# Petition for Writ of Certiorari — Moore v. City of Asheville

> Briefs, arguments, decisions, and more.

URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386007_0951%3A1

## Record

- **Collection:** Supreme Court brief
- **Document type:** Petition for Writ of Certiorari
- **Published:** January 1, 2005
- **Citation:** 546 U.S. 819

## Text

Supreme Court, U.S.
FILED

Q4159 3MAY 24 2005

OFFICE OF THE CLERK
No.

IN THE

Supreme Court of the United States

>.

CARROLL MOORE,

Petitioner.
vy

CITY OF ASHEVILLE, NORTH CAROLINA,
Respondent.

On Petition for Writ of Certiorari to the
United States Court of Appeals for the Fourth Circuit

——————=SSSaaana@"oOO>™>™——————
PETITION FOR WRIT OF CERTIORARI
=

Mathew D. Staver
(Counsel of record)

Erik W. Stanley

Anita L. Staver

Rena M. Lindevaldsen
Mary E. McAlister
LIBERTY COUNSEL

210 East Palmetto Avenue
Longwood, FL 32750
(407) 875-2100
Attorneys for Petitioners

i
QUESTIONS PRESENTED

1. Whether abstention under Younger v. Harris in a First
Amendment challenge to a local ordinance that chills
speech is appropriate when there are no ongoing state
administrative or judicial proceedings and all state
proceedings have become final.

2. Whether a federal court is required to abstain under
Younger v. Harris in a First Amendment challenge to
a local ordinance that chills speech when all state
proceedings are final, a federal plaintiff has no further
rights to appeal in state administrative bodies or state
courts, and when all time periods for appeal of the
state proceedings have lapsed.

3. Whether abstention under Younger v. Harris is
appropriate when a plaintiff is cited for violation of a
local noise ordinance, pays the fine instead of
appealing the citation and institutes a federal court
action seeking prospective relief against the
enforcement of the ordinance.

il
PARTIES

The Petitioner is Carroll Moore, an individual and
resident of Tuckasegee, North Carolina.

The Respondent is the City of Asheville, North Carolina.
Respondents in the District Court also included James L.
Westbrook, in his official capacity as the City Manager of
Asheville, North Carolina, and the Asheville Police
Department. Mr. Westbrook and the Asheville Police
Department were dismissed by order of the District Court
(App., 39a-40a) and Plaintiff did not appeal their dismissal.

ill

TABLE OF CONTENTS
QUESTIONS PRESENTED ..........ccccccccccees i
DUT ccichedadvudeseedctncncccceeceoesacses il
py Fe oe 5 | Ferrer ry Tr ili
TABLE OF AUTHORITIES ...........ccccccceess iv
SEEDED cccccentcccccccccscecncesases 1
Ps Sc pbdebsceccsecccccsecerccsasese |

CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ...............-2005- l
STATEMENT OF THE CASE ............22ceeeee. 1
REASONS FOR GRANTING THE PETITION ........ 8

L

THE FOURTH CIRCUIT IN THE PRESENT CASE
TOGETHER WITH THE THIRD AND EIGHTH
CIRCUITS DIRECTLY CONFLICT WITH
DECISIONS FROM THE FIFTH, SIXTH AND
ELEVENTH CIRCUITS AS WELL AS A
PREVIOUS DECISION FROM THE FOURTH
CIRCUIT ON THE APPLICABILITY OF YOUNGER
ABSTENTION TO STATE PROCEEDINGS THAT
PP UUs as ccc cnscencccsscccscascacccess 8

iv
IL.

THE FOURTH CIRCUIT’S OPINION IS IN
CONFLICT WITH PRECEDENT FROM THIS
COs nin nccaceccdaseseetasacconcssasncses 19

Il.
THIS CASE PRESENTS A MATTER OF GREAT

IMPORTANCE, JUSTIFYING REVIEW BY THIS
+: | « SP PePrrrrrrrrrer tr rrr 25

CONC AMI nn cccccccctencnsnccesccssceseoss 28

v

TABLE OF AUTHORITIES

CASES Page(s)
Federal Cases

Alleghany Corp. v. Haase,
896 F.2d 1046 (7th Cir. 1990) .........-. eee eee 17

Alleghany Corp. v. Pomeroy,
898 F.2d 1314 (8th Cir. 1990) ............ 13, 14,17

Bacon v. Rutland R. Co.,
DID US: 136 CIGD 2. noon cscccnsascssesreasss 21

Bonner v. Pritchard,
661 F.2d 1206 (11th Cir. 1981) ...........-500-- 10

City Bank Farmers’ Trust Co. v. Schnader,
294 US. BACIGID oc cca cciccenccscncscvas 20-21

Concerned Citizens of Vicksburg v. Solls,
567 F.2d 646 (Sth Cir. 1978) .........-2--ee eee 10

Doran v. Salem Inn, Inc.,
AAS US. TEROIGTO) oan ccvccaccecsescneses 10, 23

Heck v. Humphrey,
$12 US. 477 (1994) 2 wc ec csessssccccssccscess =

Huffman v. Pursue,
420 US. 592 (19TS) .. ccc sccccccccces 7, 20, 21, 23

Juidice v. Vail,
490 US. 327 CIDTT) 2 oc cccccccccccccccsscccces 24

Lake Carriers’ Association v. MacMullan,
406 UB. GBB CIGTED « cccccccccccccccsccccccess 10

Monroe v. Pape,
365 U.S. 167 (1961) .... 1... ee eee eee eee 9, 16, 20

Norfolk & Western Railway Co. v. Public Utilities
Comm'n. of Ohio,

926 F.2d 567 (6th Cir. 1991) ...........445. 8, 11,12
Ohio Civil Rights Commission v. Dayton Christian

Schools, Inc.,

477 U.S. 619 (1986) ..........--445- . 7, 16, 17, 25

O'Neill v. City of Philadelphia,
32 F.3d 785 (3d Cir. 1994)... . 2.2... ee ees 13, 14, 16

Patsy v. Florida Bd. of Regents,
457 US. 406 (1SEZ) . oc cccccccccces 9, 16, 17, 24, 25

Samuels v. Mackell,
GE TES. OE ccccrcecsncutesedsancdaseesnn sees 10

Sofer v. State of North Carolina Hertford Police Dep't,
935 F.2d 1287 (4th Cir. 1991 (unpublished),
available at, 1991 WL 107545 .........-+++- 12, 13

Steffel v. Thompson,
415 U.S. 452 (1974) .. 0. cc ccc ccccccecceces 23, 26 )

aw

vii

Thomas v. Texas State Bd. of Medical Examiners,
807 F.2d 453 (Sth Cir. 1987) ........-----+: 8,9, 10

Trainor v. Hernandez,
431 U.S. 434 (1977) .. 1... ee eee ee eee ees cecoue

United States v. Salerno,
481 U.S. 739 (1987) ... 2... eee eee eee eee eees 18

WXYZ, Inc. v. Hand,
658 F.2d 420 (6th Cir. 1981) .... 2... eee ee sees 11

Wooley v. Maynard,
430 U.S. 705 (1977) ........--+5+- 13, 21, 22, 23, 26

Younger v. Harris,
401 U.S. 37 (1971) ... 2... ee eee eee e eens i, passim

STATUTES AND ORDINANCES

TUG SUBGME) ...ccccccccccscedesscccccseses 1
caccncsannienenss 1, 9, 16, 20, 23, 25
Asheville Code §10-87 ............--- 3, 15, 19, 26, 27
DC ONDG 5c cic idsdccsccesequesecscss 4
Asheville Code §§16-113, 16-116 ............222005: 4

Asheville Code §§10-83-10-85 .... 2.2.0.0 eeeeeeees :

l

OPINIONS BELOW

The opinion of the Court of Appeals (App., la - 23a) is
reported at 396 F.3d 385. The opinion of the Court of Appeals
denying rehearing en banc (App., 42a) is unreported. The
opinion of the District Court (App., 24a-41a) is reported at
290 F. Supp. 2d 664.

JURISDICTION

The judgment of the Court of Appeals was filed on
January 25, 2005. The Court of Appeals denied rehearing en
banc on February 23, 2005. The jurisdiction of this Court is
invoked pursuant to 28 U.S.C. §1254(1).

CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ‘

This case raises issues involving the Free Speech Clause
of the First Amendment to the United States Constitution and
involving the application of 42 U.S.C. §1983 in the context of
abstention under Younger v. Harris.

STATEMENT OF THE CASE

Petitioner Carroll Moore, who is employed full time as a
carpenter, exercises his sincerely held religious beliefs nearly
every weekend by taking to the public sidewalks, parks and
plazas throughout Nerth Carolina, to publicly tell others about
Jesus Christ. App., 2a, 4a. Moore has engaged in “street
preaching” in the City of Asheville and elsewhere throughout
the country for the past seven years. App., 4a, 24a. In 2003,
while engaged in street preaching, Moore was cited twice for

2

violating the Asheville Code of Ordinances. App., 2a, 4a.
The first citation was issued on Saturday March 29, 2003.
App., 4a. At about 1:00 p.m., Moore began to engage in street
preaching near Pritchard Park, on public property, in an area
commonly used for public discourse and activities. Jd. The
street preaching was unamplified, noncommercial, and made
from a fixed location in a non-residentially zoned area. See
Verified Comp. at 429. At that same time, a permitted event
was taking place at Pritchard Park. App., 4a. Accordingly,
Moore positioned himself just outside the permitted area. See
Verified Comp. at 930. An Asheville police officer
approached Moore and told him that he would need to leave
the area and go to the sidewalk across the street. App., 5a,
25a. Once across the street from Pritchard Park, Moore began
to engage in unamplified street preaching. Jd. An Asheville
police officer then cited him for “street vending or peddling”
in violation of the Noise Ordinance in Section 10-84. Jd. The
officer also warned Moore that if he continued to engage in
street preaching, the next citation would be a criminal
citation. /d. At the time the Complaint was issued, Moore was
not selling anything or soliciting donations. See Verified
Comp. at 935. Plaintiff paid the $50 fine. App., 5a, 25a.
The second citation was issued on Saturday, April 19,
2003. App., 5a, 25a. At about 1:00 p.m., Moore began to
engage in street preaching near the City County Plaza, on
public property, in an area commonly used for public
discourse and activities. Jd. The street preaching was
unamplified, noncommercial and made from a fixed location
in a non-residentially zoned area. See Verified Comp. at 938.
At that same time, a permitted event was taking place in front
of City Hall. App., 5a, 25a. Accordingly, Moore positioned
himself just outside the permitted area. Jd. An Asheville
police officer issued to Moore a Complaint and Notice of

3

Civil Penalty for violating Section 10-84’s (the Noise
Ordinance) prohibition of the “use of any drum, loudspeaker
or other instrument or device for the purpose of attracting
attention by creation of noise to any performance, show, or
sale or display of merchandise.” Jd. The citation required him
to pay a $100 fine. Jd. At the time the citation was issued,
Moore was not using any drum, loudspeaker or other
instrument or device; rather, Moore was using only his
unamplified voice. See Verified Comp. at 42. Moore timely
appealed the citation to the Noise Ordinance Appeals Board
pursuant to Asheville Ordinance 10-86. App., 5a, 25a. The
Noise Ordinance Appeals Board upheld the citation and
Moore paid the $100 fine. /d.

Importantly, Code Section 10-87 states:

Nothing in this article shall be construed to prevent or

limit any person from seeking any remedy available in

law or equity for activities that are or may be subject

to regulation by this chapter, or from pursuing said

remedy simultaneously with proceedings under this

chapter, nor shall any of the procedures specified
herein be a condition precedent to the initiation of any
legal action.

After Moore paid the fines, he filed suit in federal court
seeking an injunction and declaratory relief and damages for
the abridgment of his constitutional rights. App., 6a. At the
time of filing the suit, the state proceedings under both
citations were final. The city administrative bodies and the
state courts were doing nothing related to the Noise
Ordinance citations, planned on doing nothing related to those
citations nor could they have done anything in the future
related to the citations because the citations were completely
final at the time of filing the suit. App., 10a. Moore filed suit
in order to obtain prospective relief for the future so that he

a a

4

could once again street preach in the City of Asheville
without fear of citation for violating the City’s Noise
Ordinance. In his lawsuit, Moore challenged Asheville Code
§16-4 (“Public Speaking Ordinance’’), §§16-113 and 16-116
(“Picketing Ordinances), and §§10-83-10-85 (‘Noise
Ordinances”). App. 25a-27a. Moore’s challenges to these
code sections were facial challenges and “as-applied”
challenges. App., 25a.

In the Complaint Moore sought an injunction specifying |

that:

(1) Defendants allow Plaintiff to engage
in street preaching on the public
sidewalks, parks, plazas and other
public places within the city of
Asheville; and

(2) Defendants are enjoined from
enforcing the Picketing (§§ 16-113,
16-116), Public Speaking (§ 16-4) and
Noise Disturbance Policies (§§ 10-82
through 10-89) so as to prohibit “street
preaching” on the public sidewalks,
parks, plazas and other public places
within the city of Asheville.
See Verified Complaint at Prayer for
Relief.

Moore also sought a Declaration that:

(1) Defendants’ Public Speaking Policy (§
16-4) invalid on its face insofar as it
prohibits all public speaking on the
streets, alleys, sidewalks, public
squares or any public grounds of the
city without first obtaining the written
permission of the city manager;

ICR rrr eremeteels

5

~ (2) ThatDefendants, Defendants’ officers,
agents, employees and other persons
acting in active concert with them,
unlawfully obstructed Plaintiff from
exercising Plaintiff's constitutionally-
protected rights;
(3) Defendants’ Picketing Policy (§§ 16-
113, 16-116) and Noise Disturbance
Policy (§§ 10-82 through 10-89)
invalid on their face insofar as they are
overbroad;
(4) Defendants’ Noise Disturbance Policy
(§§ 10-82 through 10-89) invalid as
applied by Defendants insofar as it
prohibits Plaintiff from street
preaching on public sidewalks, public
plazas and public parks based on the
religious content and religious
viewpoint of his message.
(A. 25). The thrust and focus of Moore’s Complaint was
prospective and was geared toward removing the obstacle of
the noise ordinance so that he may engage in the future in
constitutionally-protected speech. Moore’s complaint did not
seek a declaration from the Court that the state court action
was wrong or that it should be reversed or overturned. Moore
also did not seek an injunction from the federal court stopping
an ongoing proceeding. While Moore’s Complaint did contain
a damages claim, Moore made clear that the damages claim
was solely for nominal damages for vindication of
constitutional rights and that the damages claim did not
interfere with any ongoing or final state proceedings.
See Reply Brief to Fourth Circuit at 11-16.
The Defendant’s moved to dismiss Moore's Complaint

6

arguing that the action should be barred under the
Younger abstention doctrine. App., 28a. Shortly after
Plaintiff's lawsuit was filed, the City of Asheville repealed
the Public Speaking Ordinance and requested that the District
Court dismiss Moore’s challenge to that ordinance. App., 36a.

The District Court dismissed Moore’s challenges to the
Public Speaking Ordinance and the Picketing Ordinance.
App., 41a. The District Court held that Moore’s challenge to
the Noise Ordinance should be stayed under the abstention
doctrine announced in Younger v. Harris, 401 U.S. 37 (1971).
App., 41a. The District Court rejected Moore’s argument that
there was no longer an ongoing state proceeding because he
did not appeal his first citation and ceased pursuing the appeal
of the second citation. App. 28a. The District Court believed
that Younger abstention was proper even though Moore’s
state proceedings were final and stayed Moore’s claims
pending the outcome of a state proceeding. Jd.

Moore appealed to the Fourth Circuit' who affirmed the
District Court’s decision to abstain under Younger.’ The

'The Fourth Circuit held that in spite of the fact that the District
Court had stayed Moore’s claims, the Circuit Court had
jurisdiction to review the order because “the effect of the district
court’s order to stay, pending the outcome of a state proceeding,
effectively ended the litigation in view of the facts that no state
court proceedings were pending at the time of the district court’s
order and the administrative ‘judgments’ were no longer
appealable.”

*Moore did not appeal the District Court’s dismissal of his
challenges to the Public Speaking and Picketing ordinances.
Therefore, the only issue before the Circuit Court was whether
Younger abstention of Moore’s challenge to the Noise Ordinances
was proper. That is likewise the issue presented in this Petition.

ee

7

Circuit Court found that this Court had extended Younger to
“completed state proceedings” App., 15a. The Circuit Court
recognized that, “It is true that the Supreme Court has not yet
held that a federal court should abstain under Younger from
hearing a federal claim when the plaintiff has failed to
_ exhaust state administrative remedies and defaulted on his
opportunity to do so.” Jd. However, the Circuit Court felt that
this Court had suggested just such a result in Huffman v.
Pursue, 420 U.S. 592 (1975) and Ohio Civil Rights
Commission v. Dayton Christian Schools, Inc., 477 U.S. 619
(1986). The Circuit Court rejected Moore’s argument that his
Complaint was prospective in nature stating that the
Complaint sought to annul the effects of the prior state
administrative proceedings to the extent that the Complaint
sought to declare the Noise Ordinances unconstitutional as
applied to him. App., 21a. The court held that

To the extent that Moore’s complaint looks back on

the City’s past actions and demands compensation for

them, it seeks to annul what has already been

determined by two police officers and the Asheville

Noise Ordinance Appeals Board. Even though no

state proceedings were pending when Moore filed his

federal complaint - because he had let the times for
appeal lapse - we conclude that his efforts in this case

to cast aspersion on state processes and to annul the

results of the administrative proceedings were

properly barred by the district court under Younger-

Huffman. App., 22a.

Because the Fourth Circuit’s opinion conflicts with its
own precedent, precedent from other circuits and from this
Court, Moore petitions this Court to review his case to resolve
the inter and intra-circuit conflicts on this issue of great public
importance.

8

REASONS FOR GRANTING THE PETITION
I.

THE FOURTH CIRCUIT IN THE PRESENT
CASE TOGETHER WITH THE THIRD AND
EIGHTH CIRCUITS DIRECTLY CONFLICT
WITH DECISIONS FROM THE FIFTH, SIXTH
AND ELEVENTH CIRCUITS AS WELL AS A
PREVIOUS DECISION FROM THE FOURTH
CIRCUIT ON THE APPLICABILITY OF
YOUNGER ABSTENTION TO STATE
PROCEEDINGS THAT ARE FINAL.

The Fourth Circuit’s opinion in this case directly conflicts
with the Fifth, Sixth and Eleventh Circuits on the issue of
whether Younger abstention applies to federal plaintiffs
whose state proceedings are final. The Third and Eighth
Circuits follow the Fourth Circuit’s opinion in this case and
are also in direct conflict with the Fifth, Sixth and Eleventh
Circuits on this issue. This Court should accept review to
resolve this clear conflict on an issue of great importance to
civil rights plaintiffs.

The Fifth and Sixth Circuits have explicitly held that
Younger abstention is inappropriate when state proceedings
are final, even if a plaintiff did not choose to avail himself of
an appeal available to him in a state proceeding. See Thomas
v. Texas State Bd. of Medical Examiners, 807 F.2d 453 (Sth
Cir. 1987); Norfolk & Western Railway Co. v. Public Utilities
Comm'n. of Ohio, 926 F.2d 567 (6th Cir. 1991) (hereafter
“PUCO”). The Fourth Circuit’s decision stands in direct
conflict to these precedents.

In Thomas, the Fifth Circuit reversed the district court’s

———————————————————e

9

application of Younger abstention and confirmed the Supreme
Court’s holding that “exhaustion of state remedies is not
required as a prerequisite to §1983 cases....” 807 F.2d at 454.
Thomas was a medical doctor who had been convicted of a
crime and had his medical license revoked by a state
administrative board. Jd. Dr. Thomas initially sought review
of the license revocation in state court, but dismissed the
action and brought the federal court challenge. /d. The district
court abstained under Younger reasoning that Dr. Thomas had
not availed himself of state court remedies before bringing the
federal claim. Jd. The Fifth Circuit reversed and held that
Younger abstention was inappropriate because Thomas’ case
was not pending and the mere availability of a remedy in the
state court that Thomas chose not to pursue before coming to
federal court was not sufficient to invoke Younger abstention.
Id. While Younger is premised on deference to state court
proceedings, such deference “is no longer due when the
administrative proceedings have ended. The mere availability
of state judicial review of state administrative proceedings
does not amount to the pendency of state judicial proceedings
within the meaning of [Younger].” Id. at 456. The court went
on to state:
A person who contends that his constitutional rights
have been violated by a state administrative
proceeding is not required to resort to an appeal to
state courts before seeking relief in a federal forum.
At the time this suit was filed, no state action was
pending. Neither exhaustion of state administrative
remedies, which the Supreme Court held unnecessary
in Patsy v. Florida Bd. of Regents, [457 U.S. 496
(1982)] nor exhaustion of state judicial remedies,
which the Court held unnecessary in Monroe v. Pape,
[365 U.S. 167 (1961)], is a prerequisite to seeking the

i0

aid of a federal court to enforce federal constitutional

rights.

Id. at 456. “When no state proceedings are pending, a federal
action does not interfere with or insult state processes and ‘the
policies on which the Younger doctrine is premised have little
force.” Id at 457 (quoting Concerned Citizens of Vicksburg
v. Solls, 567 F.2d 646, 650 (5th Cir. 1978)).?

In Solls, an unincorporated association sued in federal
court attacking the constitutionality of an anti-boycotting
statute. See Solls, 567 F.2d at 647. The district court in Solls
abstained under Younger because state prosecutions were
pending against six of forty-nine plaintiffs at the time of the
federal case. Jd. at 648. The prosecutions were terminated
during the pendency of the appeal and the Fifth Circuit
reversed, holding that Younger abstention was not appropriate
because the state proceedings had terminated and were now
final. Jd. The court stated that, “Termination of the six
prosecutions eliminated the Younger problem in this case, for
the policies on which the Younger doctrine is premised ‘have
little force in the absence of a pending state proceeding.”” Jd.
at 650 (quoting Lake Carriers’ Association v. MacMullan,
406 U.S. 498, 509 (1972)). The Fifth Circuit explained that
Younger abstention was not appropriate when state
proceedings had become final and were not pending at the
time of the federal action because:

As Mr. Justice Rehnquist explained in Doran v. Salem

Inn, Inc., 422 U.S. 922, 930 [] (1975): The principle

underlying Younger and Samuels (v. Mackell, 401

*The Eleventh Circuit follows the Fifth Circuit’s reasoning as
binding precedent. In Bonner v. Pritchard, 661 F.2d 1206 (11th
Cir. 1981), the Eleventh Circuit adopted as binding precedent,
Fifth Circuit cases decided before 1981.

11

U.S. 66 [] (1971)) is that state courts are fully
competent to adjudicate constitutional claims, and
therefore a federal court should, in all but the most
exceptional circumstances, refuse to interfere with an
ongoing state criminal proceeding. In the absence of
such a proceeding, however, as we recognized in

Steffel, a plaintiff may challenge the constitutionality

of the state statute in federal court, assuming he can

satisfy the requirements for federal jurisdiction.

Id. at 650. Because the state proceedings had terminated and
had become final, abstention under Younger was
inappropriate. It is equally inappropriate in this case, and the
Fourth Circuit’s opinion to the contrary must be reviewed to
resolve this conflict.

The Sixth Circuit has likewise held that
Younger abstention is inappropriate when there are no
ongoing state proceedings and when any state proceedings
have become final. See PUCO, 926 F.2d at 567. In PUCO, the
railway was found to be in violation of an administrative code
and filed suit in federal court instead of appealing the
determination in state court. Jd. at 569. The Sixth Circuit
rejected the commission’s claim that Younger abstention
should apply because the railroad ‘s failure to exhaust its
state remedies meant the state proceedings were ongoing. Jd.
at 572. “‘When no state proceeding is pending, and
considerations of equity, comity and federalism are therefore
diminished, a federal court may consider constitutional
challenges to state statutes and grant declaratory and
injunctive relief.” Jd. (quoting WXYZ, Inc. v. Hand, 658 F.2d
420, 423 (6th Cir. 1981)). The court then stated:

PUCO contends that the state action in this case is

still “pending” because the railroad did not exhaust its

right of appeal of PUCO’s order. However, we think

ee a |

12

there was no “ongoing” or “pending” proceeding at

the time the railroad filed suit in the district court.

PUCO conducted an administrative hearing and

concluded that the railroad was in violation of Rule

4901:3-1-05(D). That was the end of the matter and

no further administrative proceedings were

contemplated or appeals available to the railroad short

of judicial review. . . . This court has acknowledged

the distinction between a case wherein a plaintiff

seeks to enjoin an ongoing administrative hearing and
one wherein a plaintiff seeks judicial relief from the
final order of a state agency. . . . In this case, the
agency has already conducted a hearing and issued its
final order.
Id. at 572-73. Because the agency decision was final, the
Sixth Circuit held that Younger abstention was inappropriate.
This direct conflict with the Fourth Circuit’s decision in this
case requires review by this Court.

The Fourth Circuit’s Opinica also directly conflicts with
an earlier Fourth Circuit unpublished opinion in Sofer v. State
of North Carolina Hertford Police Dep't., 935 F.2d 1287 (4th
Cir. 1991 (unpublished), available at 1991 WL 107545. In
that case, the court refused to apply Younger abstention when
state proceedings are final, holding that they are not
considered “ongoing” for purposes of Younger abstention.

In Sofer, Michael and Eve Clark gathered on a sidewalk
in Hertford, North Carolina to street preach. /d. at *1. They
were both arrested by the police for violating a Hertford
ordinance which required a permit before any parade, picket
or demonstration could be held. /d. The Clarks served a full
jail sentence for violating the ordinance and sued the police
department in federal court alleging that the ordinance
violated their First Amendment rights to free speech and

A

13

freedom of religion. Jd. The District Court abstained under
Younger. On appeal, the Fourth Circuit reversed holding that
abstention was inappropriate because there were no ongoing
state proceedings. The court very clearly stated:

The district court’s holding was incorrect. Page 7 of

the complaint contains a statement signed by both

Michael Clark and Eve Clark stating that they have

fully completed the jail terms they received for

violating the ordinance. No appeal was taken from the
state convictions; however, that is not fatal to the

present appeal. See Wooley v. Maynard, 430 U.S. 705,

711 (1977). Thus it is clear from the face of the

complaint that ne basis for Younger abstention

existed. . . The district court should have addressed

the merits of this claim. /d. at *2.

The same ruling should have been applied to this case.
The Fourth Circuit’s opinion in the present case stands in
stark conflict with the Fifth, Sixth, and Eleventh Circuits and
a previous decision from the Fourth Circuit holding that
Younger abstention is inappropriate when state proceedings
are final. This Court must accept review to resolve this
conflict.

In contrast, the Third and Eighth Circuits follow the
reasoning of the panel opinion in this case. The Third and
Eighth Circuits have held opposite to the Fifth, Sixth and
Eleventh Circuits and have stated that even when state
proceedings are final, if a plaintiff does not pursue all of his
state proceedings, including all judicial appeals, then Younger
abstention is required. See O'Neill v. City of Philadelphia, 32
F.3d 785 (3d Cir. 1994); Alleghany Corp. v. Pomeroy, 898
F.2d 1314 (8th Cir. 1990).

In O'Neill, two individuals sued the City of Philadelphia
over the City’s process for handling traffic tickets. O ‘Neill, 32

ia la al: i ie

14

F.3d at 788. At the time of filing the suit, one plaintiff had
paid his fines and one plaintiff had not paid his fines. The
Third Circuit framed the issue as whether “there is a
‘pending’ state proceeding inasmuch as O'Neill and
Goodman filed their federal lawsuit in lieu of appealing the
hearing examiner’s determination, and in lieu of raising their
constitutional claims in the state forum.” Jd. at 790. The Third
Circuit stated, “We have been given no reason why a litigant
in a state administrative proceeding should be permitted to
forego state-court judicial review of the agency’s decision in
order to apply for relief in federal court.” Jd. and 790-91. The
Court then stated:

We hold that state proceedings remain ‘pending,’

within the meaning of Younger abstention, in cases

such as the one before us, where a coercive

administrative proceeding has been initiated by the

State in a state forum, where adequate state-court

judicial review of the administrative determination is

available to the federal claimants, and where the

claimants have chosen not to pursue their state court

judicial remedies, but have instead sought to

invalidate the State’s judgment by filing a federal

action. Jd. at 791.

The Eighth Circuit similarly held in Pomeroy that “parties
may not avoid the strictures of Younger simply by allowing a
state judgment to become final.” Pomeroy, 898 F.2d at 1317.
The Eighth Circuit abstained in Pomeroy because the plaintiff |

Od 12 CP

stents Bal

in that case “failed to present its constitutional claims to the
state courts.” Jd.

O'Neill, Pomeroy and the Fourth Circuit’s opinion in this |
case stand for the proposition that Younger abstention is |
required when state proceedings are final at the time of the
federal complaint, yet the plaintiff has chosen not to pursue

15

his state appeal remedies and instead has filed suit in federal
court. These cases are in direct conflict with the decisions
cited from the Fifth and Sixth Circuits and extend
Younger beyond where it was intended to go. This Court has
never held that Younger applies in situations where there is
not a current, ongoing state proceeding. Younger, and its
principles of comity and federalism simply do not apply in
situations where state proceedings are final and are not
ongoing. If Younger’s underpinnings rest on a desire of the
federal courts to not “unduly interfere with the legitimate
activities of the States,” Younger, 407 U.S. at 44, then once
the state proceedings have become final, for whatever reason,
there is no justification for a federal court to abstain because
there is no interference with the legitimate activities of the
states. In situations where the state proceedings have become
final, the state has no activity with which the federal court
should be concerned with interfering. Younger, and its
theoretical basis simply does not apply in situations where the
state proceeding is final.

Additionally, the Fourth Circuit in this case and the Third
and Eighth Circuit cases impose a requirement upon a federal
plaintiff to exhaust state administrative and judicial remedies
before filing suit in federal court. The Fourth Circuit imposed
this requirement in the face of Asheville Code §10-87 which
states:

Nothing in this article shall be construed to prevent or

limit any person from seeking any remedy available in

law or equity for activities that are or may be subject

to regulation by this chapter, or from pursuing said

remedy simultaneously with proceedings under this

chapter, nor shall any of the procedures specified
herein be a condition precedent to the initiation of any
legal action.

16

Despite this clear language, the Fourth Circuit imposed a
requirement that, to comply with Younger, a federal plaintiff
must exhaust all his state administrative remedies and then
must exhaust all his state judicial remedies through appeal

before he can present his claim in federal court. Such a

construction of Younger runs squarely into this Court’s clear
pronouncements that a federal plaintiff does not have to
exhaust his state administrative and judicial remedies before
filing suit in federal court. See Patsy v. Florida Bd. of
Regents, 457 U.S. 496 (1982)(holding that a federal plaintiff
does not have to exhaust state administrative remedies before
bringing suit in federal court); Monroe v. Pape, 365 U.S. 167,
183 (1961)(holding that a remedy for violation of civil rights
under 42 U.S.C. §1983 is supplementary to any state rights
and, therefore, any available state judicial remedies need not
be sought before first seeking a remedy in federal court).
The Third and Eighth Circuits attempt to avoid a head-on
collision with Patsy and Monroe by stating that
Younger abstention only applies when a state’s proceedings
are coercive rather than remedial. See, e.g., O'Neill, 32 F.3d
at 791 n.13. To support their construction that Younger only
applies to state coercive proceedings when the plaintiff has
not pursued all available state administrative and judicial
remedies, they cite to this Court’s discussion in Ohio Civil
Rights Comm'n. v. Dayton Christian Schools, Inc., 477 US.
619 (1986). In that case, this Court made a distinction
between coercive and remedial state proceedings. The Court
abstained, requiring Dayton Christian Schools to first exhaust
all its available state administrative and judicial remedies
before bringing suit in federal court. The Court distinguished
Patsy by stating, “Unlike Patsy, the administrative
proceedings here are coercive rather than remedial, began
before any substantial advancement in the federal action took

eee

ee

17

place, and involve important state interests.” Dayton
Christian Schools, 477 U.S. at 627-28 n.2. As the Third
Circuit described the Dayton Christian Schools case:
The critical distinction between Dayton Christian
Schools and Patsy is that Patsy involved a remedial
action brought by the plaintiff to vindicate a wrong
which had been inflicted by the State. In contrast,
Dayton Christian Schools involved an administrative
proceeding initiated by the State, before a state forum,
to enforce a violation of state law. That is, in Dayton
Christian Schools, the action taken by the Ohio Civil
Rights Commission was coercive rather than
remedial. ...
O’Neill, 32 F.3d at 791 n.13; see also Alleghany Corp. v.
Haase, 896 F.2d 1046, 1049-51 (7th Cir. 1990)(discussing
difference between coercive and remedial state proceedings).
The major distinction between Dayton Christian Schools
and the present case, is that Dayton Christian Schools
involved an ongoing state proceeding that was not final
whereas the present case involves a final state proceeding.
This Court has never applied the coercive/remedial distinction
to final state proceedings. Instead, the Court has only applied
the coercive/remedial distinction to ongoing state
proceedings. While both O’Neill and Pomeroy did apply the
coercive/remedial distinction to final state proceedings, their
application of that distinction runs counter to Patsy and
Monroe’s requirements that a federal plaintiff need not
exhaust state administrative and judicial remedies before
filing suit in federal court. Additionally, both O’Neill and
Pomeroy overlook the fact that once a state proceeding has
become final, it is no longer a state coercive proceeding,
because the state’s interests in coercing compliance with its
laws has ended. Instead, when a federal plaintiff files suit

18

after a state coercive proceeding has become final, seeking
prospective injunctive and declaratory relief against future
enforcement of the statute he was previously prosecuted
under, his federal court action is remedial in nature. Moore’s
case is remedial in that he seeks to remedy a future violation
of his constitutional rights. He is not seeking to have the
federal cuurt interrupt an ongoing state coercive proceeding
where the principles underlying Younger are implicated.
Rather, there are no ongoing state proceedings in Moore’s
case - they are final. The City of Asheville is no longer
seeking to coerce Moore into complying with its Noise
Ordinance. Moore has complied with the Noise Ordinance,
and now is seeking to remedy the future violation of his
constitutional rights by attacking the constitutionality of the
Noise Ordinance and removing the barrier that exists to his
right to free speech.

Moore’s challenges to the Noise Ordinance were both “as-
applied” and facial. Under the Fourth Circuit’s conception
and application of Younger, Moore would be strictly limited
to a prospective lawsuit against the Noise Ordinance on its
face. Such a facial challenge is the most difficult to mount. As
this Court stated, “A facial challenge to a legislative Act is, of
course, the most difficult challenge to mount successfully,
since the challenger must establish that no set of
circumstances exists under which the Act would be valid.”
United States v. Salerno, 481 U.S. 739, 745 (1987). Under the
Fourth Circuit’s opinion, Moore would not be able to mention
any of the previous actions against him in attacking the
constitutionality of the Noise Ordinance and certainly would
not be able to bring an “as-applied” challenge against the
Noise Ordinance. Younger has never been applied, especially
in the First Amendment context, to limit federal civil rights
plaintiffs to what is the most difficult federal challenge.

bi

19

Instead, when the concerns underlying Younger of federalism
and comity are not present because the state proceedings are
completely final, the federal court should be available to
remedy the constitutional violations that have occurred and
will occur in the future absent such federal court intervention.

The argument that Younger abstention should not apply in
this case carries even more force given Asheville’s clear
acknowledgment in §10-87 of their code that any appeals or
actions under the chapter containing the Noise Ordinance
were not mandatory and should not be considered a precedent
condition to any action, whether judicial or not. It is
impossible for Younger’s concerns about comity and
federalism to be present when the state proceedings are
completely final, and the state agency (in this case the City)
specifically disclaims any interest in having exclusive say
over the enforcement of its ordinances.

This Court should reject the Fourth, Third and Eighth
Circuit’s application of Younger to cases where the state
proceedings are final and thus Younger's principles of
federalism are not present, should grant review to reconcile
the conflict in the Circuits on this issue and should follow the
more well-reasoned authority laid down by this Court, and the
Fifth and Sixth Circuits that hold Younger abstention is not
appropriate when the state proceeding is final.

Il.
THE FOURTH CIRCUIT’S OPINION IS IN
CONFLICT WITH PRECEDENT FROM THIS
COURT.

The Fourth Circuit’s conclusion that Younger abstention
applies to bar federal court intervention in state proceedings
when the plaintiff to those proceedings failed to exhaust

20

available administrative and judicial appeals and those
appeals have become final is in conflict with precedent from
this Court. The panel opinion conceded that “It is true the
Supreme Court has not yet held that a federal court should
abstain under Younger from hearing a federal claim when the
plaintiff has failed to exhaust state administrative remedies
and defaulted on his opportunity to do so.” App., 15a. The
panel opinion further admitted that in applying Younger
abstention to this case the Court was stretching Huffman v.
Pursue, Ltd., 420 U.S. 592 (1975), beyond its holding. App.,
16a. In fact, The panel opinion said the Huffman court
“suggested” the type of application employed by the Court
here. Jd. However, the Huffman court did not suggest such an '
extension of its holding, and this Court has made clear in

cases decided since Huffman that it did not intend such an

extension.

In Huffman, this Court applied Younger abstention to a i
case in which there was a state judicial proceeding under way
at the time that the action was filed. 420 U.S. at 609. The
plaintiff in Huffman had a sufficient judicial forum in which
to have his federal constitutional rights vindicated, but had j
attempted to supercede the state court by filing the federal
action. 420 U.S. at 609. This Court specifically stated that it
was not undermining its holding in Monroe v. Pape, 365 U.S.
167 (1961) that a plaintiff seeking relief under 42 U.S.C. §
1983 need not first file a state court action. Huffman, 420 U.S.
at 609 n. 21. As the Huffman court said, “Monroe v. Pape had
nothing to do with the problem presently before us, that of the
deference to be accorded state proceedings which have
already been initiated and which afford a competent tribunal
for the resolution of federal issues.” Jd.

Our exhaustion requirement is likewise not

inconsistent with such cases as City Bank Farmers’

BAe los ts

ae

21

Trust Co. v. Schnader, 291 U.S. 24, 54 S.Ct. 259, 78
L.Ed. 628 (1934), and Bacon v. Rutland R. Co., 232
U.S. 134, 34 S.Ct. 283, 58 L.Ed. 538 (1914), which
expressed the doctrine that a federal equity plaintiff
challenging state administrative action need not have
exhausted his state judicial remedies. Those cases did

not deal with situations in which the state judicial

process had been initiated.

Id. Likewise, this case does not deal with the situation in
which a state judicial process had been initiated. Therefore,
this case is unlike Huffman, which involved state proceedings
that had been initiated and afforded a competent tribunal for
resolution of the plaintiff's claims. Consequently, Huffman
cannot be controlling authority, and the court must look to
cases such as Monroe, City Bank, and Bacon to control the
determination in this case.

The conflict between the Fourth Circuit’s Opinion and
Supreme Court precedent is further apparent in cases decided
since Huffman, which have consistently upheld the doctrine
of City Bank and Bacon — that a federal equity plaintiff does
not have to exhaust his state remedies.

This Court explicitly recognized in Wooley v. Maynard,
430 U.S. 705 (1977), that Younger abstention is not
appropriate in cases where an individual may have been cited
in the past for violating a code or statute, but the state
proceeding is final and is not ongoing or pending at the time
of the federal court action. In Wooley, Mr. Maynard
challenged New Hampshire’s statute that made it a criminal
misdemeanor to obscure New Hampshire’s motto on its
license plate. Jd. at 707. Because Maynard was a Jehovah’s
Witness who believed that the state motto of “Live Free or
Die” was repugnant to his faith, he covered up the motto on
his license plates. Jd. at 707-78. Maynard was cited three

22

times for violating the state law. Jd. at 708. He refused to pay
the fines for the three citations and was sentenced to fifteen
days in jail. Jd. Maynard served his full sentence and, after the
sentence was served and the case was final, he brought suit in
federal court seeking an injunction against the enforcement of
the statute he was convicted under as well as a declaration
that the statute was unconstitutional as applied to him. Id. at
709.

The State argued that the federal court should have |
abstained under Younger. See Wooley, 430 U.S. at 709-10.
The State argued that Maynard failed to seek review in the
state courts of his prior convictions and therefore, the federal
court should abstain from hearing Maynard’s case until
Maynard had exhausted his state appellate remedies. /d. at
710. The Supreme Court rejected this argument and held that
abstention was not appropriate because there was no ongoing
state proceeding and Maynard was not required to exhaust his
appellate remedies before seeking injunctive and declaratory
relief in federal court. Jd. at 710-11. The Supreme Court held
that even though Maynard had not sought appellate relief of
his convictions, “Here, however, the suit is in no way
‘designed to annul the results of a state trial’ since the relief
sought is wholly prospective, to preclude future prosecution
under a statute alleged to violate appellees’ constitutional
rights.” Jd. at 711. The Court also noted that, “He does not
seek to have his record expunged, or to annul any collateral
effects those convictions may have, e.g., upon his driving
privileges. The Maynards only seek to be free from
prosecutions for future violations of the same statutes.
Younger does not bar federal jurisdiction.” Jd. One of the
primary reasons the Court held the way it did was because of
the position Maynard found himself in. The Court stated that,
“Mr. Maynard now finds himself placed ‘between the Scyila

eee

23

of intentionally flouting state law and the Charybdis of
forgoing what he believes to be constitutionally protected
activity in order to avoid becoming enmeshed in (another)
criminal proceeding.”” Jd. at 710 (quoting Steffel, 415 U.S. at
462). As this Court said in Wooley:
In Younger the Court recognized that principles of
judicial economy, as well as proper state-federal
relations, preclude federal courts from exercising
equitable jurisdiction to enjoin ongoing state
prosecutions. /d., at 43, 91 S.Ct., at 750. However,
when a genuine threat of prosecution exists, a litigant
is entitled to resort to a federal forum to seek redress
for an alleged deprivation of federal rights. See Steffel
v. Thompson, 415 U.S. 452, 94 S.Ct. 1209, 39
L.Ed.2d 505 (1974); Doran v. Salem Inn, Inc., 422
U.S. 922, 930-931, 95 S.Ct. 2561, 2567-2568, 45
L.Ed.2d 648 (1975). Younger principles aside, a
litigant is entitled to resort to a federal forum in
seeking redress under 42 U.S.C. s 1983 for an alleged
deprivation of federal rights. Jd. at 710.
The Wooley court explicitly affirmed that the holding in
Huffman was limited to the facts of that case. The plaintiff in
Huffman had the opportunity to have his constitutionai rights
fully litigated in the ongoing state proceeding, but chose to
circumvent those proceedings with a federal action. /d. at 711.
Younger was applied in Huffman to require exhaustion of
remedies because there was an avenue available to that
plaintiff to redress his grievances. Wooley, 430 U.S. at 711.
The Court noted that was not the case in Wooley, and
confirmed that there is no blanket prerequisite of exhaustion

24

of state remedies prior to bring a federal claim. Jd.‘

Similarly, in Trainor v. Hernandez, 431 U.S. 434, 441
(1977), this Court stated that the policy of equitable restraint |
embodied in Younger was “founded on the premise that
ordinarily a pending state prosecution provides the accused a
fair and sufficient opportunity for vindication of federal
constitutional rights.” Younger abstention should be applied
when there is a pending state action that provides an adequate
opportunity for the plaintiff to litigate his constitutional
claims. /d. at 446. “Dismissal of the federal suit naturally
presupposes the opportunity to raise and have timely decided
by a competent state tribunal the federal issues involved.” Jd.
at 441; See also Juidice v. Vail, 430 U.S. 327, 337(1977)
(“Here it is abundantly clear that appellees had an opportunity
to present their federal claims in the state proceedings. No
more is required to invoke Younger abstention.”’).

In Patsy v. Board of Regents of State of Florida, 457 U.S.
496, 516 (1982), this Court clearly articulated that,

AR SUMO EH VA EPC se Or RAY ere

Poh Fin tha a

* Defendants may not argue that Moore can just file another
“wholly prospective” complaint and have his federal issues }
determined. First, such a complaint would be limited to a facial
challenge against the Noise Ordinance which is the hardest
challenge to make to an ordinance. Second, Maynard brought an
“as-applied” challenge to the statute as applied to his conduct and
yet his Complaint was considered “wholly prospective”. Moore’s
Complaint in this case was not designed to annul the results of the
state proceedings, but was instead designed to vindicate his
constitutional rights. Such a complaint is prospective in nature and
falls neatly within Wooley’s exception to Younger. However, the
Fourth Circuit did not view Moore’s Complaint as wholly
prospective, instead directing dismissal of the entire Complaint.
The Fourth Circuit’s opinion conflicts with Wooley and other like-
minded precedent from this Court.

ee |

25

“exhaustion of state administrative remedies should not be
required as a prerequisite to bringing an action pursuant to [42
U.S.C.] § 1983.We decline to overturn our prior decisions
holding that such exhaustion is not required.” The panel
opinion attempted to distinguish Patsy by stating that the
Supreme Court’s decision in Ohio Civil Rights Commission
v. Dayton Christian Schools, Inc., 477 U.S. 619 (1986)
instituted an exhaustion of state administrative remedies for
federal civil rights actions. App., 18a n4. However, in 1994,
this Court affirmed that “exhaustion of state remedies is not
a prerequisite to an action under §1983,” Heck v. Humphrey,
512 U.S. 477,481 (1994).

The Fourth Circuit’s decision that Younger abstention is
appropriate when there is no opportunity for the Plaintiff to
litigate his constitutional claims is not supported by the
Supreme Court’s holding in Huffman. The opinion also
directly conflicts with decisions subsequent to Huffman. For
these reasons, this Court must accept this Petition.

Il.
THIS CASE PRESENTS A MATTER OF GREAT
IMPORTANCE, JUSTIFYING REVIEW BY
THIS COURT.

The panel opinion stated that this case addresses “an issue
not directly addressed by Younger or its progeny.” App., 3a.
“The Supreme Court has not yet held that a federal court
should abstain under Younger from hearing a federal claim
when the plaintiff has failed to exhaust state administrative
remedies and defaulted on his opportunity to do so.” App.,
15a. Until this Court makes that determination, the panel
opinion will be binding precedent on this issue in the Fourth
Circuit. This is true even though had Moore been located in

a eee

26

the Fifth, Sixth or Eleventh Circuits, the result would have ;
been different and the courts in those circuits would not have ‘
abstained under Younger. There must be clear direction to '
individuals like Moore whose First Amendment rights are at
stake. The panel’s opinion creates an inter-circuit and intra-
circuit conflict that leaves individuals like Moore without
hope that their constitutional claims should be vindicated.

In Wooley v. Maynard, 430 U.S. 705 (1977), this Court
recognized the position that federal plaintiffs would be put in
if the Fourth Circuit’s reasoning would carry the day.
Accepting the argument that a federal plaintiff whose state
proceedings have become final is barred from bringing federal
suit under Younger places such individuals between the
proverbial rock and a hard place. In Wooley, this Court
recognized that, “Mr. Maynard now finds himself placed
‘between the Scylla of intentionally flouting state law and the
Charybdis of forgoing what he believes to be constitutionally
protected activity in order to avoid becoming enmeshed in
(another) criminal proceeding.”” Jd. at 710 (quoting Steffel v.
Thompson, 415 U.S. 452, 462 (1974)). Moore finds himself
in the same position as Maynard of either intentionally
flouting the Asheville Noise Ordinance or forgoing
constitutionally protected activity.

Younger was never intended to apply to situations where
state court proceedings are completely final and are not
pending in any way at the time of the federal action.* None of
the comity and federalism concerns outlined in Younger are

ey

ow mee wee.

* Younger was also never intended to apply in situations, such as
here, where § 10-87 of the Asheville Code disclaims any interest in
exclusive enforcement of the Noise Ordinance. Such an explicit
statement makes irrelevant Younger’s concerns about federalism
and comity.

a

27

present in this case. The federal court does not have to be
concerned with comity and federalism when there are no
ongoing or pending state proceedings and when the state
explicitly disclaims such federalism concerns in the
enforcement of its ordinances. See Asheville Code §10-87.
The Fourth Circuit’s opinion in this case converted comity
and federalism into a weapon to be used by a Defendant in a
federal case even when there are no ongoing state proceedings
and when theye are no prospects for any future ongoing state
proceedings. Younger was intended to demonstrate respect for
state courts while still allowing the full and fair vindication of
federal rights. The Fourth Circuit’s decision in this case
leaves Moore without any forum to hear his constitutional
claims under the false rubrics of federalism and comity that
are simply not supported by the facts of this case. This Court
should grant review to protect the rights of federal plaintiffs
to have their constitutional rights protected by the federal
court in situations such as are present here where anindividual
is faced with the unenviable task of deciding whether to flout
an unconstitutional ordinance or forgo his right to free speech.
The issues in this case are of great public importance and
mandate review by this Court.

ere Ne eee

28
CONCLUSION
The Petition for Writ of Certiorari should be granted.
Respectfully Submitted,

Mathew D. Staver
(Counsel of record)

Erik W. Stanley

Anita L. Staver

Rena M. Lindevaldsen
Mary E. McAlister
LIBERTY COUNSEL

210 East Palmetto Avenue
Longwood, FL 32750
(407) 875-2100
Attorneys for Petitioners

SOTO hoard TEC

la

APPENDIX A

UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT

No. 04-1003

CARROLL MOORE,
Plaintiff-Appellant,

V.

CITY OF ASHEVILLE, NORTH
CAROLINA; JAMES L. WESTBROOK, JR.
in his official capacity as the City Manager of

Asheville, North Carolina; ASHEVILLE
POLICE DEPARTMENT,
Defendants-Appellees.

Appeal from the United States District Court
for the Western District of North Carolina, at Asheville.
Lacy H. Thornburg, District Judge.
(CA-03-218-1)

Argued: November 30, 2004
Decided: January 25, 2005

Before NIEMEYER, LUTTIG, and KING, Circuit Judges.

Affirmed and remanded by published opinion. Judge
NIEMEYER wrote the opinion, in which Judge LUTTIG and
Judge KING joined.

2a

COUNSEL

ARGUED: Mathew D. Staver, LIBERTY COUNSEL,
Longwood, Florida, for Appellant. Sharon Tracey Barrett,
PATLA, STRAUS, ROBINSON & MOORE, P.A., Asheville,
North Carolina, for Appellees. ON BRIEF: Michael Schmidt,
PATRICK HENRY JUSTICE CENTER, Laurinburg, North
Carolina; Erik W. Stanley, Rena M. Lindevaldsen, Anita L.
Staver, Joel L. Oster, LIBERTY COUNSEL, Longwood,
Florida, for Appellant. Curtis W. Euler, CITY ATTORNEY’S
OFFICE, Asheville, North Carolina, for Appellees.

CIT ST.

OPINION
NIEMEYER, Circuit Judge.

Carroll Moore, a carpenter from Tuckasegee, North
Carolina, regularly engages in street preaching in Asheville,
North Carolina, and elsewhere. In March and again in April
2003, Moore was cited for violations of Asheville’s noise
ordinance, Asheville, N.C.Code of Ordinances § 10-84, when
his preaching allegedly interfered with permitted events
taking place in Asheville’s public forums. In both instances,
Moore paid fines, which he did not appeal administratively or
to the state courts. Rather, after the time for exhausting state
remedies apparently had expired, he commenced this action
against the City of Asheville and its officials under 42 U.S.C.
§ 1983, alleging that his conduct was protected by the First
and Fourteenth Amendments to the U.S. Constitution and that
Asheville’s noise ordinance, as well as related ordinances,
was unconstitutional both on its face and as applied to his
circumstances. He seeks a declaratory judgment, injunctive
relief, and damages.

3a

The district court denied the defendants’ motion to
dismiss but stayed the proceedings “pending the outcome off]
state court proceedings,” based on the doctrine of Younger v.
Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971)
(holding that a federal court should generally refrain from
intervening in ongoing state criminal proceedings), and its
progeny.

Although this case raises an issue not directly addressed
by Younger or its progeny, or heretofore by our court, it
presents the same concerns for federalism and comity that
animate established Younger jurisprudence, and therefore we
conclude, as a “necessary concomitant” of Younger, that
abstention was appropriate. See Huffman v. Pursue, Ltd., 420
U.S. 592, 608, 95 S.Ct. 1200, 43 L.Ed.2d 482 (1975). In
particular, we hold that a defendant to a coercive state
administrative proceeding must exhaust his state
administrative and judicial remedies and may not bypass them
in favor of a federal court pyoceeding in which he seeks
effectively “to annul the results” of a state administrative
body. /d. at 608-09, 95 S.Ct. 1200; see also Ohio Civil Rights
Comm'n v. Dayton Christian Schools, Inc., 477 U.S. 619,
627, 106 S.Ct. 2718, 91 L.Ed.2d 512 (1986) (applying
Younger to state administrative proceedings). Accordingly,
we affirm the district court’s application of the Younger
doctrine to the circumstances of this case, and, because state
proceedings have concluded, we remand this case to the
district court with instructions to dismiss the complaint in its
present form.

I

Moore has spent his weekends over the past seven years
preaching the Christian Gospel on streets, sidewalks, and

4a

other public rights-of-way in North Carolina. On two
occasions, while preaching in public forums in the City of
Asheville, Moore was cited by police officers for violating
Asheville’s noise ordinance.

Asheville’s noise ordinance prohibits activity “on any
premises or public area in the city, which activity produces or
constitutes a noise disturbance on occupied neighboring
premises or public area.” Asheville, N.C., Code of Ordinances
§ 10-83. The ordinance defines “noise disturbance” as “any
unreasonably loud and raucous sound or noise which: (1)
Endangers or injures the health or safety of humans or
animals; (2) Endangers or injures personal or real property; or
(3) Disturbs a reasonable person of normal sensitivity.” Id. §
10-82. In addition to the general prohibition against noise
disturbances, the ordinance outlaws specific activities that
tend to “produce unreasonably loud and raucous noises,”
including “[s]treet vending or peddling” and “[t}he use of any
drum, loudspeaker or other instrument or device for the
purpose of attracting attention by creation of noise to any
performance, show, or sale or display of merchandise.” Jd. §
10-84.

An individual charged under and found to have violated
the noise ordinance can appeal to the Noise Ordinance
Appeals Board, id. § 10-86, and the decision of the Appeals
Board can be appealed further to the City Manager, id.
Finally, North Carolina common law allows judicial review
of the City Manager’s decision by a writ of certiorari issued
by a state Superior Court. See Russ v. Bd. of Educ., 232 N.C.
128, 59 S.E.2d 589, 591 (1950).

Moore received the first of his citations on March 29,
2003, when he began preaching near Pritchard Park while a
permitted peace rally was taking place. An Asheville police
officer told Moore that he would need to leave the area and

5a

move to the other side of the street. Moore proceeded across
the street, as directed, but he continued to preach to the crowd
attending the peace rally. The officer then cited Moore for
engaging in “street vending or peddling” so as to cause a
noise disturbance, in violation of Asheville Ordinance §
10-84. The citation assessed a $50 fine, which Moore paid
without challenging the citation.

Moore received his second citation on April 19, 2003,
when he preached near City County Plaza, where a permitted
event was taking place. This citation charged that Moore was
“causing [a] disturbance by shouting a[nd] yelling at [the]
crowd during [a] permitted event.” He was again charged
under the noise ordinance, this time for using a “drum,
loudspeaker or other instrument or device for the purpose of
attracting attention by creation of noise to any performance,
show, or sale or display of merchandise.” Because it was
Moore’s second violation of the noise ordinance, the citation
assessed a fine of $100. Moore appealed this citation to the
Noise Ordinance Appeals Board, as authorized by Asheville
Ordinance § 10-86. After the Board affirmed the violation,
Moore paid the $100 fine and sought no further review of the
citation.

Rather than pursuing further his rights of state
administrative appeal and judicial review, Moore apparently
let the times for taking appeal from his citations lapse,” and he

* The record is not completely clear as to the status of
Moore’s right to appeal his second citation at the time he
commenced this action on August 28, 2003. The noise
ordinance gave Moore 15 days from the date of the citation
(April 19, 2003) to seek review from the Appeals Board. The
ordinance also specifies that Appeals Board hearings shall
occur within 15 days of the notice of appeal and that

)

6a

commenced this action in federal court on August 28, 2003.
In his complaint, which names the City of Asheville, its City
Manager, and its police department as defendants, Moore
facially challenges the constitutionality of Asheville’s noise
ordinance and related ordinances and challenges the noise
ordinance as applied to him in March and April 2003. He
alleges that the ordinances violated and continue to violate his
freedom of speech, his right peaceably to assemble, and his
right to the free exercise of religion, as secured by the First
and Fourteenth Amendments.

In his complaint, Moore recites the defendants’ actions on
both March 29, 2003 and April 19, 2003, when he was cited
for violations of the noise ordinance, and he alleges that he
continues to engage in street preaching and “fears repeated
civil or criminal citations.” He alleges further that Asheville’s
“Noise Disturbance Policy, as applied, has caused and will
continue to cause, [him] to suffer actual and impending
irreparable injury and damage” and that he has incurred
“constitutional and monetary damages as a result of
Defendants’ actions.” The resulting damages, he alleges, were
both “direct and consequential.” For relief, Moore requests an
injunction prohibiting the defendants “from enforcing the

“decisions shall be issued and served within ten days of the
hearing.” Asheville, N.C., Code of Ordinances § 10- 86(e)(1).
Under that schedule, therefore, Moore’s 10-day period to
appeal to the City Manager would have expired sometime in
late June 2003. We cannot presume with certainty, however,
that the schedule established by the ordinance was in fact
followed because the ordinance gives the Appeals Board the
power to extend, by order, “[t]he times for conducting
hearings and issuing decisions.” Jd.

Ta

policies against Plaintiff’; a declaratory judgment declaring
that the noise ordinance is invalid on its face and “as applied
by Defendants insofar as it prohibits Plaintiff from street
preaching”; and an award of “such damages as are reasonable
and just under the circumstances as a direct and proximate
result of the Defendants’ violations of Plaintiff's
constitutional rights.” In addition to challenging the noise
ordinance, Moore also facially challenges related statutes that
were not enforced against him, including Asheville’s public
speaking and picketing ordinances.

On the City of Asheville’s motion to dismiss, the district
court dismissed the claims against the City Manager because
they were redundant with claims against the City itself and the
claims against the Asheville Police Department because,
under North Carolina law, the department is not a person
capable of being sued. It also dismissed the claims
challenging the public speaking and picketing ordinances
because Moore failed to demonstrate a “credible threat of
prosecution” under them. The court, however, denied the
motion to dismiss the remainder of the complaint against the
City, concluding rather that, under the holding of Younger v.
Harris, it should abstain from determining Moore’s remaining
claims against the City. Accordingly, the court stayed the case
“pending the outcome of the state proceedings.” By this time,
it was certain that no state proceedings were pending and that
the times for appealing the citations had elapsed.

From the district court’s November 13, 2003 order, Moore
filed this appeal, challenging only the district court’s order
staying his claims against the City under the Younger
doctrine.

II

Because the district court stayed Moore’s claims, rather

ee

8a

than dismissing his complaint, we initially must consider
whether the district court’s November 13, 2003 order is a
final judgment so as to give us jurisdiction over Moore’s
appeal. Section 1291 of Title 28 grants courts of appeals
appellate jurisdiction over “final decisions of the district
courts,” and a “final decision” is one that “ends the litigation
on the merits and leaves nothing for the [district] court to do
but execute the judgment.” Catlin v. United States, 324 U.S.
229, 233, 65 S.Ct. 631, 89 L.Ed. 911 (1945). In Quackenbush
v. Allstate Insurance Co., 517 U.S. 706, 713, 116 S.Ct. 1712,
135 L.Ed.2d 1 (1996), however, the Supreme Court held that
a district court order that stayed federal court proceedings
pending the outcome of state court proceedings was
immediately appealable even though it did not fit comfortably
within the definition of a final judgment. The finality of the
order entered in this case is yet more certain because the
effect of the district court’s order to stay, pending the
outcome ofa state proceeding, effectively ended the litigation
in view of the facts that no state court proceedings were
petding at the time of the district court’s order and the
administrative “judgments” were no longer appealable.

Accordingly, we conclude that we have jurisdiction to
review the district court’s order.

I

eee ee ae eee

Stated simply, the Younger v. Harris doctrine holds that
a federal court should abstain from interfering in a
state proceeding, even though it has jurisdiction to
reach the merits, if there is (1) an ongoing state
judicial proceeding, instituted prior to any substantial
progress in the federal proceeding; that (2) implicates
important, substantial, or vital state interests; and (3)
provides an adequate opportunity for the plaintiff to

9a

raise the federal constitutional claim advanced in the
federal lawsuit.
Nivens v. Gilchrist, 319 F.3d 151, 153 (4th Cir.2003) (citing
Middlesex County Ethics Comm. v. Garden State Bar Ass'n,
457 U.S. 423, 432, 102 S.Ct. 2515, 73 L.Ed.2d 116 (1982)).
In Younger itself, after the plaintiff had been indicted under
the California State Syndicalism Act but before he was tried,
the plaintiff filed a federal action seeking to enjoin the state
proceedings on the ground that the Syndicalism Act violated
the U.S. Constitution. After the lower federal courts enjoined
the state court proceedings, the Supreme Court reversed and
instructed that “the normal thing to do when federal courts are
asked to enjoin pending proceedings in state courts is not to
issue such injunctions” unless the federal plaintiff
demonstrates either that he will suffer irreparable injury that
is “both great and immediate” or that the state statute is
“flagrantly and patently” unconstitutional. Younger, 401 U.S.
at 45, 53, 91 S.Ct. 746. Relying on equitable principles, the
Supreme Court concluded that the federal plaintiff seeking the
equitable remedy of an injunction failed to demonstrate that
the state proceedings threatened him with injury that would
remain unremedied if the state proceedings terminated in his
favor. Jd. at 54, 91 S.Ct. 746. The Court, however, did not
rely only on equitable principles. It was also concerned about
the “more vital” notion of federalism and comity implicated
by interfering with ongoing state proceedings:
This underlying reason for restraining courts of equity
from interfering with criminal prosecutions is
reinforced by an even more vital consideration, the
notion of ‘comity,’ that is, a proper respect for state
functions, a recognition of the fact that the entire
country is made up of a Union of separate state
governments, and a continuance of the belief that the

ee

10a

National Government will fare best if the States and

their institutions are left free to perform their separate

functions in their separate ways.
Id. at 44, 91 S.Ct. 746 (emphasis added). This underlying
policy heightened the degree of irreparable injury a plaintiff
had to show to obtain such an injunction--namely, that the
state statute was “flagrantly and patently” unconstitutional or
that it was being enforced in “bad faith,” in a harassing
manner, or in “any other unusual circumstance that would call
for equitable relief.” Jd. at 54, 91 S.Ct. 746.

Moore contends first that the district court erroneously
applied the doctrine of Younger v. Harris because that
doctrine applies only to protect ongoing state proceedings
from federal interference. He points out that there were no
pending state proceedings at the time because he had forgone
the opportunity to appeal both the first citation by paying the
$50 fine and the second citation by not appealing to the City
Manager within the time allowed by the ordinance. Similarly,
he argues, at the time of the district court’s decision to
abstain, the City administrative bodies and the state courts
were “doing nothing related to [his] Noise Ordinance
citations[;] they plan{ned] on doing nothing related to the
citations, nor could they [have done] anything in the future
related to the citations.”

Before addressing Moore’s argument that the lack of any
pending state proceedings renders Younger inapplicable, we
are prompted by Moore’s emphasis on the finality of the
administrative decisions in this case to consider first two
separate, but closely related doctrines: res judicata, see
Huffman, 420 U.S. at 607-08 n. 19, 95 S.Ct. 1200, and the
Rooker-Feldman doctrine, as Moore himself has suggested.

It is now established by federal common law that federal
courts will apply res judicata to unreviewed determinations

lla

of state administrative agencies if the State itself would do so.
See Univ. of Tenn. v. Elliott, 478 U.S. 788, 799, 106 S.Ct.
3220, 92 L.Ed.2d 635 (1986) (holding that “when a state
agency acting in a judicial capacity resolves disputed issues
of fact properly before it which the parties have had an
adequate opportunity to litigate, federal courts must give the
agency’s factfinding the same preclusive effect to which it
would be entitled in the State’s courts” (internal quotation
marks and citation omitted)). The Court drew on the rationale
of the full-faith-and-credit provisions of 28 U.S.C. § 1738 and
the Full Faith and Credit Clause of the U.S. Constitution, U.S.
Const. art. IV, § 1, to adopt a federal common law principle
that serves the values of both repose and federalism. /d. at
798-99, 106 S.Ct. 3220. Thus, if North Carolina were to give
its own unreviewed determinations of administrative agencies
preclusive effect, so too would a district court in a federal
action. But res judicata was not raised as a defense before the
district court, and that court accordingly did not address the
question of its applicability. See Huffman, 420 U.S. at 607-08
n. 19, 95 S.Ct. 1200.

The Rooker-Feldman doctrine might likewise be
considered to bar a federal action from in effect reviewing
state administrative agency “judgments.”’ Because the

> As we summarized the Rooker-Feldman doctrine in
American Reliable Insurance Co. v. Stillwell, 336 F.3d 311
(4th Cir.2003), “a ‘party losing in state court is barred from
seeking what in substance would be appellate review of the
state judgment in a United States district court.’” Jd. at 316
(quoting Johnson v. De Grandy, 512 U.S. 997, 1005-06, 114
S.Ct. 2647, 129 L.Ed.2d 775 (1994)). Although federalism
and comity surely attend application of the Rooker-Feldman
doctrine, the doctrine operates principally to preserve the

12a

decision of an administrative agency can be appealed
vertically by petitioning the state courts and the U.S. Supreme
Court for review, it might be argued that the Rooker-Feldman
doctrine should apply to administrative “judgments” as it does
to court judgments--i.e., to bar what in effect would become
a lateral review of a state agency “judgment” in a U.S. district
court. Again, however, this issue was neither presented to the
district court nor decided by it. Moreover, while we have
never considered the question, other courts of appeals have
concluded that the Rooker-Feldman doctrine does not apply
to administrative “judgments,” limiting its application only to
state court judgments. See, e.g., Van Harken v. City of
Chicago, 103 F.3d 1346, 1348-49 (7th Cir.1997); Narey v.
Dean, 32 F.3d 1521, 1525- 26 (11th Cir.1994); Ivy Club v.
Edwards, 943 F.2d 270, 284 (3d Cir.1991); Scott v. Flowers,
910 F.2d 201, 208 (Sth Cir.1990).

More important to the issue before us are the subtle
distinctions to be made between the policies underlying res
judicata and the Rooker-Feldman doctrine, on the one hand,
and those underlying the Younger doctrine, on the other.
Although res judicata and Rooker-Feldman bar federal courts
from reconsidering state court judgments, those doctrines are
not designed specifically to promote respect for state

structure of appeals from state courts to the United States
Supreme Court under 28 U.S.C. § 1257(a) and to bar any
proceeding that would functionally amount to a lateral appeal
to a United States district court. See Stillwell, 336 F.3d at
316-17. For this reason, the Rooker-Feldman doctrine
prohibits a district court even from “consideration of ‘issues
actually presented to and decided by a state court.” Jd. at 317
(quoting Plyler v. Moore, 129 F.3d 728, 731 (4th Cir.1997)).

eee

ae ect = gd A OD ri

l3a

substantive policies, and they thus applyregardless of whether
the state judgment implicates a substantive state interest. The
Younger doctrine, on the other hand, addresses both concerns
as demonstrated by the Supreme Court’s extension of
Younger beyond the context of state criminal proceedings to
only those state proceedings that implicate equally weighty
state interests.

In extending Younger to prescribe abstention in favor of
state civil actions, the Supreme Court in Huffman, 420 U.S.
592, 95 S.Ct. 1200, 43 L.Ed.2d 482, was mindful that the
doctrine was originally applied to protect the state interests
represented in criminal prosecutions. Consequently, it
extended the Younger docirine only to civil cases in which
important state interests were at stake, such as a nuisance
action:

Strictly speaking, this element of Younger [the

reluctance of federal courts to interfere with a criminal

prosecution] is not available to mandate federal
restraint in civil cases. But whatever may be the
weight attached to this factor in civil litigation
involving private parties, we deal here with a state
proceeding which in important respects is more akin

to a criminal prosecution than are most civil cases.

The State is a party to the Court of Common Pleas

proceeding, and the proceeding is both in aid of and

closely related to criminal statutes which prohibit the
dissemination of obscene materials. Thus, an offense

to the State’s interest in the nuisance litigation is

likely to be every bit as great as it would be were this

a criminal proceeding.

Id. at 604, 95 S.Ct. 1200. Thus, recognizing that the State’s
nuisance action was a coercive civil proceeding to which the
State was a party, the Supreme Court concluded that federal

l4a

court interference would disrupt the State’s efforts “to protect
the very interests which underlie its criminal laws.” Jd. at 605,
95 S.Ct. 1200; see also Ohio Civil Rights Com’n, 477 U.S. at
628, 106/S.Ct. 2718 (holding that the “elimination of
prohibited sex discrimination is a sufficiently important state
interest” to bring state administrative proceedings by a civil
rights commission within the ambit of Younger ); Middlesex
County Ethics Comm., 457 U.S. at 434, 102 S.Ct. 2515
(holding that Younger protects ongoing state disciplinary
proceedings because the State “has an extremely important
interest in maintaining and assuring the professional conduct
of the attorneys it licenses”).

The case before us implicates not only concerns about
avoiding duplicative litigation and respecting the appellate
processes designed by Congress and the Asheville City
Council, but also concerns about respecting Asheville’s
efforts to enforce its substantive policies against noise
disturbances. Because Younger is the only doctrine that
addresses all of these concerns, and because neither res
judicata nor the Rooker-Feldman doctrine was raised in the
district court, we conclude that Younger is the doctrine most
completely applicable to the circumstances of this case.

‘ Although the Supreme Court has since extended Younger
beyond proceedings to which the State is a party, see, e.g.,
Pennzoil Co. v. Texaco, Inc., 481 U.S. 1, 13, 107 S.Ct. 1519,
95 L.Ed.2d 1 (1987), it has done so only when the civil
proceedings “involv[e] certain orders that are uniquely in
furtherance of the state courts’ ability to perform their judicial
functions.” New Orleans Pub. Serv., Inc. v. Council of New
Orleans, 491 U.S. 350, 368, 199 S.Ct. 2506, 105 L.Ed.2d 298
(1989).

ited dss

te hg el teil a Ls. tid hailallap hss 5.

te eee ee se ) y
—— tT Oe ei. ie eee; CU! CU lee

15a

According to Moore, the fact that the state proceedings
concluded prior to his federal complaint undermines the
rationale behind Younger abstention. He states, “If Younger's
underpinnings rest on a desire of the federal courts to not
‘unduly interfere with the legitimate activities of the States,’
then once the state proceedings have become final, for
whatever reason, there is no justification for a federal court to
abstain because there is no interference with the legitimate
activities of the states” (quoting Younger, 401 U.S. at 44, 91
S.Ct. 746). He adds, “Younger does not require abstention
merely because [he] at one point had a state remedy available
to him which he chose not to pursue because those state
proceedings are now completely final... Younger never
intended such an absurd result.”

Although Moore’s argument makes sense under
Younger’s original articulation, it overlooks the Supreme
Court’s extension of the doctrine in subsequent cases to give
full effect to the policies underlying Younger in the context of
completed state proceedings. In Huffman, the Supreme Court
applied Younger to bar a federal action, even when the state
court proceedings had ended by the time the federal complaint
was filed, so long as the federal complaint was designed “to
annul the results of a state trial.” Huffman, 420 U.S. at 609,
95 S.Ct. 1200. It is true that the Supreme Court has not yet
held that a federal court should abstain under Younger from
hearing a federal claim when the plaintiff has failed to
exhaust state administrative remedies and defaulted on his
opportunity to do so. The Court did, however, suggest such an
application in Huffman and applied the Younger doctrine in
the face of pending administrative proceedings in Ohio Civil
Rights Commission, 477 U.S. at 628-29, 106 S.Ct. 2718.

In Huffman, the plaintiff filed a federal § 1983 action to
enjoin, on U.S. constitutional grounds, enforcement ofa state

pn

l6a

hate Cs

court civil judgment entered against him, declaring that his
theater was a nuisance because it showed pornographic films.
Noting that the plaintiff had failed to appeal the judgment to
the state appellate court, the Supreme Court held thai the
lower federal court should have abstained from enjoining the
enforcement of the judgment under the Younger doctrine.
The strict holding of Huffman applied Younger to bar
federal intervention into a state coercive civil proceeding
when the plaintiff filed his federal complaint after the state
judgment had been rendered but before the time for appealing
had run its course. Although it was unclear whether the state
court judgment had become nonappealable before the federal
court entered its injunction judgment, the Supreme Court
suggested that that fact was not critical to the application of
the Younger doctrine:
We need not, however, engage in such inquiry. For
regardless of when the Court of Common Pleas’ j
judgment became final, we believe that a necessary
concomitant of Younger is that a party in appellee’s
posture must exhaust his state appellate remedies
before seeking relief in the District Court, unless he
can bring himself within one of the exceptions as
specified in Younger.
420 US. at 608, 95 S.Ct. 1200. The Court’s lack of concern
about the relative timing of the federal and state court
proceedings was deliberate to allow the Court to maintain its
focus on the core Younger concerns of (1) whether the federal
action was “duplicative,” (2) whether it cast a “direct
aspersion on the capabilities and good faith of state appellate
courts,” (3) whether it was “disruptive” of the State’s
important interests, and (4) whether the federal action was
“designed to annul the results of [the] state trial.” Jd. at
608-09, 95 S.Ct. 1200.

eI EN BAAN So Nain CONOR 6) An dt

RA aid So PRES Ace in Ube

17a

In the case before us, Moore sought federal court
intervention apparently after the state administrative
“judgment” had become non-appealable by reason of his
failure timely to take available state avenues of review. To
apply Younger to this circumstance might stretch Huffman
slightly beyond its strict holding. But we conclude that any
differences between the timing in this case and in Huffman do
not alter the proper legal analysis. We continue to focus on
Younger’s policy of commanding federal restraint when the
federal action is duplicative, casts aspersion on state
proceedings, disrupts important state enforcement efforts, and
is designed to annul a state proceeding.

By initiating this suit in federal court after the state
administrative agency determined that he had violated the
noise disturbance ordinance, Moore seeks to relitigate a
dispute that has already been resolved and to receive as
damages the amounts that he paid as fines. Moreover, to the
extent that Moore in this case seeks to annul or trample on the
results of state administrative proceedings, he interferes with
the State’s interest in enforcing its substantive laws as well as
its interest in enforcing those laws through available
administrative procedures and in its own courts. That Moore
did not avail himself of state-provided avenues for review can
only cast aspersion on the State’s “capabilities and good
faith,” Huffman, 420 U.S. at 608, 95 S.Ct. 1200, and deprive
the State of “a function which quite legitimately is left [to the
state appellate bodies], that of overseeing [agency]
dispositions of constitutional issues which arise in civil
litigation over which they have jurisdiction,” id. at 609, 95
S.Ct. 1200. Federal court intervention would also disrupt the
City’s efforts to enforce its substantive policy against noise
disturbances

Thus, regardless of whether state appellate remedies were

18a

still available at the time Moore filed suit in federal court or
whether he had already defaulted on such remedies, the
federal court intervention that he sought would be duplicative,
would disrupt the State’s substantive policies, would offend
the State’s appellate processes, and would undo what the
State has done by a now-nonappealable order. Accordingly,
we conclude that under Huffman, the Younger doctrine
applies to bar federal court reconsideration of state coercive
proceedings even when the state proceedings have ended, as
long as the federal proceeding casts aspersion on the state
proceedings or annuls their results.

The final step to application of the Younger-Huffman
doctrine to this case, however, requires consideration of
whether the exhaustion principles imposed by the Huffman
Court to protect state appellate court proceedings apply as
well to protect state appellate administrative proceedings. To
conclude that they do, we rely on the Court’s decision in Ohio
Civil Rights Commission, 477 U.S. 619, 106 S.Ct. 2718, 91
L.Ed.2d 512. There, the Supreme Court held that Younger
required federal courts to abstain in favor of pending state
administrative proceedings.* Rejecting the plaintiffs

* Generally, claimants bringing suit in federal court under 42
U.S.C. § 1983 need not exhaust their administrative remedies.
See Patsy v. Florida Bd. of Regents, 457 U.S. 496, 102 S.Ct.
2557, 73 L.Ed.2d 172 (1982). In Ohio Civil Rights
Commission, however, the Court distinguished remedial state
administrative proceedings, which it had addressed in Patsy,
from those that are coercive, concluding that Younger requires
federal courts to abstain in favor of pending state
administrative proceedings that are coercive in nature. 477
U.S. at 627 n. 2, 106 S.Ct. 2718. The administrative
proceedings against Moore were unquestionably coercive, as

i
b
i
i
¢
4
|
4
4

hile D EMERG 20a SMES 0. 5 ye td hone 0

19a

argument that abstention in favor of such proceedings was
inappropriate because state law did not authorize the agency
to address constitutional challenges, the Court explained that
abstention was nonetheless appropriate because the agency
could “construe its own statutory mandate in the light of
federal constitutional principles” or the plaintiff could raise its
constitutional claims in “state-court judicial review of the
administrative proceeding.” /d. at 629.

We find the rationale behind the Court’s holding in Ohio
Civil Rights Commission equally applicable where the
administrative proceedings are no longer pending because of
the plaintiff's failure to exhaust his administrative appellate
remedies. In particular, by failing to pursue administrative
appellate remedies, the plaintiff short-circuits both the
agency’s ability to interpret its statutes in conformity with the
Constitution and the staie courts’ ability to correct
constitutionally infirm agency decisions.

At bottom, we conclude that the Younger principles were
properly applied in this case to bar federal court intervention
in state administrative proceedings even when the defendant
to those proceedings had failed to exhaust available
administrative appeals, thereby defaulting on his appellate
rights. Such a holding rests, we conclude, on the rationales of
Huffman and Ohio Civil Rights Commission, which extended
Younger to circumstances like those before us.

IV

At oral argument, Moore seemed to concede the
application of the Younger principles to unexhausted but
completed administrative proceedings, and he redirected his

were those in Ohio Civil Rights Commission, and the Patsy
principle is therefore inapplicable.

20a

argument more forcefully to his second contention that his
complaint does not look retrospectively on the state
enforcement proceedings against him and therefore does not
seek to challenge or annul them. Indeed, as he argues, his
complaint is forward-looking, filed in an effort to declare
Asheville’s ordinances unconstitutional for future application.
In his brief, he maintains that if he is not able to prosecute this
action for such prospective relief, he would “be left to either
flout the Asheville noise ordinance or forgo his constitutional
right to free speech.” “Abstaining in this case,” he states,
“would have the absurd and unintended result of leaving
Moore with no remedy for the violation of his constitutional
rights.”

Of course, if Moore is correct about his characterization
of his complaint, he is correct in arguing that the Younger
doctrine should not be applied to stay this action. See Wooley
v. Maynard, 430 U.S. 705, 711, 97 S.Ct. 1428, 51 L.Ed.2d
752 (1977) (noting that Younger does not bar a wholly
prospective federal action even if the plaintiff failed to
exhaust his state appellate remedies on a prior conviction). In
Wooley, the federal plaintiff had been convicted of violating
a state statute and had already served his sentence when he
brought suit in federal court, seeking a declaratory judgment
that the statute under which he had been convicted was
unconstitutional and an injunction enjoining the State from
prosecuting him in the future under the statute. Jd. at 708-09,
97 S.Ct. 1428. Because the federal plaintiff sought
prospective relief against the threat of future prosecution and
did not seek to “have his record expunged, or to annul any
collateral effects” of his conviction, the Supreme Court held
that Younger did not require the federal court to abstain even
though the plaintiff had failed to seek review of his conviction
in the state appellate court. Jd. at 710-11, 97 S.Ct. 1428.

2la

While Moore’s argument rests on sound legal principles,
we disagree with his characterization of his complaint as
wholly prospective. To be sure, his complaint does request a
declaratory judgment and an injunction from future
prosecution, and such relief may be based on allegations in
the complaint that Moore’s street preaching is ongoing. But
the complaint also seeks to annul the effects of the prior state
administrative proceedings to the extent that Moore seeks a
declaratory judgment that the City of Asheville
unconstitutionally applied its ordinances to cite him in the
past and demands direct and consequential monetary damages
from the City for its actions.

Moore’s complaint lays out in some detail the City’s
actions in citing him for violation of the noise ordinance, once
in March and again in April 2003. He alleges that both of the
City’s enforcement actions were illegal inasmuch as they
relied on an ordinance that was unconstitutional under the
First Amendment, and he asserts that these enforcements
caused him monetary damages, both direct and consequential.
For example, he repeatedly alleges in his complaint that
Asheville’s noise ordinance “as applied, has caused ...
Plaintiff to suffer actual ... injury and damage”; that “Plaintiff
has and will continue to suffer ... monetary damages as a
result of [the City’s] actions”; that he has “in the past and will
continue to suffer in the future, direct and consequential
damages.” And in his prayer for relief, he demands “such
damages as are reasonable and just under [the] circumstances
as a direct and proximate result of [the City’s] violations of
Plaintiff's constitutional rights.”

These demands for monetary damages in respect to the
City’s actions are retrospective in that they seek to
compensate Moore for injury that has already occurred; they
look backward toward a wrong committed in the past. Cf

22a

Edelman v. Jordan, 415 U.S. 651, 668, 94 S.Ct. 1347, 39
L.Ed.2d 662 (1974) (explaining that a remedy that is
“measured in terms of a monetary loss resulting from a past
breach of a legal duty” is retrospective for purposes of
Eleventh Amendment immunity). Obviously such an award
would annul the effects of the State’s proceedings by
essentially refunding to Moore part or all of the fines he paid
in connection with his citations. Because Moore’s complaint
in its present form is not limited to seeking prospective relief,
it does not fit within the Wooley v. Maynard exception to
Younger’s exhaustion requirement. Thus, the district court
correctly applied Younger in abstaining from proceeding
further under Moore’s complaint as it is drafted.
V

In sum, Moore’s complaint challenging Asheville’s noise
ordinance is broad, alleging both past conduct by the City,
which he contends was illegal and damaging, and ongoing
unlawful conduct. For relief, he seeks a declaration that the
City’s enforcement in the past was illegal and continues to be
illegal; that the City be enjoined; and that the City pay him
direct and consequential money damages for its past conduct.
To the extent that Moore’s complaint looks back on the City’s
past actions and demands compensation for them, it seeks to
annul what has already been determined by two police
officers and the Asheville Noise Ordinance Appeals Board.
Even though no state proceedings were pending when Moore
filed his federal complaint--because he had let the times for
appeal lapse--we conclude that his efforts in this case to cast
aspersion on state processes and to annul the results of
administrative proceedings were properly barred by the
district court under Younger-Huffman. Accordingly, we
affirm.

Because no avenues are now open for Moore to exhaust

23a

state administrative and judicial appeals with respect to his
two citations, his federal complaint must be dismissed in its
present form. Accordingly, we remand to permit the district
court to modify its order in this regard. Of course, Moore is
not barred from attempting to pursue wholly prospective relief
in federal court as authorized by Wooley v. Maynard.
AFFIRMED AND REMANDED.

24a

United States District Court,
W.D. North Carolina,
Asheville Division

Carroll MOORE, Plaintiff,
v.

CITY OF ASHEVILLE, NORTH CAROLINA;
James L. Westbrook, Jr., in his official capacity as the
City Manager of Asheville, North Carolina;
and Asheville Police Department, Defendants.

No. CIV. 1:03CV218.
Nov. 13, 2003.
MEMORANDUM OF OPINION

THORNBURG, District Judge.

THIS MATTER is before the Court on the Plaintiff's
motions for declaratory judgment, preliminary injunctive
relief, and waiver of posting security to obtain a preliminary
injunction, filed on August 28, 2003, and the Defendants’
Motion to dismiss, filed October 6, 2003. Responses have
been filed, and the matters are ready for resolution.

I. STATEMENT OF FACTS

Plaintiff Carroll Moore, a carpenter who resides in
Tuckasegee, North Carolina, has regularly engaged in street |
preaching for the past seven years. Verified Complaint for
Declaratory Judgment, Preliminary and Permanent Injunctive
Relief and Damages (“Complaint”), 9§ 9, 14, 17. Plaintiff
describes his “street preaching” as “[sharing] his faith by
verbal means with those he meets on the street, sidewalks and

25a

other public right-of-ways.” Jd., J] 16.

On the afternoon of March 29, 2003, Plaintiff began
preaching near Pritchard Park, in downtown Asheville, North
Carolina, on a public right-of-way. Jd., J 28. At that time, a
permitted event was taking place in Pritchard Park. /d., ¥ 30.
A police officer told Plaintiff that he would have to move to
the other side of the street to continue his preaching. Jd., J 31.
Plaintiff did so, and although he claims he was not selling any
type of merchandise and was not soliciting donations, he was
later cited for “street vending or peddling” in violation of §
10-84 of the Asheville City Code of Ordinances (“Code”). Jd.,
{7 32, 33, 35; Exhibit I, attached to Complaint. Plaintiff was
fined $50, which he paid. /d., { 36.

On the afternoon of April 19, 2003, Plaintiff again began
preaching at the City County Plaza in downtown Asheville.
Id., 4 37. A pennitted event was taking place in front of City
Hall. Jd., | 39. An Asheville police officer cited Plaintiff for
using a “drum, loudspeaker or other instrument or device for
the purpose of attracting attention by creation of noise to any
performance, show, or sale or display of merchandise” in
violation of Code § 10-84. Id., § 40; Exhibit J, attached to
Complaint. Plaintiff contends that he was not using a drum,
loudspeaker, or any other instrument or device. Jd., ] 42. The
fine assessed was $100. Jd., | 41. Before paying the fine,
Plaintiff appealed the citation to the Noise Ordinance Appeals
Board, which upheld the citation. Jd., {J 44-45. Thereafter,
Plaintiff paid the $100 fine. /d., 46.

Plaintiff contends several Code provisions are
unconstitutional on their face and/or as applied. The first is §
16-4 (“Public Speaking Ordinance”), which provided that

No person shall deliver a sermon, lecture, address, or

discourse or give any public demonstration, exhibition

or entertainment nor shall any person ... advertise any

26a

entertainment, show, or public sale ... on the streets,
alleys, sidewalks, public squares or any public
grounds of the city, without having first obtained the
written permission of the city manager. Such
permission may at any time be revoked by the city
manager if in his opinion the good morals and order

of the city so demand.

Exhibit A, attached to Complaint. Plaintiff was not charged
under this ordinance, and the City of Asheville repealed the
Public Speaking Ordinance on October 14, 2003. Defendants’
Supplemental Memo In Support of Motion to Dismiss, filed
October 17, 2003.

Plaintiff further contends that §§ 16-113 and 16-116
(“Picketing Ordinances”) are unconstitutional, although he
was not cited under these ordinances. Section 16-113 defines
“picketing” as “the stationing of any person by standing,
lying, walking, sitting, kneeling, bending or in any other
similar manner at a particular place so as to persuade, or
otherwise influence another person’s actions or conduct, or to
apprise the public of an opinion or message.” Exhibit B,
attached to Complaint. Section 16-116 provides that picketing
is allowed provided that it is “conducted only on sidewalks or
other city-owned areas normally used or reserved for
pedestrian movement,” that “[p]icketers ... observe the right
of non-picketers to utilize the public rights-of-way,” and that
“[p]icketers shall walk in single file and not abreast.” Exhibit
C, attached to Complaint. It also states that “[p]icketers are
encouraged to provide notice to the chief of police of intent to
picket.” /d. Finally, it provides that when “the free passage of
any street or other public area in the city shall be obstructed
by picketers” or “by a crowd,” the “persons picketing” or the
“persons composing such crowd” “shall disperse or move
along when directed to do so by a police officer.” Jd.

OC es

» al See) end

PQ Oe Te a ee

27a

However, “[n]othing in this section shall prohibit any person
from reconvening after dispersing so long as free passage of
any street or other public area is not obstructed.” Jd.

Finally, Plaintiff claims that §§ 10-83-10-85 (“Noise
Ordinances”) are unconstitutional as applied to him. Section
10-83 provides that “[e]xcept as allowed in this article, no
person shall willfully engage in any activity on any premises
or public area in the city, which activity produces or
constitutes a noise disturbance on occupied neighboring
premises or public area.” Exhibit D, attached to Complaint.
More specifically, § 10-84 bans, among other things, “[s]treet
vending or peddling” and “[t]he use of any drum, loudspeaker
or other instrument or device for the purpose of attracting
attention by creation of noise to any performance, show, or
sale or display of merchandise.” Exhibit F, attached to
Complaint. However, § 10-85 specifies that “[uJnamplified
noncommercial speeches made from a fixed location in
non-residentially zoned areas” do not violate § 10-83. Exhibit
G, attached to Complaint.

Section 10-86 provides for a Noise Ordinance Appeals
Board (“Appeals Board”) to which a person charged under the
Noise Ordinances may appeal. Section 10-86 also provides
that a decision of the Appeals Board may be appealed to the
City Manager. Under North Carolina General Statutes §
1-269, an individual is entitled to request the superior court to
grant certiorari and review a decision of the city manager
pertaining to violations of the Noise Ordinances. See Russ v.
Bd. of Educ. of Brunswick County, 232 N.C. 128, 130, 59
S.E.2d 589, 591 (1950).

II. PROCEDURAL HISTORY
As stated above, Plaintiff filed his complaint, along with
motions for declaratory judgment, preliminary injunctive

28a

relief, and waiver of posting security to obtain preliminary
injunctive relief on August 28, 2003. The Defendants moved
to dismiss under the Younger abstention doctrine and Federal
Rule of Civil Procedure 12(b) on October 6, 2003.

III. DISCUSSION
A. Motion to dismiss

1. The Noise Ordinances.

Defendants claim that the doctrine adopted in Younger v.
Harris, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669 (1971),
mandates that this Court abstain from hearing Plaintiff's
claims regarding the Noise Ordinances. Under Younger, a
federal court must not interfere with a state proceeding by
awarding injunctive or declaratory relief where the proceeding
is ongoing, implicates important state interests, and provides
an adequate opportunity for the plaintiff to litigate his federal
claims. Middlesex County Ethics Comm. v. Garden State Bar
Ass'n, 457 U.S. 423, 432, 102 S.Ct. 2515, 73 L.Ed.2d 116
(1982); Martin Marietta Corp. v. Maryland Comm. on
Human Relations, 38 F.3d 1392, 1396 (4th Cir.1994).

Plaintiff argues there is no ongoing state proceeding
because he did not appeal his initial citation and has ceased
pursuing the appeal of his second citation. Plaintiff's
Memorandum of Law in Opposition to Defendants’ Motion
to Dismiss the Complaint, filed October 23, 2003, at 3.
Plaintiff's argument raises the issue of whether the mere
availability of a remedy at the state level, even if a plaintiff is
not pursuing it, constitutes an ongoing state proceeding for
the purpose of Younger. Although other circuits may hold
otherwise, see Thomas v. Texas State Bd. of Medical
Examiners, 807 F.2d 453 (Sth Cir.1987); cf. also Peachlum v.
City of York, Pennsylvania, 333 F.3d 429 (3rd Cir.2003), a
district court in the Fourth Circuit has clearly held that the

29a

availability of a remedy at the state level does constitute an
ongoing state proceeding. Phillips v. Virginia Bd. of
Medicine, 749 F.Supp. 715, 724-30 (E.D.Va.1990). This is
the position most consistent with the Supreme Court’s
interpretation of Younger. The Supreme Court has
acknowledged that its precedent “suggests, perhaps, that an
administrative proceeding to which Younger applies cannot
be challenged in federal court even after the administrative
action has become final” if the federal plaintiff still has
remedies in the state courts. New Orleans Public Serv., Inc.,
v. Council of the City of New Orleans, 491 U.S. 350, 370 n.
4, 109 S.Ct. 2506, 105 L.Ed.2d 298 (1989). Although the
Court in New Orleans Public Service stated that such a
suggestion came in dicta and did not constitute binding
precedent, two justices beiieved that the previous
“suggestion” was, in fact, binding precedent. Jd., at 374, 109
S.Ct. 2506 (Rehnquist, C.J., concurring); Jd., at 374-75, 109
S.Ct. 2506 (Blackmun, J., concurring). Since Supreme Court
precedent so “suggests” and since a court in this Circuit has
so held, this Court holds that an available state remedy, even
if the federal plaintiff does not pursue it, is an ongoing state
proceeding for Younger purposes.

Furthermore the present case is a more obvious one for
abstention than Phillips and New Orleans Public Service. In
those cases, the federal plaintiffs had actually exhausted their
administrative remedies, and their cases were between the
administrative and state levels. In the present case, Plaintiff
has failed to exhaust his administrative remedies; he failed to
appeal the first citation to the Appeals Board and failed to
appeal the second one to the City Manager. Therefore, the
present proceedings have even more the feel of “pending”
proceedings than did the proceedings in Phillips and New
Orleans Public Service.

30a

Since there are pending state proceedings, the Court must
abstain under Younger if the state proceedings implicate
important state interests and give Plaintiff an opportunity to
litigate his federal claims. Middlesex, supra. Plaintiff, quite
correctly, does not argue that either of these factors is absent.
For the purposes of Younger analysis, “important state
interest’ is defined broadly, and courts look to “the
importance of the generic proceedings to the State.” New
Orleans Public Serv., supra, at 365, 109 S.Ct. 2506. For
example, in Younger, the Supreme Court did not look to the
importance of California’s interest in preventing a person
from distributing handbills; it looked t» Califomia’s interest
in “ ‘carrying out the important and necessary task’ of
enforcing its criminal laws.” Jd. (quoting Younger, 401 U.S.
at 51-52, 91 S.Ct. 746). North Carolina has an important
interest in reviewing and enforcing the decisions of the state
and municipal agencies. Therefore, the state proceeding
implicates an interest that is important to the State of North
Carolina. Furthermore, since “state courts have the solemn
responsibility, equally with the federal courts to guard,
enforce, and protect every right granted or secured by the
constitution of the United States,” Steffel v. Thompson, 415
U.S. 452, 460-61, 94 S.Ct. 1209, 39 L.Ed.2d 505 (1974)
(internal citations and quotations omitted), the proceeding in
state court would provide Plaintiff with adequate
opportunities to raise his federal claims for injunctive and
declaratory relief. Therefore, this Court must abstain from
hearing those claims.

The Court further notes that abstaining in this cases
advances Younger’s policy of preventing federal courts from
deciding constitutional questions where state courts may
interpret the law in a way that makes a constitutional
determination unnecessary. O'Neill v. City of Philadelphia,

————ere

3la

32 F.3d 785, 791 (3rd Cir.1994). If it is true that Plaintiff's
speeches were unamplified non-commercial speeches from
fixed locations in non-residential areas (Code § 10-83), and
that he was not selling merchandise, soliciting donations, or
using a drum or loudspeaker (Code § 16-84), this Court is
confident that the state courts will properly apply the law. Not
only does Plaintiff seem to have a greater chance of success
arguing that the Code was misapplied than he does making
constitutional claims, success on those grounds would prevent
this Court from having to make a constitutional
determination. Furthermore, if Plaintiffs allegations as to his
conduct prove true and a state court were still to deny
Plaintiff's appeal, he would then have a stronger
constitutional case to bring in federal court.

Plaintiff points to Code § 10-87 for the proposition that he
may pursue remedies in federal court before exhausting all
administrative and state remedies. That section states:

Nothing in this article shall be construed to prevent or

limit any person from seeking any remedy available in

law or equity for activities that are or may be subject

to regulation by this chapter, or from pursuing said

remedy simultaneously with proceedings under this

chapter, nor shall any of the procedures specified

herein be a condition precedent to the initiation of any

legal action.
Exhibit 5, attached to Affidavit of James L. Westbrook, Jr.,
filed October 6, 2003. Assuming, arguendo, that this
provision does represent the desire of the City of Asheville to
circumvent Younger, the City would not have the power to do
so. As stated above, the State has an important interest in
reviewing the determinations made by state and municipal
agencies. The City of Asheville may not take away North
Carolina’s power to review those determinations. Therefore,

32a

despite the Code section recited above, the Court maintains
that it must respect North Carolina’s interest in enforcing and
reviewing agency decisions and that it must, therefore, abstain
from interfering with this ongoing state proceeding.

Plaintiff may argue that Younger should not apply because
of the Supreme Court’s holding in Patsy v. Bd. of Regents of
the State of Florida, 457 U.S. 496, 507, 102 S.Ct. 2557, 73
L.Ed.2d 172 (1982), that a plaintiffis not “compelled in every
case to exhaust state administrative remedies before filing an
action under [§ 1983].” Jd. In Patsy, however, the state
proceeding was a remedial one, rather than the coercive
proceeding present in this case, and the rule that the Court
announced in Patsy allowing § 1983 plaintiffs to file actions
in federal court before exhausting state remedies applies only
when the state proceeding is remedial. Ohio Civil Rights
Comm. v. Dayton Christian Sch., Inc., 477 U.S. 619, 627 n.
2, 106 S.Ct. 2718, 91 L.Ed.2d 512 (1986) (abstaining under
the Younger doctrine because “[uJnlike Patsy, the
administrative proceedings here are coercive rather than
remedial”); see also Cooper v. Bombela, 34 F.Supp.2d 693,
697 (N.D.II1.1999) (explaining that the Younger doctrine
exists to prevent federal courts from thwarting state efforts to
hold individuals accountable for violating their laws and that
Younger abstention, therefore, is only appropriate when the
federal plaintiff is the defendant in a state court action).
Because the underlying proceedings in this case are coercive
proceedings against the Plaintiff for violating the Noise
Ordinances, Patsy is inapplicable.

For the reasons outlined above, the Younger abstention
doctrine applies to Plaintiffs claims regarding the Noise
Ordinances. Therefore, this Court must refrain from granting
injunctive or declaratory relief that would interfere with the
state court proceedings. However, under Younger, it is not

33a

appropriate to dismiss actions containing claims for monetary
damages; district courts should stay such actions pending the
resolution of the state proceedings. Suggs v. Brannon, 804
F.2d 274, 279-80 (4th Cir.1986) (“[I]n order to afford
plaintiffs a day in court, they should be allowed to maintain
their actions for damages.... A stay is appropriate.””); Traverso
y. Penn, 874 F.2d 209, 213 (4th Cir.1989) (“Under our
decisions, the appropriate course is to abstain by staying
proceedings on monetary as well as injunctive and declaratory
claims.”); Stubbs v. Foley, 998 F.2d 1010 (table), 1993 WL
261975, *2 (4th Cir.1993) (“Generally, when a plaintiff has
failed to exhaust state court remedies, the case is dismissed
rather than retained on the docket pending exhaustion.
However, we direct the district court to stey this case pending
exhaustion of state court remedies to guard against a statute
of limitations problem.” (internal citations omitted)); Deakins
v. Monaghan, 484 U.S. 193, 202, 108 S.Ct. 523, 98 L.Ed.2d
529 (1988) (declaring that the Third Circuit’s rule that district
courts should stay rather than dismiss claims for damages is
“sound”). Therefore, the Court will stay Plaintiff's claims
based on the Noise Ordinances pending the outcome of the
state proceedings.

2. The Public Speaking and Picketing Ordinances.

The Defendants contend that Plaintiff lacks standing to
challenge the Public Speaking Ordinance and the Picketing
Ordinances. “A plaintiff who challenges a statute must
demonstrate a realistic danger of sustaining a direct injury as
a result of the statute’s operation or enforcement.” Babbitt v.
United Farm Workers National Union, 442 U.S. 289, 298, 99
S.Ct. 2301, 60 L.Ed.2d 895 (1979). It is true that “[w]hen the
plaintiff has alleged an intention to engage in a course of
conduct arguably affected with a constitutional interest, but

34a

proscribed by a statute, and there exists a credible threat of
prosecution thereunder, he ‘should not be required to await
and undergo a criminal prosecution as the sole means of
seeking relief.’” Jd. (quoting Doe v. Bolton, 410 U.S. 179,
188, 93 S.Ct. 739, 35 L.Ed.2d 201 (1973)). However, when
plaintiffs “do not claim that they have ever been threatened
with prosecution, that a prosecution is likely, or even that a
prosecution is remotely possible,” the mere existence of a law
that causes them to “feel inhibited” does not give those
plaintiffs standing. Younger, 401 U.S. at 42, 91 S.Ct. 746.' In
cases where the Supreme Court has allowed plaintiffs to
challenge statutes without being charged under them, the
plaintiffs usually have shown a threat of prosecution. Virginia
v. American Booksellers Ass’n., Inc., 484 U.S. 383, 392, 108
S.Ct. 636, 98 L.Ed.2d 782 (1988) (A law had very recently
been passed that was “aimed directly at plaintiffs.”); Steffel v.
Thompson, 415 U.S. 452, 459, 94 S.Ct. 1209, 39 L.Ed.2d 505
(1974) (“Unlike three of the appellees in Younger [ ],
petitioner ... has been twice warned to stop handbilling ... and
has been told by the police that if he again handbills ... he will
likely be prosecuted.”). In short, “[t]he Supreme Court has
made it abundantiy clear that one challenging the validity of
a criminal statute must show a threat of prosecution ... [and
that] the threat must be credible.” Doe v. Duling, 782 F.2d

' The precise holding in Younger is that a law causing such
inhibition does not give plaintiffs standing to invoke a federal
court’s equitable power to enjoin a pending state prosecution.
Younger, supra. It was in Babbitt that the Supreme Court held
that the existence of such a law does not confer standing on
plaintiffs to challenge the law. Babbitt, supra, at 299, 99 S.Ct.
2301.

Ee ee Se ae ee eee i

35a

1202, 1205-06 (4th Cir.1986) (internal quotation marks
omitted).

In the present case, Plaintiff has alleged no credible threat
of prosecution under either the Picketing Ordinances or the
Public Speaking Ordinance. With respect to the Picketing
Ordinances, Plaintiffs conduct does not appear to violate the
ordinances in any way. The Picketing Ordinances do not
regulate what people say but merely prohibit people from
blocking public right-of-ways. The pleadings make no
mention of Plaintiff preaching with anyone else; therefore, his
concerns about not being allowed to be abreast of a fellow
speaker are not well founded. It simply stretches the
imagination to see how Plaintiffs conduct violates the
Picketing Ordinances, and since no government official has
threatened to apply those ordinances to Plaintiff, there is no
credible threat of prosecution. Therefore, Plaintiff lacks
standing to make claims based on the Picketing Ordinances.

Although Plaintiff's conduct may have technically
violated the now-repealed Public Speaking Ordinance, there
was no credible threat of prosecution under that ordinance
either. The language above from Younger makes it clear that
a plaintiff must allege something beyond the mere existence
of a law to establish a credible threat of prosecution. See,
Younger, supra. In Younger, even the fact that California was
prosecuting another person under the challenged law was not
enough to show a credible threat of prosecution as to other
plaintiffs. Jd. Here, Plaintiff has made no allegation that the
law was applied to anyone else or that anyone threatened to
apply the law to him. As such, he lacks standing to challenge
the Public Speaking Ordinance.

The Court understands that “when a licensing statute
allegedly vests unbridled discretion in a government official
over whether to permit or deny expressive activity, one who

36a

is subject to the law may challenge it facially without the
necessity of first applying for, and being denied, a license.”
City of Lakewood v. Plain Dealer Publ’g Co., 486 U.S. 750,
755-56, 108 S.Ct. 2138, 100 L.Ed.2d 771 (1988). Even if the
repealed Public Speaking Ordinance did give “unbridled
discretion” to a government official, the Court finds no
precedent to support the notion that the relaxed standing
requirement from City of Lakewood does away with the
requirement that a plaintiff face a credible threat of
prosecution. In fact, the reason for relaxing the standing
requirement is to counteract the “chilling” effect which occurs
when a censor with unbridled discretion “intimidates parties
into censoring their own speech.” /d., at 757, 108 S.Ct. 2138.
If there is no allegation that the plaintiffor anyone else will be
prosecuted under a statute giving such discretion to a censor,
then there cannot be the chilling effect that the relaxed
standing requirement is meant to counteract. Here, Plaintiff
has made no such allegation. Therefore, the relaxed standing
requirement from City of Lakewood is unnecessary and
inapplicable.

Even if Plaintiff could have challenged the Public
Speaking Ordinance before it was repealed, the case clearly
became moot when the Asheville City Council repealed the
ordinance on October 14, 2003. Supreme Court cases on the
issue of whether repealing an ordinance moots constitutional
challenges to that ordinance have not been consistently
decided. In one line of cases, the Supreme Court classified the
repeal of an ordinance as “voluntary cessation” of a
challenged action and held that, in general, repealing the
challenged statute will not moot the case. City of Mesquite v.
Aladdin's Castle, Inc., 455 U.S. 283, 289, 102 S.Ct. 1070, 71
L.Ed.2d 152 (1982); Northeastern Florida Chapter of
Associated Gen. Contractors of America v. City of

37a

Jacksonville, 508 U.S. 656, 662, 113 S.Ct. 2297, 124 L.Ed.2d
586 (1993). However, there are numerous Supreme Court
cases that hold that repealing a challenged ordinance does, in
fact, moot the challenge. Diffenderfer v. Central Baptist
Church of Miami, Fla., Inc., 404 U.S. 412, 414, 92 S.Ct. 574,
30 L.Ed.2d 567 (1972); Bigelow v. Virginia, 421 U.S. 809,
817-18, 95 S.Ct. 2222, 44 L.Ed.2d 600 (1975); Kremens v.
Bartley, 431 U.S. 119, 129, 97 S.Ct. 1709, 52 L.Ed.2d 184
(1977); Pope v. Illinois, 481 U.S. 497, 501-02, 107 S.Ct.
1918, 95 L.Ed.2d 439 (1987); Massachusetts v. Oakes, 491
U.S. 576, 583-84, 109 S.Ct. 2633, 105 L.Ed.2d 493 (1989);
Lewis v. Continental Bank Corp., 494 U.S. 472, 478, 110
S.Ct. 1249, 108 L.Ed.2d 400 (1990).

Lower courts have wrestled with this inconsistent
precedent and have most often concluded that Aladdin's
Castle and its progeny apply only when the legislative body
that repealed the challenged statute gives a court reason to
believe that it may reenact the statute or one substantially
similar if the challenge is dismissed. Kentucky Right to Life,
Inc. v. Terry, 108 F.3d 637, 645 (6th Cir.1997) (“This
exception properly applies only when a recalcitrant legislature
clearly intends to reenact the challenged regulation”); Native
Village of Noatak v. Blatchford, 38 F.3d 1505, 1510 (9th
Cir.1994) (“A statutory change ... is usually enough to render
a case moot .... The exceptions to this general line of holdings
are rare and typically involve situations where it is virtually
certain that the repealed law will be reenacted”). In a lengthy
discussion of the Supreme Court’s puzzling inconsistencies,
the Seventh Circuit noted that in both Aladdin’s Castle and
Northeastern Florida there was strong evidence that the
Defendant cities either intended to reenact similar legislation
or had already done so. Federation of Adver. Indus.
Representatives, Inc. v. City of Chicago, 326 F.3d 924, 930

38a

(7th Cir.2003). The Seventh Circuit further stated that
although “some language in the Aladdin's Castle majority
opinion perhaps suggests that mere repeal of a challenged
statute does not moot a case [,] ... in light of both previous
and subsequent cases, we find this language to be dicta and
therefore not controlling.” /d., at 930 n. 5.

This Court comes to the same conclusion as the Seventh
Circuit. Unless there is strong evidence that a legislative body
intends to reenact a repealed statute or one that is substantially
similar to it, repealing a statute will moot constitutional
challenges to that statute. In the present case, Plaintiff has not
alleged that the City Council plans to reenact the Public
Speaking Ordinance or a similar law. Therefore, even if
Plaintiff had standing to challenge the Public Speaking
Ordinance before it was repealed, his challenge would now be
moot.

In addition to arguing that repealing a statute is “voluntary
cessation” of a challenged action and, therefore, does not
render a case moot, Plaintiff argues that his constitutional
challenge to the Public Speaking Ordinance is not moot
because the challenged action is “capable of repetition yet
evading review.” Even when a plaintiff no longer has a
concrete stake in the litigation, courts will continue to hear a
case if “(1) the challenged action [is] in its duration too short
to be fully iitigated prior to its cessation or expiration, and (2)
there was a reasonable expectation that the same complaining
party would be subjected to the same action again.” Weinstein
v. Bradford, 423 U.S. 147, 149, 96 S.Ct. 347, 46 L.Ed.2d 350
(1975).

This doctrine, however, does not apply to the present

[Text truncated at 120,000 characters. The full text is on the page linked above.]

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386007_0951%3A1. Public record. Not legal advice.
