# Petition for Writ of Certiorari — Robertson v. United States

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 1998
- **Citation:** 525 U.S. 879

## Text

98-304

FILED
AUS 4 1998

No.

CLERK
In The asta

SUPREME COURT OF THE UNITED STATES

October Term, 1998

Garland Robertson,
Petitioner

VS.

United States of America,

Respondent

On Petition for a Writ of Certiorari to
the United States Court of Appeals
for the Tenth Circuit

PETITION FOR A WRIT OF CERTIORARI

Garland Robertson,
Petitioner, pro se
1336 E. 19th Street
Tulsa, Oklahoma 74120
918/743-0765

WA i«

Pe ORE PLAIN AOOEBP

eR TAR

oer

'
'

Service, by acting as superior

i
QUESTIONS PRESENTED

Whether, pursuant to limitations imposed
on the actions and decisions of a federal
agency by the Administrative Procedure
Act (APA), 5 U.S.C. § 701, et seq:

1. Is the combined authority of church
and state as fused in the requirement
that an Air Force chaplain be a
“representative of a religious body and a
commissioned officer" (AFR 265-1, 93) so
repugnant to military necessity that it
is caused to be constitutionally
dysfunctional?

2. Did Air Force officers fail to comply
with statutory and regulatory procedures
by removing an endorsed Air Force
chaplain from the pulpit as discipline
for alleged “unauthorized political
activity" rather than proceeding
according to provisions directed by the
Uniform Code of Military Justice (UCMJ)?

3. Did Air Force officers violate
constitutional command and congressional
mandate for management of Air Force
chaplains as specified in Air Force
Regulation (AFR) 265-1, The Chaplain

theological judges, thereby discounting
the moral assessment prerogative of an
Air Force chaplain's endorsing faith
community?

4. Did Air Force officers abuse their
discretionary authority by censoring the
religious programs sponsored by a base
chapel, selecting which religious
perspectives would be published on the
military installation, using religion to

ii

promote secular interests that did not
coincide with religious interests, and
exercising inordinate influence over the
religious lives of military subordinates?

5. Did the Air Force Board for
Correction of Military Records (AFBCMR)
err by not taking into consideration the
fact that the Appellant's performance was
rated "Unsatisfactory" only after the
Appellant was removed from the pulpit for
alleged “unauthorized political
activity"--the singular factor which
prompted the Secretary of the Air Force
(SAF) to order the chaplain's release
from active duty?

iii

TABLE OF CONTENTS

Page
Cee ee PrORORtee é.« c.c.s.0:0.6.0.6.0 cde i
Tense CF CORTORGE Awd cc's Ka Weck cece iii
Saeed: OF CECECEORS as ac veh co die wwe iv
Orders and Judgments Below ........ 1
Statement of Jurisdiction ......... 1
Constitutional and Statutory
Provisions Involved .......eeeee. 1
Statement of the CaS@ ..csecccceves 3
A. Historical Background ....... 4
B. Background of District Court
Case No. 95-C-1135-B “eeeeeeee 8
C. The Proceedings Below, Case
No. 96-C-888-B eeseeeeeeeeeeeeeee 8
Reasons for Granting the Writ ..... 11
The Petition Should Be Granted
Because The Judgment Below Con-
tradicts The Judgment Of
The U.S. Court Of Appeals,
2nd Circuit e*eeseteeentee8tkeee8e # © & @ @ 11
II. The Petition Should Be Granted
Because The Court Below Abandoned
Provisions Of APA To Condone The
Illegal Actions Of Air Force
Officers *oenreee#ee#efeege#e+fe#3+fnfeefe#efe#r’n5foee#e#e#e# 8 @ 12
III. The Petition Should Be Granted

Because The U.S. Supreme Court
Has Not Judged The Character and

iv

Nature Of The Military
Chaplaincy ee enreeserfeenee#e#feeee#e#tkse##e### @ 13

Conclusion se @eeweeeee#srtferee#se#ee#rnfmeeee#e#eteee#eee#eee#e#e*# 15
TABLE OF CITATIONS
Cases Cited:

Katcoff v. Marsh, 755 F.2d 223 (2d
Cl Ss TSO St: Sab ks OES 0 6033s wT OIL EELS

Marsh v. Chambers, 463 U.S. 783
(1983) ee © fe © € a 2 &@ be @: 2 .2-o2 2-23 @ Ss B *e ff &©eteeee 8

Piper v. United States, 887 F.2d 861
(8th Cit. 1989) eevee ee eeeeeeeeeeee 10

Walz v. Tax Commission, 397 U.S. 664
(1970) *eeeevreeeeeeeeeeeeeeeeeeeeeee q

Statutes Cited:

S$ U.S.C. § F702 (ca cec cee ee ccccccccce 2
5 U.S.C. § FOG weseccscvvceecce 2,11,12,13
10 U.S.C. § BO2 cenrceesr cocceveces 6

10 U.SiC.: | SOGTIR? cect eee See eases 3,6
10 U.8.Ce 8 SSB cncccvcestesseséec 6
26 U.S.C 9 L254CL) sceeveasescivens 1
United States Constitution Cited:

First Amendment ..-.ceeeeecveeeves 1,3,10,14
Military Statutes and Regulations Cited:

Uniform Code of Military Justice .. 6

oe

Vv
Air Force Regulation 265-1 ... 3,10,11,13
APPENDIX

Appendix A -~- Order of the United States
Court of Appeals for the Tenth Circuit
Filed May 27, 1998;

Order and Judgment of the Court of
Appeals Filed May 1, 1998 ......e.. l

Appendix B -- Order of the United

States District Court for the

Northern District of Oklahoma

Filed August 28, 1997 .ecocccccvece 13

Appendix C -- Ruling of the Air Force
Board for Correction of Military
Records Published August 23, 1996 . 71

Petitioner Garland Robertson
respectfully requests that a writ of
certiorari be issued to review the
judgment of the United States Court of
Appeals for the Tenth Circuit in this
case.

ORDERS AND JUDGMENT BELOW

The Orders and Judgment of the United
States Court, of Appeals for the Tenth
Circuit is on docket of Case
No. 97-5183 (App. A). The Order of the
District Court is on docket of Case
No. 96-C-888-B (App. B); and a related
proceeding is on District Court docket of
Case No. 95-C-1135-B. The decision of
AFBCMR is at App. C.

STATEMENT OF JURISDICTION

The Judgment of the United States
Court of Appeals for the Tenth Circuit
("Court of Appeals") was entered on May
1, 1998. The Court of Appeals denied a
timely petition for rehearing on May 27,
1998 (App. A).

The jurisdiction of this Court is
invoked under 28 U.S.C. § 1254(1).

CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED

The First Amendment to the United

States Constitution provides:

Congress shall make no law respecting

an establishment of religion, or

prohibiting the free exercise thereof;

or abridging the freedom of speech, or

of the press; or the right of the

people peaceably to assemble, and to

2

petition the Government for a redress
of grievances.

5 U.S.C. § 702 states in pertinent
part:

[a] person suffering legal wrong be-
cause of agency action, or adversely
affected or aggrieved by agency action
within the meaning of a relevant
statute, is entitled to judicial review
thereof. An action in a court of the
United States seeking relief other than
money damages and stating a claim that
an agency or officer or employee
thereof acted or failed to act in an
ofiicial capacity or under color of
legal authority shall not be dismissed
nor relief therein denied on the ground
that it is against the United States...

5 U.S.C. § 706 states in relevant
part:
To the extent necessary to decision and
when presented, the reviewing court
shall decide all relevant questions of
law, interpret constitutional and
statutory provisions, and determine the
meaning or applicability of the terms
of an agency action. The reviewing
court shall -
a

(2) hold unlawful and set aside agency
action, finding, and conclusions found
to be -
(A) arbitrary, capricious, an abuse of
discretion, or otherwise not in
accordance with law;
(B) contrary to constitutional right,
power, privilege, or immunity;
(C) in excess of statutory
jurisdiction, authority, or
limitations, or short of statutory
right;

2

(D) without observance of procedure
required by law;

(E) unsupported by substantial evidence
in a case subject to sections 556 and
557 of this title or otherwise reviewed
on the record of an agency hearing
provided by statute; or

(F) unwarranted by the facts to the
extent that the facts are subject to
trial de novo by the reviewing court.
In making the foregoing determinations,
the court shall review the whole record
or those parts of it cited by a party,
and due account shall be taken of the
rule of prejudical error.

AFR 265-1, The Chaplain Service, 4
, Girects:
Air Force Chaplain. A chaplain is a
cepresentative of a religious body and
a commissioned officer according to 10
U.S.C. 8067. Chaplains observe the
requirements of the first amendment of
the Constitution.

W
.

STATEMENT OF THE CASE

The constitutional endorsement of the
military chaplaincy endures, in theory,
to extend the Free Exercise right to
soldiers whose military assignments
require them to be absent from their
chosen communities of faith. In
practice, the United States Air Force
uses the military chaplaincy as a
national religious confederacy,
manipulated by Air Force officers to
promote secular interests that do not
coincide with religious interests.

4
A. Historical background.

On January 8, 1991, an Air Force
chaplain was charged with "unauthorized
political activity" and removed from the
base chapel's preaching rotation after
the following letter to the editor was
published in a local newspaper.

The impression which Vice
President Quayle has communicated to
the American soldiers in Saudi Arabia
cannot go unchallenged. His comment,
"The American people are behind you,"
must be clarified to indicate that the
American people are not united in their
decision to support a military
offensive against the aggression of
Saddam Hussein in Kuwait.

While the human rights violations
committed by the Iragis against the

— people of Kuwait are atrocious,
unfortunately these violations are not
exceptions to human rights abuses
elsewhere in the world. Our presence
in the Persian Gulf region has to do
with economic issues primarily.

I have written 25 members of the
Armed Services committees in
Washington, and their responses reveal
a substantial number of Americans,
including governmental officials of
distinction, oppose the U.S.-led
forceful expulsion of the Iraqis from
Kuwait. Other options are available
which many believe are more sensitive
to the best interest of the world
community.

If President Bush remains adamant
about using force to drive Iraq from
Kuwait, the American soldiers will
respond with the full measure of their

wa dine tian salts

ied Bw haben’

5

capabilities--they are servants
committed to defend the national
interests of the people to whom they
have entrusted their lives. The need
to use military force in this
circumstance, however, is an open
issue--one which the citizens of this
country will not allow to be decided in
the vacuum of sectarian perception.

GARLAND L. ROBERTSON

Chaplain

Dyess Air Force Base

The intense congressional debate which
criticized the use of U.S. military power
in a presidentially-initiated offensive
against Iraq followed shortly after this
letter was published.

Inspite of recently praising the
chaplain in a November, 1990, "Definitely
Promote" career progression, over the
next 30 months the Air Force reduced the
chaplain from a highly commended officer
to an unsatisfactory leader, an
incompetent preacher, insubordinate and
mentally-ill, then ordered the chaplain
to leave active duty. Throughout this
lengthy controversy the endorsing
denomination continuously supported the
chaplain's religious ministry.

Petitioner still believes the
unprecedented action of local Air Force
officers to restrict chapol preaching
compromises the integrity of the military
chaplaincy, insults the calling of a
religious minister, discounts the
credibility of the chaplain's faith
community, and disregards the spiritual
sensitivities of military servants that
determine their choice of a religion.

Persons who perform the function of
military chaplains in the Air Force must

6

be commissioned officers. 10 U.S.C. §
8067(h). They have rank without command,
but otherwise are to be afforded the same
considerations for all other officers.

10 U.S.C. § 8581. Chaplains are subject
to disciplinary proceedings according to
provisions of the UCMJ. 10 U.S.C. §

802. As such, alleged "unauthorized
political activity" would merit issuing a
declaration of violation of Article 91 of
the UCMJ, then, if disputed by the
alleged offender, the matter could be
resolved at court-martial. This
proscribed procedure, however, was
rejected by local supervisors.

Tension inherent in requiring
chaplains to be representatives of a
religious hody and commissioned officers
prompted local Air Force officials to
censor religious programs presented by a
local base chapel. Censorship caused the
federally-funded military chaplaincy to
promote secular interests that did not
coincide with religious interests. Air
Force officers assumed the role of
theological critics and selected the
religious perspectives which would be
published on the military installation.

The record will disclose that a vast
majority of American Christian churches
had, by January 1991, publicly announced
that a war initiated by the U.S. against
Iraq at that time could not be morally
justified according to the tenets of the
ancient “Just War" theory. In censoring
the religious witness of its chaplains,
the Air Force exercised inordinate
influence over the religious lives of
subordinate military servants by creating
a religious climate "friendly" to
political intent. Thus the Air Force
ultimately controlled the context in
which its members made moral judgments.

3
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;
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7

Soldiers of the Christian faith who
enter the voluntary armed forces come
primarily from religious communities that
participate in the ancient "Just War"
tradition. In varying degrees, these
congregations recognize the obligation to
move beyond the original tenet of "doing
no harm." They have discerned that
"protecting innocent persons from harm"
(dating from the fifth-century Christian
community) may sometimes require the use
of violence. These persons of faith
measure such circumstances according to
the sacred writings and accumulated
guidance of their traditions. Soldiers,
therefore, bring with them these
previously-embraced provisons for moral
assessment.

In theory, chaplains preserve this
Free Exercise right for soldiers, making
"religion available to soldiers who have
been moved by the Army to areas of the
world where religion of their own
denominations is not available to them."
Katcoff v. Marsh, 755 F.2d 223, 234 (2d

Cir. 1985) Sometimes this "right"
requires soldiers to struggle to
reconcile the moral assessment of their
chosen faith community whenever it
contradicts political intent. What
appears to be functional in theory,
however, may become intolerable in
practice. When Air Force officials
censor chaplains, they evoke questions cf
loyalty and integrity, and they force
chaplains to choose either for the
military or for the religious body.

At issue in this case is whether the
Air Force violated a chaplain's mandate
to be both a representative of a
religious body and a commissioned
officer; whether fulfilling this dual
responsibility is possible.

8

B. Background of District Court
Case No. 95-C-1135-B.

After the Air Force Legal Service
denied a prior complaint against the Air
Force, Plaintiff filed a claim against
the United States under the Federal Tort
Claims Act (FTCA) and APA 5 U.S.C. § 701
et_seq., in the District Court for the
Northern District of Oklahoma on November
14, 1995. The Court's Order, filed March
25, 1996, dismissed Plaintiff's FTCA
Claim for lack of subject matter
jurisdiction, with prejudice, and
dismissed under APA for failure to state
a Claim, with prejudice.

C. The Proceedings Below
Case No. 96-C-888-B.

After AFBCMR denied the Plaintiff's
requests to delete substandard
performance reports from the military
record and to rescind SAF's order
directing removal from active duty,
published August 23, 1996, Plaintiff
filed another claim against the United
States under APA in the same District
Court on September 27, 1996. The Court
concluded that Plaintiff's prior claim
under APA "should have been without
prejudice to refiling when a final agency
decision was reached" (Order, App. B,
p. 35-36, n.4).

The Court recognized "this
institutional duality of the military
chaplaincy directly implicates the
Establishment Clause principles of
‘nonentanglement' and ‘neutrality'",
citing Marsh v. Chambers, 463 U.S. 783,

801-03. (Order, App. B, p. 57) The Court
further observed:

9

that the test for nonentanglement for
programs, such as the military
chaplaincy, which require an
administrative relationship between
government and religious entities, is
that the programs must preserve "the
autonomy and freedom of religious
bodies while avoiding any semblance of
established religion" Walz v. Tax
Commission, 397 U.S. at 672. (Order,
App. B, p. 57)
Similarily, the Court informed that "the
principle of '[{gq]Jovernmental neutrality
in matters of religion' prevents
government from advancing or inhibiting
religion." Id. at 694. (Order, App. B, p.
57-58) The Court concluded, "Without
these safeguards, the institutional
duality of the military chaplaincy
engenders the risk of politicizing
religion." Id. at 695. (Order, App. B,
p.- 58)

The Court discussed the serious
questions of "excessive entanglement" and
lack of "neutrality" which are raised in
the military administration of the
chaplain programs (Order, App. B, p
58-59), and remarked:

The excessiveness of such entanglement
is no more apparent than is a situation
such as the one Robertson presents
where the Air Force requires a
chaplain's early retirement (or
discharges a chaplain) based on
military criteria, although the
chaplain's endorsing agency has not
withdrawn its endorsement of the
chaplain as its representative. This
unilateral decision on the part of the
Air Force hardly preserves "the
autonomy and freedom" of the endorsing
agency. Walz, 397 U.S. at 672.

10

Despite these precedential
observations, the Court "found no
underlying constitutional violation of
Robertson's rights under the First
Amendment, and thus AFR 265-1, and...
the Court affirm({ed] the decision of the
AFBCMR." (Order, App. B. p. 69)

The Court's assessment and judgment
of the Petitioner's grievance
acknowledges the deference traditionally
applied to military disputes (Order,
App. B. p. 42-44). The Court's
application of deference to military
discretion in this case, however, is
excessive privilege because of the
existence of AFR 265-1, The Chaplain
Service. This regulation is a
descriptive statute by order of SAF and
signed by the Air Force Chief of Staff.
As such, AFR 265-1 is the official,
predisposed policy designed by the Air
Force itself for managing Air Force
chaplains, including directing a chaplain
to be “a representative of a religious
body and a commissioned officer" and to
“observe the requirements of the first
amendment." AFR 265-1, Section B, 93.

Line of duty regulations promote the
benefit of the employer, and deviation
from regulations proscribing activities
of service personnel in "line of duty" is
sufficient to impute liability to the
government under FTCA. Piper v. United
States, 887 F.2d 861, 863-64 (8th
Cir. 1989). [Although not on point, this
discussion confirms that the judiciary
believes it is reasonable to expect the
military to comply with its own rules. ]
The presumptuous, censorial behavior of
Air Force officials in removing endorsed
chaplains from the pulpit for
"unauthorized political activity" readily

11

qualifies as "arbitrary, capricious, an
abuse of discretion" and action "in
excess of statutory jurisdiction,
authority." APA 5 U.S.C. §
706(2)(A)&(C).

REASONS FOR GRANTING THE WRIT

I.

THE WRIT SHOULD BE GRANTED
BECAUSE THE JUDGMENT OF THE COURT BELOW
CONTRADICTS THE JUDGMENT OF THE
COURT OF APPEALS, 2ND CIRCUIT

: Katcoff v. Marsh, 755 F.2d 223 (2d
Cir. 1985) upheld the constitutionality
; of the military chaplaincy, citing
preserving Free Exercise as the critical |
factor (at 223, 234). Free Exercise |
protects the prerogative of the faith )
community to make independent moral
assessment. Judgment by the Court below
inhibits Free Exercise by distinguishing
"moral assessment" as "political
activity" and permitting Air Force
officers to remove endorsed chaplains
from the pulpit for unchallengeable
alleged "unauthorized political
activity."

AFR 265-1 clearly intends to prevent
the Air Force from simultaneously
maintaining a chaplain service and
controlling the religious perspective
published by a base chapel. Such a
license would rape the protective
boundary of church-state independence
guarenteed by the Constitution and
affirmed by Katcoff which deference to
military discretion cannot excuse. Such
a license would unequivocally and
indefensibly create a religious

12

environment designed by Air Force
officers which inhibits chaplains from
representing the moral assessment that
Originates in their faith communities.
Such a license obviously would work to
respect the establishment of a specific
religious orientation--one particularly
nationalistic, officially advanced, and
federally funded.

II.

THE WRIT SHOULD BE GRANTED
BECAUSE THE COURT BELOW ABANDONED
PROVISIONS OF APA TO CONDONE
ILLEGAL ACTIONS OF AIR FORCE OFFICERS

Administrative Procedure Act, 5 U.S.C
§706, instructs the reviewing court to

(2) hold unlawful and set aside action,
findings, and conclusions found to be
(A) arbitrary, capricious, an abuse of
discretion, or otherwise not in
accordance with law; (B) contrary to
constitutional right, power, privilege,
or immunity; (C) in excess of statutory
~ jurisdiction, authority. or
limitations, or short of statutory
right; (D) without observance of
procedure required by law. ...
Clarification provided in the "Notes"
that follow indicates a statute of a
federal agency held to be an accurate
representation of congressional mandate
is an appropriate guide for the court to
review agency action and decision (Note
12). Also, assuming the statutory
procedures meet constitutional
requirements, the court is limited to
determination of whether the agency
substantially complied with its statutory

iia

13

and regulatory procedures, and whether
action was within the scope of the
agency's authority (Note 24).

Futhermore, it is arbitrary and
capricious for an agency not to take into
account all relevant factors in making
its determinations. An agency's failure
to consider important aspects of a
problem which the original regulation was
intended to address renders the
regulation arbitrary and capricious (Note
109).

By its own admission, the Air Force
indicates that, when determining the Air
Force had acted appropriately in managing
the Appellant, AFBCMR did not take into
consideration the implications of
removing an endorsed chaplain from the
pulpit for alleged unauthorized political
activity:

Plaintiff claims the decision of the
AFBCMR failed to take into
consideration the impact of removing
chaplains from the preaching staff on
religion in the military. It was not
necessary for the AFBCMR to evaluate
this argument. Defendant's Reply to
Plaintiff's Response to Defendant's
Motion to Dismiss and Cross Motion for
Summary Judgment, p. 3, Case 9-C-888-B
As a result, the Air Force's alleged
violation of constitutional command and
congressional mandate reflected in AFR
265-1 was exonerated.

IIl.

THE WRIT SHOULD BE GRANTED |
BECAUSE THE UNITED STATES SUPREME COURT
HAS NOT JUDGED THE CHARACTER AND NATURE

OF THE MILITARY CHAPLAINCY

14

Two Courts of Appeals have recently
delivered conflicting judgments
concerning the character and nature of
the military chaplaincy. These
contradictions confirm that historical
concerns associated with the maintenance
of a uniformed, federally-funded
chaplaincy have not been resolved.

The Katcoff court considered apparent
conflicts with the military chaplaincy
and the religion clauses of the First
Amendment and concluded constitutional
measure is maintained whenever Free
Exercise prevails (at 228, 234). Free
Exercise will justify the chaplaincy in
spite of Establishment Clause concerns
only insofar as the chaplains actually
promote free exercise.

The court below comfortably allows
the Air Force to view any "moral
objection" as "political activity":

The court further recognized that
although plaintiff sincerely believed
that the war he opposed would be
morally unjust, this sincerity did not
require accommodation by the Air Force,
which viewed any moral objection as
political under its rules. (Appeals
Order, App. A, p. 9-10)
By designating moral assessment as
political activity, both the Air Force
and the court below concede the military
chaplaincy endures in essence to function
as a political agency. Yet, an essential
element of Free Exercise is affirming the
prerogative of the faith community to
make independent moral assessment.

The character and nature of the

military chaplaincy remains unclear.

15
CONCLUSION

Regulation of religious
representation is an important
consideration under the Constitution on
any level, yet no where more serious than
in so close an association between
government and religion as the evolved
structure and function of the military
Chaplaincy presents. Allowing military
officers to declare as "political
activity" the endorsed religious witness
of a military chaplain and, as discipline
for "unauthorized" offenses, to remove
the chaplain from the preaching rotation
is a perplexing and dangerous precedent,
one the Supreme Court may not responsibly
relinguish to a lower judiciary. Such a
"discretionary privilege" destroys the
Free Exercise guaranty Katcoff requires
for constitutional blessing and leaves
the military chaplaincy in a peculiarly
precarious predicament.

The Supreme Court should redeem,
perhaps even "define," the religious
integrity of the military chaplaincy by
finally judging this complaint. In
addition, because of opposing judgments
by the Courts of Appeals 2nd and 10th
Circuits, the Supreme Court of the United
States should clarify the constitutional
role of the military chaplaincy.

Accordingly, Petitioner respectfully
requests that the petition for writ of
certiorari be granted.

GARLAND ROBERTSON
Petitioner, pro se
— 1336 E. 19th St.
Tulsa, OK 74120
(918)743-076518

APPENDIX A -- OPINION OF THE
UNITED STATES COURT OF APPEALS FOR THE
TENTH CIRCUIT
GARLAND ROBERTSON, Plaintiff-Appellant

Ve

UNITED STATES, Defendant-Appellee
No. 97-5183

ORDER

{
:

Filed May 27, 1998

Before BRORBY, BARRETT, and BRISCOE,
Circuit Judges.

Appellant, Garland Robertson's petition
for rehearing is denied.

Entered for the Court
PATRICK FISHER, Clerk of Court

ORDER AND JUDGMENT OF THE
UNITED STATES COURT OF APPEALS FOR THE
TENTH CIRCUIT

2
GARLAND ROBERTSON, Plaintiff-Appellant

Ve
UNITED STATES, Defendant-Appellee

No. 97-5183
(N.D. Okla.)

ORDER AND JUDGMENT*
{* This order and judgment is not binding
precedent, except under the doctrines of
law of the case, res judicata, and
collateral estoppel. The court generally
disfavors the citation of orders and
judgments; nevertheless, an order and
judgment may be cited under the terms and
conditions of 10th Cir. R. 36.3.]

Filed May 1, 1998

Before BRORBY, BARRETT, and BRISCOE,
Circuit Judges

After examining the briefs and
appellate record, this panel has
determined unanimously that oral argument
would not materially assist the
determination of this appeal. See
Fed. R. App. P. 34(a); 10th
Cir. R. 34.1.9. The case is therefore
ordered submitted without oral argument.

Plaintiff Garland Robertson appeals
from an order of the district court
determining that defendant Air Force did
not violate his First Amendment rights.
As in the district court, plaintiff
argues on appeal that his involuntary
retirement from active duty as an Air
Force chaplain should be set aside
because his retirement was based upon

3

performance evaluations which served as
religious censorship in violation of his
First Amendment rights and also served to
establish a military religion in
violation of the First Amendment. [n.1
Plaintiff does not continue to argue on
appeal that the Air Force did not comply
with prescribed administrative procedures
in his retirement process. See
Appellant's Br. at 41.] Additionally,
plaintiff argues that his action was not
barred from adjudication under the
Federal Tort Claims Act (FTCA), 28 U.S.C.
§$ 2671-2680, pursuant to Feres v. United
States, 340 U.S. 135, 146 (1950). We
affirm.

The district court thoroughly and
accurately set forth most of the facts in
its order. See R., vol. 1, tab 13 at
2-16. We provide only a brief summary
here. On January 5, 1991, prior to
Operation Desert Storm, plaintiff wrote a
letter to the local newspaper editor
indicating moral and ethical objections
to initiating a war against Iraq.
Plaintiff signed his name and indicated
that he was a chaplain at Dyess Air Force
Base. His commander reprimanded him for
writing the letter setting forth his
military title and base assignment. The
commander stated that plaintiff had
violated Air Force regulations precluding
such political activity. Based on the
reprimand, the senior chaplain refused to
allow plaintiff to preach as scheduled
the following Sunday and removed him from
the preaching schedule until further
notice.

Thereafter, plaintiff's orders to
staff a hospital to care for soldiers
wounded in Operation Desert Storm were
canceled. Although he was twice selected

4

for reassignment to another Air Force
base, both bases refused him positions.

In May 1991, plaintiff was returned
to the preaching rotation. Following a
sermon in which he informed the
congregation of the actions taken against
him by Air Force officials, he received a
letter of counseling. In December 1991,
after a Thanksgiving service, plaintiff
was permanently removed from the
preaching schedule for improperly
focusing his sermon on Native American
spirituality, rather than on traditional
Christian beliefs.

Plaintiff received substandard
performance reviews rating him as not
meeting standards for leadership skills
from April 1991 to April 1993. Plaintiff
took issue with the reviews. Pursuant to
orders, he underwent three psychological
examinations during that time period.
The second and third examinations
indicated that he suffered from a
personality disorder, not otherwise
specified, with narcissistic,
obsessive-compulsive, and
passive-aggressive traits.

In March 1993, plaintiff was
requested to retire voluntarily, or face
administrative action to remove him for
substandard performance. On June l,
1993, plaintiff requested voluntary
retirement effective June 1, 1994. On
June 15, 1993, he was notified that a
discharge proceeding had been initiated
against him. The Board of Inquiry found
that plaintiff should be removed from
active duty and given an honorable
discharge. On December 1, 1994,
plaintiff retired.

On December 16, 1994, he filed an
application for. correction of his

military records with the Air Force Board
for the Correction of Military Records
(AFBCMR). He requested that his poor
performance ratings be removed from his
personnel record. He also requested that
the order of involuntary retirement be
rescinded.

In November 1995, plaintiff filed an
action in district court asserting claims
under the Administrative Procedure Act
(APA), 5 U.S.C. §§ 701-706, and the
FTCA. The district court dismissed the
FTCA claims for lack of subject matter
jurisdiction and dismissed the APA claims
for failure to state a claim, based on
the doctrine of nonjusticiability.
Plaintiff did not appeal.

Subsequently, the AFBCMR denied his
request to delete his substandard
performance reports from his records and
to rescind his involuntary retirement.

Plaintiff then filed this second
federal court action under the APA. He
alleged the Air Force had violated his
First Amendment rights and had
established a military religion. The
district court denied relief, and this
appeal followed.

As a preliminary matter, we first
consider the district court's
determination of justiciability. As the
district court stated, in Lindenau
v. Alexander, 663 F.2d 68 (10th
Cir. 1981), this court adopted the
two-step justiciability test set forth in
Mindes v. Seaman, 453 F.2d 197, 201-02
(Sth Cir. 1971). The first step requires
that "a court should not review internal
military affairs in the absence of (a) an
allegation of the deprivation of a
constitutional right, or an allegation
that the military has acted in violation

:
|
/
:
|
)

6

of applicable statutes or its own
regulations, and (b) exhaustion of
available intraservice corrective
measures." Id. at 201. Recognizing that
not all such allegations are reviewable,
Mindes requires at the second step a
weighing of the following factors: (1)
"[t]Jhe nature and strength of the
plaintiff's challenge to the military
determination[;]" (2) "[t]he potential
injury to the plaintiff if review is
refused[;]" (3) "[t]he type and degree of
anticipated interference with the
military function[;]" and (4) "“[tJhe
extent to which the exercise of military
expertise or discretion is involved."
Id.

The district court questioned the
viability of the Mindes test in light of
the Supreme Court's holding in Darby
v. Cisneros, 509 U.S. 137, 138, 153, 154
(1993), that plaintiffs are not required
to exhaust administrative remedies before
seeking review under the APA where no
statute or agency rule requires
exhaustion before judicial review.
Exhaustion, however, is not an issue in
this case, as it is undisputed that
plaintiff has exhausted military
remedies.

Regardless of exhaustion, the
district court declined to apply any part
of Mindes and proceeded to review
the merits of the case. In doing so, the
district court noted there was no Supreme
Court precedent for excepting the
military from all judicial review under
the APA, the APA expressly includes
Claims of constitutional violations
within its scope of review, Supreme Court
authority permits deferential judicial
review of constitutional challenges to

7

military actions, and such a case would
not be precluded from review under
traditional political question doctrine.
We conclude the district court erred
in refusing to apply the Mindes test. At
no time has this court overruled Lindenau
or rejected application of the Mindes
test. See Clark v. Widnall, 51 F.3d 917,
921 (10th Cir. 1995) (recognizing
Lindenau's adoption of four-part
second-step test of Mindes); Costner
v. Oklahoma Army Nat'l Guard, 833 F.2d
905, 907 (10th Cir. 1987) (recognizing
adoption of Mindes); Rich v. Secretary of
the Army, 735 F.2d 1220, 1225 n.3 (10th
Cir. 1984) (same). Accordingly, the
Mindes test still applies to "insure[ ]
that judicial intrusions into military
matters are limited to the vindication of
federal interests." See Watkins
v. United States Army, 875 F.2d 699, 736
(9th Cir. 1989) (Hall, J., dissenting).
In this case, plaintiff alleged a
vilation of his First Amendment rights
and exhausted any administrative
remedies. [n.2 We need not reach the
question of the viability of the
exhaustion component of the first step of
the Mindes test in light of Darby because
there is no issue of failure to exhaust
in this case. We do note, as did the
district court, that other courts have no
longer required exhaustion in military
cases due to the holding in Darby. See,
e.g., Dowds v. Clinton, 18 F.3d 953, 1994
WL 85040, at **1 (D.C. Cir. 1994)
(table); St. Clair v. Secretary of the
Navy, 970 F. Supp. 645, 647-48
(C.D. Ill. 1997); Perez v. United States,

@50 F. Supp. 1354, 1359-61
(N.D. I1l. 1994).] Thus, he met the
first step of the Mindes test. In

8

weighing the four factors in the second
step, we conclude as a matter of law that
plaintiff's claims are of the type which
are reviewable on their merits. [n.3 The
Air Force does not argue that this case
is not justiciable. We conclude it has
waived the issue and has conceded
justiciability.] See Rich, 735 F.2d at
1225 n.3, 1228-29 (concluding case was
justiciable where First Amendment claim,
among other claims, was raised); see also

Goldman v. Weinberger, 475 U.S. 503
(1986) (reviewing First Amendment
challenge to Air Force dress code
regulation); Brown v. Glines, 444

U.S. 348 (1980) (reviewing First
Amendment challenge to Air Force
regulation regarding circulating
petitions); Ogden v. United States, 758
F.2d 1168, 1179 n.7 (7th Cir. 1985)
(recognizing that application of Mindes
test to circumstances of Goldman clearly
indicates judicial review was appropriate
in that case; determining that

because First Amendment rights were
raised, review was proper under Mindes
analysis); St. Clair v. Secretary of the
Navy, 970 F. Supp. 645, 648

(C.D. Ill. 1997) (holding First Amendment
Claims fall within scope of judicial
review). But _see Khalsa v. Weinberger,
779 F.2d 1393, 1398-1400 (9th Cir.)
(rejecting First Amendment challenge to
Army appearance regulation under Mindes
second step.) aff'd, 787 F.2d 1288 (9th
Cir. 1985) (affirming prior decision and
noting Goldman was decided in circuit

rejecting Mindes).

On appeal, plaintiff argues the Air
Force improperly put his duty as an
officer ahead of his duty to the church.
Plaintiff contends that his removal from

a lM i i i ei at ak a) te ie

9

the pulpit after writing the letter to
the newspaper editor was the event from
which all else eminates. Although
plaintiff recognizes that the Air Force
may discipline him for engaging in
unauthorized political activity, he
maintains that removal from the pulpit
enters a "religious dimension," violating
his First Amendment rights. Appellant's
Br. at 26-27. Furthermore, he argues
that by removing him from the pulpit
after he wrote the letter, the Air Force
determined the content of sermons,
avoided presentation of sensitive issues,
determined the religious needs of the Air
Force congregation were different from
those of other congregations, and
promoted a philosophy to enhance the
national spirit prevalent at the time.
Likewise, when he was removed from the
preaching schedule after the Thanksgiving
Service, he believes the Air Force abused
its authority and improperly disciplined
him for an allegedly inappropriate

focus. Because he continued to be
endorsed for preaching by his
denomination, he believes that his
ministry was not inappropriate.
Accordingly, plaintiff argues that the
Air Force improperly determines religious
content in violation of the First
Amendment.

The district court rejected these
arguments. Initially, the court
recognized the need for deference when
considering constitutional challenge to
military decisions. The court further
recognized that although plaintiff
sincerely believed that the war he
opposed would be morally unjust, this
sincerity did not require accommodation
by the Air Force, which viewed any moral

10

objection as political under its rules.
The district court found no
constitutional violation pertaining to
the Air Force's actions in censuring
plaintiff's criticism of the Persian Gulf
War in his capacity as an Air Force
officer; rather, the court found that the
Air Force was enforcing neutral,
legitimate and significant interests
which defeat challenge under the First
Amendment.

Additionally, plaintiff's status as
an Air Force chaplain did not alter the
district court's finding. Noting that a
chaplain is a member of both military and
religious denomination institutions, the
court recognized serious implication of
the Establishment Clause principles of
excessive entanglement and lack of
neutrality in the military administration
of chaplaincy programs. Nonetheless, the
district court determined the Air Force
had neutral reasons for its actions.
Thus, as to plaintiff's constitutionally
based request under the APA to set aside
the decision denying him reinstatement
and expungement of his performance
reviews, the district court concluded
"that the conflict between the Air Force
and [plaintiff] as an Air Force chaplain
does not establish a constitutional
violation of the religion clauses." R.,
vol. I, tab 13 at 39.

We have examined the record and
relevant case law. After doing so, we
conclude the district court thoroughly
considered and correctly rejected
plaintiff's First Amendment arguments on
their merits in its order filed August
“8, 1997. Seeing no reversible error,
accordingly, we affirm for substantially
the reasons stated by the district court.

al El

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Te a Le a SOS Se tee tee SSE ey

eal aan Sika dans 32 A? Sexe oda

11

Plaintiff's argument that he is not
barred from bringing suit under the FTCA
is not properly before us as plaintiff
did not raise any FTCA claims in the
district court. See Walker v. Mather (In
re Walker), 959 F.2d 894, 896 (10th Cir.
1992)(holding court of appeals generally
does not consider issues not first raised
in district court). Plaintiff brought the
underlying action under only the APA, not
the FTCA, and sought judicial review only
of the refusal to remove unfavorable
reviews from his records and the denial
of reinstatement.

AFFIRMED. Plaintiff's request for
Oral argument is DENIED. The mandate
shall issue forthwith.

Entered for the Court

Mary Beck Briscoe
Circuit Judge

12

esc i tae Ain hc sims

13

APPENDIX B --— OPINION OF THE
UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF OKLAHOMA
FILED AUGUST 28, 1997

GARLAND L. ROBERTSON, Plaintiff
Vv.
United States, Defendant
Case No. 96-C-888-B
ORDER

Before the Court are Plaintiff
Garland Robertson's ("Robertson") Motion
for Summary Judgment (Docket #2), and
Defendant United States' Motion for
Summary Judgment (Docket #5). On
September 27, 1996, Robertson, a former
chaplain and lieutenant colonel in the
United States Air Force, filed a
complaint under the Administrative
Procedure Act ("APA"), 5 U.S.C.A. § 701
et seq. Robertson alleges that the Air
Force's punitive actions against him for
questioning the need to use military
force in response to Saddam Hussein's
military offensive against Kuwait
effectively destroy the pluralistic
religious witness upon which the
constitutionality of the military
chaplaincy depends, and thereby promote a
"military" religion. Robertson seeks
summary judgment that the Air Force's
actions against him violate the Free
Exercise and Establishment clauses of the
First Amendment and Air Force Regulation
("AFR") 265-1. The United States
responds and cross moves for summary

14

judgment asserting that Robertson's APA
Claim is barred by the doctrine of res
judicata; this Court lacks subject matter
jurisdiction over any claim for
compensatory damages; and the decision of
the Air Force Board for Correction of
Military Records ("AFBCMR") regarding the
actions taken against Robertson should be
affirmed.

A.- BACKGROUND

Plaintiff entered the Air Force as a
pilot, serving in Vietnam from May 1969
until 1970, and continuing to serve as a
pilot until 1975 when he left the Air
Force to attend the seminary. In 1982,
he returned to the Air Force as a
commissioned officer in the service of
the chaplaincy. On January 5, 1991,
prior to Operation Desert Storm,
Plaintiff submitted the following letter
to the editor of a local newspaper in
Abilene, Texas:

The impression which Vice President
Quayle has communicated to the American
Soldiers in Saudi Arabia cannot go
unchallenged. His comment, "The
American people are behind you," must
be clarified to indicate that the
American people are not united in their
decision to support a military
offensive against the aggression of
Saddam Hussein in Kuwait.

While the human rights violations
committed by the Iraqis against the
people of Kuwait are atrocious,
unfortunately these violations are not
exceptions to human rights abuses
elsewhere in the world. Our presence
in the Persian Gulf region has to do
with economic issues primarily.

SUE WET alt Vad ee) Ue er Orme en de

thea ie eee Bd ie ie ee tet bene he lit ie SD

eS ee

i

I have written 25 members of the
Armed Services committees in
Washington, and their responses reveal
a substantial number of Americans,

; including government officials of

distinction, oppose the U.S.-led

forceful expulsion of the Iraqis from

Kuwait. Other options are available

which many believe are more sensitive

. to the best interest of the world

j community.

; If President Bush remains adament
about using force to drive Iraq from
Kuwait, the American soldiers will
respond with the full measure of their
capabilities - they are servants
committed to defend the national
interests of the people to whom they
have entrusted their lives. The need
to use military force in this
circumstance, however, is an open issue
- one which the citizens of this
country will not allow to be decided in
the vacuum of sectarian perception.

Government's Exhibit A. [n.1 All exhibits

identified as "Government Exhibits" are

attached to the government's motion for
summary judgment in Case

No. 95-C-1135-B.] Robertson signed the

letter as "Garland L. Robertson,

Chaplain, Dyess Air Force Base." Id.

On January 8, 1991, Colonel Michael

A. Lock ("Lock"), Commander of the 96th

Combat Support Group reprimanded

Robertson for the letter stating in part

"TI have no objection to your expressing

your political opinions in letters to

congressmen or in a letter to the
editor. However, when you add your
military title and unit of assignment to

a published letter you are violating AFR

eg a ee ee

= Ma a a a a eA

16

110-2, which is titled "Political
Activities of Members of the Air Force."
Government's Exhibit B. Lock noted that
commenting on Operation Desert Shield is
a political activity and questioning the
President's use of force flouts military
authority. Id. Robertson responded to

— the letter of reprimand by distinguishing
his letter as one written by a military
pastor and borne from ethical and moral,
not political, concerns. He explained
that he perceived his responsibility as
military chaplain to assist soldiers in
Clarfying and evaluating the issue of
whether the Iragi conflict was a "just
war":

The situation in the Middle East is
indeed difficult, complex, and
dangerous. Iraq's aggression should
not be tolerated. War, however, is an
ancient, uncivilized way to resolve
conflict. Whether persons are violated
by jagged spears of 20MM cannons, war
is barbaric and unable to produce
equitable solutions for differences.
Yet war may be the only alternative for
safeguarding human life and checking an
otherwise irreducible aggressor. In
the Persian Gulf region, war is not the
only alternative for reducing Iraq.
Therefore, this war is immoral - it is
not a just war. My duty requires that
I make a moral judgment. No one is
bound by my conclusion. How you decide
is not my responsibility, nor will it
embarrass me. I will affirm your
decision.

Government's Exhibit C.
In May 1991 Robertson recieved the
first of a series of unfavorable Officer

ss at a ee

CON re erase) eee eee

ee 2

17

Performance Reports ("OPR"), for the
period April 1, 1990 until March 31,
1991, in which he was rated as "Does Not
Meet Standards" in the area of
"Leadership Skills," by the Installation
Staff Chaplain, Lieutenant Colonel Robert
S. Leeds ("Leeds"). Government's Exhibit
D. As the Additional Rater in the OPR,
Lock remarked that Robertson's "scheduled
TDY to support Desert Storm casualties
was withdrawn because of questionable
capabilities," and recommended that
Robertson be removed from the Air Force
chaplaincy as "he is not earning his
pay." Id. Robertson filed an application
to the AFBCMR to declare the OPR void,
which the AFBCMR denied. In reference to
the letter, the AFBCMR wrote

We do not disagree that [Robertson] has
an absolute right to express his own
personal views; his error, however,
occurred when he indicated his base and
official title and targeted a statement
by the Vice President. In so doing, he
removed himself from the realm of a
concerned citizen and represented
himself as an Air Force officer
expressing a partisn viewpoint. While
the applicant justifies his actions as
pastoral in nature, as a military --
and the key word is "military" --
chaplain, he is, in fact, bound by the
same rules of conduct as other
individuals in the Armed Forces.

Government's Exhibit O.

On May 19, 1991, in a sermon to his
congregation on "The Divine Wisdom Within
You", Robertson referenced the actions
taken against him:

18

My senior commanders as well as my
immediate supervisor are of the opinion
that my contribution to the well-being
of this community is less than
expected. They believe my presence is
a negative influence; they believe my
function as a chaplain has been
disruptive, a service which has neither
been appreciated nor desired. My
career will be adjusted according to
their evaluations. The issue has moved
beyond the boundaries of Dyess AFB.
Efforts to reassign me have been
complicated because senior leaders on
other bases refuse to accept me as a
part of their staffs. Some of you also
know of consequences which are the
result of personal commitment to the
wisdom communicated by the divine
spirit.

Government's Exhibit E. On May 20, 1991,
Leeds responded to Robertson's sermon
with a Letter of Counseling noting that
"[u]Jsing the worship service to present
your personal position on staff and
chaplaincy matters represents poor
judgment on your part and will not be
tolerated in the future." Id.

In December of 1991, Chaplain Colonel
James T. Elwell, who had replaced Leeds
as Installation Staff Chaplain, ordered
Robertson to undergo a commander directed
psychological evaluation by Captain
Marlin K. Moore ("Moore"), Chief
Psychological Services at Dyess AFB.
Moore issued his report on February 6,
1992 on his psychological evaluation of
Robertson. Moore's diagnosis identified
an occupation problem and concluded that
Robertson's psychiatric profile was S-1l

as, il hh

ia irl oe oe

ee ENR Se ee ee Se ae ee en ere

19

and fully qualified for world wide duty.
Moore determined that Robertson's
"problems appear to have begun when he
arrived at Dyess" and noted specific
conflicts with Leeds and Elwell,
including their disapproval over
Robertson's letter to the editor. In
summary, Moore noted that Robertson
“appears to be psychologically intact
with no evidence of significant past or
present pathology," but that

{[hJis superior intellect and his
self-assurance create problems for him
in his job because he often convinces
himself that he knows of a better way
to do the task at hand. When

Ch. Robertson believes he is correct in
his beliefs about important matters he
will tend to stand his ground even if
this requires him to "fall on his
sword." While others might interpret
this as his being stubborn, I believe
his behaviors more closely resemble
those of the Old Testament prophets.
Unfortunately, then, like now, prophets
are often not highly esteemed,
especially when their views do not fit
into the mainstream of an authoritarian
environment such as the military.

Government's Exhibit F. In conclusion,

Moore recommended that Robertson be
removed from the Dyess Chapel Staff,
placed in a line position and retained in
the Air Force until eligible for
retirement; however, "[i]f such a job is
not available or if the commander
believes it is in the best interest of
the Air Force for Ch. Robertson to
separate, I recommend he be allowed to
apply for one of the exit bonus programs

20

rather than face separation under AFR
36-2." Id. - |

On February 7, 1992, Robertson filed
a Charge of Institutional Discrimination
with the Air Force complaining that Air
Force policies and procedures deprived
him of the right to the free exercise of
religion in his duties as a chaplain.
Plaintiff's Exhibit to 96-C-888-B Summary
Judgment Motion. Robertson stated that
the Air Force took the following actions
as a result of the letter: (1) he was
removed from the base chapel's preaching
schedule for the duration of Operation
Desert Storm; (2) his scheduled temporary
duty "TDY" to staff a contingency
hospital in support of Operation Desert
Storm was canceled; (3) in March 1991, he
was assigned to Castle AFB in California,
but in April the base leadership refused
to accept him as part of its staff; and
(4) in April 1991 he was assigned to
Keesler AFB in Mississippi where he was
again refused a position. Plaintiff's
Exhibit to 96-C-888-B Summary Judgment
Motion.

In a Summary Report of Inquiry, the
Air Force concluded that the “actions
taken against Chaplain Robertson for his
numerous breaches in conduct and
substandard performance were both
measured and fair,"and not the result of
wrongful discrimination. Plaintiff's
Exhibit to 96-C-888-B Summary Judqment
Motion. In so concluding, the Air Force
found that (1) Robertson's “removal from
the preaching schedule appears to have
been largely a management decision to
avoid further indiscretions and conflict
between the chaplain and parishioners";
(2) Robertson's release from TDY in
January 1991 “was a direct result of the

21

reprimand he received for the previously
addressed violation of AFR 110-2 [the
letter to the editor]," and "{iJn light
of the nature of Chaplain Robertson's
breach of conduct, and his expressed view
on the use of US military force in the
Persian Gulf, it would have been
inappropriate to assign him to a
contingency hospital to minister to
service members who were injured as
result of armed conflict in the Gulf";
and (3) although Robertson was considered
and rejected for several assignments,
"(tJjJhe fact that Chaplain Robertson,
through his own actions, has rendered
himself unacceptable to other potential
Air Force units does not constitute
wrongful discrimination." Id.

In April 1992, Robertson received his
second unfavorable OPR: for the period of
April 1, 1991 through March 31, 1992
which again cited his leadership as below
standard. Government's Exhibit G. While
Elwell acknowledged Robertson's
organization and timely accomplishment of
assigned tasks, he remarked that
Robertson was not a team player and his
“attitude towerd authority and the Air
Force system has been one marked by
indifference to rebellion; at times, just
short of insubordination." Id.

Robertson took issue with the OPR in
his responding comments which include
inter alia the following: "because of

statements I had made on behalf of the
Christian churches in America regarding
moral objections to initiating a war
against Iraq in response to the Aug 90
crisis in the Middle East," and
"reference in a sermon to some of the
consequences I had experienced because of
my effort to apply the knowledge of faith

22

to life," he was suspended and then
removed from the preaching schedule, and
ordered to undergo a psychiatric
evaluation. Characterizing these
responses as an effort on the part of the
Air Force to promote "prevailing
preferences," Robertson concludes,

I am an ordained minister of the
Christian faith tradition. As such I
am compelled to represent my
interpretation of the spirit and the
teaching of this standard, both in what
I say and in what I do, whether the
opinion is popular of not. I will not
compromise the knowledge of faith I
have acquired in the progress of my
experience and training. I will not
appear to support a pattern of
community structure which does not
respect individual religious liberty.
If this orientation does not meet AF
standards for a chaplain leader, then
what does? The answer to this question
will say much about the role a chaplain
is expected to fulfill in the military
establishment. Servants of a
democratic god may be an accurate
description of the kind of ministers
the AF promotes. Id.

The Wing Commander, Colonel Johnny
Griffin, "carefully considered Ch
Robertson's comments to the OPR," and
acknowledged that Robertson's "job
performance [showed] a degree of
technical proficiency," but concurred
with Elwell's assessment that Robertson's
lack of teamwork and mission support has
been unacceptable." Id.

On July 10, 1992, Brigadier General
Jerrold P. Allen ("Allen") issued a

ees ae ee

hale cera a aoe

ee Per en noe eee aa

23

Letter of Reprimand to Robertson for
disrespect and insubordination toward
Elwell. Allen reprimanded Robertson for
seeking someone to replace him for an
assigned chapel duty and for calling
Elwell's insistence on Robertson's
compliance with the order "childish."
Allen admonished Robertson that "[y]Jour
actions are but another incident in a
pattern of inappropriate and petty
behavior towards Colonel Elwell, fellow
officers, and this Wing. Your disrespect
has been detrimental to the chapel
staff's morale and this organization."
sovernment's Exhibit H.

On July 13, 1992, Robertson responded
by explaining that there had been a
misunderstanding, that he did not intend
to offend Elwell, and assuring that he
“will be extremely careful in the future
not only to avoid giving Ch Elwell the
impression that I disrespect his
supervisory authority over me but also to
guard my actions that they might not be
interpreted as being inappropriate
towards fellow officers and the Wing."
Id.

During that same month, Elwell
ordered Robertson to undergo another
directed psychiatric evaluation due to
the "continuing concern with Chaplain
Robertson's job performance and
personality issues that have resulted in
cumulatively adverse effects on the
Chapel mission, morale, and section team
work," and his belief that the "problems
and pattrns of behavior reflected in
previous reports seem to have
intensified." Government Exhibit I.
Robertson was interviewed and evaluated
by Richard D. Zenn ("Zenn"), Chief,
Psychiatric Services. In his September

24

2, 1992 report, Zenn noted that although
"there may not have been enough evidence
to make the diagnosis at Dr. Moore's
initial evaluation," Zenn concluded that
the "most accurate psychiatric diagnosis
of Chaplain Robertson is a Personality
Disorder Not Otherwise Specified with
narcissistic, obsessive-compulsive
traits, and passive-aggressive traits."
Finding that Robertson was fully
qualified for worldwide duty with no duty
restrictions, Zenn concurred with Moore's
original suggestion that Robertson be
assigned to a line position until
eligible for retirement. If Robertson's
personality style then continued to be a
problem, Zenn suggested that a decision
would have to be made as to whether to
separate Robertson under AFR 36-2. Id.
In April 1993, Elwell again evaluated
Robertson's leadership skills as below
standard, for the period of April 1, 1992
through March 31, 1993, noting that
Robertson's "{1lJong-term continuance job
and staff relationship difficulties has
led to repeated written evaluations by
mental health that identify an underlying
personality disorder that hinders his
duty performance." Government Exhibit
J. In response, Robertson objected that
Elwell's actions against him and those of
the leaders of the Chaplain Service were
intended to “isolate one who will not
promote a nationalistic spirit," and in
so doing, "the Chaplain Service has
betrayed the confidence of the American
Christian churches, and the AF has
betrayed the trust of a nation who has
pledged to protect the free exercise of
religion for all persons -- especially
those having minority opinions." Id.
Brigadier General Allen acting as both

nnn FA hai es i Kt

25

additional rater and reviewer concurred
with Elwell's assessment of:Robertson's
leadership and concluded that Robertson's
"performance makes him a liability to the
chaplaincy and the base mission." Id.

On March 23, 1993, at the time of
this evaluation, Elwell and Major Joseph
L. Heiman (Heiman), the Staff Judge
Advocate, informed Robertson that
Brig. Gen. Allen was considering an AFR
36-2 separation action against Robertson,
unless Robertson put in his paperwork for
retirement by mid-April 1993.

Plaintiff's Exhibit to 96-C-888-B Summary
Judgment Motion. Heiman told Robertson
that should an AFR 36-2 proceeding be
initiated, Robertson could lose all
retirement benefits, even if the appeal
took him beyond his 20 year retirement
date of Fedruary 1, 1994. Id.

At some point between this March 23rd
meeting and April 22, 1993, Robertson
declined to separate voluntarily. On
April 2, 1993, Elwell made a written
request for a third mental evaluation of
Robertson in which he concluded that a
"36-2 action is in order." Plaintiff's
Exhibit 11 to 95-C-1135-B Summary
Judgment Motion, p. 154. Moore conducted
the third mental evaluation. Government
Exhibit K. When Moore contacted
Robertson concerning the evaluation,
Robertson declined to meet with him but
provided him with written rebuttals and
other documents for Moore's review.

Based on these documents, the two prior
mental evaluations, documents of
administrative actions, memos for record
and the last three OPRs, Dr. Moore
changed his original diagnosis and
adopted Dr. Zenn's diagnosis of
Personality Disorder not otherwise

26

specified with Narcissistic,
Passive-Aggressive, and
Obsessive-compulsive traits. Although
now finding that Robertson's personality
disorder was “so severe as to interfere
with the normal and customary completion
of his duties," and thus warranted
discharge pursuant to AFR 36-2, Moore
recommended that Robertson be placed in a
position outside the Chapel until he is
eligible for early retirement because of
his faithful service during the bulk of
his career. Id.

On May 27, 1993, Elwell removed
Robertson from all chapel duties and
functions at Dyess and reassigned him to
the Resource Division of. the USAF
Chaplain Service Institute to perform
independent study and projects under the
supervision of Lieutenant Colonel William
K. Stothart ("Stothart"). Government
Exhibit L.

On June 1, 1993, Robertson requested
voluntary retirement effective a year
later on June 1, 1994. Administrative
Record ("AR") at 46. [n.2 All citations
to the Administrative Record are to the
record in 96-C-888-B.] Although the
record is unclear as to why, his request
for voluntary retirement was not acted
upon.

On June 16, 1993, Robertson
acknowledged receipt of a Letter of
Notification that a Board of Inquiry
("BOI") had convened to determine whether
Robertson should be discharged pursuant
to AFR 36-2. AR at 47. In his

indorsement, Robertson stated that he had
not applied for voluntary retirement
since his initial request for retirement,
effective June 1, 1994, was not acted
upon by the commander. Id. Nor had he
tendered his resignation. Id. —

Cre ae 24

RS Nit SAO erste.

cite A 8 2

PAA PINES rae MANE SAE Sell

sail

27

On August 25, 1993, Lewis G. Burnett,
Director of Military Chaplaincy, Home
Mission Board, Southern Baptist
Convention - Robertson's endorsing agency
- wrote a letter to the Air Force
"Reviewing Authorities" to affirm the
denomination's endorsement of Robertson.
After extolling Robertson's
accomplishments, military record and
character, Burnett concluded with the
following remarks: oe

Garland had an exemplary record until
he arrived at Dyess. For years
installation chaplains have attempted
to "fix the problem" namely Garland
Robertson. It is interesting that in
nine years he went from being a first
lieutenant to being a lieutenant
colonel. It seems to me that the
"system" in all of its dealings with
Garland, have attempted to force him to
comply with what they believed were
their standards, rather than exerting
effort to understand that this
talented, gifted, and committed
chaplain wants to accomplish the same
goals they do. However, his emphasis
in upon people first and then the
mission. People accomplish missions.
I believe that every institution that
seeks to be consistently efficient and
productive must have some kind of
built-in mechanism of accountability.
It is my conviction that Garland
Robertson was acting as a "prophet" to
encourage the system toward
accountability of consistency.

During two on-site visits to Dyess in
1992 and 93 office calls were made by
me with three different commanders
regarding Garland Robertson. These

28

commanders addressed the possibility of
our removing Chaplain Robertson's
endorsement. .. .

It is my opinion that Garland Robertson
is in good standing with his endorsing
agency and though Garland pursues his
ministry differently than I would, he
is supported by this office in his
calling as a military chaplain.

Plaintiff's Exhibit iO to 95-C-1135-B
Summary Judqment Motion.

The BOI heard testimony and received
evidence during Robertson's AFR 36-2
proceeding which took place from
September 16-17, 1993. AR at 1, 4-8;
Plaintiff's Exhibits 11 and 12 to
985-C-1135-B Summary Judgment Motion.
After hearing testimony for two days, the
BOI determined that Robertson should not
be retained, and recommended to the
Secretary of the Air Force that he be
removed from active duty and awarded an
honorable discharge. Plaintiff's Exhibit
12 to 95-C-1135-B Summary Judgment
Motion.

On July 6-7, 1994, Robertson sought
an independent opinion of his
psychological condition from Major Paul
Pyles ("Pyles"), a Board Certified
Psychiatrist with the Air Force. Pyles
interviewed, tested and evaluated
Robertson over two days and also reviewed
his medical record, prior mental
evaluations, information provided by
Elwell and the BOI transcript. Dr. Pyles
opined that although he observed in
Robertson "narcisstic [sic],
obsessive-compulsive and
avoidant/schizoid" traits, "the duration
and time course are insufficient to
warrant a diagnosis of a ‘personality
disorder.'" AR 17-21.

f

yn

|e

\cr

ee tae

29

On October 14, 1994, the Secretary of
the Air Force ordered that Robertson be
removed from active duty as soon as
possible under 10 U.S.C. §1186.
Plaintiff's Exhibit '3 to 95-C-1135-B
Summary Judgment Motior; AR at 49. On
October 17, 1994, the Air Force relieved
Robertson from active duty, effective
October 31, 1994, and made his retirement
effective November 1, 1994. AR at 52.
This order, however, was rescinded on
October 31, 1994 and a new order entered
relieving Robertson from active duty,
effective November 30, 1994 and making
his retirement effective December l1,
1994. AR at 53-55. According to the
Certificate of Release or Discharge from
Active Duty, Robertson was separated from
the service based on his "voluntary
retirement - sufficient service for
retirement." AR at 55.

On December 16, 1994, Robertson filed
an application for correction of military
records with the AFBCMR, requesting the
removal of the OPRs for reporting periods
ending 31 March 1991, 31 March 1992, 31
March 1993, and 31 March 1994, and the
rescission of the Secretary of the Air
Force Order of October 14, 1994 that
Robertson be retired. In support of his
application, Robertson submitted partial
testimony from the BOI proceedings,
copies of his psychological evaluations
and a letter from Janet Walker
("Walker"), the Choir Director at Dyess
Protestant Chapel from July 1991 until
July 1992. AR 57.

In her leter, Walker praised
Robertson's contribution to the Dyess
Protestant chapel, noting that he was "a
Significant minister to a part of the
chapel family that the other chaplains

oe

30

did not seem to reach," and that "he had
a very positive effect on them and his
presence and concern was very important
to them." AR 27. Walker states that
Robertson acted professionally and with
dignity and "never said a negative word
about Chaplain Elwell" to her or in her
presence. Walker also writes that Elwell
told her that he had to get Robertson out
of the service before Robertson was
eligible for retirement. AR 27.

In addition, the Air Force submitted
the following advisory opinions to the
AFBCMR:

(1) CMSgt. Clarence Lee Jr., Chief
Evaluation Procedures Section, Evaluation
Programs Branch, Randolph AFB, Texas,
reviewed the contested OPRs, advised that
the OPRS were processed in accordance
with AFR 36-10, and recommended
disapproval of Robertson's request to
remove them. AR 41.

(2) Major Marianne Sterling
("Sterling"), Chief, Appeals and Special
Selection Board Branch, Directorate of
Personnel Program Management, also
reviewed the contested OPRs and
recommended that Robertson's appeal be
denied. Sterling noted that Robertson
had failed to provide any support from
the evaluators of the reports and only
provided the letter from Walker and five
peges from a 203-page transcript of the
BOI hearing, neither of which
substantiated any error in the OPRs.
Sterling commented that the contested
OPRs involved three different raters,
three different additional rates, and
three different reviewers and thus, "[wle
are not convinced nine senior officers
were ‘out to get' the applicant." AR

42-43.

ek ed ee ced iw eo

31

(3) Mary Dauphine ("Dauphine"),
Program and procedures Branch,
Directorate of Personnel Program
Management, reviewed Robertson's
"retirement process" and recommended
denial of his request to rescind the
Secretary of the Air Force's Order for
Robertson's involuntary release from
active duty as there was "no evidence of
error, injustice, or impropriety."
Dauphine explained that Robertson
submitted a request to retire on June l,
1993, effective June 1, 1994, prior to
the initiation of the AFR 36-2 action and
as a result of the action, the Secretary
of the Air Force authorized Robertson's
retirement pursuant to 10 U.S.C. §1186.

On November 15, 1994, Robertson filed
a Claim with the Air Force under the
Federal Tort Claims Act ("FTCA") seeking
damages for the Air Force's fraudulent
representation that Robertson had a
personality disorder, that he was
insubordinate and his work was
substandard, which resulted in his
premature separation from the service.
Plaintiff's Exhibit to Complaint in

95-C-1135-B. The Air Force denied the

Claim on July 13, 1995. Id. Robertson
then filed his first complaint against
the United States before this Court in
Case No. 95-C-1135-B on November 14, 1995
asserting claims under the FTCA and the
Administrative Procedure Act ("APA"). On
March 25, 1996, the Court granted the
government's motion to dismiss, finding
lack of subject matter jurisdiction over
Robertson's FTCA claim based on the Feres
doctrine, and failure to state a claim
under the APA based on the doctrine of
nonjusticiability, citing Lindenau

v. Alexander, 663°F.2d 68 (10th

Cir. 1981).

32

On August 23, 1995, the AFBCMR handed
down its decision denying Robertson's
application for correction of medical
records. AR 57. The AFBCMR found that
Robertson had failed to show that the
contested OPRs or the retirement process
were unjust or in error:

Insufficient relevant evidence has been
presented to demonstrate the existence
of probable error or injustice. We
have thoroughly reviewed the
applicant's contentions and his
submission in judging the merits of the
case, However, we do not find the
documentation sufficiently persuasive
so as to override the rationale
expressed by the Offices of the Air
Staff. The applicant believes that the
contested OPRs were written as a
reprisal for a letter written to the
editor of a local newspaper. His
commander, who administered the January
1991 Letter of Reprimand, stated he had
no objection to the applicant
expressing his political opinions in
letters to cong¥Fessmen or in a letter
to the editor; however, when the
applicant used his military title and
unit of assignment, he violated AFR
110-2 which prohibits Air Force members
on active duty from engaging in
political activities. The applicant
has not shown that the commander's
action was inappropriate. We note the
statement from the Protestant Chapel
employee; however, this statement does
not substantiate that the contested
OPRS were erroneous. Applicant does
not submit supporting documentation
from any of the rating chain members
who were different individuals on all

AOE Se NE

—d

SEA AC APT a + ae

———

33

four OFRs in questions over a four-year
period. We also note that the
applicant submitted a request to retire
in June 1993 but the request was not
acted on because of a pending AFR 36-2
action. His retirement was
subsequently approved by the Secretary
of the Air Force and we find no
evidence of error regarding the
retirement process. Therefore, we
agree with the recommendation of the
Air Staff and do not believe the
applicant has been the victim of an
error or injustice. In the absence of
evidence to the contrary, we find no
compelling basis to recommend granting
the relief sought in this application.

AR 60.
On September 27, 1996, Robertson

filed the instant suit alleging that the
actions taken by the Air Force which led
to Robertson's dismissal from active duty
were unconstitutional and violated AFR
265-1. Robertson seeks reinstatement in
the military chaplaincy with "the
commission to conduct a comprehensive
study under the supervision of Air
University, Maxwell AFB, Alabama, for the
purpose of identifying and interpreting
the dynamics involved in serving as both
a religious minister and a military
officer on active duty." Plaintiff's
Supplemental Brief in 96-C-888-B, p. 6.

B. ANALYSIS

1. The Administrative Procedures Act

It is helpful to begin with what the
Claim in this case is not: it is not a
constitutional attack on the validity of
any Air Force regulation, specifically

34

AFR 110-2, and it is not a claim for
contract damages under the Tucker Act, 28
U.S.C. §1346. The claim in this case is
one of review under the Administrative
Procedures Act (APA), 5 U.S.C.A. § 701 et
seg-, which states in pertinent part:

[a] person suffering legal wrong
because of agency action, or adversely
affected or aggrieved by agency action
within the meaning of a relevant
statute, is entitled to judicial review
thereof. An action in a court of the
United States seeking relief other than
money damages and stating a claim that
an agency or officer or employee
thereof acted or failed to act in an
official capacity or under color of
legal authority shall not be dismissed
nor relief therein be denied on the
ground that it is against the United
States...

5 U.S.C. § 702. Specifically Robertson
seeks judicial review of the AFBCMR's
denial of his application to remove the
unfavorable OPRs and to rescind the
Secretary's order for his retirement from
active duty, which Robertson alleges
resulted from the Air Force's violation
of the First Amendment and AFR 265-1.
Robertson also alleges that the Air Force
did not conply with prescribed procedures
in his retirement process. The relief
Robetson seeks is equitable - removal of
the unfavorable OPRs from his military
record aid reinstatement. [n.3 Although
Robertsen seeks back pay and other
benefits incident to his reinstatement,
the Court does not find that the "prime
objective" or "essential purpose" of his
Claim is to recover money - which would

————

35

vest exclusive jurisdiction with the
Court of Federal Claims under The Tucker
Act, 28 U.S.C. §§1346, 1491. Burkins

v. United States, 112 F.3d 444, 449 (10th
Cir. 1997). Rather, Robertson's “primary
objective [is] to have the court declare
the nature of the prospective
relationahip between [himself] and the
[Air Force]." Id. at 450. As the claim
is not one pursuant to The Tucker Act,
the Court determines that it has subject
matter jurisdiction.] The court thus has
jurisdicton under the APA.

As this case is before the Court for
judicial review of a final agency action,
the procedural vehicle of summary
judgment is inappropriate. It is not the
Court's role to determine whether there
are factual questions which require
trial, but rather whether the AFBCMR's
final decision should be affirmed or set
aside. 5 U.S.C. §706. Accordingly, the
Court views the cross motions for summary
judgment as appellate briefs in support
of and in opposition to the appeal of the
AFBCMR's decision, and by agreement of
the parties, considers the entire record
presented in this case and in Case
No. 95-C-1135-B in its review. [n.4
Along that line and in response to the
government's res judicata defense, the
Court finds that its Order dismissing
Robertson's APA claim in Case
No. 95-C-1135-B does not preclude his APA
Claim in this case. In that Order, the
Court dismissed Robertson's APA claim
with prejudice for failure to state a
Claim, concluding under Lindenau
v. Alexander, 663 F.2d 68 (10th Cir.
1981), that Robertson's APA claim was not
justiciable. However, Lindenau expressly

requires that intra-service remedies be

RE Re AD Aa et AEN SBOE INS RN “ks rest

stheryrenmemennrenemmemeneemeemmmmas

36

exhausted and at the time of the Court's
Order, the AFBCMR had not rendered its
decision on Robertson's application. The
Court concludes, therefore, that the
dismissal of Robertson's APA claim should
have been without prejudice to refiling
when a final agency decision was reached.
Thus, the doctrine of claim preclusion
does not bar Robertson's APA claim

in this case.] Olenhouse v. Commodity
Credit Corp. 42 F.3d 1560, 1565 (10th
Cir. 1994)("When acting as a court of
appeal, it is improper for the district
court to use methods and procedures
designed for trial").

2. Justiciability (The Mindes Test)

Although the Court applied the Mindes
test in dismissing Robertson's first APA
complaint in Case No. 95-C-1135-B, the
Court finds the analysis troubling and
chooses not to rely upon it in the
Court's review of Robertson's APA claim
in this case.

In Lindenau v. Alexander, 663 F.2d 68
(10th Cir. 1981), the Tenth Circuit
adopted a test proposed by the Fifth
Circuit in Mindes v. Seaman, 453 F.2d 197
(Sth Cir. 1971). ° The test is
two-pronged. The first prong prohibits
judicial review unless the plaintiff has
exhausted "available intra service
corrective measures" and alleges either a
deprivation of constitutional right or a
violation by the military of a statute or
military regulation. Mindes, 453 F.2d at
201. If the first prong is met, then the
court must balance the following factors:
(1) “the nature and strength of the
plaintiff's challenge to the military
determination"; (2) the "potential injury
to the plaintiff if review is refused";

“

37

(3) the "type and degree of anticipated
interference with the military function";
and (4) the "extent to which the exercise
of military expertise or discretion is
involved." Id. at 201-02. Only if the
factors balance in favor of plaintiff
does the court determine the merits of
the claim.

The test is thus one of reviewability
or justiciability. However, unlike
traditional justiciability doctrine by
which the court determines if the claim
is justiciable based on political
question, and if found to be justiciable,
then proceeds to the merits, the Mindes
test actually balances the merits of the
case to determine if the case is
justiciable. The purpose of injecting
this test into the review process was
characterized by the Mindes court as a
“judicial policy akin to comity," that
rcognized a judicial "unwillingness to
secondguess judgments requiring military
expertise and ... a reluctance to
substitute court orders for discretionary
military decisions." Mindes, 453 F.2d at
199. In other words, the test mixes the
deferential standard of review applied to
the military disputes with the concept of
justiciability. Dillard v. Brown, 652
F.2d 316, 323 (3d Cir. 1981)("The
difficulty which we perceive with the
Mindes analysis is that it intertwines
the concept of justiciability with the
standards to be applied to the merits of
the case."); Knutson v. Wisconsin Air
National Guard, 995 F.2d 765, 768 (7th
Cir. 1993); Kreis v. Secretary of the Air

Force, 86 F.2d 1508, 1512
(D.C. Cir. 1989).

In applying the Mindes test to this
case, the Court noted severai problems.

38

First, the test requires the exhaustion
of administrative remedies. It was this
requirement which mandated the Court's
reassessment of the dismissal of the
prior action as a dismissal without
prejudice rather than with prejudice, as
the AFBCMR had not yet ruled on
Robertson's intra-service appeal.
However, since Mindes and Lindenau, the
Supreme Court in Darby v. Cisneros, 509
U.S. 137 (1993), has held that federal
courts do not have authority to require
plaintiffs to exhaust administrative
remedics before seeking review under the
APA where neither statute nor agency rule
specifically requires exhaustion as a
prerequisite to judicial review. Lower
courts have since applied Darby to
military appeals under the APA and
concluded that there is no statute or
regulation requiring exhaustion of
intra-service remedies. Dowds
v. Clinton, 18 F.3d 953 (D.C. Cir. 1994)
and Perez v. United States, 850
F.Supp. 1354 (N.D.I11. 1994). [n.5 The
Perez court rejected the government's
attempt to distinguish Darby on grounds
that the Supreme Court "was not
confronted with prior precedent
recognizing the military's special status
as an agency apart with its own
‘comprehensive internal system of justice
to regulate military life.'" Perez, 850
F.Supp. at 1360.
While cognizant of the special nature
of the armed services and the potential
dangers of unwarranted judicial
interference with military activity,
this court declines the government's
invitation to carve out a special
military exception to the Supreme
Court's decision in Darby. In this

i iececeesiiineieiieeiiilibiliiiaiiiiiiii

39

regard, it is important to remember
that Darby does not preclude agencies
or Congress from making administrative
exhaustion a prerequisite to federal
jurisdiction. Rather, it simply
demands that such prerequisites be made
explicit by Congress (through statutes)
or agencies (through rules), rather
than by judges. Until such action is
taken, military personnel like Perez
will be entitled to seek direct
judicial review of final military
decisions, such as the discharge at
issue here, without first exhausting
ali available administrative remedies.
Id. at 1360-61.] |
The court knows of no statute or |
regulation requiring exhaustion in this
case and does not interpret 10
U.S.C. §1552 which establishes military
boards of review as "specifically
mandat[ing] exhaustion as a prerequisite
to judicial rview." The Court thus
questions the viability of the Mindes
test in light of Darby.

Even if the Court were to overlook
the exhaustion requirement in the Mindes
test, the Court is bothered by its
confusing mix of political question
doctrine and deferential standard of
review. Application of the Mindes test
can result in a court's refusal to
conduct any review although the case
would not be precluded from review under
traditional political question doctrine.
Further, the Court finds no basis in
Supreme Court precedent for excepting the
military from all judicial review under
the APA. [n.6 To the contrary, in
Chappell v. Wallace, 462 U.S. 296, 303
(1983), the Supreme Court specifically
noted that decisions by military boards

|
|

eee oe a me create

40

of correction pursuant to 10 U.S.C. §1552
"are subject to judicial review and can
be set aside if they are arbitrary,
capricious or not based on substantial
evidence."] This is particularly true
for claims of constitutional violation,
which are expressly included in the APA's
scope of review. See 5
U.S.C. §706(2)(B). What the Court does
find in Supreme Court precedent involving
constitutional challenges of military
actions is the application of a standard
of review which is decidedly
deferential. However, no matter how
deferential, there is judicial review.
For these reasons, the Court declines
application of the Mindes test and
addresses the merits in light of the
applicable standard of review set forth
below.

3. Standard of Review
Having determined that the Air
Force's actions are subject to review,
the Court determines the apporpriate
standard of review. Judicial review of
formal agency action under the APA is
governed by 5 U.S.C. §706 which states
six separate grounds for reversal:
To the extent necessary to decision and
when presented, the reviewing court
shall decide all relevant questions of
law, interpret constitutional and
statutory provisions, and determine the
meaning Or applicability of the terms
of an agency action. The reviewing

court shall -
Fo =e

(2) hold unlawful and set aside agency
action, findings, and conclusions found
to be -

(A) arbitrary, capricious, an abuse of

41

discretion, or otherwise not in
accordance with law;
(B) contrary to constitutional right,
power, privilege, or immunity;
(C) in excess of statutory
jurisdiction, authority, or
limitations, or short of statutory
right;
(D) without observance of procedure
requird by law;
(E) unsupported by substantial evidence
in a case subject to sections 556 and
957 of this title or otherwise reviewed
on the record of an agency hearing
provided by statute; or
(F) unwarranted by the facts to the
extent that the facts are subject to
trial de novo by the reviewing court.
In making the foregoing determinations,
the court shall review the whole record
or those parts or it cited by a party,
and due account shall be taken of the
rule of prejudicial error.
See also Citizens to Preserve Overton
Park v. Volpe, 401 U.S. 402, 413 n.30
(1971); Olenhouse, 42 F.3d at 1573-76.

As noted above, Robertson requests
this Court to set aside the decision of
the AFBCMR on two bases: (1) the actions
of the Air Force were "contrary to [his]
constitutional right[s]" under the First
Amendment (and as recognized by AFR
265-1); and (2) the Air force did not
comply with prescribed procedures in his
retirement process. The first basis
requires the application of the
deferential standard of review set forth
below. The second mandates reversal if
the decision of the AFBCMR was
“arbitrary, capricious, in bad faith,
unsupported by substantial evidence or
contrary to law, regulation or published

RET TORE ES. eg AT ABUL IRI OL CS Sk Nh OS BS FOP ORES od

42

procedure." Wyatt v. United States, 23
C1.Ct. 314, 318-19 (1991); Chappell, 462
U.S. at 303; Dodson v. United States, 988
F.2d 1199, 1204-05 (Fed. Cir. 1993);
Kreis v. Secretary of the Air Force, 866
F.2d 1508, 1514-15 (D.C. Cir. 1989);
Olenhouse, 42 F.3d at 1573-76 (general
discussions of the scope of review of
agency action).

a. Deference to Military in
Constitutional Challenges of Military
Actions

The Supreme Court has long recognized
the need for deference when facing
constitutional challenges to military
decisions. Because the Constitution
expressly assigns the responsibility of
military affairs to the Legislative and
Executive branches, the Supreme Court has
consistently shown great restraint in
second-guessing their supervision.
"([J]judicial deference to [a]
congressional exercise of authority is at
its apogee when legislative action under
the congressional authority to raise and
support armies and make rules and
regulations for their governance is
challenged." Rostker v. Goldberg, 453
U.S. 57, 70 (1981). On a more practical
level, the Judicial branch acknowledges
its lack of expertise in military
matters:

it is difficult to conceive of an area
of governmental activity in which the
courts have less competence. The
complex, subtle, and professional
decisions as to the composition,
training, equipping, and control of a
military force are essentially
professional military judgments,
subject always to civilian control of
the Legislative and Executive Branches.

43

Gillign v. Morgan, 413 U.S. 1, 10 (1973);
Orloff v. Willoughby, 345 U.S. 83, 93
(1953) ("judges are not given the task of
running the Army. .. . Orderly
government requires that the judiciary be
as scrupulous not to interfere with
legitimate Army matters as the Army must
be scrupulous not to intervene in
judicial matters"). Further restraining
judicial review is an appreciation of the
necessity of conformity, discipline and
obedience to an effective national
defense. Chappell v. Wallace, 462

U.S. 296, 300 (1983)("The inescapable
demands of military discipline and
obedience to orders cannot be taught on
battlefields; the habit of immediate
compliance with military procedures and
orders must be virtually reflex with no
time for debate or reflection"). The
deference shown the legislative and
executive branches over military affairs
is thus mirrored by that shown to the
decision-making authority of military
personnel who "have been charged by the
Executive and Legislative Branches with
carrying out our Nation's military
policy." Goldman v. Weinberger, 475

U.S. 503, 508 (1986).

Accordingly, the Supreme Court has
adapted its review of the individual
constitutional rights of service members
to reflect the "communal" exigencies of
military life. While members of this
"specialized" community retain their
individual constitutional rights, those
rights are mere shadows of their civilian
counterparts. For example, the Supreme
Court has upheld military regulations
which denied - a Jewish clinical
psychologist at an Air Force base mental

44

health clinic his free exercise right to
wear a yarmulke, Goldman, 475 U.S. at
509-10 ("{t]Jhe First Amendment does not
require the military to accommodate such
practices in the face of its view that
they would detract from the uniformity
sought by the dress regulations");
service members their free speech right
to circulate petitions on bases without
prior military approval, Brown v. Glines,
444 U.S. 348, 358 n.14 (1980)("Loyalty,
morale, and discipline are essential
attributes of all military service.
Combat service obviously requires them");
and service members their First Amendment
right to the distribution of political
materials on base, Greer v. Spock, 424
U.S. 828, 837 (1976)(recognizing "the
special constitutional function of the
military in our national life").

Given that the Supreme Court did
review the above constitutional
challenges to the military, it is clear
that "deference does not mean abdiction,"
Rostker, 453 U.S. at 70, and further
persuades the Court that it is required
to review Robertson's constitutional
challenge under the APA. This review,
however, is conducted with the
traditional deference applied to military
disputes.

4. Constitutional Challenge under the
Religion Clauses

Robertson asks the Court to hold
unlawful and set aside Air Force actions
which he asserts were taken in violation
of his constitutional rights under the
First Amendment and in excess of the Air
Force's authority under AFR 265-1. [n.7
AFR 265A(1), entitled Chaplain Service
Mission states the following:

45

The mission of the Air Force Chaplain
Service is to provide opportunities for
the free exercise of religion in the
Air Force community through worship,
rites, religious education, visitation,
pastoral counseling, and a
responsiveness to individual religious
needs. ]

It is Robertson's contention that the
reason for his unfavorable OPRs and
premature retirement from the Air Force
Originated in his "moral judgment" that
American troops should not engage in a
military action against Iraq, which was
published in a letter to the editor of a
local newspaper in Abilene, Texas on
January 5, 1991, when American troops had
been mobilized to Saudi Arabia in
Operation Desert Shield. Robertson
argues that the Kirst Amendment and AFR
265-1 not only grant him the right but
mandates his duty to determine whether
the Iragi conflict was a "just war" so
that he may assist soldiers in clarifying
and evaluating the moral issue for
themselves. His letter, he explains, was
one written by a military pastor, borne
of moral, not political concerns. And
thus, he was freely exercising his
religious rights in expressing those
moral concerns. The Air Force's
response, according to Robertson, was to
punish and ostracize him, remove him from
his preaching duties, intimidate and
harass him by ordering him to undergo
three mental examinations which
incorrectly diagnosed him as having a
personality disorder, and finally
bringing an AFR 36-2 separation
proceeding against him which resulted in
his forced retirement from service. In
so doing, the Air Force acted outside the

a_i

46

scope of their authority and violated AFR
265-1 and the Establishment and Free
Exercise Clauses of the First Amendment.
The record reflects that the Air
Force considered Robertson's letter to
the editor to be a violation of AFR
110-2, which restricts the political
activities of members of the Air Force.
Specifically, AFR 110-2 allows a member
of the Air Force to “express his or her
personal opinion on political candidates
and issues, but not as a representative
of the Armed Forces." It is the Aiz
Force's position that Robertson crossed
the line of permitted behavior under AFR
110-2 when he identified his military
title and unit of assignment in his
subscription to a letter which commented
on Operation Desert Shield, a political
activity [n.8 Although the Air Force has
a legitimate concern that its members not
publicly oppose specific military action
as represeiitatives of the Air Force, the
guidelines to AFR 110-2 do not make such
proscription crystal clear. In Enclosure
2 to AFR 110-2, entitled "Political
Activities: Supplemental Guidelines," the
‘ following is identified as an example of
the type of political activity permitted:
"Write a letter to the editor of a
newspaper expressing the member's
: personal views concerning public issues,
; if those views do not attempt to promote
a partisan political cause." A "partisan
political activity" is defined in the
; regulation as an “activity supporting or
relating to candidates representing, or
| issues specifically identified with,
national or State political parties and
associated or ancillary organizations."
The use of force to drive Iraq from
Kuwait, although a political issue, was

OS Pe SI Ad 2 ee aco

Ch Pt EES LB ne SAREE IR DAES NN Plc

Sie oe SES 2

47

not a partisan political issue,
particularly in January 1991 when both
the Republican and Democratic Parties
were divided on the issue.], and flouted
military authority by questioning the
President's use of force in Kuwait.

We do not disagree that [Robertson] has
an absolute right to express his own
personal views; his error, however,
occurred when he indicated his base and
official title and targeted a statement
by the Vice President. In so doing, he
removed himself from the realm of a
concerned citizen and represented
himself as an Air Force officer
expressing a partisan viewpoint. While
the applicant justifies his actions as
pastoral in nature, as a military --
and the key word is "military" --
chaplain, he is, in fact, bound by the
Same rules of conduct as other
individuals in the armed forces.
AFBCMR's April 19, 1993 Ruling,
Government Exhibit 0O.
This initial conflict set the stage
for the following events:
A few months after the letter, the
Air Force issues an OPR critical of
Robertson's leadership skills. Robertson
responds by sharing with his congregation
in a sermon on "personal commitment to
the wisdom communicated by the divine
spirit" that his career will be adjusted
according to the evaluations of his
senior commanders who have criticized
that personal commitment. The sermon is
followed by a Letter of Counseling from
the Air Force, Robertson's removal from
the preaching schedule, the refusal of
other Air Force bases to accept Robertson
as part of their staff anda

ee ees

48

commander-directed psychological
evaluation. In response, Robertson files
a Charge of Institutional

Discrimination. And the Air Force issues
another unfavorable OPR, noting that
Robertson's “attitude toward authority
and the Air Force system has been one
marked by indifference to rebellion; at
times, just short of insubordination."
Robertson responds by affirming that he
is not one of the "[sJervants of a
democratic god," “the kind of ministers
the AF promotes." <A year and a half to
two years after the letter to the editor,
Brigadier General Allen issues a Letter
of Reprimand to Robertson for disrespect
and insubordination toward his commanding
officer, Senior Chaplain Elwell; Elwell
orders that Robertson undergo another
psychiatric evaluation which results in a
diagnosis of personality disorder, and
another unfavorable OPR issues.

Robertson objects that the leaders of the
Chaplain Service are isolating him for
refusing "to promote a nationalistic
spirit." Brigadier General Allen
threatens an AFR 36-2 separation action
unless Robertson vo'.untarily retires by a
certain date. Robe:tson refuses.
Robertson requests voluntary retirement.
An AFR 36-2 proceeding is convened; the
BOI recommends that Robertson be removed
from active duty; and the Secretary of
the Air Force orders Robertson to

retire. Robertson files an appeal to the
AFBCMR, which is denied.

Robertson's appeal to this Court
raises two underlying constitutional
questions: (1) whether the Air Force
violated Robertson's rights under the
First Amendment by treating his published
"moral judgment" that the Persian Gulf

49

war was not a "just" war as a political
issue and reprimanding him accordingly;
and (2) whether the Air Force's actions
against Robertson as an Air Force
chaplain violate the Establishment and
Free Exercise Clauses by effectively
promoting a “military religion" through
its chaplaincy program.

The Court is guided in its analysis
of the first question by the United
States Supreme Court's decison in
Gillette v. United States, 401 U.S. 437
(1971). In Gillette, petitioners were
conscientious objectors to the war
against Vietnam who challenged the
constitutionality of §6(j) of the
Military Selective Service Act of 197, 50
U.S.C. §456(j), as violative of the Free
Exercise and Establishment clauses of the
First Amendment. Section 6(j) provided
that no person shall be subject to
"service in the armed forces of the
United States who, by reason of religious
training and belief, is conscientiously
opposed to participation in war in any
form." Petitioners asserted that in
limiting recognition of conscientious
objectors to those who opposed war as
s.ch, and excluding those who opposed a
particular war, Congress impermissibly
discriminated among types of religious
belief and affiliation, thereby rendering
€6(j) fatally underinclusive:

This happens, say petitioners, because
some religious faiths themselves
distinguish between personal
participation in "just" and in "unjust"
wars, commending the former and
forbidding the latter, and therefore
adherents of some religious faiths--and
individuals whose personal beliefs of a

50

religious nature include the

distinction--cannot object to all wars

consistently with what is regarded as

the true imperative of conscience.
Id. at 452

As noted by Justice Douglas in his

dissent in Gillette, one of the
petitioners, Louis Negre ("Negre"), was a
devout Catholic who opposed the war in
Vietnam. According to Catholic doctrine,
"a person has a moral duty to take part
in wars declared by his government so
long as they comply with the tests of his
church for just wars. Conversely, a
Catholic has a moral duty not to
participate in unjust wars." Id. at 469
(Douglas, J. dissenting, citing Pope John
XXIII in Part II of Pacem in Terris 46,
51 (Paulist Press 1963)). The
determination of whether a particular war
is a "just" war is a personal decision
which a Catholic must make as a matter of
conscience after studying the facts.
Id. at 471. Negre made this
determination, and yet because he did not
oppose all wars, his application for
discharge as a conscientious objector was
' denied purusant to §6(j). Id. at 474.
| Rejecting petitioners' argument that
§6(j) is a law respecting the
establishment of religion by
discriminating against conscientious
objectors like Negre, the Supreme Court
held that §6(j) did not violate the
Establishment Clause because there were
"valid neutral reasons" for limiting the
exemption to objectors of all wars; e.g.,
the government's need for manpower and
interest in maintaining a fair induction
system. Id. at 454. In so holding, the
Court recognized that including
conscientious objectors to a particular

ilceermemeeemeiintimesiaaisiaiiiiiiaiiitiaiaaliiiiad
ee er

51

war "would involve a real danger of
erratic or even discriminatory
decisionmaking in administrative
practice." Id. at 455. Such would
result because "[a]ll the factors that
might go into nonconscientious dissent
from policy, also might appear as the
concrete basis of an objection that has
roots as well in conscience and
religion." Id. Thus, “opposition to a
particular war may more likely be
political and nonconscientious, than
otherwise." Id.

Ours is a Nation of enormous
heterogeneity in respect of political
views, moral codes, and religious
persuasions. It does not bespeak an
establishing of religion for Congress
to forgo the enterprise of
distinguishing those whose dissent has
some conscientious basis from those who
Simply dissent. Id. at 457.

The Court also held that §6(j) did
not violate the Free Exercise Clause.
Acknowledging "a general harmony of
purpose" between the religion clauses,
the Court noted that the Free "xercise
Clause, however, has a reach of its own
although the neutral governmental
interests which defeated petitioners'
Establishment Clause challenge are also
"of a kind and weight sufficient" to meet
the requirements of the Free Exercise
Clause. Id. at 461. Recognizing that
the Free Exercise Clause bars
"governmental regulation of religious
beliefs as such'" Sherbert v. Verner, 374

U.S. 398, 402 (1963), as well as
interference with the dissemination of
religious ideas, Fowler v. Rhode Island,

52

345 U.S. 67,73 (1953), the Court
scrutinized the government's "neutral"
interests to determine if the
conscription laws violated the free
exercise clause.

The conscription laws, applied to such
persons as to others, are not designed
to interfere with any religious ritual
or practice, and do not work a penalty
against any theological position. The
incidental burdens felt by persons in
petitioners' position are strictly
justified by substantial governmental
interests that relate directly to the
very impacts questioned. And more
broadly, of course, there is the
Government's interest in procuring the
manpower necessary for military
purposes, pursuant to the
constitutional grant of power to
Congress to raise and support armies.
Art. I, s8.

Id. at 462.

Like Negre, Robertson sincerely
believes that the war he opposed was
"unjust" and he was compelled by
conscientious, religious conviction to
object. However, the sincerity and
conviction of his moral judgment as an
individual and military officer does not
mandate accommodation by the Air Force.
As Robertson himself has insisted, it is
not the role of the Air Force to make
moral judgments. Its role is to fight
for and defend nationalistic interests.
Rostker, 453 U.S. at 70 ("'it is the

primary business of armies and navies to
fight or be ready to fight wars should
the occasion arise'"). When or if that
role is moral is not, under the
Constitution, for the Air Force to

* é . ache ON ee

53

decide. It may be, as quoted by Justice
Douglas in his dissent in Gillette, that

modern wars can never fulfill those
conditions which . . . govern -
theoretically - a just and lawful war.
Moreover, no conceivable cause could
ever be sufficient justification for
the evils, the slaughter, the
destruction, the moral and religious
upheavals which war today entails. In
practice, then, a declaration of war
will never be justifiable.

Id. at 472-73 (quoting Cardinal Ottaviani
in The Future of Offensive War, 30
Blackfriars, 415, 419 (1949)). But that
determination is obviously not one for
the Air Force, but one to be made by each
individual, as well as a democratic
nation made up of individuals of various
ethnic, cultural and religious origin.

As an Air Force officer, Robertson
was bound by the same rules of conduct as
other members of the Air Force. These
rules include AFR 110-2 which prohibits
all members of the Air Force from
expressing their personal opinions on
political issues as representatives of
the Air Force. The Air Force
paradigmatically viewed Robertson's
"moral" objection as political, its
effect to undermine the authority,
discipline and unity of the force at a
time of conflict. Within this military
"neutral" context, the Air Force issued
unfavorable reviews of Robertson's
"military" leadership skills and
eventually forced his early retirement
from the service. Given his public
opposition to the Persian Gulf war and
defiant insistance that his "political"

54

view be condoned, the Air Force concluded
Robertson was no longer the kind of
officer the Air Force desired to keep in
its ranks. In so responding, the Air
Force was enforcing interests the Supreme
Court has deemed neutral, legitimate and
of sufficient weight and significance to
defeat challenge under the religion
Clauses. As noted in Goldman, 475

U.S. at 507,

The military need not encourage debate
or tolerate protest to the extent that
such tolerance is required of the
Civilian state by the First Amendment;
to accomplish its mission the military
must foster instinctive obedience,
unity, commitment, and esprit de corps.

Accordingly, the Court finds no
constitutional violation pertaining to
the Air Force's censure of Robertson's
public criticism of the Persian Gulf War,
given that the letter was written in his
representative capacity as a member of
the Air Force. [n.9 Although not raised
by Robertson, the Court also concludes
that the Air Force did not violate his
right to free speech. The Supreme Court
has upheld the constitutionality of
military regulations requiring members of
the Air Force to seek approval from the
base commander before circulating
petitions on Air Force bases, Brown

v. Glines, 444 U.S. 348 (1980), and
requiring civilians to seek permission
from che base commander before
distributing political material on Army
bases, Greer v. Spock, 424 U.S. 828

(1976). Although the plaintiffs in these
cases argued that the regulations were
unconstitutional prior restraints on

~ Fo

speech, the Supreme Court held that the
regulations protected a substantial
government interest - a military
commander's duty "to avert what he
perceives to be a clear danger to the
loyalty, discipline, or morale of troops
on the base under his command." Spock,
424 U.S. at 840. In so holding, the
Supreme Court noted that members of the
military are not entitled to the same
free speech protections granted civilians
because their rights "must yield somewhat
‘to meet certain overriding demands of
discipline and duty.'" Glines, 444
U.S. at 354. Given the breadth of these
decisions and the extreme deference shown
the military, the Court does not see how
reprimanding Robertson, who was speaking
as a representative of the Air Force, for
publicly objecting to military action in
the Persian Gulf during a time of
military readiness violates his right to
free speech. ] \

Nor does the fact that Robertson was
a chaplain at the time of the challenged
actions alter this finding. Robertson is
not the first and likely will not be the
last to Complain that the military
chaplaincy program promotes a "military
religion." See, e.g., United States
v. Gray, 41 C.M.R. 756, 758 (1968) (marine
violated Uniform Code of Military Justice
when he issued antiwar statement to press
during war in Vietnam stating among other
things that "({[i]n general, church
services served well for war propaganda
» « « I. « « have never met a chaplain
agaist the war"); See also Smith
v. United States, 502 F.2d 512 (5th
Cir. 1974)(upholding discharge of VA
hospital chaplain who insisted on wearing
a peace pin while treating emotionally

56

disturbed veterans); Baz v. Walters, 782
F.2d 701, 709 (7th Cir. 1986)(rejecting
VA hospital chaplein's charge that the VA
promoted an "institutional theology" in
its hospital chaplaincy program); Carter
v. Broadlawns Medical Center, 857 F.2d
448 (8th Cir. 1988)(same). Inherent in
the relationship between the military
services and their chaplaincy programs is
an institutional duality which pulls at
opposing constitutional constraints.

A military chaplain is a member of
two institutions: the military and a
religious denomination. The government's
involvement with military chaplaincy
begins with dictating who may become a
chaplain. Pursuant to 10 U.S.C. §532,
the Department of Defense ("DOD")
promulgates criteria for denominations
who endorse chaplains and the applicants
they endorse. See 32 C.F.R. §65.4(b).
Religious faith groups that wish to
become endorsing agencies must be
approved by the DOD. 32
C.F.R. §65.5(b). Among the criteria for
acceptance as an ecclesiastical endorsing
agency is the agency's commitment to
"“la]lbide by the applicable DOD
regulations and policies. 32
C.F.R. §65.5(b)(1)(v). The DOD also has
the power to revoke its recognition of an
endorsing agency that fails to abide by
its applicable regulations and policies.
32 C.F.R.- §65.5(b)(2). In addition to
the requirements set forth by the DOD,
chaplains must also meet the requirements
for appointment as an officer and
chaplain established by the particular
military branch. 32 C.F.R. §65.5(d).

Once appointed, chaplains are
uniformed, commissioned officers. 10
U.S.C. §8067(h)("Chaplain functions in

57

the Air Force shall be performed by
commissioned officers of the Air Force
who are qualified under regulations
prescribed by the Secretary and who are
designated as chaplains."). They have
rank, without command. 10 U.S.C. §8581.
As commissioned officers, military
chaplains are subject to the chain of
command and under the authority of their
superiors. Chaplains are rated and
promoted by the same evaluation
procedures used for all other military
officers. They are obligated to follow
the orders of their commanding officers,
are subject to the Uniform Code of
Military Justice, 10 U.S.C. §802;
Statutes pertaining to the removal of
officers for substandard performance, 10
U.S.C. §1181 et seg.; and all pertinent
military rules and regulations.

This institutional duality of the
military chaplaincy directly implicates
the Establishment Clause principle of
"nonentanglement" and "neutrality."
Marsh v. Chambers, 463 U.S. 783, 801-03
(1983)(Brennan dissenting)(separation and
neutrality required by Establishment
Clause); Walz, 397 U.S. at 676 and 695
(tax exemption reflects government
neutrality and avoids excessive
entanglement with religion); Lemon
v. Kurtzman, 403 U.S. 602, 612-613
(1971). The test for nonentanglement for
programs, such as the military
Chaplaincy, which require an
administrative relationship between
governmental and religious entities, is
that the programs must preserve "the
autonomy and freedom of religious bodies
while avoiding any semblance of
established religion." Walz, 397 U.S. at
672. Similarly, the principle of

58

"[gjovernment neutrality in matters of
religion" prevents government from
advancing or inhibiting religion.
Gillette, 401 U.S. at 449; Walz, 397
U.S. at 694' Larson v. Valente, 456
U.S. 228, 246-47 (1982). Without these
safeguards, the institutional duality of
the military chaplaincy engenders the
risk of politicizing religion. Walz, 397
U.S. at 695; Larson, 456 U.S. at 253.
Serious questions of "excessive
entanglement" and lack of "neutrality"
are raised in the military administration
of the chaplain programs. From the
program's inception, governmental
neutrality is questionable: the DOD's
determination of criteria for the
selection of endorsing agencies and their
representatives may effect nonneutral
religious endorsement and favor "military
friendly" agencies for participation in
the chaplaincy program. Being military
officers, wearing military uniforms,
participating in patriotic military
ceremonies certainly “militarize" the
Chaplaincy. Similarly, the authority of
commanding officers to review, evaluate,
promote and recommend removal of
chaplains provides encouragement and
motive to espouse a religious ministry in
line with military purpose. "Promotion
of a chaplain within the military ranks
is based solely on his military
performance and not on his effectiveness
as a cleric." Katcoff v. Marsh, 755 F.2d
223, 226 (2d Cir. 1985)(emphasis added).
[n.10 Although the Katcoff court cites
this as evidence of the military's
"nonentanglement" with religion, such
overlooks its likely influence on a
chaplain's incentive to comply with
military views.] The excessiveness of

59

such entanglement is no more apparent
than in a situation such as the one
Robertson presents where the Air Force
requires a chaplain's early retirement
(or discharges a chaplain) based on
military criteria, although the
chaplain's endorsing agency has not
withdrawn its endorsement of the chaplain
as its representative. This unilateral
decision on the part of the Air Force
hardly preserves "the autonomy and
freedom" of the endorsing agency. Walz,
397 U.S. at 672.

One commentator obsrves that
"([t]hroughout most of American history,
the ideological relationship between
organized religion and the military has
been a harmonious one"; the traditional
American belief inherited from the
colonists was that "service to God equals
service to country." [n.11l1 William
T. Cavanaugh, Jr., Note, The United
States Military Chaplaincy Program;
Another Seam in the Fabric of Our
Society, 59 Notre Dame L. Rev. 181,
195-199 (1983)] Consequently, the
constitutionality of the military
Chaplaincy was rarely questioned. This
perception, however, changed during the
war in Vietnam.

Scholars generally agree that the
Vietnam experience sparked a general
reappraisal of America's moral and
religious traditions regarding the
activities of the secular government.
American society began to question
whether America's participation in the
war was justified, and serious doubt
was expressed whether organized
religion had any business legitimizing
the unpopular and unjust war.

60

Chaplains, sometimes referred to as
“greased cogs in a machine for killing"
because of their role in the military,
came under particularly harsh
criticism. The chaplain's role as a
military officer was considered by many
churchmen to be incompatible with the
clergy role, necessitating elimination
of the chaplaincy.

The voices of criticism have quieted in
rcent years, but the experience raises
serious doubts whether the churches can
ever again ally themselves so
comfortably with the ideology of the
military. The chaplain's resulting
predicament is vividly described in a
recent study of the chaplaincy: "The
day will come, I feel, when the
contrast . . . between the American
military ethic and the American
civilian ethic will be nowhere greater
than in the field of religion. And the
chaplain will be left, straddling the
gap that has become a chasm!" [n.12
Id. (citations omitted) (quoting

C. ABERCROMBIE, THE MILITARY CHAPLAIN
137 (1977). For other articles
discussing the constitutionality of the
military chaplaincy, see Julie

B. Kaplan, Military Mirrors on the
Wall: Nonestablishment and the
Military Chaplaincy, 95 Yale L.J. 1210
(May 1986); Michael F. Noone, Rendering
unto Caesar: Legal Responses to
Religious Noncomformity in the Armed
Forces, 18 St. Mary's L.J. 1233 (1987);
Kenneth Lasson, Religious Liberty in
the Military: The First Amendment
under “Friendly Fire", 9 J.L. &
Religion 471 (1992) ]

Wars, particularly unpopular wars, widen

61

that gap. Robertson was not alone in his
objection to the Persian Gulf War.
Neither was he alone in the conflict
between his role as a chaplain and
military officer during that war. As
noted by a scholar who researched the
religious practices of the armed forces
during the Persian Gulf war,

[f]rom the earliest months of American
military deployment in the Persian
Gulf, various regulations, directives,
orders and advisories sought to limit
religious practices and expressions.
Military chaplains, for example, were
ordered to remove insignia showin~
their religion, and told to call
themselves “morale officers." Also,
chaplains were prohibited from being
interviewed by the media, which in turn
was forbidden to film any religious
worship services. This was even on
bases far away from Saudi citizens or
military personnel, and caused a major
negative response among the hundreds of
chaplains deployed in the Gulf.
Kenneth Lasson, Religious Liberty in the
Military: The First Amendment under
"Friendly Fire", 9 J.L. & Religion 471
(1992). [n.13 Lasson later notes that
these proscriptions were generally
ignored:
[dJespite the regulations promulgated
from above - from the State Department,
the Secretary of Defense, and others in
positions of influence - military
personnel from all the services freely
engaged in religious practices.
Directives were widely disregarded.
Chaplains refused to call themselves
"morale officers." Services were held
for all denominations, on all

62

holidays. Kosher food, while difficult
to obtain on military bases .. . was
available in Riyadh - as was a Torah
scroll flown in on a military transport
from Frankfurt, West Germany. ]

Ironically, it is the right of a
"lonely soldier stationed at some faraway
outpost" to the free exercise of his/her
religion which has been traditionally
cited as the primary justification for a
military chaplaincy. Abington School
Dist. v. Schempp, 374 U.S. 203, 309
(1963)(Stewart, J., dissenting) ("Spending
federal funds to employ chaplains for the
armed forces might be said to violate the
Establishment Clause. Yet a lonely
soldier stationed at some far-away
outpost could surely complain that a
government which did not provide him the
opportunity for pastoral guidance was
affirmatively prohibiting the free
exercise of his religion."); id. at
297-98 (Brennan J. concurring)("Since
government has deprived such persons of
the opportunity to practice their faith
at places of their choice
+ « « government may, in order to avoid
infringing the free exercise guarantees,
provide substitutes where it requires
such persons to be."). Indeed, the
military chaplaincy has often been cited
as the model of permissible government
accommodation of religion. Lynch
v. Donnelly, 465 U.S. 68, 676
(1984)(public funding of military
chaplains cited in support of public
funding for creche); Marsh, 463 U.S. at
812 (Brennan, J., dissenting)(restating
support for military chaplaincy, but
denying support for legislative
chaplaincy); Engel v. Vitale, 370

63

U.S. 421, 449 n.4 (1962)(Stewart,

J. dissenting)(public funding of military
chaplaincy to support prayer in public
school); Abington, 374 U.S. at 309
(Stewart, J., dissenting)(same). Thus,
although in dicta, several justices of
the Supreme Court have recognized that
the "presumed" violation of the
Establishment Clause created by a
military chaplaincy is justified as a
necessary accommodation of the rights of
military personnel to the free exercise
of religion. Whether this model of
"accommodation" will continue to stand
the test of time and war remains to be
seen.

The accommodation of the free exercise
rights of members of the military was the
primary jus.ification given by the Second
Circuit in Katcoff v. Marsh, 755 F.2d
223,234-35 (2d Cir. 1985) for upholding
the constitutionality of the military
Chaplaincy. In determining whether the
military chaplaincy programs violated
the Establishment Clause, the Katcoff
court first looked to the tripartite
test set forth in Lemon v. Kurtzman, 403
U.S. 602, 612-13 (1991): (1) whether
the chaplaincy had a secular legislative
purpose ("secular purpose"); (2) whether
its principal effect was one that
neither advances not inhibits religion
("neutrality"); and (3) whether it did
not foster excessive government
entanglement with religion
("nonentanglement"). Although
acknowledging that the military
Chaplaincy would fail the Lemon test if
viewed in isoiation, the circuit court
nonetheless concluded that it passed
constitutional muster when viewed in
light of its historical background, the

64

War Power Clause and judicial deference
to the military's exercise of its ua
discretion, and the Free Exercise
Clause. Id. at 232-235.

In so holding, the court rejected an
"absolutist" application of the Lemon
test, finding that no single test
provides the flexibility necessary for
Establishment Clause inquiries: [n.14
Support for the Lemon test has suffered
significant erosion over time. For
example, in a recent decision striking a
New York statute which created a special
school district for the Satmer Hasidim as
violative of the Establishment Clause,
several justices complained that the
Lemon test lacks necessary flexibility
and should be dramatically changed or
discarded. Board of Education of Kiryas
Joel Village School District v. Grumet,
512 U.S. 687, 750-51 (1994)(Scalia,

J. with Rehnquist, J. and Th

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386008_1457%3A1. Public record. Not legal advice.
