# Petition for Writ of Certiorari — Erickson v. United States (No. 07-316)

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2007

## Text

U.S.
() Smee
07-316 SFP 10 2007

NO. _ OFFICE OF THE CLERK

In The Supreme Court of the United States

STAFF SERGEANT KELLY S. ERICKSON,

Petitioner

V.
UNITED STATES OF AMERICA,

Respondent

On Petition for Writ of Certiorari to the

United States Court of Appeals for the Armed Forces

PETITION FOR WRIT OF CERTIORARI

MARK R. STRICKLAND, LT COL, USAF

Counsel of Record

GRIFFIN S. DUNHAM, Capt, USAF

Counsel for Petitioner

APPELLATE DEFENSE DIVISION

AIR FORCE LEGAL OPERATIONS AGENCY
112 LUKE AVENUF, SUITE 343

BOLLING AFB, DC 20332-8000

(202) 767-1562

QUESTION PRESENTED

Whether Article 3(a), Uniform Code of Military
Justice, was unconstitutionally applied to the
appellant and thereby precluded court-martial
jurisdiction.

iil

TABLE OF CONTENTS

Page
BARREes SI PU TEE CBS eicrcccvrecosenscosvevensceneons iv
CITATIONS AND OPINIONS .........cc ccc ceceeeeeeeeees l
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CONSTITUTIONAL AND STATUTORY
PRP Bette BU V OL VED cncsenereccicccsverccesessosverss |
BE FEES COO FEMS CP lence conienicscesseserstcsovenste 2
REASONS FOR ISSUING THE WRIT.................. 5
ee ITY iii titntsbnancecesnsabiecivensinasiieieasinenniees 18
APPENDIX A
Opinion of the United States Court of Appeals for
the Armed Forces. (22 June 2007) ................0ecceee la

APPENDIX B

Opinion of the United States Air Force Court of
Criminal Appeals (10 May 2006) ..................000 17a

TABLE OF AUTHORITIES

Constitutional Provisions
ARE 1 Be. Siti etticitcinintesicanind 12,13
United States Supreme Court Decisions

Kahn v. Anderson,

Re Re SEES cchccnibceliocsvvesechounentanioniapcoeccans’ 18
Toth v. Quarles,
Fa es CE tities inatabetr tome Passim

Military Court Decisions

Pearson v. Bloss,

Be is FT eh. SD i cdicsvisotecitiovenettonrssets 19
Smith v. Vanderbush,

BPE. FO APT PFT itieccecvcsscivevsayennes 17,18
Willenbring v. Neurater,

Be ES. Fe Le PRI UI hicscinctienticeiceane 15-19
United States v. Clardy,

De lt, Per Rs ERE). cn tsccsovessavivssseves 18-19

United States v. Nelson.
ee ee Ac SSD wdicccdsdsexcceedsounmoace 18

United States v. Sloan,

Fe NE MIs BUD sco sss endsceosacadcdepebavauans 19
United States v. Smith,
ee as 0 cetcisicccesacecaeasiivervintcinte 14

Federal Statutes

PASEO Fe Tee. Ce ers OD teens saseevaveciesncovesies 2
Article 2, UCMJ, 10 U.S.C. § 802.................006. 18,19
Misc.

Zeigler, The Termination of Jurisdiction over the
Person and the Offense, 10 Mil. L. Rev 139, 142
| RCRA eee eyo mmrenemennee 10,11

The petitioner, Staff Sergeant Kelly S. Erickson,
respectfully prays **at a writ of certiorari issue to
review the order ..« judgment of the United States
Court of Appeals for tne Armed Forces entered in his
case on June 22, 2007.

CITATIONS AND OPINIONS

The order and judgment of the United States
Court of Appeals for the Armed Forces, United
States v. Erickson, 65 M.J. 221 (C.A.A.F. 2007),
dated 22 June 2007, is located at Appendix A. The
published opinion of the United States Air Force
Court of Criminal Appeals, United States v.
Erickson, 63 M.J. 504 (A.F. Ct. Crim. App. 2006),
dated 28 April 2006, is located at Appendix B.

JURISDICTION

The judgment of the United States Court of

Appeals for the Armed Forces was entered on June
22, 2007. The jurisdiction of this Court is invoked
under 28 U.S.C. § 1259(3).

CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
Article 3(a), UCMJ, 10 U.S.C. § 803(a), states:
...a@ person who is in a status in
which the person is subject to this
chapter and who committed an
offense against this chapter while

.
formerly in a status in which
the person was subject to this chapter
is not relieved from amenability to
the jurisdiction of this chapter for
that offense by reason of a
termination of that person’s former
status.
STATEMENT OF THE CASE!

This case presents the question of whether
Article 3(a), UCMJ, 10 U.S.C. § 803(a), subjected
the appellant to court-martial jurisdiction when the
crimes he allegedly committed occurred during a
previous enlistment and he thereafter separated the
Army, experienced a break in_ service, and
subsequently enlisted in the Air Force.

The appellant enlisted in the United States
Army on 22 January 1993. He served in the Army
until 14 June 2001, when he received an honorable
discharge. On 29 August 2001, the appellant
enlisted in the United States Air Force for a term of
four years.

During the appellant’s court-martial, the
military judge sua sponte questioned the trial

' Facts contained within this writ are provided as determined
by the Air Force Court of Cnminal Appeals. See United States
v. Erickson, 63 M.J. 504 (A.F. Ct. Crim. App. 2006)
(Appendix B).

3
counsel about their position regarding the
appellant’s “break in service and how it may affect
the very specifications that go back beyond
September of -- excuse me, August of 2001.” The
trial counsel’s position was

that during all the relevant charged
time frames the accused was a
member of the United States Army
and that the break in service does not
in any way vitiate or affect the
United States’ jurisdiction over the
charged offenses. At all the relevant
charged time frames the accused was
a member of the United States Army
or the United States Air Force and
was at all relevant times subject to
the Uniform Code of Military
Justice.

The defense concurred with this position with
regard to the charged offenses. The military judge
admitted that the “jurisdictional impact of a break in
service” and a change in branch of service was an
issue that he had not considered.

Although he could not find any cases directly
on point, the military judge concluded:

Article 3(a), Uniform Code _ of
Military Justice, which the current
version became effective on 23

4

October 1992, clearly states that
despite a break in service, that when
somebody reenters military service
and I don’t believe it makes any
difference which branch it may be,
whether they are the same, different,
or what have you, that once an
individual comes back on active duty
then for offenses that occurred
during a previous service over which
the military courts had subject matter
jurisdiction, given the fact that the
court’s [sic] currently have in
personam jurisdiction by virtue of
the fact that the individual is
currently on active duty, that Article
3(a) would change a previous state of
the law to indicate that the court
retains jurisdiction over the offenses
occurring in the previous enlistment.

Trial counsel and defense counsel both
concurred with the military judge’s understanding
of Article 3(a), UCMJ, and its application to the
appellant's offenses. As a result, the military judge
continued his guilty plea inquiry. In accordance
with his pleas, the military judge found the
appellant guilty of one specification of violating a
lawful order, two specifications of raping a female

5

under the age of 12 years, one specification
of sodomy with a female under the age of 12 years,
two specifications of committing an indecent act
upon a female under the age of 16, three
specifications of taking indecent liberties with a
female under the age of 16, and one specification of
communicating indecent language to a female under
the age of 16, in violation of Articles 92, 120, 125,
and 134, UCMJ. Additionally, the appellant pled
not guilty to one specification of perjury, in
violation of Article 134, UCMJ. The appellant was
found not guilty of perjury, but guilty of obstruction
of justice. The military judge sentenced the
appellant to a dishonorable discharge, confinement
for life with the possibility of parole, and reduction
to E-1.

REASONS FOR ISSUING THE WRIT

Appellant cites United States ex rel. Toth v.
Quarles, 350 U.S. 11 (1955), as the leading
Supreme Court case relevint to this issue. Since
Toth’s publication a half century ago, it has been
universally accepted that courts-martial possess
limited jurisdiction, aimed at specific ends.

Toth served the Air Force in Korea and was
then honorably discharged. He returned to his
home in Pittsburgh and worked in a steel plant.
Five months later, he was arrested by military
authorities for murder and conspiracy to commit

6
murder while in Korea. He was returned from
Pittsburgh to Korea to stand trial before a court-
martial. The District of Columbia Court of Appeals
held that civilian ex-servicemen like Toth could
constitutionally be tried by court-martial. This
Court granted ceritiorari on the issue. /d. at 13.

This landmark case held that 1950 legislation
purporting to permit military trials in such cases
exceeded the outer limits of court-martial
jurisdiction; it could not be sustained on the
constitutional power of Congress “To raise and
support Armies,” “To declare War,” or to punish
“Offences against the Law of Nations.” Neither
could authority over civilians rest on the President’s
power as commander-in-chief, or on any theory of
martial law. Finally, the power granted Congress
“To make Rules for the Government and Regulation
of the land and naval Forces,” as supplemented by
the Necessary and Proper Clause could not salvage
jurisdiction. /d. at 13-14.

It has never been intimated by the Supreme
Court, however, that Article I military jurisdiction
could be extended to civilian ex-soldiers who had
severed all relationship with the military and its
institutions. To allow this extension of military
authority would require an extremely broad
construction of the language used in_ the
constitutional provision relied on. Given its natural

7

meaning, the power granted Congress “To
make Rules” to regulate “the land and naval Forces”
would seem to restrict court-martial jurisdiction to
persons who are actually members or part of the
armed forces. There is a compelling reason for
construing the clause this way: any expansion of
court-martial jurisdiction like that in the 1950 Act
necessarily encroaches on the jurisdiction of federal
courts set up under Article III of the Constitution
where persons on trial are surrounded with more
constitutional safeguards than in military tribunals.
Id. at 15.

The Court continued:

We find nothing in the history or
constitutional treatment of military
tribunals which entitles them to rank
along with Article III courts as
adjudicators of the guiit or innocence
of people charged with offenses for
which they can be deprived of their
life, liberty or property. Unlike
courts, it is the primary business of
armies and navies to fight or be
ready to fight wars should the
occasion arise. But trial of soldiers
to maintain discipline is merely
incidental to an army's primary
fighting function. To the extent that

8
those responsible for performance
of this primary function are diverted
from it by the necessity of trying
cases, the basic fighting purpose of
armics 1s not served.

Id. at 17.

Appellant contends that Article 3, UCMSJ, as
applied here, flouts bedrock principles enunciated in
Toth. One who is discharged from the service or
who otherwise terminates his status subject to the
Code may not be tried by court-martial for an
offense committed prior to discharge or termination
of status; this is so even if that person later again
becomes subject to the UCMJ.

The new, anarchic view carries military
jurisdiction far beyond the rationale set forth in
Toth: Military jurisdiction in a free Republic goes
only to the point necessary for the armed forces to
achieve their primary business -- fighting wars. The
military cannot try former military personnel
accused of stateside offenses when civilian courts
are open and functioning.

Congressional legislation is circumscribed by
the safeguards of the Constitution and interpretation
of the courts. Nothing has changed since Toth.
Toth invalidated Article 3(a) of the Code -- at least
insofar as it purported to grant jurisdiction to courts-
martial over persons who had severed all military

9
connections. See Zeigler, The Termination
of Jurisdiction over the Person and the Offense, 10
Mil. L. Rev 139, 142 (October 1960).

Civilian courts remain open and ready to
proceed, especially in cases such as this when the
offenses are not uniquely military in nature.
Furthermore, it was the understanding of both this
appellant and the Army that he was being returned
to civilian status. See generally Zeigler, supra at
164. The hiatus was a half year in duration. His
subsequent entry into the Air Force was an entirely
new term of service.

Congress creates court-martial jurisdiction
pursuant to its supervisory powers over the military.
Fulfilling its role under the Separation of Powers,
the judiciary sets acceptable limits on military
jurisdiction. As already noted, Toth held that 1950
legislation purporting to extend court-martial
jurisdiction to the crimes of former service
members improper under any of the various
constitutional powers enjoyed by Congress. Justice
Black explained that while Congress’s authority to
create court-martial jurisdiction:

sprang from the belief that within the
military ranks there is need for a
prompt, ready-at hand means of
compelling obedience and order{,]...
Army discipline will not be

10
improved by court-martialing
rather than trying by jury some
civilian ex-soldier who has been
wholly separated from the service for
months, years or perhaps decades.
Consequently considerations of
discipline provide no excuse for new

expansion of court-martial
jurisdiction at the expense of the
normal and constitutionally

preferable system of trial by jury.
Id. at 22-23 (emphasis added).

Because it exceeds constitutional limitations,
Article 3(a) was unconstitutionally applied here.
Playing its part in the Separation of Powers, the
Supreme Court has ruled that Congress enjoys no
more and no less jurisdiction than permitted by
Article I, Section 8, Clause 14 of the Constitution
and its judicial interpretations. Toth, supra, at 15.
Legitimacy of a court-martial proceeding depends
on whether military authority validly exists over
both the person and the act.

In examining the exercise of military
jurisdiction, the Court in Joth emphasized that
Article I, § 8, Cl. 14 limits military jurisdiction, and
that Congress could never claim continuing court-
martial jurisdiction. /d.

11

The Court first reasoned that the nexus
between the military and _ unconditionally
discharged ex-soldiers was too attenuated. It then
determined that such an extension of court-martial
sway exceeded “the least possible power adequate
to the end proposed;” 1.c., supervisory regulation of
the armed forces.

Toth has never been overruled. The broadened
claim of jurisdiction deemed unconstitutional in
1955 remains unconstitutional today:

Whenever an enactment of Congress
to cure weaknesses in criminal
procedure is declared
unconstitutional by this Court on the
ground of lack of legislative power,
the door is closed for all practical
purposes forever on the method that
Coryzress deems’ effective for
correcting crime. Only an overruling
of this case can change today’s
constitutional determination.

Toth, supra at 24 (Reed, J. dissenting) (emphasis
added).

The appellant argues that the claimed
jurisdiction over him fails for the precise reasons
enunciated in Toth. His later enlistment in the Air
Force does not alter the fact that his relationship to

12
the Army was completely severed for
six months after his honorable discharge. He held
no continuing service obligation of any sort. Like
Toth, the appellant became a civilian and was
available to be tried before an Article III court.

Military jurisdiction is created by statute.
However, it is limited to those constitutionally
brought to court-martial. See United States vy.
Smith, 4 M.J. 265, 266 (C.M.A. 1978). Appellant’s
case involves a novel prosecution theory of revived
or continuing jurisdiction. Congress’s grant of
court-martial jurisdiction may under extremely
limited circumstances, extend after a person has
been separated from the service. However, courts
have applied this concept most sparingly:
objectively, the handful of exceptions _ lic
comfortably within Constitutional standards.

In Willenbring v. Neurater, 48 MJ. 152
(C.A.A.F. 1998), the Court decided a case on
similar facts to the case at bar. However, it does not
resolve the Constitutional jurisdictional challenge
posed here. Willenbring was an Army Reservist
seeking extraordinary relief. The Court held that,
under applicable military statutes, jurisdiction
existed over him after his military status had
completely terminated -- but only since the offense
could not be tried in civil court and the maximum
possible confinement was five years or more. The

13
Court also held that the statute authorizing
Reserve activation for disciplinary purposes
extended to offenses occurring during either prior
regular or reserve duty. This case fails to resolve
whether it was constitutionally permissible to
extend the reach of Article 3.

The Court began by reiterating long-established
rules:

Jurisdiction of courts-martial is
governed by statutes enacted under
the constitutional power of Congress
to establish ‘Rules’ for the
Government and Regulation of the’
armed forces. U.S. Const. art. 1, § 8,
cl. 14. Congress and the courts have
ensured that military trials are
similar in many respects to civilian
proceedings, but it is well established
that courts-martial--which are
authorized by _— statutes enacted
pursuant to Article 1 of the
Constitution -- need not provide a
military accused with the same
procedural rights available to a
civilian defendant in a criminal trial
conducted under Article III.

Id. at 157 (emphasis added).

14
Given these differences, both the
Supreme Court and military courts have insisted
that courts-martial not exercise jurisdiction beyond
that granted by applicable statutes.

The Willenbring Court then listed some
examples:

As a matter of constitutional law, the
Supreme Court has held _ that
Congress may not extend court-
martial jurisdiction to cover civilians
who have no military status in
peacetime, even if they are
accompanying United States forces
overseas as employees or
dependents. Likewise, a court-
martial may not exercise jurisdiction
over a former service member whose
relationship with the armed forces
has been severed completely as a
result of a valid discharge and who is
not otherwise in a status that is
subject to court-martial jurisdiction.
See United States ex rel. Toth vy.
Quarles, 350 U.S. 11, 14-15 (1955);
Smith v. Vanderbush, 47 M.J. 56, 58-
59 (C.A.A.F. 1997).

Id. at 157.

15

The Court suggested that discharge or other
separation from military service need not preclude
trial by court-martial if, at the time military
jurisdiction is claimed, the individual is still a
member of the armed forces “or is otherwise in a
status subject to military law”:

For example, a prisoner in_ the
custody of the armed forces as a
result of a court-martial sentence
remains subject to court-martial
jurisdiction regardless of a discharge
from military service. See Art.
2(a)(7); Kahn v. Anderson, 255 U.S.
1, 7-8 (1921); United States v.
Nelson, 33 C.M.R. 305, 306-07
(C.M.A. 1963). In addition, a
service member who is discharged
before his enlistment expires and
immediately reenlists may be tried
for pre-discharge offenses occurring
during the prior enlistment. See
United States v. Clardy, 13 M.J. 308,
316 (C.M.A. 1982). Likewise,
certain statutorily designated
categories of military retirees are
subject to trial by court-martial,
including trial for offenses
committed during a prior enlistment,

16
even though they no longer are
performing military dutics. See Arts.
2(a)(4)-(S) and 3(a); United States
v. Sloan, 35 M.J. 4, 7-8 (C.M.A.
1992); Pearson v. Bloss, 28 M.J.
376 (C.M.A. 1989).

Id. at 158.

The Court noted that Willenbring was subject to
an earlier version of Article 3(a). Accordingly, the
case does not resolve an attempted expansion of
military jurisdiction under subsequent legislation.
Willenbring should not be interpreted to say that
one subject to military jurisdiction at the time of the
court-martial and at the time of the offense might be
tried by the military. First, Willenbring was still a
Reservist. Second, his case was decided under a
different statute. It follows that his case did not
push beyond the Constitutional cautions and
limitations declared in Toth. What is not decided
or addressed in Willenbring is the instant question:
Is this extension of “jurisdiction” on the appellant's
fact pattern Constitutionally permissible under
Toth?

As universally conceded. Toth held that it was
Constitutionally impermissible to try a former
service member by court-martial for prior service
offenses. The ruling was definitive. Justice Black
stated:

17
Court-martial jurisdiction
sprang from the belicf that within the
military ranks there is need for a
prompt, ready-at-hand means of
compelling obedience and order.
But Army discipline will not be
improved by court-martialing rather
than trying by jury some civilian ex-
soldier who has_ been’ wholly
separated from the service for
months, years or perhaps decades.
Consequently considerations of
discipline provide no excuse for new

expansion of court-martial
jurisdiction at the expense of the
normal and constitutionally

preferable system of trial by jury.
Id. at 22-23 (emphasis added).

Despite any Willenbring dicta to the contrary,
the Supreme Court did not say reentry into the
service would revive jurisdiction. If anything, Toth
held the precise opposite. So does a century and a
half of precedent.

Willenbring 1s distinguishable. It deals with an
earlier version of the UCMJ designed to permit
courts-martial to hear cases where civilian courts
are unavailable. More importantly, it did not
resolve the precise Constitutional issue raised here —

i8
whether a_ legislative attempt to _— establish
“revived” jurisdiction is unconstitutional under Toth
as a violation of Separation of Powers.

This appellant insists he is not subject to a
military trial. He argues that his reenlistment
following a total discharge does not resurrect court-
martial authority for pre-discharge offenses. This is
particularly true when there was no intent of the
parties (individual and Government) to effectuate
continuous service.

CONCLUSION

The UCMJ did not have jurisdiction to court-
martial the appellant. Article 3(a) legally precluded
the government from prosecuting the appellant for
prior enlistment crimes when a clear break in
service subsequently occurred. The petitioner
therefore respectfully requests that this Court grant
his petition for a writ of certiorari.

Respectfully submitted,
MARK R. STRICKLAND
Lt COLONEL, U.S. AIR FORCE

Counsel of Record

19

GRIFFIN S. DUNHAM
CAPTAIN, U.S. AIR FORCE

Counsel for Petitioner

Appellate Defense Division

Air Force Legal Operations Agency
112 Luke Avenue, Suite 343
Bolling AFB, DC 20332-8000
(202) 767-1562

la

APPENDIX A’
UNITED STATES, Appellee

Vv.

Kelly S. ERICKSON, Staff Sergeant, U.S. Air
Force, Appellant

No. 06-0715

UNITED STATES COURT OF APPEALS FOR
THE ARMED FORCES

65 M.J. 221

February 27, 2007, Argued
June 22, 2007, Decided
COUNSEL: For Appellant: Captain Griffin S.
Dunham (argued); Lieutenant Colonel Mark R.

- Although the Court of Appeals for the Armed Forces opinion
does not contain reference to the jurisdictional issue currently
petitioned before this Court, it nevertheless affirmed the
decision of the Air Force Court of Criminal Appeals and
thereby preserved the issue for this Court.

2a
Strickland and Major David P. Bennett (on brief).

For Appellee: Major Kimani R. Eason (argued);
Colonel Gerald R. Bruce, Lieutenant Colonel
Robert V. Combs, and Major Matthew S. Ward (on
brief).

JUDGES: ERDMANN, J., delivered the opinion of
the court, in which EFFRON, C.J., and RYAN, J.,
joined. STUCKY, J., filed a separate opinion
concurring in the result, in which BAKER, J.,
joined.

OPINION BY: ERDMANN

Staff Sergeant Kelly S. Erickson was tried at
McChord Air Force Base (AFB), Washington, by a
military judge sitting as a general court-martial. He
was charged with numerous sexual offenses
involving his minor daughters as well as
subornation of perjury and violating a no-contact
order. Under a pretrial agreement, Erickson entered
guilty pleas to the sexual offenses and a plea of not
guilty to the perjury charge. The military judge
accepted Erickson's guilty pleas and found him
guilty of the lesser included offense of obstruction
of justice under the perjury charge.

3a

Erickson was sentenced to reduction to airman
basic (E-1), dishonorable discharge and
confinement for life with eligibility for parole. The
sentence was approved by the convening authority
with mandatory forfeitures deferred and waived for
the benefit of Erickson's family. The United States
Air Force Court of Criminal Appeals affirmed the
findings and sentence. United States v. Erickson, 63
M.J. 504 (A.F. Ct. Crim. App. 2006).

When arguing for what is perceived to be an
appropriate sentence, the trial counsel is at liberty to
strike hard, but not foul, blows." United States v.
Baer, 53 M.J. 235, 237 (C.A.A.F. 2000).

We granted review in this case to determine
whether trial counsel committed plain error during
his sentencing argument by comparing Erickson to
Hitler, Saddam Hussein, and Osama bin Laden, and
describing him as a demon belonging in hell. We
conclude that Erickson has failed to establish plain
error and therefore affirm the decision of the Court
of Criminal Appeals.

BACKGROUND

Erickson admitted to a number of sexual
offenses that occurred between 1996 and 2002,
including the rape of his older daughter and rape,
sodomy, indecent acts, indecent liberties and using
indecent language withhis younger daughter.
During sentencing, the Government introduced

4a
Stipulations of Expected Testimony from the two
girls as evidence in aggravation. The older daughter
stated that when she was about cight years old,
Erickson would kiss and fondle her, put his hands
down her pants and penetrate her with his fingers.
On one occasion he had sex with her after offering
her gifts. He later told her not to tell anyone about
his conduct or he would” go to jail.
Erickson abused the younger daughter starting
when she was five and continuing until she was ten.
He had sex with her as often as several times a day:
had oral sex with her; attempted anal sex: fondled
and kissed her; took showers and baths with her;
penetrated her with a_ dildo; showed her
pornographic videos; placed her in sexual situations
with her brother and the family dog; took naked
pictures of her; and had phone sex with her.
At the sentencing phase of Erickson's court-
martial, trial counsel introduced his sentencing
argument to the military judge with the following
remarks:
What is evil? It's a dramatic
question. It is not a concrete question
and it defies a scientific answer. It
likely means something different to
virtually everyone. History. current
events, are replete with examples of
people who have been argued who
are the embodiments of evil, Adolph

Sa
Hitler, Saddam Hussein, Osama bin
Laden. Men who have _ killed
innocent women and_ children,
poisoned the world with their rage
and their fanaticism. Well, as awful
as those men and those actions are
there is an advantage, frankly, to evil
that eventually becomes so open and
notorious. You can see it coming.
You can prepare your defenses. It
has been quipped countless times
that the greatest trick the devil ever
performed was convincing the world
that he didn't exist. The message
there is that the evil that you can't
see coming, the evil that ts hidden,
that is so insidious. Evil can hide the
pitchfork, hide the horns, hide the
tail. It can hide behind a facade of
respectability, a facade of caring.
Even a facade of, well, this accused.
Staff Sergeant Erickson, sitting here
in this courtroom, right here, right
now, is evil. The insidious type.

This demon so —_— masterfully
manipulated his victims for so long a
period of time, the little girls still
don't see the evil.

6a

In closing, trial counsel continued: "He is evil.
The place for evil, of course, is hell. His children
should not suffer him a single day of freedom
before he goes there. Society should not suffer him
a single day of freedom before he goes there."

Defense counsel did not object at any point to
this part of trial counscl’s argument. On appeal to
the Court of Criminal Appeals, Erickson argued that
"the trial counsel improperly inflamed the passions
and appealed to potential religious biases of the
military judge during his argument" and asked the
lower court to order a rehearing on the sentence or
reduce it to no greater than forty years. Erickson, 63
M.J. at 509. While the Air Force court held that the
comments in this case went well outside the bounds
of fair comment and amounted to plain and obvious
error, it found no material prejudice to Erickson's
substantial rights. /d. at 509-10. The lower court
held that there was no clear evidence the military
judge considered the comments and that the
misconduct in this case was so severe that the
military judge would have imposed the same
sentence regardless of the comments. /d.

DISCUSSION
When a defense attorney fails to object to a
sentencing argument at the time of trial, appellate

7a

courts review the statement for plain error. United
States v. Barrazamartinez, 58 M.J. 173, 175
(C.A.A.F. 2003); United States v. Gilley, 56 M.J.
113, 123 (C.A.A.F. 2001). In order to prevail under
a plain error analysis, Erickson must demonstrate
that: "(1) there was an error; (2) it was plain or
obvious; and (3) the error materially prejudiced a
substantial right." United States v. Kho, 54 M.J. 63,
65 (C.A.A.F. 2000); United States v. Finster, 51
M.J. 185, 187 (C.A.A.F. 1999).

The sole issue before this court concerns the
third element of the plain error test -- whether the
error materially prejudiced a substantial right.’ In
assessing prejudice under the plain error test where
prosecutorial misconduct has been alleged: [WlJe
look at the cumulative impact of any prosecutorial
misconduct on the accused's substantial rights and
the fairness and integrity of his trial... . We believe
the best approach involves a balancing of three
factors: (1) the severity of the misconduct, (2) the
measures adopted to cure the misconduct, and (3)
the weight of the evidence supporting the
conviction. United States v. Fletcher, 62 M.J. 175,
184 (C.A.A.F. 2005). Although the second Fletcher
factor adds little to the analysis in a judge alone
trial, there is no reason not to apply the first and
third factors in that context. We consider the
Fletcher factors to determine whether "trial
counsel's comments, taken as a whole, were so

Sa
damaging that we cannot be confident" that
Erickson was sentenced "on the basis of the
evidence alone." /d.

FOOTNOTES

1 The Court of Criminal Appeals’ decision
concerning the first two prongs of the plain error
test was not appealed to this court. Where neither
party appeals a ruling of the court below, that ruling
will normally be regarded as law of the case and
binding upon the parties. United States v. Parker, 62
M.J. 459, 464 (C.A.A.F. 2006). Where there is no
appeal, this court will not review the lower court’s
ruling unless “the lower court’s decision is ‘clearly
erroneous and would work a manifest injustice’ if
the parties were bound by it.” United States v. Doss,
57 M.J. 182, 185 (C.A.A.F. 2002) (citation
omitted). Neither party argued that the rulings were
clearly erroneous or would work a manifest
injustice.

Severity of the misconduct. Erickson argues that
trial counsel's misconduct was severe because he
invoked infamous enemies of the United States and
sought to identify Erickson as a demonic figure. As
a result, he concludes, the military judge could not
separate his personal religious views from his
sentencing decision. The Government responds that

9a
because the improper references constituted a
relatively limited portion of trial counsel's lengthy
sentencing argument, the misconduct was _ not
severe.

In Fletcher, this court evaluated the severity of
trial counsel's improper comments based on, inter
alia, "the raw numbers -- the instances of
misconduct as compared to the overall length of the
argument,” and the degree to which the improper
references were spread throughout the argument or
the case as a whole. 62 M.J. at 184; see also United
States v. Modica, 663 F.2d 1173, 1181 (2d Cir.
1981). Here, the improper comments amounted to
less than a single page out of trial counsel's twenty-
two page sentencing argument. Although the
improper references appeared at both the beginning
and the end of the sentencing argument, they were
confined to those locations and did not permeate the
entire argument. No improper references were made
during the Government's rebuttal sentencing
argument.

The lower court found that the trial counsel's
comparison of Appellant to Hitler, bin Laden, and
Hussein was improper and "went well beyond the
norm and were outside the bounds of fair
comment." Erickson, 63 M.J. at 510. Nevertheless,
these comments were made in the context of a
permissible theme -- that unseen evil is worse than
open and obvious evil. It reflected both the gencral

10a
belief of young children that their father would not
wish to do them harm and Erickson's actions to
conceal his conduct. While we do not condone the
references, in this context, and in view of the
limited number of references in a lengthy argument,
we do not consider the misconduct to be "severe."

Judge alone trial. Erickson contends that
because the military judge listened to the argument
without interruption, there were no measures taken
to cure the error. The Government responds that in
an argument before a military judge alone, the
military judge need not act to cure misconduct
because he is presumed to know and follow the law.
United States v. Rodriguez, 60 M.J. 87, 90
(C.A.A.F. 2004).

In United States v. Knickerbocker, 25 C.M.A.
346, 2 M.J. 128, 129, 54 C.M.R. 1072 (C.M.A.
1977), this court emphasized the importance of
swift corrective action by the military judge to
remedy the effects on a court-martial panel of a
prosecutor's improper comments. See also Baer, 53
M.J. at 239; Berger v. United States, 295 U.S. 78,
85, 55 S. Ct. 629, 79 L. Ed. 1314 (1935). In this
case, however, no panel heard trial counsel's
improper remarks and the military judge had no
obligation to provide an instruction. Cf United
States v. Horn, 9 MJ. 429, 430 (C.M.A. 1980).
Military judges are presumed to know the law and

lla

to follow it absent clear evidence to the contrary.
United States v. Mason, 45 M.J. 483, 484 (C.A.A.F.
1997). As part of this presumption we further
presume that the military judge is able to distinguish
between proper and improper sentencing arguments.
Erickson argues that since the military judge did not
note that the references were improper and state on
the record that he would not consider them, we do
not know how he perceived the argument. Erickson
fails, however, to provide any evidence that would
rebut the presumption. There is nothing in the
record that reflects that the military judge was
biased or in any way swayed by the comments.

FOOTNOTES

2 While not the case here, if a defendant introduced
evidence to rebut the presumption, we would then
consider whether the military judge undertook
“curative measures,” such as a clear statement on
the record that he would not consider the improper
comments.

Weight of evidence supporting the sentence.
Erickson argues that although the evidence against
him was strong, it did not justify a sentence of
confinement for life with eligibility for parole,
which was greater than the usual sentence in child
sexual abuse cases. The Government responds that

12a
the evidence weighed heavily in favor of the
sentence imposed because of the negative and
ongoing impact of the abuse on Erickson's young
victims.

While we recognize that Erickson received a
sentence at the higher end of the sentencing
spectrum for child sexual abuse cases, the facts in
this case are particularly egregious. The sentence
was not the highest possible sentence and the Court
of Criminal Appeals found that it was appropriate in
light of the evidence. Erickson's offenses carried the
possibility of a sentence of confinement for life
without the possibility of parole. Manual for
Courts-Martial, United States pt. 1V, para 45.e.(1)
(2002 ed.); Rule for Courts-Martial (R.C.M.)
1003(b)(7). His adjudged sentence of confinement
for life with eligibility for parole is therefore a
lower sentence than he could have received.

R.C.M. 1001 allows the military judge to
consider Erickson'’s admitted conduct with his
children as well as the negative and continuing
impact of that conduct as an aggravating factor. The
sentence adjudged must be based on all relevant
sentencing factors. R.C.M. 1001(b)(4); United
States v. Holt, 33 M.J. 400, 408 (C.M.A. 1991). The
evidence revealed not only that Erickson had
sexually abused his two daughters over a sustained
period, but that he manipulated them into believing

13a
that the conduct was appropriate. He told them that
if they revealed what he had done to them he would
leave them and go to jail. As a consequence both
girls lied to protect the very person abusing them.

Erickson's abuse has left his children
emotionally scarred. His son provided testimony as
to the impact of his father's abuse. His older
daughter stated that she felt immense guilt,
confusion, and fear about her ability to lead a
normal life in the future. Perhaps the most tragic
consequence of Erickson's conduct is that the
younger daughter was so influenced by her father
that she continued to defend him through the time
of trial.’ The clinical psychologist who was treating
Erickson's son and younger daughter at the time of
trial testified as to the lasting negative impact of
Erickson's actions on both these children and the
extended treatment they would require.

FOOTNOTES

3. In a Stipulation of Expected Testimony, the
younger daughter stated: None of the things that
happened between me and Dad would matter if no
one else Knew about it. | have never been scared of
Dad. I don’t like it that people only talk about the
bad things about Dad. He is a really good man, and
does lots of good things for me. | love him.

l4a

The offenses to which Erickson entered guilty
pleas and his admitted conduct in connection with
those offenses support a significant sentence. Added
to this is the compelling evidence of the lasting
negative impact of his offenses on his children.
Erickson's comparison of his sentence to those in
other cases involving child sexual abuse fails to
account for the egregious record before us and
therefore does not establish an "obvious
miscarriage{] of justice or abuse[] of discretion.”
United States v. Lacv, 50 M.J. 286, 288 (C.A.A.F.
1999) (quoting United States v. Dukes, 5 M.J. 71,
73 (C.M.A. 1978)). We find that the weight of
evidence clearly supports the Court of Criminal
Appeals’ determination that Erickson would have
received the same sentence irrespective of trial
counsel's improper comments.

Having reviewed the Fletcher factors, we
conclude that there was no material prejudice to
Erickson's substantial rights and therefore no plain
error.

DECISION

The decision of the United States Air Force Court
of Criminal Appeals is affirmed.

CONCUR BY: STUCKY

l5a

STUCKY, Judge, with whom BAKER, Judge, joins
(concurring):

| agree with the majority's conclusion that the
military judge did not commit plain error, but write
separately because the Court's reliance on the
balancing test in United States v. Fletcher, 62 M.J.
175, 184 (C.A.A.F. 2005) appears misplaced in a
judge-alone trial such as this.

In Fletcher, we appropriately found that
determining the existence of prejudice caused by
trial counsel's improper comments made before a
court-martial including members depends on
balancing the severity of counsel's misconduct
against the military judge's curative measures and
the weight of the evidence supporting conviction.
See id. In other words, the more improper the
argument, the greater the counterweight of curative
measures and the weight of the evidence must be to
overcome any potential prejudice.

In a judge-alone case like this one, curative
measures are superfluous because the military judge
is presumed to know and apply the law correctly.
United States v. Rodriguez, 60 MJ. 87, 90
(C.A.A.F. 2004). The facts of this case are
fortuitous in that the improper conduct is balanced
by overwhelming evidence supporting conviction.
As such, curative measures are unnecessary under

16a

the Fletcher rubric. However, when this Court
considers a future case in which trial counsel's
egregious conduct is balanced against evidence of
guilt of less than overwhelming weight, a Fletcher
analysis would seem to require the military judge in
that case to impose significant curative measures on
himself to counterbalance the improper argument.
This could not only lead to an absurd result, but also
would contradict the principle that the military
judge is presumed to know and apply the law
correctly.

As an alternative to the Court's Fletcher
analysis, | would have reviewed the record for any
evidence of prejudice sufficient to rebut the
presumption that the military judge knew and
applied the law correctly. Seeing no such evidence,
i concur with my colleagues that there was no
material prejudice to Appellant's rights and,
therefore, no plain error.

17a
Appendix B

UNITED STATES AIR FORCE COURT OF
CRIMINAL APPEALS

UNITED STATES
v.
Staff Sergeant KELLY S. EkKICKSON

United States Air Force
ACM 35495
63 M.J. 504

28 April 2006

Sentence adjudged 31 October 2002 by
GCM convened at McChord Air Force Base,
Washington. Military Judge: Rodger A.
Drew (sitting alone).

Approved sentence: Dishonorable discharge,
confinement for life with the eligibility for
parole, and reduction to E-1.

18a
Appellate Counsel for Appellant: Joseph
Kastl, Esq. (argued), Colonel Beverly B.
Knott, Colonel Carlos L. McDade, Major
Terry L. McElyea, Major Sandra K.
Whittington, Major L. Martin Powell, and

Major David P. Bennett. ,
Appellate Counsel for the United States: ‘

Captain Kimani S. Eason (argued), Colonel
LeEllen Coacher, Lieutenant Colonel Gary
F. Spencer, Lieutenant Colonel Robert V.
Combs, Major Shannon J. Kennedy, Major
Michelle M. McCluer, Major Carrie E.
Wolf, and Jesse Coleman (legal intern).
Before
ORR, JOHNSON, and FINCHER
Appellate Military Judges
OPINION OF THE COURT

This opinion is subject to editorial correction before
final publication.

ORR, Senior Judge:

The appellant was tried at McChord Air Force
Base (AFB), Washington, by a military judge sitting
as a general court-martial. In accordance with his
pleas, the military judge found the appellant guilty

19a

of one specification of violating a lawful order, two
specifications of raping a female under the age of
12 years, one specification of sodomy with a female
under the age of 12 years, two specifications of
committing an indecent act upon a female under the
age of 16, three specifications of taking indecent
liberties with a female under the age of 16, and one
specification of communicating indecent language
to a female under the age of 16, in violation of
Articles 92, 120, 125, and 134, UCMJ, 10 U.S.C. §§
892, 920, 925, 934. Additionally, the appellant pled
not guilty to one specification of perjury, in
violation of Article 134, UCMJ, 10 U.S.C. § 934.
The appellant was found not guilty of perjury, but
guilty of obstruction of justice. The military judge
sentenced the appellant to a dishonorable discharge,
confinement for life with the possibility of parole,
and reduction to E-l. The convening authority
approved the sentence as adjudged.

The case is before this Court for review under
Article 66, UCMJ, 10 U.S.C. § 866. The appellant
initially asserted four errors for our consideration: (1)
Whether his sentence is inappropriately severe; (2)
Whether he received ineffective assistance of counsel
because his trial defense counsel erroneously advised
him that he would be eligible for parole in 10 years so
he rejected a pretrial agreement (PTA) that would
have limited his confinement to 38 years; (3) Whether

20a
the military judge erred by admitting uncharged
misconduct; and (4) Whether trial counsel improperly
compared him to Osama Bin Laden, Adolph Hitler,
and the Devil during his sentencing argument. In a
supplemental filing, the appellant raised four
additional errors: (1) Whether his pleas were
improvident because of his mental and emotional
state at trial; (2) Whether the court-martial lacked
jurisdiction to try him because Article 3(a), UCM,
10 U.S.C. § 803({a), is unconstitutional as applied to
him; (3) Whether his plea to Charge | and its
Specification was improvident; and (4) Whether his
plea to Charge IV, Specification 5 was improvident. *
On 14 February 2006, we heard oral argument in this
case.
Background

On 31 January 2002, the appellant went to his
church bishop for counseling. During the counseling
session the appellant told the bishop that he had done
something wrong in the past with his daughter. The
bishop encouraged the appellant to reveal these
wrongs to his wife as part of his repentance process.
After the appellant confided in his wife that he had
molested their daughter, he asked her for some time
to turn himself in. After talking to several of her
friends, she gave him an ultimatum. Specifically, if

‘ All four supplemental issues are raised pursuant to United
States v. Grostefon, 12 M.J. 431 ¢C.M.A. 1982).

21a

the appellant did not report himself to the authorities
by the following Monday, 4 February 2002, she
would. Her primary concern was that she did not
want to risk losing her children because she did not
turn the appellant in. She then took their ten-year-old
daughter, BE, out to dinner and asked her whether her
father had done anything wrong with her. BE
disclosed that she had engaged in sexual intercourse
and oral sodomy with her father. Additionally, she
stated that her father had used sex toys on her, made
her watch pornographic movies, and tried to get her
to have sex with the neighbor’s dog.

On 4 February 2002, the appellant told his
commander, after mghts advisement, that he had
started sexually molesting his daughter a few years
before. On 9 February 2002, agents from the Air
Force Office of Special Investigations (AFOSI)
interviewed BE. She said that she started having
sexual intercourse with her father when she was four
years old, and that her father fondled or had sexual
intercourse with her almost every day since then,
except on Sundays. She also described occasions
when she showered with her father, engaged in oral
and anal sodomy with him, and_ watched
pornographic movies with the appellant.
Additionally, BE revealed she lied at her father’s
previous court-martial involving indecent acts and
indecent liberties with her then ten-year-old frend,

22a

because her father discouraged her from telling the
truth. She went on to talk about a phone conversation
she had with her father during which he asked her to
rub her private parts. The appellant also took nude
photographs of BE during the 2001 Christmas break.
Lastly, BE told the investigators that her father sat her
atop her nude |-year-old brother, and, encouraged her
to have sex with a dog and with her 12-year-old
brother, JE.

On 20 March 2002, AFOSI agents interviewed
AE, the appellant’s daughter from a_ previous
marriage. AE told them that the appellant inserted his
fingers into her vagina when she was nine years old
and masturbated in her presence. When she was ten
years old, he had sexual intercourse with her. He also

placed his hands near her crotch during a game called
“Chicken.”

Ineffective Assistance of Counsel
The appellant believes he received ineffective
assistance of counsel because his trial defense
counsel misinformed him about the minimum time
that he would have to serve in confinement to be

* From the record, it appears that “Chicken” is played when
one person starts moving their hand up another person's leg,
and when that person fecls uncomfortable with where the
other person's hand ts at. they shout “chicken.”

23a

eligible for parole. Specifically, he asserts that his
trial defense counsel told him he would be eligible
for parole after serving 10 years’ of confinement if
he received a sentence that included confinement
for life. Additionally, he claims his counsel told
him he would also be eligible for parole in 10 years
if he received any confinement greater than 30
years. Based on his understanding of his potential
parole cligibility, he decided not to accept an offer
for a PTA limiting his confinement to 38 years
because he saw no practical benefit. However, once
the appellant entered confinement, he discovered
that he would not be eligible for parole until he had
served at least 20 years of his sentence. See
Department of Defense Instruction 1325.7,
Administration of Military Correctional Facilities
and Clemency and Parole Authority, 4 6.17.1.2.3
(17 Jul 2001). He avers that if his trial defense
counsel had given him accurate information, he
would have opted to accept the PTA. Based on his
belief that he received erroneous advice, he asks
this Court to reduce his sentence to include no more
than 38 years’ of confinement.

Claims of ineffective assistance of counsel are
reviewed de novo. United States v. Wiley, 47 M.J.
158, 159 (C.A.A.F. 1997). To prevail on a claim of
ineffective assistance of counsel, the appellant must
show (1) that counsel's performance was deficient;

24a

and (2) that counsel’s deficient performance
resulted in prejudice. Strickland v. Washington,
466 U.S. 668, 687 (1984). The deficiency prong of
Strickland requires that the appellant show
counsel’s performance fell below an “objective
standard of reasonableness,” according to the
prevailing standards of the profession. Id. at 688.
There is a “strong presumption” that counsel was
competent. Id. at 689. The prejudice prong
requires that the appellant show a “reasonable
probability that, but for counsel’s unprofessional
errors, the result of the proceeding would have been
different.” Id. at 694.

Although the appellant claims his trial defense
counsel gave him erroneous advice concerning the
earliest date he could be considered for parole, his
trial defense counsel disputes this assertion. In an
affidavit filed with this Court, the defense counsel
who was primarily responsible for preparing the
sentencing portion of the case asserts that she never
told the appellant there was no “practical difference,
based on parole between a sentence of life
confinement and a sentence of 38 years’
confinement.” After considering the factual
allegations in the appellant’s affidavit, the affidavit
from his defense counsel, and the record as a whole,
we find no reason to order a post-trial factfinding
hearing pursuant to United States v. DuBay, 37

25a
C.M.R. 411, 413 (C.M.A. 1967), to resolve any
factual disputes. See United States v. Ginn, 47 M.J.
236, 248 (C.A.A.F. 1997).

Arguably, there is some dispute on the advice the
appellant received about his earliest parole eligibility
date, however, his counsel advised him to accept the
PTA limiting confinement to 38 years on more than
one occasion. Regardless of this advice, the appellant
chose to reject the PTA limiting confinement to 38
years. Instead, he chose to offer and accept a PTA
without a limitation on the amount of confinement
hoping to receive a lower sentence from the military
judge and leniency from the convening authority. As
a result, the appellant has not convinced us that his
decision to disregard his trial defense counsel’s
advice was based solely on the earliest possible
parole eligibility date. Even if we assume that his
trial defense counsel provided inaccurate information,
their overall recommendation to accept the PTA was
correct. Therefore, when viewing the possibility that
the appellant received incorrect advice in the context
of their entire representation, we are not convinced
that he received ineffective assistance. See
Kimmelman v. Mormson, 477 U.S. 365, 383-84
(1986).

Uncharged Misconduct

Next, the appellant argues that the military
judge abused his discretion by denying a defense

26a

motion to exclude portions of the stipulated
testimony of his two daughters, AE and BE. The
trial defense counsel argued that portions of the
stipulated testimony should have been excluded
because many of the incidents took place outside
the charged timeframe or when the appellant was
not subject to court-martial jurisdiction. The
appellant also contends that portions of the
stipulated testimony were inadmissible because his
children described sexual activity that he was either
not present for, or did not initiate. Although the
appellant is not contesting the veracity of his
children or the accuracy of their stipulated
testimony, he asserts that the probative value of this
evidence is substantially outweighed by the danger
of unfair prejudice. See Mil. R. Evid. 403. Asa
result, the appellant asks this Court to set aside the
sentence and order a rehearing or otherwise grant
other meaningful relief.

The appellant’s trial defense counsel objected to
all or portions of 15 paragraphs of AE’s stipulated
testimony because they contained references that
the appellant sexually molested her prior to the rape
alleged in Charge II, Specification 1. Specifically,
AE stated that the appellant French-kissed and
fondled her at her grandmother’s house. She also
described how her father molested her in a motel
swimming pool in her brother's presence and

27a
ejaculated on her leg later that night inside the
mote! room while she was sleeping with him. She
also stated that the appellant fondled her “a bunch
of times” and attempted to have her perform oral
sex upon him.

Additionally, the appellant’s trial defense
counsel objected to all or portions of seven
paragraphs of BE’s_ stipulation of expected
testimony. The primary focus of their objection
was to paragraph 21, which reads as follows:

One time, the summer before Dad
started the Air Force, he called me
into the computer room to look at
something. This was after he was
out of the Army. He showed me a
picture of a woman having sex with
a dog. He asked me if I would do
that with Sammie. I said OK.
Sammie was a dog we _ were
watching for some friends. Dad took
me and Sammie into the basement. |
took off my pants and underwear. |
got down on my hands and knees.
Dad put Sammie behind me on my
back. Sammie’s nails were
scratching up my back and it hurt. |
stood up so Sammie could not be on
my back anymore. I said that |

28a
didn’t want to do that anymore and
Dad said OK and we went upstairs.
The only thing that happened
between me and Sammie was his
nails scratched my back.

After hearing argument on the defense motion
from counsel for both sides, the military judge
found that the contested portions of the statements
appeared to be either earlier than the charged
timeframe or during the time after the appellant left
the Army and before he joined the Air Force. As
such, he said he would not sentence him for these
offenses. Nevertheless, the military judge ruled that
the lack of jurisdiction did not make it improper for
him to consider the offenses as aggravation
evidence because they were part of a “continuous
course of conduct involving the same victim and the
same types of misconduct.” The military judge
acknowledged that although the misconduct
described in paragraph 21 of BE’s stipulation of
expected testimony was “different in some unique
aspects from the charged misconduct,” it was still a
matter of sexual misconduct upon the same victim.

Having determined that he could properly
consider the uncharged misconduct, the military
judge performed a Mil. R. Evid. 403 balancing test.
Our review of a military judge’s decision to admit
evidence is limited to whether he has abused his

29a

discretion. United States v. Dorsey, 38 M.J. 244,
246 (C.M.A. 1993). To find an abuse of discretion,
we must be convinced that the military judge's
decision was “clearly untenable” and deprived the
accused of a “substantial right such as to amount to
a denial of justice.” United States v. Travers, 25
M.J. 61, 62 (C.M.A. 1987) (quoting Guggenmos v.
Guggenmos, 359 N.W.2d 87, 90 (1984).

In sentencing, “the trial counsel may present
evidence as to any aggravating circumstances directly
relating to or resulting from the offenses of which the
accused has been found guilty.” Rule for Courts-
Martial (R.C.M.) 1001(b)(4). Evidence of
aggravating circumstances qualifying for admission
during presentencing must also pass the evidentiary
rule requiring that the probative value of evidence
outweigh its prejudicial effect. The military judge
has wide discretion in applying this rule. United
States v. Bailey, 55 M.J. 38, 41 (C.A.A.F. 2001).

The military judge, in allowing the stipulated
testimony, stated:

I believe that all this evidence is
highly probative. It is certainly
extremely prejudicial, but it is not
unfairly prejudicial. That's the key.
Indeed its prejudicial impact ties
directly with its probative value. On
the other hand, the fact that this is a

30a

judge alone trial is something that |
am mindful of in that I can certainly
put this evidence in its proper
context, and without instructing
myself, certainly will not sentence
the accused for offenses of which he
was not found guilty in this court-
martial.

The military judge concluded his Mil. R. Evid.
403 balancing test by stating that the events
described occurred and that the evidence was not
unduly cumulative, a waste of time, or confusing.
We agree.

We find that the evidence was clearly relevant,
directly related to, and resulted from the appellant's
acts. See R.C.M. 1001(b)(4). Furthermore, the
probative value of the stipulated expected testimony
was not substantially outweighed by undue
prejudice. See Mil. R. Evid. 403. We note that the
uncharged acts of misconduct were close in time to
the charged offenses and involved the same victims.
Additionally, this evidence illustrates a continuous
course of conduct and is admissible as aggravation
evidence during presentencing to show victim
impact. See United States v. Nourse, 55 M.J. 229,
232 (C.A.A.F. 2001). The military judge expressly
performed the balancing test of Mil. R. Evid. 403
and said he was confident he could avoid confusion

3la

of the issues and would not be misled as to the
appropriate weight to give the evidence. “It is
undisputed that military judges are presumed to
know the law and to follow it, absent clear evidence
to the contrary.” United States v. Mason, 45 M.J.
483, 484 (C.A.A.F. 1997) (citing United States v.
Prevatte, 40 M.J. 396, 398 (C.M.A. 1994)). See
also United States v. Hill, 62 M.J. 271, 276
(C.A.A.F, 2006). “When a judge indicates that he
will not consider inadmissible evidence . . . we
presume he will do as he says.” United States v.
Davis, 44 M.J. 13, 17.

In the instant case, the military judge correctly
stated the law and expressed his intent to follow it.
We find nothing that causes this Court to believe
otherwise. The military judge did not abuse his
discretion in admitting this evidence.

Improper Argument of Counsel

Next, the appellant asserts that the trial counsel
improperly inflamed the passions and appealed to
potential religious biases of the military judge
during his argument in the sentencing portion of the
trial and asks this Court to set aside the sentence
and order a rehearing on sentence or approve a
period of confinement no greater than 40 years.
Specifically, the appellant contests the following
portions of the trial counsel's argument:

32a
What is evil? It’s a dramatic
question. It is not a _ concrete
question and it defies a scientific
answer. It likely means something
different to virtually everyone.
History, current events, are replete
with examples of people who have
been argued who- are _ the
embodiments of evil, Adolph Hitler,
Saddam Hussein, Osama bin Laden.
Men who have killed innocent
women and children, poisoned the
world with their rage and_ their
fanaticism. Well, as awful as those
men and those actions are there is an
advantage, frankly, to evil that
eventually becomes so open and
notorious. You can see it coming.
You can prepare your defenses. It
has been quipped countless times
that the greatest trick the devil ever
performed was convincing the world
that he didn’t exist. The message
there is that the evil that you can’t
see coming, the evil that is hidden,
that is so insidious. Evil can hide the
pitchfork, hide the hors, hide the
tail. It can hide behind a facade of
respectability, a fagade of caring.

33a
Even a facade of, well, this accused.
[The appellant], sitting here in this
courtroom, right here, right now, is
evil. .. . This demon so masterfully
manipulated his victims for so long a
period of time, the little girls still
don’t see the evil. . . . Simply put, —
this accused, is the boogeyman. .
He is evil. The place for evil, of
course, is hell. His children should
not suffer him a single day of
freedom before he goes there [Hell].
Society should not suffer him a
single day of freedom before he goes
there.

The standard of review for an improper
argument depends on the content of the argument
and whether the defense counsel objected to the
argument. The legal test for improper argument is
whether it was error and “whether it materially
prejudiced the substantial rights of the accused.”
United States v. Baer, 53 M.J. 235, 237 (C.A.A.F.
2000). If the defense counsel fails to object or
request a curative instruction, the court will grant
relief only if the improper argument amounts to
plain error. United States v. Gilley, 56 M.J. 113,
123 (C.A.A.F. 2001); United States v. Boyd, 55
M.J. 217, 222 (C.A.A.F. 2001); United States v.

34a

Powell, 49 M.J. 460, 464 (C.A.A.F. 1998); United
States v. Fisher, 21 M.J. 327, 328 (C.M.A. 1986).
See also R.C.M. 919(c), 1001(g). In the case sub
judice, the trial counsel clearly expressed highly
inflammatory opinions of the appellant in his
sentencing argument. However, the trial defense
counsel did not object to the improper argument and
thus we apply a plain error analysis to determine
whether relief should be granted.

The appellant argues that it was plain error for
the trial counsel to refer to Adolph Hitler, Saddam
Hussein, and Osama bin Laden, because their
names were used only for their sensational value
and to inflame the passions of the military judge.
The government maintains that such matters were
permissible because the references did not call for a
particular result. The government also asserts that
the appellant “opened the door to comments about
religion” in his unsworn statement, when he said, “‘I
grew up with a religious background.” We find that
the trial counsel’s comparison of the appellant to
these public and religious figures was error because
it was designed to improperly influence the military
judge’s deliberations. See United States v. Clifton,
15 M.J. 26, 30 (C.M.A. 1983). Although references
to “contemporary history” or other matters of
common knowledge may be = allowed, the
specificity, detail, and provocation of his comments

35a
went well beyond the norm and were outside the
bounds of fair comment. See United States v.
Barrazamartinez, 58 M.J. 173, 175 (C.A.A.F. 2003).

Moreover, this error was plain and obvious.
When the trial counsel compared the appellant to
these religious and public figures, he was inviting
the military judge to increase the appellant’s
punishment based solely on an emotional basis.
These arguments were clearly improper and should
have been prohibited or stricken by the military
judge. See Clifton, 15 M.J. at 30. To summarize,
we find error in the trial counsel’s open criticism
and personal attack upon the appellant.

Because there was no objection to these
plain and obvious errors, we must next determine
whether they resulted in material prejudice to a
substantial right of the appellant. Powell, 49 M.J. at
464-65. As stated earlier, this was a military judge
alone trial. After reviewing the improper comments
from the trial counsel’s argument in the context that
they were presented, we find that they did not
materially prejudice the substantial rights of the
appellant. See Baer, 53 M.J. at 237. Even though
the military judge should not have heard the
improper comments by the trial counsel, we found
“no clear evidence” that he improperly considered
them. See Mason, 45 M.J. at 484. Additionally, the
misconduct in this case 1s so severe that we are

36a
confident the military judge would have imposed
the same sentence without considering the
comments. See United States v. Fletcher, 62 M.J.
175, 184 (C.A.A.F. 2005).

Jurisdiction

Next, the appellant claims that the court-martial
lacked jurisdiction to try him for the majority of the
charged offenses because Article 3(a), UCMJ, is
unconstitutional. Article 3(a), UCMJ, states:

a person who is in a status in which
the person is subject to this chapter
and who committed an offense
against this chapter while formerly in
a status in which the person was
subject to this chapter is not relieved
from amenability to the jurisdiction
of this chapter for that offense by
reason of a termination of that
person’s former status.

The appellant enlisted in the United States
Army on 22 January 1993. He served in the Army
until 14 June 2001, when he received an honorable
discharge. On 29 August 2001, the appellant
enlisted in the United States Air Force for a term of
four years.

Shortly after the appellant entered his pleas, the
military judge sua sponte questioned the trial

37a
counsel about their position regarding the
appellant’s “break in service and how it may affect
the very specifications that go back beyond
September of -- excuse me, August of 2001.” The
trial counsel’s position was

that during all the relevant charged
time frames the accused was a
member of the United States Army
and that the break in service does not
in any way vitiate or affect the
United States’ jurisdiction over the
charged offenses. At all the relevant
charged time frames the accused was
a member of the United States Army
or the United States Air Force and
was at all relevant times subject to
the Uniform Code of Military
Justice.

The defense concurred with this position with
regard to the charged offenses. The military judge
admitted that the “jurisdictional impact of a break in
service” and a change in branch of service was an
issue that he had not considered.

Although he could not find any cases directly on
point, the military judge concluded:

Article 3(a), Uniform Code of
Military Justice, which the current
version became effective on 23

38a
October 1992, clearly states that
despite a break in service, that when
somebody reenters military service
and | don’t believe it makes any
difference which branch it may be,
whether they are the same, different,
or what have you, that once an
individual comes back on active duty
then for offenses that occurred
during a previous service over which
the military courts had subject matter
jurisdiction, given the fact that the
court’s [sic] currently have in
personam jurisdiction by virtue of
the fact that the individual is
currently on active duty, that Article
3(a) would change a previous state of
the law to indicate that the court
retains jurisdiction over the offenses
occurring in the previous enlistment.

Trial counsel and defense counsel both
concurred with the military judge’s understanding
of Article 3(a), UCMJ, and its application to the
appellant’s offenses. As a result, the military judge
continued his providence inquiry with the appellant.

During oral argument before this Court, the
appellant's counsel conceded that the trial
participants correctly interpreted Article 3(a),

39a

UCMJ. He acknowledged that the Article, as
written, conferred court-martial jurisdiction over the
appellant and the offenses the appellant committed
while serving in the Army. Nevertheless, the
appellant asks this Court to set aside the findings for
the offenses he committed while serving in the
Army because Article 3(a), UCMJ, is
unconstitutional as applied to him.

The appellant cites extensively to United States
ex rel. Toth v. Quarles, 350 U.S. I1 (1955), to
support his argument. In Toth, the Supreme Court
“restrict[ed] court-martial jurisdiction to persons
who are actually members or part of the armed
forces” and held that it could not “be extended to
civilian ex-soldiers who had severed all relationship
with the military.” Id. at 14. The appellant argues
that he could not constitutionally be subjected to a
trial by court-martial for offenses he committed
while he was in the Army because jurisdiction
terminated when he received a valid discharge from
the Army. He relies on R.C.M. 202(a), Discussion
(2), which provides: “In general, a person becomes
subject to court-martial jurisdiction upon enlistment
in or induction into the armed forces . . . [and
jurisdiction] ordinarily ends on delivery of a
discharge certificate or its equivalent to the person
concerned issued pursuant to competent orders.”

40a

The crux of the appellant’s argument is that
once he received his valid discharge from the Army,
he became a civilian. As a result, his valid military
discharge from the Army terminated jurisdiction
over him and the offenses he committed while
serving in the Army. He contends that once
military jurisdiction is properly terminated, it can
never constitutionally be revived. Although Article
3(a), UCMSJ, clearly authorizes revived jurisdiction,
the appellant contends that such authorization is
unconstitutional because it is inconsistent with the
Supreme Court’s decision in Toth. Additionally, he
asserts, as Toth stated, “any expansion of court-
martial jurisdiction like that in the 1950 Act[, 50
U.S.C. § 553,] necessarily encroaches on the
jurisdiction of federal courts set up under Article Ill
of the Constitution where persons on trial are
surrounded with more constitutional safeguards
than in military tribunals.” Id. at 15. Because
civilian courts are open, they are the proper place to
try the appellant for the offenses he committed
while serving in the Army. We disagree.

To distinguish Toth from the instant case, Toth
had severed all relationship with the military when
he was arrested for the crimes he committed while
in the military. Conversely, the appellant in this
case committed the charged offenses while in the
Army and he voluntarily returned to military control

4la

by enlisting in the Air Force. Moreover, the
Supreme Court found the 1950 version of Article
3(a), UCMJ, unconstitutional, whereas, Article 3(a),
UCMJ, enacted in 1986, and amended in 1992,
confers jurisdiction over the appellant in this case.
See R.C.M. 202(a), Discussion (2)(B)(ii). Thus,
Toth is inapplicable here. Without question the
appellant was validly discharged from the Army;
but, as an Air Force member on active duty at the
time of his trial, he was properly subject to court-
martial jurisdiction under the UCMJ. Because the
charged offenses occurred after 23 October 1992,
the appellant could be tried for offenses he
committed during the earlier term of service in the
Army. See id.

The appellant also contends that Willenbring
v. Neurauter, 48 M.J. 152 (C.A.A.F. 1998), supports
his constitutional challenge. In that case, our
superior court ruled that the military could assert
court-martial jurisdiction over a reservist who
committed misconduct while a member of the
regular component. Id. at 158. The accused in
Willenbring was discharged from the regular
component of the Army and enlisted in the reserves
the day atter. While as a reservist, he was charged
with rape, allegedly committed while he was
serving as a member of the regular component.
Pursuant to Article 2(d), UCMJ., 10 U.S.C. § 802(d),

42a
he was involuntarily recalled to active duty. Id. at
154.

The appellant is correct in asserting that the
holding in Willenbring precludes jurisdiction ove, a
former service member who has completely severed
all relationships with the military as a result of a
valid discharge. If the appellant had not reenlisted
in the Air Force, the military would not have
jurisdiction to try him by court-martial for the
offenses he committed in the Army. However, our
superior court in Willenbring, 48 M.J. at 158,
reaffirmed Article 3(a), UCMJ, and the concept of
revived jurisdiction when it held: “[I]f a person is
subject to military jurisdiction at the time of the trial
and was subject to military jurisdiction at the time
of the offense, that person may be tried [by court-
martial] for offenses occurring during a prior period
of military service.” Because of the 1992
amendment to Article 3(a), UCMJ, the military
retains jurisdiction for any offense committed in a
prior enlistment subject to the statute of limitations.
Additionally, court-martial jurisdiction is not
limited to military offenses so the fact that a civilian
court may have jurisdiction is not a bar to
prosecution under the UCMJ. R.C.M. 201(d)(2).
Therefore, once the appellant enlisted in the Air
Force, he became subject to prosecution for all the
offenses he committed while on active duty that

43a
were within the statute of limitations. See Article
3(a), UCM].

The quality and fundamental fairness of the
military justice system have improved significantly
since the 1955 Supreme Court decision in Toth.
Many of the concerns that the Supreme Court
expressed in Toth have been corrected by changes
to the UCMJ and the Military Rules of Evidence.
In fact, the Supreme Court's decision in Solorio v.
United States, 483 U.S. 435 (1987), to eliminate the
service-connection requirement for subject-matter
jurisdiction, is an indication of the Court’s increased
confidence in the system. The Congressional intent
expressed in Article 3(a), UCMJ, to expand military
jurisdiction to include all offenses committed in a
prior enlistment, is clear. Additionally, our superior
court has determined that the Constitution does not
preclude a trial by court-martial after a valid
discharge, as long as the individual is a member of
the armed forces or in a status subject to military
law at the time jurisdiction is_ exercised.
Willenbring, 48 M.J. at 158. Moreover, the facts of
this case give us no reason to conclude that Article
3(a), UCMJ, is unconstitutional as applied to the
appellant.

Sentence Appropriateness

The appellant claims his sentence is
inappropriately severe. Specifically, he

44a

acknowledges that his actions warrant lengthy
confinement, but he gives several reasons why he
believes that confinement for life is far too severe
based upon the facts of this case. First, he contends
that we should consider the fact that he voluntarily
turned himself in. Next, he avers that he protected
his “children from further psychological harm by
stipulating to their testimony” so they would not
have to testify during an Article 32, UCMJ,°
investigation or in court. He also provided evidence
that he was sexually molested for several years as a
young child. Most importantly, the forensic
psychologist that testified on the appellant’s behalf
at his court-martial opined that the appellant has
very good rehabilitation potential and has the ability
to become a productive member of society “without
any significant likelihood” that he will re-offend in
the future. For these reasons, coupled with his
assertion that this Court has never affirmed a case
where a child sex offender was sentenced to
confinement for life, the appellant asks this Court to
reduce the amount of his confinement to no more
than 38 years, which was the final offer from the
government in pretrial negotiations.

This Court may only affirm those findings and
sentences we find are correct in law and fact and
determine, on the basis of the entire record, should

“10 U.S.C. § 832.

45a

be approved. Article 66(c), UCMJ. In determining
sentence appropriateness, we must exercise our
judicial powers to assure that justice is done and
that the accused receives the punishment he
deserves. Performing this function does not
authorize this Court to grant clemency. United
States v. Healy, 26 M.J. 394, 395-96 (C.M.A.
1988). The primary manner in which we discharge
this responsibility is to give individualized
consideration to an appellant on the basis of the
nature and seriousness of the offenses and the
character of appellant. United States v. Snelling, 14
M.J. 267, 268 (C.M.A. 1982).

In the instant case, the appellant was
convicted of offenses that involved five different
children. First, he raped his daughter, AE, when
she was ten years old. He then repeatedly raped and
sodomized his other daughter, BE, almost daily
from the time she was four years old. Additionally,
he committed indecent acts, used indecent language,
and took indecent liberties with her over a period of
several years. According to BE’s stipulated
testimony, her two brothers were sometimes in the
room when the appellant touched her private parts.
She recalled one occasion when her father asked her
to take off her clothes and sit on top of her younger
brother. The appellant also pled guilty to
encouraging BE to put her hands down her older

46a
brother’s pants. Finally, his conviction for
obstruction of justice involved BE’s denial of the
appellant’s inappropriate activity with her and her
ten-year-old friend.

According to Dr. Thomas Coleman, a clinical
psychologist, BE and JE suffered behavioral and
emotional trauma as a result of their father’s sexual
abuse. He predicts they will struggle with
depression and have significant adjustment
problems throughout the rest of their lives. In her
stipulated testimony, AE expressed guilt and
remorse because of the appellant’s actions and
stated that she did not trust a lot of people. These
offenses also had a significant negative impact on
the appellant's former and present wives. They
both provided testimony describing their guilt and
self-doubt for not protecting their children from the
appellant.

Although the appellant had an excellent military
record, turned himself in, pled guilty, and stipulated
to the children’s testimony, the appellant committed
these offenses on almost a daily basis for several
years. Based on the serious nature of the
appellant's offenses and the number of victims in
this case, his sentence {ts not inappropriately severe.
See Healy, 26 M.J. at 39-96; Snelling, 14 M.J. at
268.

O#her Issues

47a
Finally, we considered the appellant’s remaining
assignments of error and find them to be without
merit. See United States v. Eberle, 44 M.J. 374,
375 (C.A.A.F. 1996); United States v. Jordan, 57
M.J. 236, 238-39 (C.A.A.F. 2002); United States v.
Matias, 25 M.J. 356, 361 (C.M.A. 1987).

Conclusion

The approved findings and sentence are correct
in law and fact, and no error prejudicial to the
substantial rights of the appellant occurred. Article
66(c), UCMJ; United States v. Reed, 54 M.J. 37, 41
(C.A.A.F. 2000). Accordingly, the findings and
sentence are

AFFIRMED.

Judge FINCHER participated in this decision prior
to his reassignment.

JOHNSON, Judge (concurring in the result):

I cannot concur with the majority as it relates to
the resolution of the third Issue; Whether the military
judge abused his discretion in considering, over
defense objection, sentencing evidence involving
uncharged misconduct. At issue ts the admission of a
portion of a stipulation of expected testimony of BE:

One time, the summer before Dad
started in the Air Force, he called me

48a

into the computer room to look at
something. This was after he was
out of the Army. He showed me a
picture of a woman having sex with
a dog. He asked me if I would do
that with Sammie. I said OK.
Sammie was a dog that we were
watching for some friends. Dad took
me and Sammie into the basement. |
took off my pants and underwear. |
got down on my hands and knees.
Dad put Sammie behind me and on
my back. Sammie’s nails were
scratching up my back and it hurt. |
stood up so Sammie could not be on
my back anymore. I said that |
didn’t want to do that anymore and
Dad said OK and we went upstairs.
The only thing that happened
between me and Sammie was his
nails scratched my back.

The military judge admitted the testimony and
addressed each of the stipulations of expected
testimony: “And again, I'd be a little bit concerned
if this was a members case, although | think that
with an appropriate instruction that could be
overcome given the amount of uncharged
misconduct. But, I can certainly put it into its

49a
proper context and believe that the probative value
of the victim impact is not substantially outweighed
by the undue prejudice or any of the other factors
listed in [Mil. R. Evid.] 403.” The military judge
overruled the defense counsel’s objection.

I cannot say the probative value of the
uncharged misconduct is not _ substantially
outweighed by the danger of unfair prejudice.
However, although | find it was error to consider
this evidence in aggravation, it was not prejudicial.
The test for prejudice is whether the sentence
adjudged was “no greater than that which would
have been imposed if the prejudicial error had not
been committed.” United States v. Kinman, 25 M.J.
99, 101 (C.M.A. 1987) (citing United States v.
Suzuki, 20 M.J. 248, 249 (C.M.A. 1985)). The
facts in this case are particularly egregious. The
majority opinion more than adequately describes the
heinous nature of this appellant’s crimes committed
against his minor children. Had the military judge
not admitted this uncharged misconduct, the
sentence adjudged would be “no greater than that
which would have been imposed if the prejudicial
error had not occurred.” See id.

OFFICIAL

50a

LOUIS T. FUSS, TSgt, USAF
Chief Court Administrator

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386009_1428%3A1. Public record. Not legal advice.
