccccccccces 4
REASONS FOR GRANTING THE WRIT......... 13
CONCLUSION......... eeccccccccccccccces : 30
APPENDIX

Order Denying Motion for Rehearing

Before United States Court of

Appeals For The Ninth Circuit

Becee GCSCener 2, ISP ksc ci coeccascecseces a-1

Opinion of United States Court of
Appeals for the Ninth Circuit
DOTOG AUGUST 26, ISPD. cccncccccscccees a-3

Order of United States District
Court for the District of Arizona
DOE EPEA BB y BOG s 6 cess hi ceeeessinans a-14

Grand Canyon Enlargement Act (”GCEA”
ee ee) er eee eee ee eee ee ee a-144

-V=

TABLE OF AUTHORITIES

Cases: Page:
Alaska Pacifi j i 4 7

248 i 78, 89 (1918) wcccccecces e*e#ees? 2 15

ic € usician

v. Wittstein,

STS UiB. BFR, 27S CA97E) wo cccvcoses (nee ee 13
Bryan v. Itasc ° , 426 U.S. 373

SB err re eee 15

Choate v. Trapp, 224 U.S. 665 (1912)...... 15

Citizens to Preserve Overton Park v.

Volpe, 401 U.S. 402 (1971)... ccccecee 26
No wes j e e otective

Association v. Peterson,

795 F.2d 688, 694 (Ninth Cir. 1986)... 11
Lyng v. Northwest Indian

Cemetery Protective Association,

485 om - 439 (1988) .cccccccccccccccces 11

Solem v. Bartlett,
465 U.S. 463 (1984)....... ea cee eee es 16

Tennaco Oil Co. v. Dept. of Energy,
475 F. Supp. 299, 317 (D. Del. 1979).. 26

Texas Steel Co. v. Donovan,
93 F.R.D. 619, 621 (N.D. Tex. 1982)... 26

The Havasupai Tribe et. al. v. United
States, 20 Ind. Cl. Comm. 210,
7 ey ere ee ee Se ee eras 9

Thompson v. U.S. Dept. of Labor, 885
F.2@ S51. (Gm Cis.) TOGRc s scsccecns ees 27

WwW
Indians v. U.S., 490 F.2d 435,

945 (Ct. Cl.

2O7SE) cccccvececsiccos

> ee 8 @

U.S. Ex. Rel. Hua] ; Indi —

United States v. Gemmill,

Fe Pacific Railroad Co.,

314 U.S.

338,

347 CRORE Cereb eeeeeceeerereeseseeeener

(9th Cir.) Cert. den. sub. nom...

Wilson v. United States, 429 U.S. 982
Clg.) Peer se eee eee ee ee ee ee

Miscellaneous:

5 U.S.C. § 704....

5 U.S.C.

16

16

16

16

16

16

28

28

28

42

36

36

U.S.C.

U.S.C.

i Fe oe

U.S.C.

U.S.C.

U.S.C.

U.S.C.

U.S.C.

i

x -

C.F.R.

C.F.R.

A HAH HA FH HR HO HE HR GH HHH

i Perr rr rT TTT eT Te Te Te

pe ee ee eae ee

228a-2283.

ZABLE) wa cccacvcccecessives

SORE i cack vine

CREO so cna vues

2281(f)....

Tt eee re

i) Pee

eoeeeeteeese#e

211.18......-.

211.18(f) (6)

-vii-

535 F.2d 1145,

14

14

H.R. Rep. 93-1374, 93rd Cong.
24 GOSS. (1974) cccccce [Keekeeteedones 19,23

119 Cong. Rec. No. 43 (daily ed.

March 20, 1973) -cccccccccccccccecccccseces 18
119 Cong. Rec. H6683 (1974)... eeeeees 20
119 Cong. Rec. H10449 (1974)........-. 21,42

-viii-

IN THE
SUPREME COURT OF THE UNITED STATES

October Term, 1991

THE HAVASUPAI TRIBE,
a Federally Recognized Indian Tribe, et. al.,
Petitioners,

Vv.

THE UNITED STATES OF AMERICA, et. al.,
Respondents.

PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
NINTH CIRCUIT
OPINIONS BELOW
The opinion of the Court of Appeals for
the Ninth Circuit has not yet been reported.
It appears in the Appendix hereto, p. A-3,
infra.

The opinion of the United States District
Court for the District of Arizona (Strand
D.J.) is ceported at 752, F. Supp. 1471 (D.
Ariz. 1990) and is reprinted in the Appendix

hereto, p. a-14.

JURISDICTION

Invoking federal jurisdiction under 28
U.S.C. § 1362, 28 U.S.C. § 1331, the
Petitioner brought this suit in the District
of Arizona. On April 18, 1990, the District
of Arizona granted Judgment in favor of
Respondents on all Counts of Petitioner’s
Complaint.

On Petitioner’s appeal, the Ninth Circuit
on August 26, 1991, entered a Judgment and an
Opinion affirming the decision of the District
Court. A Petition for Rehearing was filed
with the Ninth Circuit on September 6, 1991.
The Petition for Rehearing was denied on
October 9, 1991.

The jurisdiction of this Court to review
the Judgment of the Ninth Circuit is invoked

under 28 U.S.C. § 1254(1).

STATUTE INVOLVED

The Grand Canyon Enlargement Act,

Nothing in sections 228a to 228)
of this title shall be construed
to prohibit access by any
members of the tribe to any
sacred or religious places or
burial grounds, native foods,
paints, materials, and medicines
located on public lands not
otherwise covered in sections
228a to 228j of this title.

x * &

By the enactment of sections
228a to 228} of this title, the
Congress recognizes and declares
that all right, title and
interest in any lands not
otherwise declared to be held in
trust for the Havasupai Tribe or
otherwise covered by sections
228a to 228} of this title is
extinguished.

The statute is set forth in full at
Appendix p. a-144.

16

U.S.C. § 228i provides in pertinent part:

1

STATEMENT OF THE CASE

The Petitioner, Havasupai Indian Tribe,
is a federally recognized Indian Tribe which
resides on a federal Indian Reservation
located in the Grand Canyon of Arizona.
Petitioners, Delmer Uqualla, Issa Uqualla,
Clark Jack, Jr., Rex Tilousi, and Wayne
Sinyella are members of the Havasupai Tribe
and, in some instances, Tribal officers.
Petitioners will be collectively referred to
as “the Havasupai Tribe” for purposes of this
Petition.

The Havasupai Tribe has lived within the
area of the Grand Canyon for thousands of
years. This Petition seeks review of
decisions of the Ninth Circuit affirming the
decision of the District Court denying the
Tribe an opportunity to take discovery in an
originally filed District court action
alleging, inter alia, violation of Tribal
rights, and violation of a right of access to

sacred areas conferred by Congress under the

-4-

Grand Canyon Enlargement Act of 1975, 16

U.S.C. § 228i ("GCEA"). The denial of
discovery also applied to separate claims made
by the Tribe against Energy Fuels Nuclear
which were not part of the administrative
process.

In October, 1984, Energy Fuels Nuclear
(EFN), filed with the United States Forest
Service, Kaibab National Forest, a Plan of

Operation for development of the Canyon

Uranium Mine. The Canyon Uranium Mine is
located approximately 35 miles Southwest and
upstream of the Havasupai Reservation. It is
undisputed that the Canyon Mine Site is
located within the aboriginal use area of the
Havasupai Tribe and is located on public land
within the Kaibab National Forest.

On September 26, 1986, the Forest
Supervisor, Leonard Lindquist, issued a Record
of Decision approving EFN’s modified Plan of
Operation for the Canyon Mine. Pursuant to 36

C.F.R. § 211.18, the Tribe appealed the Forest

-5-

Supervisor’s decision to the Regional
Forester. The Regional Forester affirmed the
Forest Supervisor’s decision on August 28,
1987. The Chief of the Forest Service
affirmed the Regional Forester’s Review on
June 9, 1988.

The undisputed chronology of events
reflects review of the EFN Plan of Operation
by three separate levels within the Forest
Service during the period from October, 1984
through June 1988.

On June 16, 1988, the Tribe filed suit
challenging the authority of the Forest
Service to approve a Plan of Operation for the
Canyon Uranium Mine. The Complaint alleged
violation of first amendment rights to freedom
of religion; violation of right of access;
breach of fiduciary duty by the Forest
Service; and violation of the National
Environmental Policy Act, 42 U.S.C. § 4321
regarding deficiencies in the preparation of

an Environmental Impact Statement for the

-6-

Canyon Uranium Mine. The Complaint further
alleged that development and operation of the
Canyon Uranium Mine by Energy Fuels Nuclear
would unlawfully deny the Tribe’s access to a
place held sacred and religious by them and
would violate their aboriginal right of access
acknowledged, confirmed, and reserved by the
United States for the beneficial use and
enjoyment of the Havasupai Tribe.

This District Court, in a preliminary
ruling dated July 28, 1988, ordered that any
evidence not within the “Administrative
Record” would not be admitted and that the
Tribe was barred from taking any discovery, of
any kind, including discovery of the Forest
Service papers, documents, or any company or
individual listed in the EIS as a “preparer”
and also prohibited the Tribe from taking
discovery from EFN or admitting evidence
relating to the separate claims against EFN.

The Tribe thereafter on August 12, 1988

moved for production of the entire

o-J=

Administrative Record which was denied by the
District Court on September 8, 1988.

On April 18, 1991, the District Court
entered a comprehensive order denying the
relief requested by the Tribe under all counts
and affirming the decision of the Chief of the
Forest Service approving the modified Plan of
Operation for the Canyon Uranium Mine.

On appeal to the Court of Appeals, the
Tribe raised three issues:

i. Whether the District Court’s denial
of any discovery or introducing
evidence was error;

Whether the District Court erred in
finding that the Environmental
Impact Statement for the Canyon Mine
contains a reasonably thorough
discussion of the Canyon Uranium
Mine Proposal; and

3 Whether the District Court erred in
finding that the Grand Canyon Park
Enlargement Act of 1975 did not
preserve for the Tribe a right of
access to the Canyon Uranium Mine
Site.

The District Court determined that the

language of the GCEA provided no basis for a

claim of a right of access since aboriginal

-8-

title had supposedly been “extinguished”
through a determination of the Indian Claims
Commission. The Havasupai Tribe et. al. v.
United States, 20 Ind. Cl. Comm. 210, 234
(1968). Significantly, the District Court
also stated in its opinion that an
extinguishment depends upon the action of

Congress and not by any activity of the

executive branch’ and that the Commission had
no authority itself to extinguish title.?

The Ninth Circuit, in its opinion of
August 26, 1991 affirmed the holding of the
District finding that aboriginal title had
been extinguished citing United States v.
Gemmill, 535 F.2d 1145, 1148-49 (9th Cir.)

Cert. den. sub. nom. Wilson v. United States,

429 U.S. 982 (1976). In applying the
rationale advanced in Gemmill, the Ninth

Circuit did not point to a specific Act of

District Court Opinion p. a-25.

Appendix p. a-29.

Congress which clearly and unambiguously
extinguished aboriginal title, but instead
examined a series of events regarding activity
before the Indian Claims Commission.

Significantly, the Ninth Circuit, as well
as the District Court failed to explain or
comment upon the necessity or operation of §
228(f) of the Act which provided:

By the enactment of the Sections

228a to 228j of this title, the

Congress recognizes and declares

that all right, title, and

interest in any lands not

otherwise declared to be held in

trust for the Havasupai Tribe,

or otherwise covered by Section

228a to 228} of this title is

extinguished.
Both opinions failed to explain the
determination of Congress that a declaration
of extinguishment of aboriginal title was
necessary as found in 16 U.S.C. § 228i(f) in
light of the earlier extinguishment suggested
in both opinions.

The Ninth Circuit Court’s opinion also

did not comment or explain how its affirmation

-10-

of the District Court’s interpretation of the
GCEA could be reconciled with the Ninth
Circuit’s earlier analysis of the GCEA as
evidence of Congressional action to protect
and preserve access to religious sites.*

The Ninth Circuit also affirmed the

District Court’s determination that the Tribe

would not be entitled to any discovery (even
discovery to determine if the entire
administrative record was in fact before the
reviewing District Court) since no showing of
bad faith had been made or that the
administrative officer had relied on materials
outside of the record.” The Ninth Circuit
further noted that discovery beyond the
administrative record is permitted where it is

clear that the agency considered documents

4 Northwest Indian Cemetery Protective

Association v. Peterson, 795 F.2d 688, 694 n.8
(Ninth Cir. 1986) reversed sub. nom. on other
grounds. Lyng v. Northwest Indian Cemetery
Protective Association, 485 U.S. 439 (1988).

> Appendix p. a-9.

-l1l-

outside of that record when arriving at its
conclusion.® The Ninth Circuit opinion did
not comment upon or explain why the
“administrative record” produced by the Fores’
Service did not include thousands of pages of
additional records on the Canyon Uranium Mine
in the admitted possession of the Forest

Service, but never included in the record.

Appendix p. a-9.

-12-

REASONS FOR GRANTING THE WRIT

I. The Ninth Circuit’s Interpretation of the

Havasupai Access Provisions of the GCEA

Conflicts With Decisions of this Court.

Without Congressional authorization, and
contrary to an express ext inquishhent by
congress in the subject statute, the Ninth
Circuit has determined that executive action
taken by a quasi judicial board such as the
Indian Claims Commission has extinguished
aboriginal title and therefore denied access
to the Havasupai Tribe to a sacred site
despite a specific Congressional statute which
(a) recognizes such access, and (b) by express
language “extinguishes” aboriginal title (as
only Congress can do).

This petition raises an important
question of first impression before this court
warranting exercise of the court’s juris-
diction regarding construction of the GCEA and
its recognition of the Havasupai Tribe’s right

of access to the Canyon Uranium Mine site.

See American Federation of Musicians v.

-13-

Wittstein, 379 U.S. 171, 175 (1974). Both the
District Court and the Ninth Circuit
determined that the Indian Claims Commission
extinguished all rights that the Havasupai
Tribe might have to the Canyon Mine site, yet
this court has determined that the executive
branch does not have jurisdiction to
extinguish title, that power rests exclusively
with Congress. U.S. Ex. Rel. Hualapai Indians

v. Santa Fe Pacific Railroad Co., 314 U.S.
338, 347 (1941). Pursuant to Article I,

Section 8.3 of the United States Constitution,
on Congress has the power and authority to
extinguish title. The unilateral action of
the executive branch cannot eliminate Indian

title. Turtle Mountain Band of Chippewa
Indians v. U.S., 490 F.2d 435, 945 (Ct. Cl.

1974).

The unique status of Indian Tribes ana
their relationship with the United States has
created a body of law established by this

court for the construction of statutes

-14-

a

affecting Indians are to be liberally

construed in their favor. Bryan v. Itasca
County, 426 U.S. 373 at 391 (1926); Alaska
Pacific Fisheries v. U.S., 248 U.S. 78, 89

(1918). Doubtful expressions, instead of
being resolved in favor of the United States,
are to be resolved in favor of the concerned
Indian Tribe. Choate v. Trapp, 224 U.S. 665
(1912). Neither the District Court, nor the
Court of Appeals opinions included any
discussion of the application of this rule of
construction to Section 228i of the GCEA.

The Forest Service does not dispute that
the Tribe has a religion, nor does the Forest
Service take issue with the fact that the
Canyon Mine site may have special significance
to that religion. Section 228i(c) does in
fact reserve to the Tribe access rights to
"sacred or religious places” greater than
those of the public. The District Court
simply interpreted the words as an expression

of statutory neutrality’ and a preservation of

-15-

access by the Tribe similar to that enjoyed by
any member of the public. 8

The primary factors for a court to
consider to determine Congressional intent
respecting this issue are: (1) the statutory
language of the GCEA; (2) the events
surrounding its passage; and (3) the
subsequent treatment of the land after passage
of the Act. Solem v. Bartlett, 465 U.S. 463
(1984). A review of the language of the GCEA
and the events surrounding its passage as well
as the Havasupai use of land in their
aboriginal area after the Indian Claim
Commission decision shows Congress’ intent to
confirm and preserve a right of access to
sacred places found in § 228i(c) of the GCEA.

Congress intended to make clear that by
extinguishing all right, title, and interest

of the Havasupai Tribe to lands not in the

District Court Opinion p. a-50.

District Court Opinion p. a-50.

-16-

enlarged Reservation or in the “"Havasupai Use
Lands” in the Grand Canyon National Park, it
was preserving or allowing right of access by
members of the Tribe to any sacred or
religious places or burial grounds, paints,
materials, and medicines on public lands.

Two entire provisions of the GCEA are
rendered superfluous by the District Court’s
opinion: Sections 228i(c) and 228i(f).
Congress had no need to provide access to
public lands by the Havasupai equal to that of
any other member of the public, since nothing
in the GCEA prohibited access of the Havasupai
Tribe. If all rights of the Havasupai through
aboriginal title had been extinguished via the
Indian Claims Commission, Congress would have
needed no express extinguishment as found in §
228i(f).

The legislative history of the GCEA shows
that protection of the Havasupai Tribe living
in and around the Grand Canyon was considered

"first and foremost" by the sponsors of the

-17-

Act. ?

Specifically, Congress indicated that th
Havasupai were regarded by other Indian Tribe:
as “the keepers of the Grand Canyon and its
sacred places”. 1°

The actual return in trust to the
Havasupai of some of their plateau lands and
sacred places was considered “essential”.11

The fact that “most, but not all, of the

restorations sought by the Havasupai people?

9 119 Cong. Rec. No. 43 (daily ed. March 20
1973), Statements on Introduced Bills and
Resolutions.

By Mr. Goldwater (for himself,
Mr. Beall, Mr. Brock, Mr.
Buckley, Mr. Curtis, Mr.
Dominick, Mr. Ervin, Mr. Fannin,
Mr. Hatfield, Mr. Helms, Mr.
Hollings, Mr. Hruska, Mr.
Humphrey, Mr. Javits, Mr.
Kennedy, Mr. Mansfield, Mr.
McGovern, Mr. Moss, Mr.
Packwood, Mr. Percy, Mr. Scott
of Pennsylvania, and Mr.
Thurmound).

10 Id., Goldwater, at 2.
11 Id., Goldwater, at 2.

12 Id., Goldwater, at 2.
(Cont. )

-18-

were being restored in trust to the Tribe was

clear.

The legislative history of the GCEA
reflects that Congress clearly understood that
the Havasupai Tribe’s situation and history

13. Rven after the claims case

was unique.
which the Ninth Circuit held as pivotal,
Congress recognized that the Havasupai
continued to use large areas of the Grand

Canyon National Park and Kaibab National

Forest, /4 and expressly sanction Havasupai

13. the House of Representative’s Report on
the GCEA stated:

"The Havasupai situation is
unique. The Indian Claims
Commission allowed them
compensation for their
aboriginal lands without offset,
even though they continued to
use a rather large area for
grazing to the exclusion of
others. Moreover, Congress
expressly sanctioned the use of
lands within the Grand Canyon
National Park by members of the
Havasupai Tribe .. .”. (H.-R.
Rep. 93-1374, 93rd Cong. 2nd
Sess. 9 (1974)).

(Cont. )

-19-

Tribe use of lands within the aboriginal
area.

Moreover, a review of floor debate on th
GCEA clearly demonstrates that the claim of
prior extinguishment of Havasupai aboriginal
title through action of the Indian Claims
Commission was raised as a major objection to
the Act due to the possible precedential
effect of a transfer. The continued uses mad
by the Havasupai of the National Park and
National Forest was intensely debated. It ha

“become an emotional national issue.*1°

14 Id. at 8.

15 119 Cong. Rec. H6683 (1974), Udall:

There are, in my opinion,
equities on both sides of what
has become an emotional national
issue. There has been a great
deal of debate over whether or
not the Havasupai Tribe’s
aboriginal title to this land
was extinguished by a 1969
settlement before the Indian
Claims Commission whereby the
Tribe agreed to accept $1.24
million for its claim that 2.5
million acres were “taken” by
the U.S. Government.

(Cont. )

-20-

purpose of § 228i(c) as being merely a
statement of neutrality showing that the
Havasupai were to have the same rights as
other members of the public, ignored the
extensive debate where opponents argued that
no statutory language was necessary to
preserve the uses that the Havasupai were
acknowledged to still be making of park and

forest lands, including religious uses.

The Trial court, which attributed the

16

x & &

Advocates for the Tribe point
out that the Claims Commission
has no authority to extinguish
aboriginal title, that only
Congress can do so. Indeed, as
the Supreme Court has stated,
"the power of Congress in that
regard is supreme.” (U.S. Vv.
Santa Fe Pacific R. Co., 314
U.S. 339, 347 (1941). Congress
is the final arbiter of matters
of Indian land title and can
create, enlarge, or modify
Indian reservations as it deems
necessary.

119 Cong. Rec. H10449 (1974). See, Yates,
Rhodes, and Udall at H10439, H10440; see also
Foley, Dellenback, and Steiger at H10441; see

(Cont. )

-21-

A major sponsor of the GCEA emphasized
the purpose was to protect the rights of the

Havasupai.

There are two reputable,
responsible points of view

here. I take the view that we
will do justice to the tribe
today by voting up the committee
amendment. The purpose is to
protect the }ggitimate rights of
the Indians.

Finally, the debate and previous action b'
Congress recognized the disagreement about
whether title had been extinguished by the
Indian Claims decision, or the appropriation

of the judgment award by Congress. 18

also, Seiberling, Udall, Foley, Rhodes at

H10442; see also, Meeds, Steiger, Rhodes at
H10443.

17 Id., 119 Cong. Rec. H10449 (1974), Udall:

4

18 Id., 119 Cong. Rec. H10441 (1974), Foley:

I would like to emphasize that
the money has been appropriated
by the Congress, it has been
partially distributed to the
Tribe, and the claim is
therefore fully and legally
settled. [Emphasis added].

-22-

For those insisting that title had

already been extinguished, the earlier
Committee Report states that:

"this action is in the nature of
a grant by the Congress, and
since the uses to be permitted
are limited, the legislation
requires no consideration to be
paid by the tribe for the
benefits conferred and it

finally settles the question of
title to the land. [Emphasis

added].

For those claiming title had not been
extinguished, Congress preserved limited
rights to the Havasupai on public lands not
covered by 16 U.S.C. 228i with the language of
§ 228i(c).

Finally, Congress determined that the
question of title must be resolved and
included the express provision of 16 U.S.C. §
228i(f).

II. Denial of Discovery to the Tribe to

Determine Completeness of the
"Administrative Record" Before the Trial

19 H.R. Rep. No. 93-1374 93rd Cong. 2d Sess.
11 (1974).

-23-

Court Conflicts With Decisions of this
Court.

What the Forest Service labeled as the
“Administrative Record” complied during the
Havasupai Tribe’s administrative appeal of th
forest Supervisor’s September 26, 1986
decision to approve the Canyon Uranium Mine,
the District Court below did not find, and th
Forest Service has never contended that the
“Administrative Record” filed in this case
contains all documents and materials directly
or indirectly considered by the Forest Servic
in the investigation, review, and approval of
the Plan of Operation for the Canyon Uranium
Mine.

In briefing before the Ninth Circuit,
Respondent Energy Fuels Nuclear (”EFN”)
contended that the record before the District
Court comprised all the material before the
Chief of the Forest Service when a final
decision was made on June 6, 1988. EFN cited

in the record to two declaration of Forest

-24-

Service personnel, Mr. Branson and Mr.

Unger. But neither of these declarations
support the claim of EFN that the
administrative record before the Trial Court
contained all materials that was before the
Forest Service Chief before the Ninth Circuit.
At the Ninth Circuit the Forest Service
contended that, pursuant to 36 C.F.R. §
211.18(f) (6), the Chief’s June 6, 1988
decision was "final agency action" and
therefore the administrative record" only need

include those documents actually relied

upon. EFN argued that only final agency
actions are reviewed by courts and not
decisions which are preliminary or
procedural. Section 704 of the Administrative
Procedures Act provides that "a preliminary,
procedural or intermediate agency action not
directly reviewable is subject to review on
the review of the final agency action".

A litigant may conduct discovery beyond

the "administrative record" to determine

-25-

whether the record is complete on
demonstrating some reasonable basis for
believing the records incomplete. No showin
of bad faith, as reflected in the opinion of
the Ninth Circuit is required. Texas Steel
Co. v. Donovan, 93 F.R.D. 619, 621 (N.D. Tex
1982); Tennaco Oil Co. v. Dept. of Energy, 4
F. Supp. 299, 317 (D. Del. 1979). In Citize
to serve Overto v. Voipe, 401 U.S.
402 (1971) this court noted that the
“thorough”, “probing” and “in depth” review |
the agency decision is to be based on the
“whole record” compiled by the agency; the
basis of review as required under Section 70
of the Administrative Procedure Act. Id. 41
419.

Absent a complete administrative record
which includes all the documents compiled ani
considered by the agency, reviewing courts a
unable to conduct a thorough, in depth,
probing review “of agency action”. Such a

review is thwarted if the court receives oni

-26-

Ww

select documents which the agency chooses to

include in the record.

The “whole” administrative record in a
case requiring judicial review of agency
action comprises all documents and materials
directly or indirectly considered by the
agency decision makers. Thompson v. U.S.

Dept. of Labor, 885 F.2d 551 (9th Cir.)
1989. The Tribe, in its papers to the Ninth

Circuit presented correspondence from the
Forest Service indicating that records
consisting of an estimated 14,400 pages of
material regarding the Canyon Uranium Mine
were contained in the Forest service

files.?° This estimate is almost three times

20 By letter to Tribal counsel dated November
29, 1988, the Forest Supervisor stated:

I do wish to note that
processing your request will be
a formidable task. The Canyon
Uranium Mine records are
voluminous. In this office
alone, they comprise nearly four
full file drawers. Based on a
conversion factor of 200 pages
per inch for the six feet of
(Cont. )

o27=

|

the “administrative record” produced by the
Forest Service in District Court which ran
approximately 5,000 pages in length.

It is clear that the so called “adminis-
trative record” filed below does not contain
all documents directly or indirectly compiled
or considered by all levels of the Forest
Service in rendering its decision to approve
the Canyon Uranium Mine.

This court can illuminate its previous
rulings regarding the nature of the
administrative record required to be compiled
by administrative agencies and produced as
part of a judicial review of administrative
agency action.

Having determined that the Tribe had no

access to the Canyon Uranium Mine provided

material on hand, we estimate
that the supervisor’s office
file contains approximately
14,400 pages. Another full file
drawer of Canyon Mine records
are located in the office of the
Tusayan Ranger District.

-28-

under the Grand Canyon Enlargement Act, the

District Court further determined that no
fiduciary duty toward the Havasupai Tribe was
created thereby and dismissed this breach of

fiduciary duty clain.

-29-

CONCLUSION
The Ninth Circuit has thus interpreted a
federal statute of major importance in a
manner inconsistent with the prior rules of
construction established by this court.
Plenary consideration of the matter by this
Court is essential.
For these various reasons the Petition
for Certiorari should be granted.
Respectfully submitted,
Joe P. Sparks
Counsel of Record
Kevin T. Tehan
SPARKS & SILER, P.C.
7503 First Street

Scottsdale, AZ 85251
(602) 949-1339

-30-

NOT FOR PUBLICATION

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

HAVASUPAI TRIBE, a federally
recognized Indian Tribe;
DELMER UQUALLA; ISSA
UQUALLA; CLARK JACK, JR.,;
REX TILOUSI; WAYNE SINYELLA,

Vv.

F. DALE ROBERTSON, in his
official capacity as Chief,
United States Forest Service
SOTERO MUNIZ, in his official)
capacity as Regional )
Forester, Southwestern )
Region, United States )
Forest Service; LEONARD )
)
)
)

)
)
)
)
Plaintiffs-Appellants, )
)
)
)
)
)
;)

LINDQUIST, in his official
capacity as Forest
Supervisor, Kaibab National
Forest, Southwestern Region, )
United States Forest Service; )
ENERGY FUELS NUCLEAR, INC., 4)
Colorado Corporation; ENERGY )
FUELS EXPLORATION COMPANY, a )
Colorado Corporation; UNITED )
STATES OF AMERICA, the United)
States Department of )
Agriculture, Forest Service; )
RICHARD LYNG, in his official)
capacity as Secretary of
Agriculture,

Defendants-Appellees.

a ee ee ee eee

APPENDIX a~1

No. 90-15956

D.C. No.
CV-88-0971-RGS
(District of
Arizona)

ORDER

Before: HUG, SCHROEDER, and WIGGINS,

Circuit Judges.

The appellants’ petition for rehearing i

denied.

HAV-104417

FOR PUBLICATION

UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

HAVASUPAI TRIBE, a federally
recognized Indian Tribe;
DELMER UQUALLA; ISSA
UQUALLA; CLARK JACK, JR.,;
REX TILOUSI; WAYNE SINYELLA,

Plaintiffs-Appellants,

Ve

official capacity as Chief,
United States Forest Service;
SOTERO MUNIZ, in his official
capacity as Regional
Forester, Southwestern
Region, United States

Forest Service; LEONARD
LINDQUIST, in his official
capacity as Forest
Supervisor, Kaibab National
Fo~est, Southwestern Region, )
United States Forest Service; )
ENERGY FUELS NUCLEAR, INC., a)
Colorado Corporation; ENERGY )
FUELS EXPLORATION COMPANY, a )
Colorado Corporation; UNITED )
STATES OF AMERICA, the United)
States Department of )
Agriculture, Forest Service; )
RICHARD LYNG, in his official)
capacity as Secretary of
Agriculture,

)
)

)

)

)

)

)

)

)
F. DALE ROBERTSON, in his )
)

)

)

)

)

)

)

)

)

)

Defendants~-Appellees.

)
)
)
)
)

No. 90-15956

D.C. No.
CV-88-0971-RGS

OPINION

Appeal from the United States District Court
for the District of Arizona
Roger G. Strand, District Judge, Presiding

Argued and Submitted
June 11, 1991 - San Francisco, California

Filed August 26, 1991

Before: Procter Hug, Jr., Mary M. Schroeder
and Charles Wiggins, Circuit Judges.

Per Curiam

SUMMARY

Administrative Law

Affirming a district court judgment up-
holding the Forest Service’s approval of
development of a uranium mine, the court of
appeals held that the district court did not
err in limiting its review to the administra-
tive record complied by the Forest Service in
considering the Havasupai Tribe’s NEPA claims.

Appellant, the Havasupai Tribe,
challenged a decision by the Forest Service

approving development of a uranium mine in the

area of the Grand Canyon, arguing that the

land involved is an area of religious signifi-

cance to them, and that the Forest Service did
not adequately consider the effect of such a
mine on their water supply. The Tribe argued
the district court erred by barring discovery
and limiting review to the administrative
record filed by the Forest Service; the Plan
interfered with the Tribe’s aboriginal right
of access to the mine site, and the EIS pre-
pared by the Forest Service violated the
National Environmental Policy Act (NEPA).

[1] Because the Tribe pointed to nothing
in support of its contention that the Forest
Service acted in bad faith or relied on
materials outside the administrative record,
the district court did not err by barring
discovery. Although the Tribe was correct
that discovery beyond the administrative
record is permitted where it is clear that the
agency considered documents outside of that
record in reaching its conclusion, the Tribe’s

claim that the agency considered such evidence

a-5

_

in this case was purely speculative. [2]

Concerning the Tribe’s claim that the -e was
inadequate consideration by the government of
the effects of the mining of groundwater that
supplies the Tribe’s water, the Service’s
decision not to supplement the EIS in light
of the information brought forth by the Tribe
was not unreasonable. The Tribe was basing
its arguments upon disagreements among
experts. Such disagreements do not invalidate
an EIS. The district court review fulfilled
its role in reviewing an EIS.

(3}] If the Grand Canyon National Park
Enlargement Act were the legislative action
through which the Havasupais’ aboriginal title
to the area was extinguished, the Tribe’s
Claim of a right of access to the mine would
have significant merit. However, that was not
the case. In 1969, Congress had compensated
the Trite for the taking of this land in
1880. Once Congress compensated the Tribe,

aboriginal title was extinguished.

a-6

COUNSEL

Joe P. Sparks and Michael Shiel, Scottsdale,
Arizona, for the plaintiffs-appellants.

Lawrence E. Stevens, Parson, Behle & Latimer,
Salt Lake City, Utah, for the defendant-
appellee Energy Fuels.

Jacques B. Gelin, Department of Justice,
Washington, D.C., for the defendant-appellee
United States Government.

OPINION
PER CURIAM:

The Havasupai Tribe appeals the district
court’s affirmance of the decision of the
Forest Service, which approved the development
of a uranium mine in the area of the Grand
Canyon. The Tribe has opposed the develop-
ment, arguing that the plot of land involved
is an area of religious significance to then,
and that the Forest Service did not adequately
consider the effect of such a mine on their

water supply.

In this appeal the Tribe contents that
(1) the district court erred by barring
discovery and limiting review to the admini-
strative record filed by the Forest Service,
(2) the Plan interfered with the Tribe’s
aboriginal right of access of the mine site,
and (3) the Environmental Impact Statement
(EIS) prepared by the Forest Service violatec
the National Environmental Policy Act, 42
U.S.C. §§ 4321 et seq. (NEPA).

The district court considered the
appellants’ challenges in a lengthy and care-
fully reasoned opinion. vasupai Vv.
United States, 752 F.Supp. 1471 (D. Ariz.
1990). We agree with the district court’s
reasoning, and indeed the appellant itself
commendably does not quarrel with most of
it. We therefore affirn.

[1] Appellants argue strenuously that
the district court should not have limited it
review to the administrative record complied

by the Forest Service in considering the

a-8

ve

appellants’ NEPA claims. The Tribe is correct

in its argument that discovery beyond the
administrative record is permitted where it is
clear that the agency considered documents
outside of that record in reaching its con-
clusion. The Tribe’s claim that the agency
considered such evidence in this case, how-
ever, is purely speculative. Because the
Tribe has pointed to nothing in support of its
contention that the Chief of the Forest
Service acted in bad faith or relied on
materials outside the administrative record,
the district court did not err by barring
discovery. See Animal Defense Council v.
Hodel, 840 F.2d 1432, 1436-37 (9th Cir. 1988)
modified, 867 F.2d 1244 (9th Cir. 1989).

The Tribe’s most troubling claim is that
there was inadequate consideration by the
government of the effects of the mining on
groundwater which supplies the Tribe’s
water. In support of this claim, however, the

Tribe relies upon the contentions of Dr. David

a-9

————————————

Kramer, which were made in a letter drafted
after the final EIS issued. The Tribe had
some obligation to raise these issues during
the comment process. Its views were soli-
cited. Absent exceptional circumstances, suc

belatedly raised issues may not form a basis

for reversal of an agency decision. Vermont
e W Vv. , 435 U.S.

519, 553-54 (1978).

{2} Nevertheless, the district court
addressed this claim and determined that the
Forest Service had adequately considered the
issues that the Tribe was raising. The
Service’s decision not to supplement the EIS
in light of the information brought forth by
the Tribe was not unreasonable. The district
court concluded that the Tribe was “basing
[its] arguments upon disagreements among
experts.” 752 F. Supp. at 1502. It then
correctly noted that “disagreement among

experts does not invalidate an EIS.” Id. Se

Cady v. Morton, 527 F.2d 786, 796 (9th Cir.

a-10

1975). Contrary to the Tribe’s contention,

the district court was not required to under-
take a de novo review of the Forest Service’s
plan. See 5 U.S.C. § 706 (court reviews
agency action for arbitrariness or abuse of
discretion). What the district court did
fulfilled its role in reviewing an EIS.

The Tribe also claims a right of access,
essentially amounting to an easement, to the
area that includes the mine site. This claim
is based on an argument that until the 1970’s,

when the Grand Canyon National Park

Enlargement Act, 16 U.S.C. § 228i ("GCEA"),
was passed, the Tribe retained aboriginal
title to that land. The GCEA includes a pro-~
vision that states that it is not to be
construed as depriving the Tribe of access to
its religious sites. Since the GCEA is what
extinguished aboriginal title, the Tribe
claims, this provision works as a condition
upon the Tribe’s relinquishment, and pursuant

to it the Tribe retained part of the “bundle

a-1l

a

of rights” -- namely, an easement to any reli
gious site included within the land it gave
up.

[3] If the GCEA were the legislative
action through which the Havasupais’ abori-
ginal title to the area was extingusihed, the
Tribe’s argument on that issue would have
significant merit. Such, however, is not the
case. In 1969, the Indian Claims Commission
ordered Congress to pay, and Congress did pay
compensation to the Havasupai for this land,
based on the Commission’s finding that
Congress had taken the land in 1880. This
finding, in turn, was made after a hearing ir
which the Havasupai presented evidence that
such a taking had occurred at that time. Onc
Congress compensated the Tribe, aboriginal

title was extinguished. See United States v.
Gemmill, 535 F.2d 1145, 1148-49 (9th Cir. 9),

cert. denied sub nom. Wilson v. United States

429 U.S. 982 (1976).

For these and the reasons stated by the

district court, the judgment is AFFIRMED.

HAV-104419

IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF ARIZONA

THE HAVASUPAI TRIBE,
et. al.,

Plaintiffs,

Vv. CIV 88-971 PHX-RGS
UNITED STATES OF AMERICA,
the United States
Department of Agriculture,
Forest Service, et. al.,

ORDER

Defendants.

me ee ee ee ee ee ee ee ee ee

I. INTRODUCTION.

Plaintiffs, the Havasupai Tribe and
individual members of the Tribe, seek judicial
review of the final decision by the Chief of
the Forest Service to approve a modified Plan
of Operations (the “Plan”) submitted by co-
defendant Energy Fuels Nuclear, Inc. in
October 1984 for the Canyon Uranium Mine
located in the Kaibab National Forest near the
Grand Canyon National Park. Defendants in
this action are: The united States of

America, the Department of Agriculture, Forest

Service; the Secretary of Agriculture; Chief
of the Forest Service; the Regional Forester
of the Southwest Region; the Forest Supervisor
of the Kaibab National Forest (collectively
referred to as the “federal defendants”) ;
Energy Fuels Nuclear, Inc. (*”EFN”) and Energy
Fuels Exploration Company, a corporation
(collectively referred to as “Energy Fuel”).
Plaintiffs challenge the Forest Service’s
decision approving the Plan on four grounds.
First, plaintiffs allege that the approval of
the Plan by the Forest Service violates
plaintiffs’ first amendment rights to freely
exercise their religion at the Canyon Mine
site. Second, plaintiffs assert that the
actions of both the Forest Service and EFN
violate the plaintiffs’ aboriginal right of
access to the Canyon Mine site. Third,
plaintiffs argue that the Forest Service
breached its fiduciary duties owed to the
plaintiffs by failing to preserve plaintiffs’

alleged right of access to the Canyon Mine

a-15

site. Fourth, plaintiffs allege that the
Environmental Impact Statement (”EIS”) is
deficient and fails to comply with the
National Environmental Policy Act, 42 U.S.C. §
4321 et. seg. ("NEPA"). Plaintiffs seek
declaratory and permanent injunctive relief
under the first three claims, and on their
fourth claim, request that the court declare
the EIS inadequate and other the Forest
Service to prepare an EIS in compliance with
NEPA. +

The matter before the court has been
extensively briefed and argued by the

2

parties. Having considered the

i By Order dated July 29, 1988, the court
determined that review in this case would be
limited to the administrative record. The
federal defendants have filed 14 volumes
comprising the administrative record. By
Order dated September 8, 1988, the court
denied plaintiffs’ motion to produce, motion
to take discovery, and motion to strike. The
court granted plaintiffs’ motion to establish
a uniform system of citation to the record.
Citations to the administrative record are to
Volume - Document - Page (V.__-D.__-P.__).

2 The arguments were based upon the
(Cont. )

a-16

administrative record, the memoranda of the
parties and their positions at oral argument,
the file in this matter, and the pertinent
legal authority, the court now renders its
decision.
II. BACKGROUND.

In October 1984, Energy Fuels Nuclear,
Inc. submitted to the United State Forest
Service, Kaibab National Forest, a Plan of
Operations for Canyon Mine site, pursuant to
Forest Service regulations, 36 C.F.R. § 228,
Subpart A. EFN’s Plan proposed the
development of a uranium mine on an unpatented
mining claim located on the Tusayan Ranger
District of the Kaibab National Forest in
Coconino County, Arizona.

The Canyon Mine site is located on land

which was part of the original Grand Canyon

administrative record and the court took
judicial notice of legislative history and
various documents as they related to the legal
arguments made by the parties.

Forest Reserve established in 1893 pursuant to
the Forest Reservation Act of 1891. In 1908,
the area was incorporated into the Coconino
National Forest. Between 1908 and 1934, the
area in dispute undersent numerous
administrative name changes, however, the area
officially became part of the Kaibab National
Forest, in 1934. The Canyon Mine site is
approximately thirty-five miles southeast and
upstream from the Havasupai Reservation.

The Canyon Mine involves the underground
mining of breccia pipe uranium deposits. The
Canyon Mine site will require disturbance of
approximately seventeen acres for the mine
shaft and surface facilities. EFN has
conducted exploratory drilling on the site
during the period between 1978-1985 (excluding
1979). See generally, V.4B-D.215-P.4664; Id.
at P.4652 (affidavits setting out history of
development at the Canyon Mine site).

The Havasupai are a federally recognized

Indian Tribe who have made their home in and

a-18

around the Grand Canyon located in Northern
Arizona since before the first contact with

Europeans. °

It is undisputed that plaintiffs’
aboriginal lands once encompassed the Canyon
Mine site. Plaintiffs contend that the
location proposed for the Canyon Mine is a
sacred and religious place for the members of
the Havasupai Tribe. Plaintiffs believe that
complete development of the Canyon Mine will
deny plaintiffs’ access to their sacred site
and destroy the very essence of their
religious and cultural system. E.q., V.2B-
D.59-P.1827 (Transcript of Oral Presentation
before the Deputy Regional Forester, May 14,
1987); V.3B-D.122-P.3137-3143 (Affidavit of
Four Havasupai Tribe members); V.3D-D.176-
P.3716-3825 (Transcript of Oral Presentation

before the Chief of the Forest Service,

February 25, 1987).

3 For a detailed discussion on the history
of the Havasupai Tribe, see S. Hirst, Havasua
Baaja: People of the Green Blue Water (1985).

Following submission of the Plan by EFN,
the Forest Service distributed more than 100
copies of the Plan to interested parties. The
Forest Service received over 200 letters in
response to requests for written comment.
Analysis of these comments and input from
several public meetings made it clear there
was substantial public concern and controversy
about the proposal and its potential effects
on the quality of the human environment.
Consequently, the Forest Service, pursuant to
NEPA, decided to prepare an EIS. The notice
of the decision to prepare an EIS, which
formally begins the scoping process, was
published in the Federal Register on April 30,
1985. 50 Fed. Reg. 18281. Following the
decision to prepare an EIS, the Forest Service
distributed more than 2,000 scoping letters to
federal, state, and local government agencies,
Indian tribes, news media and other interested
individuals in preparation for a public

scoping session to be held in Flagstaff,

a-20

—_
Arizona on May 15, 1985. As a result of the

scoping process, the Forest Service identified
the principal areas of concern to be addressed
in the EIS.

The Forest Service prepared a draft EIS
considering various alternatives and released
it to the public for comment on February 28,
1986. The deadline for public comment was May
1, 1986. The Forest Service released a final
EIS, which was revised to reflect the comments
received on the draft EIS, on September 29,
1986. On September 26, 1986, Forest
Supervisor, Leonard Lindquist, issued his
Record of Decision documenting the approval of
the modified Plan of Operations.

On November 10, 1986 following the
issuance of the Record of Decision approving
the modified Plan of Operations, plaintiffs
and others filed a timely appeal from the
Forest Supervisor’s decision with the Regional
Forester, pursuant to 36 C.F.R. § 211.18.

Appellants also sought a stay of site

a-21

preparation and drilling pending the appeal.
On November 21, 1986, the Regional Forester,
Sotero Muniz, stayed the drilling of the
uranium mine pending appeal, but authorized
commencement of the mine site preparation
activities. j

On February 17, 1987, the Forest
Supervisor filed his responsive statement wit!
the Regional Forester and the public. On
August 28, 1987, the Regional Forester
affirmed the Forest Supervisor’s decision on
the merits. On September 25, 1987, plaintiff:
and others appealed from the Regional
Forester’s decision to the Chief of the Fores’
Service, pursuant to 36 C.F.R. § 211.18, and
again sought. a stay of drilling at the site.
On October 22, 1987, the Chief of the Forest
Service continued the stay that had been
issued by the Regional Forester. On June 9,
1988, the Chief of the Forest Service issued
his decision affirming the Regional Forester’:

decision of August 28, 1987. The Secretary o

a-22

Agriculture decided neither to review the

procedural appeal nor the appeal on the merits
so the Cheif’s decisions became the agency’s
final determination.

Plaintiffs brought the instant suit
seeking review of the agency’s final
decision. Following a hearing on the
plaintiffs’ application for preliminary
injunction on June 17, 1988, the parties
stipulated and the court ordered that the stay
entered by the Forest Service would remain in
effect until the court rules on the merits of
the controversy and thereafter until time for
appeal has expired.
III. EXTINGUISHMENT OF ABORIGINAL TITLE -

Plaintiffs claim that they have a prior
and superior right of access to their sacred
site at the Canyon Mine site based on their
aboriginal title which plaintiffs argue was
preserved by the Grand Canyon National Park~
Enlargement Act, 16 U.S.C. § z28i (hereinafter

the "GCEA"). Defendants assert that

a-23

plaintiffs’ reliance on the GCEA is misplaced
and that there is no doubt that by the time
the GCEA became law in January 1975, all
interest of the Havasupai Tribe in any of the
non-trust lands comprising the Kaibab National
Forest, including the Canyon Mine site had
been extinguished.

It is undisputed that plaintiffs’
aboriginal title once encompassed the area of

the Canyon Mine site.4

Aboriginal title is a
term of art used to describe an Indian
possessory interest in land which Indians have

inhabited since time immemorial. County of
Oneida v. Oneida Indian Nation, 470 U.S. 226,

4 The Indian Claims Commission in 1968
determined that the aboriginal territory of
the Havasupai had extended from the present
boundary of the Hualapai Reservation on the
west, the Bill Williams River on the eat and
to the Colorado River on the north. Red
Butte, just south of the Canyon Mine site, is
located approximately in the center of the
Havasupai Tribe’s former aboriginal

territory. The Havasupai Tribe, et. al., v.

United States, 20 Ind. Cl. Comm. 210, 234
(1968) (Finding of Fact No. 11).

234 (1985) (citing Cohen, Original Indian
Title, 32 Minn. L. Rev. 28 (1947)). The
Supreme Court has consistently recognized the
aboriginal rights of the Indians to their
lands. . The Indians right of occupancy is ”’as
sacred as the fee simple of the whites.’” Id.
at 235 (quoting Mitchel v. United States, 9
Pet. 711, 746 (1835)).

Aboriginal title is a permissive right of
occupancy granted by the federal government.
United States v. Gemmill, 535 F.2d i145, 1147
(9th Cir.), cert. denied, 429 U.S. 982 (1976)

(citing Johnson v. McIntosh, 21 U.S. (8
Wheat.) 543, 573-74 (1823) (Marshall,

C.J.)).- Aboriginal title may be extinguished
by the federal government at any time,
although an “extinguishment cannot be lightly
implied in view of the avowed solicitude of
the Federal Government for the welfare of its
Indian wards.” Id. at 1147 (quoting United

States v. Santa Fe P. R.R. Co., 314 U.S. 339,

354 (1941)). Congress’ power to extinguish

a-25

aboriginal possession is supreme, “whether i
be done by treaty, by the sword, by purchase
by the exercise of complete dominion adverse
to the right of occupancy, or otherwise .

ee sv. ta acific R.R
Co., 314 U.S. at 347, 62 S. Ct. at 252
(citations omitted). Therefore, the issue i
whether the Havasupai aboriginal title to th
land, including the Canyon Mine site, has be
extinguished.

The treatment of the land is instructiv
to the issue of extinguishment. The origina
Havasupai reservation had been created by
executive order in 1880. In 1882, the
Havasupai reservation was diminished in size
by executive order to an area of about 518
acres. The creation of an Indian Reservatia
however, does not invariably extinguish

aboriginal title to outlying areas. United

es Vv . a» #28 Usbs 329, 35
56 (1941); Gila River-Pima-Maricopa Communit
v. United States, 494 F.2d 1386, 1389, cert.

a-26

denied, 419 U.S. 1021 (1974). An action of
extinguishment by executive action depends on
the acquiescence of Congress for its
efficacy. es V e Pac.
a - Co., 543 F.2d 676, 689 (1976).
The Canyon Mine site is located on ground

that was part of the original Grand Canyon
Forest Reserve established by presidential

n proclamation in 1893 pursuant to the Forest
Reservation Act of 1891. In 1908, the area
was incorporated into the National Forest
System as part of the Coconino National
Forest. The area officially became part of
the Kaibab National Forest in 1934. Several
courts have determined that the reservation of
lands for forest purposes effectively

o extinguishes Indian title. United States v.
Pueblo of San Ildefonso, 513 F.2d 1383, 1386,
1391-02 (Ct. Cl.), cert. denied, 456 U.S. 1006

is (1975); Gemmiil, 535 F.2d at 1149.

In Gemmill, the Ninth Circuit determined

that “any ambiguity about extinguishment that

a-27

eel

may have remained after the establishment of
the forest reserves, has been decisively
resolved by Congressional payment of
compensation to the . . . Indians for these
lands.” Id. at 1149. In the instant case,
the final judgment entered by the Indians
Claims Commission and payment of the judgment
by Congress resolves any doubt that aboriginal
title of the Havasupai Tribe was

extinguished. In the Havasupai’s petition to
the Indian Claims Commission, the Havasupai
asserted that the action of the United States
barring the ”... Tribe from its original
territory after November 21, 1871, in
establishing a Havasupai Reservation and in
excluding the . . . Tribe from that portion of
the Havasupai country outside the said
Reservation therefore constituted a wrongful

taking of all rights, title and interest in

the said land belonging to the. . .Tribe.”
The Havasupai Tribe v. United States, Docket

No. 91 (Jan. 22, 1951); Hearing exhibit #13 at

a-28

q 41. The Commission did not have the power
to extinguish aboriginal title, but was a
mechanism set up by Congress to make
determinations of whether title had, in fact,
been extinguished. The Commission determined
that "by establishing a reservation for the
[Havasupai] on June 8, 1880 and March 3, 1882,
the United States wrongfully took [Havasupai }
aboriginal title lands without payment of

compensation therefor. . .- ." The Havasupal

Tribe v. United States, 20 Ind Cl. Comm. 210,

220 (1968); Hearing exhibit #15. The
determinations of the Commission in
establishing the taking date should be given

great weight if reasonable. Pueblo of San

Ildefonso, 513 F.2d at 1391. In Gemmill, the
Ninth Circuit recognized the difficulty of
establishing the exact date on which Indian
title has been extinguished. 535 F.2d at
1149. The Ninth Circuit’s conclusion, which
is equally applicable to the instant case

where counsel went through the various actions

a-29

in detail, is that “[a]ny one of these actions
examined in isolation, may not provide an
unequivocal answer to the question of
extinguishment.” Id. However, the actions by
the federal government which culminated in the
payment of the compromise settlement agreement
show that the aboriginal title of the
Havasupai has been extinguished. See Id.
Because of the payment of the compromise
settlement by Congress, the court need not set
an exact date for extinguishment of the
Havasupai Tribe aboriginal title. The court
simply recognizes that prior to the enactment
of the GCEA, the Havasupai had no aboriginal
title in the lands encompassing the Canyon
Mine site.

Plaintiffs rely on the Examiners’ Report

on Tribal Claims t ased Railroad Lands in
Northwestern Arizona (May 24, 1942); Hearing

exhibit #4; for their proposition that
Havasupai aboriginal title and the right of

use had not been extinguished prior to

a-30

enactment of the GCEA. The purpose of the
examination was to determine whether and to
what extent any of the lands released to the
Santa Fe Pacific Railroad Company were subject
to outstanding occupancy or other rights. It
is undisputed that the land under scrutiny in
the Examiners’ Report did not concern the land
which now comprises the Canyon Mine site.
Plaintiffs contend that the analysis of their
aboriginal title is applicable to the instant
case. The examiners were of the opinion that
no such extinguishment of aboriginal title had
occurred. Id. at 49. The Examiners’ Report,
however, predates the Indians Claim Commission
created by Congress in 1946, the final
judgment entered by the Commission in 1969,

and the Gemmill decision and United States v.

Dann, 873 F.2d 1189, 1194 (9th Cir. 1989). In
light of the foregoing extinguishment
analysis, the court finds that the

Examiners’ conclusions are not applicable to

the instant litigation.

a-31

Most recently, the Ninth Circuit
reaffirmed these principles in United States
v. Dann, 873 F.2d 1189 (9th Cir. 1989).

There, the Ninth Circuit stated where a claim
has been paid pursuant to a determination by
the Indian Claims Commission, “we cannot avoid
the rule of Gemmill that payment for the
taking of an aboriginal title establishes that
title has been extinguished.” Jd. at 1194.

The Supreme Court left open the issue of
individual aboriginal title. Id. at 1193
(citing United States v. Dann, 470 U.S. 39, 50
(1985). At oral argument, plaintiffs
contended that they could establish individual
aboriginal title based upon Dann and Cramer v.
United States, 261 U.S. 219 (1923), but the
court declined to permit the presentation of
evidence on this issue. The Administrative
Record indicates that the plaintiffs’ claims
have been based on their status as Havasupai
Indians. The Record fails to reflect any

Claim of individual aboriginal rights to the

a-32

Canyon Mine site. The plaintiffs raised the
issue after the issuance of Dann on January
11, 1989. The discussion in Dann, however, is
instructive on this issue. The Ninth Circuit
noted that no individual claim had been

made. 873 F.2d at 1196. However, the court
of appeals noted that no remnants of tribal
title can survive thereafter in individual
tribal members. Id. This court agrees. The
court of appeals then focused on a narrower
view of individual aboriginal title as
discussed in Cramer. Id. at 1197. In Cramer,
three Indians had occupied 175 acres of public
land for years prior to the United States
grant of a patent to a railroad. 261 U.S.
219. The Supreme Court upheld their title to
the land actually enclosed and occupied by the
individual Indians. Id. at 234-36. The Ninth
Circuit’s analysis of Cramer reveals that the
decision was based upon a federal policy at
the time to favor “land settlement in general

and Indian occupancy in particular.” 873 F.2d

a-33

at 1197. The Ninth Circuit noted that the
policy of public lands settlement underlying
Cramer no longer exist. Id. at 1198. An
Indian cannot gain a right of occupancy simply
by occupying public lands. Id. Even
accepting the religious significance and use
of the site by the individual Indians (as set
forth in the Record and the Offer of Proof),
the court finds that this does not amount to
actual possession of the Canyon Mine site to
the exclusion of all other. See Id. at 1199.
Plaintiffs contend that 25 U.S.C. § 194
is applicable in this matter and that
defendants has failed to carry their burdens
of production and persuasion. The court finds
and concludes that this statute is
inapplicable since aboriginal title had been
extinguished. Furthermore, the term "white
person" does not include the United States.
See Wilson v. Omaha Indian Tribe, 442 U.S. 653
(1979) (Section 194 does not apply against a

sovereign state). Alternatively, the

a-34

defendants have carried any burden that
section 194 imposes through their
extinguishment arguments.

Accordingly, the court finds and
concludes that plaintiffs’ aboriginal title to
the lands encompassing the Canyon Mine site
was .. . extinguished prior to the enactment
of the Grand Canyon National Park-Enlargement
Act of 1975.

IV. LEGAL BARRIERS TO PLAINTIFFS’ CLAIMS

Defendants also contend that plaintiffs
are barred by statute and by principles of res
judicata and collateral estoppel from
asserting the present claims of right of
access. Congress created the Indian Claims
Commission to hear and determine all Indian
claims against the federal government accruing
as of the date of the Act. Claims
Co j 6, 25 U.S.C. § 70 et.
seq. (terminated on Sept. 30, 1978). The
purpose of the Act was to provide a forum in

which Indian Tribes could present "all their

a-35

Claims of every type and variety” against the
federal government. Congress vested the Icc
with jurisdiction “[{b]road enough to include
all possible claims.” White Mountain Apache
ibe v ark, 604 F. Supp. 185, 187 (D.

Ariz. 1984), aff’d, 784 F2d 921 (9th Cir.),
cert. denied, 479 U.S. 1006 (1986) (quoting
Act of August 13, 1946, Pub.L. No. 726, 1946
U.S. Code Cong. Serv. (60 Stat.) 1347,

1355).> Based upon the grant of jurisdiction

> The language of the 25 U.S.C. § 70a, in
part, illustrates the breadth of the
jurisdiction:

The Commission shall hear and
determine the following claims
against the United States on
behalf of any Indian Tribe,
band or other identifiable
group of American Indians
residing with the territorial
limits of the United States or
Alaska: (1) claims in law or
equity arising under the
Constitution, laws, treaties of
the United States, and
Executive orders of the
President; (2) all other claims
in law or equity, including
those sounding in tort, with
respect to which the claimant
would have been entitled to sue
(Cont. )

of the Act as well as its legislative history,

all claims arising prior to 1946 were to have
been brought before the Indian Claims

Commission or were forever barred. Id. at 187

(citing 60 Stat. 1049, 1052); va) ibe o
Indians v. New Mexico, 809 F.2d 1455, 1464-66

(10th Cir. 1987); Temoak Band of Western

in a court of the United States
if the United States was
subject to suit; (3) claims
which would result if the
treaties, contracts, and
agreements between the claimant
and the United States were
revised on the ground of fraud,
duress, unconscionable
consideration, mutual or
unilateral mistake, whether of
law or fact, or any other
ground cognizable by a court of
equity; (4) claims arising from
the taking by the United
States, whether as a result of
a treaty of cession or
otherwise, of lands owned or
occupied by the claimaat
without the payment for such
lands of compensation agreed to
by the claimant; and (5) claims
based upon fair and honorable
dealings that are not
recognized by any existing rule
of law or equity.

Shoshone Indians v. United States, 593 F.2d
994, 998 (Ct. Cl.), cert. denied, 444 U.S. 973
(1979).

In White Mountain Apache Tribe, the
Indian tribe brought suit alleging that an
1887 survey erroneously excluded certain
acreage from their reservation. The Tribe
petitioned the ICC for redress for alleged
wrongs committed by the United States; namely
loss of property. The ICC determined that
title outside of the reservation was
extinguished. A stipulated settlement in the
amount of $4.9 million dollars was reached
between the Indian tribe and the United
States. The court determined that under the
principles of res judicata, the Indians’
present claim was either settled or foreclosed
by the earlier proceedings initiated by the
IcC. 604 F.Supp. at 187-89.

Similarly, the Havasupai petitioned the
Indian Claims Commission alleging that the

United States had wrongfully deprived the

a-38

Havasupai of their aboriginal lands. See The
Havasupai Tribe v. United States, 20 Ind. Cl.
Comm. 210 (1968); Hearing exhibits #13 and
#15. The Indian Claims Commission concluded
that the Havasupai did not voluntarily abandon
any of their aboriginal lands. Id. at 220;
Hearing exhibit #15. Further, the ICC
determined that the United States wrongfully
took the Havasupai aboriginal title without
payment of compensation when the government
established a reservation for the Havasupai by
the Executive Orders of June 8, 1880 and
March 3, 1882. Id. at 220, 234-35. The
Indian Claims Commission entered final
judgment, incorporating a stipulated agreement
between the Havasupai and the United States,
awarding the Havasupai the sum of

$1,240,000. vasupaj ibe v. United
States, 21 Ind. Cl. Comm. 324, 341 (1969);
Hearing exhibit #16. The United States made
payment of the awarded compensation to

plaintiffs within the meaning of the Indians

a-39

Claim Commission Act, 24 ?U.S.C. § 70u(a).
See Act of December 26, 1969, Publ. L. 91-166,
ch. 9, 83 Stat. 447; Act of September “29,
1972, Publ. L. 92-438, 86 Stat. 741. Payment
occurred for purposes of this litigation when
Congress authorized and appropriated said
payment. Whether the Indians accept payment
is not determinative. United States v. Dann,
470 U.S. 39, 44 (1984).

Section 70u(a) of the Indian Claims
Commission Act is a statutory bar which
provides that "The payment of any claim, after
its determination in accordance with this
chapter, shall be a full discharge of the
United States of all claims and demands
touching any of the matters involved in the
controversy." In this case, the court finds
and concludes that the plaintiffs’ current
right to access claim "touches" a matter
involved in the prior case before the Indian

4

Claims Commission because the Canyon Mine site

is within the area of land that was in

controversy during those proceedings involving
the Havasupai.

Plaintiffs assert that the ICC did not
provide a forum for the plaintiffs to bring
the present action against private parties
such as Energy Fuels for allegedly wrongful
future actions. This approach fails to
recognize that by the time of the ICC’s
determination plaintiffs’ aboriginal title has
been extinguished. Thus, plaintiffs cannot
avoid the statutory bar, as well as the
principle of res judicata. The plaintiffs’
claim may also be barred under the principles

of collateral estoppel. See Oglala Sioux

Tribe v. Homestake Mining Co., 722 F.2d 1407,

1413 (8th Cir. 1983) (ICC decision bars Oglala
Sioux Tribe from relitigating whether previous
Congressional act extinguished rights in their
former aboriginal territory).

The Havasupai also expressly stipulated
that the Tribe would be barred from asserting

any claim with respect to their aboriginal

a-41

land, including claims which they could have
but did not assert.

“Entry of final judgment in
said amount shall finally
dispose of all rights, claims
or demands which the petitioner
has asserted or could have
asserted with respect to
subject matter of Docket No.
91, and petitioner shall be
barred thereby from asserting
any such right, claim or demand
against defendant in any future
action.” 21 Ind. C. Comm. at
3376

Plaintiffs point to another provision in
the stipulation which states that:

“The final judgment entered

pursuant to this stipulation

shall be by way of compromise

and settlement and shall not be

construed as an admission by

either party, for the purposes

of precedent or argument, in

any other case.” Id. at 337.

Plaintiffs contend that the stipulation
as well as any reference to the ICC opinions
cannot be used as they are not part of the
Administrative Record. The court agrees that

the stipulation cannot be used as a factual

admission by the plaintiffs in this matter.

The ICC proceedings, however, are an
appropriate subject for judicial notice and
are material to this case as they pertain to
the defendants’ legal arguments concerning
extinguishment (i.e., claim was made and claim
was paid concerning plaintiffs’ aboriginal
territory). See Gemmill, 535 F.2d at 1149;
Dann, 873 F.2d at 1194.

Accordingly, the court finds and
concludes that plaintiffs’ present action,
based on its assertion of aboriginal title, is
statutorily barred by 25 U.S.C. §70u and
barred by the principles of res judicata due
to the final judgment and payment of the
compensation in the proceeding before the
Indian Claims Commission.

Vv. INTERPRETATION OF THE GRAND CANYON
ENLARGEMENT ACT

Plaintiffs’ position is that the first
and only act of Congress extinguishing
Havasupai aboriginal title was the Grand

Canyon National Park Enlargement Act of 1975,

16 U.S.C. § 228i. Plaintiffs assert that the
GCEA extinguished all of the rights of the
Havasupai in their aboriginal title except
one. Plaintiffs analysis relies heavily, in
the first instance, on the supposition that
aboriginal title had not been extinguished
prior to the enactment of the GCEA. The
court, however, has determined that the
plaintiffs’ aboriginal title was extinguished
prior to the GCEA. See supra Sec. III.

Plaintiffs argue that section 228(i)
specifically preserves a right of access to
sacred religious places such as the Canyon
Mine site. The court disagrees. Section
228(i) provides, in part, that:

Nothing in Section 228a-228j of

this title shall be construed

to prohibit access by any

members of the Tribe to any

sacred or religious places or

burial grounds, native foods,

paints, materials and medicines

located on public lands not

otherwise covered in Section
228a to 228} of this title.

The court has reviewed the Grand Canyon

Enlargement Act and its legislative history.
First, the legislative history reveals that
the Havasupai Tribe sought enlargement of
their reservation to include lands that did
not include the lands encompassing the Canyon
Mine site. See Hearing Exhibits #17-18.
Second, the legislative history reveals that
Congress did discuss and debate the issue of
extinguishment of the Havasupai aboriginal
title in light of the Indians Claims
Commission determination. Third, whether or
not aboriginal title of the Havasupai had
previously been extinguished was not a
necessary finding with respect to the action

taken by Congress in passing the GCEA.

Fourth, Congress could and did enlarge the

Havasupai reservation. Fifth, the language
upon which plaintiffs rely does not create an
affirmative right of access.

The main focus of the GCEA was to
increase the size of the Grand Canyon National

Park and secure its beauty and splendor for

a-45

generations to come. See 16 U.S.C. § 228a-
228}; 120 Cong. Rec. H10436-10437 (Oct. 11,
1974). Within the context, the problem of tt
Havasupai Tribe came to the forefront. E.g.,
120 Cong. Rec. S8523-8524 (May 20, 1974)
(statement of Sen. Goldwater); 120 Cong. Rec.
$11443 (June 25, 1974) (statement of Sen.
Humphrey). The legislative history reveals
that much debate was had on whether or not tc
increase the size of the Havasupai reservatic
to include approximately 251,000 acres desire
by the Tribe, which represented the lands thé
they were then using for grazing as allowed
under section 3 of the Act of February 26,
1919. E.g., 120 Cong. Rec. H10435-10450 (Oct
11, 1974).

The legislative history reflects that
Congress did debate whether or not the
Havasupai’s aboriginal title had been
extinguished by the 1969 settlement before tt
IcC. See 120 Cong. Rec. H6683-6684 (July 17,

1974) (statement of Rep. Udall). However,

a-46

such a determination was not necessary, as

Congress had the power to enlarge the
reservation: “Whether or not title was
extinguished when the reservation was created,
there is no doubt that the Congress can .
enlarge any Indian reservation, if it chooses
to do so, by setting aside lands belonging to

the United States in trust for the use of the

tribe.” j eo j a
wi is j a
Additional Views on S.1296, Report No. 93-

1374, at 9 (Sept. 25, 1974); see also, 120
Cong. Rec. H10444 (statement of Rep. Foley) ;
("Congress has the responsibility and the
power to create, add to or abolish Indian
| reservations as it sees fit. ... The
question here is one of need, and the
committee concluded that the tribe indeed
needs a larger land base.”) Id. at 10440
(statement of Rep. Udall). The legislative
history reflects a concern on behalf of some

members of Congress that expansion of the

—

a-47

_

Havasupai Reservation would undermine the
entire process under the Indian Claims
Commission . 120 Cong. Rec. H10449-10450
(statement of Rep. Dellenback); Id. at H10450
(statement of Rep. Taylor). The legislative
history reflects the fact that the ICC paid
the compensation for the Tribe’s aboriginal
lands but allowed them to use the area they
now sought for an enlarged reservation for
grazing purposes. House Committee on Interio

iI ; Affai ; t with Dj bj
and Additional Views on S.1296, Report No. 93
1374, at 9. The situation of the Havasupai
appeared to be inka to other claims settled
by the ICC and would not create a dangerous
precedent to claims by other Indian Tribes.
See Id. at 10; 120 Cong. Rec. H10440
(statement of Rep. Udall); 120 Cong. Rec.
H6684 (July 17, 1974).

Congress declared that an additional

185,000 acres were to be held in trust

enlarging the reservation of the Havasupai

a-48

Tribe. 16 U.S.C. § 228i(a). Congress,
however, did place various restrictions on the
Havasupais’ use of the land consistent with
the Congressional intent to preserve the
splendor of the Grand Canyon. See Id. at

§ 228i(b). Congress also designated 95,300
acres as Havasupai use lands for grazing and
other traditional purposes. Id. at

§ 228i(e). In reference to the use area, the
legislative history recognizes that "this area
contains places of historic significance to
the tribe, as well as burial grounds and
religious shrines, the Committee agreed that
access within the area should be guaranteed
for tribal members." ous ommittee o
Interior and Insular Affairs, Reports with
Report No. 93-1374, at 10. It is undisputed
that neither the enlarged reservation or
designated use lands encompass the Canyon Mine
site.

An examination of the language in section

a-49

228i(c), which plaintiffs rely upon, indicat«
that Congress did not create, p reserve, or
confirm any affirmative right to access. Th
parties have not presented, and the court is
unable to find, any legislative history
concerning the relevant part of section
228i(c) which supports the plaintiffs’
interpretation. Section 228i(c) clearly
indicates that the Grand Canyon Enlargement
Act shall not be construed to prohibit
access. There is no part of the GCEA which
prohibits plaintiffs’ access to the Canyon
Mine site. The language in section 228i(c)
a statement of statutory neutrality to judge
administrative agencies, and others not to
interpret the GCEA to prohibit access on oth
public lands. Such a statement of statutory
neutrality is particularly appropriate in
light of the past friction between the
Havasupai and some agencies of the federal
government. See e.g., 120 Cong. Rec. S7554,

7555 (statement of Sen. Kennedy); 120 Cong.

a-50

Rec. Extension of Remarks in the House (July

8, 1974) (editorial from the Los Angeles
Times); 120 Cong. Rec. H6684 (July 17, 1974)
(statement of Rep. Udall); 120 Cong. Rec.
H10440 (Oct. 11, 1974) (statement of Rep.
Udall); v.3D-D.172 (p. 166) - P.3633.

A review of other sections of the GCEA
support the court’s determination that section
228i(c) does not create an affirmative right
of access. Congress knew how to create land
in trust for the benefit of the Havasupai.
Section 228i(a) provides that Lands “are
hereby declared to be held by the United
States in trust for the Havasupai Tribe.”
Congress also knew how to create a right of
, access. The sentence immediately preceding
the disputed sentence in § 228i(c) states
that" “the Secretary shall have the right of
access to any lands hereby included in the
Havasupai Reservation." No similar grant in pS.

trust or affirmative right of access is

created by the language plaintiff cites.

a-51

————————————

Plaintiffs also analogize the language
contained in the GCEA to extinguishment of
title and preservation of rights in the
Massachusetts and Connecticut Indian Land
Claims Act, 25 U.S.C. § 1771; 25 U.S.C.
§ 1751. In those acts, however, Congress di
not preserve aboriginal rights, but only
personal claims of individual Indians. It i:
also interesting to note that in those acts
the reservation occurred in the same clause |
the extinguishment. In the GCEA, the langua
that plaintiffs assets support a grant of
reservation does not appear in the same
subsection of the GCEA that addresses
extinguishment. This further supports an
interpretation against creation of an
affirmative right of access.

The language of § 228i(c) neither
acknowledges or preserves an aboriginal righ
in any non-trust land or defines a trust

responsibility on the part of the United

States.

This interpretation is further supported

by the fact that intense debate occurred at
the time of the GCEA on whether to give the
Havasupai Tribe any additional lands at all.
In light of the debate on whether to give the
Havasupai lands in trust at all, this court
cannot infer that Congress intended to give
the Havasupai a power that would amount to a
veto over activities on public lands not
otherwise covered by the act.® The area which
plaintiffs claim a right to access covers over
three million acres. There is no indication
that Congress intended to prohibit such
activities as mining throughout this area.

See Pathfinder Mines Corp. v- Hodel, 811 F.2d

6 The practical effects of accepting the
Havasupais’ interpretation of the GCEA would
be immense and unpredictable. Plaintiffs
shave thousands of other religious sites in
their former aboriginal title land not
otherwise covered by the GCEA, which the
Havasupai will generally not reveal to non-
Havasupai members. See V.3D-D.176-P.3766
(Comments of Tribal Chairman, Mr. Wayne
Sinyella).

1288, 1291 (9th Cir. 1987).

Based upon the analysis in Sections III,
IV and V of this Order, the court finds and
concludes that plaintiffs do not have an
aboriginal right of access to the Canyon mine |
site. Plaintiffs cannot prevail on their |
claim of right of access as set forth in their

complaint. Accordingly, judgment shall be

entered in favor of defendants on count II of |

plaintiffs’ complaint.

VI. FOREST SERVICE APPROVAL OF THE PLAN OF
OPERATIONS FOR THE CANYON MINE DOES NOT
VIOLATE THE PLAINTIFF’S FIRST AMENDMENT
RIGHT TO FREE EXERCISE OF RELIGION e
The Havasupai assert that the Forest

Service’s decision approving the modification |

plan of operations for the Canyon Uranium Mine!

violates their first amendment rights to
freely exercise their religion at the Canyon

Mine site. The Havasupai assert that the

Canyon Mine site is sacred and any mining will

interfere with their religious practices at

and near the mine, will kill their deities,

and destroy their religion or “Way.” E.q.,

Complaint, at 7-11; V.2B-D.59-P.1827
(Transcript of Oral Presentation before the
Deputy Religion Forester, May 14, 1987); V.3B-
.D.122-P.3137-3143 (Affidavit of Four
Havasupai Tribe members) ; V.3D.-D.176-P.3716-
3825 (Transcript of Oral Presentation before
the Chief of the Forest Service, February 25,
1987). For purposes of this section of
analysis, the court can assume that all of
plaintiffs’ assertions about the religious
sanctity of the Canyon mine site and adverse
affects upon the Havasupai belief system are

true. /

The case of Lyng v. Northwest Indian

Cemetery Protective Association, 485 U.S. 439,

108 S. Ct. 1319 (1988) is ‘applicable to the
instant case and is dispositive of plaintiffs’

first amendment claim. In Lyng, the Forest

7 Plaintiffs submitted a general offer of

proof regarding the Havasupai religion on May
17, 1989.

Service had prepared a final environmental
impact statement for a proposal allowing
logging in, and construction of a six-mile
paved road through the Chimney Rock section o
the Six Rivers National Forest in

California. It was undisputed that insofar a:
Indian religious practices were concerned the
proposed actions would have severe adverse if
not devastating effects. Id. at 451, 108 S.
Ct. at 1326. The Supreme Court assumed that
for purposes of their decision the
government’s action would "virtually destroy
the Indians’ ability to practice their
religion.” Id. (quoting the Ninth Circuit’s
opinion). Further, the Supreme Court
recognized that the traditional religious
practices were intimately bound up with the
unique features of the Chimney Rock area and
that the government’s action would physically
destroy those environmental conditions. Id.
The Supreme Court determined that the

“Constitution simply does not provide a

a-56

principle that could justify upholding” the
Indians first amendment claims. Id. at 452,
108 S. Ct. at 1326-27. Similarly, in the
instant case, the Forest Service’s approval of
the Plan does not violate the free exercise
clause of the first amendment.

Plaintiffs here, as in Lyng assert that
their religious and cultural belief systems
are intimately bound up with the Canyon Mine
site. Plaintiffs assert their belief that
EFN’s operations will destroy their
religion. The Supreme Court, in Lyng, made
the same assumption in reaching its conclusion
of no first amendment violation. Accordingly,
the court finds and concludes that no first
amendment violation is present in this case.

Plaintiffs attempt to distinguish Lyng on
several grounds, all of which the court finds
to be unavailing. First, plaintiffs argue
that coercion is present in this case as the
Canyon Mine site is the embodiment and center

of the Havasupai Tribe universe. The court

a-57

finds no distinction from Lyng which

necessitates a different result. The majority
specifically rejected the dissent’s balancing
approach, noting the practical impossibility
of determining the centrality of a religious
belief. Id. at 457-58, 108 S. Ct. at 1329-
30. The Supreme Court did not find
governmental coercion which implicated a
“compelling justification” test. On this
subject the court stated:

This does not and cannot imply
that incidental effects of
government programs, which may
make it more difficult to
practice certain religions but
which have no tendency to
coerce individuals into acting
contrary to their religious
beliefs, require government to
bring forward a compelling
justification for its otherwise
lawful actions. The crucial
word in the constitutional text
is “prohibit”: ‘*”For the Free
Exercise Clause is written in
terms of what the government
cannot do to the individual,
not in terms of what the
individual can exact from the
government.”

Id. at 451, 108 S. Ct. at 1326 (quoting

Sherbert v. Verner, 374 U.S. 398, 412, 83 S.
Ct. 1790, 1798 (1963) (Douglas J.,
concurring) ).

The court can find no meaningful
distinction between this case and Lyng.
Plaintiffs are not penalized for their
beliefs, nor are they prevented from
practicing their religion. ®

Second, plaintiffs argue that Lyng should
be distinguished because this case involves
private mining activities while Lyng involved
the building of a road by the government. As
in Lyng, however, fee title of the and in this
case remains with the government. Union Oil
Co. of California v. Smith, 249 U.S. 337, 349

(1919). “Whatever rights the Indians may have

8 The Havasupai do not necessarily have to
be present at the Canyon Mine site to practice
their religion. The “Way” is a state of mind-
-a religious or spiritual journey. V.3B-
D.122-P.3139-40; “Our physical presence at the
sacred places is not always required.” Id. at
P.3139. ‘*”Sometimes we go to this place to
pray . «+ « e Sometimes we pray for that
place from a distance.” Id. at 3141.

to use the area .. . those rights do not
divest Government of its right to use what is,
after all, its land.” Lyng, 485 U.S. at 453,
108 S. Ct. at 1327. Moreover, the Havasupai
apparently have thousands of other religious
sites within their former aboriginal lands.
V.3D-D.176-P.3766. Giving the Indians a veto
power over activities on federal land that
would “easily require de facto beneficial
ownership of some rather spacious tracts of
public property.” Id, at 453, 108 S. Ct. at
1327.

Finally, plaintiffs argue Lyng is
distinguishable because there the Indians
still have access to their religious site,
where in the instant case, the mining laws
give EFN the right to possession and exclusion
of the Havasupai. Plaintiffs point to the
fence and no trespassing signs at the Canyon
Mine site in support of their claim that they
are denied access to the site. There is no

evidence in the record, however, to show the

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plaintiffs have been denied reasonable access

to the Canyon Mine site, that they have been

treated any differently than the general
public, or that any mining law has been
applied against plaintiffs in a discriminatory
manner. The court recognizes that plaintiffs
access to the Canyon Mine site may be
different from what they would like; however,
any limitation does not amount to a violation
of the first amendment.

This case is simply not distinguishable
from Lyng. Plaintiffs cannot prevail on their
claim based upon the free exercise clause of
the first amendment. Accordingly, judgment
will be entered in favor of the defendants on
count I of plaintiffs complaint.

VII. FOREST SERVICE APPROVAL OF THE PLAN OF
OPERATIONS FOR THE CANYON MINE DID NOT
VIOLATE ANY FIDUCIARY DUTY OF THE
GOVERNMENT TO THE HAVASUPAI
Plaintiffs contend that the Forest

Service failed to recognize and consider the

government’s fiduciary duty to the Havasupai

in reviewing EFN’s plan of operations
throughout the administrative process. The
court disagrees. The Deputy Regional Forester
stated that:

Federal agencies may have
statutorily established
fiduciary duties associated
with the management of Indian
lands and resources. No such
duties are at issue here since
the lands embraced within EFN’s
mining claims are National
Forest System lands, not Indian
lands. There is nothing in the
record to support appellant’s
contention that the development
and operation of the Canyon
Mine on National Forest System
land will have a deleterious
effect on the Reservation .

V.4A-D.256-P.5234; see also V.5-D.256-P.5234
(concurrence by chief in decision on the
merits). Furthermore, the Forest Service
concluded that it “has met any fiduciary duty
it may have through the exhaustive analysis
undertaken from the Canyon Mine and the
imposition of extensive monitoring, mitigation

and reclamation measures.” V.4A-D.256-P.5234.

It is undisputed as a general principle

that the federal government has broad
fiduciary obligations to the Indian tribes
akin to that of a guardian and a ward. E.g.,
Seminole Nation v. United States, 316 U.S.

286, 296-97, 62 S. Ct. 1049, 1054 (1942);

Vigil v. Andrus, 667 F.2d 931, 934 (10th Cir.
1982); Crain v. First National Bank, 324 F.2d

532, 535 (9th Cir. 1963). Any federal
government action is subject to the
government’s general fiduciary
responsibilities toward the Havasupai Tribe.
See Nance v. Environmental Protection Agency,
645 F.2d 701, 711 (9th Cir.), cert. denied,
454 U.S. 1081 (1981). It is equally clear
that the federal government is not obligated
to provide particular services or benefits,
not to undertake any specific fiduciary
responsibilities in the absence of a specific -

provision in a treaty, agreement, executive

order, or statute. Vigil, 667 F.2d at 934;
North Slope Borough Slope v. Andrus, 624 F.2d
589, 611 (D.C. Cir. 1980); Gila River Pima-

a-63

Maricopa Indian Community, 427 F.2d 1194.
Plaintiffs allege that the specific fiduciar:

duty arises in the instant case from: (1) t
Treaty of Guadalupe Hidalgo; (2) the America:
Indian Religious Freedom Act (”AIRFA”); (3)
the GCEA; and (4) the government’s general
course of dealing with the Indians.

A. The Treaty of Guadalupe Hidalgo

The government of the United States and
Mexico signed the Treaty of Guadalupe Hidala
(*the Treaty”) on February 2, 1848 ceasing
hostilities between the two nations. 9 Stat.
992 (1848). Relying on United States v.
Abeyta, 632 F. Supp. 1301 (D.N.M. 1986),
plaintiffs contend that this Treaty secures
them the religious right of access to the
Canyon Mine site. Article IX of the Treat
states:

Mexicans who, in the

territories aforesaid, shall

not preserve the character of

citizens of the Mexican

republic, conformably with what

is stipulated in the preceding
article, shall be incorporated

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—_—"

into the Union of the United
States, and be admitted at the
proper time (to be judged of by
the Congress of the United

, States) to the enjoyment of all
the rights of citizens of the
United States, according to the
principles of the constitution;
and in the mean time shall be
maintained and protected in the
free enjoyment of their liberty
and property, and secured in
the free exercise of their
religion without restriction.

There is no dispute that the members of the
Havasupai Tribe were citizens of the Mexican
Territory at the time the Treaty was entered
in 1848. In Abeyta, a member of the Isleta
Pueblo was charged with the knowing possession
of parts of a golden eagle without a permit in

violation of the Bald Eagle Protection Act.

632 F. Supp. at 1302. The use of eagles and
their feathers in religious ceremonies
constituted an indispensable part of an Indian
ritual. Id. at 1303. The District Court for
the District of New Mexico determined that the
Bald Eagle Protection Act did not repudiate

the guarantee of religious freedom under the

Treaty of Guadalupe Hidalgo. The district

court considered the Treaty as an
international compact securing religious
freedom to Mexican citizens in the ceded
territories. Id. at 1306. The district cour
concluded that it was up to Congress to
abrogate the Treaty. Id. at 1306-07. In
light of the fiduciary relationship to the
Indians, the district court determined that
Congress did not intend to repudiate the
protections the court believed had been
created by the Treaty. Id. at 1306-07.

This decision from the District Court fo
the District of New Mexico is not binding upo
this court, nor does this court find it to be
persuasive. First, the validity of the
decision is questionable in light of United
States v. Dion, 476 U.S. 734, 106 S. Ct. 2216
(1986). In Dion, the Supreme Court concluded

that a treaty” with the Yankton Sioux Tribe

9 The treaty at issue in Dion was an 1858
treaty to hunt the bald or golden eagle on th
(Cont. )

a-66

did not protect an Indian from prosecution
under the Eagle Protection Act. Id. at 743,
106 S. Ct. at 2222. See also U.S. V- Thirty
Eight Golden Eagles, 649 F. Supp. 269, 277-278
(D. Nev. 1986) (holding, contrary to Abeyta,
that Bald Eagle Protection Act not facially
unconstitutional burden to Indian’s right to
free exercise of religion). The second and
more compelling reason, however, is the plain
language of the Treaty of Guadalupe Hidalgo
itself. The Treaty guaranteed the residents
of what is now Arizona and New Mexico,
formerly of Mexico, the right to "free
exercise of religion without restriction”
until they became “incorporated into the Union

of the United States.” Thereafter they would

Yankton Reservation. The Supreme Court
determined that the Bald Eagle Protection Act
abrogated any Indian treaty rights. The
Supreme Court, of course, was not faced with
the Treaty of Guadalupe Hidalgo, nor did it
reach the issue of whether the Bald Eagle
Protection Act was read to aborgate religious
treaty rights. See Id. at 746.

be entitled to “the enjoyment of all the
rights of citizens of the United States,
according to the principles of the

constitution.” The Treaty, by its own terms,

does not create any right beyond the
constitutional religious freedom rights. The
Treaty simply affords those rights to
residents in the area prior to statehood. The
court finds and concludes that no specific
fiduciary duty is created by the Treaty of
Guadalupe Hidalgo.

B. American Indian Religious Freedom
Act - (AIRFA)

Plaintiffs reliance on AIRFA is

misplaced. AIRFA provides that it is:

the policy to the United States
to protect and preserve for
American Indians their inherent
right of freedom to believe,
express, and exercise the
traditional religions of the
American Indian .. . including
but not limited to access to
sites, use and possession of
sacred objects, and the freedom
to worship through ceremonials
and traditional rites.

42 U.S.C. § 1996. AIRFA does not create a
cause of action or any judicially enforceable
rights. Lyng, 485 U.S. 455, 108 S. Ct. at
1328. In an attempt to distinguish Lyng,
plaintiffs assert that the plaintiffs in Lyng
brought a separate count under AIRFA, while
here, the Havasupai claim is related to a
breach of a fiduciary duty. Plaintiffs

purported distinction is unavailing. ?° The

10 The bill’s sponsor, representative Udall
called it “’a sense of Congress joint
resolution,’ aimed at ensuring that ‘the basic
right of the Indian people to exercise their
traditional religious practices is not
infringed without a clear decision on the part
of Congress or the administrators that such
religious practices must yield to some higher
consideration.’ Lyng at 456, 108 S. ct. at
1329, (citing 124 Cong. Rec. 21444 (1978)).
Representative Udall emphasized that the bill
would not “confer special religious rights on
- Indians,” would “not change any existing State
or Federal law,” and in fact "has no teeth in
it.” Id. Plaintiffs assert that the Forest
Service did not make a clear decision that the
Havasupai religious concerns must yield.

AIRFA does not declare an overriding federal
policy to protect Indian religious or grant a
veto over agency action. Wi ‘ , 708
F.2a 735, 746 (D.C. Cir.), cert. denied, 464
U.S. 956 (1983) and 464 U.S. 1056 (1984). The
Forest Service made considerable effort to
gain information from the Havasupai. The
(Cont. )

a-69

court agrees that AIRFA does impose an

obligation on a federal agency to protect
Indian religious freedom. However, AIRFA does
not create a specific fiduciary relationship
or the obligations imposed by such a fiduciary
relationship. Wilson v. Block, 708 F.2d 735,

745-47 (D.C. Cir.), cert. denied, 464 U.S.
956, 104 S. Ct. 371 (1983) and 464 U.S. 1056,

104 S. Ct. 739 (1984). AIRFA requires a
federal agency to evaluate their policies and
procedures with the aim of protecting Indian
religious freedom, to refrain from prohibiting
access, possession and use of religious
objects and the performance of religious
ceremonies, and to consult with Indian

organizations in regard to the proposed

Forest Service considered the information it
did receive. EFN cannot deny reasonable
access to the public, including the
Havasupai. The Forest Service is required to
the extent possible to avoid unnecessary
interference with the Havasupai during the
operation of the mine. AIRFA requires no
more.

action. AIRFA does not require Indian

traditional religious considerations to always
prevail to the exclusion of all else. 708
F.2a at 745-46. AIRFA requires the federal
agency to consider, but not necessarily defer
to Indian religious values. It does not
prohibit agencies from adopting land uses that
conflict with traditional Indian religious
beliefs or practices. Id. at 747. An agency
undertaking a land use project will be in
compliance with AIRFA if, in the decision-
making process, it obtains and considers the
views of Indian leaders, and if, in project
implementation it avoids unnecessary

interference with Indian religious

practices. Id. 747.

The court finds and concludes that the
Forest Service has fulfilled its obligations
to the Havasupai Tribe under AIRFA through its

undertakings during the NEPA process.

C. Grand Canyon National Park
Enlargement Act - (GCEA)

As previously discussed, see supra V.,
the GCEA does not create a right of access for
the plaintiffs to the Canyon Mine site.
Accepting plaintiffs’ interpretation of the
GCEA would be a prerequisite to its assertion
that the statute creates a fiduciary duty
toward the Havasupai. Since the court has
found that no right of access was reserved to
the Havasupai Tribe in the GCEA, the court
finds and concludes that no fiduciary duty is
created thereby.

D. Vv ut

Plaintiffs also assert a ficuciary duty
based upon a general course of dealing between
the United States and the Havasupai. In Nance
v. Environmental Protection Agency, 645 F.2d
701 (9th Cir. 1981), the Ninth Circuit
examined similar fiduciary duty claims.

There, the Environmental Protection Agency

(“EPA”) had approved the Northern Cheyenne

a-72

Tribe’s redesignation of its Reservation from

a Class II to Class I air quality standard.
The Crow Tribe challenged the EPA approval of
the redesignation as not considering the
effects of the action upon their

reservation. The Ninth Circuit statec,
however, “that adequate procedures were
provided by the Clean Air Act and the EPA
regulations to fulfill this responsibility.”
Id.

Similarly, the court finds that the
Forest Service satisfied any general fiduciary
duty it may have had to the Havasupai Tribe by
complying with the NEPA statute and
regulations, as discussed below.

In conclusion, the court finds and
concludes that the grounds set out by the
Havasupai fail to establish the violation of
government fiduciary duty or responsibility to
the Indian tribe. Accordingly, judgment shall
be entered in favor of defendants on count III

of plaintiffs’ complaint.

a-73

VIII. THE NATIONAL ENVIRONMENTAL POLICY ACT |
The National Environmental Policy Act of
1969, 42 U.S.C. § 4321 et. seq. seeks "to
declare a national policy which will encourag
productive and enjoyable harmony between man
and his environment; to promote efforts which
will prevent or eliminate damage to the
environment and biosphere and stimulate the
health and welfare of man ...." Id.
§ 43211 See also § 4331 ("Congressional
declaration of national environmental
policy"). The goal of the NEPA is to ensure
that federal agencies carefully consider the
environmental consequences of actions they
undertake. The NEPA process requires an
agency to take certain steps in evaluating th
potential impacts of proposed actions,
including the preparation of an Environmental
Impact Statement ("EIS") under certain
circumstances. Id. at § 4332 (requirements o
a federal agency in fulfilling this national

policy); 40 C.F.R. § 1501. The procedures se

a-74

forth in regulations promulgated by the
Counsel on Environmental Quality at 40 C.F.R.
§ 1500-17. ("CEQ Regulations") ++ implement
the NEPA requirements. AS discussed, the
Forest Service decided to prepare and EIS and
gave formal notice of the decision on

April 30, 1985.

The established procedures for EIS
preparation require four basic steps: (1)
"scoping"; (2) data gathering and publication
of a draft EIS: (3) public comment on the
draft EIS; and (4) publication of the final
EIS and “Record of Decision."?? The purpose
of an EIS is to both "provide decisionmakers
with enough information to aid in the

substantive decision whether to proceed with

11 The relevant CEQ Regulations during 1985

and 1986 (as well as the present regulations)

are the same.

ie For a concise summary of these steps, See
2 da

Facts, at 45-46.

a-75

the project in light of its environmental
consequence, and to provide the public with
information and an opportunity to participate
in gathering information.” Citizens for a

Better Henderson v. Hodel, 768 F.2d 1051, 105¢
(9th Cir. 1985). The fact that an EIS

discloses that a proposition may have some
adverse effects on the environment or human
health does not necessarily indicate a
violation of NEPA. See e.g., Id. at 1058. Ar
EIS need not discuss remote and conjectural
environmental consequences. See e.g., Sierra
Club v. Hodel, 544 F.2d 1036, 1039 (9th Cir.
1976), but only every reasonable
alternative. Citizens for a Better Henderson,
768 F.2d at 1057.

While the NEPA does set forth significant
substantive goals for the federal government,

the duties imposed upon an agency are

"essentially procedural.” Strycker’s Bay

Neighborhood Council v. Karlen, 444 U.S. 223,
227, 100 S.Ct. 497, 500 (1981). The NEPA

a-76

does not impose any substantive requirements
or priorities upon agencies, and does not
restrict the decisions or choices that an
agency makes so long as the decision is fully
informed and well considered. Id. at 227-28,
100 S.ct. at 500.

Before the court for review is the Forest
Service’s approval of EFN’s Modified Plan of
Operations. Plaintiffs have exhausted their
administrative remedies. Judicial review of
the Forest Service’s decision is governed by
the standards set out in the Administrative
Procedure Act, 5 U.S.C. § 706. Accordingly, a
reviewing court cannot impose its judgment on
an agency. ?? The proper role for the court is
to ensure that the Forest Service adequately

considered and disclosed the environmental

13 *NEPA was designed ‘to insure a fully
informed and well considered decision,’ but
not necessarily, ’a decision the judges of the
Court of Appeals or of this Court would have
reached had they been members of the decision
making unit of the agency.’ Strycker’s Bay,
at 227-28, 100 S.Ct. at 500.

a-77

impact of its action that its decision was not
arbitrary and/or capricious. Id.; see also
Baltimore Gas & Electric Co. v. N.R.D.C., 462
U.S. 87, 97 (1983). The adequacy of an EIS
depends upon whether it was prepared in
observance of the procedure required by law.
5 U.S.C. § 706(2)(D); Animal Defense Council
v. Hodel, 840 F.2d 1432, 1435-36 (9th Cir.
1988); State of California v. Block, 690 F.2d
753, 761 (9th Cir. 1982). The Ninth Circuit
has adopted a “rule of reason," test that
requires inquiring into whether an EIS
contains a reasonably thorough discussion of
the significant aspects of the probable
environmental consequences, and whether the
EIS’s form, content and preparation foster
both informed decisionmaking and informed
public participation. Once satisfied that the
agency has taken this procedural and
substantive "hard look" at environmental

consequences in the EIS, the court’s review is

at an end. Animal Defense Council at 1435-36;

a-78

State of California v. Block at 761..

Within this framework of review, the
Havasupai Tribe alleges that the EIS prepared
by the Forest Service is deficient and fails
to comply with the procedural requirements of
NEPA. Specifically, the Havasupai Tribe
alleges that the EIS for the Canyon Uranium
Mine: (1) fails to consider the “no action
alternative” or not approving the Plan of
Operations for the mine; (2) fails to give
adequate consideration to the plaintiffs’
religious and cultural interests in the site;
(3) is based on incomplete hydrogeological
information; (4) fails to adequately consider
the environmental impact of disposal of
radioactive waste; and (5) fails to adequately
consider the environmental cumulative impacts
of mining in the region in which the Canyon
Mine is located. If the EIS fails to comply
with NEPA, the court must remand the case to
the Forest Service for such further action as

may be necessary to comply with the statute.

a-79

The court will discuss each of these issues i

turn.

A. The No Action Alternative.

NEPA requires that an EIS provide
information in detail and consider every
reasonable alternative to the proposed -
action. Citizens for a Better Henderson, 768
F.2d at 1057; see 42 U.S.C. § 4332(2) (c) (iii)
The analysis of the varying alternatives
constitutes the heart of the EIS. The CEQ
Regulations contemplate that an EIS will
include a no-action alternative to permit the
agency and the public to address the option.
40 C.F.R. § 1502.14(d). In the instant case,
the Forest Service selected five alternatives
including the no action alternative.

The Havasupai Tribe alleges that the
Forest Service never considered any
alternative other than approval of the Canyon
Uranium Mine. Plaintiffs allege that the

entire EIS process was used as a means to

justify an end. See 40 C.F.R. § 1502.2(g)

a-80 |

(EIS shall assess environmental impact of

proposed agency actions, rather than
justifying decisions already made). The basis
for plaintiffs’ assertion consists of alleged
statements by Dennis Lund, the Forest
Supervisor who had primary responsibility in
drafting the EIS. Plaintiffs contend that Mr.
Lund stated that Forest Service was going to
approve the Plan of Operations because it did
not have legal authority to deny it. See

V.2A-D.30-P.1051, 1053 (March 13, 1985 letter

from Joe P. Sparks to Dennis Lund) .?4 The

14 The March 13, 1985 letter states that:
"The Tribe disagrees with your statement made
in a conversation with Margaret Vick of our
office on February 3, 1985 that the
alternative of no mining is not available.”
V.2A-D.30-P.1051, 1053. In addition, Mr. Lund
was quoted in several newspaper articles as
saying that the alternative of no mine was not
viable because of legislation passed by
Congress. V.2B-D.62-P.2038 (Williams News,
Thursday, March 7, 1985); Id. at P.2041
(*Wolf’s Den by Dave Wolf, Arizona wildlife
News, March 1984, at p.- 7); Id. at P.2053
(Williams News, Thursday 24 1985). Those same
newspaper articles encourage interested
parties to submit written comments on the mine
proposal to the Forest Service.

court finds, however, that the Forest Service
considered the no action alternative in a
manner consistent with established law and
procedures and did not use the NEPA process t
justify a decision already made.

The formal Notice in the Federal Registe:
which initiated the scoping process indicates
a “range of alternatives for the development
of the proposed mine including, but not
limited to, approval of the proposal, approva!
of the proposal with specific mitigation
measures and no action, will be considered”.
V.2A-D.37-P.1222, 50 Fed. Reg. 18,281).
Moreover, the Forest Service clearly described
its approach to the no-action alternative in
the final EIS:

The No Action Alternative, for

the purposes of this

environmental evaluation, would

involve disapproval of the Plan

of Operations for the Canyon

Mining Project. The plan would

be returned stating the reasons

for disapproval and request the

proponent to submit a new plan

that would meet the environ-
mental and administrative

a-82

constraints. While the Forest
Service can require or impose
reasonable environmental
controls or conditions on an
operating plan, they do not
have the authority to
disapprove a reasonable
operating plan for a mining
operation which will be
conducted in a reasonable and
apparently environmentally
responsible manner (re: General
Mining Law and 36 C.F.R.

228). The use of this
alternative, however, is
consistent with previous Forest
Service administrative
decisions to treat the no
action mining alternative as
the no project option. It
provides a sound baseline
against which all other options
can be compared.

V.1B-D.3-P.513.

The draft EIS stated that “(t]he Forest
Service does not have the authority to
categorically deny operations proposed under
the mining laws.” V.1A-D.1-P.24. The final
EIS states that the Forest Service is without
authority to deny “a reasonable operating plan
for a mining operation which will be conducted
in a reasonable and apparently environmentally

responsible manner.” V.1B-D.3-P.513; see also

a-83

V.2A-D.37-P.1168 (Forest Supervisor’s

responsive statement to the Uranium Mine

Appeal).

In direct response to a comment of the

Havasupai Tribe on the draft EIS, the final

EIS provides:

V.1B-D.4-P.774.

We agree that the range of
alternatives to be considered
is not limited by the agency’s
authority. Thus, the EIS
includes the No Action
Alternative ... The
consideration of the No Action
Alternative was expended in the
final EIS. However, it would
be inaccurate if the EIS did
not reflect to some extent the
rights of a mining claimant
under the General Mining Law
and recognize some limits on
Forest Service discretion when
reviewing a Plan of
Operations. The No Action
Alternative is fully considered
and evaluated. However, the
EIS properly notes the
limitations in implementing
that alternative.

Comment and Forest Service Response).

(Final EIS appendix 6, Publi:

The court finds that the Forest Service

properly recognized its authority and

limitations in evaluating the no action

alternative. This conclusion is implicit in
both the draft and final EIS. The Regional
Forester explicitly made this apparent point
in his decision on the merits of the appeal
from the Forest Supervisor’s September 29,
1986 decision. The Regional Forester stated
that:

The Forest Service does have
the authority to disapprove

plans of
operations and, thereby, to
implement the no action
alternative. If @all, or
portions of a plan of
operations do not contain
reasonable requirements for
surface resource protection,
and the operator is unwilling
or unable to make the necessary
changes, then the Forest
Service has the authority to
disapprove all, or portions, of
the plan.

V.4A-D.188-P.3943 (emphasis added). The
Forest Service cannot categorically deny an
otherwise reasonable plan of operations.

United States v. Weiss, 642 F.2d 296 (9th Cir.

1981). Of course, the Forest Service would

have the authority to deny an unreasonable
plan of operations or a plan otherwise
prohibited by law. E.g., 16 U.S.C. § 1538
(endangered species located at the mine
site). The Forest Service would return the
plan to the claimant with the reasons for
disapproval and request submission of a new
plan to meet the environmental concerns.
V.1B-D.3-P.513.

In Weiss, the owners of unpatented mining
Claims had been enjoined for failure to comply
with Forest Service regulations by not filing
an approved plan of operations. The Ninth
Circuit affirmed the injunction. The Ninth
Circuit noted that "[m])ining has been accorded
a special place in... . laws relating to
public lands."- 642 F.2d at 299. As long as
prospectors complied with the federal and
state laws, "locators of mining locations were
given ‘the exclusive right of possession and
enjoyment of all the surface included within

the lines of their location,’ along with the

a-86

subsurface rights.” Id. (quoting 30 U.S.C. §
26).

The Ninth Circuit also recognized an
important interest in preserving and
protecting the forests and parks on the public
lands. Id. The Ninth Circuit stated that
"the important interests involved here were
intended to and can coexist." Id. With
respect to the Secretary of Agriculture’s
authority and responsibility to maintain and
protect the national forest lands, the Ninth
Circuit stated:

While prospecting, locating,

and developing of mineral

resources in the national

forests may not be prohibited

nor so unreasonably

circumscribed as to amount to a

prohibition, the Secretary may

adopt reasonable rules and

regulations which do not

impermissibly encroach upon the

right to the use and enjoyment

of placer claims for mining

purposes.

642 F.2d at 299 (footnote omitted)) see
also 16 U.S.C. § 478; 30 U.S.C. § 214a.

The court’s review of the record reflects

a-87

that the Forest Service properly considered
the no action alternative as one of five
alternatives in the EIS. The no action
alternative meant disapproval of the plan of
operations and no mine. V.1A-D.1-P.51
(DEIS). The NEPA does not expand the
authority of the Forest Service to include

rejection of an otherwise reasonable plan of

operations. Cf. Cape May Green, Inc. v.
Warren, 698 F.2d 179, 188 (4d Cir. 1983). Th

Forest Service was required to compare the no
action alternative with the beneficial and
adverse impacts of the other alternatives.
See Kilroy v. Ruckelshaus, 738 F.2d 1448, 145.
(9th Cir. 1984); *Forty Most Asked Questions
concerning CEQ’s National Environmental Polic'
Act Regulations,” 46 Fed. Reg. 18027 (March
17, 1981) (When agency under court order or
legislative command to act, the no action
alternative “provides a benchmark to compare

magnitude of environmental effects of action

alternatives.”).

The Forest Service was also required by

regulation to describe the existing
environment. 40 C.F.R. § 1502.15. The Forest
Service recognized that the environmental
effect of the no action alternative envisioned
leaving the environment in its unaltered
natural state. V.1A-D.1-P.119 (DEIS). The
Forest Service acknowledged that many groups,
including the Havasupai Tribe, expressed
interest in the no action alternative during
the scoping process. See V.2C-D.62-P.1996
(Analysis of Public Comment Relating to Canyon
Mine). The no-action alternative was
denominated as “Alternative #1." V.1B-D.3-
P.513 (FEIS); V.1A-D.1-P.51 (DEIS). Chapter 3
of the draft EIS includes a thirty-nine page
description of the existing environment, which
in this instance also effectively describes
the effect of selecting the no-action
alternative V.1A-D.1-P.79-117. Chapter 4 of
the draft EIS discusses the environmental

consequences of all alternatives, including

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further discussion of the no-action

alternatives, including further discussion of
the no-action alternative. Id. at P.119, 123
126.

Plaintiffs and others commented on the
no-action alternative. Appendix G to the
final EIS includes the “no-action” comment
letters received by the Forest Service on the
draft EIS and the Forest Service’s analyses c
and responses to these letters. V.1-D.4-
P.702-04; Id. at P.750; Id. at P.751; Id. at
P.769, 773-74. Of the 238 letters received bk
the Forest Service, 74 letters, some with
multiple signatures, opposed the mine
altogether preferring Alternative #1. Id. at
P. 694. The Forest Service’s response to eac
comment that addressed the no-action
alternative reflect its detailed consideratioc
of the alternative. The “Comparison of
Alternative” section in Chapter 2 of the fina
EIS depicts in eight tables the effect of

selecting Alternative #1 and evidences the

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detailed consideration of each alternative.
V.1B-D.3-P.535-46. The responsiveness of
Alternative #1 to the resolution of each of
the various identified “issues and concerns”
was also discussed in the final EIS. V.1B-
D.3-P.547-50; Id. at P.477-80 (summary).

The Forest Service properly utilized the
no action alternative as a baseline for
comparison of the other alternatives. The
Forest Service responded to comments on it.
In light of the reasonableness of the plan of
operation, the Forest Service correctly
approved a modification plan of operations

submitted by EFN. 2°

15 plaintiffs’ assertion that the process was
used to justify a decision already made is
unsupported as demonstrated by the vast amount
of time and effort spent by the Forest Service
in preparation of the EIS. It must be noted
that the Plan of Operation that was first
presented to the Forest Service was not the
Plan that came out. The Forest Service
required several modifications, including the
realignment of a power line, the redesigning
of the surface water diversion configuration;
a modified haul route, and incorporation of a
wildlife habitat. See V.1A-D.6-P.924-25.

Plaintiffs also assert some miscellaneou

violations. Plaintiffs contend that EFN has
enclosed the mine yards with a fence and
posted it against trespassing. Plaintiffs
argue that this construction violates 40
C.F.R. § 1502.2 (f) which states that agencie
"shall not commit resources prejudicing
selection of alternatives before making a
final decision." The court finds and
concludes that no violation has occurred nor
has any action been taken that would prejudic
the administrative or judicial decisionmaking
process. The court finds and concludes that
the agency treatment of the no-action
alternative was reasonable and the Forest
Service has taken the requisite "hard look."
See Animal Defense Council, 840 F.2d at 1435-
36.

B. vasu
Religi =.

NEPA requires that the environment

considered by the federal agency include not

a-92

only such traditional environmental concerns
as water and air quality, but also the
historic cultural and natural aspects of our
national heritage, in order to preserve an
environment which supports diversity and
variety of individual choice. 42 U.S.C. §
4331(b) (4). The Havasupai Tribe concedes
that the Forest Service, in response to
plaintiffs comments on the draft EIS, added
religious concerns to the issues evaluated in
detail in the final EIS. V.1B-D.3-P.472
(FEIS); Id. at D.6-P.919 (Record of Decision
in FEIS). The Havasupai Tribe, however,
contends that this evaluation was conducted in
a manner contrary to law and the agency

findings regarding this issue were arbitrary

and capricious. The court disagrees.

The record demonstrates that until May
1986 plaintiffs never raised the issue
regarding the religious or cultural value of
the mine site. The record reflects that

religious concerns were considered by the

a-93

Forest Service in its analysis even though the
plaintiffs did not bring the matter up until
late in the administrative process and, even
then, in a manner that made it difficult for
further analysis. The record indicates that
mining exploration activities commenced at the
site in March 1977. V.4B-D.215-P.4665.
Activities included a ground magnetic survey
and a gravity survey. Id. Exploration
drilling began at the site in 1978 and the
spring of 1985. Id. at P.4665-66. In 1979,
the Canyon Mine project area was investigated
by archaeologists from Northern Arizona
University in connection with exploration
Grilling. V.2C-D.62-P.2096. For eight years
all exploration activity and archaeological
work occurred without comment or expressed
opposition by the Havasupai regarding their
religious concerns. V.3D-D.186-P.3918.

After nearly a decade of exploration and
other activities, EFN filed its Plan of

Operation in late 1984. A review of the

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contact with the Havasupai Tribe and its legal
counsel is of benefit in the determination of
this issue. In November 1984, the Forest
Service sent the Havasupai and some 1700
others a letter requesting comments on EFN’S
proposal. V.2C-D.62-P2005. The proposal was
also heavily publicized. See Id. at P.2037-
70. The record fails to reflect that any
religious concerns were raised by the
Havasupai Tribe at this time.

In November of 1984, Abajo Archaeology
began a preliminary archaeological survey of
the area. V.2C-D.62-P.2100. The purpose of
the archaeological survey was to investigate
the cultural-historical background of the
project area. Id. at P.2102. By letter dated
January 18, 1985, the Forest Service notified
the Havasupai Tribe of Abajo’s application to
the Forest Service to conduct a more complete
archaeological investigation of the mine
site. V.2A-D.37-P.1414. The letter requested

that the Havasupai contact the Forest Service

a-95

within thirty days to “discuss their interest
including ways to avoid or mitigate potential
harm or destruction of this site.” Id. By
letter dated February 15, 1985, Margaret Vick
responded to the January 18, 1985 letter. Id
at P.1416. The letter indicated

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386011_0023%3A1. Public record. Not legal advice.
