# Opposition Brief — Wal-Mart Stores, Inc. v. Griffith

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## Record

- **Collection:** Supreme Court brief
- **Document type:** Opposition Brief
- **Published:** January 1, 1999
- **Citation:** 526 U.S. 1144

## Text

lO

Supreme Couwt, U.S. |
FIDED
i i
No. 97-1991 JUL 8 1998
--OFRGE-OF THE CLERK
In The =

Supreme Court of the United States
October Term, 1997

+
WAL-MART STORES, INC.,
Petitioner,
Vs.
CLYDE N. GRIFFITH,
Respondent.

+

On Petition For Writ Of Certiorari
To The United States Court Of Appeals
For The Sixth Circuit
:

RESPONDENT'S BRIEF IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
*

Let HorRNBERGER

Coumsel of Record

910 Mercantile Library Bldg.
414 Walnut Street
Cincinnati, Ohio 45202-3906
(513) 723-1195

(513) 241-7863 Fax

Of Counsel

Marco Grusss

HorrMaAn, HorrMan & Gruss
98 Garvey Avenue

Elsmere, Kentucky 41018
(606) 342-9029

Attorneys for Respondent

COCKLE LAW BRIEF PRINTING CO., (800) 225-6964
OR CALL COLLECT (4102) 342-2831

QUESTION PRESENTED FOR REVIEW

Under the Americans with Disabilities Act, is an
employer entitled to summary judgment on the issue of
the employee's ability to perform the essential functions
of the job when the employer in documentary evidence,
sworn deposition testimony, and its Petition for Writ,
admits that the employee, who subsequently successfully
applied for and received Social Security disability bene-
fits, can do the essential functions of the job?

RR a A OR ap wore sn : —

PARTIES TO THE PROCEEDING

The Petition for Writ of Certiorari inadvertently misiden-
tifies the respondent as Clyde E. Griffith. Respondent's
correct name is Clyde N. Griffith. —

ill

TABLE OF CONTENTS

Page
Question Presented For Review.................... i
ly sce ES a ea cain
I i ad ie es Bae 4 ois 54-99 «00'S 26 0 a iii
SSO yer ee oer ane iv
i ES Re a er ae 1
WN SE US ss oie csc cicevevcs 1
I. Griffith Obtains Employment With Wal-Mart
MAS pal Geceiecle) Kinases cxdivs Won ci 1
Ii. Wal-Mart Repeatedly Gives Mr. Griffith Sat-
co Pane 2

III. Wal-Mart Admits That Mr. Griffith Was
Qualified For His Wal-Mart Employment.. 3

IV. Wal-Mart Fires Mr. Griffith In October
Ghats boat soc os i a ee 3

V. Thereafter, No Employer Would Hire Mr.
Griffith Because Of His “Condition and

TN pe IRE Te EO a eee as ae 4
VI. Mr. Griffith Was Qualified For His Wal-Mart
PES IE RI 7 EPCS Ge Se se +

Vil. Mr. Griffith Applies For Disability Benefits
From The Social Security Administration In

A Nonadversarial Proceeding.............. 5
VIII. District Court Grants Summary Judgment To
Wal-Mart And Sixth Circuit Reverses ...... 5
Reasons For Denying The Writ .................... 7
I. The Circuit Split Is More Form Than Sub-
ca a A OE PP a fe fer ae 7

[TABLE OF CONTENTS - Continued

Page

Il. The Sixth Circuit’s Holding Is Reasonable
And Appropriate. .

Conclusion

peitidheei. ee

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:
:
:
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:

Vv

TABLE OF AUTHORITIES

Page
Cases:
Blanton v. Inco Alloys Int'l, Inc, 123 F3d 916 (6th Cir
taf LESLIE LY COPEL U EP oe EEE DO eET PEON pee nee 14
Brewer v. Petroleum Suppliers, 946 F Supp 926 (ND
TR PPO Gis ths eRe We Vado kobe CARON Eee E Ss 16

Cleveland v. Policy Mgmt Sys Corp, 120 F3d 513 (5th
Cir 1997), petition for cert filed, 66 USLW 3435
(Wp Dec 19,3997) (NO 97-4008) oc oc ovens ocean. 12

D’Aprile v. Fleet Servs Corp, 92 F3d 1 (1st Cir 1996) .... 13
Dush v. Appleton Elec Co, 124 F3d 957 (8th Cir

RRR tLe OAR basi nite or eee TE ae INS ce 12
Edwards v. Aetna Life Ins Co, 690 F2d 595 (6th Cir

ite SOE EE LECCE LE SE SD LOI SARE AO 14
Edwards v. US Postal Service, 909 F2d 320 (8th Cir

she’ COME CE EE EPO ELEY Be Pee eae Seo Pea 16
Griffith v. Wal-Mart Stores, Inc, 930 F Supp 1167

2 eS Be SR Ee ers ip toe ar 8 ABD here ag 5
Griffith v. Wal-Mart Stores, Inc, 135 F3d 376 (6th Cir

MS hee ee ee 5, 6, 13, 14

Krouse v. American Sterilizer Co, 126 F3d 494 (3rd
Re WW ta is cae ee ee oe a 8, 9, 16

McDonald v. Union Camp Corp, 898 F2d 1155 (6th
Re BEDS eno 5 Sean dasteS i peee ee ee oe 5

McNemar v. Disney Store, Inc, 91 F3d 610 (3rd Cir
1996), cert denied, __ US __,, 117 SCt 958, 136

Renate We (NPS OP. oc accnsrwncan cone wpginnd odes 7, 8, 9
Schmitz v. St. Regis Paper Co, 811 F2d 131 (2nd Cir
eal SERN ee Te Ere Deny Te wera 1a ReeLy ee MRR 16

vi

TABLE OF AUTHORITIES —- Continued

Page
Sullivan v. Hudson, 490 US 877, 109 SCt 2248, 104
opens at adage Ee Ce DIET Oe TED! 14
Swanks v. Washington Metro Area Transit Authority,
he Fee See (OG Cie 1997) 665 oe 9,43, T2174
Talavera v. School Board of Palm Beach Cty, 129 F3d
EERO GNI SON SPRT ER ee fice te cad ta hcues cues con 13
Tinker v. Sears, Roebuck & Co, 127 F3d 519 (6th Cir
PPT Pies 4s rida d's 5 cue Reda en uae au oy a eu 16

Weigel v. Target Stores, 122 F3d 461 (7th Cir 1997) .... 13

Willis v. Sullivan, 931 F2d 390 (6th Cir 1991)........ 14
STATUTES:

Te SA DEED p's a one. wiscan'enee delat s eek eee 16
O2 USE SZAGHZMA) .. www ccc cco scwawbinvnccec 2, 10

OTHER AUTHORITIES:

20 CFR Part 404.........0..0.000.00000............... 11
20 CFR 404.1520.......... 0.0.0 cece eee. 10
20 CFR 404.1560(c) ........ 0000000 ee eee eee. 10
20 CFR 404.1567(a) and (b) ......................... 11

Vii

TABLE OF AUTHORITIES —- Continued
Page

Daniel L. Skoler, Assoc Comm’r, SSA, Disabilities
Act Info Mem at 3, (June 2, 1993) (No x yee b

EEOC Enforcement Guide entitled “Effect of Rep-
resentations Made in Applications for Disability
Benefits on the Determination of Whether a Per-
son is a ‘Qualified Individual With a Disability’

Under the Americans with Disabilities Act of
1990 (ADA),” reprinted in BNA’s Americans
With Disabilities Act Manual No 62 at 70:1251;
http: //www.eeoc.gov/docs/qidreps.txt. ........... 13

INTRODUCTION

This is a unique case in which Wal-Mart admits that
Mr. Griffith can do the essential functions of his Wal-Mart
job. Petition, p 4. In spite of this admission, Wal-Mart
argues that no reasonable jury can find that Griffith can
do the essential functions of his job because Griffith has
subsequently successfully applied for Social Security dis-
ability. The Sixth Circuit correctly held that where the
defendant admits and the evidence shows that the
employee can do the essential functions of the job the
employer is not entitled to summary judgment that the
employee cannot do the essential functions of the job.

4

STATEMENT OF THE CASE

I. Griffith Obtains Employment With Wal-Mart In
1990.

Mr. Griffith worked for Wal-Mart from October 3,
1990 until his termination on Monday, October 26, 1992.
(Apx 69) He had a good work record, free from any major
disciplinary matters.

Mr. Griffith initially started working for Wal-Mart in
October 1990 as a sales associate in the sporting goods
department. Because of a previously-existing back dis-
ability, Griffith was unable to do the sporting goods job.
Therefore, around January 1991, he was transferred to the
hardware department. Griffith worked in the hardware
department from 1991 until September 1992. Griffith was
able to do the essential functions of the hardware
department job. (Apx 348) Although the hardware job

may not have been a statistically noticeable job in the
economy, it was a job which Griffith could do. 42 USC
423(d)(2)(A)

In September/October 1992, Griffith was removed
from the hardware department and transferred to the
sporting goods department. The sporting goods depart-
ment job was not compatible with Griffith’s disability.
(Ibid)

II. Wal-Mart Repeatedly Gives Mr. Griffith Satisfac-
tory Appraisals.

Mr. Griffith received satisfactory appraisals because
he could do the essential functions of his job. The October
1992 review indicated under “overall performance .. . has
a good attitude and works well with customers.” (Apx
136) (Emphasis added) The October 1991 evaluation indi-
cated “had good initiative, . . . good worker, follows
instructions very well, ... has good work skills, follows
instruction with minimum follow-up, . . . good efforts-,
tries to do his best . . . very dependable . . . has good
knowledge of the department . . . works very well with
management and other associates.” (Apx 131-134)
(Emphasis added) The January 1991 evaluation indicated
“productivity is pretty good . . . attendance is very good-

. . willing to help out wherever needed - very flex-
ible . .. good customer assistance .. . friendly and helpful
associate. Very good with customers and associates.”
(Apx 124-125) (Emphasis added) The April 1991 evalua-
tion stated “very good with customers.” Regarding com-

munication and shrinkage control, “does a good job.”

“Grif is very good with customers, [and] has a sense of
pride.” (Emphasis added) (Apx 129-130)

Ill. Wal-Mart Admits That Mr. Griffith Was Qualified
For His Wal-Mart Employment

As indicated in Wal-Mart’s February 1996 Memoran-
dum [Apx 82], “[Griffith] was still capable of performing
the essential functions of his sales associate position by
obtaining assistance from another sales associate. Greer
Depo pp 19 [Apx 762], 36 [Apx 764], 37 [Apx 765])”

Wal-Mart further stated:

“There is no evidence to demonstrate Plaintiff
Griffith was ever disqualified from performing
the essential functions of a sales associate posi-
tion at Wal-Mart. Plaintiff Griffith has failed to
show he became disqualified for any type of
employment while at Wal-Mart.” (Apx 90)
(Emphasis in the original)

Wal-Mart’s Petition admits Mr. Griffith “was able to
perform the essential functions of [the hardware depart-
ment] job.” (Petition, p 4)

IV. Wal-Mart Fires Mr. Griffith In October, 1992

On September 21, 1992, Griffith’s attorney wrote a
letter to Store Manager Larry Greer indicating, in part,
that:

“As you are aware, Mr. Griffith is a hand-
icapped individual. . . . If you would like to
discuss this matter further, please give me a call
at my office or write me at any time.” (Apx
341-342)

Mr. Greer never responded to the letter. Rather, Mr.
Greer fired Griffith approximately one month later, on
October 26, 1992. (Apx 342)

Mr. Griffith was not at work during the week of
October 19, 1992. Griffith’s assistant store manager told
Griffith that he did not have to return to work until
Monday, October 26, 1992. (Apx 348) When Griffith
appeared for work on Monday, October 26, 1992, he was
discharged by Wal-Mart purportedly for not returning to
work on the prior Saturday.

V. Thereafter, No Employer Would Hire Mr. Griffith
Because Of His “Condition And Restrictions.”

As indicated by Griffith in his Social Security disabil-
ity application:

“Question 3b: Explain how your condition keeps
you from working.

Answer: No employer will hire me because of
my condition and restrictions.” (Apx 551)

VI. Mr. Griffith Was Qualified For His Wal-Mart
Employment

Wal-Mart had an opportunity, from 1990 to 1992, to
constantly evaluate Griffith’s work performance. Wal-
Mart consistently evaluated plaintiff’s work perfor-
mance as, at least, satisfactory.

Wal-Mart’s consistently good evaluations of Mr.
Griffith’s job performance and Store Manager Greer’s
testimony confirm that Griffith was performing his job

“ ‘at a level which met his employer’s legitimate expecta-
tions.’ “ McDonald v. Union Camp Corp, 898 F2d 1155, 1160
(6th Cir 1990). See generally, Petition for Writ, p 4.

Vil. Mr. Griffith Applies For Disability Benefits From
The Social Security Administration In A Nonad-
versarial Proceeding.

Mr. Griffith applied for Social Security Administra-
tion benefits in May 1993. (Apx 550) Without a hearing
and in a nonadversarial proceeding, a Social Security
administrative law judge determined in July 1994 that
Griffith was entitled to benefits. (Apx 567-570)

VIII. District Court Grants Summary Judgment To
Wal-Mart And Sixth Circuit Reverses

The United States District Court for the Eastern Dis-
trict of Kentucky granted summary judgment to Wal-Mart
on Griffith’s claims under the ADA. The district court
held that Griffith was precluded from showing that he
was capable of performing the essential functions of the
job because he had represented that he was totally dis-
abled in order to obtain disability benefits. 930 F Supp
1167 (ED Ky 1996)

On appeal, the Sixth Circuit gave several reasons
why judicial estoppel should not apply.

“The precise question of whether the applicant
could have worked with a reasonable accom-
modation during the relevant period is not
asked in a Social Security context because . . . it
would not necessarily bar receipt of those bene-
fits.” 135 F3d 376, 382 (6th Cir 1998)

Statements made in SSA applications “are open to
interpretation,” Id, and should be considered in context,
the Sixth Circuit said. Because applicants are asked to
check off boxes without comment or fill in blanks with
little room for elaboration, “the employee may not have a
fair opportunity to accurately explain the details of the
employee’s medical condition and his ability or inability
to work for purposes of the ADA.” Id.

The court added that applying judicial estoppel, an
equitable doctrine,

“under the circumstances presented here would
be inappropriate given that the truth-seeking
function of the court would be supplanted by an
agency administrative decision rendered with-
out an evidentiary hearing. . . . We believe these
prior statements should not be the subject of
judicial estoppel or a theory of ‘super admis-
sions,’ but rather should be analyzed under tra-
ditional summary judgment principles.” Id at
382-383.

The court concluded that summary judgment was
improperly granted to Wal-Mart because Griffith raised a
genuine issue of material fact as to whether he was
capable of performing the essential functions of his job
with reasonable accommodation. The company admitted
that Griffith was able to perform his job in the hardware
department and that it was able to accommodate his
physical restrictions, the court pointed out. Griffith
argued that his seemingly inconsistent statements were
made ten months after he was fired, when his condition
had worsened.

——_

we

REASONS FOR DENYING THE WRIT

The Courts of Appeal which have considered the
issue before the Court unanimously agree that a claim-
ant’s sworn assertions made to the Social Security
Administration (“SSA”) are relevant in assessing whether
the claimant is a qualified individual with a disability
under the Americans with Disabilities Act (“ADA”).
Regardless of whether the court applies judicial estoppel
or simply uses a traditional summary judgment analysis,
the Circuits uniformly make their decisions based upon
the claimant's assertions in light of all of the available
evidence. Thus, review by this Court of the present case
will not eradicate the need in the future for the case-by-
case factual analysis employed to resolve this and similar
claims.

I. The Circuit Split Is More Form Than Substance

The Third Circuit initially held that a plaintiff who
certifies total disability on an application for benefits is
judicially estopped from bringing an ADA claim.
McNemar v. Disney Store, Inc, 91 F3d 610 (3rd Cir 1996),
cert denied, ___ US ___, 117 SCt 958, 136 LEd2d 845 (1997).
In McNemar, the plaintiff was terminated from his posi-
tion as assistant manager for theft after divulging that he
was HIV positive. McNemar then applied for SSD bene-
fits and stated on the standardized application form that
he was totally disabled and unable to work as of five
weeks prior to his discharge. He made similar statements
on applications for forbearance of student loan payments
and state disability benefits. Shortly thereafter, McNemar
brought disability claims against Disney under the ADA

and state law. The district court dismissed the disability
claims on judicial estoppel grounds. The Third Circuit
affirmed. According to the Third Circuit “[c]learly
McNemar has asserted inconsistent positions regarding
his ability to work.” Id at 618. He certified in his applica-
tions for benefits that he was totally and permanently
disabled and unable to work and earn money; but in his
disability claims he stated he could perform the essential
functions of his job. Id. Accordingly, the court held that
the district court properly applied the doctrine of ‘udicial
estoppel.

In Krouse v. American Sterilizer Co, 126 F3d 494 (3rd
Cir 1997), Judge Becker, writing for a panel of the Third
Circuit, responded to the “considerable criticism” of the
McNemar decision and indicated that McNemar articu-
lated a relatively fact-specific holding. Id at 502 n3 and
503 n5. The district court in Krouse granted summary
judgment on the ground that the plaintiff was judicially
estopped from establishing the qualifications element of
his ADA claim. Although the Third Circuit affirmed on
different grounds, the court stated in a footnote that
“district courts in this circuit are misapplying McNemar
without first considering the unique facts of that case.” Id
at 503 n5. The court instructed that “[c]lourts should not
assume that McNemar always bars an individual’s ADA
claims merely because prior representations or deter-
minations of disability exist in the record.” Id. Another
footnote stated that “Judge Becker is persuaded .. . that
McNemar was wrongly decided, and believes that the
court should reconsider it at its first opportunity.” Id at
503 n4.

Taking into consideration the Krouse court’s discus-
sion of McNemar, it appears that no court of appeals has
adopted the position that a plaintiff who has claimed
total disability on a benefits application is per se
estopped from claiming he or she could work with rea-
sonable accommodations under the ADA. This is espe-
cially the case where the employer has admitted that the
empioyee can do the essential functions of the job.
Petition for Writ, p 4.

The District of Columbia Circuit has held that repre-
sentations on an application for disability benefits are
merely one piece of evidence that an ADA plaintiff is not
“qualified,” rather than an absolute bar. See Swanks v.
Washington Metro Area Transit Authority, 116 F3d 582 (DC
Cir 1997). In Swanks, the plaintiff, who suffered from
spinal bifida, sought and received SSD benefits after he
was fired from his job as a police officer with the Transit
Authority. Swanks then filed an ADA claim alleging that
the Authority refused to accommodate his disability and
then fired him because of it. The district court entered
summary judgment for the Authority because Swanks’
“disability determination renders [him] unqualified for
the position which he held either as it was or with a
reasonable accommodation ... .” Id at 584. The court of
appeals reversed.

The court of appeals began by outlining the SSD
application process. Id at 584-85. Under the Social Secu-
rity Act, an individual is entitled to disability benefits if
the claimant’s physical or mental impairment or impair-
ments are of such severity that the claimant is not only
unable to do the claimant’s previous work but cannot,
considering his age, education, and work experience,

10

engage in any other kind of substantial gainful work
which exists in the national economy, regardless of
whether such work exists in the immediate area in which
he lives, or whether a specific job vacancy exists for him.
42 USC 423(d)(2)(A). The Social Security Act does not
address the effect of a reasonable accommodation on a
claimant’s disability status. In administering the Act, the
SSA has developed a five-step procedure for evaluation
of disability claims. 20 CFR 404.1520. The five steps are as
follows:

I. The SSA ascertains whether the claimant is
currently engaged in “substantial gainful activ-
ity.” If so, the agency denies the application. If
not, it proceeds to step two.

II. The agency determines whether the claim-
ant has a “severe” impairment. If not, the appli-
cation is denied. If so, the agency proceeds to
step three.

III. The agency checks whether the impairment
is listed as presumptively disabling in the regu-
lations. If the claimant’s condition is listed, the
agency awards with no further inquiry. If the
condition is not listed, the agency proceeds to
step four.

IV. The agency determines whether the claim-
ant is able to perform his past work. If so, bene-
fits are denied. If not, the agency proceeds to the
final step.

V. Considering the claimant’s age, educational
experience, past work experience, and residual
functional capacity, the agency determines
whether the claimant can do “other work,” i.e.,
jobs “that exist in significant number in the
national economy.” 20 CFR 1560(c). If so, the

seanemesiaiiiiiiiiiiiiiiiaaiiiiiias

11

agency deries the application. If not, the agency
awards benefits. In fact, under the fifth step, for
a claimant who has shown that he or she cannot
perform past relevant work, the SSA will find
that claimant disabled for Social Security bene-
fits even if the claimant can perform the full
range of unskilled sedentary and light work, as
defined under 20 CFR 404.1567 (a) and (b), if the
claimant is over 55 years old and has less than a
high school education and has done unskilled
work. See Rules 201.01 and 202.01, Appendix 2,
20 CFR Part 404. In addition, under 20 CFR
404.1592(a), a beneficiary of SSD benefits may
engage in a trial work period for up to nine
months, to see if the person is capable of work-
ing, while still receiving full Social Security dis-
ability benefits.

The SSA has issued an Information Memorandum
explicitly stating that, for the purpose of the fifth step
assessment, “[w]hether or how an employer might be
willing (or required) to alter job duties to suit the limita-
tions of a specific individual would not be relevant.”
Daniel L. Skoler, Assoc Comm’r, SSA, Disabilities Act Info
Mem at 3, (June 2, 1993) (No SG3P2). The Memorandum
also stresses that “[h]ypothetical inquiries about whether
an employer would or could make accommodations that
would allow return to a prior job would not be appropri-
ate.” Id.

The Swanks court pointed out that “[nJowhere in this

five-step process does the Social Security Administration
take account of the possible effect of reasonable accom-
modation on a claimant's ability to work.” Swanks, 116
F3d at 585. A claimant can be found disabled at the third
step if she has a “listed” impairment, with no inquiry into

12

her actual ability to work. In addition, a claimant can be
deemed eligible for benefits at the fifth step, where the
inquiry focuses on the general availability of particular
types of work and not on whether a reasonable accom-
modation would enable a claimant to work. In short, an
individual can meet the requirements for SSD eligibility
and still be a “qualified individual with a disability”
under the ADA. The Swanks court recognized that there is
no inherent inconsistency. Both the SSA and the EEOC
have taken the position that there is no inherent inconsis- |
tency. See Swanks, id at 586. |

gc entree OR AE SERN lena

The Swanks court declined to apply estoppel in all
such cases in favor of a case-by-case inquiry that exam-
ines the specific statements a disability discrimination
plaintiff makes in connection with applications for dis-
ability benefits.

In Cleveland v. Policy Mgmt Sys Corp, 120 F3d 513 (5th
Cir 1997), petition for cert filed, 66 USLW 3435 (US Dec 15,
1997) (No 97-1008) the Fifth Circuit held that there is a
“rebuttable presumption” that an applicant for or recip-_
ient of SSD benefits is not a “qualified individual with a
disability.” Id at 518. (Emphasis added) The court stopped
short of holding that all SSD applications should create
an estoppel. “It is at least theoretically conceivable that
under some limited and highly unusual set of circum-
stances the two claims would not necessarily be mutually
exclusive ...” Id at 517. In Dush v. Appleton Elec Co, 124
F3d 957 (8th Cir 1997), the Eighth Circuit ruled that an
ADA plaintiff who had characterized herself as “totally
disabled” in a previous workers’ compensation proceed-
ing failed to present evidence showing she was a “quali-
fied individual with a disability.” The court declined to

A AEE

i tt,

Pt RM TT OME er pee ee |

13

hold that judicial estoppel precluded all such plaintiffs
from proceeding with an ADA claim.

Still other courts of appeals presented with this ques-
tion have limited themselves to the facts of their cases,
without articulating any broad rules. See D’Aprile v. Fleet
Servs Corp, 92 F3d 1, 4, (1st Cir 1996) (ADA plaintiff’s
statements on application for disability benefits “may not
have constituted [a] broad admission of incapacity,” so
the ADA claim was not automatically barred); Weigel v.
Target Stores, 122 F3d 461, 466-67 (7th Cir 1997) (explain-
ing that an SSA total disability determination, while rele-
vant, is not dispositive of the issue of an ADA claimant's
status as a “qualified individual with a disability”). See
EEOC Enforcement Guide entitled “Effect of Representa-
tions Made in Applications for Disability Benefits on the
Determination of Whether a Person is a ‘Qualified Indi-
vidual With a Disability’ Under the Americans with Dis-
abilities Act of 1990 (ADA),” reprinted in BNA’s
Americans With Disabilities Act Manual No 62 at 70:1251;
http:/ /www.eeoc.gov/docs/qidreps.txt.

II. The Sixth Circuit’s Holding Is Reasonable And
Appropriate

The Sixth Circuit Griffith decision is completely con-

sistent with the holdings of its sister circuits that a certi-

fication of total disability on an SSD benefits application

is not inherently inconsistent with being a “qualified
individual with a disability” under the ADA. See Talavera
v. School Board of Palm Beach Cty, 129 F3d 1214 (11th Cir
(997). This is especially the case where the employer, as
Wal-Mart did in this case, has admitted that the employee

14

can do the essential functions of the job. Petition, p 4.
Indeed, it is difficult to understand how, in a reasoned
legal environment, a corporation can admit, as Wal-Mart
has repeatedly done in this case, that an employee can
do the essential functions of the job and yet try to argue
with a straight face that it is entitled to summary judg-
ment on the purported basis that there is no genuine
issue of material fact that the employee can do the
essential functions of the job.

The Griffith decision is completely consistent with
and mandated by Sixth Circuit law. The issue of judicial
estoppel had already been decided in Mr. Griffith’s favor.
In Blanton v. Inco Alloys Int'l, Inc, 123 F3d 916, 917 (6th Cir
1997), the Sixth Circuit held:

“We agree with the DC Circuit’s opinion in
Swanks v. Washington Metropolitan Area Transit
Authority, 116 F3d 582 (DC Cir 1997), that holds
that the receipt of disability benefits does not
preclude subsequent ADA relief and rejects the
doctrine of judicial estoppel, but does allow the
consideration of prior sworn statements by the
parties as a material factor.”

Judicial estoppel does not apply where the prior pro-
ceeding was an uncontested nonadversarial administra-
tive proceeding. Edwards v. Aetna Life Ins Co, 690 F2d 595,
598 (6th Cir 1982). Social Security administrative proceed-
ings are not adversarial. Sullivan v. Hudson, 490 US 877,
891, 109 SCt 2248, 2257, 104 LEd2d 941 (1989); Willis v.
Sullivan, 931 F2d 390, 400 (6th Cir 1991).

The issue in the Griffith case is whether there is a
genuine issue of material fact that Mr. Griffith could do
his Wal-Mart hardware department job. Wal-Mart says he

15

could. Larry Greer was Mr. Griffith’s Store Manager.
Store Manager Greer confirms that:

“Q. Were there any problems with Mr. Griffith's
job performance in the Hardware Department?

A. No, sir.” (Apx 763°
Store Manager Greer further testified that:

“QO. Were there ever any complaints of Mr.
Griffith while he worked in the Hardware
Department?

A. Not that I can remember at this point, no.”
(Apx 768)

* + a

“A. He could do the Hardware job as I under-
stand it, the way we modified it, he had no
problem doing it the way we had modified the
job.” (Apx 768) (Emphasis added)

“Q. So Mr. Griffith always gave what you were
looking for?

A. Yes, sir.

Q. You never received any complaints about
Mr. Griffith’s job performance?

A. I personally did not, no, sir.
Q. Or heard of any complaints?
A. About his job performance?
©. Yes, sir.

A. No, sir.” (Apx 759, District Manager Jim
Coln)

“He did the things that he was supposed tc
be doing in the Hardware Department.” (Apx

16

849; Asst. Store Manager Steve Kissabeth)
(Emphasis added)

In September 1992, Wal-Mart transferred Mr. Griffith ~
from the hardware department to the sporting goods
department. Wal-Mart has given inconsistent reasons for
this transfer. Wal-Mart told the EEOC on March 15, 1993:

“Charging Party moved to Sporting Goods in
October [1992] to help during the hunting/fish-
ing seasons .. . .” (Apx 355)

Wal-Mart's district manager Jim Coln testified:

“Q. So basically Mr. Greer told you that Mr.
Griffith was being transferred to Sporting
Goods, department nine, to accommodate Mr.
Griffith because of the lifting restrictions?

A. Yes. Mr. Griffith had doctor’s restrictions on
what he could lift.” (Apx 752)

The “inconsistency” of these statements and reasons
are evidence of discrimination. Tinker v. Sears, Roebuck &
Co, 127 F3d 519, 523 (6th Cir 1997), Edwards v. US Postal
Service, 909 F2d 320, 324 (8th Cir 1990), Schmitz v. St. Regis
Paper Co, 811 F2d 131, 132-133 (2nd Cir 1987).

ede Gone SOB Main A ar ir At Riko aw en bet eat armen —

After the discriminatory transfer to the sporting
goods department, Mr. Griffith’s attorney protested this
disability discrimination to Store Manager Larry Greer on
September 21, 1992. (Apx 148-149) Hardly a month later,
Wal-Mart fired Mr. Griffith for pretextual reasons. A per-
son's status as a “qualified individual with a disability” is
not relevant in assessing the person’s claim for retaliation
under the ADA. Krouse v. American Sterilizer Co, 126 F3d
494 (DC Cir 1997); Brewer v. Petroleum Suppliers, 946 F
Supp 926 (ND Al 1996); 42 USC 12203(a).

chet toe

ili alia

17

After the discharge, Mr. Griffith attempted to get
vocational training. (Apx 538)

When Mr. Griffith finally applied for Social Security
disability the Disability Report indicated:

“DISABILITY REPORT:

Explain how your condition now keeps you
from working?

No employer will hire me because of my condi-
tion and restrictions.” (Apx 551)

The Remarks Section indicated:

“Due to my back condition, I would like to
claim benefits until I finish my education at
Northern Kentucky University. With all of my
restrictions, no employer will hire me. I have
apply at least thirty employers and somebody
else got hire, who was in excellent health and
have no limitation.” (Apx 556)

The Social Security Administration indicated on
August 30, 1993:

“The claimant said his problems with depres-
sion began in September of 1988 when his
mother died. He said his condition has wors-
ened in the past 3-4 months because he can’t
find a job. He said people have turned him
down because of his lower back injury. He said
he has applied for jobs he felt he could do then
never heard anything or he has been told he
would be a liability to them.” (Apx 571)

Based on Wal-Mart’s admissions that Mr. Griffith
could do the hardware department job and Mr. Griffith’s
statements in his Social Security documents that he was

18

looking for work and was unable to work because
employers turned him down, a reasonable jury could find
that Mr. Griffith was qualified for his hardware depart-
ment job.

A reasonable jury could find that Mr. Griffith was
qualified to do the essential functions of his Wal-Mart job
for the simple reason that Wal-Mart admits that Mr.
Griffith could do the job. The Sixth Circuit did nothing
other than comply with Civil Rule 56 in holding that
there were genuine issues of material fact in light of Wal-
Mart’s consistent admissions that Mr. Griffith could do
the essential functions of his Wal-Mart job.

+

CONCLUSION
The Petition for Writ of Certiorari should be denied.

Respectfully submitted,

Lee HorRNBERGER

Counsel of Record

910 Mercantile Library Bldg.
414 Walnut Street
Cincinnati, Ohio 45202-3906
(513) 723-1195

(513) 241-7863 Fax

Of Counsel

Marco GRuBBS

HorrMAN, HOFFMAN & GruBBS
98 Garvey Avenue

Elsmere, Kentucky 41018
(606) 342-9029

Attorneys for Respondent

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Source: Frix Law Library, https://www.frixlaw.com/law-library/documents/brief%3Amicro_IA40386006_1679%3A2. Public record. Not legal advice.
