# Appendix — In re Cooper Industries, Inc.

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URL: https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386007_0585%3A2

## Record

- **Collection:** Supreme Court brief
- **Document type:** Appendix
- **Published:** January 1, 2005
- **Citation:** 544 U.S. 1031

## Text

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SUPREME COURT OF THE
UNITED STATES

No. 02-1192

COOPER INDUSTRIES, INC.,
PETITIONER v. AVIALL
SERVICES, INC.

543 U.S. (2004)

October 6, 2004, Argued
December 13, 2004, Decided

JUSTICE THOMAS delivered the opinion of the Court.

Section 113(f)(1) of the Comprehensive Environmental
Response, Compensation, and Liability Act of 1980
(CERCLA)? allows persons who have undertaken efforts to
clean up properties contaminated by hazardous substances to
seek contribution from other parties liable under CERCLA.
Section 113(f)(1) specifies that a party may obtain
contribution "during or following any civil action" under
CERCLA § 106 or § 107(a). The issue we must decide is
whether a private party who has not been sued under § 106 or
§ 107(a) may nevertheless obtain contribution under
§ 113(f)(1) from other liable parties. We hold that it may not.

5 Section 113(f(1) is codified at 42 U.S.C. § 9613(f)(1). We refer
throughout, for the most part, to sections of CERCLA rather than the U.S.
Code.

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I

Under CERCLA, 94 Stat. 2767, the Federal Government
may clean up a contaminated area itself, see § 104, or it may
compel responsible parties to perform the cleanup, see
§ 106(a). See Key Tronic Corp. v. United States, 511 U.S.
809, 814, 128 L. Ed. 2d 797, 114 S. Ct. 1960 (1994). In
either case, the Government may recover its response costs
under § 107, 42 U.S.C. § 9607 (2000 ed. and Supp. 1), the
"cost recovery" section of CERCLA. Section 107(a) lists four
classes of potentially responsible persons (PRPs) and
provides that they "shall be liable" for, among other things,
"all costs of removal or remedial action incurred by the
United States Government . . . not inconsistent with the
national contingency plan." § 107(a)(4)(A).© Section 107(a)
further provides that PRPs shall be liable for "any other
necessary costs of response incurred by any other person
consistent with the national contingency plan."
§ 107(a)(4)(B).

After CERCLA's enactment in 1980, litigation arose over
whether § 107, in addition to allowing the Government and
certain private parties to recover costs from PRPs, also
allowed a PRP that had incurred response costs to recover
costs from other PRPs. More specifically, the question was
whether a private party that had incurred response costs, but
that had done so voluntarily and was not itself subject to suit,
had a cause of action for cost recovery against other PRPs.
Various courts held that § 107(a)(4)(B) and its predecessors
authorized such a cause of action. See, e.g., Wickland Oil
Terminals vy. Asarco, Inc., 792 F.2d 887, 890-892 (CA9
1986); Wallis v. Waste Resource Corp., 761 F.2d 311,

6 The national contingency plan specifies procedures for preparing and
responding to contaminations and was promulgated by the Environmental
Protection Agency (EPA) pursuant to CERCLA § 105, 42 U.S.C. § 9605
(2000 ed. and Supp. I). The plan is codified at 40 CFR pt. 300 (2004).

SEEGERS i SR COT

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317-318 (CA6 1985); Philadelphia v. Stepan Chemical Co.,
544 F. Supp. 1135, 1140-1143 (ED Pa. 1982).

After CERCLA's passage, litigation also ensued over the
separate question whether a private entity that had been sued
in a cost recovery action (by the Government or by another
PRP) could obtain contribution from other PRPs. As
originally enacted in 1980, CERCLA contained no provision
expressly providing for a right of action for contribution. A
number of District Courts nonetheless held that, although
CERCLA did not mention the word "contribution," such a
right arose either impliedly from provisions of the statute, or
as a matter of federal common law. See, e.g., United States v.
New Castle County, 642 F. Supp. 1258, 1263-1269 (Del.
1986) (contribution right arises under federal common law);
Colorado v. ASARCO, Inc., 608 F. Supp. 1484, 1486-1493
(Colo. 1985) (same); Wehner v. Syntex Agribusiness, Inc.,
616 F. Supp. 27, 31 (ED Mo. 1985) (contribution right is
implied from § 107(e)(2)). That conclusion was debatable in
light of two decisions of this Court that refused to recognize
implied or common-law rights to contribution in other federa!
statutes. See Texas Industries, Inc. v. Radcliff Materials, Inc.,
451 U.S. 630, 638-647, 68 L. Ed. 2d 500, 101 S. Ct. 2061
(1981) (refusing to recognize implied or common-law right
to contribution in the Sherman Act or the Clayton Act);
Northwest Airlines, Inc. v. Transport Workers Union, 451
U.S. 77, 90-99, 67 L. Ed. 2d 750, 101 S. Ct. 1571 (1981)
(refusing to recognize implied or common-law right to
contribution in the Equal Pay Act of 1963 or Title VII of the
Civil Rights Act of 1964).

Congress subsequently amended. CERCLA inthe
Superfund Amendments and Reauthorization Act of 1986
(SARA), 100 Stat. 1613, to provide an express cause of
action for contribution, codified as CERCLA § 113(f)(1):

"Any person may seek contribution from any
other person who is liable or potentially liable

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under section 9607(a) of this title, during or
following any civi! action under section 9606
of this title or under section 9607(a) of this
title. Such claims shall be brought in
accordance with this section and the Federal
Rules of Civil Procedure, and shall be
governed by Federal law. In_ resolving
contribution claims, the court may allocate
response costs among :.able parties using such
equitable factors as the court determines are
appropriate. Nothing in this subsection shall
diminish the right of any person to bring an
action for contribution in the absence of a civil
action under section 9606 of this title or
section 9607 of this title." /d., at 1647, as
codified in 42 U.S.C. § 9613(f)(1).

SARA also created a separate express right of contribution,
§ 113(f)(3)(B), for "[a] person who has resolved its liability
to the United States or a State for some or all of a response
action or for some or all of the costs of such action in an
administrative or judicially approved settlement." In short,
after SARA, CERCLA provided for a right to cost recovery
in certain circumstances, § 107(a), and separate rights to
contribution in other circumstances, §§ 113(f)(1),

113(f)(3)(B).’

7 In Key Tronic Corp. v. United States, 511 U.S. 809, 128 L. Ed. 2d 797,
114 S. Ct. 1960 (1994), we observed that § 107 and § 113 created
"similar and somewhat overlapping" remedies. Jd, 511 U.S. at 816, 128
L. Ed. 2d 797, 114 S. Ct. 1960. The cost recovery remedy of
§ 107(a)(4)(B) and the contribution remedy of § 113(f)(1) are similar at a
general level in that they both allow private parties to recoup costs from
other private parties. But the two remedies are clearly distinct.

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II

This case concerns four contaminated aircraft engine
maintenance sites in Texas. Cooper Industries, Inc., owned
and operated those sites until 1981, when it sold them to
Aviall Services, Inc. Aviall operated the four sites for a
number of years. Ultimately, Aviall discovered that both it
and Cooper had contaminated the facilities when petroleum
and other hazardous substances leaked into the ground and
ground water through underground storage tanks and spills.

Aviall notified the Texas Natural Resource Conservation
Commission (Commission) of the contamination. The
Commission informed Aviall that it was violating state
environmental laws, directed Aviall to clean up the site, and
threatened to pursue an enforcement action if Aviall failed to
undertake remediation. Neither the Commission nor the EPA,
however, took judicial or administrative measures to compel
cleanup.

Aviall cleaned up the properties under the State's
supervision, beginning in 1984. Aviall sold the properties to
a third party in 1995 and 1996, but remains contractually
responsible for the cleanup. Aviall has _ incurred
approximately $ 5 million in cleanup costs; the total costs
may be even greater. In August 1997, Aviall filed this action
- against Cooper in the United States District Court for the
Northern District of Texas, seeking to recover cleanup costs.
The original complaint asserted a claim for cost recovery
under CERCLA § 107(a), a separate claim for contribution
under CERCLA § 113(f)(1), and state-law claims. Aviall
later amended the complaint, combining its two CERCLA
claims into a single, joint CERCLA claim. That claim alleged
that, pursuant to § 113(f)(1), Aviall was entitled to seek
contribution from Cooper, as a PRP under § 107(a), for
response costs and other liability Aviall incurred in

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connection with the Texas facilities. Aviall continued to
assert state-law claims as well.

Both parties moved for summary judgment, and the
District Court granted Cooper's motion. The court held that
Aviall, having abandoned its § 107 claim, sought
contribution only under § 113(f)(1). The court held that
§ 113(f)(1) relief was unavailable to Aviall because it had not
been sued under CERCLA § 106 or § 107. Having dismissed
Aviall's federal claim, the court declined to exercise
jurisdiction over the state-law claims.

A divided panel of the Court of Appeals for the Fifth
Circuit affirmed. 263 F.3d 134 (2001). The majority, relying
principally on the "during or following" language in the first
sentence of § 113(f)(1), held that "a PRP seeking
contribution from other PRPs under § 113(f)(1) must have a
pending or adjudged § 106 administrative order or § 107(a)
cost recovery action against it." Jd, at 145. The dissent
reasoned that the final sentence of § 113(f)(1), the saving
clause, clarified that the federal common-law right to
contribution survived the enactment of § 113(f)(1), even
absent a § 106 or § 107(a) civil action. Jd, at 148-150
(opinion of Wiener, J.).

On rehearing en banc, the Fifth Circuit reversed by a
divided vote, holding that § 113(f)(1) allows a PRP to obtain
contribution from other PRPs regardless of whether the PRP
has been sued under § 106 or § 107. 312 F.3d 677 (2002).
The court held that "[s]ection 113(f)(1) authorizes suits

8 Aviall asserts that it framed its claim in the manner compelled by Fifth
Circuit precedent holding that a § 113 claim is a type of § 107 claim.
Geraghty & Miller, Inc. v. Conoco, Inc., 234 F.3d 917, 924 (CAS 2000);
see also, e.g., Centerior Serv. Co. v. Acme Scrap Iron & Metal Corp., 153
F.3d 344, 349-353 (CA6 1998); Sun Co., Inc. v. Browning-Ferris, Inc.,
124 F.3d 1187, 1191 (CA10 1997); Pinal Creek Group v. Newmont
Mining Corp., 118 F.3d 1298, 1301-1302 (CA9 1997).

Ta

against PRPs in both its first and last sentence[,] which states
without qualification that 'nothing’ in the section shall
‘diminish’ any person's right to bring a contribution action in
the absence of a section 106 or section 107(a) action." /d., at
681. The court reasoned in part that "may" in § 113(f)(1) did
not mean "may only." /d., at 686-687. Three members of the
en banc court dissented for essentially the reasons given by
the panel majority. /d., at 691-693 (opinion of Garza, J.). We
granted certiorari, 540 U.S. 1099, 540 U.S. 1099, 157 L. Ed.
2d 811, 124 S. Ct. 981, and now reverse.

Il
A

Section 113(f)(1) does not authorize Aviall's suit. The
first sentence, the enabling clause that establishes the right of
contribution, provides: "Any person may _ seek
contribution ... during or following any civil action under
section 9606 of this title or under section 9607(a) of this
title," 42 U.S.C. § 9613 (f)(1) (emphasis added). The natural
meaning of this sentence is that contribution may only be
sought subject to the specified conditions, namely, "during or
following" a specified civil action.

Aviall answers that "may" should be read permissively,
such that "during or following" a civil action is one, but not
the exclusive, instance in which a person may seek
contribution. We disagree. First, as just noted, the natural
meaning of "may" in the context of the enabling clause is that
it authorizes certain contribution actions -- ones that satisfy
the subsequent specified condition -- and no others.

Second, and relatedly, if § 113(f)(1) were read to
authorize contribution actions at any time, regardless of the
existence of a § 106 or § 107(a) civil action, then Congress
need not have included the explicit "during or following"
condition. In other words, Aviall's reading would render part
of the statute entirely superfluous, something we are loath to

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do. See, e.g., Hibbs v. Winn, 542 U.S. _, __, 540 US.
1099, 157 L. Ed. 2d 811, 124 S. Ct. 982 (2004) (slip op., at
10). Likewise, if § 113(f)(1) authorizes contribution actions
at any time, § 113(f)(3)(B), which permits contribution ‘
actions after settlement, is equally superfluous. There is no ,
reason why Congress would bother to specify conditions

under which a person may bring a contribution claim, and at

the same time allow contribution actions absent those
conditions.

The last sentence of § 113(f)(1), the saving clause, does
not change our conclusion. That sentence provides: "Nothing
in this subsection shall diminish the right of any person to
bring an action for contribution in the absence of a civil
action under section 9606 of this title or section 9607 of this
title." 42 U.S.C. § 9613(f)(1). The sole function of the
sentence is to clarify that § 113(f)(1) does nothing to
"diminish" any cause(s) of action for contribution that may
exist independently of § 113(f)(1). In other words, the
sentence rebuts any presumption that the express right of
contribution provided by the enabling clause is the exclusive
cause of action for contribution available to a PRP. The
sentence, however, does not itself establish a cause of action;
nor does it expand § 113(f)(1) to authorize contribution
actions not brought "during or following" a § 106 or § 107(a)
civil action; nor does it specify what causes of action for
contribution, if any, exist outside § 113(f)(1). Reading the
saving clause to authorize § 113(f)(1) contribution actions
not just "during or following" a civil action, but also before
such an action, would again violate the settled rule that we
must, if possible, construe a statute to give every word some
operative effect. See United States v. Nordic Village, Inc.,
503 U.S. 30, 35-36, 117 L. Ed. 2d 181, 112 S. Ct. 1011
(1992).

Our conclusion follows not simply from § 113(f)(1)
itself, but also from the whole of § 113. As noted above,

a — eee

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§ 113 provides two express avenues for contribution:
§ 113(f)(1) ("during or following" specified civil actions) and
§ 113(f)(3)(B) (after an administrative or judicially approved
settlement that resolves liability to the United States or a
State). Section 113(g)(3) then provides two corresponding 3-
year limitations periods for contribution actions, one
beginning at the date of judgment, § 113(g)(3)(A), and one
beginning at the date of settlement, § 113(g)(3)(B). Notably
absent from § 113(g)(3) is any provision for starting the
limitations period if a judgment or settlement never occurs,
as is the case with a purely voluntary cleanup. The lack of
such a provision supports the conclusion that, to assert a
contribution claim under § 113(f), a party must satisfy the
conditions of either § 113(f)(1) or § 113(f)(3)(B).

Each side insists that the purpose of CERCLA bolsters its
reading of § 113(f)(1). Given the clear meaning of the text,
there is no need to resolve this dispute or to consult the
purpose of CERCLA at all. As we have said: "It is ultimately
the provisions of our laws rather than the principal concerns
of our legislators by which we are governed." Oncale v.
Sundowner Offshore Services, Inc., 523 U.S. 75, 79, 140 L.
Ed. 2d 201, 118 S. Ct. 998 (1998). Section 113(f)(1), 100
Stat. 1647, authorizes contribution claims only "during or
following" a civil action under § 106 or § 107(a), and it is
undisputed that Aviall has never been subject to such an
action.? Aviall therefore has no § 113(f)(1) claim.

B

Aviall and amicus Lockheed Martin contend that, in the
alternative to an action for contribution under § 113(f)(1).,

9 Neither has Aviall been subject to an administrative order under § 106;
thus, we need not decide whether such an order would qualify as a "civil
action under section 9606 . . . or under section 9607(a)" of CERCLA. 42
U.S.C. § 9613(f(1).

10a

Aviall may recover costs under § 107(a)(4)(B) even though it
is a PRP. The dissent would have us so hold. We decline to
address the issue. Neither the District Court, nor the Fifth
Circuit panel, nor the Fifth Circuit sitting en banc considered
Aviall's § 107 claim. In fact, as noted above, Aviall included
separate § 107 and § 113 claims in its original complaint, but
then asserted a "combined" § 107/ § 113 claim in its
amended complaint. The District Court took this
consolidated claim to mean that Aviall was relying on § 107
"not as an independent cause of action," but only "to the
extent necessary to maintain a viable § 113(f)(1) contribution
claim." Civ. Action No. 3:97-CV-1926-D (ND Tex., Jan. 13,
2000), App. to Pet. for Cert. 94a, n. 2. Consequently the
court saw no need to address any freestanding § 107 claim.
The Fifth Circuit panel likewise concluded that Aviall no
longer advanced a standalone § 107 claim. 263 F.3d at 137,
n. 2. The en banc court found it unnecessary to decide
whether Aviall had waived the § 107 claim, because it held
that Aviall could rely instead on § 113. 312 F.3d at 685, n.
15. Thus, the court did not address the waiver issue, let alone
the merits of the § 107 claim. ;

"We ordinarily do not decide in the first instance issues
not decided below." Adarand Constructors, Inc. v. Mineta,
534 U.S. 103, 109, 151 L. Ed. 2d 489, 122 S. Ct. 511 (2001)
(per curiam) (internal quotation marks omitted). Although
we have deviated from this rule in exceptional circumstances,
United States v. Mendenhall, 446 U.S. 544, 551-552, n. 5, 64
L. Ed. 2d 497, 100 S. Ct. 1870 (1980), the circumstances
here cut against resolving the § 107 claim. Both the question
whether Aviall has waived this claim and the underlying
§ 107 question (if it is not waived) may depend in part on the
relationship between §§ 107 and 113. That relationship is a
significant issue in its own right. It is also well beyond the
scope of the briefing and, indeed, the question presented,
which asks simply whether a private party "may bring an

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action seeking contribution pursuant to CERCLA Section
113(f)(1)." Pet. for Cert. i. The § 107 claim and the
preliminary waiver question merit full consideration by the
courts below.

Furthermore, the parties cite numerous decisions of the
Courts of Appeals as holding that a private party that is itself
a PRP may not pursue a § 107(a) action against other PRPs
for joint and several liability. See, e.g., Bedford Affiliates v.
Sills, 156 F.3d 416, 423-424 (CA2 1998); Centerior Serv.
Co. v. Acme Scrap Iron & Metal Corp., 153 F.3d 344, 349-
356 (CA6 1998); Pneumo Abex Corp. v. High Point, T. & D.
R. Co., 142 F.3d 769, 776 (CA4 1998); Pinal Creek Group v.
Newmont Mining Corp., 118 F.3d 1298, 1301-1306 (CA9
1997); New Castle County v. Halliburton NUS Corp., 111
F.3d 1116, 1120-1124 (CA3 1997); Redwing Carriers, Inc. v.
Saraland Apartments, 94 F.3d 1489, 1496, and n. 7 (CAI1
1996); United States v. Colorado & E. R. Co., 50 F.3d 1530,
1534-1536 (CA10 1995); United Technologies Corp. v.
Browning-Ferris Industries, 33 F.3d 96, 98-103 (CA1 1994).
To hold here that Aviall may pursue a § 107 action, we
would have to consider whether these decisions are correct,
an issue that Aviall has flagged but not briefed. And we
might have to consider other issues, also not briefed, such as
whether Aviall, which seeks to recover the share of its
cleanup costs fairly chargeable to Cooper, may pursue a
§ 107 cost recovery action for some form of liability other
than joint and several. We think it more prudent to withhold
judgment on these matters.

In-view of the importance of the § 107 issue and the
absence of briefing and decisions by the courts below, we are
not prepared -- as the dissent would have it -- to resolve the
§ 107 question solely on the basis of dictum in Key Tronic.
We held there that certain attorney's fees were not "necessary
costs of response” within the meaning of § 107(a)(4)(B). 511
U.S., at 818-821, 128 L. Ed. 2d 797, 114 S. Ct. 1960. But we

l2a

did not address the relevance, if any, of Key Tronic's status
as a PRP or confront the relationship between §§ 107 and
113. In discussing § 107, we did not even classify it precisely
as a right of cost recovery or a right of contribution, as the
dissent's descriptions of the decision reveal. Post, at 1-2
(opinion of GINSBURG, J.) (describing Key Tronic as
recognizing a right to "seek recovery of cleanup costs
(quoting 511 U.S., at 818, 128 L. Ed. 2d 797, 114 S. Ct.
1960), but in the following paragraph saying that Key 7ronic
identified a "right to contribution"). "Questions which merely
lurk in the record, neither brought to the attention of the court
nor ruled upon, are not to be considered as having been so
decided as to constitute precedents." Webster v. Fall, 266
U.S. 507, 511, 69 L. Ed. 411, 45 S. Ct. 148 (1925). Aviall
itself recognizes the need for fuller examination of the § 107
claim; it has simply requested that we remand for
consideration of that claim, not tha! we resolve the claim in
the first instance.

.

In addition to leaving open whether Aviall may seek cost
recovery under § 107, Part III-B, supra, we decline to decide
whether Aviall has an implied right to contribution under
§ 107. Portions of the Fifth Circuit's opinion below might be
taken to endorse the latter cause of action, 312 F.3d at 687;
others appear to reserve the question whether such a cause of
action exists, id, at 685, n. 15. To the extent that Aviall
chooses to frame its § 107 claim on remand as an implied
right of contribution (as opposed to a right of cost
recovery ),'° we note that this Court has visited the subject of
implied rights of contribution before. See Texas I/ndustries,
451 U.S., at 638-647, 68 L. Ed. 2d 500, 101 S. Ct. 2061;

10 As noted above, we do not address whether a § 107 cost recovery
action by Aviall (if not waived) may seek some form of liability other
than joint and several.

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Northwest Airlines, 451 U.S., at 90-99, 67 L. Ed. 2d 750, 101
S. Ct. 1571. We also note that, in enacting § 113(f)(1),
Congress explicitly recognized a particular set (claims
"during or following" the specified civil actions) of the
contribution rights previously implied by courts from
provisions of CERCLA and the common law. Cf.
Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U.S. 11,
19. 62 L. Ed. 2d 146, 100 S. Ct. 242 (1979). Nonetheless, we
need not and do not decide today whether any judicially
implied right of contribution survived the passage of SARA.

** *

We hold only that § 113(f)(1) does not support Aviall’s
suit. We therefore reverse the judgment of the Fifth Circuit
and remand the case for further proceedings consistent with
this opinion.

It is so ordered.

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SUPREME COURT OF THE
UNITED STATES

No. 02-1192

COOPER INDUSTRIES, INC.,
PETITIONER v. AVIALL
SERVICES, INC.

543 U.S. (2004)

October 6, 2004, Argued
December 13, 2004, Decided

JUSTICE GINSBURG, with whom JUSTICE STEVENS
joins, dissenting.

Aviall Services, Inc., purchased from Cooper Industries,
Inc., property that was contaminated with hazardous
substances. Shortly after the purchase, the Texas Natural
Resource Conservation Commission notified Aviall that it
would institute enforcement action if Aviall failed to
remediate the property. Aviall promptly cleaned up the site
and now seeks reimbursement from Cooper. In my view, the
Court unnecessarily defers decision on Aviall's entitlement to
recover cleanup costs from Cooper.

In Key Tronic Corp. v. United States, 511 U.S. 809, 818,
128 L. Ed. 2d 797, 114 S. Ct. 1960 (1994), all Members of
this Court agreed that § 107 of the Comprehensive
Environmental Response, Compensation, and Liability Act
of 1980 (CERCLA), 42 U.S.C. § 9607, "unquestionably
provides a cause of action for [potentially responsible
persons (PRPs)] to seek recovery of cleanup costs." The
Court rested that determination squarely and solely on

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§ 107(a)(4)(B), which allows any person who has incurred
costs for cleaning up a hazardous waste site to recover all or

a portion of those costs from any other person liable under
CERCLA.!!

The Key Tronic Court divided, however, on the question
whether the right to contribution is implicit in § 107(a)'s text,
as the majority determined, or whether § 107(a) expressly
confers the right, as the dissenters urged. The majority stated:
Section 107 "implies -- but does not expressly command --
that [a PRP] may have a claim for contribution against those
treated as joint tortfeasors." 511 U.S., at 818, 128 L. Ed. 2d
797, 114 S. Ct. 1960, and n. 11 ((emphasis added)). The
dissent maintained: "Section 107(a)(4)(B) states, as clearly as
can be, that 'covered persons . . . shall be liable for. . .
necessary costs of response incurred by any other person.’
Surely to say that A shall be liable to B is the express
creation of a right of action." /d., at 822, 128 L. Ed. 2d 797,
114 S. Ct. 1960. But no Justice expressed the slightest doubt
that § 107 indeed did enable a PRP to sue other covered
persons for reimbursement, in whole or part, of cleanup costs
the PRP legitimately incurred.

In its original complaint, Aviall identified § 107 as the
federal-law basis for an independent cost-recovery claim
against Cooper, and § 113 as the basis for a contribution
claim. App. 8A, 16A-17A. In amended pleadings, Aviall
alleged both §§ 107 and 113 as the federal underpinning for

11 Key Tronic, a PRP, asserted a cost-recovery claim under § 107(a) to
recoup approximately $ 1.2 million in costs that it allegedly incurred
cleaning up its site "at its own initiative." Key Tronic Corp. v. United
States, 984 F.2d 1025, 1026 (CA9 1993). Although Key Tronic settled a
portion of its liability with the Environmental Protection Agency (EPA),
the claim advanced in Key Tronic's § 107(a) suit rested on remedial
action taken before the EPA's involvement, remediation that did not
figure in the settlement. /d., at 1026-1027; Key Tronic Corp. v. United
States, 511 U.S. 809, 811-812, 128 L. Ed. 2d 797, 114 S. Ct. 1960 (1994).

l6a

its contribution claim. /d., at 27A, 48A. Aviall's use of
§§ 113 and 107 in tandem to assert a contribution claim
conformed its pleading to then-governing Fifth Circuit
precedent, which held that a CERCLA contribution action
arises through the joint operation of § 107(a) and § 113(f)(1).
See Geraghty and Miller, Inc. v. Conoco, Inc., 234 F.3d 917,
924 (2000) ("While section 113(f) is the vehicle for bringing
a contribution action, it does not create a new cause of action
or create any new liabilities. Rather, it is a mechanism for
apportioning costs that are recoverable under section 107."
(footnote omitted)). A party obliged by circuit precedent to
plead in a certain way can hardly be deemed to have waived
a plea the party could have maintained had the law of the
Circuit permitted him to do so. But cf. ante, at 9-10.

In the Fifth Circuit's view, § 107 supplied the right of
action for Aviall's claim, and § 113(f)(1) prescribed the
procedural framework. 312 F.3d 677, 683, and n. 10 (2002)
(stating that § 107" impliedly authorizes a cause of action for
contribution" and § 113(f) "governs and regulates" the action
(citing Geraghty and Miller, 234 F.3d at 924) (internal
quotation marks omitted)); see § 113(f)(1) (calling for the
governance of "Federal law" and the application of "the
Federal Rules of Civil Procedure," and specifying that "in
resolving contribution claims, the court may allocate
response costs among liable parties using such equitable
factors as the court determines are appropriate"). Notably,
Aviall expressly urged in the Court of Appeals that, were the
court to conclude that § 113(f)(1)'s "during or following"
language excluded application of that section to this case,
Aviall's suit should be adjudicated independently under
§ 107(a). See Response of Appellant Aviall Services, Inc., to
the Amicus Curiae Brief of the United States in No. 00-
10197 (CAS), p. 24 ("Parties who are excluded from seeking
contribution under section 113(f)(1) must therefore have
available to them the broader right of cost recovery [covering

17a

both full recovery and contribution] under section 107(a).");
cf. Key Tronic, 511 U.S., at 816, 128 L. Ed. 2d 797, 114 S.
Ct. 1960 ("The statute now expressly authorizes a cause of
action for contribution in § 113 and impliedly authorizes a
similar and somewhat overlapping remedy in § 107.").

I see no cause for protracting this litigation by requiring
the Fifth Circuit to revisit a determination it has essentially
made already: Federal courts, prior to the enactment of
§ 113(f)(1), had correctly held that PRPs could "recover
[under § 107] a proportionate share of their costs in actions
for contribution against other PRPs," 312 F.3d at 687;!2
nothing in § 113 retracts that right, ibid. (noting that
§ 113(f)'s saving clause preserves all preexisting state and
federal rights of action for contribution, including the § 107
implied right this Court recognized in Key Tronic, 511 U.S.,

12 The cases to which the Court refers, ante, at 12, Texas Industries, Inc.
v. Radcliff Materials, Inc., 451 U.S. 630, 68 L. Ed. 2d 500, 101 S. Ct.
2061 (1981), and Northwest Airlines, Inc. v. Transport Workers Union,
451 U.S. 77, 67 L. Ed. 2d 750, 101 S. Ct. 1571 (1981), do not address the
implication of a right of action for contribution under CERCLA. Texas
Industries concerned the Sherman and Clayton Acis, 451 U.S., at 639-
646, 68 L. Ed. 2d 500, 101 S. Ct. 2061; Northwest Airlines, the Equal Pay
Act and Title VII, 451 U.S., at 90-99, 67 L. Ed. 2d 750, 101 S. Ct. 1571.
A determination suitable in one statutory context does not necessarily
carry over to a different statutory setting.

18a

at 816, 128 L. Ed. 2d 797, 114 S. Ct. 1960). Accordingly, I
would not defer a definitive ruling by this Court on the
question whether Aviall may pursue a § 107 claim for relief
against Cooper.

19a

No. 00-10197

IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

AVIALL SERVICES, INC.,
Plaintiffs-Counter Defendant-Appellant,

VS.

COOPER INDUSTRIES, INC..,
Defendant-Counter Claimant-Appellee.

Appeal from the United States District Court
Northern District of Texas

MOTION FOR LEAVE TO FILE
SUPPLEMENTAL BRIEFS

Appellant Aviall Services, Inc., asks this court to set a
briefing schedule and allow the parties to file supplemental
briefs on the issues that the Supreme Court has remanded to
the en banc court. In support, Aviall states as follows:

1. In August 1997, Aviall filed this action
against Cooper Industries, Inc., in the United States District
Court for the Northern District of Texas, seeking to recover
from Cooper a share of Aviall’s environmental clean-up
costs. Aviall asserted some state law claims but primarily
sought recovery under section 107 and section 113 of the

20a

federal Comprehensive Environmental Response,
Compensation, and Liability Act (“CERCLA”), 42 U.S.C.
§§ 9607, 9613.

- Both parties filed summary judgment motions.
The district court granted Cooper's motion and denied Aviall's
motion. Concluding that Aviall had dropped its section 107 claim
when it filed an amended complaint, the court ruled solely on
the propriety of Aviall's section 113 claim. The court read
section 113 to allow an action for contribution only during or
after a civil action under CERCLA. Because Aviall's clean up
was not undertaken pursuant to a CERCLA suit, the court
ruled that Aviall could not maintain its section 113 claim.
The court then dismissed Aviall's section 113 claim and,
choosing not to exercise supplemental jurisdiction over
Aviall's state law claims, dismissed the entire case for lack of
subject matter jurisdiction.

“a

3. On appeal a divided panel of this court
affirmed on substantially the same reasoning. 263 F.3d 134
(2001). On rehearing, this court sitting en banc reversed and
held that Aviall could pursue its contribution action. 312
F.3d 677 (2002).

4. The Supreme Court granted Cooper's petition
for writ of certiorari. On December 13, 2004, the Court
reversed the en banc court and held that Aviall had no valid
section 113 claim against Cooper. 543 U.S. _, 125 S.Ct.
577 (2004) (Exhibit 1). Admitting uncertainty was to
whether this court had ruled that Aviall had dropped its
section 107 claim in the amended complaint, the Court
declined to decide whether such a claim was still before the
district court. It remanded that issue to this court.

a Although Aviall mentioned this issue in its brief
to the Supreme Court, see Brief of Respondent at 7 n.4,
36-38 (Exhibit 2), the Court noted that the parties had not

2la

fully briefed the issue in this court. Because this specific
matter is the subject of the Court's remand, the issue now
requires full briefing in this court.

6. Aviall proposes the following _ briefing
schedule and page limits:
Aviall’s Brief (15 pages) 14 days afier the ruling on this motion
Cooper’s Brief (15 pages) 14 days after Aviall’s brief is served

Aviall’s Reply Brief (7 pages) 7 days after Cooper’s brief is served

7. Aviall also requests that the court hear oral
argument on this issue.

WHEREFORE Aviall respectfully requests that this
court: (1) allow the parties to file supplemental briefs on the
issue whether Aviall may pursue its section 107 claim,
(2) adopt the proposed briefing schedule and page limits, and
(3) hear oral argument on the section 107 issue.

Respectfully submitted,

GARDERE WYNNE SEWELL LLP

/s/

Richard O. Faulk

Cynthia J. Bishop

3000 Thanksgiving Tower
1601 Elm Street

Dallas, Texas 75201
(214) 999-3000

(214) 999-4667 (Fax)

ATTORNEYS FOR APPELLANT

22a

No. 00-10197

IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

AVIALL SERVICES, INC.,
Plaintiff —Appellant
VS.
COOPER INDUSTRIES, INC..,

Defendant —Appellee

Appeal from the United States District Court
Northern District of Texas

RESPONSE BRIEF OF COOPER INDUSTRIES, INC.
IN OPPOSITION TO AVIALL SERVICES, INC.’s
MOTION FOR LEAVE TO FILE SUPPLEMENTAL
BRIEFS

Aviall Services, Inc. (“Aviall”) requests that this
Court take the extraordinary step of allowing direct
“supplemental briefs on the issue [of] whether Aviall may
pursue its section 107 claim.” MOTION FOR LEAVE at 4/7.
Such an approach would unnecessarily abrogate the
customary judicial procedure of allowing the District Court
to digest all evidentiary considerations, frame the factual

23a

findings and determine the related legal issues presented,
prior to any appellate review that might later be required.
Accordingly, appellee Cooper Industries, Inc. (“Cooper”)
respectfully requests that this Court deny Aviall’s request for
immediate appellate briefing on the secondary § 107 issue,
and instead remand this matter to the District Court for
consideration and determination of the issues presented in the
normal course.

First, the Supreme Court expressly distinguished the
threshold, “preliminary waiver question” (i.e., “the question
whether Aviall has waived this claim”), from “the underlying
§ 107 question (if it is not waived)....” Cooper Industries,
Inc. v. Aviall Services, Inc., __ U.S. ___, 2004 U.S. LEXIS
8271 at *21-23 (2004) (emphasis added). Clearly, “the
preliminary waiver question” must first be resolved before
the secondary issue would even be ripe for consideration. /d.
at *22. In other words, if Aviall is found to have waived a
potential direct cost-recovery claim under CERCLA § 107 —
through abandonment of that cause of action in its pleadings,
failure to prosecute the claim, direct representations or
admissions to the District Court, failure to appeal the District
Court’s previous determination regarding abandonment of
the direct § 107 claim, etc.!3 — then this case is over.

13 Curiously, while Aviall admits in its current motion that the District
Court “[cJonclud[ed] that Aviall had dropped its section 107 claim when
it filed an amended complaint,” MOTION FOR LEAVE at 42, Aviall’s
appeal to this Court was limited exclusively to the question of whether a
“responsible party” can “recover its [alleged] cleanup costs from another
responsible party under § 113 of CERCLA.” See BR. OF APPELLANT
(May 19, 2000) at 2, emphasis added. Indeed, there is no mention
whatsoever of CERCLA § 107, or the District Court’s prior
determination, in the “Statement of Issues” appealed by Aviall to this
Court nearly five years ago. Under FED. R. App. P. 28(a), “[t]he brief of
the appellant must contain...[a] statement of the issues presented for
review.” See also Nissho-Ilwai Co., Ltd. v. Occidental Crude Sales, Inc.,
729 F.2d 1530, 1539 n. 14 (5™ Cir. 1984) (granting motion to strike

24a

Further, denial of Aviall’s current motion is
particularly warranted since the threshold waiver issue is
inherently factual and must be remanded to the natural fact-
finder (i.e., the District Court) where the underlying actions
were taken and representations made by counsel for Aviall.
If further factual inquiry is necessary for “full consideration
by the courts below,” as directed by the Supreme Court (id.),
that inquiry and factual determination must necessarily start
with the fact-finding court.

I. PROCEDURAL BACKGROUND

Aviall filed this action seeking to recover
environmental costs it incurred addressing contamination at
four of its properties. Aviall initially asserted a direct
“CERCLA Cost Recovery” claim under § 107(a), as well as a
“CERCLA Contribution” claim under § 113(f)(1) and a
multitude of pendant state-law causes of action. Aviall
subsequently decided to amend its complaint, omitting the §
107 “CERCLA Cost Recovery” cause of action altogether.
Both the District Court and a panel of this Court addressed
Aviall’s remaining § 113 contribution claim and ruled that it
lacked the necessary legal prerequisites to survive. Sitting en
banc, this Court reversed. However, the Supreme Court
ultimately held that “Section 113(f)(1) does not authorize
Aviall’s suit” and remanded the case. /d. at *16.

portion of appellant’s reply brief on the grounds that “an [appellant’s]
original brief abandons all points not mentioned therein”) (internal
citation omitted); accord Bank One, Texas, N.A. v. Taylor, 970 F.2d 16,

27 (5" Cir. 1992); Stockman v. Federal Election Commission, 138 F.3d
144 (1998).

25a

Il. AVIALL’S REQUEST CONTRADICTS THE SUPREME
COURT’S INSTRUCTIONS

When this action was before the Supreme Court,
Aviall only “mentioned”!4 the issue of whether it might have
been entitled to directly “recover costs under CERCLA
§107(a)(4)(B).” Cooper, 2004 U.S. LEXIS 8271 at *21.
However, after rejecting Aviall’s § 113 contribution claim,
the Supreme Court expressly “declined to address” this
contingent, un-briefed argument. Jd. at *21. Instead, it
determined that:

Neither the District Court, nor the Fifth-
Circuit panel, nor the Fifth Circuit sitting
en banc considered Aviall’s § 107 claim.
Aviall included separate § 107 and § 113
claims in its original complaint, but then
asserted a “‘combined” § 107/ § 113 claim in
its amended complaint. The District Court
took this consolidated claim to mean that
Aviall was relying on § 107 “not as an
independent cause of action,” but only “to
the extent necessary to maintain a viable §
113(f)(1) contribution claim.” Consequently
the court saw no need to address any
freestanding § 107 claim. The Fifth Circuit
panel likewise concluded that Aviall no
longer advanced a standalone § 107 claim.
The en banc court found it unnecessary to
decide whether Aviall had waived the § 107
claim, because it held that Aviall could rely

14 See MOTION FOR LEAVE at 95. Aviall has never suggested that it
actually appealed this issue for consideration by the Court.

26a

instead on § 113. Thus, the court did not
address the waiver issue, let alone the
merits of the § 107 claim.

Id. (emphasis added and internal citations omitted).

The nature of the Supreme Court’s remand precludes
Aviall’s motion for direct briefing before this Court. The
Supreme Court expressly stated that “[t]he $107 claim and
the preliminary waiver question merit full consideration by
the courts below.” Jd. (emphasis added). It also consistently
noted that these issues would benefit from “briefing and
decisions by the courts below....” /d. (emphasis added).
The Supreme Court’s consistent plural references to “courts”
and “decisions” as well as its request for “full consideration”
leave no doubt that it intended for normal processing before
the District Court and then, if necessary, associated appellate
review. To go along with Aviall’s current request would
impermissibly usurp the normal course of judicial
proceedings clearly anticipated by the Supreme Court.

Indeed, the Supreme Court reached its decision under
the basic precept that appellate courts “ordinarily do not
decide in the first instance issues not decided below.” /d. at
*22 (quoting Adarand Constructors, Inc. v. Mineta, 534 U.S.
103, 109 (2001) (per curium)). It then reasoned that the
“exceptional circumstances” which occasionally warrant
deviation from this principle were not present in this case,
instead concluding that “the circumstances here cut against
resolving the §107 claim.” /d. (emphasis in original). These
same over-arching principles apply with equal force to this
Court. Aviall’s instant motion requests preemptive appellate
review of issues that the Supreme Court ruled “/njeither the
District Court, nor the Fifth Circuit panel, nor the Fifth
Circuit sitting en banc [have] considered....” Id. at *21
(emphasis added). Based on the Supreme Court’s own

27a

analysis, immediate appellate briefing and review would be
inappropriate. Rather, when a Supreme Court mandate is
clear (as it is here) “it is the duty of the Circuit Court to carry
it into execution....”. West v. Brashear, 39 U.S. 51, 54
(1840)

lil. AVIALL’S REQUEST WOULD PRECLUDE NECESSARY
FACTUAL INQUIRY

The Supreme Court's chosen course of action is fully
consistent with the factual nature of the issues to be
determined. The first, and perhaps only, issue that will need
to be addressed is whether Aviall has waived its right to
further pursue a direct cost-recovery claim under CERCLA §
107. Waiver is an innately factual issue. See, e.g., United
States v. Avants, 278 F.3d 510, 519 (5" Cir. 2002) (whether
or not a party has waived an argument in the district court is
a question of fact); Meeks v. Cabana, 845 F.2d 1319, 1322-
23 (5" Cir. 1988) (state court’s finding of a waiver “involves
a pure question of fact that is entitled to the presumption of
correctness”); First Interstate Bank of Ariz. v. Interfund
Corp., 924 F.2d 588, 595 (5" Cir. 1991) (defense of waiver is
a question of fact).

A detailed assessment of this factual issue may
necessarily involve fact gathering, including discovery
regarding the circumstances surrounding Aviall’s change in
position and testimony from each person involved.
Ultimately, this inquiry may culminate in an evidentiary
hearing centered upon facts not currently in the record.
Following such an inquiry, Judge Fitzwater will be uniquely
positioned to decide this factual issue based upon his historic
personal interaction with counsel, the testimony and
demeanor of other witnesses and the nature of the arguments
made. In contrast, an appellate court lacks the fact-finding

28a

apparatus necessary to conduct a fulsome review of the
waiver issue.

As this Court has acknowledged, remand is the proper
result where the parties have not had “a full and fair
opportunity to develop facts relevant to the...decision.”
Fruge v. Blood Services, 506 F.2d 841, 844 (5 Cir. 1975).
In this case, remand to the District Court in the first instance
“is essential in order that parties may have the opportunity to
offer all the evidence they believe relevant to the issues
which the trial tribunal is alone competent to decide; it is
equally essential in order that litigants may not be surprised
on appeal by final decision there of issues upon which they
have had no opportunity to introduce evidence.” Hormel v.
Helvering, 312 U.S. 552, 556 (1941). Therefore, even if the
rejection of Aviall’s extraordinary motion for direct appellate
review was not mandated by the Supreme Court’s ruling, it
would be required by the nature of the issues at hand.

IV. CONCLUSION

The Supreme Court’s ruling that “[t]he §107 claim
and the preliminary waiver question merit full consideration
by the courts below” requires the rejection of Aviall’s
extraordinary request for direct appellate briefing. Further,
denial of Aviail’s motion is warranted because the threshold
waiver issue requires the “full and fair” factual inquiry that
this Court has recognized must precede appellate review.
Accordingly, Cooper respectfully requests that this Court
deny Aviall’s MOTION FOR LEAVE TO FILE SUPPLEMENTAL
BRIEFS and instead remand this matter to the District Court
for full consideration of: (1) whether Aviall has waived its
right to assert a direct cost-recovery claim under CERCLA

29a

§107; and, if necessary, (2) whether Aviall would be
authorized by CERCLA to assert such a claim.

Respectfully submitted,

/s/
Dale E. Stephenson
Allen A. Kacenjar
SQUIRE, SANDERS &
’ DEMPSEY L.L.P.
4900 Key Tower
127 Public Square
Cleveland, Ohio 44114-1304
(216) 479-8500

30a

No. 00-10197

IN THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

AVIALL SERVICES, INC.,
Plaintiffs-Counter Defendant-Appellant,

VS.

COOPER INDUSTRIES, INC.,
Defendant-Counter Claimant-Appellee.

Appeal from the United States District Court
Northern District of Texas

REPLY BRIEF OF AVIALL SERVICES, INC.
IN SUPPORT OF REQUEST FOR SUPPLEMENTAL
BRIEFING

i Summary of reply argument.

Cooper argues that the issues of whether Aviall
waived its section 107 claim and whether Aviall even has a
viable section 107 claim are properly decided by the district
court, not this court. However, both parties previously
briefed section 107 issues to some extent in their original
briefing in this court, and so the viability of a section 107
claim is an issue properly before this court on appeal. In
addition, the district court record before this court establishes

3la

that Aviall did not waive the claim in that court. There is
thus no need for a remand, whether for additional discovery
or otherwise.

Il. Both parties raised the section 107 issues in their
original briefing, and so the matter is properly
before this court.

Cooper questions whether Aviall properly raised a
point of error regarding the district court’s dismissal of
Aviall’s section 107 claim. However, the parties’ previous
briefs in this court raised that issue — albeit not as thoroughly
as the Supreme Court’s remand now requires — and so the
section 107 issues are properly before this court.

Aviall raised both section 107. issues in its prior
appellate briefing. See Response of Appellant to the Amicus
Curiae Brief of the United States at 24 (arguing that “parties
who are excluded from seeking contribution under section
113(f)(1) must therefore have available to them the broader
right of cost recovery under section 107(a)”); Supplemental
Brief of Appellant at 27 n.11 (arguing that “the district court
stated that Aviall dropped its § 107 claim. Aviall’s amended
compliant states combined claims under § 107 and § 113...
should this court conclude that a PRP such as Aviall, who
undertakes clean up pursuant to a state directive, has a cause
of action under § 107(a)(4)(B) rather than § 113(f), the case
should be remanded to the district court to continue the
proceedings under § 107.”). And Aviall requested reversal of
the district court’s dismissal as to all of Aviall’s claims, not
just as to the section 113 claim or the federal law claims.
Supplemental Brief of Appellant at 30 (“Aviall . . . asks the
court to reverse the district court’s judgment as to all of
Aviall’s claims.”). That the issue was not specified in the
Statement of Issues is not fatal if the matter was briefed. See,
e.g., Allstate Ins. Co. v. Swann, 27 F.3d 1539, 1542 (11th Cir.

32a

1994): Kincade v. General Tire & Rubber, 635 F.2d 501,
504-505 (Sth Cir. 1981).

Indeed, Cooper’s briefs before the panel and before
this court en banc all responded to the issues on the merits
and did not question whether the issue had been properly
raised in the appeal. See Response Brief of Appellee at 36
(“Either [Aviall] attempts to proceed under § 107 and the
claim is dismissed under the prevailing law, or it drops the
§ 107 claim and lives with the consequences.”); Supplemental
Brief of Cooper Industries at 34-37 (arguing that Aviall
voluntarily dismissed its section 107 claim that such a claim is
not viable as a matter of law under the facts alleged).

Moreover, in its en banc opinion this court
acknowledged that the parties had a continuing dispute over
whether Aviall’s pleadings properly seek contribution under
section 107. See 312 F.3d 677, 685 n.15. The record of this
appeal therefore shows that the section 107 issues were
properly brought to this court on appeal.

Ill. The district court record establishes that Aviall did
not waive the section 107 claim.

Contrary to Cooper’s assertion, the present record is
sufficient to show that Aviall did not waive its section 107
claim when it filed its first amended complaint — and so
additional discovery would be superfluous and unnecessary.
A determination of whether Aviall dropped its section 107
claim when it amended its complaint is a procedural question
that should be decided as a matter of law. This issue can be
decided by reviewing the record, including the first amended
complaint and the transcript of the oral argument made during

33a

the district court’s summary judgment hearing.!5 The
parties’ summary judgment briefing assumed that the issue
was properly before the court. See Plaintiff's Response to
Defendant Cooper Industries, Inc.’s Motion for Summary
Judgment at 11-12; Defendant Cooper Industries, Inc.’s
Motion for Summary Judgment at 20-22. Even Cooper’s
answer to the first amended complaint raised an affirmative
defense premised on the presence of a section 107 claim in
that complaint. See Answer to First Amended Complaint and
Counterclaim of Cooper Industries, Inc. at 15 (asserting that
“Aviall is barred from pursuing a direct private-party claim
against Cooper under the authority of CERCLA § 107(a)”).
Cooper has not cited any specific discovery that is needed to
clarify what these pleadings make clear — which indicates the
issue is a red herring.

The district court held that Aviall had waived its
section 107 claim. The panel opinion of this court agreed,
but this court sitting en banc did not decide the issue. See
200.1 WL 31730 at *2 (panel opinion), superseded by 263
F.3d 134, 137 n.2 (en banc). Consequently, there is no need
for additional fact finding on this issue. Therefore, this issue
should be decided by the en banc, not the district court.!6

15 See Transcript of Oral Argument Before the Honorable Sidney A.
Fitzwater, United States District Judge at 25-27 (“MR. FAULK: I do
believe that we were trying to seek the umbrella relief from - for - under
both Sections of the provisions as they complemented each other.”).

16 While Cooper argues that the Supreme Court instructed the district
court to resolve the § 107 Issues because it used the words “courts,”
“decisions,” and “full consideration,” it fails to note Justice Ginsberg’s
comment “I see no cause for protracting this litigation by requiring the
Fifth Circuit to revisit a determination it has essentially already made
[allowing § 107 actions to be brought by potentially responsible parties].”
Cooper, 125 S.Ct. at 588. (emphasis added). This difference in syntax
does not support Cooper’s hyper technical argument.

34a

WHEREFORE Aviall respectfully requests that this
court: (1) grant Aviall’s Motion for Leave to File
Supplemental Briefs, (2) implement the scheduling order set
forth therein, and (3) hear oral argument on the section 107
issues.

Respectfully submitted,

GARDERE WYNNE SEWELL LLP

/s/

Richard O. Faulk

Cynthia J. Bishop

3000 Thanksgiving Tower
1601 Elm Street

Dallas, Texas 75201
(214) 999-3000

(214) 999-4667 (Fax)

ATTORNEYS FOR APPELLANT

35a

UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT

No. 00-10197

AVIALL SERVICES, INC.,
Plaintiff-Counter-Defendant-A ppellant,

VS.

COOPER INDUSTRIES, INC.,
Defendant-Counter-Claimant-Appellee.

ORDER

Before KING, JOLLY, HIGGINBOTHAM, DAVIS,
JONES, SMITH, WIENER, BARKSDALE, GARZA,
DEMOSS, BENAVIDES, STEWART, DENNIS, and
PRADO, Circuit Judges.

BY THE COURT:

On remand from the Supreme Court, the en banc
court has considered Aviall Services’ Motion for Leave to
File Supplemental Briefs and other relief, and having
reviewed the supporting materials and opposition of Cooper
Industries, Inc.,

36a

It is ORDERED that:

(1) Aviall Services’ motion for further decision
by the en banc court is DENIED; and

(2) the case is REMANDED to the district court
with instructions to permit Aviall Services to amend its
complaint, if necessary, to assert, free of any challenge of
waiver or forfeiture, whatever statutory claims it urges in
light of the Supreme Court’s decision, without prejudice to
Cooper Industries’ other defenses.

ENTERED FOR THE COURT:

/s/

EDITH H. JONES
UNITED STATES CIRCUIT JUDGE

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386007_0585%3A2. Public record. Not legal advice.
