# Opposition Brief — Hartsell ex rel. Upton v. Fort Sanders Regional Medical Center

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1996
- **Citation:** 517 U.S. 1120

## Text

—

ee Supreme Court, U.S.
ast FILED
No. 95-1202 i]
| FES 27 1996
*
In The ical CLERK ie

Supreme Court of the United States

October Term, 1995
Sd

IEZHJA HARTSELL, A Minor
By Next Friend, JERRY UPTON,

Petitioner,

versus

FORT SANDERS REGIONAL
MEDICAL CENTER and
RICHARD O. MANNING, M.D.,

Respondents.

¢

On Petition For Writ Of Certiorari
To The Court Of Appeals Of Tennessee,
Eastern Section

.

RESPONDENT’S BRIEF IN OPPOSITION
¢

R. FRANKLIN Norton
Counsel of Record

Gary G. SPANGLER

LYNN C. PETERSON

NorTON AND Lunn, P.C.
550 Main Avenue, Suite 900
P.O. Box 2467

Knoxville, TN 37901-2467
(423) 971-4600

Attorneys for Respondent,
Richard O. Manning, M.D.

COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (402) 342-2831

QUESTION PRESENTED FOR REVIEW

Were the due process and equal protection clauses of
the United States Constitution violated when the Tennes-
see Courts limited plaintiff’s cause of action against
defendants to medical malpractice?

TABLE OF CONTENTS

Page

QUESTION PRESENTED FOR REVIEW ............ i

SA AO CRIS eai cs debe ccckdeel ans stan ii

TA. Ce PATER» b0 kk 6 So bcc sapntesiunes iv

JURISDICTIONAL STATEMENT..................+.- 1

CONSTITUTIONAL AND STATUTORY

POPE 6 0s 5 Sank Gaenkeeaaetheiens el eae 1

SEAT Ree Ce See oo boca och eee e kaos =
A. SUMMARY OF PROCEDURAL

SUP RIGE o> ics yess sea wean Co aes 4

B. STATEMENT OF THE FACTS......... 5

ARGUMENT ...045.6.0025545k00 55 ree 13

I. THE UNITED STATES SUPREME COURT
LACKS SUBJECT MATTER JURISDICTION
OVER THE PETITION BECAUSE THIS
CASE INVOLVED ISSUES OF STATE LAW
WHICH ARE NOT OF A MAGNITUDE
SUFFICIENT TO WARRANT REVIEW BY
SERED CARE oo 0h0o cb iaes 4s eke case 13

I(A). THE PETITION SHOULD BE DENIED
BECAUSE PETITIONER FAILED TO
PROPERLY RAISE AND/OR PRESERVE
ANY ISSUE OF FEDERAL LAW IN THE
TEINS CORE 5 ook c iccaeccincaes 15

Il. THE DECISION BY THE TENNESSEE
COURTS TO DISALLOW PLAINTIFF FROM
PROCEEDING TO TRIAL ON HER CLAIM
OF COMMON LAW BATTERY, OR HER
STATUTORY CLAIM BASED ON ONE OF
TENNESSEE’S ABORTION REGULATIONS
DOES NOT VIOLATE THE DUE PROCESS
AND EQUAL PROTECTION CLAUSES OF
THE FOURTEENTH AMENDMENT OF THE
UNITED STATES CONSTITUTION ......... 19

ren

iii

TABLE OF CONTENTS - Continued
Page

II(A). THE TENNESSEE COURT’S INTERPRETA-
TION OF THE APPLICATION OF ONE OF
ITS ABORTION REGULATIONS TO THE
FACTS OF THIS CASE DOES NOT VIO-
LATE THE EQUAL PROTECTION CLAUSE
OF THE FOURTEENTH AMENDMENT... 19

II(B). THE TENNESSEE COURTS DID NOT VIO-
LATE THE DUE PROCESS CLAUSE OF
THE FOURTEENTH AMENDMENT WHEN
IT LIMITED PLAINTIFF’S TRIAL TO A
CLAIM OF MEDICAL MALPRACTICE.... 22

ee ie ea an odn be 23
EERE SE ES a App. 1

iv

TABLE OF AUTHORITIES

Page
CASEs:
Bailey v. Anderson, 326 U.S. 203 (1945)............... 18
Celotex Corp. v. Catrett, 477 U.S. 317 (1986).......... 14
Chicago, I. & L. R. Co. v. McGuire, 196 U.S. 128

to Serer en Mig rity ere re ry toe att rye 18
City of Cleburne v. Cleburne Living Center, 473 U.S.

BOS CLOSE hb eh Aa ee aes EN TERRA lk ses 19
Conley v. Gideon, S50 SG. SE TART) ssc cases chccanne 14
Ferri v. Ackerman, 444 US. 193 (1979) ... 0c eccceccvss 17
Gorigd 0: Fox, 276 US. Ge Gee oie oe evk thc keneeewss 21

Martinez v. Stete of California, 444 U.S. 277 (1980) .... 17

Monks v. New Jersey, 398 U.S. 71 (1970).... ......... 15
Street v. New York, 394 U.S. 576 (1969) ........... 15, 18
The Trustees of Dartmouth College v. Woodward, 4
Wheat. S16, 4 Lili. GOP (IBIS) i usc cess Ch ekainds. 22
United States v. Atkinson, 297 U.S. 157 (1936)........ 18
STATUTES:
Tenn. Code Asn. § 29-26-+195....5. os cxdidsees sb aaved 4, 20
Tenn. Code Ann. § 39-4-206................000. 2 & 2
Tenn. Code Amn. & 39-15-2068.........00edss005 2, 18, 20
Tenn. Code Ann. § 39-15-206(c) ................ .20, 21

26 USK $1. oS Se Ee 1, 15

Vv

TABLE OF AUTHORITIES - Continued

Page
OTHER AUTHORITIES:
Black’s Law Dictionary, 4th Ed. Rev. (1968)........... 22
United States Supreme Court Rule 10........ 13, 15, 17
United States Supreme Court Rule 10(c)............. 18
United States Supreme Court Rule 42.2 ............. 24

Mah SOE: MIE TRE ooo os iin ees a saiwewes passim

JURISDICTIONAL STATEMENT

The United States Supreme Court lacks jurisdiction
over the Petition because this case involved issues of state
law which are not of a magnitude sufficient to warrant
review by this Court, the Tennessee Court of Appeals did
not decide any federal question in ruling on this case, and
Petitioner has not properly preserved the alleged Consti-
tutional claims. 28 U.S.C. § 1257.

+

CONSTITUTIONAL AND STATUTORY PROVISIONS

“All persons born or naturalized in the United States,
and subject to the jurisdiction thereof, are citizens of the
United States and of the State wherein they reside. No
State shall make or enforce any law which shall abridge
the privileges or immunities of citizens of the United
States; nor shall any State deprive any persons of life,
liberty, or property, without due process of law; nor deny
to any person within its jurisdiction the equal protection
of the laws.”

U.S. Const. amend. XIV, § 1

“(a) The rights to medical treatment of an infant
prematurely born alive in the course of an abortion are
the same as the rights of an infant of similar medical
status prematurely born spontaneously. Any person who
performs or induces an abortion of such an infant shall
exercise that degree of professional skill, care, and dili-
gence in accordance with good medical practice neces-
sary to preserve the life and health of such infant
prematurely born alive in the course of an abortion,

except that if it can be determined, through amniocen-
tesis or medical observation, that the fetus is severely
malformed, the use of extraneous life support measures
need not be attempted.

(b) Any person who violates this section is guilty of
a Class E felony.

(c) No cause of action for wrongful death shall be
brought which arises out of the death of a fetus or infant
during the course of a lawful abortion, whether such
fetus or infant is quick or not, so long as the abortion is
performed in accordance with the provisions of this part;
however, once an infant is born alive, any person in
attendance thereto shall be civilly responsible for provid-
ing all reasonable and necessary care reasonable under
the circumstances in the general vicinity in which they
practice.”

Tennessee Code Annotated, § 39-4-206 (now § 39-15-206)

“(a) In a malpractice action, the claimant shall have
the burden of proving by evidence as provided by sub-
section (b):

(1) The recognized standard of acceptable profes-
sional practice in the profession and the specialty thereof,
if any, that the defendant practices in the community in
which he practices or in a similar community at the time
the alleged injury or wrongful action occurred;

(2) That the defendant acted with less than or failed
to act with ordinary and reasonable care in accordance
with such standard; and

Ee TN NS ET RT Te

(3) As a proximate result of the defendant’s negli-
gent act or omission, the plaintiff suffered injuries which
would not otherwise have occurred.

(b) No person in a health care profession requiring
licensure under the laws of this state shall be competent
to testify in any court of law to establish the facts
required to be established by subsection (a) unless he was
licensed to practice in the state or a contiguous bordering
State a profession or specialty which would make his
expert testimony relevant to the issues in the case and
had practiced this profession or specialty in one of these
states during the year preceding the date that the alleged
injury or wrongful act occurred. This rule shall apply to
expert witnesses testifying for the defendant as rebuttal
witnesses. The court may waive this subsection when it
determines that the appropriate witnesses otherwise
would not be available.

(c) In a malpractice action as described in subsec-
tion (a) of this section there shall be no presumption of
negligence on the part of the defendant. Provided, how-
ever, there shall be a rebuttable presumption that the
defendant was negligent where it is shown by the proof
that the instrumentality causing injury was in the defen-
dant’s (or defendants’) exclusive control and that the
accident or injury was one which ordinarily doesn’t occur
in the absence of negligence.

(d) In a malpractice action as described in subsec-
tion (a) of this section, the jury shall be instructed that the
claimant has the burden of proving, by a preponderance
of the evidence, the negligence of the defendant. The jury

shall be further instructed that injury alone does not raise
a presumption of the defendant’s negligence.”

Tennessee Code Annotated § 29-26-115

+

STATEMENT OF THE CASE
A. SUMMARY OF PROCEDURAL HISTORY

The plaintiff, lezhja Hartsell, filed this action in the
Circuit Court for Knox County, Tennessee on April 7,
1989. In the initial Complaint, plaintiff asserted claims of
medical malpractice and battery against Dr. Richard O.
Manning, certain nurses in attendance, and Fort Sanders
Regional Medical Center. On January 4, 1991, plaintiff
filed an Amended Complaint which alleged two (2) addi-
tional causes of action, outrageous conduct and violation
of Tenn. Code Ann. § 39-4-206.

On January 25, 1991, defendants filed a Motion to
Dismiss for failure to state a claim or cause of action upon
which relief can be granted relative to plaintiff’s claim
based on outrageous conduct and the alleged violation of
Tenn. Code Ann. § 39-4-206. After considering the record
and argument of counsel, on March 12, 1991 the Court
granted defendants’ Motion to Dismiss. On December 30,
1992, defendants filed a joint Motion for Partial Summary
Judgment seeking dismissal of plaintiff's claim of battery.
After considering the record and argument of counsel, on
February 19, 1993 the Trial Court granted defendants’
Motion for Partial Summary Judgment and dismissed
plaintiff’s remaining claim leaving only the claim of
alleged medical malpractice to be tried by a jury.

The medical malpractice action came on for trial on
March 2, 1993. However, the Trial Court effectively per-
mitted plaintiff to try within the medical malpractice
action, the issue of whether defendants, including Dr.
Manning, obtained informed consent, i.e. committed bat-
tery, and said issue was tried within the recognized stan-
dard of acceptable professional practice applicable in
1983 for each health care provider. During the trial, plain-
tiff took a voluntary dismissal as to the nurses in atten-
dance. At the close of plaintiff's proof, the Trial Court
directed a verdict for defendant Hospital. The jury
returned a unanimous verdict in favor of Dr. Manning,
the sole remaining defendant.

Plaintiff timely filed a Notice of Appeal to the Court
of Appeals of Tennessee for the Eastern Section. The
Court of Appeals affirmed the Judgment of the Trial
Court. Plaintiff's Application for Permission to Appeal to
the Tennessee Supreme Court was denied.

B. STATEMENT OF THE FACTS

In March, 1983, Dr. Richard Manning was the mother,
Lieza Hartsell’s, treating physician. On May 27, 1983, Ms.
Hartsell consulted Dr. Manning believing herself to be
pregnant. Her pregnancy was medically confirmed by Dr.
Manning and she came under his care for such preg-
nancy. (A.T. I, 68B). Ms. Hartsell, an admitted cocaine and
marijuana user, was considered a very high risk patient
and an ultrasound was obtained on June 13, 1983 to
determine the baby’s due date. (A.T. I, 68C). Ms. Hartsell
missed several scheduled prenatal office visits and did
not see Dr. Manning again until early September, 1983.

On September 27th, Dr. Manning both spoke with and
examined Ms. Hartsell because of complaints of vaginal
bleeding. (A.T. I, 68E-68H). An ultrasound was obtained
to rule out placenta previa, a condition that causes hem-
orrhaging and blood loss to the uterus. (A.T. I, 68H, 68)).
The ultrasound report did not substantiate placenta pre-
via, but confirmed the fetus as 23-weeks gestational age
and Ms. Hartsell was permitted to go home with instruc-
tions to call if she had further problems. (A.T. I, 68K,
68L).

The following morning, on September 28, 1983, Lieza |
Hartsell called Dr. Manning at his home at approximately
6:00 a.m. complaining of severe pain. Dr. Manning
instructed her to go to the hospital where he would meet
her. (A.T. L, 68L). Dr. Manning arrived first. He met Ms.
Hartsell upon her arrival around 6:40 a.m. Upon admis-
sion and examination, Dr. Manning diagnosed her condi-
tion as abruptio placenta, a severe life threatening
condition. He diagnosed the fetus as 23-weeks gestational
age with no chance for survival. (A.T. I, 68M-68X).
Abruptio placenta is when the afterbirth (placenta) shears
off the uterine wall. (A.T. I, 68JJ). Dr. Manning’s estimate
of the gestational age of the fetus was based upon his
examination and the ultrasounds of June 13 and Septem-
ber 17, 1983. Dr. Manning knew the child was going to be
delivered and, in his medical judgment, could not survive
due to extreme prematurity. (A.T. I, 68X-68TT). Because of
this medical judgment and due to the fact that Ms. Hart-
sell was screaming with pain, intravenous Demerol was
administered to Ms. Hartsell at 6:50 a.m. Prior to the
infant’s spontaneous delivery, Dr. Manning charted that

a

no heroic measures or neonatologist’s presence were indi-
cated because of the fetus’ gestational age and its non-
viability. (A.T. 1, 68X-68Z).

Dr. Manning attended to Ms. Hartsell for approxi-
mately 45 minutes. He then left her bedside to go to the
bathroom. At such time, Ms. Hartsell was being attended
by Faye Goodman, a registered nurse at Fort Sanders
Hospital with over 30 years obstetrical nursing experi-
ence. (A.T. 1, 68P, 68Q, 68U). Ms. Hartsell spontaneously
delivered her child at approximately 7:24 a.m. while Dr.
Manning was in the bathroom. (A.T. I, 40). A Fort Sanders
Hospital obstetrical nurse, Linda Hults, took the newborn
to the delivery room and called for Michael Tinker, a
Certified Registered Nurse Anesthetist. Mr. Tinker
arrived immediately thereafter and inserted an oxygen
tube and began breathing for the infant. (A.T. II, 78-79).
The infant’s one minute APGAR score was two; one for
heart rate and one for respiratory effort. This was out of a
total possible APGAR score of ten. Notwithstanding the
fact that the infant was receiving 100 percent pure oxygen
through the endotracheal tube, the infant’s heart rate rose
only to 50 and had, in fact, decreased to 40 when the
breathing tube was removed around 7:30 a.m. (A.T. I,
68FF, A.T. II, 86-88 and 92-92A).

At 7:30 a.m., Dr. Manning entered the delivery room
and was advised of the child’s spontaneous delivery.
After assessing the infant’s condition and having deter-
mined that the child’s heart rate had decreased from 50 to
40 after receiving 100 percent pure oxygen for several
minutes (normal heart rate being in the range of 120 to
150), Dr. Manning directed CRNA Tinker to cease his
_ resuscitation efforts based on his medical judgment and

8

belief that the infant was too premature to survive and
regarding it as the humanitarian thing to do. (A.T. I, 68FF
and 68HH). CRNA Tinker concurred with the appro-
priateness of Dr. Manning’s directive, as did Nurse Hults,
and Tinker removed the breathing tube. (A.T. II, 88A-90
and A.T. IV, 317G-317H). CRNA Tinker testified that had
he regarded Dr. Manning’s order as being wrong, he
would not have performed the extubation and that it
would have been within his standard of care not to follow
the suggested treatment course. (A.T. I, 89-90).

Dr. Manning advised Ms. Hartsell before the infant
was delivered that the child was too premature to sur-
vive. (A.T. I, 44). After delivery, Ms. Hartsell again was
informed by Dr. Manning that the baby was much too
premature to survive. Having been given this informa-
tion, the mother did not make any treatment requests
relative to the infant. (A.T. I, 45). Around 8:05 a.m., Ms.
Hartsell signeu a Special Hospital Permit Form consistent
with the consensual treatment that Dr. Manning had
given to her and her infant. (Fort Sanders Hospital Medi-
cal Records, Trial Exhibit 1).

After ordering that resuscitative efforts cease for the
newborn, Dr. Manning returned to the care and treatment
of Ms. Hartsell to monitor her for blood loss and the
delivery of the placenta. (A.T. I, 68HH). During this time
frame, the infant continued to be cared for and monitored
by attending hospital nurses. (A.T. IV, 312-313). The
infant continued to have a slow, irregular heart rate, but
no respirations were observed. (A.T. I, [IV 3171). Around
8:20 a.m., Nurse Latham noticed increased respiration
and heart rate and an audible cry was noted. Dr. Manning
was informed promptly and he immediately requested

that neonatologist, Steven Prinz, come from Children’s
Hospital. Dr. Prinz arrived around 8:40 a.m. and took
over management of the infant who was transferred to
Children’s Hospital. (A.T. 1, 68KK).

Plaintiff, lezhja Hartsell, survived her extremely pre-
mature birth. She has only a partial, mild to moderate,
hearing loss. (A.T. II, 149). At the time of the trial, she
was a nine-year old elementary school student making
straight “A’s” in all of her academic classes and was
regarded as a talented and gifted student by the school
system (an accelerated program for students recognized
as being more intelligent and motivated than average
students). (A.T. I, 23). Plaintiff is able to hear and commu-
nicate with others through the use of hearing aids. Her
direct examination testimony at trial demonstrated that
she was a good speller and an avid reader. (A.T. I, 20-22).

Plaintiff's medical causation expert witness, on the
issue of plaintiff’s hearing loss, was Dr. Arthur Prensky.
Dr. Prensky diagnosed her hearing loss as sensorineural
due to a lack of oxygen and possibly to certain medica-
tions the child received upon her birth. (A.T. II, 139-141).
However, Prensky conceded and testified on both direct
and cross examination that there were periods of time
before her birth which could have caused or contributed
to this sensorineural hearing loss. (A.T. II, 153). Dr. Pre-
nsky also testified that Ms. Hartsell’s abruptio placenta
was a potential contributing factor for hypoxia (oxygen
deprivation) to the fetus just preceding and shortly after
birth. (A.T. II, 154). On cross examination, Dr. Prensky
testified that he could not say whether or not the plaintiff
would have had sensorineural hearing loss if the breath-
ing tube had not been removed. (A.T. III, 198). In any

10

event, Dr. Prensky testified that plaintiff’s hearing loss
was in part correctable with hearing aids. (A.T. II, 50).
This was confirmed by the testimony of plaintiff’s audi-
ologist expert, James Thelin, who testified that if the
plaintiff uses hearing aids on a regular basis, her func-
tional capabilities will improve and that her prognosis as
far as articulation and language is excellent and very well
100 percent correctable. (A.T. III, 267B-267C). Dr. Thelin
further conceded that when he spoke with plaintiff her
conversational speech was fluent. (A.T. III, 267C).

Dr. Andrew Zimmerman, a board certified neurolo-
gist with special competence and specialization in pedi-
atric or child neurology, testified on behalf of Dr.
Manning that the plaintiff's sensorineural hearing loss
was due to her very low birth weight and extreme pre-
maturity, and that the plaintiff did not suffer any signifi-
cant oxygen deprivation, either due to her abruptio
placenta or the extubation. (A.T. IV, 324). Dr. Zimmerman
also testified that it was his opinion that any oxygen
deprivation that plaintiff may have experienced after the
order for extubation did not result in any hearing loss.
(A.T. IV, 325).

Dr. Manning, testifying on his own behalf, opined
that he acted within the recognized standard of accept-
able professional practice for an obstetrician practicing in
Knoxville, Tennessee in September, 1983 in his diagnosis,
care, and treatment of the plaintiff and her mother. He
specifically testified that his medical judgment that a 23-
week gestational age infant could not survive and should
not receive extraordinary medical resuscitative effort,
was within the standard of care at that time. (A.T. I,
68MM-68ZZ and A.T. II, 68AAA-68DDD).

11

Dr. Baha Sibai, head of the Obstetric unit at the
University of Tennessee Medical Center in Memphis, tes-
tified as to the obstetrical standard of care for a physician
in 1983 practicing in Knoxville, Tennessee and similar
communities confronted with spontaneous premature
delivery of a 23-week gestational age infant. Dr. Sibai
testified that his obstetric unit has the largest maternal
transfer system in the United States and the largest
number of pre-term births delivered comparatively in the
United States. (A.T. IV, 336C-336D). As head of the Uni-
versity of Tennessee Obstetric Service in Memphis, Dr.
Sibai has both teaching responsibilities as well as active
clinical (birthing) duties. (A.T. IV, 336E-336F). He testified
that he had trained more than half of all obstetricians
now practicing in Knoxville. (A.T. IV, 338). Plaintiff’s
counsel stipulated Dr. Sibai’s eminent qualifications as an
expert in the fields of obstetrics, gynecology, perinatol-
ogy, and neonatology. (A.T. IV, 339A).

Dr. Sibai testified that Dr. Manning acted within the
standard of care for an obstetrician practicing in Knox-
ville, Tennessee in 1983 relative to his diagnosis, treat-
ment, and care of the plaintiff and her mother. (A.T. IV,
341-342). He specifically testified that in 1983 it was very,
very difficult for premature infants born below 26-weeks
gestational age to survive outside the womb and that
premature infants estimated at a gestational age of 23-
weeks were considered nonviable for all practical pur-
poses, and that the standard of care for an obstetrician for
such a premature infant in 1983 was to inform the mother
that the baby had no chance for survival and not do
anything relative to resuscitative efforts on behalf of the
infant. (A.T. IV, 343-346). Dr. Sibai concurred with Dr.

12

Manning’s medical judgment that the plaintiff was non-
viable based on her estimated gestational age of 23-
weeks, and testified that Dr. Manning acted within the
recognized standard of acceptable professional practice
for an obstetrician in 1983 in ordering the cessation of
resuscitative efforts. (A.T. IV, 348-349). Dr. Sibai further
opined, with reasonable medical certainty, that he did not
believe the plaintiff had sustained any hypoxic injury as a
result of Dr. Manning’s order to extubate the infant. (A.T.
IV, 349-353). Both Dr. Manning and Dr. Sibai assessed the
plaintiff’s survival at 23-weeks gestational age and subse-
quent medical course as miraculous. (A.T. I, 68KK and
A.T. IV, 358A).

The Respondent submits that the Statement of the
Case in Hartsell’s Petition for Writ of Certiorari, primar-
ily at pages 5-6, and the appendix at pages 18 and 25-29,
includes alleged facts which are outside the record. The
alleged details of Iezhja Hartsell’s condition upon her
admission to Children’s Hospital and her examination by
Dr. Prinz are not matters of proof in this case.

*

SUMMARY OF ARGUMENT

The claims raised by Petitioner in this action are
based upon state law which is supported by long-
established legal doctrine, and over which this Court
lacks subject matter jurisdiction. Further, Petitioner has
failed to properly raise and preserve the constitutional
issues posed, thus these issues have been waived. There
are no special and important reasons which would war-
rant review by the Supreme Court.

13

The Courts below did not violate the due process and
equal protection clauses of the Fourteenth Amendment of
the United States Constitution by limiting plaintiff's trial
to her claim of medical malpractice.

The ruling of the Tennessee Court of Appeals should
stand. The Petition for Writ of Certiorari to the United
States Supreme Court should be denied.

¢

ARGUMENT

I.. The United States Supreme Court lacks subject mat-
ter jurisdiction over the Petition because this case
involved issues of state law which are not of a
magnitude sufficient to warrant review by this
Court.

Rule 10 of the Rules of the Supreme Court of the
United States provides that, “a petition for a writ of
certiorari will be granted only for compelling reasons.”
The text of this rule sets forth specific reasons which
satisfy this standard that includes conflicts between deci-
sions of various circuit courts of appeal or decisions by
state or federal courts concerning significant issues of
federal law. This action fails to meet the criteria set forth
in Rule 10. This action involves issues of state law only
which are supported by established legal doctrines, and
which are not of a magnitude sufficient to warrant review
by the Supreme Court of the United States.

In her Complaint and Amended Complaint, plaintiff
asserted four (4) alternative theories of liability against
the defendants: 1) medical malpractice; 2) common law
battery; 3) outrageous conduct; and 4) a statutory claim

14

based on one of Tennessee’s abortion regulations. In
response to defendants’ Motion for Partial Summary
Judgment, the Trial Court dismissed plaintiff’s battery
claim. In response to defendants’ Motion to Dismiss, the
Trial Court dismissed plaintiff's claims of outrageous
conduct and an alleged violation of one of Tennessee’s
abortion regulations for failure to state a claim or cause of
action upon which relief can be granted. Plaintiff's
remaining medical malpractice claim was heard before a
jury which returned a defense verdict. 7

The Trial Court properly evaluated the record and
found that plaintiff had not come forward with evidence
to create an issue of. fact on her battery claim and dis-
missed this claim. The issues involved were exclusively
those of the application of state common law and state
procedure to the facts of the case. Partial summary judg-
ment was properly allowed in accordance with Celotex
Corp. v. Catrett, 477 U.S. 317 (1986). Likewise, the Trial
Court properly evaluated the record and found that
plaintiff could prove no set of facts which would entitle
her to relief on her claims of outrageous conduct and the
alleged violation of a Tennessee abortion regulation and
dismissed these claims. Again the issues involved were
exclusively those of the application of state statutory and
common law and state procedure to the facts of the case.
The Motion to Dismiss was properly granted in accor-
dance with Conley v. Gibson, 355 U.S. 41, 78 S.Ct. 99, 2
L.Ed.2d 80 (1957). The plaintiff had a fair and adequate
opportunity for consideration of these issues by the
Courts below.

This case does not involve conflicts with other Courts
of appeals or conflicts between state courts regarding a

15

federal question, does not involve a departure from the
usual course of judicial proceedings, and does not
involve an important question of federal law which
should be settled by this Court. The Petition does not
raise any of the criteria of Rule 10, and none of those
criteria are met by the facts and circumstances of this
case. Accordingly, this respondent respectfully submits
that the Petition should be denied.

I(A). The Petition should be denied because petitioner
failed to properly raise and/or preserve any issue
of federal law in the Tennessee Courts.

Petitioner did not raise the constitutional claims
asserted in her Petition for Writ of Certiorari in the Ten-
nessee Courts and accordingly, these claims are waived.
Consequently, this Court lacks subject matter jurisdiction
relative to this Petition. See, 28 U.S.C. § 1257; Monks v.
New Jersey, 398 U.S. 71, 90 S.Ct. 1563, 26 L.Ed.2d 54 (1970);
Street v. New York, 394 U.S. 576, 89 S.Ct. 1354, 22 L.Ed.2d
572 (1969).

Following a defense verdict in the Trial Court, the
plaintiff filed an appeal with the Tennessee Court of
Appeals. The issues presented to that Court in plaintiff’s
brief were as follows:

I. The Trial Court erred in taking away the minor
plaintiff's statutory and common law rights by
limiting plaintiff's causes of action to medical
malpractice.

I(A). The Trial Court erred in taking away the minor
plaintiff’s common law right to be free from a
harmful or offensive touching.

I(B).

I(C).

II.

II(A).

II(B).

II(C).

II(D).

Ill.

16

The Trial Court erred in taking away the minor
plaintiff’s statutory right to medical care to pre-
serve her life and health.

The Trial Court erred in taking away the minor
plaintiff’s right to have defendants’ actions mea-
sured by our common standards of decency
under the theory of outrageous conduct.

Even if the Trial Court did not err in limiting the
minor plaintiff’s causes of action to medical mal-
practice, it erred in its instructions and evidenti-
ary rulings for the one cause of action it did
aliow.

The Trial Court erred in failing to instruct the jury
on a physician’s duty not to abandon his patient.

The Trial Court erred in excluding proof that
defendants did nothing for plaintiff until she “did
not stop gasping at the end of five minutes” and
further that defendants discontinued life support
for her when she “had a heart rate in excess of
100.”

The Trial Court erred in excluding any proof
related to defendant hospital’s advertisement that
in 1924 it kept a two pound, fourteen ounce pre-
mature baby alive and that she survived to be a
healthy adult.

The Trial Court erred in excluding proof of AMA
ethical rulings when the defendant had contrac-
tually agreed to strictly abide by those rulings.

The Trial Court erred in directing a verdict for
defendant hospital when there was material evi-
dence to support a verdict for plaintiff.

The issues raised by plaintiff in her application for per-
mission to appeal to the Tennessee Supreme Court were

|

17

phrased differently, but were essentially the same as
above. (App. 1).

The only time that the United States Constitution was
mentioned by plaintiff in the courts below was a claim,
made in passing, that the state court’s interpretation that
a Tennessee abortion regulation did not apply to prema-
ture infants not born as a result of a failed abortion, made
that statute unconstitutional.

The United States Constitution does not compel the

states to pass legislation regulating abortion. Further, if a

state chooses to enact certain abortion regulations, the

Constitution does not require that the state include in

them civil remedies for premature infants not born as a

result of a failed abortion. The scope, extent, and applica-

tion of a state’s tort law are solely matters of state law,

and for state courts to interpret. Ferri v. Ackerman, 444

U.S. 193, 100 S.Ct. 402, 62 L.Ed.2d 339 (1979). While the

United States Constitution imposes some limits and

restrictions on the creation of state tort laws, it imposes

no requirements relative to what the states must offer its

citizens in the area of civil torts. The United States Con-

stitution does not compel the states to offer common law

remedies for private causes of action, and specifically the

Fourteenth Amendment does not compel any particular

| form or elements for civil remedies made available by
state regulation. See, Martinez v. State of California, 444

U.S. 277, 100 S.Ct. 553, 62 L.Ed.2d 481 (1980); Ferri, supra.

The mere fact that Petitioner mentioned the United
States Constitution in her brief to the Tennessee Court of
Appeals does not preserve this issue for review by the
Supreme Court of the United States. Rule 10 of the United

ES a

18

States Supreme Court Rules states that certiorari will be
granted relative to important questions of federal law
“decided by” the lower courts. See, United States
Supreme Court Rule 10(c). The Tennessee Courts did not
decide any important questions of Federal law. Speci-
fically, the Tennessee Court of Appeals did not address
the constitutionality of Tenn. Code Ann. § 39-15-206 in its
opinion. When,

the highest state court has failed to pass on a
federal question, it will be assumed that the
omission was due to want of proper presenta-
tion in the state courts, unless the aggrieved
party in this court can affirmatively show the
contrary.

Street, supra at 1360; See e.g. Bailey v. Anderson, 326 U.S.
203, 66 S.Ct. 66, 90 L.Ed. 3 (1945); Chicago, I. & L. R. Co. v.
McGuire, 196 U.S. 128, 25 S.Ct. 200, 49 L.Ed. 413 (1905).
Petitioner has not identified any question of federal law,
important or otherwise, actually “decided by” the Ten-
nessee Court of Appeals. This respondent respectfully
submits that this was not done because the Tennessee
Courts and specifically the Tennessee Court of Appeals
did not decide any question of federal law in this case.

Because the plaintiff has only presented and argued
questions of state law in the courts below, and because
the Tennessee Court of Appeals did not decide any fed-
eral question in ruling on this case, Petitioner has not
preserved her alleged constitutional claims and thus
these issues are waived. United States v. Atkinson, 297 U.S.
157, 56 S.Ct. 391 (1936). Accordingly, this respondent
respectfully submits that the Petition should be denied.

19

II. The decision by the Tennessee Courts to disal-
low plaintiff from proceeding to trial on her
claim of common law battery, or her statutory
claim based on one of Tennessee’s abortion reg-
ulations does not violate the due process and
equal protection clauses of the Fourteenth
Amendment of the United States Constitution. ©

The Petitioner does not cite any decision of this
Court, any decision of any Federal Court, or any legal
authority whatsoever to support plaintiff’s assertion that
the due process and equal protection clauses of the Four-
teenth Amendment of the United States Constitution
compel the Tennessee Courts to grant plaintiff a jury trial
on either her claim of common law battery, outrageous
conduct, or her statutory claim based on one of Tennes-
see’s abortion regulations.

II(A). The Tennessee Court’s interpretation of the
application of one of its abortion regulations to
the facts of this case does not violate the equal
protection clause of the Fourteenth Amendment.

The equal protection clause of the Fourteenth
Amendment of the United States Constitution is in
essence a directive that all persons similarly situated
should be treated alike. See, City of Cleburne v. Cleburne
Living Center, 473 U.S. 432, 439, 105 S.Ct. 3249, 3253-54, 87
L.Ed.2d 313 (1985). The equal protection clause does not
require that individuals who are differently situated be
treated equally, nor does it disallow similar treatment of
dissimilarly situated individuals.

20

Piaintiff maintains that the equal protection clause
requires the Tennessee Courts to extend the application of
one of its abortion regulations to premature infants born
to women not seeking an abortion. Plaintiff asserts that
Tenn. Code Ann. § 39-15-206 somehow grants more rights
to aborted fetuses than to prematurely born infants. How-
ever, Tenn. Code Ann. § 39-15-206(c) simply provides that
if, during the course of an abortion, an infant is born
alive, the individuals in attendance must provide “all
reasonable and necessary care reasonable under the cir-
cumstances in the general vicinity in which they prac-
tice.” The standard set forth in this statute is identical to
the standard applied in a Tennessee medical malpractice
case, and the standard that was applied to plaintiff's case.
See, Tenn. Code Ann. § 29-26-115.

In Tennessee in order to make out a claim for medical
malpractice, the individual (including a premature infant)
must show that the care they received was below the
acceptable standard of professional practice in their com-
munity. See, Tenn. Code Ann. § 29-26-115. In Tennessee an
infant born alive during the course of an abortion is
entitled to that same degree of medical care from those
attending, specifically “all reasonable and necessary care
under the circumstances in the general vicinity in which
they practice.” See, Tenn. Code Ann. § 39-15-206(c). The
standard of care afforded to aborted fetuses born alive
and the standard of care afforded the premature infants
are identical, and this is the standard of care that was
applied to plaintiff's case. Accordingly, the statute in
question and the Tennessee courts’ interpretation of the
statute provided similar treatment to dissimilarly situated
individuals and in no way violates the equal protection

21

clause of the Fourteenth Amendment to the United States
Constitution.

Above and beyond the fact that Tenn. Code Ann.
§ 39-15-206(c) does not violate the equal protection
clause, the validity of this abortion regulation cannot be
tested in the absence of facts and of parties actually
affected by those regulations. See, Gorieb v. Fox, 274 U.S.
603, 77 S.Ct. 675, 71 L.Ed. 1228 (1927). Plaintiff was in no
way affected by this Tennessee abortion regulation. In
holding that Tenn. Code Ann. § 39-4-206 was inapplicable
to this case, the Tennessee Court of Appeals stated:

The clear language of the Statute shows that it
was designed to protect babies born during an
abortion, not all babies born prematurely. This is
not to say that premature babies are not to be
protected. But this Section does not give babies
born prematurely a special cause of action
beyond that which they are already assured
under the law of medical malpractice. (p. 6).

Decisions made relative to plaintiff's care upon birth
were not governed or regulated by this Tennessee abor-
tion regulation. At no stage of this case has plaintiff
contended that she was born as the result of a failed
abortion, and the record is uncontroverted that the case
before this Court has never had anything to do with an
abortion. Accordingly, this Court cannot test the validity
of this Tennessee abortion regulation when it was never
applied to the plaintiff or the facts of this case.

22

II(B). The Tennessee Courts did not violate the due
process clause of the Fourteenth Amendment
when it limited plaintiff’s trial to a claim of
medical malpractice.

The plaintiff contends that in violation of her due
process rights, the Trial Court limited her cause of action
to medical malpractice. Plaintiff asserts that her claims
for common law battery and an alleged statutory viola-
tion were withheld by “judicial slight of hand.” (p. 13 of
Petition for Writ of Certiorari.) This simply is not true.

The due process clause of the Fourteenth Amend-
ment to the Constitution of the United States grants to the
person affected the right “to be present before the tribu-
nal which pronounces judgment upon the question of life,
liberty, or property, in its most comprehensive sense.”
Black’s Law Dictionary, 4th Ed. Rev. (1968). This right
includes the right to be heard, by testimony or otherwise,
and to have the right of controverting, by proof, every
material fact which bears on the question of right in the
matter involved. Daniel Webster defined due process to
mean, “a law which hears before it condemns; which
proceeds upon inquiry, and renders judgment only after
trial.” The Trustees of Dartmouth College v. Woodward, 4
Wheat. 518, 581, 4 L.Ed. 629 (1819). Relative to plaintiff's
battery claim, both the Trial Court and the Tennessee
Court of Appeals concluded that plaintiff’s mother gave
informed consent for Dr. Manning and the hospital to
treat her newborn infant and properly dismissed the bat-
tery claim. Relative to the alleged statutory violation of
one of Tennessee’s abortion regulations, the Trial Court
and the Tennessee Court of Appeals properly concluded
that inasmuch as plaintiff does not contend that she was

23

born as a result of a failed abortion the statute does not
apply. Contrary to plaintiff’s contention that she was
denied a hearing on her claims of common law battery
and an alleged statutory violation, both the Trial Court
and the Tennessee Court of Appeals fully considered
these claims and found them to be without merit.

Plaintiff received a trial on her claims, a right avail-
able to all citizens; she has not lost “her right to civil
remedies guaranteed to every other citizen.” (p. 13 of
- Petition for Writ of Certiorari). The Tennessee Courts
granted plaintiff the right to a jury trial. The plaintiff lost.
This fully satisfies the due process requirements of the
Fourteenth Amendment to the United States Constitu-
tion.

CONCLUSION

The respondent respectfully submits that this case
presents no issue of law or fact that justifies review by the
United States Supreme Court. The petitioner has had this
record properly reviewed both at the trial and appellate
Court levels. This respondent respectfully submits that
the decisions of these Courts are proper and that the
Petition for Writ of Certiorari should be denied.

Plaintiff’s claims were carefully and fully considered
in the lower courts. Furthermore, because Petitioner has
not properly raised or preserved for appeal the asserted
issue that certain constitutional protections were violated,
and has not presented this Court with a federal question
for review as required to invoke the jurisdiction of this
Court, this appeal is frivolous and appears to have been

ii.

24

advanced solely for the purposes of harassment or delay.
Accordingly, this respondent respectfully requests this
Court to not only deny the Petition for Writ of Certiorari,
but also to consider the appropriateness of an award of
damages to the respondents pursuant to Rule 42.2 of the
United States Supreme Court Rules.

Respectfully submitted,
RicHARD O. MANNING, M.D.

R. FRANKLIN Norton
Gary G. SPANGLER

Lynn C. PETERSON
Attorneys for Respondent,
Richard O. Manning.

Of Counsel:

Norton AND Lunn, P.C.

P.O. Box 2467

550 Main Avenue

Suite 900 :
Knoxville, Tennessee 37901-2467
(423) 971-4600

APPENDIX

App. 1

QUESTIONS PRESENTED FOR REVIEW IN
IEZHJA HARTSELL’S APPLICATION FOR
PERMISSION TO APPEAL TO THE
TENNESSEE SUPREME COURT

I. Did the Court of Appeals err in limiting Appel-
lant’s causes of action to medical malpractice by holding
inapplicable every law, statute, theory, jury instruction or
rule which would prevent the removal of life support
from a minor infant?

II. Did the Court of Appeals err in approving a
directed verdict in favor of Defendant Hospital when
there was material evidence in the record which would
support a verdict for the Plaintiff?

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386006_1769%3A3. Public record. Not legal advice.
